THE NESSEL FAMILY FOUNDATION INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- THE NESSEL FAMILY FOUNDATION INC (EIN 06-1596433)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-05-09
- IRS object ID
- 201741299349100304
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-05-09T07:17:45-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061175330 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Allison & Godfrey | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 061596433 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Irwin and Dorothy Nessel | BusinessNameLine1Txt |
| Business Name Line2 | Foundation Inc | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NESS | BusinessNameControlTxt |
| Phone | 2032277470 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | David Godfrey | PersonNm |
| Person Title | Secretary | PersonTitleTxt |
| Phone | 2032277470 | PhoneNum |
| Signature | 2017-05-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | David L Godfrey | PreparerPersonNm |
| PTIN | P00232920 | PTIN |
| Phone | 2032277470 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 75.99.220.194 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-05-04 | IPDt |
| IP Tm | 15:14:43 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 08F5EB8A3CFCA204D6E62A8FD480B155B8199C1A | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 2B84CCDC0E0E5679B50B20AFEC916E4EEC725DA0 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,008,624 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $55 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $55 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $116,520 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $116,520 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $352,881 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,497,406 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $352,881 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $10 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $10 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $469,466 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $469,466 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $8,000 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $4,000 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $4,000 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $24,513 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $24,513 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $32,513 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $28,513 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,000 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $262,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $262,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $294,513 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $28,513 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $266,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $174,953 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $440,953 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $641 | CashBOYAmt |
| Cash EOY | $760 | CashEOYAmt |
| Cash EOYFMV | $760 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $202,019 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $289,983 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $289,983 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,170,052 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,851,732 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,175,789 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $869,905 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,234,415 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,230,404 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $211,546 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $252,226 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $311,688 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,454,163 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,629,116 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,008,624 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,454,163 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,629,116 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,454,163 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,629,116 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,454,163 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,629,116 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,454,163 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $174,953 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,629,116 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,629,116 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| Publicly Traded Securities | $124,481 | $134,921 | -$10,440 | -$10,440 | |
| Publicly Traded Securities | $1,366,496 | $1,009,604 | $356,892 | $356,892 | |
| Capital Gains Dividends | $6,429 | $6,429 | $6,429 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $352,881 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $262,728 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,970,799 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052854 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $231,072 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,805,775 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048082 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $200,695 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $4,390,831 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.045708 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $182,196 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $4,164,454 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.043750 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $174,571 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,057,572 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.043024 | DistributionYr5Rt |
| Total Distribution | 0.233418 | TotalDistributionRt |
| Average Distribution | 0.046684 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,818,847 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $224,963 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,410 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $229,373 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $266,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $4,410 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,410 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,410 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $395 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $395 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $113 | EsPenaltyAmt |
| Tax Due | $4,128 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | David L Godfrey | IndividualWithBooksNm |
| Phone | 2032270424 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 134 East Avenue | AddressLine1Txt |
| City | Norwalk | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06851 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Dorothy M Nessel | ||||||||
| 2321 Meadow Ridge | Redding | CT | 06896 | President | 0.50 | $0 | $0 | $0 |
| David L Nessel | ||||||||
| 25 Rock Major Road | Fairfield | CT | 06430 | Vice President | 0.50 | $0 | $0 | $0 |
| Judy Nessel | ||||||||
| 25 Rock Major Road | Fairfield | CT | 06430 | Director | 0.50 | $0 | $0 | $0 |
| David L Godfrey | ||||||||
| 134 East Avenue | Norwalk | CT | 06851 | Secretary | 0.50 | $0 | $0 | $0 |
| Paul Nessel | ||||||||
| 113 Portland Avenue | Wilton | CT | 06897 | Director | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,637,625 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $254,605 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,892,230 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,892,230 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $73,383 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,818,847 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $240,942 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $240,942 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,410 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,410 | TotalTaxAmt |
| Distributable Before Adj | $236,532 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $236,532 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $236,532 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $266,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $266,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $4,410 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $261,590 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $236,532 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $145,630 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $266,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $145,630 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $120,370 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $116,162 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Dorothy M Nessel | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (22 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A Hand for a Paw Inc | |||||||
| 114 Lakeside Drive | Bridgeport | CT | 06606 | None | PC | General | $2,000 |
| Applied Behaviorial Rehabilitation Institute dba Home For the Brave | |||||||
| 655 Park Avenue | Bridgeport | CT | 06604 | None | PC | General | $5,000 |
| Aspetuck Land Trust | |||||||
| 18 Cold Spring Road | Easton | CT | 06612 | None | PC | General | $2,500 |
| Bridgeport Hospital Foundation | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | PC | General | $30,000 |
| Bridgeport Ladies Charitable Society | |||||||
| 427 Center Rd | Easton | CT | 06612 | None | PC | General | $2,000 |
| Bridgeport Rescue Mission | |||||||
| PO Box 9057 | Bridgeport | CT | 066019057 | None | PC | General | $5,000 |
| Center for Family Justice | |||||||
| 753 Fairfield Ave | Bridgeport | CT | 06604 | None | PC | General | $35,000 |
| Connecticut Challenge | |||||||
| 250 Pequot Avenue | Southport | CT | 06890 | None | PC | General | $25,000 |
| Episcopal Social Service of the Diocese of Connecticut | |||||||
| 235 Nicoll Street 2nd Floor | New Haven | CT | 06511 | None | PC | Integrated Refugee & Immigrant Services (IRIS) | $3,000 |
| Fairfield County Community Foundation | |||||||
| 383 Main Avenue | Norwalk | CT | 068511543 | None | PC | Meadow Ridge Scholarship Foundation | $8,000 |
| Friends of The Norwalk River Valley Trail Inc | |||||||
| PO Box 174 | Georgetown | CT | 06829 | None | PC | General | $2,500 |
| Grace Cottage Foundation | |||||||
| 74 Grafton Road | Townshend | VT | 05353 | None | PC | General | $40,000 |
| High School Scholarship Fund of Fairfield Inc | |||||||
| PO Box 682 | Fairfield | CT | 06896 | None | PC | General | $1,000 |
| Horizons at GFA | |||||||
| 35 Beachside Avenue | PO Box Greens Farm | CT | 06838 | None | PC | General | $20,000 |
| Fairfield Woods Middle School PTSA | |||||||
| 1115 Fairfield Woods Road | Fairfield | CT | 06824 | None | PC | Outdoor Adventure Club | $5,000 |
| Near and Far Aid Association Inc | |||||||
| PO Box 717 | Southport | CT | 06490 | None | PC | General | $5,000 |
| Norma F Pfriem Breast Care Center | |||||||
| 267 Grant St | Bridgeport | CT | 06610 | None | PC | General | $30,000 |
| Norwalk Hospital Foundation | |||||||
| 34 Maple Street | Norwalk | CT | 06856 | None | PC | Rich - 04/24/17 03:26PM Worksheet Private Foundation | $25,000 |
| Roger Ludlowe Middle School PTA | |||||||
| 689 Unquowa Road | Fairfield | CT | 06824 | None | PC | Outdoor Adventure Club Scholarships | $5,000 |
| Shaw Regional Cancer Center | |||||||
| 322 Beards Creek Road | Edwards | CO | 81632 | None | PC | General | $1,000 |
| Sustainable Organic Integrated Livelihoods | |||||||
| 124 Church Road | Sherburne | NY | 13460 | None | PC | General | $5,000 |
| Tomlinson Middle School PTSA | |||||||
| Unquowa Road | Fairfield | CT | 06824 | None | PC | Counselors Discretionary Fund | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $262,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $55 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $116,520 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $10 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $352,881 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $469,466 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $469,466 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (15 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 50M AMC Networks Inc 4.75% 12/15/22 | $51,484 | $50,375 |
| 50M Blue Cube Spinco 10% 10/25/25 | $60,989 | $60,375 |
| 75M Clean Harbors Inc 5.25% 08/01/20 | $74,915 | $76,687 |
| 75M Constellation Brands 4.25% 05/01/23 | $74,292 | $77,438 |
| 75M Energy Transfer Eq 5.875% 01/15/24 | $75,459 | $77,250 |
| 100M Levi Strauss 6.875% 5/1/22 | $107,370 | $105,000 |
| 100M Mastec Inc 4.875% 3/15/23 | $97,310 | $97,500 |
| 50M Olin Corp 5.50% 08/15/2022 | $52,283 | $51,687 |
| 100M Service Corp Intl 8% 11/15/2021 | $116,197 | $116,500 |
| 100M Tenneco Inc 6.875% 12/15/15 | $104,444 | $103,375 |
| 50M Time Warner 8.75% 02/14/2009 | $59,381 | $56,342 |
| 75M Treehouse Foods Inc 4.875% 03/15/22 | $75,805 | $77,250 |
| 100M Triumph Group 4.875% 3/15/22 | $96,100 | $93,250 |
| 50M William Carter C 5.25% 8/15/21 | $52,230 | $51,750 |
| 125M Zebra Technologies 7.25% 10/15/22 | $136,156 | $135,625 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (32 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2650 Alexandria RE 6.45% Pfd | $68,674 | $66,475 |
| 190 Alphabet Inc Cl C | $86,735 | $146,646 |
| 2000 Altria Corp | $23,723 | $135,240 |
| 170 Amazon.com | $50,148 | $127,478 |
| 2300 Apple Inc | $10,763 | $266,386 |
| 3500 Blue Buffalo Pet Products | $65,535 | $84,140 |
| 600 Caterpillar Inc | $26,399 | $55,644 |
| 1000 Celgene Corp | $27,876 | $115,750 |
| 1500 Cerner Corp | $94,494 | $71,055 |
| 2200 Cognizant Technology Solutions | $18,978 | $123,266 |
| 5000 Charles Schwab 6% Pfd | $124,900 | $126,350 |
| 800 Deere & Co | $70,000 | $82,432 |
| 1700 Dunkin Brands Group Inc | $76,155 | $89,148 |
| 725 Facebook Inc A | $55,068 | $83,412 |
| 3000 General Electric | $31,852 | $94,800 |
| 3944 Hospitality Pptys Tr - Pfd Stock | $98,295 | $99,468 |
| 1000 Johnson & Johnson | $55,370 | $115,210 |
| 600 Kansas City Southern | $49,638 | $50,910 |
| 850 Monsanto Co New | $66,296 | $89,429 |
| 700 Palo Alto Networks | $102,761 | $87,535 |
| 800 Paypal Holdings Incorporated | $26,097 | $31,576 |
| 600 Pepsico Inc | $36,631 | $62,778 |
| 1200 Philip Morris Intl Inc | $32,808 | $109,788 |
| 3600 Quanta Services Inc | $98,742 | $125,460 |
| 1400 Quintiles Transnational | $80,247 | $106,470 |
| 1400 Resmed Inc | $35,029 | $86,870 |
| 1000 Schlumberger Ltd | $28,399 | $83,950 |
| 60 The Priceline Group | $72,570 | $87,964 |
| 1507 Under Armour Inc Cl C | $51,146 | $37,931 |
| 900 United Parcel Service | $66,245 | $103,176 |
| 1600 Visa Inc Cl A | $20,689 | $124,832 |
| 1000 Walt Disney Co | $99,469 | $104,220 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 1000 American Tower Corp | AT COST | $71,374 | $105,680 |
| 100 Allergan Inc 5.5% Con Pfd 3/1/18 | AT COST | $83,262 | $76,246 |
| 400 Colony Starwood HMS REIT | AT COST | $8,665 | $11,524 |
| 1000 Starwood Ppty Trust REIT | AT COST | $20,314 | $21,950 |
| 3200 Weyerhaeuser Co REIT | AT COST | $68,611 | $96,288 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Gunn Godfrey & Allison | CategoryTxt |
| Legal Fees | $8,000 | LegalFeesAmt |
| Net Investment Income | $4,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,000 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Other Portfolio Income | Desc |
| Revenue And Expenses Per Books | $10 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $10 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $10 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Mgmt Fees | CategoryTxt |
| Amt | $24,513 | Amt |
| Net Investment Income | $24,513 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |