BACHMANN STRAUSS FAMILY FUND INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- BACHMANN STRAUSS FAMILY FUND INC (EIN 13-6043497)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-07
- IRS object ID
- 201733119349100003
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-07T11:15:33-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Bender Lane Advisory LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4 Tower Pl Ste 1001 | AddressLine1Txt |
| City | Albany | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 122033721 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136043497 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BACHMANN STRAUSS FAMILY FUND | BusinessNameLine1Txt |
| Business Name Line2 | c/o Joe Vet | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % JOSEPH N VET JR | InCareOfNm |
| Business Name Control | BACH | BusinessNameControlTxt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Bender Lane Advisory | AddressLine1Txt |
| City | Albany | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12203 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS STRAUSS | PersonNm |
| Person Title | Treasurer | PersonTitleTxt |
| Phone | 5182181221 | PhoneNum |
| Signature | 2017-10-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Joseph N Vet | PreparerPersonNm |
| PTIN | P00355905 | PTIN |
| Phone | 5182181218 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 64.246.140.66 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 14204720173115000001 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2017-11-07 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 915C60F25B0EEE57872B105E96370D299E1E3627 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 915C60F25B0EEE57872B105E96370D299E1E3627 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $8,370,415 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $63 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $63 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $136,240 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $136,240 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$53,900 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $361,315 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $23,303 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $23,660 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $105,706 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $159,963 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $21,587 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $21,587 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $27,140 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $27,140 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $141 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $141 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $4,622 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,122 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $20,708 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $19,804 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $74,198 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $72,794 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $264,090 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $264,090 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $338,288 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $72,794 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $264,090 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$232,582 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $87,169 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,033,035 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,654,841 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,654,841 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,420,820 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,604,675 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,949,716 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $3,587,204 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,548,961 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,765,858 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $7,041,059 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,808,477 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $8,370,415 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $7,041,059 | CapitalStockBOYAmt |
| Capital Stock EOY | $6,808,477 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,041,059 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $6,808,477 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,041,059 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $6,808,477 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,041,059 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$232,582 | ExcessRevenueOverExpensesAmt |
| Subtotal | $6,808,477 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $6,808,477 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| CS #8420 ST (SEE ATTACHED) | $100,028 | $124,308 | -$24,280 | -$24,280 | |
| CS #8420 LT (SEE ATTACHED) | $150,000 | $113,363 | $36,637 | $36,637 | |
| PERSHING #6036 ST (SEE ATTACHED) | $10,646 | $9,949 | $697 | $697 | |
| PERSHING #6036 LT (SEE ATTACHED) | $187,111 | $167,595 | $19,516 | $19,516 | |
| CAPITAL GAIN DIVIDENDS | $15,873 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$53,900 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $369,394 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $8,663,463 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.042638 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $334,082 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,158,710 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.036477 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $519,535 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $7,731,650 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.067196 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $616,861 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,546,082 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.094234 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $542,900 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,796,070 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.061721 | DistributionYr5Rt |
| Total Distribution | 0.302266 | TotalDistributionRt |
| Average Distribution | 0.060453 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,492,214 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $452,927 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $872 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $453,799 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $264,090 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,743 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,743 | SubtotalAmt |
| Tax Based On Investment Income | $1,743 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,818 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $16,818 | TotalPaymentsAndCreditsAmt |
| Overpayment | $15,075 | OverpaymentAmt |
| Applied To ES Tax | $15,075 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOSEPH N VET JR | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5182181221 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O BENDER LANE ADVISORY PO BOX 38 | AddressLine1Txt |
| City | ALBANY | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12203 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS W STRAUSS | ||||||||
| Bender Lane Advisory | Albany | NY | 12203 | VP & TREAS-AS NEEDED | 0 | $0 | $0 | $0 |
| BARBARA B STRAUSS | ||||||||
| Bender Lane Advisory | Albany | NY | 12203 | PRESIDENT-AS NEEDED | 0 | $0 | $0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | PLEASE NOTE THE FOUNDATION IS NOT INVOLVED IN ANY DIRECT CHARITABLE ACTIVITIES. ITS PRIMARY PURPOSE IS TO SUPPORT, BY CONTRIBUTIONS, OTHER CHARITABLE ORGANIZATIONS EXEMPT | Description1Txt |
| Description2 | UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). | Description2Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,711,427 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,129,024 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,765,858 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,606,309 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,606,309 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $114,095 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,492,214 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $374,611 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $374,611 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,743 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,743 | TotalTaxAmt |
| Distributable Before Adj | $372,868 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $372,868 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $372,868 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $264,090 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $264,090 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $264,090 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $372,868 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $125,604 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $289,557 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $134,184 | ExcessDistributionCyovYr3Amt |
| Total Excess Distribution Cyov | $549,345 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $264,090 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $264,090 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $108,778 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $108,778 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $440,567 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $16,826 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $423,741 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $289,557 | ExcessFromYear4Amt |
| Excess From Year3 | $134,184 | ExcessFromYear3Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NA | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (79 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| Alzheimer's Drug Discovery Foundation | ||||||||
| 57 West 57th Steet | New York | NY | 10019 | None | PC | General Charitable | $1,000 | |
| American Friends of the Israel Museum | ||||||||
| 500 Fifth Avenue | New York | NY | 10110 | None | PC | General Charitable | $2,000 | |
| American Friends of the Israel Philharmon | ||||||||
| 122 East 42nd Street | New York | NY | 10168 | None | PC | General Charitable | $2,000 | |
| Casita Maria | ||||||||
| 928 Simpson Street | Bronx | NY | 10459 | None | PC | General Charitable | $1,000 | |
| Center for Educational Innovation | ||||||||
| 28 West 44th Street | New York | NY | 10036 | None | PC | General Charitable | $1,000 | |
| Checkerboard Film Foundation Inc | ||||||||
| 1 E 53rd Street 14th Floor | New York | NY | 10022 | None | PC | General Charitable | $1,000 | |
| Citizens' Committee for Children of New York | ||||||||
| 14 Wall Street Suite 4E | New York | NY | 10005 | None | PC | General Charitable | $500 | |
| Community Roots Charter School | ||||||||
| 5 Saint Edwards Street | Brooklyn | NY | 11205 | None | PC | General Charitable | $4,000 | |
| Emory University | ||||||||
| 1762 Clifton Road | Atlanta | GA | 30322 | None | PC | General Charitable | $1,000 | |
| Experience Camps | ||||||||
| PO Box 5099 | Westport | CT | 06881 | None | PC | General Charitable | $500 | |
| George Washington University Law School | ||||||||
| 2000 H Street NW | Washington | DC | 20052 | None | PC | General Charitable | $2,250 | |
| Gilder Lehrman Inst of American History | ||||||||
| 49 West 45th Street | New York | NY | 10036 | None | PC | General Charitable | $1,000 | |
| Henry Street Settlement | ||||||||
| 265 Henry Street | New York | NY | 10002 | None | PC | General Charitable | $1,000 | |
| Inner-City Scholarship Fund | ||||||||
| 1011 First Avenue | New York | NY | 10022 | None | PC | General Charitable | $2,500 | |
| International Center of Photography | ||||||||
| 1133 Avenue of the Americas | New York | NY | 10036 | None | PC | General Charitable | $1,000 | |
| Lung Cancer Research Foundation | ||||||||
| 155 E 55th Street Suite 6H | New York | NY | 10022 | None | PC | General Charitable | $2,000 | |
| Memorial Sloan Kettering Cancer Center | ||||||||
| 1275 York Avenue | New York | NY | 10065 | None | PC | General Charitable | $500 | |
| Mount Sinai Health System | ||||||||
| One Gustave L Levy Place | New York | NY | 10029 | None | PC | General Charitable | $50,000 | |
| New York City Ballet | ||||||||
| 20 Lincoln Center | New York | NY | 10023 | None | PC | General Charitable | $46,540 | |
| New York Road Runners (NYRR) | ||||||||
| 156 West 56th Street | New York | NY | 10019 | None | PC | General Charitable | $5,000 | |
| Planned Parenthood of NYC | ||||||||
| 26 Bleecker Street | New York | NY | 10012 | None | PC | General Charitable | $1,500 | |
| Randall's Island Park Alliance | ||||||||
| 24 West 61st Street | New York | NY | 10023 | None | PC | General Charitable | $2,000 | |
| Riverdale Country School | ||||||||
| 5250 Fieldston Road | Bronx | NY | 10471 | None | PC | General Charitable | $51,000 | |
| Seeds of Peace | ||||||||
| 370 Lexington Avenue | New York | NY | 10017 | None | PC | General Charitable | $500 | |
| Stanley British Primary School | ||||||||
| 350 Quebec Street | Denver | CO | 80230 | None | PC | General Charitable | $6,000 | |
| Tennyson Center for Children | ||||||||
| 2950 Tennyson Street | Denver | CO | 80212 | None | PC | General Charitable | $500 | |
| The Jewish Museum | ||||||||
| 355 Lexington Avenue | New York | NY | 10017 | None | PC | General Charitable | $1,500 | |
| The Michael J Fox Foundation | ||||||||
| PO Box 4777 | New York | NY | 10163 | None | PC | General Charitable | $2,750 | |
| The New York Women's Foundation | ||||||||
| 39 Broadway | New York | NY | 10006 | None | PC | General Charitable | $500 | |
| Thompson Foundation for Autism | ||||||||
| 2718 Forum Blvd | Columbia | MO | 65203 | None | PC | General Charitable | $1,000 | |
| Trickle Up | ||||||||
| 104 West 27th Street | New York | NY | 10001 | None | PC | General Charitable | $2,500 | |
| UJA-Federation of New York | ||||||||
| 130 East 59th Street | New York | NY | 10022 | None | PC | General Charitable | $2,000 | |
| United Hospital Fund | ||||||||
| 1411 Broadway | New York | NY | 10018 | None | PC | General Charitable | $1,000 | |
| United States Holocaust Memorial Museum | ||||||||
| 100 Raoul Wallenberg Place | Washington | DC | 20024 | None | PC | General Charitable | $1,000 | |
| University of Vermont | ||||||||
| 85 S Prospect Street | Burlington | VT | 05405 | None | PC | General Charitable | $750 | |
| Weill Cornell Medical College | ||||||||
| 1300 York Avenue | New York | NY | 10065 | None | PC | General Charitable | $250 | |
| West Side Montessori School | ||||||||
| 309 West 92nd Street | New York | NY | 10025 | None | PC | General Charitable | $2,500 | |
| American Hospital of Paris Foundation | ||||||||
| 26 East 67th Street | New York | NY | 10065 | none | PC | General charitable | $1,000 | Suite 5C |
| Bedford Playhouse Inc | ||||||||
| PO BOX 77 | Beford | NY | 10506 | none | PC | General charitable | $5,000 | |
| Bigham and Women's Hospital | ||||||||
| 215 Peruvian Avenue | Palm Beach | FL | 33480 | none | PC | General charitable | $1,000 | |
| Boston Workmen's Circle | ||||||||
| 1762 Beacon Street | Brookline | MA | 02445 | none | PC | General charitable | $1,000 | |
| Brooklyn Botanic Garden | ||||||||
| 1000 Washington Avenue | Brooklyn | NY | 11225 | none | PC | General charitable | $500 | |
| Cancer Research and Treatment Fund | ||||||||
| 500 E 77th Street | New York | NY | 10162 | none | PC | General charitable | $500 | Suite 1001 |
| Cancer Research Institute | ||||||||
| 55 Broadway | New York | NY | 10006 | none | PC | General charitable | $2,500 | Suite 1802 |
| Central Park Conservancy | ||||||||
| 14 East 60th Street | New York | NY | 10022 | none | PC | General charitable | $1,500 | |
| Children's Hospital at Montefiore | ||||||||
| 11 East 210th Street | Bronx | NY | 10467 | none | PC | General charitable | $1,000 | |
| Children's Hospital of Pittsburg Foundation | ||||||||
| 4401 Penn Avenue | Pittsburg | PA | 15224 | none | PC | General charitable | $1,000 | |
| Citytrack Inc | ||||||||
| 216 Fort Washington Avenue | New York | NY | 10022 | none | PC | General charitable | $500 | |
| Dear Jack Foundation | ||||||||
| 12100 Wishire Blvd 705 | Los Angeles | CA | 90025 | none | PC | General charitable | $1,000 | |
| Family Centers | ||||||||
| 40 Arch Street | Greenwich | CT | 06830 | none | PC | General charitable | $2,000 | |
| Florida Little Dog Rescue Group | ||||||||
| PO BOX 702364 | St Cloud | FL | 34770 | none | PC | General charitable | $250 | |
| Green Beret Foundation | ||||||||
| PO BOX 39 | Chatam | NJ | 07928 | none | PC | General charitable | $1,000 | |
| Hebrew Public | ||||||||
| 55 Eightth Avenue | New York | NY | 10018 | none | PC | General charitable | $1,000 | Ste 1703 |
| Hebrew Union College | ||||||||
| 1 West 4th Street | New York | NY | 10012 | none | PC | General charitable | $500 | |
| Hope for Depression Research Foundation | ||||||||
| 40 West 57th Street | New York | NY | 10019 | none | PC | General charitable | $1,000 | Suite 1440 |
| Icahn School of Medicine at Mount Sinai | ||||||||
| One Gustave L Levy Place | New York | NY | 10029 | none | PC | General charitable | $15,000 | Box 1049 |
| J Street Education Fund | ||||||||
| PO BOX 66073 | Washington | DC | 20035 | none | PC | General charitable | $2,000 | |
| JDRF Diabetes Foundation | ||||||||
| 26 Broadway | New York | NY | 10004 | none | PC | General charitable | $250 | 14th floor |
| Kids Walk for Kids With Cancer | ||||||||
| 633 3rd Avenue | New York | NY | 10017 | none | PC | General charitable | $250 | 12th Floor |
| Lupus Research Alliance | ||||||||
| 845 Third Avenue | New York | NY | 10022 | none | PC | General charitable | $5,000 | 6th floor |
| Making Headway Foundation | ||||||||
| 115 King Street | Chappaqua | NY | 10514 | none | PC | General charitable | $250 | |
| National Breast Cancer Coalition Fund | ||||||||
| 162 West 56th Street | New York | NY | 10019 | none | PC | General charitable | $1,000 | Suite 405 |
| New London Homeless Hospitality Center | ||||||||
| 209 Old Black Point Road | Niantic | CT | 06357 | none | PC | General charitable | $1,000 | |
| Oceana | ||||||||
| 1350 Connecticut Ave NW | Washington | DC | 20036 | none | PC | General charitable | $1,000 | 5th floor |
| Pathways Inc | ||||||||
| 175 Millbank Avenue | Greenwich | CT | 06830 | none | PC | General charitable | $1,000 | |
| PBA of the Town of North Castle | ||||||||
| 15 Bedford Road | Armonk | NY | 10504 | none | PC | General charitable | $250 | |
| SCS Foundation | ||||||||
| 520 Eighth Avenue | New York | NY | 10018 | none | PC | General charitable | $2,500 | |
| The American Friends of Jamaica Inc | ||||||||
| 1697 Broadway | New York | NY | 10019 | none | PC | General charitable | $600 | Suite 502 |
| The Aspen Institute | ||||||||
| 1000 North Third Street | Aspen | CO | 81611 | none | PC | General charitable | $1,000 | |
| The Food Bank of Lower Fairfield County | ||||||||
| 461 Glenbrook Road | Stamford | CT | 06906 | none | PC | General charitable | $200 | |
| The Fund for Park Avenue | ||||||||
| 445 Park Avenue | New York | NY | 10022 | none | PC | General charitable | $500 | 9th floor |
| The Museum at FIT | ||||||||
| 227 W 27 Street | New York | NY | 10001 | none | PC | General charitable | $1,000 | Room E304 |
| The New York Junior Tennis League | ||||||||
| 58-12 Queens Blvd | Woodside | NY | 11377 | none | PC | General charitable | $250 | |
| The Putney School | ||||||||
| 418 Houghton Brook Road | Putney | VT | 05346 | none | PC | General charitable | $1,000 | |
| The Randy & Jay Fishman Program for Home Assisted | ||||||||
| 3535 Market Street | Philadelphia | PA | 19104 | none | PC | General charitable | $250 | Suite 750 |
| The Urban Assembly | ||||||||
| 90 Broad Street | New Yotk | NY | 10004 | none | PC | General charitable | $2,000 | Suite 2101 |
| Thomas G Labrecque Foundation | ||||||||
| 1414 Prince Street | Alexandria | VA | 22314 | none | PC | General charitable | $1,000 | Suite 400 |
| Urban Peak | ||||||||
| 730 21st Street | Denver | CO | 80205 | none | PC | Gemeral charitable | $1,000 | |
| WGA Caddie Scholarship Fund | ||||||||
| 49 Knollwood Road | Elmsford | NY | 10523 | none | PC | General charitable | $500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $264,090 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $63 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $136,240 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 15 | ExclusionCd |
| Exclusion | $23,660 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$53,900 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RENT/ROYALTY INCOME (LOSS) | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$357 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 15 | ExclusionCd |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$357 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $106,063 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $105,706 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | BENDER LANE ADVISORY FEES | CategoryTxt |
| Amt | $21,587 | Amt |
| Net Investment Income | $21,587 | NetInvestmentIncomeAmt |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CHARLES SCHWAB | $1,796,866 | $1,950,047 |
| FIRST MANHATTAN | $807,809 | $999,669 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALPHAGEB EURO BEST IDEAS | $380,167 | $392,267 |
| OCA OHA CREDIT FUND SEG PORT | $300,000 | $330,389 |
| RCG LONGVIEW II | $33,227 | $76,699 |
| OCA VAN ECK CON ENERGY EQ PORT | $213,273 | $268,086 |
| HCP PRIVATE EQUITY III | $157,500 | $819,927 |
| OCA WESLEY MORTGAGE REIT FUND | $0 | $0 |
| MILLENIUM INTERNATIONAL FUND | $235,000 | $472,666 |
| COWEN HEALTHCARE ROYALTY PTNRS | $111,142 | $68,251 |
| STARBOARD VALUE & OPP FUND LTD | $300,000 | $438,677 |
| STARBOARD LEADERS FUND | $350,000 | $373,199 |
| RCG LONGVIEW DEBT FUND V | $209,850 | $205,586 |
| OCA STRATEGOS RMBS FUND | $258,802 | $320,111 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| NY STATE FILING FEE | $900 | |
| RCG LONGVIEW II-DEDUCTIONS | $4,027 | $4,027 |
| OCA WESLEY REIT-DEDUCTIONS | $1,471 | $1,471 |
| COWEN HEALTHCARE-DEDUCTIONS | $8,364 | $8,360 |
| RCG LONGVIEW DEBT V-DEDUCTIONS | $279 | $279 |
| OCA STRATEGOS-DEDUCTIONS | $3,908 | $3,908 |
| OCA VAN ECK-DEDUCTIONS | $1,759 | $1,759 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| RCG LONGVIEW II - ORD BUSINESS INCOME | $42 | $42 |
| RCG LONGVIEW II - NET RENTAL REAL ESTATE | -$66 | -$66 |
| RCG LONGVIEW II - OTHER INCOME | -$165 | $503 |
| HEALTHCARE ROYALTY PART - ROYALTIES | $11,188 | $10,877 |
| HEALTHCARE ROYALTY PART - OTHER INCOME | $16,606 | $16,606 |
| ALPHAGEN EURO BEST IDEAS FD - OTHER INC | -$4,367 | -$4,367 |
| JPM #2765 | $65 | $65 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| OFFIT MANAGEMENT FEES | $26,850 | $26,850 |
| PERSHING #6036 ACCOUNT FEES | $290 | $290 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX WITHHELD | $4,122 | $4,122 |
| UNITED STATES TREASURY | $500 |
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