NEWCASTLE FOUNDATION TR: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- NEWCASTLE FOUNDATION TR (EIN 52-2283813)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-05-11
- IRS object ID
- 201701319349103060
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-05-11T21:00:14-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 CLARENDON STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02216 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 522283813 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NEWCASTLE FOUNDATION TR CO BROWN BROTHERS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NEWC | BusinessNameControlTxt |
| Phone | 2124938000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 140 BROADWAY 4TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100051101 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARK TACCETTA | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2124938000 | PhoneNum |
| Signature | 2017-05-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MATTHEW J GARAND | PreparerPersonNm |
| PTIN | P01445960 | PTIN |
| Phone | 5089266707 | PhoneNum |
| Preparation | 2017-05-11 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 71.192.159.55 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 70A45D164B38AA5A3A96C6267888B3CE9788C3D4 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 70A45D164B38AA5A3A96C6267888B3CE9788C3D4 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,987,399 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Dividends Rev And Expnss | $72,518 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $72,518 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $191,410 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,155,567 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $191,410 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $263,928 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $263,928 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $28,931 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $28,931 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $15,814 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $15,814 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $10,088 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,704 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $35 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $35 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $55,368 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $18,553 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $29,431 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $107,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $107,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $162,868 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $18,553 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $136,931 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $101,060 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $245,375 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $294,721 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $425,593 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $425,593 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $3,352,240 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,927,996 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,841,781 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $326,303 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $726,303 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $720,025 | CorporateBondsEOYFMVAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,973,264 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,079,892 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,987,399 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $3,973,264 | CapitalStockBOYAmt |
| Capital Stock EOY | $4,079,892 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,973,264 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,079,892 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,973,264 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,079,892 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,973,264 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $101,060 | ExcessRevenueOverExpensesAmt |
| Other Increases | $5,568 | OtherIncreasesAmt |
| Subtotal | $4,079,892 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $4,079,892 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (49 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 27467.36 AIT GLOBAL EMERGING MARKETS OPPORTUNITY | 2013-05-22 | 2016-03-09 | $228,803 | $274,674 | -$45,871 | -$45,871 | |
| 27959.835 AIT GLOBAL EMERGING MARKETS OPPORTUNITY | 2013-05-22 | 2016-03-11 | $232,492 | $269,416 | -$36,924 | -$36,924 | |
| 5952.381 AIT GLOBAL EMERGING MARKETS OPPORTUNITY | 2015-09-22 | 2016-03-11 | $49,495 | $50,000 | -$505 | -$505 | |
| 386. BAXALTA INC COM STK | 2010-04-22 | 2016-02-04 | $15,166 | $9,146 | $6,020 | $6,020 | |
| 564. BAXALTA INC COM STK | 2010-04-22 | 2016-02-17 | $22,395 | $12,890 | $9,505 | $9,505 | |
| 54. BAXALTA INC COM STK | 2011-02-07 | 2016-03-02 | $2,145 | $1,217 | $928 | $928 | |
| 24. BAXALTA INC COM STK | 2011-02-07 | 2016-03-07 | $953 | $541 | $412 | $412 | |
| 22. BAXALTA INC COM STK | 2011-02-07 | 2016-03-10 | $875 | $496 | $379 | $379 | |
| 200. BAXALTA INC COM STK | 2010-04-27 | 2016-04-06 | $8,165 | $4,449 | $3,716 | $3,716 | |
| 325. BAXALTA INC COM STK | 2010-04-27 | 2016-05-02 | $13,669 | $7,098 | $6,571 | $6,571 | |
| 216. BAXALTA INC COM STK | 2010-04-27 | 2016-05-25 | $9,816 | $4,717 | $5,099 | $5,099 | |
| 65. CALIFORNIA RESOURCES CORP COM STK | 2005-01-12 | 2016-03-29 | $63 | $31 | $32 | $32 | |
| .533 CALIFORNIA RESOURCES CORP COM STK | 2005-01-12 | 2016-04-11 | $1 | $1 | $1 | ||
| 65. CHUBB CORP | 2007-07-30 | 2016-01-13 | $8,409 | $3,306 | $5,103 | $5,103 | |
| 85. CHUBB CORP | 2007-07-30 | 2016-01-14 | $11,037 | $4,324 | $6,713 | $6,713 | |
| 984. COMCAST CORP CL A | 2007-07-30 | 2016-07-06 | $64,008 | $24,022 | $39,986 | $39,986 | |
| 491. COMCAST CORP CL A | 2007-07-30 | 2016-07-07 | $32,049 | $11,986 | $20,063 | $20,063 | |
| 152. EOG RESOURCES INC | 2009-10-20 | 2016-11-09 | $14,221 | $6,990 | $7,231 | $7,231 | |
| 135. EOG RESOURCES INC | 2009-10-20 | 2016-11-10 | $12,571 | $6,208 | $6,363 | $6,363 | |
| 713. EOG RESOURCES INC | 2009-10-20 | 2016-11-15 | $66,932 | $32,345 | $34,587 | $34,587 | |
| 738. EBAY INC | 2009-01-26 | 2016-08-01 | $23,041 | $3,598 | $19,443 | $19,443 | |
| 125. MICROSOFT CORP | 2013-01-28 | 2016-12-22 | $7,943 | $3,507 | $4,436 | $4,436 | |
| 300. NESTLE S A SPONS ADR | 2005-01-12 | 2016-07-15 | $23,747 | $7,981 | $15,766 | $15,766 | |
| 300. NESTLE S A SPONS ADR | 2004-12-28 | 2016-09-02 | $24,095 | $7,891 | $16,204 | $16,204 | |
| 232. OCCIDENTAL PETROLEUM CORP | 2005-01-12 | 2016-11-09 | $15,490 | $6,304 | $9,186 | $9,186 | |
| 277. OCCIDENTAL PETROLEUM CORP | 2005-01-12 | 2016-11-10 | $18,333 | $7,527 | $10,806 | $10,806 | |
| 191. OCCIDENTAL PETROLEUM CORP | 2005-01-12 | 2016-11-14 | $12,560 | $5,190 | $7,370 | $7,370 | |
| 200. PROGRESSIVE CORP OHIO | 2008-04-23 | 2016-07-28 | $6,529 | $3,594 | $2,935 | $2,935 | |
| 143. PROGRESSIVE CORP OHIO | 2008-04-23 | 2016-07-29 | $4,657 | $2,570 | $2,087 | $2,087 | |
| 131. PROGRESSIVE CORP OHIO | 2008-04-23 | 2016-08-01 | $4,257 | $2,354 | $1,903 | $1,903 | |
| 176. PROGRESSIVE CORP OHIO | 2008-04-23 | 2016-08-02 | $5,717 | $3,163 | $2,554 | $2,554 | |
| 350. PROGRESSIVE CORP OHIO | 2008-04-23 | 2016-09-02 | $11,308 | $6,290 | $5,018 | $5,018 | |
| 110. PROGRESSIVE CORP OHIO | 2008-04-23 | 2016-12-22 | $3,919 | $1,977 | $1,942 | $1,942 | |
| 110. PROGRESSIVE CORP OHIO | 2008-04-23 | 2016-12-23 | $3,910 | $1,977 | $1,933 | $1,933 | |
| 149. QUALCOMM INC | 2013-04-29 | 2016-09-30 | $10,215 | $9,217 | $998 | $998 | |
| 186. SCHLUMBERGER LTD | 2013-04-02 | 2016-11-09 | $14,830 | $13,902 | $928 | $928 | |
| 338. SCHLUMBERGER LTD | 2013-04-02 | 2016-11-10 | $27,034 | $25,219 | $1,815 | $1,815 | |
| 24. SCHLUMBERGER LTD | 2013-04-02 | 2016-11-11 | $1,895 | $1,794 | $101 | $101 | |
| 252. SCHLUMBERGER LTD | 2013-04-03 | 2016-11-14 | $19,844 | $18,244 | $1,600 | $1,600 | |
| 526. SOUTHWSTN ENERGY CO | 2010-07-28 | 2016-03-01 | $2,958 | $19,651 | -$16,693 | -$16,693 | |
| 1474. SOUTHWSTN ENERGY CO | 2010-08-10 | 2016-03-02 | $8,492 | $51,857 | -$43,365 | -$43,365 | |
| 500. U S BANCORP | 2010-08-20 | 2016-09-02 | $21,990 | $10,865 | $11,125 | $11,125 | |
| 105. U S BANCORP | 2010-01-25 | 2016-12-08 | $5,448 | $2,623 | $2,825 | $2,825 | |
| 175. U S BANCORP | 2010-01-25 | 2016-12-09 | $9,076 | $4,371 | $4,705 | $4,705 | |
| 56. WASTE MANAGEMENT INC | 2005-01-12 | 2016-07-28 | $3,715 | $1,617 | $2,098 | $2,098 | |
| 44. WASTE MANAGEMENT INC | 2005-01-12 | 2016-07-29 | $2,909 | $1,270 | $1,639 | $1,639 | |
| 300. WELLS FARGO & CO | 2011-05-31 | 2016-09-02 | $15,087 | $8,500 | $6,587 | $6,587 | |
| 250. ZOETIS INC COM STK | 2014-04-10 | 2016-09-02 | $12,775 | $7,248 | $5,527 | $5,527 | |
| CAPITAL GAIN DIVIDENDS | $40,528 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $191,410 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $284,005 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,932,319 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.05758 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $298,145 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,101,971 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.058437 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $278,574 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $4,875,922 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.057133 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $248,015 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $4,315,144 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.057475 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $185,230 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,069,631 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.045515 | DistributionYr5Rt |
| Total Distribution | 0.27614 | TotalDistributionRt |
| Average Distribution | 0.055228 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,772,403 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $263,570 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,454 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $266,024 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $136,931 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,908 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,908 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,908 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,900 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $0 | AppliedToEsTaxAmt |
| Total Payments And Credits | $4,900 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $8 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BROWN BROTHERS HARRIMAN TR CO NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2124938000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 140 BROADWAY 5TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| TIMOTHY J BARBERICH | ||||||
| 88 BEACON STREET UNIT 3 | BOSTON | MA | 02108 | TRUSTEE | 1 | $0 |
| EILEEN P GEBRIAN | ||||||
| 88 BEACON STREET UNIT 3 | BOSTON | MA | 02108 | TRUSTEE | 1 | $0 |
| BROWN BROTHERS HARRIMAN | ||||||
| 140 BROADWAY | NEW YORK | NY | 10005 | TRUSTEE | 1 | $28,931 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,139,713 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $705,366 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,845,079 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,845,079 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $72,676 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,772,403 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $238,620 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $238,620 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,908 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,908 | TotalTaxAmt |
| Distributable Before Adj | $233,712 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $233,712 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $233,712 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $136,931 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $136,931 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $136,931 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $233,712 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $37,649 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $41,748 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $47,822 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $47,157 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $174,376 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $136,931 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $136,931 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $96,781 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $96,781 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $77,595 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $77,595 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $30,438 | ExcessFromYear2Amt |
| Excess From Year1 | $47,157 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| PAN MASS CHALLENGE | ||||||||
| JD GRIFFIN-D FARBER CANCER INST | BOSTON | MA | 02115 | NONE | PC | GENERAL SUPPORT | $7,500 | |
| SWEET BRIAR COLLEGE | ||||||||
| OFFICE OF DEVELOPMENT | SWEET BRIAR | VA | 24595 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| KRIPALU CENTER FOR YOGA & HEALTH | ||||||||
| PO BOX 793 | LENOX | MA | 021400793 | NONE | PC | GENERAL SUPPORT | $1,000 | OFFICE OF DEVELOPMENT |
| KING'S COLLEGE | ||||||||
| OFFICE OF ALUMNI RELATIONS | WILKESBARRE | PA | 18711 | NONE | PC | GENERAL SUPPORT | $15,000 | |
| ACTOR'S SHAKESPEARE PROJECT | ||||||||
| 191 HIGHLAND AVENUE | SOMERVILLE | MA | 02143 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| THE TRUSTEES OF RESERVATIONS | ||||||||
| ADVANCEMENT OFFICE | BEVERLY | MA | 01915 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| A SAFE PLACE (NANTUCKET) | ||||||||
| 24 AMELIA DRIVE | NANTUCKET | MA | 02554 | NONE | CHARITABLE | GENERAL SUPPORT | $1,000 | |
| CITY YEAR BOSTON | ||||||||
| 287 COLUMBUS AVENUE | BOSTON | MA | 02116 | NONE | PC | GENERAL SUPPORT | $3,000 | ATTN JANA RAYFIELD |
| MASSACHUSETTS GENERAL HOSPITAL | ||||||||
| 55 FRUIT ST | BOSTON | MA | 02114 | NONE | PC | GENERAL SUPPORT | $22,000 | |
| NANTUCKET COTTAGE HOSPITAL | ||||||||
| 57 PROSPECT STREET | NANTUCKET | MA | 02554 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| PERUGIA PRESS | ||||||||
| PO BOX 60364 | FLORENCE | MA | 01062 | NONE | PC | GENERAL SUPPORT | $1,500 | |
| COMPASSIONATE CARE ALS INC | ||||||||
| PO BOX 1052 | WEST FALMOUTH | MA | 02574 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| FAME | ||||||||
| 4553 CRIMSONWOOD DR | REDDING | CA | 96001 | NONE | PC | GENERAL SUPPORT | $2,000 | |
| COMMUNITY FOUNDATION OF NANTUCKET | ||||||||
| PO BOX 2631 | NANTUCKET | MA | 02584 | NONE | PC | GENERAL SUPPORT | $1,000 | HOLIDAYS FOR HEROES |
| PARTNERS HEALTHCARE SYSTEM INC | ||||||||
| 100 CAMBRIDGE ST SUITE 1310 | BOSTON | MA | 02114 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| DANA FARBER CANCER INSTITUTE | ||||||||
| PO BOX 849168 | BOSTON | MA | 02284 | NONE | PC | GENERAL SUPPORT | $2,500 | |
| CATHOLIC SCHOOLS FOUNDATION | ||||||||
| 260 FRANKLIN STREET SUITE 630 | BOSTON | MA | 02110 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| CENTRAL LINCOLN COUNTY YMCA | ||||||||
| 525 MAIN STREET | DAMARISCOTTA | ME | 04543 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $107,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $72,518 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $191,410 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $263,928 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $263,928 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $500 | Amt |
| Disbursements Charitable Prps | $500 | DisbursementsCharitablePrpsAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (3 entries)
| Short ExplanationShortExplanationTxt |
|---|
| TIMOTHY J BARBERICH |
| NONE |
| EILEEN P GEBRIAN |
| NONE |
| BROWN BROTHERS HARRIMAN |
| TRUSTEE FEES |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | BBH LIMITED DURATION FUND CL I | BondNm |
| EOY Book Value | $726,303 | EOYBookValueAmt |
| EOYFMV | $720,025 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (41 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AIT GLOBAL EMERG MKTS OPP FD I | ||
| BBH INTL EQUITY FUND CL N | $578,750 | $539,700 |
| LONGLEAF PARTNERS SMALL CAP FD | $163,025 | $229,031 |
| PRAXAIR INC | $52,426 | $58,595 |
| CELANESE CORP SERIES A | $48,172 | $87,638 |
| QUALCOMM INC | $92,566 | $101,125 |
| ORACLE CORP | $124,912 | $122,656 |
| MICROSOFT CORP | $27,615 | $68,354 |
| PERRIGO CO PLC | $59,700 | $47,108 |
| EBAY INC | ||
| SCHLUMBERGER LTD | ||
| SOUTHWSTN ENERGY CO | ||
| BERKSHIRE HATHAWAY INC-CL B | $65,844 | $171,129 |
| CHUBB CORP | ||
| PROGRESSIVE CORP OHIO | $37,379 | $73,840 |
| U S BANCORP | $75,769 | $165,411 |
| WELLS FARGO & CO | $78,287 | $137,775 |
| FLEETCOR TECH INC | $24,731 | $28,446 |
| DENTSPLY SIRONA INC | $14,994 | $33,599 |
| NOVARTIS AG - ADR | $69,313 | $101,976 |
| HENRY SCHEIN INC COM STK | $12,745 | $30,342 |
| ZOETIS INC COM STK | $61,709 | $109,737 |
| WASTE MANAGEMENT INC | $15,186 | $37,299 |
| BED BATH & BEYOND INC | $68,345 | $48,727 |
| COMCAST CORP CL A | $42,111 | $119,111 |
| LIBERTY INTERACTIVE A | $34,693 | $51,249 |
| LIBERTY GLOBAL PLC-SERIES C | $47,439 | $45,293 |
| DIAGEO PLC- SPONSORED ADR | $39,664 | $72,758 |
| NESTLE S A SPONS ADR | $36,886 | $100,436 |
| UNILEVER N V-NY SHARES | $40,076 | $43,113 |
| WAL-MART STORES INC | $21,754 | $34,975 |
| NIELSEN HLDGS PLC | $19,373 | $18,878 |
| EOG RESOURCES INC | ||
| ENTERPRISE PRODS LP UNIT | $75,618 | $94,640 |
| OCCIDENTAL PETROLEUM CORP | ||
| AKRE FOCUS FUND-SUPRA INST | $446,000 | $491,128 |
| DISCOVERY COMMUNICATIONS | $68,107 | $68,289 |
| BAXALTA INC | ||
| ALPHABET INC CL C | $45,560 | $98,793 |
| PAYPAL HOLDINGS | $38,247 | $69,586 |
| ALPS SERIES - CLARKSTON PRTNRS | $301,000 | $341,044 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER NON-ALLOCABLE EXPENSE - | Desc |
| Revenue And Expenses Per Books | $35 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $35 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| 2016 PASSIVE LOSS ENTERPRISE PRODUCTS | $5,565 |
| ROUNDING | $3 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| INVESTMENT MGMT FEES-SUBJECT T | $15,748 | $15,748 |
| OTHER NONALLOCABLE EXPENSES - | $66 | $66 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAX PAYMENT - PRIOR YE | $2,484 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $4,900 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $2,704 | $2,704 | $0 |
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