NICK SIMONS FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- NICK SIMONS FOUNDATION (EIN 20-3101239)
- Tax period
- 2015-07-01 to 2016-06-30
- Filed
- 2017-04-19
- IRS object ID
- 201731099349100603
- Schema version
- 2015v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
- Transfers To Controlled Entities
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-04-19T09:52:19-05:00 | ReturnTs |
| Tax Period End | 2016-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANT THORNTON LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 757 THIRD AVE 3RD FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172013 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203101239 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Nick Simons Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MARINA SHMOUKLER | InCareOfNm |
| Business Name Control | NICK | BusinessNameControlTxt |
| Phone | 6463620036 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25 EAST 22ND STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARILYN SIMONS | PersonNm |
| Person Title | secretary&treasurer | PersonTitleTxt |
| Phone | 6463620036 | PhoneNum |
| Signature | 2017-04-18 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SCOTT THOMPSETT | PreparerPersonNm |
| PTIN | P00741490 | PTIN |
| Phone | 2125990100 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $75,698,761 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $4,550,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $44 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $44 | InterestOnSavNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,057,237 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $29,954,016 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $4,429,803 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $61 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$341,309 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $8,607,342 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,088,538 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $23,067 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $11,182 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $5,764 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $2,475 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,952 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $3,149 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $22,690 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $63,594 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $156,889 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $156,889 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $253,264 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $26,374 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $24,339 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $22,084 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $21,207 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $21,207 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $30,728 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $38,336 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $539,900 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $26,374 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $318,916 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $11,035,491 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,425,491 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $11,575,391 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $26,374 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,744,407 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,968,049 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,062,164 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $887,380 | CashBOYAmt |
| Cash EOY | $1,510,175 | CashEOYAmt |
| Cash EOYFMV | $1,510,175 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $50,207 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $50,251 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $50,251 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $10,134 | AcctRcvblBOYAmt |
| Prepaid Expenses BOY | $75,265 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $13,387 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $13,387 | PrepaidExpensesEOYFMVAmt |
| Other Investments BOY | $62,089,704 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $69,994,188 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $69,994,188 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $3,259 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,130,760 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,130,760 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $63,115,949 | TotalAssetsBOYAmt |
| Total Assets EOY | $75,698,761 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $75,698,761 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $45,477 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $18,959 | AccountsPayableEOYAmt |
| Grants Payable BOY | $110,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $6,855,408 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $264,720 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $450,935 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $420,197 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $7,325,302 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $566,692 | UnrestrictedBOYAmt |
| Unrestricted EOY | -$5,064,001 | UnrestrictedEOYAmt |
| Temporarily Restricted BOY | $62,129,060 | TemporarilyRestrictedBOYAmt |
| Temporarily Restricted EOY | $73,437,460 | TemporarilyRestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $62,695,752 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $68,373,459 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $63,115,949 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $75,698,761 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $62,695,752 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,968,049 | ExcessRevenueOverExpensesAmt |
| Other Increases | $8,645,756 | OtherIncreasesAmt |
| Subtotal | $68,373,459 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $68,373,459 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| LONG-TERM CAPITAL GAIN FROM LPS | P | $13,650,000 | $11,884,538 | $1,765,462 | $1,765,462 |
| SHORT-TERM CAPITAL LOSS FROM LPS | P | -$67,366 | |||
| FUND-OF-FUND INVESTMENT SALE 1 | P | $8,630,000 | $7,035,052 | $1,594,948 | $1,594,948 |
| FUND-OF-FUND INVESTMENT SALE 2 | P | $4,674,016 | $4,499,997 | $174,019 | $174,019 |
| FUND-OF-FUND INVESTMENT SALE 3 | P | $3,000,000 | $2,037,260 | $962,740 | $962,740 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $4,429,803 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$67,366 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $7,614,035 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $62,306,980 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.122202 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $5,766,042 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $51,923,115 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.11105 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $5,170,694 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $40,296,228 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.128317 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $5,021,464 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $25,493,121 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.196973 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $4,076,656 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $17,169,912 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.23743 | DistributionYr5Rt |
| Total Distribution | 0.795972 | TotalDistributionRt |
| Average Distribution | 0.159194 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $70,111,270 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $11,161,294 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $40,622 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $11,201,916 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,744,407 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $81,243 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $81,243 | SubtotalAmt |
| Tax Based On Investment Income | $81,243 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $67,049 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $67,049 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $237 | EsPenaltyAmt |
| Tax Due | $14,431 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (true) | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | nicksimonsfoundation.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARINA SHMOUKLER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6463620036 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25 EAST 22ND STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (true) | ForeignAccountsQuestionInd |
| Foreign Country | NP | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | PRESIDENT | 1.0 | $0 | $0 | $0 |
| MARILYN SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | SECRETARY & TREASURER | 2.0 | $0 | $0 | $0 |
| CAITLIN HEISING | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| MARK HEISING | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| AUDREY SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| LAURA BAXTER SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| LIZ SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| NAT SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BHEKH THAPA | BusinessNameLine1Txt |
Foreign Address ForeignAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 239 JANKPRASAD ROAD | AddressLine1Txt |
| City | BANESOWAR HEIGHL | CityNm |
| Province Or State | KATHMANDU | ProvinceOrStateNm |
| Country | NP | CountryCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | program consulting | ServiceTypeTxt |
| Compensation | $84,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $65,715,982 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,332,972 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $4,130,000 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $71,178,954 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $71,178,954 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,067,684 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $70,111,270 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,505,564 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,505,564 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $81,243 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $81,243 | TotalTaxAmt |
| Distributable Before Adj | $3,424,321 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,424,321 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,424,321 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,744,407 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,744,407 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $3,744,407 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,424,321 | DistributableAsAdjustedAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Prior Year2 | 2012 | PriorYear2Yr |
| Prior Year3 | 2011 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $3,218,164 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $3,746,956 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $3,156,293 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,169,886 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $4,498,686 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $17,789,985 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,744,407 | QualifyingDistributionsAmt |
| Applied To Current Year | $3,424,321 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $320,086 | RemainingDistriFromCorpusAmt |
| Total Corpus | $18,110,071 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $3,218,164 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $14,891,907 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $3,746,956 | ExcessFromYear4Amt |
| Excess From Year3 | $3,156,293 | ExcessFromYear3Amt |
| Excess From Year2 | $3,169,886 | ExcessFromYear2Amt |
| Excess From Year1 | $4,498,686 | ExcessFromYear1Amt |
| Excess From Current Year | $320,086 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES SIMONS | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | see attachment 15 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | New York | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Or Contribution Purpose | see attachment 15 | GrantOrContributionPurposeTxt |
| Amt | $3,425,491 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,425,491 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | see attachment 16 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | New York | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Or Contribution Purpose | see attachment 16 | GrantOrContributionPurposeTxt |
| Amt | $6,900,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $6,900,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $44 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,057,237 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS INCOME | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $61 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $4,057,342 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,057,342 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | JAMES SIMONS | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 160 FIFTH AVENUE 7TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $4,550,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BDO SEIDMAN LLP | $250 | $0 | $0 | $43,750 |
| FISCAL MANAGEMENT ASSOCIATES | $22,440 | $0 | $0 | $19,844 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | HEDGE FUNDS | PropertyDesc |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LIMITED PARTNERSHIPS | $28,534,196 | $28,534,196 |
| ALTERNATIVE INVESTMENTS | $41,459,992 | $41,459,992 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| LOEB, BLOCK & PARTNERS LLP | $1,780 | $0 | $0 | $2,977 |
| CORPORATION SERVICE COMPANY | $172 | $0 | $0 | $172 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DUE FROM THIRD PARTIES | $3,259 | $760 | $760 |
| DUE FROM BROKER | $0 | $4,130,000 | $4,130,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INSURANCE | $21,143 | $0 | $0 | $29,593 |
| COMMUNICATION EXPENSE | $4,940 | $0 | $0 | $4,771 |
| OFFICE EXPENSE | $3,145 | $0 | $0 | $2,472 |
| NYS FILING FEES | $1,500 | $0 | $0 | $1,500 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| MISCELLANEOUS Income | $61 | $61 | $0 |
| portfolio loss from investments in | |||
| limited partnerships | $0 | -$341,370 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAINS ON INVESTMENTS | $8,601,164 |
| DISCOUNT ON GRANTS PAYABLE | $44,592 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED EXCISE TAX LIABILITY | $264,720 | $436,743 |
| INCOME TAX PAYABLE | $0 | $14,192 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BOARD DEVELOPMENT, TECHNICAL | ||||
| ADVISORY AND PROJECT | ||||
| MANAGEMENT SERVICES | $128,418 | $0 | $0 | $128,418 |
| HEALTH CARE WORKER DEVELOPMENT | ||||
| AND TRAINING | $28,471 | $0 | $0 | $28,471 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAX EXPENSE | $253,264 | $0 | $0 | $0 |
| FOREIGN TAXES | $0 | $26,374 | $0 | $0 |
Transfers To Controlled Entities TransfersToControlledEntities
Transfers To Controlled Ent TransfersToControlledEntGrp (2 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | EINEIN | DescDesc | AmtAmt | Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|---|---|
| Nick Simons Institute | ||||||||||
| Box 8975 EPC 1813 | Sanepa | Lalitpur | NP | 000000000 | to train & support healthcare workers in the rural regions of nepal. | $1,350,000 | ||||
| Nick Simons Foundation International | ||||||||||
| 472836360 | General Operating support | $820,000 | 25 EAST 22ND STREET | New York | NY | 10010 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,170,000 | TotalAmt |
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