ARHTUR F AND ALICE E ADAMS FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- ARHTUR F AND ALICE E ADAMS FOUNDATION (EIN 65-6003785)
- Tax period
- 2015-10-01 to 2016-09-30
- Filed
- 2017-01-24
- IRS object ID
- 201740249349100104
- Schema version
- 2015v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-01-24T15:00:14-06:00 | ReturnTs |
| Tax Period End | 2016-09-30 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 656003785 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARTHUR F & ALICE E ADAMS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ADAM | BusinessNameControlTxt |
| Phone | 3367478186 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1525 W WT HARRIS BLVD D1114-044 | AddressLine1Txt |
| City | CHARLOTTE | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 28262 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | - | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 3367478186 | PhoneNum |
| Signature | 2017-01-24 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $14,653,147 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $142 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $142 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $375,822 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $375,622 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $111,998 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,568,066 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $111,998 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $487,962 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $487,762 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $248,681 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $159,853 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $88,828 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,400 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,400 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $6,847 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $6,847 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $15,160 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,254 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $2,118 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,118 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $970 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $970 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $275,176 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $172,924 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $92,346 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $372,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $372,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $647,676 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $172,924 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $464,846 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$159,714 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $314,838 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $361,065 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $868,295 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $868,295 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| US Government Obligations BOY | $1,544,234 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,254,134 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,290,720 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $7,773,357 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,048,651 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,773,379 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,008,696 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,437,241 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,474,922 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,323,904 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $242,796 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $245,831 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $14,011,256 | TotalAssetsBOYAmt |
| Total Assets EOY | $13,851,117 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $14,653,147 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $14,011,256 | CapitalStockBOYAmt |
| Capital Stock EOY | $13,851,117 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,011,256 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $13,851,117 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,011,256 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $13,851,117 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,011,256 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$159,714 | ExcessRevenueOverExpensesAmt |
| Other Increases | $9,869 | OtherIncreasesAmt |
| Subtotal | $13,861,411 | SubtotalAmt |
| Other Decreases | $10,294 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $13,851,117 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (307 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 9551.098 ABERDEEN EMERG MARKETS-INST #5840 | 2012-03-01 | 2016-01-13 | $100,000 | $140,461 | -$40,461 | -$40,461 | |
| 125. ADVANCE AUTO PTS INC | 2013-08-09 | 2015-11-09 | $24,317 | $9,264 | $15,053 | $15,053 | |
| 229. AIR LIQUIDE - ADR | 2011-11-11 | 2016-06-07 | $4,955 | $4,753 | $202 | $202 | |
| 373. ALLIANZ SE ADR | 2011-11-11 | 2016-07-18 | $5,241 | $4,074 | $1,167 | $1,167 | |
| 20. ALTRIA GROUP INC | 2015-08-26 | 2016-04-14 | $1,250 | $1,037 | $213 | $213 | |
| 25. ALTRIA GROUP INC | 2015-08-26 | 2016-07-22 | $1,723 | $1,296 | $427 | $427 | |
| 24495.885 AMER CENT SMALL CAP GRWTH INST #336 | 2009-03-27 | 2016-08-18 | $339,023 | $159,961 | $179,062 | $179,062 | |
| 242. ANHEUSER-BUSCH INBEV SPN ADR | 2012-08-28 | 2015-12-18 | $29,854 | $19,444 | $10,410 | $10,410 | |
| 285. APPLE INC | 2013-04-26 | 2016-02-05 | $26,943 | $12,935 | $14,008 | $14,008 | |
| 299. ARM HOLDINGS PLC - ADR | 2012-07-31 | 2016-08-30 | $19,855 | $10,163 | $9,692 | $9,692 | |
| 58. ARM HOLDINGS PLC - ADR | 2012-07-31 | 2016-09-22 | $3,866 | $1,971 | $1,895 | $1,895 | |
| 114. ARM HOLDINGS PLC - ADR | 2016-02-10 | 2016-09-22 | $7,598 | $3,875 | $3,723 | $3,723 | |
| 50. ASTRAZENECA PLC ADR | 2015-08-25 | 2016-02-18 | $1,487 | $1,552 | -$65 | -$65 | |
| 61. ATLAS COPCO AB ADR | 2011-11-11 | 2016-02-11 | $1,248 | $1,319 | -$71 | -$71 | |
| 12. BASF AKTIENGESELLSCHAFT - LVL 1 ADR | 2015-08-25 | 2015-11-04 | $998 | $944 | $54 | $54 | |
| 1142. BG GROUP PLC - ADR | 2014-12-03 | 2016-03-07 | $17,350 | $22,182 | -$4,832 | -$4,832 | |
| 71. BP PLC - ADR | 2015-08-26 | 2016-02-25 | $2,021 | $2,187 | -$166 | -$166 | |
| 389. BANCO BILBAO VIZCAYA ARGENT- ADR | 2016-06-17 | 2016-06-28 | $2,090 | $3,214 | -$1,124 | -$1,124 | |
| 50000. BARCLAYS BANK PLC 5.000% 9/22/16 | 2013-06-17 | 2016-09-22 | $50,000 | $55,922 | -$5,922 | -$5,922 | |
| 53. BAYERISCHE MOTOREN WERKE (BMW) ADR | 2013-02-12 | 2016-06-08 | $1,465 | $1,744 | -$279 | -$279 | |
| 78. BHP BILLITON LIMITED - ADR | 2016-06-17 | 2016-06-28 | $2,124 | $2,492 | -$368 | -$368 | |
| 10. BRITISH AMERICAN TOBACCO P.L.C - ADR | 2016-06-17 | 2016-08-05 | $1,261 | $1,193 | $68 | $68 | |
| 485. BROWN & BROWN INC | 2013-12-06 | 2016-07-13 | $17,838 | $14,235 | $3,603 | $3,603 | |
| 210. CDW CORP/DE | 2014-05-22 | 2015-11-02 | $9,337 | $6,300 | $3,037 | $3,037 | |
| 86. CSL LTE-SPONSORED ADR | 2011-11-11 | 2016-03-30 | $3,276 | $1,373 | $1,903 | $1,903 | |
| 12000. CVS CAREMARK CORP 5.750% 6/01/17 | 2008-08-27 | 2016-05-27 | $12,576 | $11,781 | $795 | $795 | |
| 24. CANADIAN NATL RR CO COM | 2011-11-11 | 2016-02-11 | $1,276 | $959 | $317 | $317 | |
| 75. CARDINAL HEALTH INC COM | 2014-11-17 | 2016-02-05 | $5,719 | $6,288 | -$569 | -$569 | |
| 160. CARDINAL HEALTH INC COM | 2015-04-14 | 2016-05-31 | $12,634 | $13,415 | -$781 | -$781 | |
| 73. CARDINAL HEALTH INC COM | 2015-07-13 | 2016-05-31 | $5,764 | $6,121 | -$357 | -$357 | |
| 50. CELGENE CORP COM | 2014-09-29 | 2015-12-22 | $5,552 | $4,633 | $919 | $919 | |
| 27. CHIPOTLE MEXICAN GRILL INC | 2014-11-17 | 2016-01-11 | $11,045 | $17,754 | -$6,709 | -$6,709 | |
| 335. COLFAX CORPORATION | 2015-01-16 | 2015-10-13 | $9,936 | $16,875 | -$6,939 | -$6,939 | |
| 39. CONSTELLATION BRANDS INC | 2014-12-29 | 2016-05-31 | $5,968 | $3,872 | $2,096 | $2,096 | |
| 55. CUMMINS INC. | 2013-11-14 | 2016-08-29 | $6,859 | $7,416 | -$557 | -$557 | |
| 33. DASSAULT SYSTEMES S.A. - ADR | 2011-11-11 | 2016-02-12 | $2,422 | $1,365 | $1,057 | $1,057 | |
| 19. DASSAULT SYSTEMES S.A. - ADR | 2011-11-11 | 2016-06-08 | $1,487 | $786 | $701 | $701 | |
| 67. DEUTSCHE BOERSE AG ADR | 2015-08-25 | 2015-11-04 | $589 | $590 | -$1 | -$1 | |
| 35000. DIRECTV HOLDINGS/FIN 3.950% 1/15/25 | 2016-02-18 | 2016-03-21 | $36,063 | $34,653 | $1,410 | $1,410 | |
| 145. WALT DISNEY CO | 2012-08-28 | 2016-02-08 | $13,376 | $6,824 | $6,552 | $6,552 | |
| 11157.028 DODGE & COX INT'L STOCK FD #1048 | 2014-11-19 | 2016-06-15 | $384,806 | $368,000 | $16,806 | $16,806 | |
| 25000. DR PEPPER SNAPPLE GR 2.900% 1/15/16 | 2011-02-15 | 2016-01-15 | $25,000 | $25,000 | |||
| 828. E M C CORP MASS | 2014-06-25 | 2015-10-23 | $21,598 | $19,632 | $1,966 | $1,966 | |
| 76. ENI SPA - ADR | 2016-06-17 | 2016-06-28 | $2,307 | $2,368 | -$61 | -$61 | |
| 55. ECOLAB INC | 2014-11-17 | 2016-05-31 | $6,429 | $6,179 | $250 | $250 | |
| 50. FACEBOOK INC | 2014-08-27 | 2016-03-28 | $5,670 | $3,764 | $1,906 | $1,906 | |
| 127.63 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2015-10-15 | $128 | $128 | |||
| 175.83 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2015-11-15 | $176 | $176 | |||
| 117.89 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2015-12-15 | $118 | $118 | |||
| 63.31 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-01-15 | $63 | $63 | |||
| 74. FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-02-15 | $74 | $74 | |||
| 65.39 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-03-15 | $65 | $65 | |||
| 85.41 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-04-15 | $85 | $85 | |||
| 86.74 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-05-15 | $87 | $87 | |||
| 122.92 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-06-15 | $123 | $123 | |||
| 81.4 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-07-15 | $81 | $81 | |||
| 71.08 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-08-15 | $71 | $71 | |||
| 78.63 FHLMC POOL #G18106 5.500% 3/01/21 | 2006-03-24 | 2016-09-15 | $79 | $79 | |||
| 739.49 FHLMC POOL #G18588 3.500% 2/01/31 | 2016-03-04 | 2016-04-15 | $739 | $783 | -$44 | -$44 | |
| 1476.87 FHLMC POOL #G18588 3.500% 2/01/31 | 2016-03-04 | 2016-05-15 | $1,477 | $1,563 | -$86 | -$86 | |
| 1287.16 FHLMC POOL #G18588 3.500% 2/01/31 | 2016-03-04 | 2016-06-15 | $1,287 | $1,363 | -$76 | -$76 | |
| 485.82 FHLMC POOL #G18588 3.500% 2/01/31 | 2016-03-04 | 2016-07-15 | $486 | $514 | -$28 | -$28 | |
| 53425.24 FHLMC POOL #G18588 3.500% 2/01/31 | 2016-03-04 | 2016-08-10 | $56,656 | $56,556 | $100 | $100 | |
| 2257.95 FHLMC POOL #G18588 3.500% 2/01/31 | 2016-03-04 | 2016-08-15 | $2,258 | $2,390 | -$132 | -$132 | |
| 374.09 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2015-10-15 | $374 | $373 | $1 | $1 | |
| 100.1 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2015-11-15 | $100 | $100 | |||
| 101.24 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2015-12-15 | $101 | $101 | |||
| 102.01 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-01-15 | $102 | $102 | |||
| 114.55 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-02-15 | $115 | $114 | $1 | $1 | |
| 105.32 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-03-15 | $105 | $105 | |||
| 323.65 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-04-15 | $324 | $323 | $1 | $1 | |
| 234.51 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-05-15 | $235 | $234 | $1 | $1 | |
| 96.9 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-06-15 | $97 | $97 | |||
| 442.24 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-07-15 | $442 | $441 | $1 | $1 | |
| 87.89 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-08-15 | $88 | $88 | |||
| 138.21 FHLMC POOL #J01366 5.500% 4/01/21 | 2007-10-15 | 2016-09-15 | $138 | $138 | |||
| 130.04 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2015-10-15 | $130 | $137 | -$7 | -$7 | |
| 139.37 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2015-11-15 | $139 | $147 | -$8 | -$8 | |
| 130.71 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2015-12-15 | $131 | $137 | -$6 | -$6 | |
| 144.88 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-01-15 | $145 | $152 | -$7 | -$7 | |
| 2624.67 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-02-15 | $2,625 | $2,759 | -$134 | -$134 | |
| 117.46 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-03-15 | $117 | $123 | -$6 | -$6 | |
| 136.28 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-04-15 | $136 | $143 | -$7 | -$7 | |
| 127.43 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-05-15 | $127 | $134 | -$7 | -$7 | |
| 118.43 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-06-15 | $118 | $125 | -$7 | -$7 | |
| 137.67 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-07-15 | $138 | $145 | -$7 | -$7 | |
| 1354.14 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-08-15 | $1,354 | $1,424 | -$70 | -$70 | |
| 121.1 FHLMC POOL #J19244 3.500% 6/01/27 | 2014-03-10 | 2016-09-15 | $121 | $127 | -$6 | -$6 | |
| 10.83 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2015-10-15 | $11 | $11 | |||
| 756.02 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2015-11-15 | $756 | $754 | $2 | $2 | |
| 8.67 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2015-12-15 | $9 | $9 | |||
| 8.71 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-01-15 | $9 | $9 | |||
| 8.76 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-02-15 | $9 | $9 | |||
| 8.81 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-03-15 | $9 | $9 | |||
| 8.86 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-04-15 | $9 | $9 | |||
| 8.95 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-05-15 | $9 | $9 | |||
| 8.95 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-06-15 | $9 | $9 | |||
| 9. FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-07-15 | $9 | $9 | |||
| 9.05 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-08-15 | $9 | $9 | |||
| 9.1 FHLMC POOL #C59356 6.000% 10/01/31 | 2001-10-01 | 2016-09-15 | $9 | $9 | |||
| 4.36 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2015-10-15 | $4 | $4 | |||
| 4.42 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2015-11-15 | $4 | $4 | |||
| 4.41 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2015-12-15 | $4 | $4 | |||
| 4.43 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-01-15 | $4 | $4 | |||
| 4.47 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-02-15 | $4 | $5 | -$1 | -$1 | |
| 4.48 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-03-15 | $4 | $5 | -$1 | -$1 | |
| 4.52 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-04-15 | $5 | $5 | |||
| 4.53 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-05-15 | $5 | $5 | |||
| 4.56 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-06-15 | $5 | $5 | |||
| 5.36 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-07-15 | $5 | $5 | |||
| 4.28 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-08-15 | $4 | $4 | |||
| 4.29 FHLMC POOL #C60745 6.000% 11/01/31 | 2001-11-02 | 2016-09-15 | $4 | $4 | |||
| 55000. FED NATL MTG ASSN 5.000% 3/15/16 | 2006-06-22 | 2016-03-15 | $55,000 | $55,000 | |||
| 5.77 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2015-10-25 | $6 | $6 | |||
| 5.8 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2015-11-25 | $6 | $6 | |||
| 9.19 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2015-12-25 | $9 | $9 | |||
| 5.81 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-01-25 | $6 | $6 | |||
| 5.84 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-02-25 | $6 | $6 | |||
| 5.93 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-03-25 | $6 | $6 | |||
| 5.96 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-04-25 | $6 | $6 | |||
| 531.53 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-05-25 | $532 | $518 | $14 | $14 | |
| 4.25 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-06-25 | $4 | $4 | |||
| 4.28 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-07-25 | $4 | $4 | |||
| 4.3 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-08-25 | $4 | $4 | |||
| 4.32 FNMA POOL #572221 6.000% 3/01/31 | 2001-04-06 | 2016-09-25 | $4 | $4 | |||
| 81.21 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2015-10-25 | $81 | $80 | $1 | $1 | |
| 69.04 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2015-11-25 | $69 | $68 | $1 | $1 | |
| 70.83 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2015-12-25 | $71 | $70 | $1 | $1 | |
| 34.32 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2016-01-25 | $34 | $34 | |||
| 39.07 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2016-02-25 | $39 | $38 | $1 | $1 | |
| 30.1 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2016-03-25 | $30 | $30 | |||
| 25.64 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2016-04-25 | $26 | $25 | $1 | $1 | |
| 23.98 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2016-05-25 | $24 | $24 | |||
| 6.12 FNMA POOL #582609 6.000% 6/01/16 | 2001-07-02 | 2016-06-25 | $6 | $6 | |||
| 11.79 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2015-10-25 | $12 | $12 | |||
| 11.85 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2015-11-25 | $12 | $12 | |||
| 11.92 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2015-12-25 | $12 | $12 | |||
| 11.99 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-01-25 | $12 | $12 | |||
| 12.05 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-02-25 | $12 | $12 | |||
| 12.12 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-03-25 | $12 | $12 | |||
| 12.19 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-04-25 | $12 | $12 | |||
| 13.13 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-05-25 | $13 | $13 | |||
| 13.2 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-06-25 | $13 | $13 | |||
| 13.28 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-07-25 | $13 | $13 | |||
| 13.35 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-08-25 | $13 | $13 | |||
| 13.42 FNMA POOL #630420 6.000% 3/01/32 | 2002-03-05 | 2016-09-25 | $13 | $13 | |||
| 613.22 FNMA POOL #AS4197 3.500% 1/01/30 | 2016-08-10 | 2016-09-25 | $613 | $652 | -$39 | -$39 | |
| 125.71 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2015-10-25 | $126 | $125 | $1 | $1 | |
| 78.87 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2015-11-25 | $79 | $79 | |||
| 79.57 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2015-12-25 | $80 | $79 | $1 | $1 | |
| 80.05 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-01-25 | $80 | $80 | |||
| 844.77 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-02-25 | $845 | $841 | $4 | $4 | |
| 67.02 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-03-25 | $67 | $67 | |||
| 68.28 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-04-25 | $68 | $68 | |||
| 67.18 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-05-25 | $67 | $67 | |||
| 238.96 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-06-25 | $239 | $238 | $1 | $1 | |
| 291.38 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-07-25 | $291 | $290 | $1 | $1 | |
| 55.36 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-08-25 | $55 | $55 | |||
| 56.47 FNMA POOL #836631 5.000% 10/01/20 | 2007-10-15 | 2016-09-25 | $56 | $56 | |||
| 39.45 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2015-10-25 | $39 | $40 | -$1 | -$1 | |
| 81.25 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2015-11-25 | $81 | $81 | |||
| 40.89 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2015-12-25 | $41 | $41 | |||
| 76.87 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-01-25 | $77 | $77 | |||
| 40.99 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-02-25 | $41 | $41 | |||
| 41.59 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-03-25 | $42 | $42 | |||
| 134.39 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-04-25 | $134 | $135 | -$1 | -$1 | |
| 42.38 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-05-25 | $42 | $42 | |||
| 41.48 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-06-25 | $41 | $42 | -$1 | -$1 | |
| 68.36 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-07-25 | $68 | $69 | -$1 | -$1 | |
| 39.98 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-08-25 | $40 | $40 | |||
| 40.12 FNMA POOL #880971 5.500% 10/01/21 | 2007-01-08 | 2016-09-25 | $40 | $40 | |||
| 370.19 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2015-10-25 | $370 | $405 | -$35 | -$35 | |
| 433.87 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2015-11-25 | $434 | $474 | -$40 | -$40 | |
| 354.21 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2015-12-25 | $354 | $387 | -$33 | -$33 | |
| 336.79 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-01-25 | $337 | $368 | -$31 | -$31 | |
| 322.51 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-02-25 | $323 | $352 | -$29 | -$29 | |
| 321.39 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-03-25 | $321 | $351 | -$30 | -$30 | |
| 307.81 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-04-25 | $308 | $336 | -$28 | -$28 | |
| 329.18 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-05-25 | $329 | $360 | -$31 | -$31 | |
| 272.87 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-06-25 | $273 | $298 | -$25 | -$25 | |
| 283. FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-07-25 | $283 | $309 | -$26 | -$26 | |
| 334.53 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-08-25 | $335 | $366 | -$31 | -$31 | |
| 264.05 FNMA POOL #889568 5.500% 3/01/20 | 2012-03-07 | 2016-09-25 | $264 | $289 | -$25 | -$25 | |
| .5 FORTIVE CORP | 2012-05-09 | 2016-07-21 | $25 | $14 | $11 | $11 | |
| 12000. FREEPORT-MCMORAN C 3.550% 3/01/22 | 2012-02-08 | 2016-02-02 | $5,250 | $11,970 | -$6,720 | -$6,720 | |
| 31. FRESENIUS MEDICAL CARE ADR | 2011-11-11 | 2016-02-11 | $1,269 | $1,077 | $192 | $192 | |
| 3.76 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2015-10-15 | $4 | $4 | |||
| 3.79 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2015-11-15 | $4 | $4 | |||
| 3.82 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2015-12-15 | $4 | $4 | |||
| 3.83 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-01-15 | $4 | $4 | |||
| 3.86 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-02-15 | $4 | $4 | |||
| 3.89 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-03-15 | $4 | $4 | |||
| 3.91 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-04-15 | $4 | $4 | |||
| 3.94 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-05-15 | $4 | $4 | |||
| 3.97 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-06-15 | $4 | $4 | |||
| 4. GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-07-15 | $4 | $4 | |||
| 4.03 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-08-15 | $4 | $4 | |||
| 4.06 GNMA POOL #545220 8.000% 12/15/30 | 2001-05-14 | 2016-09-15 | $4 | $4 | |||
| 17. GENERAL MILLS INC | 2015-08-26 | 2016-07-22 | $1,215 | $928 | $287 | $287 | |
| 20. GENERAL MILLS INC | 2015-08-26 | 2016-08-02 | $1,420 | $1,092 | $328 | $328 | |
| 197. GILEAD SCIENCES INC | 2014-11-17 | 2015-11-18 | $21,270 | $19,828 | $1,442 | $1,442 | |
| 20. GLAXOSMITHKLINE PLC - ADR | 2015-08-25 | 2016-05-20 | $841 | $807 | $34 | $34 | |
| 32. GLAXOSMITHKLINE PLC - ADR | 2015-08-26 | 2016-07-13 | $1,406 | $1,265 | $141 | $141 | |
| 105. GOLDMAN SACHS GROUP INC | 2012-08-28 | 2016-06-13 | $15,633 | $11,072 | $4,561 | $4,561 | |
| 40000. GOLDMAN SACHS GROUP 6.250% 9/01/17 | 2014-01-14 | 2016-06-10 | $42,450 | $46,032 | -$3,582 | -$3,582 | |
| 124. HCP INC | 2015-08-26 | 2016-01-06 | $4,642 | $4,573 | $69 | $69 | |
| 27. HSBC - ADR | 2015-08-25 | 2016-02-18 | $877 | $1,072 | -$195 | -$195 | |
| 525. HSBC - ADR | 2014-02-07 | 2016-03-02 | $16,784 | $27,911 | -$11,127 | -$11,127 | |
| 2. HSBC - ADR | 2014-02-07 | 2016-03-16 | $65 | $106 | -$41 | -$41 | |
| 48. HSBC - ADR | 2015-08-25 | 2016-05-20 | $1,493 | $1,907 | -$414 | -$414 | |
| 50000. HSBC FINANCE CORP 5.500% 1/19/16 | 2011-10-21 | 2016-01-19 | $50,000 | $52,262 | -$2,262 | -$2,262 | |
| 26. HASBRO INC | 2015-08-25 | 2016-05-20 | $2,198 | $1,895 | $303 | $303 | |
| 196. THE HERSHEY COMPANY | 2015-12-04 | 2016-06-30 | $22,322 | $16,898 | $5,424 | $5,424 | |
| 1705. ICICI BANK LTD. - ADR | 2011-11-11 | 2016-02-23 | $9,227 | $11,358 | -$2,131 | -$2,131 | |
| 188. IHS INC | 2016-07-13 | 2016-07-13 | $271 | -$271 | -$271 | ||
| 34. IHS INC | 2015-08-24 | 2016-07-13 | $3,976 | $3,916 | $60 | $60 | |
| 154. IHS INC | 2015-02-25 | 2016-07-13 | $18,009 | $17,738 | $271 | $271 | |
| 154. IMPERIAL OIL LTD COM- | 2011-11-11 | 2015-11-05 | $5,228 | $6,634 | -$1,406 | -$1,406 | |
| 201. IMPERIAL OIL LTD COM- | 2014-03-12 | 2016-04-08 | $6,351 | $8,659 | -$2,308 | -$2,308 | |
| 1229. ISHARES RUSSELL MID-CAP GROWTH | 2012-08-24 | 2016-07-12 | $118,461 | $75,101 | $43,360 | $43,360 | |
| 521. ITAU UNIBANCO H-SPON PRF ADR | 2013-05-24 | 2016-03-28 | $4,504 | $6,837 | -$2,333 | -$2,333 | |
| 20. JOHNSON & JOHNSON | 2016-06-17 | 2016-06-28 | $2,342 | $2,319 | $23 | $23 | |
| 11. JOHNSON & JOHNSON | 2015-08-26 | 2016-07-13 | $1,354 | $1,016 | $338 | $338 | |
| 10. JOHNSON & JOHNSON | 2016-06-17 | 2016-08-05 | $1,240 | $1,137 | $103 | $103 | |
| 487. JOHNSON CONTROLS INC | 2013-01-22 | 2016-04-26 | $20,549 | $13,513 | $7,036 | $7,036 | |
| 139. KINDER MORGAN INC/DELAWARE | 2015-09-25 | 2015-12-07 | $2,159 | $4,139 | -$1,980 | -$1,980 | |
| 177. KONE OYJ-B-UNSPONSORED ADR | 2015-02-02 | 2016-05-19 | $3,886 | $3,965 | -$79 | -$79 | |
| 19. KRAFT HEINZ CO/THE | 2015-08-26 | 2016-04-14 | $1,474 | $1,335 | $139 | $139 | |
| 62. KRAFT HEINZ CO/THE | 2015-08-26 | 2016-05-17 | $5,182 | $4,356 | $826 | $826 | |
| 20. KRAFT HEINZ CO/THE | 2015-08-26 | 2016-07-13 | $1,768 | $1,405 | $363 | $363 | |
| 790. LIBERTY VENTURES - SER A | 2015-11-09 | 2016-02-08 | $25,917 | $32,895 | -$6,978 | -$6,978 | |
| 27. ELI LILLY & CO COM | 2015-08-25 | 2016-05-20 | $2,023 | $2,179 | -$156 | -$156 | |
| 4. LOCKHEED MARTIN CORP | 2015-08-25 | 2016-05-20 | $957 | $807 | $150 | $150 | |
| 11000. MARATHON OIL CORP 6.000% 10/01/17 | 2007-12-20 | 2016-03-08 | $11,060 | $11,304 | -$244 | -$244 | |
| 17. MARKEL HOLDINGS | 2012-09-04 | 2015-12-07 | $15,668 | $7,434 | $8,234 | $8,234 | |
| 20. MCDONALDS CORP | 2015-08-26 | 2016-02-03 | $2,433 | $1,838 | $595 | $595 | |
| 73. MICHELIN (CGDE) ADR | 2015-08-25 | 2016-02-18 | $1,369 | $1,419 | -$50 | -$50 | |
| 42. MONOTARO CO LTD-UNSP ADR | 2013-11-13 | 2016-06-08 | $1,499 | $468 | $1,031 | $1,031 | |
| 230. MONSANTO CO NEW | 2014-11-17 | 2016-03-28 | $20,865 | $27,259 | -$6,394 | -$6,394 | |
| 59. MONSTER BEVERAGE CORP | 2014-11-17 | 2015-11-18 | $8,735 | $6,489 | $2,246 | $2,246 | |
| 345. MOTOROLA SOLUTIONS, INC. | 2015-04-27 | 2016-04-28 | $26,120 | $21,320 | $4,800 | $4,800 | |
| 282. NESTLE S.A. REGISTERED SHARES - ADR | 2012-08-28 | 2016-04-26 | $20,899 | $17,687 | $3,212 | $3,212 | |
| 16. NESTLE S.A. REGISTERED SHARES - ADR | 2015-08-25 | 2016-08-05 | $1,270 | $1,184 | $86 | $86 | |
| 114. NOVO NORDISK A/S - ADR | 2013-06-11 | 2015-11-20 | $6,224 | $4,288 | $1,936 | $1,936 | |
| 244. NOVO NORDISK A/S - ADR | 2014-08-28 | 2016-02-09 | $11,356 | $9,179 | $2,177 | $2,177 | |
| 30000. OCCIDENTAL PETROLEUM 2.500% 2/01/16 | 2011-04-01 | 2016-02-01 | $30,000 | $30,000 | |||
| 87. OMEGA HEALTHCARE INVS INC COM | 2015-08-26 | 2016-07-13 | $2,869 | $2,880 | -$11 | -$11 | |
| 547. ORACLE CORPORATION | 2012-08-28 | 2016-03-16 | $22,075 | $17,361 | $4,714 | $4,714 | |
| 9569.892 OPPENHEIMER DEVELOPING MKT-I #799 | 2012-08-24 | 2016-01-07 | $267,000 | $312,183 | -$45,183 | -$45,183 | |
| 18. PHILIP MORRIS INTERNATIONAL IN | 2015-08-26 | 2016-04-14 | $1,820 | $1,396 | $424 | $424 | |
| 159. POLARIS INDS INC COM | 2014-11-17 | 2015-11-18 | $16,716 | $24,434 | -$7,718 | -$7,718 | |
| 83. PRECISION CASTPARTS CORP | 2015-06-30 | 2016-01-29 | $19,505 | $16,621 | $2,884 | $2,884 | |
| 24. PROCTER & GAMBLE CO | 2015-08-26 | 2016-07-22 | $2,058 | $1,683 | $375 | $375 | |
| 20. REALTY INCOME CORP COM | 2015-08-26 | 2016-08-02 | $1,409 | $894 | $515 | $515 | |
| 50. REYNOLDS AMERICAN INC | 2015-08-26 | 2016-02-03 | $2,395 | $2,029 | $366 | $366 | |
| 52. REYNOLDS AMERICAN INC | 2015-08-26 | 2016-07-13 | $2,720 | $2,110 | $610 | $610 | |
| 35000. REYNOLDS AMERICAN IN 1.050% 10/30/15 | 2013-03-13 | 2015-10-30 | $35,000 | $35,020 | -$20 | -$20 | |
| 27. RIO TINTO PLC - ADR | 2015-08-25 | 2016-06-28 | $784 | $942 | -$158 | -$158 | |
| 290. ROSS STORES INC | 2013-07-22 | 2016-08-09 | $17,652 | $9,667 | $7,985 | $7,985 | |
| 119. ROYAL DUTCH SHELL PLC ADR | 2015-08-26 | 2016-01-07 | $5,079 | $5,867 | -$788 | -$788 | |
| 68. ROYAL DUTCH SHELL PLC ADR | 2016-06-17 | 2016-06-28 | $3,534 | $3,483 | $51 | $51 | |
| 1268. SPDR S & P 500 ETF TRUST | 2015-08-27 | 2016-03-24 | $256,549 | $250,062 | $6,487 | $6,487 | |
| 189. SANDS CHINA LTD-UNSPONS ADR | 2014-05-14 | 2016-01-22 | $5,408 | $12,711 | -$7,303 | -$7,303 | |
| 76. SANDS CHINA LTD-UNSPONS ADR | 2015-05-21 | 2016-01-22 | $2,175 | $5,111 | -$2,936 | -$2,936 | |
| 1033. SCHNEIDER ELECTRIC SE - ADR | 2011-11-11 | 2015-10-01 | $11,479 | $11,797 | -$318 | -$318 | |
| 1155. BANCO BILBAO VIZCAYA ARGENT 11/15/15 | 2015-11-02 | 2015-11-02 | $108 | $104 | $4 | $4 | |
| 38. SHIRE PLC ADR | 2014-10-16 | 2015-10-19 | $8,048 | $6,770 | $1,278 | $1,278 | |
| 187. STERICYCLE INC COM | 2014-11-17 | 2016-05-31 | $18,323 | $23,578 | -$5,255 | -$5,255 | |
| 53. STERICYCLE INC COM | 2015-11-18 | 2016-05-31 | $5,193 | $6,682 | -$1,489 | -$1,489 | |
| 1068. SVENSKA HANDELSB-A-UNSP ADR | 2012-07-20 | 2016-04-12 | $6,567 | $5,952 | $615 | $615 | |
| 208. SYSMEX CORP-UNSPON ADR | 2012-05-23 | 2016-06-21 | $7,169 | $2,066 | $5,103 | $5,103 | |
| 160. TJX COMPANIES INC | 2012-08-28 | 2016-01-26 | $11,112 | $7,352 | $3,760 | $3,760 | |
| 112. TAIWAN SEMICONDUCTOR MANUFACTU - ADR | 2011-11-11 | 2016-02-22 | $2,680 | $1,712 | $968 | $968 | |
| 403. TEAM HEALTH HOLDINGS INC | 2014-11-17 | 2016-08-12 | $14,574 | $22,081 | -$7,507 | -$7,507 | |
| 2174. UNI CHARM CORPORATION ADR | 2011-11-11 | 2016-01-06 | $8,252 | $6,923 | $1,329 | $1,329 | |
| 2197. UNI CHARM CORPORATION ADR | 2011-11-11 | 2016-05-20 | $8,588 | $6,997 | $1,591 | $1,591 | |
| 278. UNION PACIFIC CORP | 2013-11-21 | 2015-12-22 | $21,430 | $15,846 | $5,584 | $5,584 | |
| 20000. U S TREASURY NOTES 5.125% 5/15/16 | 2011-01-31 | 2015-12-17 | $20,377 | $23,097 | -$2,720 | -$2,720 | |
| 10000. U S TREASURY NOTES 5.125% 5/15/16 | 2011-01-31 | 2016-02-18 | $10,112 | $11,548 | -$1,436 | -$1,436 | |
| 40000. U S TREASURY NOTES 5.125% 5/15/16 | 2015-06-11 | 2016-03-04 | $40,358 | $41,767 | -$1,409 | -$1,409 | |
| 55000. US TREASURY NOTE 4.750% 8/15/17 | 2015-08-04 | 2016-08-18 | $57,215 | $60,147 | -$2,932 | -$2,932 | |
| 50000. US TREASURY NOTE 3.750% 11/15/18 | 2009-01-28 | 2016-03-04 | $53,684 | $55,365 | -$1,681 | -$1,681 | |
| 50000. US TREASURY NOTE 3.750% 11/15/18 | 2014-08-08 | 2016-05-13 | $53,619 | $55,034 | -$1,415 | -$1,415 | |
| 35000. US TREASURY NOTE 2.000% 8/15/25 | 2015-09-11 | 2016-02-01 | $35,154 | $34,434 | $720 | $720 | |
| 60000. US TREASURY NOTE 2.250% 11/15/25 | 2015-12-17 | 2016-02-01 | $61,589 | $59,986 | $1,603 | $1,603 | |
| 25000. US TREASURY NOTE 2.000% 4/30/16 | 2014-05-15 | 2015-12-17 | $25,141 | $25,801 | -$660 | -$660 | |
| 40000. US TREASURY NOTE 2.000% 11/15/21 | 2011-11-30 | 2015-10-05 | $40,870 | $39,788 | $1,082 | $1,082 | |
| 25000. US TREASURY NOTE 0.875% 2/28/17 | 2015-09-29 | 2016-03-04 | $25,042 | $25,134 | -$92 | -$92 | |
| 20000. US TREASURY NOTE 1.625% 8/15/22 | 2012-09-25 | 2015-10-05 | $19,854 | $19,872 | -$18 | -$18 | |
| 25000. US TREASURY NOTE 1.625% 11/15/22 | 2012-12-04 | 2016-03-15 | $24,840 | $25,034 | -$194 | -$194 | |
| 80000. US TREASURY NOTE 2.000% 2/15/23 | 2013-06-27 | 2016-02-18 | $82,487 | $79,684 | $2,803 | $2,803 | |
| 25000. US TREASURY NOTE 0.750% 2/28/18 | 2016-03-15 | 2016-05-13 | $24,997 | $24,908 | $89 | $89 | |
| 18. WPP PLC NEW ADR | 2011-11-11 | 2016-07-18 | $1,981 | $969 | $1,012 | $1,012 | |
| 145. WHITEWAVE FOODS CO | 2016-02-05 | 2016-08-12 | $8,000 | $5,275 | $2,725 | $2,725 | |
| 500. WHITEWAVE FOODS CO | 2014-11-17 | 2016-08-12 | $27,588 | $18,188 | $9,400 | $9,400 | |
| 165. WORLD FUEL SERVICES CORP COM | 2012-09-04 | 2016-03-18 | $7,914 | $6,621 | $1,293 | $1,293 | |
| 21. BROOKFIELD BUSINESS PART | 2016-06-20 | 2016-06-23 | $441 | $449 | -$8 | -$8 | |
| .641 IHS MARKIT LTD | 2016-07-13 | 2016-07-26 | $22 | $21 | $1 | $1 | |
| .145 LIBERTY LILAC GROUP-C | 2012-09-04 | 2016-07-13 | $5 | $5 | |||
| 80.9547 LIBERTY LILAC GROUP-C | 2014-08-25 | 2016-07-13 | $2,781 | $2,529 | $252 | $252 | |
| 43.0453 LIBERTY LILAC GROUP-C | 2016-06-15 | 2016-07-13 | $1,479 | $1,345 | $134 | $134 | |
| 130. PERRIGO CO PLC | 2015-11-18 | 2016-08-12 | $11,375 | $20,223 | -$8,848 | -$8,848 | |
| 136. PERRIGO CO PLC | 2016-07-13 | 2016-08-12 | $11,954 | $18,673 | -$6,719 | -$6,719 | |
| 1038.4 GAI AURORA OPPORTUNITIES FD LLC | 2013-06-26 | 2015-12-31 | $100,000 | $106,618 | -$6,618 | -$6,618 | |
| 5243.531 GAI AURORA OPPORTUNITIES FD LLC | 2015-01-28 | 2016-06-30 | $481,812 | $538,382 | -$56,570 | -$56,570 | |
| 5584.76 GAI CORBIN MULTI STRATEGY FUND | 2014-07-29 | 2016-06-30 | $549,306 | $613,703 | -$64,397 | -$64,397 | |
| CAPITAL GAIN DIVIDENDS | $30,420 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $111,998 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $930,014 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,151,687 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.06138 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $962,624 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $15,718,323 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.061242 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $936,005 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $15,532,601 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.060261 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $993,564 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $15,348,375 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.064734 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $770,626 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $16,294,726 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047293 | DistributionYr5Rt |
| Total Distribution | 0.29491 | TotalDistributionRt |
| Average Distribution | 0.058982 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $14,227,996 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $839,196 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,148 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $842,344 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $464,846 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,297 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,297 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,297 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,698 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $0 | AppliedToEsTaxAmt |
| Total Payments And Credits | $11,698 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,401 | OverpaymentAmt |
| Applied To ES Tax | $5,401 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | FL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Wells Fargo Bank NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3367478186 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1W 4TH STREET 6TH FLOOR | AddressLine1Txt |
| City | WINSTON SALEM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 271013818 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Wells Fargo Bank NA | ||||||
| 1525 West WT Harris Blvd D1114-044 | Charlotte | NC | 282885709 | Co-Trustee | 0 | $107,025 |
| Paul L Guiabo | ||||||
| 1525 West WT Harris Blvd D1114-044 | Charlotte | NC | 282885709 | Preident | 1 | $20,000 |
| Renee C Guiabo | ||||||
| 1525 W WT Harris Blvd D1114-044 | Charlotte | NC | 282885709 | Governor | 1 | $16,000 |
| Arete Warren | ||||||
| 520 East 86 Street Apt 11B | New York | NY | 10028 | Co-Trustee | 40 | $105,656 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,875,722 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $568,944 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $14,444,666 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $14,444,666 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $216,670 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $14,227,996 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $711,400 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $711,400 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,297 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,297 | TotalTaxAmt |
| Distributable Before Adj | $705,103 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $705,103 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $705,103 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $464,846 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $464,846 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $464,846 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $705,103 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $231,327 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $170,413 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $190,534 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $184,506 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $776,780 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $464,846 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $464,846 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $240,257 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $240,257 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $536,523 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $536,523 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $161,483 | ExcessFromYear3Amt |
| Excess From Year2 | $190,534 | ExcessFromYear2Amt |
| Excess From Year1 | $184,506 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Wells Fargo Philanthroic Services | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 West 4th St | AddressLine1Txt |
| City | Winston Salem | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8882341999 | RecipientPhoneNum |
| Form And Info And Materials | Applications must be submitted through the online grant application to grantadministration@wellsfargo.com | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | February 15th | SubmissionDeadlinesTxt |
| Restrictions On Awards | Primarily to organizations benefitting arts, culture, humaninites, and education in the Memphis, Miami, and New York City areas. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (11 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| PIERPONT MORGAN LIBRARY | ||||||||
| dba The Morgan Library & Museum | 225 MADISON AVE | New York | NY | 100153405 | NONE | PC | TOWARDS THE EXHIBITION | $35,000 |
| Hudson Review Inc | ||||||||
| 684 PARK AVE | New York | NY | 100655043 | NONE | PC | GENERAL | $15,000 | |
| OPTIMIST INTERNATIONAL FOUNDATION | ||||||||
| 4494 LINDELL BLVD | ST LOUIS | MO | 63108 | NONE | PC | THE HENRY AND VIRGINIA | $10,000 | |
| Circuit Playhouse on the Square | ||||||||
| 66 SOUTH COOPER ST | Memphis | TN | 38104 | NONE | PC | FIRST INSTALL PLEDGE FOR | $100,000 | |
| Preservation League of New York | ||||||||
| 44 CENTRAL AVE | Albany | NY | 12206 | NONE | PC | EXCELLENCE IN PRESERVATION | $50,000 | |
| Theatre Memphis | ||||||||
| 60 PARK EXTENDED | Memphis | TN | 38117 | NONE | PC | SECOND INSTALL OF 3 YEAR | $10,000 | |
| Opera Memphis | ||||||||
| 6745 WOLF RIVER PARKWAY | Memphis | TN | 38120 | NONE | PC | STRUCTURED CHALLENGE GRANT | $100,000 | |
| University of Memphis Foundation | ||||||||
| 635 NORMAL ST | Memphis | TN | 38152 | NONE | PC | OPERA ARTIST DIPLOMA | $14,000 | |
| POETS HOUSE INC | ||||||||
| 10 RIVER TERRACE | NEW YORK | NY | 10282 | NONE | PC | SUPPORT | $25,000 | |
| FRIENDS OF LEVITT PAVILLION MEMPHIS | ||||||||
| POB 982 | MEMPHIS | TN | 38101 | NONE | PC | SUSTAIN FIFTY FREE CONCERTS | $1,000 | |
| New York Landmarks Conservancy Inc | ||||||||
| 1 WHITEHALL ST | NEW YORK | NY | 10004 | NONE | PC | SUPPORT | $12,500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $372,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $142 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $375,822 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $111,998 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $487,962 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $487,962 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,400 | Amt |
| Disbursements Charitable Prps | $1,400 | DisbursementsCharitablePrpsAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Wells Fargo Bank NA | PersonNm |
| Short Explanation | See Attached Footnote | ShortExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (58 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 03523TAN8 ANHEUSER-BUSCH INBEV | $39,956 | $39,098 |
| 14912L3K5 CATERPILLAR FIN SERV | $45,472 | $46,924 |
| 20030NBA8 COMCAST CORP | $29,970 | $33,638 |
| 20825CAR5 CONOCOPHILLIPS | $49,345 | $49,020 |
| 22160KAC9 COSTCO WHOLESALE COR | $43,734 | $40,814 |
| 126650BH2 CVS CAREMARK CORP | ||
| 25470DAC3 DISCOVERY COMMUNICAT | $30,177 | $32,847 |
| 260543CC5 DOW CHEMICAL CO/THE | $30,171 | $31,455 |
| 26138EAM1 DR PEPPER SNAPPLE GR | ||
| 36962G3H5 GENERAL ELEC CAP COR | $50,401 | $52,136 |
| 459200GJ4 IBM CORPORATION | $41,830 | $41,743 |
| 565849AD8 MARATHON OIL CORP | ||
| 674599BZ7 OCCIDENTAL PETROLEUM | ||
| 87236YAA6 TD AMERITRADE HOLDIN | $34,952 | $38,997 |
| 35671DAU9 FREEPORT-MCMORAN C | ||
| 40414LAG4 HCP INC | $24,823 | $25,335 |
| 40429CFN7 HSBC FINANCE CORP | ||
| 539473AQ1 LLOYDS BANK PLC | $52,462 | $50,751 |
| 637432MQ5 NATIONAL RURAL UTIL | $30,264 | $31,604 |
| 04621XAE8 ASSURANT INC | $29,982 | $30,350 |
| 06739FGF2 BARCLAYS BANK PLC | ||
| 205887BQ4 CONAGRA FOODS INC | $15,038 | $15,088 |
| 261980494 DREYFUS EMG MKT DEBT | $265,192 | $219,596 |
| 30219GAF5 EXPRESS SCRIPTS HOLD | $26,560 | $26,975 |
| 693390841 PIMCO HIGH YIELD FD- | $500,209 | $511,157 |
| 693390882 PIMCO FOREIGN BD FD | $329,271 | $331,367 |
| 693391559 PIMCO EMERG MKTS BD- | $512,094 | $564,031 |
| 761713AV8 REYNOLDS AMERICAN IN | ||
| 76628T678 RIDGEWORTH SEIX FLOA | $232,500 | $223,210 |
| 92343VBR4 VERIZON COMMUNICATIO | $42,942 | $46,597 |
| 00206RBD3 AT&T INC | $44,881 | $46,464 |
| 29379VAZ6 ENTERPRISE PRODUCTS | $34,496 | $35,814 |
| 38144LAB6 GOLDMAN SACHS GROUP | ||
| 61746BDQ6 MORGAN STANLEY | $50,406 | $53,475 |
| 68389XAP0 ORACLE CORP | $43,034 | $46,174 |
| 053332AJ1 AUTOZONE INC | $29,391 | $27,418 |
| 05531FAS2 BB&T CORPORATION | $35,426 | $35,817 |
| 06051GEU9 BANK OF AMERICA CORP | $35,534 | $36,231 |
| 097023AZ8 BOEING CO | $56,227 | $56,030 |
| 12572QAG0 CME GROUP INC | $51,114 | $52,473 |
| 345397VT7 FORD MOTOR CREDIT CO | $27,318 | $26,241 |
| 46625HJX9 JPMORGAN CHASE & CO | $52,074 | $53,175 |
| 55279HAJ9 MANUFACTURERS & TRAD | $30,146 | $30,277 |
| 56501RAB2 MANULIFE FINANCIAL | $38,456 | $38,561 |
| 857477AG8 STATE STREET CORP | $27,820 | $27,784 |
| 857477AM5 STATE STREET CORP | $16,014 | $16,429 |
| 00206RDD1 AT&T INC | $36,282 | $37,153 |
| 052769AC0 AUTODESK INC | $10,056 | $10,300 |
| 06406FAB9 BANK OF NY MELLON CO | $50,473 | $50,339 |
| 151020AQ7 CELGENE CORP | $36,141 | $36,207 |
| 26138EAQ2 DR PEPPER SNAPPLE GR | $24,618 | $25,075 |
| 40428HPR7 HSBC USA INC | $49,518 | $50,434 |
| 448579AD4 HYATT HOTELS CORPS | $33,120 | $34,028 |
| 50540RAM4 LAB CORP OF AMER HLD | $30,262 | $30,503 |
| 80282KAD8 SANTANDER HOLDINGS | $29,687 | $30,180 |
| 87612EAS5 TARGET CORP | $65,507 | $63,707 |
| 959802AP4 WESTERN UNION CO/THE | $30,985 | $30,938 |
| 961214BK8 WESTPAC BANKING CORP | $10,910 | $10,962 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (273 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 478366107 JOHNSON CONTROLS INC | ||
| 254687106 WALT DISNEY CO | $12,519 | $24,701 |
| 126650100 CVS HEALTH CORPORATI | $17,157 | $33,549 |
| 370334104 GENERAL MILLS INC | $2,074 | $2,427 |
| 713448108 PEPSICO INC | $2,611 | $3,154 |
| 166764100 CHEVRON CORP | $8,234 | $10,910 |
| 30231G102 EXXON MOBIL CORPORAT | $15,449 | $18,329 |
| 03076C106 AMERIPRISE FINL INC | $32,921 | $28,434 |
| 46625H100 JPMORGAN CHASE & CO | $34,690 | $50,742 |
| 101137107 BOSTON SCIENTIFIC CO | $25,798 | $34,391 |
| 151020104 CELGENE CORP COM | $25,945 | $29,268 |
| 58933Y105 MERCK & CO INC NEW | $39,586 | $47,120 |
| 097023105 BOEING CO | $27,333 | $42,816 |
| 268648102 E M C CORP MASS | ||
| 38259P508 GOOGLE INC | ||
| 594918104 MICROSOFT CORP | $76,462 | $112,781 |
| 025537101 AMERICAN ELECTRIC PO | $2,601 | $3,146 |
| 69351T106 PPL CORPORATION | $5,376 | $6,050 |
| 744573106 PUBLIC SVC ENTERPRIS | $2,853 | $2,847 |
| 023135106 AMAZON COM INC COM | $28,692 | $65,310 |
| 517834107 LAS VEGAS SANDS CORP | $38,049 | $38,264 |
| 580135101 MCDONALDS CORP | $6,984 | $8,767 |
| 855244109 STARBUCKS CORP COM | $13,815 | $29,669 |
| 191216100 COCA COLA CO | $10,086 | $10,580 |
| 518439104 ESTEE LAUDER COMPANI | $21,243 | $25,240 |
| 494368103 KIMBERLY CLARK CORP | $5,379 | $6,559 |
| 742718109 PROCTER & GAMBLE CO | $13,113 | $16,155 |
| 12572Q105 CME GROUP INC | $18,066 | $34,805 |
| 375558103 GILEAD SCIENCES INC | $6,235 | $17,011 |
| 478160104 JOHNSON & JOHNSON | $9,118 | $11,577 |
| 91324P102 UNITEDHEALTH GROUP I | $17,159 | $44,380 |
| 235851102 DANAHER CORP | $9,889 | $17,324 |
| 740189105 PRECISION CASTPARTS | ||
| 858912108 STERICYCLE INC COM | ||
| 037833100 APPLE INC | $88,056 | $138,147 |
| 458140100 INTEL CORP | $5,590 | $7,059 |
| 68389X105 ORACLE CORPORATION | ||
| 61166W101 MONSANTO CO NEW | $34,509 | $33,215 |
| 001317205 AIA GROUP LTD-SP ADR | $17,810 | $31,774 |
| 003021714 ABERDEEN EMERG MARKE | $334,498 | $307,061 |
| 00751Y106 ADVANCE AUTO PTS INC | ||
| 008252108 AFFILIATED MANAGERS | $25,279 | $29,519 |
| 009126202 AIR LIQUIDE - ADR | $16,584 | $17,602 |
| 018805101 ALLIANZ SE ADR | $10,496 | $14,252 |
| 025083320 AMER CENT SMALL CAP | ||
| 032095101 AMPHENOL CORP CL A | $10,093 | $21,424 |
| 03524A108 ANHEUSER-BUSCH INBEV | $9,385 | $16,558 |
| 042068106 ARM HOLDINGS PLC - A | ||
| 049255706 ATLAS COPCO AB ADR | $8,565 | $11,931 |
| 055434203 BG GROUP PLC - ADR | ||
| 084423102 BERKLEY W R CORP | $17,353 | $26,281 |
| 084670702 BERKSHIRE HATHAWAY I | $26,156 | $44,352 |
| 088606108 BHP BILLITON LIMITED | ||
| 112585104 BROOKFIELD ASSET MAN | $24,308 | $36,939 |
| 115236101 BROWN & BROWN INC | $23,626 | $30,357 |
| 115637209 BROWN FORMAN CORP CL | $5,158 | $7,590 |
| 136375102 CANADIAN NATL RR CO | $9,748 | $15,958 |
| 143130102 CARMAX INC | $23,094 | $29,343 |
| 150870103 CELANESE CORP | $22,037 | $30,884 |
| 156782104 CERNER CORP COM | $21,985 | $21,180 |
| 17275R102 CISCO SYSTEMS INC | $32,597 | $51,037 |
| 20030N101 COMCAST CORP CLASS A | $21,603 | $42,126 |
| 217204106 COPART INC COM | $26,467 | $47,936 |
| 23304Y100 DBS GROUP HOLDINGS L | $11,877 | $13,173 |
| 237545108 DASSAULT SYSTEMES S. | $15,138 | $31,648 |
| 246248306 DELAWARE POOLED TR I | ||
| 25243Q205 DIAGEO PLC - ADR | $25,965 | $28,430 |
| 25470F302 DISCOVERY COMMUNICAT | $26,294 | $22,890 |
| 256206103 DODGE & COX INT'L ST | ||
| 278865100 ECOLAB INC | $16,291 | $17,649 |
| 30303M102 FACEBOOK INC | $39,150 | $66,700 |
| 307305102 FANUC CORPORATION AD | $29,362 | $31,051 |
| 358029106 FRESENIUS MEDICAL CA | $15,276 | $17,727 |
| 37637Q105 GLACIER BANCORP INC | $12,817 | $18,395 |
| 38141G104 GOLDMAN SACHS GROUP | ||
| 404280406 HSBC - ADR | ||
| 45104G104 ICICI BANK LTD. - AD | ||
| 453038408 IMPERIAL OIL LTD COM | ||
| 464287481 ISHARES RUSSELL MID- | ||
| 465562106 ITAU UNIBANCO H-SPON | $14,554 | $12,132 |
| 466140100 JGC CORP-UNSPONSORED | $16,037 | $9,438 |
| 46625H365 JP MORGAN ALERIAN ML | $403,399 | $307,692 |
| 49456B101 KINDER MORGAN INC/DE | ||
| 502117203 L'OREAL - ADR | $11,756 | $20,520 |
| 502441306 LVMH MOET HENNESSY U | $12,775 | $13,350 |
| 50540R409 LABORATORY CRP OF AM | $20,497 | $31,620 |
| 55261F104 M & T BANK CORPORATI | $13,216 | $17,647 |
| 570535104 MARKEL HOLDINGS | $20,116 | $42,723 |
| 62474M108 MTN GROUP LTD ADR | $12,637 | $5,785 |
| 641069406 NESTLE S.A. REGISTER | $28,050 | $36,823 |
| 66987V109 NOVARTIS AG - ADR | $7,903 | $7,106 |
| 67103H107 O'REILLY AUTOMOTIVE | $17,199 | $16,807 |
| 681919106 OMNICOM GROUP | $19,270 | $29,665 |
| 717081103 PFIZER INC | $7,697 | $7,892 |
| 718172109 PHILIP MORRIS INTERN | $15,607 | $18,763 |
| 722005667 PIMCO COMMODITY REAL | $335,881 | $184,961 |
| 771195104 ROCHE HOLDINGS LTD - | $66,639 | $70,890 |
| 779919109 T ROWE PRICE REAL ES | $658,508 | $1,010,094 |
| 803054204 SAP SE | $18,924 | $27,240 |
| 803866300 SASOL LIMITED - ADR | $10,719 | $6,857 |
| 806857108 SCHLUMBERGER LTD | $49,271 | $49,543 |
| 80687P106 SCHNEIDER ELECTRIC S | ||
| 83569C102 SONOVA HOLDIN-UNSPON | $6,995 | $9,288 |
| 86959C103 SVENSKA HANDELSB-A-U | ||
| 87184P109 SYSMEX CORP-UNSPON A | $4,697 | $17,468 |
| 872540109 TJX COMPANIES INC | $10,982 | $17,872 |
| 874039100 TAIWAN SEMICONDUCTOR | $18,955 | $37,932 |
| 87612E106 TARGET CORP | $23,312 | $25,412 |
| 883556102 THERMO FISHER SCIENT | $10,161 | $28,631 |
| 886547108 TIFFANY & CO NEW | $19,648 | $22,152 |
| 89151E109 TOTAL S.A. - ADR | $33,122 | $32,245 |
| 900148701 TURKIYE GARANTI BANK | $11,401 | $8,427 |
| 90460M204 UNI CHARM CORPORATIO | ||
| 904767704 UNILEVER PLC - ADR | $16,344 | $20,619 |
| 907818108 UNION PACIFIC CORP | $29,427 | $45,254 |
| 911312106 UNITED PARCEL SERVIC | $15,027 | $21,981 |
| 92343V104 VERIZON COMMUNICATIO | $10,364 | $12,111 |
| 981475106 WORLD FUEL SERVICES | $23,833 | $26,600 |
| G0450A105 ARCH CAPITAL GROUP L | $16,616 | $27,345 |
| G16962105 BUNGE LIMITED | $15,348 | $13,386 |
| 056752108 BAIDU INC ADR | $28,050 | $30,224 |
| 05946K101 BANCO BILBAO VIZCAYA | $11,266 | $6,884 |
| 072743206 BAYERISCHE MOTOREN W | ||
| 194014106 COLFAX CORPORATION | ||
| 228368106 CROWN HLDGS INC | $20,418 | $31,114 |
| 25746U109 DOMINION RES INC VA | $8,184 | $8,615 |
| 302130109 EXPEDITORS INTL WASH | $25,163 | $33,230 |
| 437076102 HOME DEPOT INC | $31,308 | $46,711 |
| 43858F109 HONG KONG EXCH & CLE | ||
| 58155Q103 MCKESSON CORP | $14,986 | $26,347 |
| 670100205 NOVO NORDISK A/S - A | ||
| 778296103 ROSS STORES INC | $19,067 | $36,780 |
| 89155H256 TOUCHSTONE SMALLLCAP | $210,000 | $178,865 |
| 904784709 UNILEVER N.V. - ADR | $5,353 | $5,993 |
| 92937A102 WPP PLC NEW ADR | $11,031 | $24,133 |
| G29183103 EATON CORP PLC | $14,692 | $19,582 |
| G5480U120 LIBERTY GLOBAL PLC-S | $26,188 | $32,875 |
| M22465104 CHECK POINT SOFTWARE | $8,396 | $8,459 |
| 09247X101 BLACKROCK INC | $17,609 | $20,298 |
| 12514G108 CDW CORP/DE | $20,666 | $30,410 |
| 12637N204 CSL LTE-SPONSORED AD | $5,315 | $13,771 |
| 172967424 CITIGROUP INC. | $35,641 | $34,478 |
| 231021106 CUMMINS INC. | $26,564 | $25,246 |
| 23918K108 DAVITA INC | $31,344 | $30,921 |
| 311900104 FASTENAL CO | $19,662 | $18,592 |
| 35952Q106 FUCHS PETROLUB SE-PR | $9,875 | $9,608 |
| 38259P706 GOOGLE INC-CL C | ||
| 461202103 INTUIT COM | $10,908 | $15,401 |
| 606783207 MITSUBISHI ESTATE CO | $11,848 | $7,394 |
| 61022V107 MONOTARO CO LTD-UNSP | $3,123 | $7,500 |
| 65339F101 NEXTERA ENERGY INC | $4,392 | $4,648 |
| 683974604 OPPENHEIMER DEVELOPI | $211,817 | $220,184 |
| 79546E104 SALLY BEAUTY CO INC | $37,091 | $36,722 |
| 80007R105 SANDS CHINA LTD-UNSP | ||
| 87155N109 SYMRISE AG ADR | $8,168 | $11,102 |
| 893641100 TRANSDIGM GROUP INC | $20,423 | $26,021 |
| 92826C839 VISA INC-CLASS A SHR | $38,544 | $53,920 |
| 92914A810 VOYA INTL RL EST FD | $437,632 | $346,947 |
| N53745100 LYONDELLBASELL INDU- | $3,836 | $3,872 |
| 00206R102 AT & T INC | $18,246 | $21,523 |
| 015351109 ALEXION PHARMACEUTIC | $30,535 | $22,057 |
| 016255101 ALIGN TECHNOLOGY INC | $19,943 | $29,906 |
| 02209S103 ALTRIA GROUP INC | $8,297 | $10,117 |
| 03027X100 AMERICAN TOWER CORP | $10,952 | $14,166 |
| 046353108 ASTRAZENECA PLC ADR | $4,294 | $4,436 |
| 055262505 BASF AKTIENGESELLSCH | $5,077 | $5,646 |
| 05534B760 BCE INC | $10,737 | $12,099 |
| 055622104 BP PLC - ADR | $5,113 | $5,837 |
| 064149107 BANK N S HALIFAX | $3,352 | $3,868 |
| 081437105 BEMIS INC | $2,415 | $2,755 |
| 110448107 BRITISH AMERICAN TOB | $5,460 | $6,383 |
| 14149Y108 CARDINAL HEALTH INC | ||
| 169656105 CHIPOTLE MEXICAN GRI | ||
| 20449X302 COMPASS GROUP PLC - | $3,577 | $4,018 |
| 20605P101 CONCHO RESOURCES INC | $21,409 | $26,097 |
| 21036P108 CONSTELLATION BRANDS | $14,395 | $24,141 |
| 22822V101 CROWN CASTLE INTL CO | $17,623 | $19,784 |
| 251542106 DEUTSCHE BOERSE AG A | $2,298 | $2,054 |
| 26441C204 DUKE ENERGY HOLDING | $12,032 | $13,127 |
| 26874R108 ENI SPA - ADR | ||
| 34964C106 FORTUNE BRANDS HOME | $22,097 | $30,503 |
| 37733W105 GLAXOSMITHKLINE PLC | $11,432 | $12,421 |
| 40414L109 HCP INC | ||
| 418056107 HASBRO INC | ||
| 451734107 IHS INC | ||
| 45866F104 INTERCONTINENTAL EXC | $21,073 | $25,589 |
| 500472303 PHILIPS ELECTRONICS | $4,496 | $5,297 |
| 50048H101 KONE OYJ-B-UNSPONSOR | $6,832 | $7,726 |
| 500754106 KRAFT HEINZ CO/THE | $3,443 | $4,386 |
| 53071M880 LIBERTY VENTURES - S | ||
| 532457108 ELI LILLY & CO COM | ||
| 535223200 LINDE AG ADR | $11,022 | $10,683 |
| 539830109 LOCKHEED MARTIN CORP | $4,291 | $4,794 |
| 580645109 MCGRAW-HILL FINANCIA | ||
| 59410T106 MICHELIN (CGDE) ADR | ||
| 596278101 MIDDLEBY CORP | $19,209 | $22,128 |
| 609207105 MONDELEZ INTERNATION | $20,213 | $22,521 |
| 61174X109 MONSTER BEVERAGE COR | $24,197 | $32,298 |
| 620076307 MOTOROLA SOLUTIONS, | ||
| 631512100 NASPERS LTD ADR | $14,840 | $18,824 |
| 636274300 NATIONAL GRID PLC AD | $10,329 | $11,449 |
| 654106103 NIKE INC CL B | $35,975 | $33,170 |
| 675232102 OCEANEERING INTL INC | $14,437 | $8,391 |
| 681936100 OMEGA HEALTHCARE INV | ||
| 693475105 PNC FINANCIAL SERVIC | $36,479 | $34,955 |
| 693506107 PPG INDUSTRIES INC | $33,061 | $31,525 |
| 731068102 POLARIS INDS INC COM | ||
| 741503403 THE PRICELINE GROUP | $32,774 | $41,202 |
| 74435K204 PRUDENTIAL PLC - ADR | $3,984 | $3,500 |
| 756109104 REALTY INCOME CORP C | $2,047 | $3,079 |
| 756255204 RECKITT BENCKIS/S AD | $4,405 | $4,582 |
| 761713106 REYNOLDS AMERICAN IN | $6,330 | $7,355 |
| 767204100 RIO TINTO PLC - ADR | ||
| 780259107 ROYAL DUTCH SHELL PL | $21,196 | $24,302 |
| 780259206 ROYAL DUTCH SHELL PL | $3,324 | $3,305 |
| 78462F103 SPDR S & P 500 ETF T | ||
| 79466L302 SALESFORCE COM INC | $23,837 | $28,746 |
| 80105N105 SANOFI-ADR | $15,508 | $13,519 |
| 82481R106 SHIRE PLC ADR | ||
| 826197501 SIEMENS AG - SPONSOR | $6,828 | $7,978 |
| 82929R304 SINGAPORE TELECOMMUN | $2,372 | $2,472 |
| 842587107 SOUTHERN CO | $7,335 | $8,721 |
| 867224107 SUNCOR ENERGY INC NE | $37,057 | $38,559 |
| 87817A107 TEAM HEALTH HOLDINGS | ||
| 87944W105 TELENOR ASA - ADR | $2,377 | $2,259 |
| 87969N204 TELSTRA CORP-ADR | $4,111 | $3,984 |
| 891160509 TORONTO DOMINION BK | $4,287 | $4,706 |
| 892331307 TOYOTA MOTOR CORPORA | $4,428 | $4,642 |
| 892356106 TRACTOR SUPPLY CO CO | $37,479 | $33,810 |
| 92276F100 VENTAS INC COM | $4,151 | $5,297 |
| 92345Y106 VERISK ANALYTICS INC | $18,983 | $21,052 |
| 92857W308 VODAFONE GROUP PLC-S | $13,302 | $11,893 |
| 95040Q104 WELLTOWER INC | $4,501 | $5,309 |
| 966244105 WHITEWAVE FOODS CO | ||
| G0177J108 ALLERGAN PLC | $33,462 | $26,486 |
| G1151C101 ACCENTURE PLC | $15,494 | $22,357 |
| G50871105 JAZZ PHARMACEUTICALS | $28,842 | $23,081 |
| G66721104 NORWEGIAN CRUISE LIN | $31,662 | $21,866 |
| N6596X109 NXP SEMICONDUCTORS N | $19,311 | $26,421 |
| 00203H859 AQR MANAGED FUTURES | $582,000 | $572,394 |
| 00287Y109 ABBVIE INC | $10,748 | $11,479 |
| 015393101 ALFA LAVAL AB-UNSPON | $7,440 | $7,701 |
| 02079K107 ALPHABET INC CL C | $52,540 | $83,947 |
| 02079K305 ALPHABET INC CL A | $18,856 | $46,635 |
| 05530H100 BBA AVIATION PLC-UNS | $4,007 | $3,972 |
| 072730302 BAYER AG - ADR | $23,412 | $22,311 |
| 072743305 BAYERISCHE MOTOREN | $13,297 | $11,332 |
| 15135B101 CENTENE CORP DEL | $19,963 | $21,427 |
| 192446102 COGNIZANT TECH SOLUT | $31,226 | $25,525 |
| 19624Y101 COLOPLAST AS - UNSPO | $7,214 | $7,648 |
| 209115104 CONSOLIDATED EDISON | $2,690 | $3,087 |
| 256677105 DOLLAR GENERAL CORP | $21,527 | $21,137 |
| 34959J108 FORTIVE CORP | $11,475 | $13,743 |
| 36381Y108 MONDRIAN INTERNATION | $575,309 | $371,509 |
| 398438408 GRIFOLS SA-ADR | $7,285 | $6,644 |
| 40049J206 GRUPO TELEVISA, S.A. | $6,763 | $6,654 |
| 405217100 HAIN CELESTIAL GROUP | $18,253 | $16,011 |
| 501173207 KUBOTA LIMITED - ADR | $8,436 | $8,327 |
| 530307305 LIBERTY BROADBAND CO | $22,320 | $36,097 |
| 56501R106 MANULIFE FINANCIAL C | $27,022 | $26,809 |
| 62942M201 NTT DOCOMO, INC. - A | $2,466 | $2,541 |
| 651229106 NEWELL BRANDS, INC | $20,842 | $20,011 |
| 697435105 PALO ALTO NETWORKS I | $22,919 | $23,900 |
| 701491102 PARK24 CO LTD-SPN AD | $8,947 | $10,284 |
| 74925K581 BOSTON P LNG/SHRT RE | $574,000 | $577,798 |
| 78409V104 S&P GLOBAL INC | $18,393 | $25,818 |
| 88031M109 TENARIS S.A. - ADR | $9,539 | $10,366 |
| 92210H105 VANTIV INC | $20,246 | $21,101 |
| 92927K102 WABCO HOLDINGS INC | $19,945 | $21,003 |
| 977868306 WOLSELEY PLC | $2,491 | $2,445 |
| G0750C108 AXALTA COATING SYSTE | $19,616 | $20,637 |
| G25839104 COCA-COLA EUROPEAN P | $2,587 | $2,793 |
| G47567105 IHS MARKIT LTD | $24,258 | $27,524 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,254,134 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,290,720 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 02005ACW6 ALLY MASTER OWNER TR | AT COST | $65,201 | $65,235 |
| GTA994003 GAI AURORA OPPORTUNI | |||
| GTC997004 GAI CORBIN MULTI STR | |||
| 34528QEC4 FORD CREDIT FLOORPLA | AT COST | $60,516 | $61,511 |
| 90270RBD5 UBS-BARCLAYS COMMER | AT COST | $65,523 | $67,529 |
| GTA999HB0 GAI AURORA OPP FUND | AT COST | $24,091 | $24,091 |
| GTC999HB8 GAI CORBIN FUND 5% H | AT COST | $27,465 | $27,465 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (4 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND POSTING DATE AFTER TYE | $7,961 |
| ROC BASIS ADJUSTMENT | $1,331 |
| ROUNDING | $10 |
| ACCRUED INT | $992 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADR FEES | Desc |
| Revenue And Expenses Per Books | $970 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $970 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE | $5,567 |
| SALE GAIN EFFECT PREVIOUS TYE POST CURR | $1,585 |
| SALES LOSS POST PRIOR TYE EFFECT CURR TY | $2,717 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MGMT FEES-SUBJECT T | CategoryTxt |
| Amt | $6,847 | Amt |
| Net Investment Income | $6,847 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $2,908 | $2,908 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $9,906 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $2,346 | $2,346 | $0 |
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