CHRISTIAN AND KATHARINE ROTH FAMILY FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- CHRISTIAN AND KATHARINE ROTH FAMILY FOUNDATION (EIN 46-2942236)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-05-15
- IRS object ID
- 201731359349101278
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Substantial Contributors Sch
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-05-15T09:12:54-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 061633293 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTIN DECRUZE & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET SUITE 401 | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 462942236 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE CHRISTIAN AND KATHARINE ROTH | BusinessNameLine1Txt |
| Business Name Line2 | FAMILY FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CHRI | BusinessNameControlTxt |
| Phone | 2038695061 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 CALHOUN DRIVE | AddressLine1Txt |
| City | GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06831 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KATHARINE ROTH | PersonNm |
| Person Title | SECRETARY | PersonTitleTxt |
| Phone | 2038695061 | PhoneNum |
| Signature | 2017-05-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KATHLEEN M DECRUZE | PreparerPersonNm |
| PTIN | P00468653 | PTIN |
| Phone | 2033277151 | PhoneNum |
| Preparation | 2017-05-10 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 96.56.76.42 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-05-10 | IPDt |
| IP Tm | 12:49:34 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 52C0DFB932D44546BE0BD4CC6A1948D521A17786 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | ACF5E415BCB1AA6BD990E599B416FDB42597E9D0 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $474,184 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $118,100 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $3 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $5,395 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $5,395 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $12,516 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $21,739 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $12,516 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $136,014 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $17,914 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Expenses Rev And Expnss | $5 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $5 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,005 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,005 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $41,338 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $41,338 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $44,343 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,005 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $41,338 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $91,671 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $14,909 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $40,227 | CashBOYAmt |
| Cash EOY | $26,788 | CashEOYAmt |
| Cash EOYFMV | $26,788 | CashEOYFMVAmt |
| Acct Rcvbl | $232 | AcctRcvblAmt |
| Acct Rcvbl EOY | $232 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $232 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $266,286 | CorporateStockBOYAmt |
| Corporate Stock EOY | $447,164 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $447,164 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $306,513 | TotalAssetsBOYAmt |
| Total Assets EOY | $474,184 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $474,184 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $306,513 | RetainedEarningBOYAmt |
| Retained Earning EOY | $474,184 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $306,513 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $474,184 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $306,513 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $474,184 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $306,513 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $91,671 | ExcessRevenueOverExpensesAmt |
| Other Increases | $93,914 | OtherIncreasesAmt |
| Subtotal | $492,098 | SubtotalAmt |
| Other Decreases | $17,914 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $474,184 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | 300 SHARES INTERDIGITAL INC | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Acquired | 2014-02-26 | AcquiredDt |
| Sold | 2016-09-13 | SoldDt |
| Gross Sales Price | $21,739 | GrossSalesPriceAmt |
| Cost Or Other Basis | $9,223 | CostOrOtherBasisAmt |
| Gain Or Loss | $12,516 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $12,516 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $12,516 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $34,748 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $245,274 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.141670 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $26,860 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $101,062 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.265777 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $25,200 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $70,427 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.357817 | DistributionYr3Rt |
| Total Distribution | 0.765264 | TotalDistributionRt |
| Average Distribution | 0.255088 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $297,917 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $75,995 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $149 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $76,144 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $41,338 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $298 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $298 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $298 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $152 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $152 | TotalPaymentsAndCreditsAmt |
| Tax Due | $146 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Org Report Or Register State | PA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHRISTIAN G ROTH | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2038695061 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 CALHOUN DRIVE | AddressLine1Txt |
| City | GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06831 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CHRISTIAN G ROTH IV | ||||||||
| 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| KATHARINE M ROTH | ||||||||
| 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $276,953 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $25,501 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $302,454 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $302,454 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,537 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $297,917 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $14,896 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $14,896 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $298 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $298 | TotalTaxAmt |
| Distributable Before Adj | $14,598 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $14,598 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $14,598 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $41,338 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $41,338 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $41,338 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $14,598 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $22,081 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $22,107 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $22,919 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $67,107 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $41,338 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $14,598 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $26,740 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $93,847 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $93,847 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $22,081 | ExcessFromYear3Amt |
| Excess From Year2 | $22,107 | ExcessFromYear2Amt |
| Excess From Year1 | $22,919 | ExcessFromYear1Amt |
| Excess From Current Year | $26,740 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CHRISTIAN G ROTH IV | ContributingManagerNm |
| Contributing Manager | KATHARINE M ROTH | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (26 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | Province Or StateRecipientForeignAddress/ProvinceOrStateNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ADOPT-A-DOG | ||||||||||||
| 23 COX AVENUE | ARMONK | NY | 10504 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $50 | |||||
| BOOTHBAY REGION YMCA | ||||||||||||
| 261 TOWNSEND AVENUE | BOOTHBAY HARBOR | ME | 04538 | NONE | GENERAL FUND CONTRIBUTION | $350 | ||||||
| THE AMERICAN CANCER SOCIETY | ||||||||||||
| 250 WILLIAMS STREET NW | ATLANTA | GA | 30303 | NONE | GENERAL FUND CONTRIBUTION | $200 | ||||||
| BRUNSWICK SCHOOL | ||||||||||||
| 100 MAHER AVENUE | GREENWICH | CT | 06830 | NONE | GENERAL FUND CONTRIBUTION | $10,000 | ||||||
| CAMP O-AT-KA INC | ||||||||||||
| 593 SEBAGO ROAD | SEBAGO | ME | 04029 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $250 | |||||
| ELDERCARE OF LINCOLN COUNTY MAINE | ||||||||||||
| PO BOX 652 | DAMARISCOTTA | ME | 04543 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $5,000 | |||||
| FLAGSHIP NIAGARA LEAGUE | ||||||||||||
| 150 E FRONT STREET SUITE 100 | ERIE | PA | 165071594 | NONE | GENERAL FUND CONTRIBUTION | $200 | ||||||
| FLEUR DE LIS CAMP | ||||||||||||
| 120 HOWEVILLE ROAD | FITZWILLIAM | NH | 03447 | NONE | GENERAL FUND CONTRIBUTION | $1,000 | ||||||
| GREENWICH ACADEMY | ||||||||||||
| 200 NORTH MAPLE AVENUE | GREENWICH | CT | 06830 | NONE | GENERAL FUND CONTRIBUTION | $12,000 | ||||||
| GREENWICH LIBRARY | ||||||||||||
| 101 W PUTNAM AVENUE | GREENWICH | CT | 06830 | NONE | GENERAL FUND CONTRIBUTION | $250 | ||||||
| HUMAN RIGHTS INTERNATIONAL | ||||||||||||
| 1954 HILLHURST AVE 416 | LOS ANGELES | CA | 90027 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $1,000 | |||||
| JDRF | ||||||||||||
| 200 CONNECTICUT AVE STE 4E | NORWALK | CT | 06854 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $250 | |||||
| RED CROSS-ECUADOR | ||||||||||||
| NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $50 | ANTONIO ELIZALDE E4-31Y | AV GRAN COLOMBIA | COLOMBIA | EC | QUITO | ||||
| FIRST UNITED METHODIST CHURCH | ||||||||||||
| 42 CROSS ROAD | STAMFORD | CT | 06905 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $250 | |||||
| KIDS ALIVE INTERNATIONAL | ||||||||||||
| 2507 CUMBERLAND DRIVE | VALPARAISO | IN | 46383 | NONE | GENERAL FUND CONTRIBUTION | $250 | ||||||
| OXFAM AUSTRALIA | ||||||||||||
| NONE | GENERAL FUND CONTRIBUTION | $188 | 132 LEICESTER STREET | CARLTON | MELBOURNE | AS | 3053 | |||||
| PENCILS OF PROMISE | ||||||||||||
| 37 WEST 28TH STREET 3RD FLOOR | NEW YORK | NY | 10001 | NONE | GENERAL FUND CONTRIBUTION | $100 | ||||||
| FRIENDS OF ROUNDABOUT | ||||||||||||
| 231 WEST 39TH ST STE 1200 | NEW YORK | NY | 10018 | NONE | GENERAL FUND CONTRIBUTION | $600 | ||||||
| SWEET BRIAR COLLEGE | ||||||||||||
| PO BOX 1057 | SWEET BRIAR | VA | 24595 | NONE | GENERAL FUND CONTRIBUTION | $500 | ||||||
| SOUTHPORT JUNIOR YACHT CLUB SAILING FOUNDATION | ||||||||||||
| PO BOX 68 | SOUTHPORT | ME | 04576 | NONE | GENERAL FUND CONTRIBUTION | $250 | ||||||
| ST ANNE'S BELFIELD SCHOOL | ||||||||||||
| 2132 IVY ROAD | CHARLOTTESVILLE | VA | 22903 | NONE | GENERAL FUND CONTRIBUTION | $2,050 | ||||||
| TEAM CMMD | ||||||||||||
| 750 WEST LINCOLN HIGHWAY | EXTON | PA | 19341 | NONE | PUBLIC | GENERAL FUND CONTRIBUTION | $250 | |||||
| UNIVERSITY OF PENNSYLVANIA | ||||||||||||
| 3451 WALNUT STREET | PHILADELPHIA | PA | 191046205 | NONE | GENERAL FUND CONTRIBUTION | $5,000 | ||||||
| NEW YORK PUBLIC RADIO | ||||||||||||
| PO BOX 1550 | NEW YORK | NY | 101161550 | GENERAL FUND CONTRIBUTION | $300 | |||||||
| WORLD WILDLIFE FUND | ||||||||||||
| 1250 24TH STREET NW | WASHINGTON | DC | 20037 | NONE | GENERAL FUND CONTRIBUTION | $500 | ||||||
| YMCA OF GREENWICH | ||||||||||||
| 50 E PUTNAM AVE | GREENWICH | CT | 06830 | NONE | GENERAL FUND CONTRIBUTION | $500 | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $41,338 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,395 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $12,516 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $17,914 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $17,914 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|---|
| CHRISTIAN & KATHARINE ROTH | |||||||
| 1 | 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | $48,480 | Yes (X) | |
| CHRISTIAN & KATHARINE ROTH | |||||||
| 2 | 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | $65,620 | Yes (X) | |
| CHRISTIAN & KATHARINE ROTH | |||||||
| 3 | 7 CALHOUN DRIVE | GREENWICH | CT | 06831 | $4,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 2,000 SHARES OF CORNING | $48,480 | 2016-12-15 |
| 2 | 1,000 SHARES OF INTERDIGITAL | $65,620 | 2016-08-05 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,000 | Amt |
| Net Investment Income | $3,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | DOMESTIC EQUITIES | StockNm |
| EOY Book Value | $447,164 | EOYBookValueAmt |
| EOYFMV | $447,164 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DONOR BASIS VS FMV AT TIME OF CONTRIBUTION | Desc |
| Amt | $17,914 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FOREIGN TRANSACTION FEES | Desc |
| Revenue And Expenses Per Books | $5 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $5 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS | Desc |
| Amt | $93,914 | Amt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHRISTIAN AND KATHARINE ROTH | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7 CALHOUN DRIVE | AddressLine1Txt |
| City | GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06831 | ZIPCd |
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