WORTHAM FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- WORTHAM FOUNDATION (EIN 74-1334356)
- Tax period
- 2015-10-01 to 2016-09-30
- Filed
- 2017-08-18
- IRS object ID
- 201712309349100311
- Schema version
- 2015v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-08-18T15:25:26-05:00 | ReturnTs |
| Tax Period End | 2016-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILLIAM VAN HALA CLARKE CPA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2727 ALLEN PARKWAY STE 1570 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770192167 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 741334356 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE WORTHAM FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % BARBARA J SNYDER | InCareOfNm |
| Business Name Control | WORT | BusinessNameControlTxt |
| Phone | 7135268849 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2727 ALLEN PARKWAY STE 1570 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770192167 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD W WORTHAM III | PersonNm |
| Person Title | CHAIRMAN | PersonTitleTxt |
| Phone | 7135268849 | PhoneNum |
| Signature | 2017-08-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WILLIAM V H CLARKE CPA | PreparerPersonNm |
| PTIN | P00452293 | PTIN |
| Phone | 7135263012 | PhoneNum |
| Preparation | 2017-08-15 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $223,409,848 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $5,588,830 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $5,588,830 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $11,566,043 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $51,545,468 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $11,566,043 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $731,204 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $731,204 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $17,886,077 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $17,886,077 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $130,610 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $52,244 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $78,366 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $295,447 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $182,867 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $112,580 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $38,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $38,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $795,606 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $795,606 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $274,679 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $13,504 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $7,028 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $102,244 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $76,683 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $25,561 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $77,283 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $40,526 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $36,757 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,713,869 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,199,430 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $260,292 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $11,271,148 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $11,271,148 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $12,985,017 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,199,430 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $11,531,440 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,901,060 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $16,686,647 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $10,255,932 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $7,281,525 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $7,281,525 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $72,947 | AcctRcvblAmt |
| Acct Rcvbl EOY | $72,947 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $72,947 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $22,028,580 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $16,827,067 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $17,473,186 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $145,888,901 | CorporateStockBOYAmt |
| Corporate Stock EOY | $160,158,078 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $167,088,601 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $32,767,488 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $31,328,701 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $31,481,589 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $225,349 | InvstLandCostOrOtherBasisAmt |
| Invst Land Accum Depreciation | $225,349 | InvstLandAccumDepreciationAmt |
| Land Bldg Investments EOYFMV | $12,000 | LandBldgInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $24,412 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $24,412 | LandBldgEquipAccumDeprecAmt |
| Total Assets BOY | $210,940,901 | TotalAssetsBOYAmt |
| Total Assets EOY | $215,668,318 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $223,409,848 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $170,056 | AccountsPayableBOYAmt |
| Accounts Payable EOY | -$3,587 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $170,056 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | -$3,587 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $204,233,738 | CapitalStockBOYAmt |
| Capital Stock EOY | $210,770,845 | CapitalStockEOYAmt |
| Retained Earning BOY | $6,537,107 | RetainedEarningBOYAmt |
| Retained Earning EOY | $4,901,060 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $210,770,845 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $215,671,905 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $210,940,901 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $215,668,318 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $210,770,845 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,901,060 | ExcessRevenueOverExpensesAmt |
| Subtotal | $215,671,905 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $215,671,905 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | SCHEDULE D-23 | PropertyDesc |
| Acquired | 2012-01-01 | AcquiredDt |
| Sold | 2016-09-30 | SoldDt |
| Gross Sales Price | $51,545,468 | GrossSalesPriceAmt |
| Cost Or Other Basis | $39,979,425 | CostOrOtherBasisAmt |
| Gain Or Loss | $11,566,043 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $11,566,043 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $11,566,043 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $11,359,240 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $228,909,193 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049623 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $13,012,227 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $236,980,803 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.054908 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $10,708,662 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $219,796,888 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048721 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $10,313,560 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $206,799,026 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.049872 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $10,228,733 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $212,096,713 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.048227 | DistributionYr5Rt |
| Total Distribution | 0.251351 | TotalDistributionRt |
| Average Distribution | 0.05027 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $221,645,341 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $11,142,111 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $166,866 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $11,308,977 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $11,531,440 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $166,866 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $166,866 | SubtotalAmt |
| Tax Based On Investment Income | $166,866 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $250,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $250,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $83,134 | OverpaymentAmt |
| Applied To ES Tax | $83,000 | AppliedToESTaxAmt |
| Refund | $134 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BARBARA J SNYDER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7135268849 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2727 ALLEN PKWY 1570 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770192167 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| FRED C BURNS | ||||||||
| 2727 ALLEN PARKWAY STE 1570 | HOUSTON | TX | 770192167 | SECRETARY TREASURER | 5.0 | $32,090 | $0 | $0 |
| BRADY F CARRUTH | ||||||||
| 2727 ALLEN PARKWAY STE 1570 | HOUSTON | TX | 770192167 | PRESIDENT ASST TREASURER | 5.0 | $32,340 | $0 | $0 |
| R W WORTHAM III | ||||||||
| 2727 ALLEN PARKWAY STE 1570 | HOUSTON | TX | 770192167 | CHAIRMAN ASST TREASURER | 5.0 | $33,090 | $0 | $0 |
| THOMAS E SMITH | ||||||||
| 2727 ALLEN PARKWAY STE 1570 | HOUSTON | TX | 770192167 | TRUSTEE ASST TREASURER | 5.0 | $33,090 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| WILLIAM V H CLARKE | ||||||||
| 2727 ALLEN PKWY | HOUSTON | TX | 770192167 | CONTROLLER | 5.0 | $184,823 | $0 | $0 |
| BARBARA J SNYDER | ||||||||
| 2727 ALLEN PKWY | HOUSTON | TX | 770192167 | GRANTS COORD | 36.0 | $110,624 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| HIRTLE & CALLAGHAN | |||||
| 300 BARR HARBOR DR STE 500 | W CONSHOHOCKEN | PA | 19428 | INVESTMENT MGMT | $298,432 |
| BANK OF NEW YORK MELLON | |||||
| P O BOX 11214 | NEW YORK | NY | 10286 | CUSTODIAN | $139,491 |
| AVALON ADVISORS | |||||
| 2929 ALLEN PKWY STE 3000 | HOUSTON | TX | 77019 | INVESTMENT MGMT | $111,505 |
| J P MORGAN CHASE BANK NA | |||||
| 270 PARK AVE | NEW YORK | NY | 100172014 | INVESTMENT MGMT | $133,721 |
| VAUGHAN NELSON SCARBROUGH ET AL | |||||
| 6300 CHASE BANK TOWER | HOUSTON | TX | 77002 | INVESTMENT MGMT | $86,508 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SEE ATTACHMENT 20 | Description1Txt |
| Expenses1 | $3,600 | Expenses1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $214,064,402 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $10,956,249 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $225,020,651 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $225,020,651 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,375,310 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $221,645,341 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $11,082,267 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $11,082,267 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $166,866 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $166,866 | TotalTaxAmt |
| Distributable Before Adj | $10,915,401 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $10,915,401 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $10,915,401 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $11,531,440 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $11,531,440 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $166,866 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $11,364,574 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $10,915,401 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Prior Year2 | 2012 | PriorYear2Yr |
| Prior Year3 | 2011 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $113,385 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $1,552,183 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $279,061 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,944,629 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $11,531,440 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $10,915,401 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $616,039 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,560,668 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $2,560,668 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $113,385 | ExcessFromYear4Amt |
| Excess From Year2 | $1,552,183 | ExcessFromYear2Amt |
| Excess From Year1 | $279,061 | ExcessFromYear1Amt |
| Excess From Current Year | $616,039 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | BARBARA J SNYDER | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2727 ALLEN PARKWAY 1570 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770192125 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7135268849 | RecipientPhoneNum |
| Form And Info And Materials | APPLICATION FORMS MAY BE OBTAINED BY WRITING OR CALLING BARBARA J SNYDER, 2727 ALLEN PARKWAY STE 1570 HOUSTON TX 77019. TELEPHONE NUMBER 713-526-8849 | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | APPLICATIONS SHOULD BE SUBMITTED BY THE SECOND WEEK OF JANUARY, APRIL, JULY OR OCTOBER IN ORDER TO B | SubmissionDeadlinesTxt |
| Restrictions On Awards | AWARDS ARE GRANTED PRIMARILY FOR CULTURAL ARTS AND CIVIC BEAUTIFICATION PROJECTS WHICH BENEFIT THE CITIZENS OF HOUSTON, HARRIS COUNTY, TEXAS. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHMENT 17-6 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | VARIOUS | AddressLine1Txt |
| City | VARIOUS | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | OPERATIONAL, CAPITAL AND ENDOWMENT GRANTS TO PUBLIC CHARITABLE ORGANIZATIONS IN THE UNITED STATES. | GrantOrContributionPurposeTxt |
| Amt | $11,271,148 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $11,271,148 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHMENT 18 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | VARIOUS | AddressLine1Txt |
| City | VARIOUS | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | OPERATIONAL, CAPITAL AND ENDOWMENT GRANTS TO PUBLIC CHARITABLE ORGANIZATIONS IN THE UNITED STATES. | GrantOrContributionPurposeTxt |
| Amt | $8,584,001 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $8,584,001 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,588,830 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $11,566,043 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| PARTNERSHIP INVESTMENT INCOME-PRIVATE EQUITY | 18 | $723,554 |
| MISCELLANEOUS INVESTMENT INCOME | 14 | $3,685 |
| OIL & GAS ROYALTY INCOME | 15 | $3,965 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $17,886,077 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $17,886,077 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| MELTON & MELTON CPAS | $18,000 | $18,000 |
| DEIDRE SCINTA CPA | $3,000 | $3,000 |
| TBM CONSULTING, INC./AIG | $17,000 | $17,000 |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp (5 entries)
| ExplanationExplanationTxt |
|---|
| HIRTLE CALLAGHAN |
| INVESTMENT MANAGER - CONTRACT CHIEF INVESTMENT OFFICER |
| BANK OF NEW YORK MELLON |
| CUSTODIAN OF INVESTMENT ASSETS |
| AVALON ADVISORS |
| INVESTMENT MANAGER |
| J P MORGAN CHASE BANK NA |
| INVESTMENT MANAGER |
| VAUGHAN NELSON SCARBROUGH ET AL |
| INVESTMENT MANAGER |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | SEE ATTACHMENT 9 | BondNm |
| EOY Book Value | $31,328,701 | EOYBookValueAmt |
| EOYFMV | $31,481,589 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | SEE ATTACHM 8-1 - 8-7 | StockNm |
| EOY Book Value | $160,158,078 | EOYBookValueAmt |
| EOYFMV | $167,088,601 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $16,827,067 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $17,473,186 | USGovtObligationsEOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| MAINTENANCE & REPAIR HISTORIC | $3,600 | $3,600 | |
| INSURANCE EXPENSE | $30,411 | $13,685 | $16,726 |
| OFFICE EXPENSE | $43,272 | $19,472 | $23,800 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| ROYALTY INCOME | $3,965 | $3,965 |
| HIRTLE CALLAGHAN PE FND IV LP | $133,590 | $133,590 |
| HIRTLE CALLAGHAN PE FND V LP | $62,284 | $62,284 |
| HIRTLE CALLAGHAN PE FND VI LP | $174,097 | $174,097 |
| HIRTLE CALLAGHAN PE FND VII LP | $272,451 | $272,451 |
| HIRTLE CALLAGHAN PE FND VIII LP | $81,132 | $81,132 |
| MISCELLANEOUS INCOME | $3,685 | $3,685 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| AVALON ADVISORS | $111,505 | $111,505 |
| J P MORGAN CHASE BANK NA | $133,721 | $133,721 |
| HIRTLE & CALLAGHAN INC | $298,432 | $298,432 |
| VAUGHAN NELSON & CO | $86,508 | $86,508 |
| BANK OF NEW YORK MELLON | $139,491 | $139,491 |
| COVENANT TECHNOLOGIES | $27,549 | $27,549 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $254,146 | ||
| PAYROLL TAXES | $18,496 | $11,467 | $7,028 |
| AD VALOREM TAXES | $376 | $376 | |
| OIL & GAS PRODUCTION TAXES | $61 | $61 | |
| OTHER TAX | $1,600 | $1,600 |