PENNEY FAMILY FUND: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- PENNEY FAMILY FUND (EIN 94-3314431)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-10
- IRS object ID
- 201713149349101851
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-10T19:10:11-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 264677183 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DZH PHILLIPS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 135 MAIN STREET 9TH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94520 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943314431 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PENNEY FAMILY FUND CO LEVENTHAL | BusinessNameLine1Txt |
| Business Name Line2 | KLINE MANAGEMENT INC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PENN | BusinessNameControlTxt |
| Phone | 5108414016 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 127 UNIVERSITY AVENUE | AddressLine1Txt |
| City | BERKELEY | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94710 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DIANA TRUMP | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 5108342995 | PhoneNum |
| Signature | 2017-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | HYDEH GHAFFARI | PreparerPersonNm |
| PTIN | P01228587 | PTIN |
| Phone | 4157812500 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 71.6.48.101 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-10 | IPDt |
| IP Tm | 10:05:34 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 29C329510690AC2AD766FA3FDCF3E14F4B587691 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 46A162F8E19EA43F72DBC777D1878F053A08733D | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $6,633,561 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $10 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $10 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $109,836 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $109,836 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$8,854 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,653,617 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$2,571 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,281 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $98,421 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $113,127 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $6,016 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,008 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,008 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $122,250 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $58,251 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $63,999 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $51 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $51 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,379 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,379 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $10,842 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $10,842 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $257 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $257 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $27,759 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $21,523 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,233 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $171,554 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $87,212 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $84,339 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $250,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $250,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $421,554 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $87,212 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $334,339 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$323,133 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $25,915 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $241,759 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $247,349 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $247,349 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $142,135 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $147,677 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $147,677 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $5,089,320 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,984,946 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,984,946 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $796,584 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $784,276 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $784,276 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $547,046 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $469,313 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $469,313 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $6,816,844 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,633,561 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $6,633,561 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $6,816,844 | RetainedEarningBOYAmt |
| Retained Earning EOY | $6,633,561 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $6,816,844 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $6,633,561 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $6,816,844 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $6,633,561 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $6,816,844 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$323,133 | ExcessRevenueOverExpensesAmt |
| Other Increases | $169,189 | OtherIncreasesAmt |
| Subtotal | $6,662,900 | SubtotalAmt |
| Other Decreases | $29,339 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $6,633,561 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES (LONG) | $2,249,199 | $2,230,019 | $19,180 | $19,180 | |
| PUBLICLY TRADED SECURITIES (SHORT) | $404,418 | $407,867 | -$3,449 | -$3,449 | |
| NORTH SKY CLEANTECH VENTURES, L.P. | -$24,569 | -$24,569 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$8,838 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $375,008 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $7,027,568 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.053362 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $372,363 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $7,115,349 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.052332 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $379,379 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,969,599 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.054433 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $378,508 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,764,162 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.055958 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $378,106 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $7,181,460 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.052650 | DistributionYr5Rt |
| Total Distribution | 0.268735 | TotalDistributionRt |
| Average Distribution | 0.053747 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $6,579,392 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $353,623 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $259 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $353,882 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $334,339 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $518 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $518 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $518 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $8,895 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $8,895 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $8,377 | OverpaymentAmt |
| Applied To ES Tax | $8,377 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LEVENTHAL KLINE MANAGEMENT INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5108414123 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 127 UNIVERSITY AVENUE | AddressLine1Txt |
| City | BERKELEY | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94710 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SARAH MALACHOWSKY | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | PRESIDENT | 2.00 | $0 | $0 | $0 |
| JORDAN KENY-GUYER | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | SECRETARY | 2.00 | $0 | $0 | $0 |
| DIANA TRUMP | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | TREASURER | 2.00 | $0 | $0 | $0 |
| ALISSA KENY-GUYER | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| ALISSA HUNTINGTON | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| LEIGH GUYER | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| TOM HUNTINGTON | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| JEFF MALACHOWSKY | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| LUISA GUYER | ||||||||
| 127 UNIVERSITY AVENUE | BERKELEY | CA | 94710 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMON COUNSEL FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1624 FRANKLIN STREET 1022 | AddressLine1Txt |
| City | OAKLAND | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94612 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | MANAGEMENT AND OPERATIONAL SERVICES | ServiceTypeTxt |
| Compensation | $63,999 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,148,148 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $62,125 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $469,313 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $6,679,586 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $6,679,586 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $100,194 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $6,579,392 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $328,970 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $328,970 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $518 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $518 | TotalTaxAmt |
| Distributable Before Adj | $328,452 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $328,452 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $328,452 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $334,339 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $334,339 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $334,339 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $328,452 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $23,630 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $42,501 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $41,826 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $28,496 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $26,635 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $163,088 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $334,339 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $328,452 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $5,887 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $168,975 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $23,630 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $145,345 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $42,501 | ExcessFromYear4Amt |
| Excess From Year3 | $41,826 | ExcessFromYear3Amt |
| Excess From Year2 | $28,496 | ExcessFromYear2Amt |
| Excess From Year1 | $26,635 | ExcessFromYear1Amt |
| Excess From Current Year | $5,887 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (21 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ASIAN PACIFIC AMERICAN NETWORK OF OREGON | |||||||
| 2788 SE 82ND AVENUE SUITE 203 | PORTLAND | OR | 97266 | NONE | PC | GENERAL OPERATING SUPPORT | $10,000 |
| ASIAN PACIFIC ENVIRONMENTAL NETWORK | |||||||
| 426 17TH STREET SUITE 500 | OAKLAND | CA | 94612 | NONE | PC | TO SUPPORT AYPAL | $22,500 |
| BEYOND TOXICS | |||||||
| PO BOX 1106 | EUGENE | OR | 97440 | NONE | PC | GENERAL OPERATING SUPPORT | $10,000 |
| BLACK ORGANIZING PROJECT | |||||||
| 1035 W GRAND AVENUE | OAKLAND | CA | 94607 | NONE | PC | GENERAL OPERATING SUPPORT | $15,000 |
| CALIFORNIANS FOR JUSTICE | |||||||
| 520 3RD STREET 209 | OAKLAND | CA | 94607 | NONE | PC | GENERAL OPERATING SUPPORT | $10,000 |
| CAUSA JUSTA JUST CAUSE | |||||||
| PO BOX 3596 | OAKLAND | CA | 94609 | NONE | PC | GENERAL OPERATING SUPPORT | $10,000 |
| CAUSE | |||||||
| 2021 SPERRY AVENUE SUITE 9 | VENTURA | CA | 93003 | NONE | PC | GENERAL OPERATING SUPPORT | $12,500 |
| CHILDREN FIRST FOR OREGON | |||||||
| PO BOX 14914 | PORTLAND | OR | 97923 | NONE | PC | GENERAL OPERATING SUPPORT | $15,000 |
| COALITION OF COMMUNITIES OF COLOR | |||||||
| 221 NW 2ND AVE 303 | PORTLAND | OR | 97209 | NONE | PC | GENERAL OPERATING SUPPORT | $15,000 |
| COMMUNITY WATER CENTER | |||||||
| 311 W MURRAY AVENUE | VISALIA | CA | 93291 | NONE | PC | GENERAL OPERATING SUPPORT | $15,000 |
| ENVIRONMENTAL HEALTH COALITION | |||||||
| 2727 HOOVER AVENUE SUITE 202 | NATIONAL CITY | CA | 91950 | NONE | PC | GENERAL OPERATING SUPPORT | $15,000 |
| ENVIRONMENTAL HEALTH COALITIONCEJA | |||||||
| 1904 FRANKLIN STREET SUITE 600 | OAKLAND | CA | 94612 | NONE | PC | FOR CEJA | $15,000 |
| KHMER GIRLS IN ACTION | |||||||
| 1355 REDONDO AVENUE SUITE 9 | LONG BEACH | CA | 90804 | NONE | PC | GENERAL OPERATING SUPPORT | $10,000 |
| LOS ANGELES ALLIANCE FOR A NEW ECONOMY | |||||||
| 464 LUCAS AVENUE | LOS ANGELES | CA | 90017 | NONE | PC | GENERAL OPERATING SUPPORT | $5,000 |
| MEXICAN AMERICAN LEGAL DEFENSE & EDUCATION | |||||||
| 634 S SPRING STREET SUITE 1206 | LOS ANGELES | CA | 90014 | NONE | PC | GENERAL OPERATING SUPPORT | $10,000 |
| MID KLAMATH WATERSHED COUNCIL | |||||||
| PO BOX 409 | ORLEANS | CA | 95556 | NONE | PC | GENERAL OPERATING SUPPORT | $10,000 |
| MOMENTUM ALLIANCE | |||||||
| 1631 NE BROADWAY 453 | PORTLAND | OR | 97232 | NONE | PC | GENERAL OPERATING SUPPORT | $15,000 |
| MULTNOMAH COUNTY MULTNOMAH YOUTH COMMISSION | |||||||
| 10317 E BURNSIDE AVENUE | PORTLAND | OR | 97216 | NONE | PC | GENERAL OPERATING SUPPORT FOR MULTNOMAH YOUTH COMMISSION | $5,000 |
| OREGON RURAL ACTION | |||||||
| PO BOX 1231 | LA GRANDE | OR | 97850 | NONE | PC | GENERAL OPERATING SUPPORT | $15,000 |
| TIDES CENTER | |||||||
| PODER 474 VALENCIA STREET SUITE 125 | SAN FRANCISCO | CA | 94103 | NONE | PC | GENERAL OPERATING SUPPORT | $10,000 |
| VERDE | |||||||
| 6899 NE COLUMBIA BVD SUITE A | PORTLAND | OR | 97218 | NONE | PC | GENERAL OPERATING SUPPORT | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $250,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $10 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $109,836 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $3,281 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | -$16 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$8,838 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNRELATED BUSINESS INCOME FROM PARTNERSHIP | Desc |
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | -$5,852 | UnrelatedBusinessTaxblIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$5,868 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $104,289 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $98,421 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING SERVICES | CategoryTxt |
| Amt | $6,016 | Amt |
| Net Investment Income | $3,008 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,008 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Asset | NORTHSKY CLEANTECH VENTURE (UBI) | AssetDesc |
| How Acquired | PURCHASED | HowAcquiredTxt |
| Sales Expense | $0 | SalesExpenseAmt |
| Total Net | -$16 | TotalNetAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (33 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BURLINGTON NORTHN SANTA FE 3% - DUE 03/15/23 | $17,206 | $17,206 |
| CENTURYLINK INC 6.45% - DUE 06/15/21 | $21,050 | $21,050 |
| CITY NATL CORP 5.25% - DUE 09/15/20 | $20,896 | $20,896 |
| CVS CAREMARK CORP 4.125% - DUE 05/15/21 | $16,930 | $16,930 |
| DISCOVER BK NEW CASTLE 3.2% - DUE 08/09/21 | $23,135 | $23,135 |
| ERICSSON LM 4.125% - DUE 05/15/22 | $21,075 | $21,075 |
| EXPRESS SCRIPTS HLDG CO 4.75% - DUE 11/15/21 | $24,704 | $24,704 |
| FEDERAL FARM CREDIT BANK 1.1% - DUE 11/06/18 | $25,856 | $25,856 |
| FEDERAL NATIONAL MTG ASSN 1.625% - DUE 11/27/18 | $16,121 | $16,121 |
| INTERNATIONAL LEASE FIN CORP 3.875% - DUE 04/15/18 | $23,431 | $23,431 |
| JEFFERIES GROUP INC 6.875% - DUE 04/15/21 | $25,028 | $25,028 |
| KROGER CO 3.4% - DUE 04/15/22 | $16,310 | $16,310 |
| LAZARD GROUP LLC 4.25% - DUE 11/14/2020 | $20,935 | $20,935 |
| LEVEL 3 FINANCING INC 5.375% - DUE 08/15/2022 | $21,683 | $21,683 |
| MACY'S RETAIL HLDGS INC 3.875% - DUE 01/15/22 | $17,412 | $17,412 |
| NISOURCE FIN CORP 6.8% - DUE 01/15/19 | $25,106 | $25,106 |
| OWENS CORNING | $20,771 | $20,771 |
| PITNEY BOWES INC 4.75% - DUE 01/15/16 | $18,534 | $18,534 |
| THOMSON REUTERS CORP 4.7% - DUE 10/15/19 | $19,112 | $19,112 |
| VERIZON COMMUNICATIONS INC 4.5% - DUE 9/15/20 | $17,122 | $17,122 |
| WELLPOINT INC 2.25% - DUE 08/15/19 | $20,958 | $20,958 |
| ZURICH REINS CENTRE HLDGS 7.125% - DUE 10/15/23 | $23,166 | $23,166 |
| FEDERAL FARM CREDIT BANK 1.18% - DUE 10/18/19 | $42,490 | $42,490 |
| FEDERAL NATIONAL MTG ASSN 1.55% - DUE 08/25/20 | $21,493 | $21,493 |
| FEDERAL FARM CREDIT BANK 1.375% - DUE 10/19/20 | $19,404 | $19,404 |
| MASCO CORP 3.5% - DUE 04/01/21 | $21,052 | $21,052 |
| MICRON TECHNOLOGY INC 5.875% - DUE 12/15/22 | $17,723 | $17,723 |
| FEDERAL FARM CREDIT BANK 1.92% - DUE 04/19/22 | $20,738 | $20,738 |
| AFLAC INC 3.625% - DUE 06/15/23 | $16,562 | $16,562 |
| NASDAQ OMX GROUP INC 4.25% - DUE 06/01/24 | $25,725 | $25,725 |
| RAYMOND JAMES FINL INC 3.625% - DUE 09/15/26 | $21,454 | $21,454 |
| CALVERT SOCIAL INVT FNDTN 1% - DUE 05/31/17 | $100,000 | $100,000 |
| INTEL CORP 2.7% - DUE 12/15/20 | $21,094 | $21,094 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (183 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACCENTURE PLC | $19,092 | $19,092 |
| ACUITY BRANDS INC | $13,621 | $13,621 |
| ADOBE SYSTEMS INC | $7,412 | $7,412 |
| ADVISORY BOARD | $6,384 | $6,384 |
| AEGON N V | $21,036 | $21,036 |
| ALLERGAN PLC | $24,361 | $24,361 |
| ALPHABET INC CLASS A | $75,857 | $75,857 |
| ALPHABET INC CLASS C | $35,000 | $35,000 |
| AMAZON.COM | $64,489 | $64,489 |
| AMERIPRISE FINL INC | $23,852 | $23,852 |
| ANSYS INC | $8,879 | $8,879 |
| ANTHEM INC | $11,070 | $11,070 |
| A O SMITH CORPORATION | $5,919 | $5,919 |
| AON PLC | $10,930 | $10,930 |
| APPLE INC | $62,080 | $62,080 |
| APTARGROUP INC | $25,854 | $25,854 |
| ASML HOLDING | $5,273 | $5,273 |
| ATHENA HEALTH INC | $10,307 | $10,307 |
| AUTODESK INC | $9,917 | $9,917 |
| BANCO BILBAO VIZCAYA | $18,401 | $18,401 |
| BEACON ROOFING SUPPLY INC | $10,320 | $10,320 |
| BERKSHIRE HATHAWAY INC | $51,339 | $51,339 |
| BEST BUY COMPANY INC | $5,931 | $5,931 |
| BIOGEN INC | $7,940 | $7,940 |
| BORG WARNER AUTOMOTIVE INC | $3,747 | $3,747 |
| BOSTON TR & WALDEN FDS | $347,794 | $347,794 |
| BRISTOL MYERS SQUIBB CO | $24,603 | $24,603 |
| CANADIAN NATIONAL RAILWAY | $22,309 | $22,309 |
| CARMAX INC | $40,501 | $40,501 |
| CERNER CORP | $10,753 | $10,753 |
| CHANNELADVISOR CORPORATION | $2,296 | $2,296 |
| CHARLES SCHWAB CORP NEW | $64,178 | $64,178 |
| CHEMED CORPORATION | $12,352 | $12,352 |
| CHINA MOBILE LIMITED | $23,069 | $23,069 |
| CISCO SYSTEMS INC | $8,764 | $8,764 |
| CITRIX SYSTEMS INC | $6,073 | $6,073 |
| COSTAR GROUP INC | $9,613 | $9,613 |
| CREE INC | $4,856 | $4,856 |
| CROWN CASTLE INTL CORP | $16,486 | $16,486 |
| DEUTSCHE POST | $19,800 | $19,800 |
| DORMAN PRODUCTS LLC | $8,767 | $8,767 |
| EATON CORPORATION PLC | $6,306 | $6,306 |
| EBAY INC | $12,351 | $12,351 |
| ECOLAB INC | $40,793 | $40,793 |
| EDWARDS LIFESCIENCES CORP | $25,674 | $25,674 |
| ESTEE LAUDER COMPANIES INC | $18,434 | $18,434 |
| EXPRESS SCRIPTS HOLDING | $20,843 | $20,843 |
| FACEBOOK INC CL A | $67,534 | $67,534 |
| FASTENAL CO | $12,544 | $12,544 |
| FIRST REPUBLIC BANK | $38,883 | $38,883 |
| FISERV INC | $16,155 | $16,155 |
| GEMALTO NV | $15,264 | $15,264 |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAP INC | $5,355 | $5,355 |
| HASBRO INC | $9,802 | $9,802 |
| HEICO CORPORATION | $8,024 | $8,024 |
| HEXCEL CORP NEW | $6,430 | $6,430 |
| HOLOGIC INC | $9,870 | $9,870 |
| HSBC HOLDINGS PLC | $23,020 | $23,020 |
| HUBBELL INC | $22,406 | $22,406 |
| IHS INC | $11,933 | $11,933 |
| INTERFACE INC | $4,007 | $4,007 |
| INTL FLAVORS & FRAGRANCES INC | $6,481 | $6,481 |
| JB HUNT TRANSPORT SERVICES INC | $4,271 | $4,271 |
| JOHNSON CONTROLS INC | $5,355 | $5,355 |
| JULIUS BAER GROUP | $19,680 | $19,680 |
| KONINKLIJKE PHILIPS | $20,585 | $20,585 |
| LKQ CORPORATION | $6,988 | $6,988 |
| LOWES COMPANIES INC | $29,444 | $29,444 |
| MARRIOTT INTERNATIONAL INC | $20,835 | $20,835 |
| MASTERCARD INC | $35,725 | $35,725 |
| MAXIMUS INC | $5,021 | $5,021 |
| MEDNAX INC | $10,066 | $10,066 |
| MEDTRONIC PLC | $29,276 | $29,276 |
| MERCK & CO INC | $14,894 | $14,894 |
| MICROSOFT CORP | $88,612 | $88,612 |
| MIDDLEBY CORP | $13,654 | $13,654 |
| MITSUBISHI ESTATE | $15,725 | $15,725 |
| NATIONAL INSTRUMENTS CORP | $15,287 | $15,287 |
| NEOGEN CORP | $8,976 | $8,976 |
| NEW ALTERNATIVES FUND INC | $355,072 | $355,072 |
| NIKE INC | $21,908 | $21,908 |
| NOVARTIS AG | $7,648 | $7,648 |
| NXP SEMICONDUCTORS | $5,195 | $5,195 |
| ORMAT TECHNOLOGIES INC | $7,239 | $7,239 |
| OTSUKA HOLDINGS CO LTD | $16,418 | $16,418 |
| PALO ALTO NETWORKS INC | $17,882 | $17,882 |
| PANERA BREAD CO | $7,588 | $7,588 |
| PAX WORLD GLOBAL ENVIRONMENTAL MRKT | $620,598 | $620,598 |
| PAYPAL HOLDINGS | $60,429 | $60,429 |
| PEPSICO INC | $12,765 | $12,765 |
| POWER INTEGRATIONS INC | $9,160 | $9,160 |
| PRA GROUP INC | $7,546 | $7,546 |
| PRICE T ROWE GROUP INC | $13,171 | $13,171 |
| PRICELINE GROUP INC | $33,719 | $33,719 |
| PROLOGIS INC | $5,015 | $5,015 |
| PROTO LABS INC | $10,116 | $10,116 |
| QUALCOMM | $30,383 | $30,383 |
| RBC FDS TR | $455,540 | $455,540 |
| RED HAT INC | $22,862 | $22,862 |
| REGIONS FINANCIAL CORP | $15,107 | $15,107 |
| RITCHIE BROS AUCTIONEERS | $11,152 | $11,152 |
| ROCHE HOLDING LTD | $29,322 | $29,322 |
| ROYAL BANK OF CANADA | $5,823 | $5,823 |
| ROYAL DSM NV | $15,711 | $15,711 |
| ROYAL KPN NV | $17,784 | $17,784 |
| SALESFORCE.COM INC | $35,599 | $35,599 |
| SECOM CO LTD | $15,409 | $15,409 |
| SEIKO EPSON CORP | $21,814 | $21,814 |
| SHERWIN WILLIAMS CO | $18,543 | $18,543 |
| SMITH & NEPHEW P L C | $17,326 | $17,326 |
| SNAP-ON INC | $27,061 | $27,061 |
| SOCIETE GENERALE | $23,104 | $23,104 |
| SONOCO PRODUCTS CO | $3,953 | $3,953 |
| SPROUTS FARMERS MARKET INC | $18,579 | $18,579 |
| STARBUCKS CORP | $51,412 | $51,412 |
| STERICYCLE INC | $5,547 | $5,547 |
| STRATASYS LTD | $4,135 | $4,135 |
| SUNTORY BEVERAGE & FOOD LTD | $16,234 | $16,234 |
| SVB FINANCIAL GROUP | $10,815 | $10,815 |
| TESLA MOTORS INC | $3,419 | $3,419 |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | $22,185 | $22,185 |
| THERMO FISHER SCIENTIFIC INC | $30,619 | $30,619 |
| TIME WARNER INC | $43,052 | $43,052 |
| TJX COMPANIES INC NEW | $16,679 | $16,679 |
| ULTIMATE SOFTWARE GROUP INC | $12,216 | $12,216 |
| UMPQUA HLDGS CORP | $9,728 | $9,728 |
| UNILEVER | $9,115 | $9,115 |
| UNITED HEALTH GROUP INC | $59,855 | $59,855 |
| UNITED NATURAL FOOD INC | $15,175 | $15,175 |
| UNITED RENTALS INC | $12,881 | $12,881 |
| VERISK ANALYTICS INC | $12,257 | $12,257 |
| VISA INC | $90,191 | $90,191 |
| VIVENDI SA | $17,920 | $17,920 |
| VODAFONE GROUP PLC | $4,104 | $4,104 |
| WABCO HOLDINGS INC | $11,995 | $11,995 |
| WABTEC CORP | $7,140 | $7,140 |
| WALT DISNEY CO | $25,221 | $25,221 |
| WATERS CORP | $4,166 | $4,166 |
| WELLS FARGO & CO | $40,726 | $40,726 |
| WHITEWAVE FOODS COMPANY | $10,675 | $10,675 |
| WHOLE FOODS MARKET INC | $11,443 | $11,443 |
| XYLEM INC | $6,289 | $6,289 |
| YAHOO INC | $18,910 | $18,910 |
| 8POINT3 ENERGY PARTNERS LP | $4,971 | $4,971 |
| ACTIVISION BLIZZARD INC | $22,676 | $22,676 |
| OLD DOMINION FREIGHT LINES INC | $20,161 | $20,161 |
| MOBILEYE N V | $15,744 | $15,744 |
| AMERICAN WTR WKS CO INC | $5,861 | $5,861 |
| BECTON DICKINSON & CO | $3,145 | $3,145 |
| CHIPOTLE MEXICAN GRILL INC | $3,019 | $3,019 |
| CHURCH & DWIGHT CO INC | $4,640 | $4,640 |
| MSCI INC | $6,144 | $6,144 |
| ALKERMES PLC | $3,891 | $3,891 |
| GLAXOSMITHKLINE PLC | $5,160 | $5,160 |
| SAP SE | $4,408 | $4,408 |
| FOREST CITY REALTY TRUST | $6,606 | $6,606 |
| HCP INC | $4,636 | $4,636 |
| HERCULES CAPITAL INC | $3,570 | $3,570 |
| INTEL CORP | $24,845 | $24,845 |
| EXPONENT INC | $6,935 | $6,935 |
| INOVALON HOLDINGS INC | $3,574 | $3,574 |
| VEEVA SYSTEMS INC | $4,965 | $4,965 |
| VERINT SYSTEMS INC | $6,486 | $6,486 |
| WALGREEN BOOTS ALLIANCE INC | $10,842 | $10,842 |
| OWENS ILLINOIS INC NEW | $5,484 | $5,484 |
| AETNA INC | $18,602 | $18,602 |
| ADECCO GROUP | $16,591 | $16,591 |
| AERCAP HOLDINGS NV | $16,061 | $16,061 |
| AMBEV S A | $14,426 | $14,426 |
| ASTELLAS PHARMA INC | $15,201 | $15,201 |
| AXA | $28,587 | $28,587 |
| CARLSBERG AS | $16,548 | $16,548 |
| CARREFOUR SA | $18,891 | $18,891 |
| CK HUTCHISON HOLDINGS LTD | $22,212 | $22,212 |
| DBS GROUP HOLDINGS LTD | $18,340 | $18,340 |
| DNB ASA | $18,348 | $18,348 |
| E ON SE | $19,349 | $19,349 |
| INTESA SANPAOLO SPA | $27,973 | $27,973 |
| KOMATSU | $21,133 | $21,133 |
| MAZDA MOTOR CORP | $17,353 | $17,353 |
| MURATA MANUFACTURING CO LTD | $18,114 | $18,114 |
| ORANGE | $15,640 | $15,640 |
| PANASONIC CORPORATION | $15,441 | $15,441 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $147,677 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $147,677 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| NORTH SKY CLEANTECH VENTURES, LP | FMV | $453,948 | $453,948 |
| URBAN INNOVATION FUND I, LP | FMV | $15,365 | $15,365 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX DIFFERENCE RELATED TO INVESTMENT IN PARTNERSHIPS | Desc |
| Amt | $29,339 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| LICENSES AND FEES | $60 | $0 | $60 |
| POSTAGE & DELIVERY | $23 | $0 | $23 |
| INSURANCE | $3,115 | $0 | $3,115 |
| BANK SERVICES FEES | $35 | $0 | $35 |
| DUES & MEMBERSHIP | $3,000 | $0 | $3,000 |
| PARTNERSHIP PORTFOLIO DEDUCTION | $21,526 | $21,523 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME | $3,281 | $3,281 | $3,281 |
| UNRELATED BUSINESS INCOME FROM PARTNERSHIP | -$5,852 | -$5,852 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS FROM PUBLICLY TRADED SECURITIES | Desc |
| Amt | $169,189 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MANAGEMENT AND OPERATIONAL SERVICES | $63,999 | $0 | $63,999 |
| INVESTMENT MANAGEMENT | $58,251 | $58,251 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN AND INVESTMENT TAXES | CategoryTxt |
| Amt | $4,379 | Amt |
| Net Investment Income | $4,379 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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