RESTAURANT OPPORTUNITIES CENTERS UNITED INC: Form 990, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- RESTAURANT OPPORTUNITIES CENTERS UNITED INC (EIN 01-0939141)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-15
- IRS object ID
- 201723199349300432
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-15T06:52:05-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 132060851 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Owen J Flanagan & Co | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 60 East 42nd Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10165 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 010939141 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTAURANT OPPORTUNITIES CENTERS (ROC) | BusinessNameLine1Txt |
| Business Name Line2 | UNITED INC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | REST | BusinessNameControlTxt |
| Phone | 2122436900 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 275 SEVENTH AVENUE No 1703 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SEKOU SIBY | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 2122436900 | PhoneNum |
| Signature | 2017-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kevin Sunkel | PreparerPersonNm |
| PTIN | P00706145 | PTIN |
| Phone | 2126822783 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 160.79.169.52 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-14 | IPDt |
| IP Tm | 07:32:02 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 56A1E5DB2B2406B7F1F61C71D70C64297AB9D5FC | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 56A1E5DB2B2406B7F1F61C71D70C64297AB9D5FC | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | FEKKAK MAMDOUH | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 275 SEVENTH AVENUE No 1703 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $9,892,011 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | ROCUNITED.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 2008 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | TO SERVE AS A RESOURCE AND ADVOCACY ORGANIZATION FOR LOW INCOME AND OTHERWISE DISADVANTAGED RESTAURANT WORKERS ACROSS THE COUNTRY, PROVIDING JOB TRAINING, SUPPORT SERVICES, RESEARCH AND ADVOCACY FOR NEEDY RESTAURANT WORKERS AND THE GENERAL PUBLIC | ActivityOrMissionDesc |
| Voting Members Governing Body | 12 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 12 | VotingMembersIndependentCnt |
| Total Employee | 94 | TotalEmployeeCnt |
| Total Volunteers | 300 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $3,461,057 | PYContributionsGrantsAmt |
| CY Contributions Grants | $9,651,078 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $0 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $220,390 | CYProgramServiceRevenueAmt |
| PY Investment Income | $77 | PYInvestmentIncomeAmt |
| CY Investment Income | $70 | CYInvestmentIncomeAmt |
| PY Other Revenue | $260,100 | PYOtherRevenueAmt |
| CY Other Revenue | $0 | CYOtherRevenueAmt |
| PY Total Revenue | $3,721,234 | PYTotalRevenueAmt |
| CY Total Revenue | $9,871,538 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $0 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $3,297,567 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $2,788,285 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $332,191 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $1,865,856 | PYOtherExpensesAmt |
| CY Other Expenses | $2,148,632 | CYOtherExpensesAmt |
| PY Total Expenses | $5,163,423 | PYTotalExpensesAmt |
| CY Total Expenses | $4,936,917 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$1,442,189 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $4,934,621 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $2,589,350 | TotalAssetsBOYAmt |
| Total Assets EOY | $9,129,736 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $196,982 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,802,747 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $2,392,368 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $7,326,989 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | TO SERVE AS A RESOURCE AND ADVOCACY ORGANIZATION FOR LOW INCOME AND OTHERWISE DISADVANTAGED RESTAURANT WORKERS ACROSS THE COUNTRY, PROVIDING JOB TRAINING, SUPPORT SERVICES, RESEARCH AND ADVOCACY FOR NEEDY RESTAURANT WORKERS AND THE GENERAL PUBLIC | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $1,618,079 | ExpenseAmt |
| Revenue | $49,089 | RevenueAmt |
| Desc | ONE FAIR WAGE FOR RESTAURANT WORKERS - SEE SCHEDULE O | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $1,606,907 | ExpenseAmt |
| Revenue | $171,301 | RevenueAmt |
| Desc | WORKER EDUCATION AND ENGAGEMENT - SEE SCHEDULE O | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $198,554 | ExpenseAmt |
| Desc | RESEARCH AND POLICY - SEE SCHEDULE O | Desc |
Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $151,385 | ExpenseAmt |
| Desc | EMPLOYER & CONSUMER EDUCATION AND ENGAGEMENT - SEE SCHEDULE O | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $151,385 | TotalOtherProgSrvcExpenseAmt |
| Total Program Service Expenses | $3,574,925 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | 0 | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | Yes (1) | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | 0 | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (1) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | 0 | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | 0 | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | Yes (1) | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | 0 | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | 0 | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | Yes (1) | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 31 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Employee | 94 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Form8899 Filedind | 0 | Form8899Filedind |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 12 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 12 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | Yes (1) | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | Yes (1) | LocalChaptersInd |
| Policies Reference Chapters | Yes (1) | PoliciesReferenceChaptersInd |
| Form990 Provided To Gvrn Body | 0 | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | 0 | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Organization | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2122436900 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 275 SEVENTH AVENUE No 1703 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (14 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd |
|---|---|---|---|---|---|---|
| PAUL BOOTH | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| VICTORIA BRUTON | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| WOONG CHANG | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| DAYNA CUNNINGHAM | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| KELLY DITSON | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| SARITA GUPTA | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| JENNIFER HERMAN | ||||||
| TREASURER & DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | Yes (X) |
| IMAR HUTCHINS | ||||||
| SECRETARY & DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | Yes (X) |
| JESSICA HOWARD WYNTER MARTIN | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| JORGE ALBERTO JIMENEZ RAMIREZ | ||||||
| DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | |
| MORGAN SIMON | ||||||
| CO-CHAIR & DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | Yes (X) |
| ABEL VALENZUALA | ||||||
| CO-CHAIR & DIRECTOR | 1.00 | Yes (X) | $0 | $0 | $0 | Yes (X) |
| FEKKAK MAMDOUH | ||||||
| CO-DIRECTOR | 60.00 | $78,448 | $0 | $5,994 | Yes (X) | |
| SARU JAYARAMAN | ||||||
| CO-DIRECTOR | 60.00 | $89,599 | $0 | $26 | Yes (X) | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $168,047 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $6,020 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 0 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | 0 | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
| Cntrct Rcvd Greater Than100 K | 0 | CntrctRcvdGreaterThan100KCnt |
| Membership Dues | $5,070 | MembershipDuesAmt |
| Fundraising | $83,352 | FundraisingAmt |
| Government Grants | $6,279 | GovernmentGrantsAmt |
| All Other Contributions | $9,556,377 | AllOtherContributionsAmt |
| Noncash Contributions | $6,287 | NoncashContributionsAmt |
| Total Contributions | $9,651,078 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| PROGRAM REVENUE | 900099 | $170,786 | $170,786 |
| RESTAURANT & OTHER | 900099 | $49,604 | $49,604 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $220,390 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $70 | TotalRevenueColumnAmt |
| Exclusion | $70 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fundraising Gross Income | $20,473 | FundraisingGrossIncomeAmt |
| Contri Rpt Fundraising Event | $83,352 | ContriRptFundraisingEventAmt |
| Fundraising Direct Expenses | $20,473 | FundraisingDirectExpensesAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $9,871,538 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $220,390 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $70 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part IX | Yes (X) | InfoInScheduleOPartIXInd |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $192,863 | TotalAmt |
| Program Services | $22,758 | ProgramServicesAmt |
| Management And General | $162,391 | ManagementAndGeneralAmt |
| Fundraising | $7,714 | FundraisingAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,199,384 | TotalAmt |
| Program Services | $1,733,524 | ProgramServicesAmt |
| Management And General | $242,710 | ManagementAndGeneralAmt |
| Fundraising | $223,150 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $164,266 | TotalAmt |
| Program Services | $125,086 | ProgramServicesAmt |
| Management And General | $23,097 | ManagementAndGeneralAmt |
| Fundraising | $16,083 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $231,772 | TotalAmt |
| Program Services | $171,089 | ProgramServicesAmt |
| Management And General | $38,452 | ManagementAndGeneralAmt |
| Fundraising | $22,231 | FundraisingAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $20,290 | TotalAmt |
| Program Services | $16,820 | ProgramServicesAmt |
| Management And General | $3,470 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $16,636 | TotalAmt |
| Program Services | $3,963 | ProgramServicesAmt |
| Management And General | $12,673 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $165,848 | TotalAmt |
| Program Services | $165,343 | ProgramServicesAmt |
| Fundraising | $505 | FundraisingAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $559,387 | TotalAmt |
| Program Services | $487,329 | ProgramServicesAmt |
| Management And General | $47,367 | ManagementAndGeneralAmt |
| Fundraising | $24,691 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $53,437 | TotalAmt |
| Program Services | $34,937 | ProgramServicesAmt |
| Management And General | $7,633 | ManagementAndGeneralAmt |
| Fundraising | $10,867 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $207,156 | TotalAmt |
| Program Services | $82,912 | ProgramServicesAmt |
| Management And General | $117,097 | ManagementAndGeneralAmt |
| Fundraising | $7,147 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $12,874 | TotalAmt |
| Program Services | $10,400 | ProgramServicesAmt |
| Management And General | $2,474 | ManagementAndGeneralAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $595,436 | TotalAmt |
| Program Services | $423,482 | ProgramServicesAmt |
| Management And General | $171,954 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $276,312 | TotalAmt |
| Program Services | $198,446 | ProgramServicesAmt |
| Management And General | $62,835 | ManagementAndGeneralAmt |
| Fundraising | $15,031 | FundraisingAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $61,531 | TotalAmt |
| Program Services | $61,261 | ProgramServicesAmt |
| Management And General | $270 | ManagementAndGeneralAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $7,745 | TotalAmt |
| Management And General | $7,745 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $37,554 | TotalAmt |
| Program Services | $16,483 | ProgramServicesAmt |
| Management And General | $21,071 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt | FundraisingFundraisingAmt |
|---|---|---|---|---|
| BANK CHARGES AND PR PRO | $80,695 | $14,587 | $63,884 | $2,224 |
| BAD DEBTS | $31,485 | $31,485 | ||
| OTHER EXPENSES | $18,525 | $5,313 | $12,087 | $1,125 |
| BUSINESS MEALS | $3,721 | $1,192 | $1,106 | $1,423 |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $4,936,917 | TotalAmt |
| Program Services | $3,574,925 | ProgramServicesAmt |
| Management And General | $1,029,801 | ManagementAndGeneralAmt |
| Fundraising | $332,191 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $417,494 | BOYAmt |
| EOY | $1,372,844 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,019,531 | BOYAmt |
| EOY | $6,076,844 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $14,770 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $40,063 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $33,018 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $14,790 | BOYAmt |
| EOY | $7,045 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,764 | BOYAmt |
| EOY | $157,764 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,129,771 | BOYAmt |
| EOY | $1,500,469 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,589,350 | BOYAmt |
| EOY | $9,129,736 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $107,242 | BOYAmt |
| EOY | $168,853 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $89,740 | BOYAmt |
| EOY | $1,633,894 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $196,982 | BOYAmt |
| EOY | $1,802,747 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -$443,838 | BOYAmt |
| EOY | $734,258 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,836,206 | BOYAmt |
| EOY | $6,592,731 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,392,368 | BOYAmt |
| EOY | $7,326,989 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,589,350 | BOYAmt |
| EOY | $9,129,736 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Reconcilation Revenue Expnss | $4,934,621 | ReconcilationRevenueExpnssAmt |
| Other Changes In Net Assets | $0 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consol And Sep Basis Fincl Stmt | Yes (X) | ConsolAndSepBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $3,406,995 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $2,881,711 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $7,067,201 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $3,532,292 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $9,651,078 | CurrentTaxYearAmt |
| Total | $26,539,277 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $3,406,995 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $2,881,711 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $7,067,201 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $3,532,292 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $9,651,078 | CurrentTaxYearAmt |
| Total | $26,539,277 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $10,166,572 | SubstantialContributorsTotAmt |
| Public Support Total170 | $16,372,705 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $177 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $137 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $91 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $77 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $70 | CurrentTaxYearAmt |
| Total | $552 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $73,773 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $42,221 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $56,063 | CurrentTaxYearMinus2YearsAmt |
| Total | $172,057 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $26,711,886 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $409,255 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.61290 | PublicSupportCY170Pct |
| Public Support PY170 | 0.98090 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
Total Grassroots Lobbying TotalGrassrootsLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $35,718 | FilingOrganizationsTotalAmt |
Total Direct Lobbying TotalDirectLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $284,259 | FilingOrganizationsTotalAmt |
Total Lobbying Expend TotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $319,977 | FilingOrganizationsTotalAmt |
Other Exempt Purpose Expend OtherExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $3,254,948 | FilingOrganizationsTotalAmt |
Total Exempt Purpose Expend TotalExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $3,574,925 | FilingOrganizationsTotalAmt |
Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $328,746 | FilingOrganizationsTotalAmt |
Grassroots Nontaxable GrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $82,187 | FilingOrganizationsTotalAmt |
Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $295,264 | CurrentYearMinus3Amt |
| Current Year Minus2 | $340,698 | CurrentYearMinus2Amt |
| Current Year Minus1 | $364,403 | CurrentYearMinus1Amt |
| Current Year | $328,746 | CurrentYearAmt |
| Total | $1,329,111 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $1,993,667 | LobbyingCeilingAmt |
Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $75,709 | CurrentYearMinus3Amt |
| Current Year Minus2 | $115,440 | CurrentYearMinus2Amt |
| Current Year Minus1 | $214,138 | CurrentYearMinus1Amt |
| Current Year | $319,977 | CurrentYearAmt |
| Total | $725,264 | TotalAmt |
Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $73,816 | CurrentYearMinus3Amt |
| Current Year Minus2 | $85,175 | CurrentYearMinus2Amt |
| Current Year Minus1 | $91,101 | CurrentYearMinus1Amt |
| Current Year | $82,187 | CurrentYearAmt |
| Total | $332,279 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $498,419 | GrassrootsCeilingAmt |
Avg Grassroots Lobbying Expend AvgGrassrootsLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $56,041 | CurrentYearMinus3Amt |
| Current Year Minus2 | $43,631 | CurrentYearMinus2Amt |
| Current Year Minus1 | $101,893 | CurrentYearMinus1Amt |
| Current Year | $35,718 | CurrentYearAmt |
| Total | $237,283 | TotalAmt |
Schedule D IRS990ScheduleD
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $40,063 | OtherCostOrOtherBasisAmt |
| Depreciation | $33,018 | DepreciationAmt |
| Book Value | $7,045 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $7,045 | TotalBookValueLandBuildingsAmt |
Other Assets Org OtherAssetsOrgGrp (3 entries)
| DescDesc | Book ValueBookValueAmt |
|---|---|
| DUE FROM AFFILIATES | $1,410,308 |
| OTHER RECEIVABLES | $8,363 |
| SECURITY DEPOSITS | $81,798 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | $1,500,469 | TotalBookValueOtherAssetsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)
| DescDesc | AmtAmt |
|---|---|
| DUE TO OTHERS | $39,796 |
| CAPITAL LEASE LIABILITY | $7,319 |
| DUE TO RELATED ORGANIZATIONS | $1,586,779 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $1,633,894 | TotalLiabilityAmt |
| Total Rev Etc Audited Fincl Stmt | $9,892,011 | TotalRevEtcAuditedFinclStmtAmt |
| Other Revenue | $20,473 | OtherRevenueAmt |
| Revenue Not Reported | $20,473 | RevenueNotReportedAmt |
| Revenue Subtotal | $9,871,538 | RevenueSubtotalAmt |
| Revenue Not Reported Fincl Stmt | $0 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $9,871,538 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $4,957,390 | TotExpnsEtcAuditedFinclStmtAmt |
| Other Expenses Included | $20,473 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $20,473 | ExpensesNotReportedAmt |
| Expenses Subtotal | $4,936,917 | ExpensesSubtotalAmt |
| Expenses Not Rpt Fincl Stmt | $0 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $4,936,917 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part XI, Line 2d - Other Adjustments: | SPECIAL EVENT FUNDRAISING COSTS 20,473. |
| Part XII, Line 2d - Other Adjustments: | SPECIAL EVENT FUNDRAISING COSTS 20,473. |
Schedule G IRS990ScheduleG
Fundraising Event Information FundraisingEventInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Event1 | DINNERS/COCKTAIL PARTIES | Event1Nm |
| Gross Receipts Event1 | $103,825 | GrossReceiptsEvent1Amt |
| Charitable Contri Event1 | $83,352 | CharitableContriEvent1Amt |
| Gross Revenue Event1 | $20,473 | GrossRevenueEvent1Amt |
| Food And Beverage Event1 | $18,171 | FoodAndBeverageEvent1Amt |
| Other Direct Expenses Event1 | $2,302 | OtherDirectExpensesEvent1Amt |
| Gross Receipts Total | $103,825 | GrossReceiptsTotalAmt |
| Charitable Contributions Tot | $83,352 | CharitableContributionsTotAmt |
| Gross Revenue Total Events | $20,473 | GrossRevenueTotalEventsAmt |
| Food And Beverage Total Events | $18,171 | FoodAndBeverageTotalEventsAmt |
| Oth Direct Expnss Total Events | $2,302 | OthDirectExpnssTotalEventsAmt |
| Direct Expense Summary Events | $20,473 | DirectExpenseSummaryEventsAmt |
| Net Income Summary | $0 | NetIncomeSummaryAmt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (9 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART III LINE 4 | Line 4a One Fair Wage for Restaurant Workers ROC United had tremendous success raising the tipped minimum wage as a key economic and gender justice issue in the national conversation in 2016. Building on the Women's Economic Summit that we hosted in New Hampshire during January, we saw three federal bills introduced with One Fair Wage components, including one by Presidential-hopeful Bernie Sanders. Subsequently, the Democratic National Platform Committee voted to make One Fair Wage a key item on the platform, with Vice Presidential-candidate Tim Kaine speaking about the issue at the Democratic National Convention. In fact, after ROC Co-Founder Saru Jayaraman's presentation on One Fair Wage educating the New England Caucus of the Democratic National Convention, Vermont introduced One Fair Wage legislation. We balanced this work with education about tipped wages to decision makers supporting minimum wage increases. In areas where we focused our campaign, we were successful in reaching out to local decision makers and creating coalitions committed to working on the issue. In New York, we hosted a summit focused on Ending Sexual Violence in the Workplace in November. This New York City Summit obtained significant media coverage and resulted in Speaker of the New York Assembly reaching out to ROC about One Fair Wage legislation in the state, which was subsequently filed by Democratic leadership in the NY Senate and leadership of the Women's Caucus in the NY Assembly. In Massachusetts, ROC was able to convince the Raise Up MA coalition to incorporate One Fair Wage legislation into their platform during November 2016. In part this was as a result of a ROC-Boston report published in October 2016 that provided the most comprehensive information to date on the Massachusetts restaurant industry; our findings connecting the subminimum wage to sexual harassment were featured in the Boston Globe. In Chicago, we were able to convince Action Now and the SEIU to prioritize a campaign to move One Fair Wage legislation in the Chicago City Council, to correct the exclusion of tipped workers in Rahm Emmanuel's $13.50 minimum wage bill last year. In addition, One Fair Wage had important One Fair Wage ballot measure victories in Maine and Flagstaff, AZ during November 2016. In Maine, ROC United worked closely with the Maine People's Alliance and the Maine State Federation of Labor to conduct a speaking tour in the state as well as producing a Maine research report on tipped workers together with the National Employment Law Project. One Fair Wage also had an important victory in Flagstaff, AZ, where we worked with the Flagstaff Living Wage Coalition. Line 4b Worker Education & Engagement ROC United continued to provide critical job advancement opportunities through our CHOW program, providing front- and back-of-house training focused on the fine-dining industry. ROC United began using a nationally standardized curriculum for our restaurant workforce development course, which sets CHOW courses at 45 hours as well as general guidelines for topics to cover (local affiliates can still customize course plans to best meet the needs in their cities). Over the course of 2016, we had more than 750 students enroll in our CHOW programs across the country, with a total of 502 graduates, close to 70% of whom secured or retained jobs. In addition, approximately 300 additional workers received additional more focused short-term training, especially as a number of our affiliates have set up condensed CHOW courses focusing on topics like sommelier service and bartending, which can help experienced restaurant workers gain promotion in the industry. During 2016, and especially after November, many newly inspired people have wanted to engage with ROC and our programs, expanding opportunities to engage and mobilize our online worker membership base to 9,000 individuals (meaning outside workers located away from ROC affiliate locations) and bringing our total worker membership to nearly 25,000. Line 4c Research & Policy The impact of ROC's research has exceeded expectations in the last year. ROC produced Bay Area and Boston "Behind the Kitchen Door" local restaurant sector reports on industry working conditions in June and October, respectively; a report in May on the hidden costs of Darden's payroll cards cutting into their workforce's wages; a report in June on NY employer liability around tipped-wage workers; a report on non-traditional hours childcare in September; and a report analyzing the impact of maintaining a lower minimum wage for tipped workers and drawing from the experience of "One Fair Wage" states and cities that have abolished the subminimum tipped wage and demonstrated its economic feasibility without harming restaurant jobs or sales, instead projecting 10.7 percent growth in the next decade. The Massachusetts and New York reports had significant impacts on public awareness and coalition building in these areas, as did our report on the Darden Corporation's use of payroll cards, which was picked up by Senators Warren and Sanders. These reports have been both key to our campaign planning and in generating significant publicity for ROC and our affiliates, facilitating our work. |
| PART III LINE 4 | Line 4d All Other Programs: Employer Education & Engagement, Consumer Education & Engagement In terms of consumer education and engagement, we continued to grow our Diners United group, and after the successful launch in February 2016 of our new book Forked: A New Standard in American Dining, author Saru Jayaraman promoted Forked across the US, including in Cincinnati, Atlanta, Philadelphia, Pittsburgh, Seattle, and numerous other cities. In total, this book tour and ongoing work promoting the tipped wage as a gender justice issue received over 200 media hits, including coverage in the New York Times, Washington Post, Time Magazine, Wall Street Journal, and more. Due to Forked and a One Fair Wage video starring Thandie Newton that we released in October 2016, and numerous other actions, op-eds, and public events, ROC United made significant advances in lifting up the stories of tipped workers, particularly as it affects women who make up the majority of servers, and bringing the tipped minimum wage to mainstream attention across the country. In terms of employer education and engagement... ROC continued an occupational desegregation project on the West Coast in close partnership with celebrity chef Daniel Patterson and several high-profile restaurateurs in Oakland and Seattle to engage in an intensive desegregation process over a six-month period. With the Center for Social Inclusion, we conducted on site racial equity assessments for each participating restaurant, involving qualitative and quantitative demographic analysis, as well as staff and manager interviews. After reviewing this material, we provided recommendations for desegregating their restaurants. In addition, with Race Forward, we developed training materials on implicit bias that have begun to utilize in Bay Area workshops. We held our first employer workshops during October and November 2016. We hosted a RAISE (Restaurants Advancing Industry Standards in Employment) summit in Washington DC, during April 2016 attended by staff from approximately 30 restaurants as well as allied organizations. At this convening, employers discussed the gender and racial segregation endemic in the industry, the role of the National Restaurant Association in keeping labor standards low, best and less-than-best practices for businesses converting to One Fair Wage for tipped and non-tipped employees alike, and other areas in which RAISE-specific technical assistance could enhance their business practices and support their journey on the high road. Employers were joined by our Diners United base of restaurant consumer leaders as ROC United continued to integrate our employer and consumer engagement efforts in promoting the 'high road'. In addition, the efforts with RAISE and our continued public education efforts on One Fair Wage have naturally reinforced one another, as we continued to cultivate, develop, and strengthen close partnerships with key national and regional industry leaders to promote improved conditions for the restaurant industry. As a clear example of how our RAISE employers were critical to these efforts, our partner Honey Butter Fried Chicken in Chicago was part of the Mayor's Working Families Task Force that produced a report in April 2016 that recommended the paid sick days ordinance for the city, which was passed by the Chicago City Council during June 2016. In addition, we have been cultivating a relationship with the Golden Gate Restaurant Association (GGRA), and since California has long been a One Fair Wage state, the GGRA has been sharing how its model has been successful, with GGRA Executive Director Gwenyth Borden traveling to Albany, NY to educate leaders and provide San Francisco restaurateurs' perspectives. After November, ROC United's RAISE network of restaurants took the initiative to draft an open letter to the incoming administration opposing identity-based discrimination, harassment and anti-immigrant policies, especially given the current labor shortage in the industry. These RAISE leaders created the name 'Sanctuary Restaurants: A Place at the Table for Everyone', and together we created placards and stickers for restaurants to promote this movement, further expanding our networks of restaurants engaged. |
| Form 990, Part VI, Section A, line 4 | THE BYLAWS' ADDRESS OF CONFLICT OF INTEREST VIA ARTICLE V WAS DELETED IN FEBRUARY 2016 (ADDRESS OF THE TOPIC WAS MOVED TO A STAND ALONE CONFLICT OF INTEREST POLICY THAT WAS ADOPTED AT THE SAME MEETING) THE REQUIREMENTS FOR COMPOSITION OF THE BOARD OF DIRECTORS WAS ALTERED IN DECEMBER 2016 BY ADDING IN ARTICLE IIA PROVISION REQUIRING THAT OF THE (MAXIMUM) FIFTEEN DIRECTORS, FIVE BE RESTAURANT WORKERS ELECTED BY RESTAURANT WORKERS. |
| Form 990, Part VI, Section B, line 11b | THE DRAFT OF THE FORM 990 IS REVIEWED BY MANAGEMENT AND EXEMPT ORGANIZATION TAX COUNSEL FOR ACCURACY AND COMPLETENESS. UPON COMPLETION OF THIS REVIEW, THE RETURN IS FINALIZED AND FILED. AT THE FIRST BOARD MEETING SUBSEQUENT TO FILING, THE RETURN IS PRESENTED TO THE BOARD FOR DISCUSSION AND QUESTIONS. |
| Form 990, Part VI, Section B, line 12c | ROC U'S CONFLICT OF INTEREST POLICY APPLIES TO BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES (THE LAST IS A DEFINED TERM THAT REACH AN INDIVIDUAL WHO "IS, OR HAS WITHIN THE LAST FIVE YEARS, BEEN IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF THE ORGANIZATION, AND INCLUDES BOARD MEMBERS AND CERTAIN OFFICERS WHO ARE AUTOMATICALLY IRC SECTION 4958 DISQUALIFIED PERSONS, AS WELL AS EMPLOYEES OR OTHERS WHO HAD OR HAVE SUBSTANTIAL INFLUENCE WITHIN THE LAST FIVE YEARS). TRANSACTIONS WITH ANY OF SUCH PERSONS OR ANYONE WHO IS A "RELATED PARTY" (A DEFINED TERM WHICH INCLUDES RELATIVES AND CERTAIN ENTITIES CONNECTED TO THEM) MAY ONLY BE EFFECTED IF THE FULL BOARD OR AN AUTHORIZED BOARD COMMITTEE, NOT INCLUDING THE PARTICIPATION OF THE PERSONS WHOSE INTERESTS ARE DIRECTLY OR INDIRECTLY INVOLVED, DETERMINES THE TRANSACTION TO BE "FAIR, REASONABLE, AND IN THE BEST INTERESTS OF THE CORPORATION." IF THE CONTEMPLATED TRANSACTION PERTAINS TO COMPENSATION FOR SERVICES OR THE TRANSFER OF PROPERTY OR OTHER ECONOMIC BENEFITS, THE DETERMINATION REQUIRES ASCERTAINING THAT THE VALUE OF THE ECONOMIC BENEFITS PROVIDED BY THE CORPORATION DOES NOT EXCEED THE VALUE OF THE CONSIDERATION RECEIVED BY THE CORPORATION IN EXCHANGE, AND THIS DETERMINATION REQUIRES OBTAINING, AND REVIEW OF, APPROPRIATE COMPARABILITY DATA PRIOR TO ENTERING INTO THE TRANSACTION. WHEN A CONTEMPLATED TRANSACTION DOES NOT INVOLVE COMPENSATION OR TRANSFER OF PROPERTY OR BENEFITS, THE DETERMINATION IS TO BE MADE AFTER CONSIDERATION OF ALTERNATIVE TRANSACTIONS, TO THE EXTENT POSSIBLE, PRIOR TO ENTERING INTO THE TRANSACTION. IN ADDITION, NOTICE IS TO BE PROVIDED BY AN INDIVIDUAL SUBJECT TO THE POLICY WHEN THEY OR A "RELATED PARTY" OF THEIRS ACQUIRES A "FINANCIAL INTEREST" IN, OR WHEN ANY MATTER FOR DECISION OR APPROVAL COMES BEFORE THE BOARD RELATED TO A "FINANCIAL INTEREST" OF THEIRS DIRECTLY OR ONE RELATED TO THEIR "RELATED PARTY." SUCH NOTICE IS TO BE PROMPTLY MADE, IN WRITING, TO EACH MEMBER OF THE BOARD, THE PRESIDENT,** AND TO THE CHAIR OF AN AUTHORIZED BOARD COMMITTEE, TOGETHER WITH ALL MATERIAL FACTS. THEREAFTER, THE PROCEDURES SET OUT ABOVE ARE TO BE FOLLOWED. FAILURE BY AN INDIVIDUAL TO DISCLOSE TO THE BOARD A KNOWN "FINANCIAL INTEREST OR A KNOWN POTENTIAL "RELATED PARTY" TRANSACTION MAY BE GROUNDS FOR REMOVAL FROM THE BOARD OR TERMINATION FROM EMPLOYMENT. |
| Form 990, Part VI, Section B, line 15a | THE BOARD REVIEWS THE COMPENSATION OF CO-DIRECTORS TO INSURE THAT AMOUNTS PAID ARE REASONABLE AND COMPARABLE TO SIMILAR NOT-FOR-PROFIT ORGANIZATIONS. THE LAST TIME A REVIEW OF COMPENSATION AMOUNTS PROVIDED TO THE TWO CO-DIRECTORS SERVING THE ORGANIZATION WAS UNDERTAKEN WAS 2014. |
| Form 990, Part VI, Section C, line 18 | DOCUMENTS ARE AVAILABLE UPON REQUEST. |
| Form 990, Part VI, Section C, line 19 | DOCUMENTS WERE AVAILABLE UPON REQUEST. |
| Form 990, Part IX, line 11g | PROGRAM MANAGEMENT: Program service expenses 145,047. Management and general expenses 19,526. Fundraising expenses 216. Total expenses 164,789. PRESS REPRESENTATION: Program service expenses 94,709. Management and general expenses 5,000. Fundraising expenses 0. Total expenses 99,709. CHOW INSTRUCTORS: Program service expenses 33,070. Management and general expenses 0. Fundraising expenses 0. Total expenses 33,070. OTHER CONSULTANTS: Program service expenses 214,503. Management and general expenses 22,841. Fundraising expenses 24,475. Total expenses 261,819. |
Schedule R IRS990ScheduleR
Id Disregarded Entities IdDisregardedEntitiesGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COLORS NY RESTAURANT LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 275 SEVENTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 815088121 | EIN |
| Primary Activities | 2017 SITE FOR CHOWCOLORS | PrimaryActivitiesTxt |
| Legal Domicile State | NY | LegalDomicileStateCd |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTAURANT OPPORTUNITIES CENTER (ROC) UNITED INC | BusinessNameLine1Txt |
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROCACTION INC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 275 SEVENTH AVENUE 1703 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 465249734 | EIN |
| Primary Activities | LOBBYING | PrimaryActivitiesTxt |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Exempt Code Section | 501(c)(4) | ExemptCodeSectionTxt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTAURANT OPPORTUNITIES CENTER (ROC) UNITED INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTORE OAKLAND LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1970 BROADWAY SUITE 1125 | AddressLine1Txt |
| City | OAKLAND | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94612 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 811808148 | EIN |
| Primary Activities | BUILDING OWNERSHIP | PrimaryActivitiesTxt |
| Legal Domicile State | DE | LegalDomicileStateCd |
| Predominant Income Type | 512(B)(5) RENTS | PredominantIncomeTypeTxt |
| Share Of Total Income | -$1,177 | ShareOfTotalIncomeAmt |
| Share Of EOY Assets | $148,823 | ShareOfEOYAssetsAmt |
| Disproportionate Allocations | 0 | DisproportionateAllocationsInd |
| General Or Managing Partner | 0 | GeneralOrManagingPartnerInd |
| Ownership | 0.50000 | OwnershipPct |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | 417 LAFAYETTE LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 275 SEVENTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 342031866 | EIN |
| Primary Activities | WORKER EDUCATION | PrimaryActivitiesTxt |
| Legal Domicile State | NY | LegalDomicileStateCd |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTAURANT OPPORTUNITIES CENTER (ROC) UNITED INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Entity Type | C | EntityTypeTxt |
| Share Of EOY Assets | -$1,294,775 | ShareOfEOYAssetsAmt |
| Ownership | 1.00000 | OwnershipPct |
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | 0 | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | Yes (1) | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (1) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | Yes (1) | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (2 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| 417 LAFAYETTE LLC | ||
| D | $1,270,856 | ACTUAL AMOUNTS ADVANCED |
| RESTORE OAKLAND LLC | ||
| D | $2,520,000 | GUARANTY - SEE ATTACHED |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART V LINE 1D | AGGREGATE AMOUNTS ADVANCED TO 417 LAFAYETTE LLC THROUGH DECEMBER 31, 2016 TO COVER ENTITY'S CASH FLOW TO CONDUCT FILERS' CHOW PROGRAMMING (THE ENTITY'S SOLE OPERATION) |
| PART V LINE 1D | ON DECEMBER 2, 2016 THE FILER EXECUTED A LOAN REPAYMENT GUARANTY ON BEHALF OF RESTORE OAKLAND LLC FOR THE BENEFIT OF NORTHERN CALIFORNIA COMMUNITY LOAN FUND. |
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