THOMAS W SMITH FOUNDATION: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization: THOMAS W SMITH FOUNDATION (EIN 47-3862135)
Tax period: 2016-01-01 to 2016-12-31
Filed: 2017-05-11
IRS object ID: 201721319349102082
Schema version: 2016v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Expenditure Responsibility Stmt
Expln Of Non Filing With AG Stmt
General Explanation Attachment
Investments Corp Stock Schedule
Legal Fees Schedule
Other Expenses Schedule
Other Increases Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2017-05-11T14:10:42-05:00	ReturnTs
Tax Period End	2016-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	113266576	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	GRASSI & CO CPA'S PC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	488 MADISON AVENUE	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10022	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2016-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	473862135	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THOMAS W SMITH FOUNDATION INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	THOM	BusinessNameControlTxt
Phone	5613140800	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2200 BUTTS ROAD NO 320	AddressLine1Txt
City	BOCA RATON	CityNm
State Abbreviation	FL	StateAbbreviationCd
ZIP	33431	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	THOMAS SMITH	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	5613140800	PhoneNum
Signature	2017-05-11	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	ANTHONY DATTOMA	PreparerPersonNm
PTIN	P00237982	PTIN
Phone	2126616166	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	65.217.169.83	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2017-05-11	IPDt
IP Tm	13:58:22	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	3A152C28931C9D2C757CB04AC4296D199F212275	AtSubmissionCreationDeviceId
At Submission Filing Device Id	76894BBD50F3E43A2C54514D0F7D199774C9E645	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2016	TaxYr
Build TS	2021-01-29 14:40:06Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$26,250,247	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$21,971,500	ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss	$61,779	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$61,779	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	-$156,655	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$21,668,500	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$13,484,943	CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss	$21,876,624	TotalRevAndExpnssAmt
Total Net Invst Incm	$13,546,722	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$355,000	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$305,000	CompOfcrDirTrstDsbrsChrtblAmt
Legal Fees Rev And Expnss	$40,484	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$0	LegalFeesNetInvstIncmAmt
Legal Fees Dsbrs Chrtbl	$0	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$11,193	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$0	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss	$111,808	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$0	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$1,202	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$0	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$0	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$43,523	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$0	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$32,500	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$563,210	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$0	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$337,500	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$10,739,724	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$10,739,724	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$11,302,934	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$0	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$11,077,224	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$10,573,690	ExcessRevenueOverExpensesAmt
Net Investment Income	$13,546,722	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$1,244	CashBOYAmt
Cash EOY	$8,505,787	CashEOYAmt
Cash EOYFMV	$8,505,787	CashEOYFMVAmt
Prepaid Expenses EOY	$156,700	PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV	$156,700	PrepaidExpensesEOYFMVAmt
Corporate Stock BOY	$0	CorporateStockBOYAmt
Corporate Stock EOY	$17,587,760	CorporateStockEOYAmt
Corporate Stock EOYFMV	$17,587,760	CorporateStockEOYFMVAmt
Total Assets BOY	$1,244	TotalAssetsBOYAmt
Total Assets EOY	$26,250,247	TotalAssetsEOYAmt
Total Assets EOYFMV	$26,250,247	TotalAssetsEOYFMVAmt
Accounts Payable EOY	$10,000	AccountsPayableEOYAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$10,000	TotalLiabilitiesEOYAmt
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind
Unrestricted BOY	$1,244	UnrestrictedBOYAmt
Unrestricted EOY	$26,240,247	UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY	$1,244	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$26,240,247	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$1,244	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$26,250,247	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$1,244	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$10,573,690	ExcessRevenueOverExpensesAmt
Other Increases	$15,665,313	OtherIncreasesAmt
Subtotal	$26,240,247	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$26,240,247	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
50,000 SHS KEURIG GREEN MTN INC	2012-07-30	2016-01-28	$4,454,973	$903,790	$3,551,183	$3,551,183
50,000 SHS KEURIG GREEN MTN INC	2012-07-30	2016-03-03	$4,600,000	$903,790	$3,696,210	$3,696,210
2,800 SHS ALLIANCE DATA SYSTEMS CORPORAT CMN	2009-02-23	2016-09-07	$576,591	$83,809	$492,782	$492,782
100 SHS ALLIANCE DATA SYSTEMS CORPORAT CMN	2009-02-23	2016-09-07	$20,591	$2,993	$17,598	$17,598
100 SHS ALLIANCE DATA SYSTEMS CORPORAT CMN	2009-02-23	2016-09-07	$20,581	$2,993	$17,588	$17,588
39,860 SHS FLEETMATICS GROUP	2014-07-16	2016-09-27	$2,387,765	$1,272,635	$1,115,130	$1,115,130
10,140 SHS FLEETMATICS GROUP	2014-07-31	2016-09-27	$607,999	$321,733	$286,266	$286,266
100,000 SHS FLEETMATICS GROUP	2014-07-16	2016-11-10	$6,000,000	$3,127,876	$2,872,124	$2,872,124
50,000 SHS FLEETMATICS GROUP	2014-07-29	2016-11-10	$3,000,000	$1,563,938	$1,436,062	$1,436,062

Field	Value	IRS element (for citing)
Capital Gain Net Income	$13,484,943	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$9,354,436	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$8,501,489	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	1.100329	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$8,243,740	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$5,973,450	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	1.380063	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$7,966,692	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$7,016,824	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	1.135370	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$5,793,137	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$6,436,078	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.900104	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$5,002,602	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$7,708,054	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.649010	DistributionYr5Rt
Total Distribution	5.164876	TotalDistributionRt
Average Distribution	1.032975	AverageDistributionRt
Net Vl Noncharitable Assets	$14,603,437	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$15,084,985	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$135,467	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$15,220,452	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$11,077,224	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$270,934	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$270,934	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$270,934	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$270,000	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$270,000	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$1	EsPenaltyAmt
Tax Due	$935	TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Form990 PF Filed With Atty Gen	0	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	THOMAS W SMITH FOUNDATION INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	5613140804	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	2200 BUTTS ROAD SUITE 320	AddressLine1Txt
City	BOCA RATON	CityNm
State Abbreviation	FL	StateAbbreviationCd
ZIP	33431	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Transactions Fail To Qlfy As Exc	0	TransactionsFailToQlfyAsExcInd
Maintained Expenditure Rspns	Yes (1)	MaintainedExpenditureRspnsInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
THOMAS W SMITH
2200 BUTTS ROAD SUITE 320	BOCA RATON	FL	33431	PRESIDENT	0.50	$0	$0	$0
LORI SMITH CURLEY
2200 BUTTS ROAD SUITE 320	BOCA RATON	FL	33431	TREASURER AND SECRETARY	0.50	$50,000	$0	$0
DIANE G SMITH
2200 BUTTS ROAD SUITE 320	BOCA RATON	FL	33431	VICE PRESIDENT	0.00	$0	$0	$0
JAMES PIERESON
140 EAST 45 ST STE 14D	NEW YORK	NY	10017	VICE PRESIDENT	0.50	$200,000	$0	$0
STEPHEN MOORE
6805 CANAL BRIDGE CT	POTOMAC	MD	20854	TRUSTEE	0.25	$105,000	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
JAMES PIERESON
264 MILLARD AVENUE	SLEEPY HOLLOW	NY	10591	CONSULTING	$200,000
STEPHEN MOORE
6805 CANAL BRIDGE CT	POTOMAC	MD	20854	CONSULTING	$105,000

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$11,306,473	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$3,519,351	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$14,825,824	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$14,825,824	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$222,387	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$14,603,437	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$730,172	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$730,172	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$270,934	TaxBasedOnInvestmentIncomeAmt
Total Tax	$270,934	TotalTaxAmt
Distributable Before Adj	$459,238	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$459,238	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$459,238	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$11,077,224	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$11,077,224	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$11,077,224	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$459,238	DistributableAsAdjustedAmt
Undistributed Income PY	$5	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr5	$4,676,055	ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4	$5,538,087	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$7,772,463	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$8,091,015	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$9,080,182	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$35,157,802	TotalExcessDistributionCyovAmt
Qualifying Distributions	$11,077,224	QualifyingDistributionsAmt
Applied To Year1	$5	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$459,238	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$10,617,981	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$45,775,783	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$4,676,055	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$41,099,728	ExcessDistriCyovToNextYrAmt
Excess From Year4	$5,538,087	ExcessFromYear4Amt
Excess From Year3	$7,772,463	ExcessFromYear3Amt
Excess From Year2	$8,091,015	ExcessFromYear2Amt
Excess From Year1	$9,080,182	ExcessFromYear1Amt
Excess From Current Year	$10,617,981	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	THOMAS W SMITH	ContributingManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (148 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2Txt
ACADEMY ON CAPITALISM & LTD GOV'T
528 E GREEN ST SUITE 202	CHAMPAIGN	IL	61820	NONE	GROUP EXEMPTION LETT	EDUCATION	$100,000
ACADEMY ON CAPITALISM & LTD GOV'T
528 E GREEN ST SUITE 202	CHAMPAIGN	IL	61820	NONE	GROUP EXEMPTION LETT	EDUCATION	$25,000
AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
1150 17TH STREET NW	WASHINGTON	DC	20036	NONE	501(C)3 PC	EDUCATION	$150,000
ALEXANDER HAMILTON INSTITUTE
21 WEST PARK ROW	CLINTON	NY	13323	NONE	501(C)3 PC	EDUCATION	$50,000
ALZHEIMER'S DRUG DISCOVERY FOUNDATION
57 W 57TH STREET SUITE 904	NEW YORK	NY	10019	NONE	501(C)3 PC	RESEARCH	$150
AMERICAN TRANSPARENCY
200 S FRONTAGE RD STE 304	BURR RIDGE	IL	60527	NONE	501(C)3 PC	EDUCATION	$50,000
AMERICAN TRANSPARENCY
200 S FRONTAGE RD STE 304	BURR RIDGE	IL	60527	NONE	501(C)3 PC	EDUCATION	$200,000
AMERICAN TRANSPARENCY
200 S FRONTAGE RD STE 304	BURR RIDGE	IL	60527	NONE	501(C)3 PC	EDUCATION	$25,000
AMERICAN TRANSPARENCY
200 S FRONTAGE RD STE 304	BURR RIDGE	IL	60527	NONE	501(C)3 PC	EDUCATION	$50,000
ATLAS NETWORK
1201 L STREET NW 2ND FLOOR	WASHINGTON	DC	20005	NONE	501(C)3 PC	ECONOMIC RESEARCH	$24,000
B&T CLUB HISTORIC BUILDING PRES FDTN
1170 S OCEAN BLVD	PALM BEACH	FL	33480	NONE	501(C)3 PC	HISTORICAL CONSERVATION	$2,000
B&T CLUB HISTORIC BUILDING PRES FDTN
1170 S OCEAN BLVD	PALM BEACH	FL	33480	NONE	501(C)3 PC	HISTORICAL CONSERVATION	$5,000
BETA THETA PI FOUNDATION
5134 BONHAM ROAD	OXFORD	OH	45056	NONE	501(C)3 PC	EDUCATION	$1,000
BOSTON COLLEGE
140 COMMONWEALTH AVENUE	CHESTNUT HILL	MA	02467	NONE	501(C)3 PC	EDUCATION	$92,000
BROWN UNIVERSITY
164 ANGELL STREET	PROVIDENCE	RI	02912	NONE	501(C)3 PC	EDUCATION	$200,000
CALVIN COOLIDGE PRESIDENTIAL FOUNDATION
PO BOX 97	PLYMOUTH	VT	05056	NONE	501(C)3 PC	HISTORICAL PRESERVATION	$120,000
CALVIN COOLIDGE PRESIDENTIAL FOUNDATION
PO BOX 97	PLYMOUTH	VT	05056	NONE	501(C)3 PC	HISTORICAL PRESERVATION	$50,000
CARNEGIE HALL SOCIETY INC
881 SEVENTH AVENUE	NEW YORK	NY	10019	NONE	501(C)3 PC	ARTS	$25,000
CATO INSTITUTE
1000 MASSACHUSETTS AVENUE NW	WASHINGTON	DC	20001	NONE	501(C)3 PC	PUBLIC POLICY	$20,000
CHAPMAN UNIVERSITY
1 UNIVERSITY DRIVE	ORANGE	CA	92866	NONE	501(C)3 PC	EDUCATION	$39,643
CHAPMAN UNIVERSITY
1 UNIVERSITY DRIVE	ORANGE	CA	92866	NONE	501(C)3 PC	EDUCATION	$75,000
CHAPMAN UNIVERSITY
1 UNIVERSITY DRIVE	ORANGE	CA	92866	NONE	501(C)3 PC	EDUCATION	$40,543
CHOP
100 PENN SQUARE EAST 8TH FLOOR STE	PHILADELPHIA	PA	19102	NONE	501(C)3 PC	HEALTH	$10,000	8050
CHORUS OF WESTERLY
119 HIGH STREET	WESTERLY	RI	02891	NONE	501(C)3 PC	ARTS	$250
CHRISTOPHER NEWPORT UNIVERSITY
1 UNIVERSITY PLACE	NEWPORT NEWS	VA	23606	NONE	501(C)3 PC	EDUCATION	$125,000
CITIZENS AGAINST GOVERNMENTT WASTE
1301 PENNSYLVANIA AVENUE NW SUITE	WASHINGTON	DC	20004	NONE	501(C)3 PC	PUBLIC POLICY	$1,000	1075
CITY COLLEGE 21ST CENTURY FOUNDATION
160 CONVENT AVENUE WINGATE HALL RM	NEW YORK	NY	10031	NONE	501(C)3 PC	EDUCATION	$20,000	112
CITY LORE INC
56 E FIRST STREET	NEW YORK	NY	10013	NONE	501(C)3 PC	HISTOICAL CONSERVATION	$50,000
CLEMSON UNIVERSITY FOUNDATION
PO BOX 1889	CLEMSON	SC	29633	NONE	501(C)3 PC	EDUCATION	$165,000
CO2 COALITION
115 EAST 86TH STREET 92	NEW YORK	NY	10028	NONE	501(C)3 PC	ECOLOGY	$50,000
COLLEGIATE NETWORK INC
3901 CENTERVILLE ROAD	WILMINGTON	DE	19807	NONE	501(C)3 PC	EDUCATION	$150,000
DARTMOUTH COLLEGE
207 PARKHURST HALL	HANOVER	NH	03755	NONE	501(C)3 PC	EDUCATION	$125,000
DONORS TRUST
1800 DIAGONAL ROAD	ALEXANDRIA	VA	22314	NONE	501(C)3 PC	PUBLIC POLICY	$20,000
DONORS TRUST
1800 DIAGONAL ROAD	ALEXANDRIA	VA	22314	NONE	501(C)3 PC	PUBLIC POLICY	$50,000
DUKE UNIVERSITY- V
CAMPUS BOX 90581	DURHAM	NC	27708	NONE	501(C)3 PC	EDUCATION	$37,500
DUKE UNIVERSITY - VI
CAMPUS BOX 90581	DURHAM	NC	27708	NONE	501(C)3 PC	EDUCATION	$125,000
ENCOUNTER BOOKS
900 BROADWAY SUITE 601	NEW YORK	NY	10003	NONE	501(C)3 PC	PUBLIC POLICY	$150,000
ENVIRONMENTAL RESOURCE CENTER
PO BOX 819	KETCHUM	ID	83340	NONE	501(C)3 PC	COMMUNITY	$1,000
ETHICS & PUBLIC POLICY CENTER
1730 M STREET NW STE 910	WASHINGTON	DC	20036	NONE	501(C)3 PC	EDUCATION	$25,000
FDTN FOR INDIVIDUAL RIGHTS IN EDUCATION
510 WALNUT STREET STE 1250	PHILADELPHIA	PA	19106	NONE	501(C)3 PC	EDUCATION	$75,000
FOUNDATION FOR CONSTITUTIONAL GOVE
350 WEST 42ND STREET SUITE 37C	NEW YORK	NY	10036	NONE	501(C)3 PC	PUBLIC POLICY	$200,000
FOUNDATION TO RESTORE ACCOUNTABILITY
P O BOX 52351	TULSA	OK	74152	NONE	501(C)3 PC	PUBLIC POLICY	$200,000
FREEDOM PARTNERS INSTITUTE
2300 WILSON BLVD STE 500	ARLINGTON	VA	22201	NONE	501(C)3 PC	PUBLIC POLICY	$500,000
FRIENDS OF NATHANIEL WITHERELL
70 PASONAGE ROAD	GREENWICH	CT	06830	NONE	501(C)3 PC	COMMUNITY DEVELOPMENT	$5,000
FURMAN UNIVERSITY
3300 POINSETT HIGHWAY	GREENSVILLE	SC	29613	NONE	501(C)3 PC	EDUCATION	$50,000
GEORGE MASON UNIVERSITY FDTN
3301 NOTH FAIRFAX DRIVE	ARLINGTON	VA	22201	NONE	501(C)3 PC	EDUCATION	$100,000
GEORGE MASON UNIVERSITY FDTN
3301 NOTH FAIRFAX DRIVE	ARLINGTON	VA	22201	NONE	501(C)3 PC	EDUCATION	$100,000
GEORGETOWN UNIVERSITY
37TH AND O STREETS NW	WASHINGTON	DC	20057	NONE	501(C)3 PC	EDUCATION	$100,000
GOLDWATER INSTITUTE
500 E CORONADA ROAD	PHOENIX	AZ	85004	NONE	501(C)3 PC	PUBLIC POLICY	$50,000
GOVERNMENT ACCOUNTABILITY INSTITUTE
1414 PIEDMONT DRIVE E	TALLAHASSEE	FL	32308	NONE	501(C)3 PC	PUBLIC POLICY	$150,000
GRADUATE SCHOOL FOUNDATION-CUNY
365 FIFTH AVENUE ROOM 6412	NEW YORK	NY	10016	NONE	501(C)3 PC	EDUCATION	$250,000
GUREGHIAN CHARITABLE FOUNDATION
419 AVENUE OF THE STATES	CHESTER	PA	19013	NONE	501(C)3	EDUCATION	$40,000
HIGHER GROUND SUN VALLEY
160 7TH STREET	KETCHUM	ID	83340	NONE	501(C)3 PC	COMMUNITY	$24,750
HOSPITAL FOR SPECIAL SURGERY
535 EAST 70TH STREET	NEW YORK	NY	10021	NONE	501(C)3 PC	HEALTH	$10,000
INSTITUTE FOR HUMANE STUDIES
3434 WASHINGSTON BLVD MS 1C5	ARLINGTON	VA	22201	NONE	501(C)3 PC	EDUCATION	$50,000
INSTITUTE FOR HUMANE STUDIES
3434 WASHINGSTON BLVD MS 1C5	ARLINGTON	VA	22201	NONE	501(C)3 PC	EDUCATION	$125,000
INSTITUTE FOR JUSTICE
901 BORTH GLEBE ROAD 990	ARLINGTON	VA	22203	NONE	501(C)3 PC	PUBLIC POLICY	$100,000
INSTITUTE FOR JUSTICE
901 BORTH GLEBE ROAD 990	ARLINGTON	VA	22203	NONE	501(C)3 PC	PUBLIC POLICY	$100,000
INVEST IN EDUCATION FOUNDATION INC
26 CENTURY HILL DRIVE 203	LATHAM	NY	12110	NONE	501(C)3 PC	EDUCATION	$100,000
JACK MILLER CENTER
111 PRESIDENTIAL BLVD STE 146	BALA CYWNYD	PA	19004	NONE	501(C)3 PC	EDUCATION	$100,000
JOHN LOCKE FOUNDATION
200 WEST MORGAN STREET STE 200	RALEIGH	NC	27601	NONE	501(C)3 PC	EDUCATION	$34,500
JOHNS HOPKINS UNIVERSITY
356 MERGENTHALER HALL 3400 N CHALES	BALTIMORE	MD	21218	NONE	501(C)3 PC	EDUCATION	$15,000	STREET
JUDICIAL WATCH
425 THIRD STREET SW STE 800	WASHINGTON	DC	20024	NONE	501(C)3 PC	PUBLIC POLICY	$25,000
JUVENILE DIABETES FOUND
26 BROADWAY 14TH FLOOR	NEW YORK	NY	10004	NONE	501(C)3 PC	HEALTH	$1,000
KENYON COLLEGE
101 SCOTT LANE	GAMBIER	OH	43022	NONE	501(C)3 PC	EDUCATION	$250,000
LEE PESKY LEARNING CENTER
3324 ELDER STREET	BOISE	ID	83705	NONE	501(C)3 PC	EDUCATION	$1,000
LINCOLN CENTER FOR THE PERFORMING ARTS INC
10 LINCOLN CENTER PLAZA	NEW YORK	NY	10023	NONE	501(C)3 PC	ARTS	$5,520
MANHATTAN INSTITUTE
52 VANDERBILT AVENUE	NEW YORK	NY	10017	NONE	501(C)3 PC	PUBLIC POLICY	$150,000
MANHATTAN INSTITUTE
52 VANDERBILT AVENUE	NEW YORK	NY	10017	NONE	501(C)3 PC	PUBLIC POLICY	$300,000
MANHATTAN INSTITUTE
52 VANDERBILT AVENUE	NEW YORK	NY	10017	NONE	501(C)3 PC	EDUCATION	$75,000
MANHATTAN INSTITUTE
52 VANDERBILT AVENUE	NEW YORK	NY	10017	NONE	501(C)3 PC	EDUCATION	$200,000
MANHATTAN INSTITUTE
52 VANDERBILT AVENUE	NEW YORK	NY	10017	NONE	501(C)3 PC	EDUCATION	$50,000
MANHATTAN INSTITUTE
52 VANDERBILT AVENUE	NEW YORK	NY	10017	NONE	501(C)3 PC	EDUCATION	$122,186
MANHATTAN INSTITUTE
52 VANDERBILT AVENUE	NEW YORK	NY	10017	NONE	501(C)3 PC	EDUCATION	$57,000
MANHATTAN INSTITUTE
52 VANDERBILT AVENUE	NEW YORK	NY	10017	NONE	501(C)3 PC	EDUCATION	$100,000
MASSACHUSETTS INSTITUTE OF TECHNOL
77 MASSACHUSETTS AVE	CAMBRIDGE	MA	02139	NONE	501(C)3 PC	EDUCATION	$25,000
MASSACHUSETTS INSTITUTE OF TECHNOL
77 MASSACHUSETTS AVE	CAMBRIDGE	MA	02139	NONE	501(C)3 PC	EDUCATION	$25,000
MEDIA RESEARCH CENTER INC
1900 CAMPUS COMMONS DRIVE 6TH FLOOR	RESTON	VA	20191	NONE	501(C)3 PC	MEDIA POLICY	$10,000
MIAMI UNIVERSITY
218 HARRISON HALL 349 E HIGH STREET	OXFORD	OH	45056	NONE	501(C)3 PC	EDUCATION	$465,000
MIAMI UNIVERSITY FOUNDATION
725 EAST CHESTNUT STREET	OXFORD	OH	45056	NONE	501(C)3 PC	EDUCATION	$200,000
MIAMI UNIVERSITY FOUNDATION
725 EAST CHESTNUT STREET	OXFORD	OH	45056	NONE	501(C)3 PC	EDUCATION	$5,000
MUSEUM OF MODERN ART
11 W 53RD STREET	NEW YORK	NY	10019	NONE	501(C)3 PC	ARTS	$986
NATIONAL REVIEW INSTITUTE
215 LEXINGTON AVENUE 11TH FLOOR	NEW YORK	NY	10016	NONE	501(C)3 PC	PUBLIC POLICY	$50,000
NATIONAL REVIEW INSTITUTE
215 LEXINGTON AVENUE 11TH FLOOR	NEW YORK	NY	10016	NONE	501(C)3 PC	EDUCATION	$60,000
NEW ENGLAND BAPTIST HOSPITAL
125 PARKER HILL AVENUE	BOSTON	MA	02120	NONE	501(C)3 PC	HEALTH	$15,000
NEW YORK HISTORICAL SOCIETY
170 CENTRAL PARK WEST	NEW YORK	NY	10024	NONE	501(C)3 PC	ARTS	$11,300
NEW YORK PHILHARMONIC
10 LINCOLN CENTER PLAZA	NEW YORK	NY	10023	NONE	501(C)3 PC	ARTS	$1,500
NEW YORK PHILHARMONIC
10 LINCOLN CENTER PLAZA	NEW YORK	NY	10023	NONE	501(C)3 PC	ARTS	$14,131
NEW YORK UNIVERSITY
14A WASHINGTON MEWS	NEW YORK	NY	10003	NONE	501(C)3 PC	EDUCATION	$11,600
NEW YORK UNIVERSITY
14A WASHINGTON MEWS	NEW YORK	NY	10003	NONE	501(C)3 PC	EDUCATION	$50,000
NEW YORK UNIVERSITY
14A WASHINGTON MEWS	NEW YORK	NY	10003	NONE	501(C)3 PC	EDUCATION	$103,000
NEW YORK UNIVERSITY
14A WASHINGTON MEWS	NEW YORK	NY	10003	NONE	501(C)3 PC	EDUCATION	$100,000
NYU LANGONE MEDICAL CENTER
530 FIRST AVENUE HCC SUITE 6D	NEW YORK	NY	10016	NONE	501(C)3 PC	HEALTH	$20,000
OPERA ON TAP
320 STRATFORD ROAD	BROOKLYN	NY	11218	NONE	501(C)3 PC	ARTS	$5,000
PACIFIC RESEARCH INSTITUTE
101 MONTGOMERY STREET SUITE 1300	SAN FRANCISCO	CA	94104	NONE	501(C)3 PC	EDUCATION	$150,000
PATRICIA BLANCO ANIMAL FOUNDATION
1728 17TH WAY	WEST PALM BEACH	FL	33407	NONE	501(C)3 PC	COMMUNITY DEVELOPMENT	$100
PEGGY ADAMS ANIMAL RESCUE LEAGUE
3200 N MILITARY TRAIL	WEST PALM BEACH	FL	33049	NONE	501(C)3 PC	COMMUNITY	$500
POPE CENTER FOR HIGHER EDUCATION POLICY
353 E SIX FORKS ROAD STE 200	RALEIGH	NC	27609	NONE	501(C)3 PC	EDUCATION	$30,000
PRATT INSTITUTE LEGENDS
200 WILLOUGHBY AVENUE	BROOKLYN	NY	11205	NONE	501(C)3 PC	EDUCATION	$50,000
PROPERTY & ENVIRONMENTAL RESEARCH
2048 ANALYSIS DRIVE SUITE A	BOZEMAN	MT	59718	NONE	501(C)3 PC	ECOLOGY	$100,000
PURDUE UNIVERSITY
ROOM 200 610 PURDUE MALL	WEST LAFAYETTE	IN	47907	NONE	501(C)3 PC	EDUCATION	$145,000
REAGAN FOUNDATION
40 PRESIDENTIAL DRIVE	SIMI VALLEY	CA	93065	NONE	501(C)3 PC	HISTORICAL CONSERVATION	$300
REAL CLEAR FOUNDATION
1747 PENNSYLVANIA AVE NW STE 1000	WASHINGTON	DC	20006	NONE	501(C)3 PC	EDUCATION	$100,000
RHODES COLLEGE
2000 NORTH PARKWAY	MEMPHIS	TN	38112	NONE	501(C)3 PC	EDUCATION	$75,000
ROMAN CATHOLIC HIGH SCHOOL
301 NORTH BROAD STREET	PHILADELPHIA	PA	19107	NONE	501(C)3 PC	COMMUNITY DEVELOPMENT	$14,815
SALT MARSH OPERA COMPANY
65 CUTLER STREET	STONINGTON	CT	06378	NONE	501(C)3 PC	ARTS	$500
SOCRATES SCULPTURE PARK INC
32-01 VERNON BLVD	LONG ISLAND CITY	NY	11106	NONE	501(C)3 PC	ARTS	$40,000
STATE POLICY NETWORK
1655 N FORT MYER DRIVE SUITE 360	ARLINGTON	VA	22209	NONE	501(C)3 PC	PUBLIC POLICY	$75,000
STONINGTON LAND TRUST
PO BOX 812	STONINGTON	CT	06378	NONE	501(C)3 PC	ECOLOGY	$1,000
STORM KING ART CENTER
1 MUSEUM ROAD	NEW WINDSOR	NY	12553	NONE	501(C)3 PC	ARTS	$10,000
STUDENT FREE PRESS ASSOCIATION
4771 MECHANIC ROAD	HILLSDALE	MI	49242	NONE	501(C)3 PC	EDUCATION	$25,000
STUDENT FREE PRESS ASSOCIATION
4771 MECHANIC ROAD	HILLSDALE	MI	49242	NONE	501(C)3 PC	EDUCATION	$25,000
SUN VALLEY CENTER
P O BOX 656	SUN VALLEY	ID	83353	NONE	501(C)3 PC	ARTS	$750
SUN VALLEY SKI EDUCATION FOUNDATION
P O BOX 203	SUN VALLEY	ID	83353	NONE	501(C)3 PC	COMMUNITY DEVELOPMENT	$500
SUN VALLEY SUMMER SYMPHONY
P O BOX 656	SUN VALLEY	ID	83353	NONE	501(C)3 PC	ARTS	$8,900
SUN VALLEY WRITERS CONFERENCE
P O BOX 656	SUN VALLEY	ID	83353	NONE	501(C)3 PC	ARTS	$11,200
TAX FOUNDATION
1325 G STREET NW STE 950	WASHINGTON	DC	20005	NONE	501(C)3 PC	PUBLIC POLICY	$30,000
TEXAS TECH FOUNDATION
BOX 41017 - MCCLELLAN HALL	LUBBOCK	TX	79409	NONE	501(C)3 PC	EDUCATION	$25,000
THE EMILY CATHERINE FEDORKO FOUNDATION
P O BOX 72	COS COB	CT	06807	NONE	501(C)3 PC	EDUCATION	$2,000
THE FEDERALIST SOCIETY
1776 I STREET NW STE 300	WASHINGTON	DC	20036	NONE	501(C)3 PC	EDUCATION	$110,000
THE FOUNDATION FOR CULTURAL REVIEW
900 BROADWAY SUITE 602	NEW YORK	NY	10003	NONE	501(C)3 PC	PUBLIC POLICY	$10,000
THE FOUNDATION FOR CULTURAL REVIEW
900 BROADWAY SUITE 602	NEW YORK	NY	10003	NONE	501(C)3 PC	PUBLIC POLICY	$100,000
THE HERITAGE FOUNDATION
214 MASSACHUSETTS AVENUE NE	WASHINGTON	DC	20002	NONE	501(C)3 PC	EDUCATION	$100,000
THE KING'S COLLEGE
56 BROADWAY	NEW YORK	NY	10004	NONE	501(C)3 PC	EDUCATION	$100,000
THE MERCATUS CENTER
3351 N FAIRFAX DRIVE 4TH F	ARLINGTON	VA	22201	NONE	501(C)3 PC	EDUCATION	$150,000
THE NEW CRITERION
900 BROADWAY	NEW YORK	NY	10003	NONE	501(C)3 PC	PUBLIC POLICY	$15,000
THE RONALD REAGAN PRESIDENTIAL LIBRARY
PO BOX 5020	SIMI VALLEY	CA	93062	NONE	501(C)3 PC	HISTORICAL PRESERVATION	$300
THE RYAN FOUNDATION
805 BROWER ROAD	ROAD WAYNE	PA	19087	NONE	501(C)3 PC	EDUCATION	$100,000
THE WILLIAM F BUCKLEY JR PROGRAM
111 WHITNEY AVENUE	NEW HAVEN	CT	06510	NONE	501(C)3 PC	EDUCATION	$50,000
TOWN OF PALM BEACH UNITED WAY
44 COCOANUT ROW M201	PALM BEACH	FL	33480	NONE	501(C)3 PC	COMMUNITY	$1,000
TRUSTEES OF PRINCETON UNIVERSITY
83 PROSPECT AVENUE	PRINCETON	NJ	08540	NONE	501(C)3 PC	EDUCATION	$150,000
TURNING POINT USA
217 1/2 ILLINOIS STREET	LEMONT	IL	60439	NONE	501(C)3 PC	PUBLIC POLICY	$100,000
US NAVY MEMORIAL
PO BOX 96570	WASHINGTON	DC	20090	NONE	501(C)3 PC	COMMUNITY DEVELOPMENT	$200
UNIVERSITY OF CALIFORNIA - LAW SCHOOL
385 CHARLES E YOUNG DRIVE EAST 1242	LOS ANGELES	CA	90095	NONE	501(C)3 PC	EDUCATION	$275,000	LAW BUILDING
UNIVERSITY OF CHICAGO
1126 EAST 59TH STREET	CHICAGO	IL	60637	NONE	501(C)3 PC	EDUCATION	$100,000
UNIVERSITY OF MONTANA
32 CAMPUS DRIVE	MISSOULA	MO	59812	NONE	501(C)3 PC	EDUCATION	$50,000
UNIVERSITY OF NOTRE DAME
217 OSHAUGHNESSY HALL	NOTRE DAME	IN	46656	NONE	501(C)3 PC	EDUCATION	$100,000
UNIVERSITY OF RICHMOND
28 WESTHAMPTON WAY	UNIVERSITY OF RICHMOND	VA	23173	NONE	501(C)3 PC	EDUCATION	$100,000
UNIVERSITY OF TEXAS
110 INNER CAMPUS DR	AUSTIN	TX	78712	NONE	501(C)3 PC	EDUCATION	$100,000
UNIVERSITY OF VIRGINIA
PO BOX 400787	CHARLOTTESVILLE	VA	22904	NONE	501(C)3 PC	EDUCATION	$100,000
UTAH STATE UNIVERSITY
3500 OLD MAIN HALL	LOGAN	UT	84322	NONE	501(C)3 PC	EDUCATION	$80,000
WAKE FOREST UNIVERSITY
1834 WAKE FOREST ROAD	WINTONSALEM	NC	27106	NONE	501(C)3 PC	EDUCATION	$200,000
WAKE FOREST UNIVERSITY
1834 WAKE FOREST ROAD	WINTONSALEM	NC	27106	NONE	501(C)3 PC	EDUCATION	$120,000
WATCH HILL LIBRARYIMPROVEMNT
PO BOX 1451	WESTERLY	RI	02891	NONE	501(C)3 PC	COMMUNITY DEVELOPMENT	$100
WELLESLEY COLLEGE
106 CENTRAL STREET	WELLESLEY	MA	02481	NONE	501(C)3 PC	EDUCATION	$105,000
WESTERLY HOSPITAL FOUNDATION INC
26 WELLS STREET	WESTERLY	RI	02481	NONE	501(C)3	HEALTH	$5,000
WESTERLY REVOLVING FUND INC
43 BROAD STREET STE 300 POBOX 112	WESTERLY	RI	02891	NONE	501(C)3	HISTORICAL CONSERVATION	$10,000
YANKEE INSTITUTE FOR PUBLIC POLICY
2016 MAIN STREET	HARFORD	CT	06106	NONE	501(C)3	PUBLIC POLICY	$50,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$10,739,724	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$61,779	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	-$156,655	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	-$94,876	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	-$94,876	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (2 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Noncash ContributionNoncashContributionInd
THOMAS W SMITH
1	2200 BUTTS ROAD SUITE 320	BOCA RATON	FL	33431	$11,989,000	Yes (X)
THOMAS W SMITH
2	2200 BUTTS ROAD SUITE 320	BOCA RATON	FL	33431	$9,982,500	Yes (X)

Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)

ContributorContributorNum	Noncash PropertyNoncashPropertyDesc	Fair Market ValueFairMarketValueAmt	ReceivedReceivedDt
1	200,000 SHARES OF FLEETMATICS GROUP	$11,989,000	2016-09-08
2	300,000 SHARE OF NUESTAR INC CL A	$9,982,500	2016-12-29

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	CategoryTxt
Amt	$11,193	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Expenditure Responsibility Stmt ExpenditureResponsibilityStmt

Expenditure Responsibility ExpenditureResponsibilityGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	GUREGHIAN CHARITABLE FOUNDATION	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	CROZER BUILDING SUTIE 100 419	AddressLine1Txt
Address Line2	AVENUE OF THE STATES	AddressLine2Txt
City	CHESTER	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	19013	ZIPCd

Field	Value	IRS element (for citing)
Grant	2016-03-22	GrantDt
Grant	$40,000	GrantAmt
Purpose Of Grant	QUALIFIED SCHOLARSHIPS AT HIGH SCHOOLS WITH QUALIFIED 501(C)(3) STATUS AS PUBLIC CHARITIES - TUITION ASSISTANCE	PurposeOfGrantTxt
Expended By Grantee	$40,000	ExpendedByGranteeAmt
Any Diversion By Grantee	NONE	AnyDiversionByGranteeTxt
Dates Of Reports By Grantee	APRIL 15, 2017	DatesOfReportsByGranteeTxt
Verification	2017-04-15	VerificationDt
Results Of Verification	FUNDS EXPENDED	ResultsOfVerificationTxt

Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt

Field	Value	IRS element (for citing)
Explanation	THE DELAWARE ATTORNEY GENERAL DOES NOT REQUIRE THE FILING OF A COPY OF THE ORGANIZATION'S FEDERAL FORM 990-PF.	ExplanationTxt

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanationGrp

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990-PF-TRANSFER OF ASSETS TO THOMAS W. SMITH FOUNDATION INC.	FormAndLineReferenceDesc
Medium Explanation	ON APRIL 1, 2015,THOMAS W. SMITH ESTABLISHED THE THOMAS W. SMITH FOUNDATION,INC.,A CORPORATIONCREATED UNDER THE LAWS OF DELAWARE TO BE THE SUCCESSOR TO THE TWS FOUNDATION, EIN:13-3258067. WHEREAS,THE TWS FOUNDATION HAS DETERMINED TO TRANSFER ALL OF IT'S ASSETSTO THE THOMAS W. SMITH FOUNDATION INC.WHEREAS,THOMAS W. SMITH FOUNDATION INC.HAS CONTINUED ON THE CHARITABLE PURPOSES OF THE TWS FOUNDATION AND THERE BEING NO ASSETS HELD BY THE TWS FOUNDATION, THAT THE TWS FOUNDATION WAS TERMINATED.THE THOMAS W. SMITH FOUNDATION INC.,AS SUCCESSOR,IS DEEMED TO SUCCEEDTO THE AGGREGATE TAX BENEFITS/ATTRIBUTES OF THE TRANSFERORTWS FOUNDATION PURSUANT TO SEC. 507(B)(2).THE THOMAS W. SMITH FOUNDATION INC. CONTINUES TO REPORT THE TWS FOUNDATIONCARROVER INFORMATION IN ORDER TO DETERMINE QUALIFICATION UNDER SEC.4940(E)AND EXCESS DISTRIBUTIONS CARRYOVER PURSUANT TO SEC. 507(B)(2).	MediumExplanationTxt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Field	Value	IRS element (for citing)
Stock	CORPORATE SECURITIES	StockNm
EOY Book Value	$17,587,760	EOYBookValueAmt
EOYFMV	$17,587,760	EOYFMVAmt

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	LEGAL FEES	CategoryTxt
Legal Fees	$40,484	LegalFeesAmt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
NYS FEES	$750	$0	$0
CONSULTING EXPENSES	$32,500	$0	$32,500
OFFICE EXPENSES	$10,273	$0	$0

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (2 entries)

DescDesc	AmtAmt
TO REFLECT TRANSFER OF ASSETS ON CONVERSION FROM TRUST TO CORPORATE FORM	$15,348,484
CHANGE IN UNREALIZED GAIN ON SECURITIES	$316,829

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Field	Value	IRS element (for citing)
Category	EXCISE TAX	CategoryTxt
Amt	$111,808	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

THOMAS W SMITH FOUNDATION: Form 990PF, tax year 2016

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Persons With Books Name PersonsWithBooksName

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (148 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp (2 entries)

Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Expenditure Responsibility Stmt ExpenditureResponsibilityStmt

Expenditure Responsibility ExpenditureResponsibilityGrp

Business Name BusinessName

US Address USAddress

Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanationGrp

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (2 entries)

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

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