BETA

MALONE FAMILY FOUNDATION: Form 990PF, tax year 2016

View the entire original 990 at ProPublica ↗

Organization
MALONE FAMILY FOUNDATION (EIN 84-1408520)
Tax period
2016-01-01 to 2016-12-31
Filed
2017-09-19
IRS object ID
201702629349100650
Schema version
2016v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2017-09-19T09:55:19-05:00ReturnTs
Tax Period End2016-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1MARRS SEVIER & COMPANY LLCBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1230 SOUTH HOLLAND STREETAddressLine1Txt
CityLAKEWOODCityNm
State AbbreviationCOStateAbbreviationCd
ZIP80226ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2016-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN841408520EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE MALONE FAMILY FOUNDATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
In Care Of% MARRS SEVIER & COMPANY LLCInCareOfNm
Business Name ControlMALOBusinessNameControlTxt
Phone7208755201PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line112300 LIBERTY BLVDAddressLine1Txt
CityENGLEWOODCityNm
State AbbreviationCOStateAbbreviationCd
ZIP80112ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonJOHN C MALONEPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone7208755354PhoneNum
Signature2017-09-14SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonGAIL W SEVIERPreparerPersonNm
PTINP00506787PTIN
Phone3039226654PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address173.164.35.73IPv4AddressTxt
FieldValueIRS element (for citing)
Federal Original Submission Id84092720172625000000FederalOriginalSubmissionId
Federal Original Submission Id2017-09-19FederalOriginalSubmissionIdDt
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device Id1AA2B93DAA0454E7E691CE35D499BC7724B2A2B1AtSubmissionCreationDeviceId
At Submission Filing Device Id1AA2B93DAA0454E7E691CE35D499BC7724B2A2B1AtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2016TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$128,633,001FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$0ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss$2,098,402DividendsRevAndExpnssAmt
Dividends Net Invst Incm$2,098,402DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss-$1,866,622NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$150,301,769GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$0CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$7,755OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$7,755OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$239,535TotalRevAndExpnssAmt
Total Net Invst Incm$2,106,157TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Legal Fees Rev And Expnss$8,419LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm$6,314LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm$0LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl$2,105LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss$21,950AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$16,462AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm$0AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps$5,488AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss$24,314TaxesRevAndExpnssAmt
Taxes Net Invst Incm$24,314TaxesNetInvstIncmAmt
Trav Conf Meeting Rev And Expnss$6,945TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm$6,945TravConfMeetingNetInvstIncmAmt
Other Expenses Rev And Expnss$1,240,595OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$1,240,595OtherExpensesNetInvstIncmAmt
Tot Opr Expenses Rev And Expnss$1,302,223TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$1,294,630TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$0TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$7,593TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$12,805,533ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$12,805,533ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$14,107,756TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$1,294,630TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$0TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$12,813,126TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$13,868,221ExcessRevenueOverExpensesAmt
Net Investment Income$811,527NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$7,803,184SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$437,754SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$437,754SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY$109,772,568CorporateStockBOYAmt
Corporate Stock EOY$94,386,813CorporateStockEOYAmt
Corporate Stock EOYFMV$112,731,180CorporateStockEOYFMVAmt
Corporate Bonds BOY$3,034,150CorporateBondsBOYAmt
Corporate Bonds EOY$15,287,407CorporateBondsEOYAmt
Corporate Bonds EOYFMV$15,353,530CorporateBondsEOYFMVAmt
Other Investments BOY$3,753,464OtherInvestmentsBOYAmt
Other Investments EOY$274,898OtherInvestmentsEOYAmt
Other Investments EOYFMV$110,537OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss$34,015LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$34,014LandBldgEquipAccumDeprecAmt
Land BOY$1LandBOYAmt
Land EOY$1LandEOYAmt
Total Assets BOY$124,363,367TotalAssetsBOYAmt
Total Assets EOY$110,386,873TotalAssetsEOYAmt
Total Assets EOYFMV$128,633,001TotalAssetsEOYFMVAmt
Other Liabilities BOY$151,757OtherLiabilitiesBOYAmt
Other Liabilities EOY$43,487OtherLiabilitiesEOYAmt
Total Liabilities BOY$151,757TotalLiabilitiesBOYAmt
Total Liabilities EOY$43,487TotalLiabilitiesEOYAmt
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind
Unrestricted BOY$124,211,610UnrestrictedBOYAmt
Unrestricted EOY$110,343,386UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY$124,211,610TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$110,343,386TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$124,363,367TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$110,386,873TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$124,211,610TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$13,868,221ExcessRevenueOverExpensesAmt
Subtotal$110,343,389SubtotalAmt
Other Decreases$3OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$110,343,386TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (152 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmtCost Or Other BasisCostOrOtherBasisAmt
LIBERTY MEDIA CORP S-AP2015-01-012016-04-18$5$5$5
LIBERTY MEDIA CORP SER AP2015-01-012016-04-18$14$14$14
1750000 CABLEVISION SYSP2010-04-222016-06-08$1,863,448$97,195$97,195$1,766,253
250 CALL - M 100@45 18MAR2016P2016-02-192016-01-21$29,999$18,749$18,749$11,250
25000 MACYS INCP2014-12-102016-02-19$1,002,061-$521,952-$521,952$1,524,013
507 CALL - HBI 100@33 19FEB2016P2016-02-222016-01-28$17,745$17,745$17,745
3000 EATON CORPORATION PLCP2014-10-062016-03-16$178,646-$3,595-$3,595$182,241
8300 EATON CORPORATION PLCP2014-10-062016-03-17$494,254-$9,947-$9,947$504,201
17800 EATON CORPORATION PLCP2014-10-062016-03-18$1,059,967-$21,331-$21,331$1,081,298
15800 LYONDELL BASELL IND CLASS AP2015-08-252016-03-18$1,406,835$149,452$149,452$1,257,383
20100 LYONDELL BASELL IND CLASS AP2013-08-022016-03-18$1,789,707$405,794$405,794$1,383,913
13 CALL - LYB 100@87.5 18MAR2016P2016-03-212016-01-08$57,365$57,365$57,365
0 CALIFORNIA RESOURCES CORPP2016-03-242016-03-24$1$1
45 HONEYWELL INTERNATIONAL INCP2012-09-242016-03-28$5,020$2,321$2,321$2,699
10285 HONEYWELL INTERNATIONAL INCP2013-11-132016-03-28$1,147,280$249,052$249,052$898,228
30700 HEWLETT PACKARD INCP2014-11-252016-03-31$377,669-$171,549-$171,549$549,218
49300 HEWLETT PACKARD INCP2014-11-262016-03-31$606,485-$301,040-$301,040$907,525
43895 KKR & CO LPP2015-02-182016-03-31$639,110-$399,142-$399,142$1,038,252
1853 CALIFORNIA RESOURCES CORPP2014-12-102016-04-04$2,242-$215-$215$2,457
2153 CALIFORNIA RESOURCES CORPP2015-04-142016-04-04$2,605-$417-$417$3,022
3000000 C/P WYNDHAM WORLDWIDE CORPP2016-03-242016-04-07$3,000,000$3,000,000
3000000 C/P KROGERP2016-04-052016-04-19$3,000,000$3,000,000
30700 HEWLETT PACKARD ENTERPRISEP2014-11-252016-04-22$546,448-$69,166-$69,166$615,614
49300 HEWLETT PACKARD ENTERPRISEP2014-11-262016-04-22$877,521-$139,715-$139,715$1,017,236
3195 PEPSICO INCP2015-04-142016-04-27$326,894$18,319$18,319$308,575
1500000 C/P AIRGAS INCP2016-03-302016-05-04$1,500,000$1,500,000
2500000 C/P HAWAIIAN ELECTRIC INDUSTRIESP2016-04-292016-05-05$2,500,000$2,500,000
3700 MEDTRONIC PLCP2015-05-212016-05-05$294,736$6,307$6,307$288,429
300000 C/P ENTERGY CORPP2016-04-292016-06-08$300,000$300,000
1475000 C/P THERMO FISHER SCIENTIFIC INCP2016-03-092016-06-10$1,475,000$1,475,000
500000 C/P ENTERGY CORPP2016-05-312016-07-15$500,000$500,000
25805 KKR & CO LPP2015-02-182016-08-02$341,909-$268,459-$268,459$610,368
77195 KKR & CO LPP2015-05-212016-08-02$1,022,811-$748,320-$748,320$1,771,131
1589000 C/P POTASH CORP SASKATCHEWANP2016-07-112016-08-08$1,589,000$1,589,000
1000 KKR & CO LPP2015-05-212016-08-16$13,250-$9,694-$9,694$22,944
1200 KKR & CO LPP2015-05-212016-08-19$15,900-$11,632-$11,632$27,532
12900 ABBVIE INCP2016-04-222016-08-25$834,309$42,528$42,528$791,781
13360 ABBVIE INCP2016-04-282016-08-25$864,059$52,363$52,363$811,696
27040 CBS CORP CL BP2013-11-192016-08-25$1,401,301-$194,059-$194,059$1,595,360
5 KKR & CO LPP2015-05-212016-08-25$73-$42-$42$115
0 ADVANSIX INC WIP2016-09-302016-09-30$5$5$5
1000000 C/P WYNDHAM WORLDWIDE CORPP2016-09-092016-10-07$1,000,000$1,000,000
409000 C/P ITT INCP2016-09-272016-10-17$409,000$409,000
1093 ADVANSIX INC WIP2013-11-132016-11-04$16,559$3,935$3,935$12,624
40300 XL GROUP LTDP2014-12-022016-12-12$1,461,649$34,283$34,283$1,427,366
10980 PRUDENTIAL FINANCIAL INCP2014-05-202016-12-16$1,166,398$283,907$283,907$882,491
65 XL GROUP LTDP2014-12-022016-12-16$2,367$65$65$2,302
100 XL GROUP LTDP2014-12-022016-12-16$3,627$85$85$3,542
1280000 C/P THERMO FISHER SCIENTIFIC INCP2016-10-072016-12-19$1,280,000$1,280,000
185300 SUMITOMO MITSUI FINL GROUP INC AP2014-11-202016-02-12$963,891-$446,779-$446,779$1,410,670
118000 BANCO BILBAO VIZCAYA ARGEP2014-10-242016-02-17$767,019-$616,153-$616,153$1,383,172
1035 UNITED TECHNOLOGIES CORPP2009-01-132016-02-19$91,589$39,052$39,052$52,537
1705 UNITED TECHNOLOGIES CORPP2010-01-292016-02-19$150,878$34,853$34,853$116,025
4060 UNITED TECHNOLOGIES CORPP2009-07-072016-02-19$359,275$158,300$158,300$200,975
130 CALL - AGCO 100@47 19FEB2016P2016-02-222016-01-08$15,600$15,600$15,600
28 CALL - AMZN 100@655 19FEB2016P2016-02-222015-11-20$151,757$151,757$151,757
3600 LINKEDIN CORP CLASS AP2015-05-212016-03-04$431,754-$271,098-$271,098$702,852
26300 CRH PLC ADRP2015-01-302016-03-11$731,505$95,282$95,282$636,223
130 CALL - AGCO 100@50 18MAR2016P2016-03-182016-02-29$14,428-$11,572-$11,572$26,000
28600 GRUPO TELEVISA ADRP2014-12-242016-03-23$789,946-$189,184-$189,184$979,130
58000 UBS GROUP AG SHSP2015-01-292016-03-28$947,125-$22,078-$22,078$969,203
6350 HDFC BANK LTD ADRP2015-12-032016-03-29$371,719-$4,640-$4,640$376,359
10900 HDFC BANK LTD ADRP2014-12-242016-03-29$638,069$82,029$82,029$556,040
5600 WISDOMTREE JAPAN HEDGED EQUITYP2015-03-312016-03-31$245,111-$63,871-$63,871$308,982
6100 WISDOMTREE JAPAN HEDGED EQUITYP2015-10-142016-03-31$266,996-$42,544-$42,544$309,540
12800 WISDOMTREE JAPAN HEDGED EQUITYP2015-01-292016-03-31$560,254-$84,591-$84,591$644,845
1500000 C/P WYNDHAM WORLDWIDE CORPP2016-03-242016-04-07$1,500,000$1,500,000
1500000 C/P ITT CORPP2016-03-242016-04-15$1,500,000$1,500,000
13500 METLIFE INCP2014-10-312016-04-15$599,387-$130,167-$130,167$729,554
1500000 C/P KROGERP2016-04-052016-04-19$1,500,000$1,500,000
10100 TATA MOTORS LTD ADRP2015-05-212016-04-21$287,339-$128,757-$128,757$416,096
15000 TATA MOTORS LTD ADRP2015-03-312016-04-21$426,741-$250,223-$250,223$676,964
600 TATA MOTORS LTD ADRP2015-05-212016-04-22$17,070-$7,649-$7,649$24,719
2800 BLACKROCK INC CL AP2014-11-252016-04-26$1,020,154$18,345$18,345$1,001,809
7100 PEPSICO INCP2013-07-292016-04-28$731,288$125,752$125,752$605,536
1500000 C/P HITACHI CAP AMER CORPP2016-04-142016-04-29$1,500,000$1,500,000
1200000 C/P MARRIOTT INTL INCP2016-04-262016-05-02$1,200,000$1,200,000
1500000 C/P AIRGAS INCP2016-03-302016-05-04$1,500,000$1,500,000
2835000 C/P KINDER MORGAN INCP2016-04-292016-05-06$2,835,000$2,835,000
833 CALL - BAC 100@15 06MAY2016P2016-05-092016-05-02$5,831$5,831$5,831
19800 PFIZER INCP2015-01-292016-05-20$668,235$38,353$38,353$629,882
130 CALL - AGCO 100@55 20MAY2016P2016-05-232016-04-27$12,350$12,350$12,350
55 CALL - BUD 100@130 20MAY2016P2016-05-232016-04-12$4,675$4,675$4,675
1881000 C/P ENTERGY CORPP2016-04-292016-05-27$1,881,000$1,881,000
54 CALL - CP 100@145 17JUN2016P2016-05-312016-05-17$8,100$7,290$7,290$810
265 CALL - ORCL 100@42 15JUL2016P2016-05-312016-05-02$16,960$6,360$6,360$10,600
13000 ORACLE CORPP2015-06-242016-05-31$520,606-$17,057-$17,057$537,663
13500 ORACLE CORPP2015-12-032016-05-31$540,629$20,070$20,070$520,559
203 CALL - NBL 100@40 19AUG2016P2016-06-012016-04-27$39,584$24,359$24,359$15,225
1230000 C/P POTASH CORP SASKATCHEWANP2016-04-292016-06-02$1,230,000$1,230,000
750000 C/P WYNDHAM WORLDWIDE CORPP2016-05-312016-06-09$750,000$750,000
750000 C/P THERMO FISHER SCIENTIFIC INCP2016-03-092016-06-10$750,000$750,000
KONINKLIJKE PHILIPS ELECTRONICP2015-10-142016-06-15$22$22$22
1999000 C/P ITT INCP2016-05-242016-06-17$1,999,000$1,999,000
203 CALL - NBL 100@37.5 17JUN2016P2016-06-202016-06-13$6,090$6,090$6,090
86 CALL - SAP 100@80 17JUN2016P2016-06-202016-05-09$7,310$7,310$7,310
1473000 C/P ALBEMARLE CORPP2016-05-242016-06-21$1,473,000$1,473,000
83300 BANK OF AMERICA CORPP2014-11-112016-06-24$1,084,842-$358,930-$358,930$1,443,772
2000000 C/P HAWAIIAN ELEC INDUSTRIESP2016-06-222016-06-28$2,000,000$2,000,000
117 CALL - AXP 100@62.5 15JUL2016P2016-06-282016-06-06$44,459$43,406$43,406$1,053
1997000 C/P WYNDHAM WORLDWIDE CORPP2016-06-022016-06-30$1,997,000$1,997,000
1998000 C/P ENTERGY CORPP2016-05-312016-07-05$1,998,000$1,998,000
1998000 C/P HAWAIIAN ELEC INDUSTRIESP2016-06-282016-07-06$1,998,000$1,998,000
22300 ABBOTT LABORATORIESP2014-03-202016-07-12$880,831$13,457$13,457$867,374
2000000 C/P HAWAIIAN ELEC INDUSTRIESP2016-07-052016-07-12$2,000,000$2,000,000
4300 INTL BUSINESS MACHS CORPP2016-03-112016-07-15$666,485$55,193$55,193$611,292
55 CALL - BUD 100@135 15JUL2016P2016-07-182016-05-25$7,150$7,150$7,150
1980000 C/P HAWAIIAN ELEC INDUSTRIESP2016-07-132016-07-20$1,980,000$1,980,000
1799000 C/P CLOROX CO DELP2016-05-242016-07-25$1,799,000$1,799,000
1536000 C/P CABOT CORPP2016-07-052016-08-01$1,536,000$1,536,000
1999000 C/P ALBEMARLE CORPP2016-06-282016-08-04$1,999,000$1,999,000
1000000 C/P POTASH CORP SASKATCHEWANP2016-06-102016-08-04$1,000,000$1,000,000
1993000 C/P ENTERGY CORPP2016-07-082016-08-05$1,993,000$1,993,000
1842000 C/P ITT INCP2016-07-272016-08-15$1,842,000$1,842,000
2799000 C/P STAPLES INCP2016-07-202016-08-18$2,799,000$2,799,000
1997000 C/P SCHLUMBERGER HLDGS CORPP2016-07-052016-08-19$1,997,000$1,997,000
130 CALL - AGCO 100@55 19AUG2016P2016-08-222016-05-23$14,300$14,300$14,300
1784000 C/P ONEOK PARTNERS LPP2016-08-082016-08-26$1,784,000$1,784,000
3041000 C/P WILLIAMS PARTNER LPP2016-09-022016-09-09$3,041,000$3,041,000
1996000 C/P THERMO FISHER SCIENTIFICP2016-06-072016-09-15$1,996,000$1,996,000
54 CALL - CP 100@145 16SEP2016P2016-09-162016-05-31$14,796$4,266$4,266$10,530
13100 VISA INC-CLASS A SHARESP2015-01-272016-09-16$1,075,487$247,211$247,211$828,276
3000000 C/P ITT INCP2016-09-012016-09-19$3,000,000$3,000,000
2000000 C/P WYNDHAM WORLDWIDE CORPP2016-09-012016-09-22$2,000,000$2,000,000
1237000 C/P CLOROX COMPANYP2016-08-082016-09-23$1,237,000$1,237,000
1999000 C/P CATHOLIC HEALTH INITIATVP2016-08-082016-09-27$1,999,000$1,999,000
2420000 C/P WILLIAMS PARTNERS LPP2016-09-212016-09-28$2,420,000$2,420,000
1538000 C/P POTASH CORP SASKATCHEWANP2016-08-012016-09-30$1,538,000$1,538,000
2000000 C/P ITT INCP2016-09-162016-10-11$2,000,000$2,000,000
2433000 C/P WYNDHAM WORLDWIDE CORPP2016-10-112016-10-25$2,433,000$2,433,000
2000000 C/P ALBEMARLE CORPP2016-09-142016-11-01$2,000,000$2,000,000
5400 DIAGEO PLC SPONS ADRP2014-10-222016-11-09$559,568-$46,168-$46,168$605,736
831 KONINKLIJKE PHILIPS ELECTRONICP2016-06-152016-11-09$25,121$4,282$4,282$20,839
24100 KONINKLIJKE PHILIPS ELECTRONICP2015-10-142016-11-09$728,539$119,180$119,180$609,359
40 INTL BUSINESS MACHS CORPP2016-03-112016-11-14$6,321$635$635$5,686
2434000 C/P ITT INCP2016-10-242016-11-16$2,434,000$2,434,000
11700 AMER EXPRESS COP2014-12-052016-11-18$829,354-$252,921-$252,921$1,082,275
130 CALL - AGCO 100@55 18NOV2016P2016-11-182016-08-22$9,904$9,904$9,904
37 CALL - AGN 100@205 18NOV2016P2016-11-182016-11-14$11,100$11,100$11,100
54 CALL - CP 100@150 18NOV2016P2016-11-182016-10-27$7,020$7,020$7,020
2998000 C/P CLOROX COMPANYP2016-09-282016-11-28$2,998,000$2,998,000
2256000 C/P MARRIOTT INTL INCP2016-10-052016-11-28$2,256,000$2,256,000
2497000 C/P POTASH CORP SASKATCHEWANP2016-09-282016-11-28$2,497,000$2,497,000
500000 C/P ONEOK PARTNERS LPP2016-11-102016-12-06$500,000$500,000
2325 AGCO CORPP2015-08-192016-12-07$139,032$17,588$17,588$121,444
106 CALL - AGCO 100@60 16DEC2016P2016-12-162016-12-14$4,770$4,770$4,770
9 CALL - SAP 100@85 16DEC2016P2016-12-162016-11-15$630$630$630
7700 SAP SEP2015-01-292016-12-16$659,876$153,529$153,529$506,347
3000000 C/P ITT INCP2016-11-292016-12-19$3,000,000$3,000,000
2999000 C/P THERMO FISHER SCIENTIFIC INCP2016-10-072016-12-19$2,999,000$2,999,000
2997000 C/P NORTHWESTERN CORPP2016-11-292016-12-21$2,997,000$2,997,000
2998000 C/P WYNDHAM WORLDWIDE CORPP2016-11-172016-12-21$2,998,000$2,998,000
FieldValueIRS element (for citing)
Capital Gain Net Income-$2,791,244CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$39,965,054AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$154,246,381NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.259099DistributionYr1Rt
Adjusted Qlfy Distri Yr2$5,090,091AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$156,742,727NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.032474DistributionYr2Rt
Adjusted Qlfy Distri Yr3$12,581,962AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$145,176,214NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.086667DistributionYr3Rt
Adjusted Qlfy Distri Yr4$20,507,862AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$107,776,563NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.190281DistributionYr4Rt
Adjusted Qlfy Distri Yr5$31,546,236AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$113,718,280NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.277407DistributionYr5Rt
Total Distribution0.845928TotalDistributionRt
Average Distribution0.169186AverageDistributionRt
Net Vl Noncharitable Assets$119,616,830NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$20,237,493AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$8,115NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$20,245,608AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$12,813,126QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$16,231InvestmentIncomeExciseTaxAmt
Subtotal$16,231SubtotalAmt
Tax Based On Investment Income$16,231TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$57,074EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax$95,000AppliedToEsTaxAmt
Total Payments And Credits$152,074TotalPaymentsAndCreditsAmt
Overpayment$135,843OverpaymentAmt
Applied To ES Tax$135,843AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateCOOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website Addresswww.malonefamilyfoundation.orgWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1MARRS SEVIER & COMPANY LLCBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone3039226654PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1230 S HOLLAND STREETAddressLine1Txt
CityLakewoodCityNm
State AbbreviationCOStateAbbreviationCd
ZIP80226ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Proceeds Or Net IncomefalseProceedsOrNetIncomeInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
JOHN C MALONE
12300 LIBERTY BLVDENGLEWOODCO80112PRESIDENT, TREASURER0.8$0$0$0
TRACY LEE AMONETTE
12300 LIBERTY BLVDENGLEWOODCO80112DIRECTOR0.1$0$0$0
LESLIE A MALONE
12300 LIBERTY BLVDENGLEWOODCO80112SECRETARY0.1$0$0$0
EVAN MALONE
12300 LIBERTY BLVDENGLEWOODCO80112DIRECTOR0.1$0$0$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp

FieldValueIRS element (for citing)
PersonCATHIE WLASCHINPersonNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line112300 LIBERTY BLVDAddressLine1Txt
CityENGLEWOODCityNm
State AbbreviationCOStateAbbreviationCd
ZIP80112ZIPCd
FieldValueIRS element (for citing)
TitleEXECUTIVE DIRECTORTitleTxt
Average Hrs Per Wk Devoted To Pos30.0AverageHrsPerWkDevotedToPosRt
Compensation$103,000CompensationAmt
Employee Benefits$11,249EmployeeBenefitsAmt
Expense Account$0ExpenseAccountAmt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

FieldValueIRS element (for citing)
Description1NONEDescription1Txt
FieldValueIRS element (for citing)
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$115,672,345AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$5,766,061AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$121,438,406TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$121,438,406AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$1,821,576CashDeemedCharitableAmt
Net Vl Noncharitable Assets$119,616,830NetVlNoncharitableAssetsAmt
Minimum Investment Return$5,980,842MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$5,980,842MinimumInvestmentReturnAmt
Tax Based On Investment Income$16,231TaxBasedOnInvestmentIncomeAmt
Total Tax$16,231TotalTaxAmt
Distributable Before Adj$5,964,611DistributableBeforeAdjAmt
Distributable Before Ded$5,964,611DistributableBeforeDedAmt
Distributable As Adjusted$5,964,611DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$12,813,126ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$12,813,126QualifyingDistributionsAmt
Adjusted Qualifying Distri$12,813,126AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$5,964,611DistributableAsAdjustedAmt
Undistributed Income PY$0UndistributedIncomePYAmt
Prior Year12014PriorYear1Yr
Prior Year22013PriorYear2Yr
Prior Year32012PriorYear3Yr
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr5$26,176,414ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$15,302,644ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$5,695,479ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr1$32,548,653ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$79,723,190TotalExcessDistributionCyovAmt
Qualifying Distributions$12,813,126QualifyingDistributionsAmt
Applied To Year1$0AppliedToYear1Amt
Applied To Current Year$5,964,611AppliedToCurrentYearAmt
Remaining Distri From Corpus$6,848,515RemainingDistriFromCorpusAmt
Total Corpus$86,571,705TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5$26,176,414ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$60,395,291ExcessDistriCyovToNextYrAmt
Excess From Year4$15,302,644ExcessFromYear4Amt
Excess From Year3$5,695,479ExcessFromYear3Amt
Excess From Year1$32,548,653ExcessFromYear1Amt
Excess From Current Year$6,848,515ExcessFromCurrentYearAmt
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerJOHN C MALONEContributingManagerNm
Shareholder ManagerNONEShareholderManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtAddress Line2RecipientUSAddress/AddressLine2Txt
JOHNS HOPKINS UNIVERSITY
3400 N CHARLES STREETBALTIMOREMD21218NONEPCGENERAL GRANT$2,512,510
DENVER SCHOOL OF SCIENCE & TECHNOLOGY
3401 QUEBEC ST STE 7200DENVERCO80207NONEPCGENERAL GRANT$1,511,510
INTERVENTION ORTHOPEDICS FOUNDATION
403 SUMMIT BLVDBROOMFIELDCO80021NONEPCGENERAL GRANT$1,011,010
CSU FOUNDATION
900 OVAL DRIVEFORT COLLINSCO80523NONEPCGENERAL GRANT$730,730
DENVER SCHOOL OF SCIENCE & TECHNOLOGY
3401 QUEBEC ST STE 7200DENVERCO80207NONEPCGENERAL GRANT$50,000
COLORADO SYMPHONY ASSOCIATION
1001 14TH STREET UNIT 15DENVERCO80202NONEPCGENERAL GRANT$50,000
CRAIG HOSPITAL FOUNDATION
3425 S CLARKSON STREETDENVERCO80113NONEPCGENERAL GRANT$50,000
JOHNS HOPKINS UNIVERSITY
3400 N CHARLES STREETBALTIMOREMD21218NONEPCGENERAL GRANT$2,501,280
ARBOR SCHOOL OF CENTRAL FLORIDA
1010 SPRING VILLAS POINTWINTER SPRINGSFL32708NONEPCGENERAL GRANT$70,000
MSON
C/O MARET SCHOOLWASHINGTONDC20008NONEPCGENERAL GRANT$500,0003000 CATHEDRAL AVENUE NW
CREATIVE THERAPY CARE
8249 WILLIAMSON ROADROANOKEVA24019NONEPCGENERAL GRANT$76,225
ARBOR SCHOOL OF CENTRAL FLORIDA
1010 SPRING VILLAS POINTWINTER SPRINGSFL32708NONEPCGENERAL GRANT$24,760
BRIDGES ACADEMY
3921 LAUREL CANYON BLVDSTUDIO CITYCA91604NONEPCGENERAL GRANT$17,497
RIVERSTONE INTERNATIONAL SCHOOL
5521 WARM SPRINGS AVEBOISEID83716NONEPCGENERAL GRANT$1,000,000
CRAIG HOSPITAL FOUNDATION
3425 S CLARKSON STREETDENVERCO80113NONEPCGENERAL GRANT$50,000
JACOBS LADDER NEURODEVELOPMENTAL LEARNING
407 HARDSCRABBLE ROADROSWELLGA30075NONEPCGENERAL GRANT$450,000
VIRGINIA TECH FOUNDATION
902 PRICES FORK ROAD STE 4000BLACKSBURGVA24061NONEPCGENERAL GRANT$70,290
CRAIG HOSPITAL FOUNDATION
3425 S CLARKSON STREETDENVERCO80113NONEPCGENERAL GRANT$50,000
RIVERSTONE INTERNATIONAL SCHOOL
5521 WARM SPRINGS AVEBOISEID83716NONEPCGENERAL GRANT$99,145
CSU FOUNDATION
900 OVAL DRIVEFORT COLLINSCO80523NONEPCGENERAL GRANT$1,980,576
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$12,805,533TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp
Int On Sav And Temp Cash InvstIntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$2,098,402ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$7,755ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion-$1,866,622ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$239,535ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$239,535TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryMARRS, SEVIER & COMPANY LLCCategoryTxt
Amt$21,950Amt
Net Investment Income$16,462NetInvestmentIncomeAmt
Disbursements Charitable Prps$5,488DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (7 entries)

PropertyPropertyDescAcquiredAcquiredDtCost Or Other BasisCostOrOtherBasisAmtPrior Year DepreciationPriorYearDepreciationAmtComputation MethodComputationMethodTxtLifeLifeRt
COMPUTERS2000-02-29$5,040$5,040M5
SOFTWARE2000-02-29$11,200$11,199SL3
SOFTWARE2001-03-15$1,377$1,377SL3
WEB DESIGN2001-03-15$12,000$12,000SL3
DELL LP/MONITOR2002-06-30$2,152$2,152M5
PRINT COPY SCAN FX2005-04-30$393$393M5
DELL COMPUTER2008-10-01$1,853$1,853M55

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (9 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
CABLEVISION SYS 7.755$1,258,289$1,318,750
ANHEUSER-BUSCH INBEV WRLWD$1,299,237$1,299,740
BECTON DICKINSON & CO$1,547,940$1,548,404
DOMINION RESOURCES$495,970$496,891
ENTERGY CORP$804,155$804,920
ITT INC$3,123,313$3,124,156
ONEOK PARTNERS LP$2,997,085$2,998,280
POTASH CORP SASKATCHEWAN$635,547$635,733
TYCO ELECTRONICS GRP SA$3,125,871$3,126,656

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (79 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
LBRDA$1,475,161$3,678,070
LBRDK$3,120,853$4,611,450
LSXMA$3,657,707$7,009,044
LBRD RIGHTS$127,100$127,100
LMCA$965,643$1,591,326
BATRA$302,504$416,029
BATRK$149,207$196,490
LIONSGATE - A$5,228,944$4,122,425
LIONSGATE - B$5,054,131$3,760,755
ABBOTT LABS
AGCO CORP$557,597$617,656
AMAZON$833,633$2,099,636
ALLERGAN PLC$1,766,823$1,806,086
ALLERGAN PLC$983,899$777,037
ALIBABA GROUP HLDG$314,107$295,481
ALPHABET INC$769,897$1,347,165
AMERICAN EXPRESS
ANHEUSER BUSCH$1,005,482$956,341
APPLE$746,591$1,158,200
BANCO BILBAO
BANK OF AMERICA
BLACKROCK$2,710,429$3,424,860
BLACKROCK
CBS$1,826,640$1,969,675
CDN PAC RLWAY$1,193,555$889,457
CHEVRON$3,944,820$3,787,586
CHR PLC
CITIGROUP$1,767,809$1,751,996
COGNIZANT TECH$626,876$625,575
DIAGEO PLC
EATON
EXELON$1,768,001$1,732,444
FIFTH THIRD BANCORP$2,437,473$3,487,221
GROUPO TELEVISA
HANESBRANDS$2,209,287$1,735,048
HDFC BANK
HEWLETT PACKARD
HONEYWELL$2,558,381$3,361,735
IBM$1,606,763$1,682,309
IBM$935,457$969,382
INVESCO$1,609,980$1,592,698
JP MORGAN$3,878,574$6,454,492
KONINKLUKE PHILIPS
LINKEDIN
LOWE'S$1,460,586$1,501,343
LYONDELLBASELL IND$3,375,656$3,418,333
MACYS
MEDTRONIC$2,947,982$2,722,054
METLIFE
NATIONAL OILWELL VARCO$659,984$471,744
NOBLE$1,608,433$1,711,558
NOBLE$1,385,301$1,042,273
NOVO NORDISK A/S$638,709$557,085
OCCIDENTAL$3,598,807$3,364,549
ORACLE$2,075,379$2,538,469
ORACLE
PEPSICO$2,594,103$2,792,575
PEPSICO
PFIZER$1,452,540$1,624,000
PFIZER
PRUDENTIAL$2,521,416$3,455,416
RAYTHEON$974,524$1,249,600
SAP SE
SAP SE$62,471$82,109
SCHLUMBERGER$945,693$965,425
SUMITOMO MITSUI
T-MOBILE$3,064,662$4,314,113
TATA MOTORS LTD
THERMO FISHER$742,432$1,128,800
UBS GROUP
UNION PACIFIC$1,396,340$3,807,648
UNITED TECH
VISA INC
VODAPHONE$850,872$626,996
WALGREENS$3,202,372$3,234,261
WELLS FARGO$1,750,687$3,100,213
WELLS FARGO$944,540$987,847
WISDOMTREE JAPAN
XL GROUP

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (2 entries)

Category Or ItemCategoryOrItemTxtBook ValueBookValueAmtEOYFMVEOYFMVAmt
KLEINER PERKINS CAUFIELD$274,898$110,537
KKR & CO. LP - PTP

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (7 entries)

Category Or ItemCategoryOrItemTxtCost Or Other BasisCostOrOtherBasisAmtAccumulated DepreciationAccumulatedDepreciationAmtBook ValueBookValueAmt
COMPUTERS$5,040$5,040
SOFTWARE$11,200$11,199$1
SOFTWARE$1,377$1,377
WEB DESIGN$12,000$12,000
DELL LP/MONITOR$2,152$2,152
PRINT COPY SCAN FX$393$393
DELL COMPUTER$1,853$1,853

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

FieldValueIRS element (for citing)
CategoryLEGAL FEESCategoryTxt
Legal Fees$8,419LegalFeesAmt
Net Investment Income$6,314NetInvestmentIncomeAmt
Disbursements Charitable Prps$2,105DisbursementsCharitablePrpsAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescROUNDINGDesc
Amt$3Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
DUES & SUBSCRIPTIONS$760$760
INSURANCE - LIABILITY$2,200$2,200
INTERNET$1,371$1,371
ACCOUNT MANAGEMENT FEES$1,062,903$1,062,903
OVERHEAD$122,439$122,439
OFFICE SUPPLIES$431$431
TELEPHONE$1,872$1,872
POSTAGE$318$318
PASS THRU DEDUCTIONS$48,301$48,301

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

FieldValueIRS element (for citing)
DescKKR & CO LP-PASS THRUDesc
Revenue And Expenses Per Books$7,755RevenueAndExpensesPerBooksAmt
Net Investment Income$7,755NetInvestmentIncomeAmt

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

FieldValueIRS element (for citing)
DescOPTIONSDesc
BOY Book Value$151,757BOYBookValueAmt
EOY Book Value$43,487EOYBookValueAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
CategoryFOREIGN TAXES PAIDCategoryTxt
Amt$24,314Amt
Net Investment Income$24,314NetInvestmentIncomeAmt

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