RICHARD AND HINDA ROSENTHAL FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- RICHARD AND HINDA ROSENTHAL FOUNDATION (EIN 13-6104817)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-10-26
- IRS object ID
- 201712999349100501
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Contractor Compensation Expln
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-10-26T09:25:58-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136104817 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ROSENTHAL FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ASSETS ADMIN & MANAGEMENT IN | InCareOfNm |
| Business Name Control | ROSE | BusinessNameControlTxt |
| Phone | 2033259900 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET SUITE 208B Suit | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMIE R WOLF | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 2033259900 | PhoneNum |
| Signature | 2017-10-31 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH RUPPE CPA | PreparerPersonNm |
| PTIN | P00135441 | PTIN |
| Phone | 2127519100 | PhoneNum |
| Preparation | 2017-10-31 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,085,412 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $271,741 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $271,741 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $545,930 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $545,930 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $545,930 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $113,131 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | -$115,380 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$115,380 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $702,291 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $702,291 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $113,131 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $80,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $3,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $77,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $60,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $20,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $40,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $261,557 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $181,557 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $80,000 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $16,268 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,268 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $37,383 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $37,383 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $4,851 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $4,851 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $460,059 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $215,676 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $234,383 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,544,638 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,544,638 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,004,697 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $215,676 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,779,021 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,302,406 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $486,615 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $113,131 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $430,870 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $220,152 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $220,152 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $4,115 | AcctRcvblBOYAmt |
| US Government Obligations BOY | $675,011 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $557,381 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $539,748 | USGovtObligationsEOYFMVAmt |
| Corporate Bonds BOY | $1,245,014 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,387,990 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,348,868 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $16,371,177 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,151,278 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,976,644 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $18,726,187 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,316,801 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,085,412 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $212,750 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $105,000 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $212,750 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $105,000 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $765,328 | CapitalStockBOYAmt |
| Capital Stock EOY | $765,328 | CapitalStockEOYAmt |
| Retained Earning BOY | $17,748,109 | RetainedEarningBOYAmt |
| Retained Earning EOY | $15,446,473 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,513,437 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $16,211,801 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,726,187 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,316,801 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,513,437 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,302,406 | ExcessRevenueOverExpensesAmt |
| Other Increases | $770 | OtherIncreasesAmt |
| Subtotal | $16,211,801 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $16,211,801 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $545,930 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $113,131 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,491,808 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $23,622,829 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.147815 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,954,571 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $26,079,607 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.11329 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,330,637 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $25,911,603 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.089946 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,494,123 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $24,769,771 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.100692 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,991,258 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $23,533,484 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.084614 | DistributionYr5Rt |
| Total Distribution | 0.536357 | TotalDistributionRt |
| Average Distribution | 0.107271 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $20,112,490 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,157,487 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,866 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,162,353 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,061,418 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $4,866 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $4,866 | SubtotalAmt |
| Tax Based On Investment Income | $4,866 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,550 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $12,550 | TotalPaymentsAndCreditsAmt |
| Overpayment | $7,684 | OverpaymentAmt |
| Applied To ES Tax | $7,684 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | None | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ASSETS ADMIN & MANAGEMENT INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2033259900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET SUITE 208B | AddressLine1Txt |
| City | Stamford | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt | Address Line2USAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|
| NANCY STEPHENS | |||||||||
| 255 N SALTAIR AVENUE | Los Angeles | CA | 90049 | PRESIDENT & TRUSTEE | 20.0 | $10,000 | $0 | $0 | |
| JAMIE R WOLF | |||||||||
| 812 N FOOTHILL ROAD | BEVERLEY HILLS | CA | 90210 | SECRETARY & TRUSTEE | 20.0 | $10,000 | $0 | $0 | |
| RICK ROSENTHAL | |||||||||
| 255 N SALTAIR AVENUE | LOS ANGELES | CA | 90049 | TREASURER & TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| NOAH ROSENTHAL | |||||||||
| 2015 NICHOLS CANYON ROAD | LOS ANGELES | CA | 90046 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| DAVID M WOLF | |||||||||
| 812 N FOOTHILL ROAD | BEVERLY HILLS | CA | 90210 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| KATE WOLF | |||||||||
| 5031 MERIDIAN STREET | LOS ANGELES | CA | 90042 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| JANE STEPHENS ROSENTHAL | |||||||||
| 1874 Morton Avenue | Los Angeles | CA | 90026 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | |
| MICHAEL STEPHENS ROSENTHAL | |||||||||
| 210 West 16th Street | New York | NY | 10011 | TRUSTEE | 5.0 | $10,000 | $0 | $0 | Apt 6C |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Assets Administration & Management Inc | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 Summer Street Suite 208B | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Management Services | ServiceTypeTxt |
| Compensation | $180,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NEWTOWN - DOCUMENTARY EDUCATIONAL FILM ABOUT THE AFTERMATH OF THE NEWTOWN, CT TRAGEDY. | Description1Txt |
| Expenses1 | $103,080 | Expenses1Amt |
| Description2 | BOXSPRING ENTERTAINMENT - TWO EDUCATIONAL FILM SERIES, ONE ENTITLED INSIGHT, ABOUT AMARYLLIS FOX'S LIFE WORK IN GLOBAL PEACE EFFORTS, AND THE OTHER ABOUT GLOBAL WOMEN'S ISSUES. | Description2Txt |
| Expenses2 | $70,000 | Expenses2Amt |
| All Other Program Rltd Invst Tot | $109,317 | AllOtherProgramRltdInvstTotAmt |
| Total | $282,397 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,778,753 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $346,124 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $14,293,895 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,418,772 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $20,418,772 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $306,282 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $20,112,490 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,005,625 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,005,625 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,866 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,866 | TotalTaxAmt |
| Distributable Before Adj | $1,000,759 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,000,759 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,000,759 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,779,021 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $282,397 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,061,418 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $4,866 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,056,552 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,000,759 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $831,276 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,262,032 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,044,007 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,670,277 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,325,447 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $7,133,039 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,061,418 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $1,000,759 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,060,659 | RemainingDistriFromCorpusAmt |
| Total Corpus | $9,193,698 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $831,276 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $8,362,422 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,262,032 | ExcessFromYear4Amt |
| Excess From Year3 | $1,044,007 | ExcessFromYear3Amt |
| Excess From Year2 | $1,670,277 | ExcessFromYear2Amt |
| Excess From Year1 | $2,325,447 | ExcessFromYear1Amt |
| Excess From Current Year | $2,060,659 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Nancy Stephens | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 Summer Street Suite 208B | AddressLine1Txt |
| City | Stamford | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2033259900 | RecipientPhoneNum |
| Form And Info And Materials | NO SPECIFIC FORM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NO SPECIFIC DEADLINE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NO SPECIFIC RESTRICTIONS | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | See Attached Statement | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2777 SUMMER STREET | AddressLine1Txt |
| City | STAMFORD | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06905 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | Public charity | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | Unrestricted grant | GrantOrContributionPurposeTxt |
| Amt | $2,544,638 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,544,638 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $271,741 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $545,930 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$115,380 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $702,291 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $702,291 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| TAX PREPARATION/PLANNING FEES | $20,000 | $20,000 |
| ACCOUNTING/RECORD KEEPING | $40,000 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SCHEDULE ATTACHED | Desc |
| Amt | $109,317 | Amt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Person | Assets Administration Management | ContractorPersonNm |
| Explanation | FOUNDATION HAS NO EMPLOYEES. | ExplanationTxt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| U.S. GOVERNMENT AGENCY BONDS | $307,276 | $308,859 |
| CORPORATE BONDS | $1,080,714 | $1,040,009 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $557,381 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $539,748 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (24 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CERBERUS ASIA PARTNERS, LTD | AT COST | $322,585 | |
| CERBERUS INTL LTD | AT COST | $55,187 | |
| COLCHESTER GLOBAL BOND FUND | AT COST | $1,400,000 | $1,787,523 |
| CONTRARIAN OFFSHORE FUND | AT COST | $250,000 | $749,430 |
| DAVIDSON KEMPNER PARTNERS | AT COST | $250,000 | $626,485 |
| FIR TREE INTERNATAL VALUE FUND | AT COST | $300,000 | $678,713 |
| ABERDEEN PRIVATE EQUITY III | AT COST | $392,000 | $282,312 |
| FLAG VENTURE CAPITAL VI | AT COST | $570,000 | $485,920 |
| GREENLIGHT MASTERS OFFSHORE | AT COST | $2,900,000 | $4,212,926 |
| ISHARES MCSI ACWI | AT COST | $1,518,897 | $3,625,819 |
| JUBILEE FUND | AT COST | ||
| LEXINGTON PARTNERS VII | AT COST | $129,229 | $69,115 |
| NEXT GENERATION PARTNERS V | AT COST | $500,000 | $580,786 |
| OZ OVERSEAS FUND | AT COST | $4,429 | $5,728 |
| PERRY PARTNERS INTERNATIONAL | AT COST | $19,892 | $4,460 |
| SIRIOS OVERSEAS FUND | AT COST | ||
| TECHNLGY CROSSOVR VENTURES III | AT COST | $90,471 | |
| TECHNLGY CROSSOVER VENTURES V | AT COST | $479,178 | $207,261 |
| TECHNLGY CROSSOVER VENTURES VI | AT COST | $309,712 | $76,424 |
| TIFF PARTNERS II | AT COST | $180,486 | |
| VIKING GLOBAL EQUITIES III | AT COST | $300,000 | $1,037,315 |
| WELLINGTON TRUST CO | AT COST | $3,650,719 | $2,945,289 |
| WLR RECOVERY FUND | AT COST | $83,849 | $46,120 |
| PROGRAM RELATED INVESTMENTS | AT COST | $499,831 | $499,831 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FILING FEES | $750 | $750 |
| MISCELLANEOUS | $4,044 | $4,044 |
| NET NON DEDUCTIBLE EXPENSES | $57 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (16 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| THROUGH CENSORED VOICES, LLC | $1,254 | $1,254 |
| THROUGH THE COLCHESTER GLOBAL BOND FUND | -$113,364 | -$113,364 |
| THROUGH FLAG VENTURE PARTNERS VI, L.P. | -$2,185 | -$2,185 |
| THROUGH NEXT GENERATION PARTNERS V, L.P. | -$2,091 | -$2,091 |
| THROUGH WELLINGTON TRUST COMPANY, NA | -$17,357 | -$17,357 |
| THROUGH 64TH STREET MEDIA, LLC | -$2,310 | -$2,310 |
| THROUGH E-TEAM THE MOVIE, LLC | $586 | $586 |
| THROUGH SKY MOO FILMS | ||
| THROUGH FLAG PRIVATE EQUITY III, L.P. | -$3,872 | -$3,872 |
| THROUGH TCV III, L.P. | -$39 | -$39 |
| THROUGH EAGLE HUNTRESS, LLC | $26,923 | $26,923 |
| THROUGH ALIVE INSIDE, LLC | $14 | $14 |
| THROUGH TCV V, L.P. | $269 | $269 |
| THROUGH TCV VI, L.P. | ||
| THROUGH WLR RECOVERY FUND V DSS AIV, L.P | $25 | $25 |
| THROUGH THE TECH MOVIE, LLC | -$3,233 | -$3,233 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX PARTNERSHIP DIFFERENCE | Desc |
| Amt | $770 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PORTFOLIO MANAGEMENT/ADMIN | $105,380 | $105,380 |
| GRANT & ADMINISTRATION EXPENSE | $80,000 | |
| CAMBRIDGE ASSOCIATES FEES | $41,177 | $41,177 |
| IMPACT PARTNERS CONSULTING FEE | $35,000 | $35,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN WITHHOLDING TAXES | $6,268 | $6,268 |
| FEDERAL EXCISE TAXES | $10,000 |
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