HAROLD ALFOND FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- HAROLD ALFOND FOUNDATION (EIN 22-3281672)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-15
- IRS object ID
- 201733199349102478
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Gain Loss Sale Other Assets Sch
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-15T13:16:57-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010448006 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 445 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120445 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 223281672 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HAROLD ALFOND FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O DEXTER ENTERPRISES INC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HARO | BusinessNameControlTxt |
| Phone | 2078287999 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | TWO MONUMENT SQUARE | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04101 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GREGORY W POWELL | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2078287999 | PhoneNum |
| Signature | 2017-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL P DOIRON | PreparerPersonNm |
| PTIN | P01206204 | PTIN |
| Phone | 2077721981 | PhoneNum |
| Preparation | 2017-11-14 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 69.49.137.50 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-14 | IPDt |
| IP Tm | 13:26:51 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 758B9DB4F32798B7EFD74FD81EF20BFB326A8536 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 7AD7A13564B9160ADB576FA325E80DA912E07232 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $774,225,055 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $2,344,499 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,344,353 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $5,757,662 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $5,690,684 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $31,504,939 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $56,454,345 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $23,891,481 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $393,802 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $113,933 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $40,000,902 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $32,040,451 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $68,710 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $68,710 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $27,675 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $11,070 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $16,605 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,364,251 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $632,912 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $731,339 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $303,923 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $929,576 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $329,907 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $31,830 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $12,732 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $19,098 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $5,255,418 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,865,428 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $37,830 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $7,981,383 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $4,852,049 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $873,582 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $36,789,581 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $36,789,581 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $44,770,964 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $4,852,049 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $37,663,163 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,770,062 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $27,188,402 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $485,402 | CashBOYAmt |
| Cash EOY | $672 | CashEOYAmt |
| Cash EOYFMV | $672 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,166,992 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $12,249,919 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $12,249,919 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $408,515,636 | CorporateStockBOYAmt |
| Corporate Stock EOY | $367,886,683 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $516,858,021 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $46,219,436 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $43,911,685 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $43,949,089 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $145,319,258 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $156,794,406 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $201,162,354 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $5,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $5,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $5,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $602,711,724 | TotalAssetsBOYAmt |
| Total Assets EOY | $580,848,365 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $774,225,055 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $21,147,281 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $4,053,984 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $21,147,281 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,053,984 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $581,564,443 | CapitalStockBOYAmt |
| Capital Stock EOY | $576,794,381 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $581,564,443 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $576,794,381 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $602,711,724 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $580,848,365 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $581,564,443 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,770,062 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $576,794,381 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $576,794,381 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (27 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $41,587,143 | $23,862,848 | $17,724,295 | $17,724,295 | |
| OCH ZIFF CAPITAL PASS-THROUGH | $5,934 | $5,934 | $5,934 | P | |
| SPECIAL OPPS III PASS-THROUGH | $360,927 | $360,927 | $360,927 | P | |
| LEGACY VENTURE IV PASS-THROUGH | $1,936 | $1,936 | $1,936 | P | |
| LEGACY VENTURE IV PASS-THROUGH | $160,506 | $160,506 | $160,506 | P | |
| LEGACY VENTURE V PASS-THROUGH | $1,084 | -$1,084 | -$1,084 | P | |
| LEGACY VENTURE V PASS-THROUGH | $96,860 | $96,860 | $96,860 | P | |
| BLACKSTONE REAL ESTATE PASS-THROUGH | $401,751 | $401,751 | $401,751 | P | |
| WINDJAMMER COMMUNICATIONS HOLDINGS PASS-THROUGH | $41,874 | -$41,874 | -$41,874 | P | |
| DEXTER HEDGE FUNDS TE PASS-THROUGH | $80,532 | -$80,532 | -$80,532 | P | |
| DEXTER HEDGE FUNDS TE PASS-THROUGH | $35,853 | -$35,853 | -$35,853 | P | |
| DEXTER TS US PASS-THROUGH | $9,082 | $9,082 | $9,082 | P | |
| DEXTER TS INTERNATIONAL PASS-THROUGH | $1,451 | $1,451 | $1,451 | P | |
| DEXTER TS INDIA FUND PASS-THROUGH | $170 | $170 | $170 | P | |
| DEXTER US EQUITY TE PASS-THROUGH | $953,400 | $953,400 | $953,400 | P | |
| DEXTER US EQUITY TE PASS-THROUGH | $2,043,588 | $2,043,588 | $2,043,588 | P | |
| DEXTER FIXED INCOME TE PASS-THROUGH | $48,145 | -$48,145 | -$48,145 | P | |
| DEXTER FIXED INCOME TE PASS-THROUGH | $35,130 | $35,130 | $35,130 | P | |
| DEXTER INTERNATIONAL EQUITY PASS-THROUGH | $551,997 | -$551,997 | -$551,997 | P | |
| DEXTER INTERNATIONAL EQUITY PASS-THROUGH | $327,073 | -$327,073 | -$327,073 | P | |
| DEXTER GLOBAL EQUITY TE PASS-THROUGH | $384,344 | $384,344 | $384,344 | P | |
| DEXTER PRIVATE EQUITY PASS-THROUGH | $97,441 | $97,441 | $97,441 | P | |
| DEXTER PRIVATE EQUITY PASS-THROUGH | $1,287,898 | $1,287,898 | $1,287,898 | P | |
| REALTY ASSOCIATES PASS-THROUGH | $200,493 | $200,493 | $200,493 | P | |
| DEXTER REAL ASSETS PASS-THROUGH | $62,022 | $62,022 | $62,022 | P | |
| DEXTER REAL ASSETS PASS-THROUGH | $1,641,818 | $1,641,818 | $1,641,818 | P | |
| $491,007 | -$491,007 | -$491,007 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $23,891,481 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $35,704,178 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $735,472,955 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048546 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $32,953,278 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $727,180,835 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045316 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $28,392,988 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $664,218,594 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.042746 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $28,469,669 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $569,593,913 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.049982 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $51,517,900 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $568,688,016 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.090591 | DistributionYr5Rt |
| Total Distribution | 0.277181 | TotalDistributionRt |
| Average Distribution | 0.055436 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $733,858,913 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $40,682,203 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $271,884 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $40,954,087 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $37,663,163 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $543,768 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $543,768 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $543,768 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $412,626 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $225,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $637,626 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $93,858 | OverpaymentAmt |
| Applied To ES Tax | $93,858 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.HAROLDALFONDFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | DEXTER ENTERPRISES INC | IndividualWithBooksNm |
| Phone | 2078287999 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | TWO MONUMENT SQUARE | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THEODORE B ALFOND | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| WILLIAM L ALFOND | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| PETER G ALFOND | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| GREGORY W POWELL - SEE STATEMENT 15 | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 27.00 | $0 | $0 | $0 |
| PETER H LUNDER | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| STEVEN P AKIN | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 8.00 | $0 | $0 | $0 |
| THERESA M STONE | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 7.00 | $0 | $0 | $0 |
| DAVID T FLANAGAN | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 7.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| DEXTER ENTERPRISES INC | |||||
| TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | INVESTMENT & GRANT ADMINISTRATION | $1,178,776 |
| DEXTER PRIVATE EQUITY TE LLC | |||||
| TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | INVEST INTEREST & PORTFOLIO DEDUCTIONS | $989,611 |
| DEXTER US EQUITY TE LLC | |||||
| TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | INVEST PORTFOLIO DEDUCTIONS | $825,961 |
| DEXTER INTERNATIONAL EQUITY TE LLC | |||||
| TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | INVEST PORTFOLIO DEDUCTIONS | $675,923 |
| DEXTER REAL ASSETS TE LLC | |||||
| TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | INVEST PORTFOLIO DEDUCTIONS | $465,913 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $741,933,780 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,100,649 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $745,034,429 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $745,034,429 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $11,175,516 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $733,858,913 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $36,692,946 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $36,692,946 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $543,768 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $543,768 | TotalTaxAmt |
| Distributable Before Adj | $36,149,178 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $36,149,178 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $36,149,178 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $37,663,163 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $37,663,163 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $37,663,163 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $36,149,178 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $12,515,923 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $37,663,163 | QualifyingDistributionsAmt |
| Applied To Year1 | $12,515,923 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $25,147,240 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $11,001,938 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | REFER TO GRANT GUIDELINES AT WWWHAR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | DEXTER ENTERPRISES INC TWO MONUMENT | AddressLine1Txt |
| Address Line2 | SQUARE | AddressLine2Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2078287999 | RecipientPhoneNum |
| Form And Info And Materials | REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG | SubmissionDeadlinesTxt |
| Restrictions On Awards | REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (67 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| ALFOND YOUTH CENTER | |||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PC | WATERVILLE CAL RIPKIN LEAGUE | $150 | |
| AROOSTOOK MENTAL HEALTH SERVICES INC | |||||||
| PO BOX 1018 | CARIBOU | ME | 04736 | PC | TEEN LEADERSHIP CAMP | $500 | |
| COASTAL ENTERPRISES INC | |||||||
| 30 FEDERAL ST SUITE 100 | BRUNSWICK | ME | 04011 | PC | UNRESTRICTED | $1,000 | |
| FRIENDS OF ACADIA | |||||||
| 43 COTTAGE STREET PO BOX 45 | BAR HARBOR | ME | 04609 | PC | UNRESTRICTED | $1,000 | |
| MAINE CENTER FOR ECONOMIC POLICY | |||||||
| PO BOX 437 | AUGUSTA | ME | 04332 | PC | UNRESTRICTED | $1,000 | |
| MAINE JEWISH MUSEUM | |||||||
| 267 CONGRESS ST | PORTLAND | ME | 04101 | PC | UNRESTRICTED | $1,000 | |
| ROLLINS COLLEGE | |||||||
| 1000 HOLT AVENUE | WINTER PARK | FL | 327894499 | PC | DR. CRAIG MCALLASTER ENDOWED MBA SCHOLARSHIP FUND | $1,000 | |
| SOUTHEAST NH HABITAT FOR HUMANITY | |||||||
| PO BOX 4428 | PORTSMOUTH | NH | 038024428 | PC | UNRESTRICTED | $1,000 | |
| SPECTRUM GENERATIONS | |||||||
| ONE WESTON COURT | AUGUSTA | ME | 04338 | PC | MEALS ON WHEELS PROGRAM | $1,200 | |
| TREE STREET YOUTH INC | |||||||
| 144 HOWE ST | LEWISTON | ME | 042406421 | PC | UNRESTRICTED | $1,650 | |
| KENNEBEC BEHAVIORAL HEALTH | |||||||
| 67 EUSTIS PARKWAY | WATERVILLE | ME | 04901 | PC | ANNUAL FUND | $2,000 | |
| AMERICAN UNIVERSITY IN BULGARIA | |||||||
| 910 17TH ST NW SUITE 1100 | WASHINGTON | DC | 20006 | PC | UNRESTRICTED | $5,000 | |
| CHILDREN'S CENTER EARLY INTERVENTION AND FAMILY SUPPORT | |||||||
| 1 ALDEN AVE | AUGUSTA | ME | 043300000 | PC | UNRESTRICTED | $5,000 | |
| FRIENDS OF THE MAINE STATE MUSEUM | |||||||
| 83 STATE HOUSE STATION | AUGUSTA | ME | 043330083 | PC | UNRESTRICTED | $5,000 | |
| GULFSHORE PLAYHOUSE INC | |||||||
| 1010 5TH AVE S SUITE 205 | NAPLES | FL | 341026408 | PC | UNRESTRICTED | $5,000 | |
| MAINE IRISH HERITAGE CENTER | |||||||
| PO BOX 7588 | PORTLAND | ME | 04112 | PC | UNRESTRICTED | $5,000 | |
| THE IRIS NETWORK | |||||||
| 189 PARK AVENUE | PORTLAND | ME | 04102 | PC | UNRESTRICTED | $5,000 | |
| BOSTON LYRIC OPERA | |||||||
| 11 AVE DE LAFAYETTE | BOSTON | MA | 02111 | PC | UNRESTRICTED | $12,500 | |
| UNITED WAY OF MID-MAINE INC | |||||||
| 105 KENNEDY MEMORIAL DRIVE | WATERVILLE | ME | 04901 | PC | ANNUAL FUND | $12,500 | |
| SUSAN CURTIS FOUNDATION | |||||||
| 1321 WASHINGTON AVE SUITE 104 | PORTLAND | ME | 04103 | PC | CAMP SUSAN CURTIS | $14,400 | |
| BELGRADE REGIONAL HEALTH CENTER | |||||||
| PO BOX 304 | BELGRADE LAKES | ME | 04918 | PC | REPAIR/REPLACE COMPLETE HEATING SYSTEM | $15,000 | |
| MAINE CHILDREN'S HOME FOR LITTLE WANDERERS | |||||||
| 93 SILVER STREET | WATERVILLE | ME | 04901 | PC | ANNUAL FUND | $15,000 | |
| THE PIONEER INSTITUTE | |||||||
| 85 DEVONSHIRE STREET 8TH FLOOR | BOSTON | MA | 02109 | PC | UNRESTRICTED | $15,000 | |
| WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION | |||||||
| 93 MAIN STREET 3RD FLOOR | WATERVILLE | ME | 04901 | PC | SEASON SPONSOR | $15,000 | |
| BELGRADE REGIONAL CONSERVATION ALLIANCE INC | |||||||
| PO BOX 250 | BELGRADE LAKES | ME | 04918 | PC | HAROLD ALFOND MEMORIAL GOLF TOURNAMENT | $25,000 | |
| BETH ISRAEL CONGREGATION | |||||||
| PO BOX 1882 | WATERVILLE | ME | 04903 | PC | OPERATIONS | $25,000 | |
| BETH ISRAEL CONGREGATION | |||||||
| PO BOX 1882 | WATERVILLE | ME | 04903 | PC | OPERATIONS | $25,000 | |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 77 MASSACHUSETTS AVENUE | CAMBRIDGE | MA | 02139 | PC | UNRESTRICTED | $25,000 | |
| MOUNT DESERT ISLAND HOSPITAL | |||||||
| 10 WAYMAN LANE | BAR HARBOR | ME | 04609 | PC | EMERGENCY GENERATOR REPLACEMENT PROJECT | $25,000 | |
| SEEDS OF PEACE INC | |||||||
| 370 LEXINGTON AVE SUITE 1201 | NEW YORK | NY | 10017 | PC | WATERVILLE/WINSLOW SEEDS | $25,000 | |
| FRIENDS OF BELGRADE LAKES VILLAGE | |||||||
| PO BOX 331 | BELGRADE LAKES | ME | 04918 | PC | BELGRADE LAKES VILLAGE ENHANCEMENTS | $30,000 | |
| LETS GET READY INC | |||||||
| 89 SOUTH STREET SUITE 401 | BOSTON | MA | 02111 | PC | LGR & ALFOND YOUTH CENTER WATERVILLE PARTNERSHIP | $53,344 | |
| SPRING HARBOR HOSPITAL | |||||||
| 123 ANDOVER ROAD | WESTBROOK | ME | 04092 | PC | CENTER FOR AUTISM AND DEVELOPMENTAL DISORDERS TREATMENT AND RESEARCH | $75,000 | |
| WATERVILLE REGIONAL ARTS AND COMMUNITY CENTER | |||||||
| 93 MAIN STREET | WATERVILLE | ME | 04901 | PC | WATERVILLE OPERA HOUSE: STAFFING NEEDS | $85,800 | |
| JOBS FOR MAINES GRADUATES INC | |||||||
| 65 STONE STREET | AUGUSTA | ME | 04330 | PC | JMG EXPANSION TO DEXTER & FAIRFIELD HIGH SCHOOLS | $92,152 | |
| PRESIDENT AND TRUSTEES OF COLBY COLLEGE | |||||||
| 4605 MAYFLOWER HILL | WATERVILLE | ME | 049018846 | PC | ENDOWMENT FOR ASSISTANT PROFESSOR IN JEWISH STUDIES | $100,000 | |
| UNIVERSITY OF MAINE FOUNDATION | |||||||
| TWO ALUMNI PLACE | ORONO | ME | 044695792 | PC | UNIVERSITY OF MAINE RESEARCH COMMERCIALIZATION: RESEARCH FOUNDATION AND PATENT PORTFOLIO ASSESSMENT | $100,000 | |
| WATERVILLE REGIONAL ARTS AND COMMUNITY CENTER | |||||||
| 93 MAIN STREET | WATERVILLE | ME | 04901 | PC | WATERVILLE CREATES! | $100,000 | |
| BELGRADE LAKES ASSOCIATION | |||||||
| 137 MAIN STREET PO BOX 551 | BELGRADE LAKES | ME | 04918 | PC | STOP MILFOIL CAPITAL CAMPAIGN | $125,000 | |
| FRIENDS OF QUARRY ROAD | |||||||
| C/O FRANKLIN BOUCHARD PO BOX 362 | FAIRFIELD | ME | 04937 | PC | COMPLETING CORE INFRASTRUCTURE FOR QUARRY ROAD RECREATION AREA | $142,500 | |
| UNIVERSITY OF MAINE SYSTEM | |||||||
| 16 CENTRAL STREET | BANGOR | ME | 04401 | GOV | UNIVERSITY OF MAINE SYSTEM PROFESSIONAL AND GRADUATE CENTER CONCEPT PROPOSAL | $150,000 | |
| ALFOND SCHOLARSHIP FOUNDATION | |||||||
| 15 MONUMENT SQUARE 2ND FLOOR | PORTLAND | ME | 04101 | SO I | FAME PAYMENTS | $200,000 | |
| WATERVILLE DEVELOPMENT CORPORATION | |||||||
| ONE COMMON STREET | WATERVILLE | ME | 04901 | PC | SUPPORT OF COLLABORATIVE CONSULTING'S BUSINESS EXPANSION TO WATERVILLE | $200,000 | |
| WATERVILLE REGIONAL ARTS AND COMMUNITY CENTER | |||||||
| 93 MAIN STREET | WATERVILLE | ME | 04901 | PC | WC / MFC / OPERA HOUSE | $223,380 | |
| ALFOND YOUTH CENTER | |||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PC | PURNELL WRIGLEY FIELD | $250,000 | |
| EDUCARE CENTRAL MAINE | |||||||
| C/O KVCAP 97 WATER STREET | WATERVILLE | ME | 04901 | PC | MAINTAINING CONTINUITY OF CARE, COMPREHENSIVE EVALUATION, AND SHARED SERVICES FOR EXTENDED HIGH-QUALITY EARLY EDUCATION. | $250,000 | |
| KENNEBEC VALLEY YMCA | |||||||
| 31 UNION STREET | AUGUSTA | ME | 04330 | PC | SCHOLARSHIPS, PROGRAMMING, ENDOWMENT | $250,000 | |
| UNIVERSITY OF MAINE FOUNDATION | |||||||
| TWO ALUMNI PLACE | ORONO | ME | 044695792 | PC | 2015 FOOTBALL CHALLENGE | $250,000 | |
| THOMAS COLLEGE | |||||||
| 180 WEST RIVER ROAD | WATERVILLE | ME | 04901 | PC | FAMILY BUSINESS AND CAREER DEVELOPMENT CENTER PLANNING/RAMPING UP RETENTION | $251,000 | |
| UNITED STATES BIATHLON ASSOCIATION INC | |||||||
| 49 PINELAND DR SUITE 301A | NEW GLOUCESTER | ME | 04260 | PC | LARRY PUGH MILLION DOLLAR MEDAL MATCH | $275,837 | |
| THOMAS COLLEGE | |||||||
| 180 WEST RIVER ROAD | WATERVILLE | ME | 04901 | PC | PARTNERSHIP WITH COLLABORATIVE CONSULTING TO PROVIDE EDUCATIONAL TRAINING AND MEET THE NEEDS OF GREATER WATERVILLE | $286,100 | |
| MAINE CHILDREN'S HOME FOR LITTLE WANDERERS | |||||||
| 93 SILVER STREET | WATERVILLE | ME | 04901 | PC | TEEN PARENT SCHOOL ENDOWMENT | $400,000 | |
| ALFOND YOUTH CENTER | |||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PC | STRATEGIC LONG TERM CAPITAL AND DEVELOPMENT SUSTAINABILITY AT THE ALFOND YOUTH CENTER | $406,246 | |
| THOMAS COLLEGE | |||||||
| 180 WEST RIVER ROAD | WATERVILLE | ME | 04901 | PC | HAROLD ALFOND ENTREPRENEURIAL INSTITUTE | $475,798 | |
| ST JOSEPH'S COLLEGE | |||||||
| 278 WHITES BRIDGE ROAD | STANDISH | ME | 04084 | PC | CREATING THE CENTER FOR NURSING EXCELLENCE | $500,000 | |
| UNIVERSITY OF MAINE SYSTEM | |||||||
| 16 CENTRAL STREET | BANGOR | ME | 04401 | GOV | MAINE CENTER FOR GRADUATE PROFESSIONAL STUDIES -- PLANNING AND IMPLEMENTATION | $500,000 | |
| ALFOND SCHOLARSHIP FOUNDATION | |||||||
| 15 MONUMENT SQUARE 2ND FLOOR | PORTLAND | ME | 04101 | SO I | OPERATIONS | $635,000 | |
| MAINE MARITIME ACADEMY | |||||||
| PLEASANT STREET | CASTINE | ME | 04420 | PC | ABS CENTER FOR ENGINEERING AND APPLIED RESEARCH & SCHOLARSHIPS | $639,743 | |
| UNIVERSITY OF MAINE | |||||||
| 39 FLAGSTAFF ROAD | ORONO | ME | 04469 | GOV | ALFOND OCEAN ENGINEERING AND ADVANCED MANUFACTURING LABORATORIES | $800,000 | |
| LESLEY UNIVERSITY | |||||||
| 29 EVERETT STREET | CAMBRIDGE | MA | 02138 | PC | CONSTRUCTION OF THE LUNDER ARTS CENTER AND ESTABLISHMENT OF ENDOWED SCHOLARSHIP FUND FOR MAINE STUDENTS | $1,000,000 | |
| BIGELOW LABORATORY FOR OCEAN SCIENCES | |||||||
| PO BOX 380 60 BIGELOW DRIVE | EAST BOOTHBAY | ME | 04544 | PC | BIGELOW LABORATORY RESIDENCE PROJECT | $1,600,000 | |
| DOWNEAST INSTITUTE FOR APPLIED MARINE RESEARCH AND EDUCATION | |||||||
| PO BOX 83 39 WILDFLOWER LANE BLACK | BEALS | ME | 04611 | PC | DOWNEAST INSTITUTE PHASE II EXPANSION OF LABORATORY, HATCHERY AND STUDENT FACILITIES | $1,809,000 | DUCK COVE ROAD |
| PRESIDENT AND TRUSTEES OF COLBY COLLEGE | |||||||
| 4606 MAYFLOWER HILL | WATERVILLE | ME | 049018847 | PC | WATERVILLE DOWNTOWN DEVELOPMENT FUND | $2,000,000 | |
| THE JACKSON LABORATORY | |||||||
| 600 MAIN STREET | BAR HARBOR | ME | 04609 | PC | MAINE CANCER GENOMICS INITIATIVE | $2,860,000 | |
| KENTS HILL SCHOOL | |||||||
| PO BOX 257 1614 MAIN ST | KENTS HILL | ME | 04349 | PC | DINING HALL / SCIENCE CENTER / SCHOLARSHIPS | $3,172,549 | |
| ALFOND SCHOLARSHIP FOUNDATION | |||||||
| 15 MONUMENT SQUARE 2ND FLOOR | PORTLAND | ME | 04101 | SO I | SCHOLARSHIPS | $6,210,232 | |
| PRESIDENT AND TRUSTEES OF COLBY COLLEGE | |||||||
| 4605 MAYFLOWER HILL | WATERVILLE | ME | 049018846 | PC | ATHLETICS CENTER | $10,000,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $36,789,581 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ALFOND SCHOLARSHIP FOUNDATION | ||||||
| 15 MONUMENT SQUARE 2ND FLOOR | PORTLAND | ME | 04101 | SO I | OPERATIONS | $31,871 |
| ALFOND SCHOLARSHIP FOUNDATION | ||||||
| 15 MONUMENT SQUARE 2ND FLOOR | PORTLAND | ME | 04101 | SO I | SCHOLARSHIPS | $54,768 |
| FRIENDS OF BELGRADE LAKES VILLAGE | ||||||
| PO BOX 331 | BELGRADE LAKES | ME | 04918 | PC | BELGRADE LAKES VILLAGE ENHANCEMENTS | $120,000 |
| WATERVILLE DEVELOPMENT CORPORATION | ||||||
| ONE COMMON STREET | WATERVILLE | ME | 04901 | PC | SUPPORT OF COLLABORATIVE CONSULTING'S BUSINESS EXPANSION TO WATERVILLE | $800,000 |
| THOMAS COLLEGE | ||||||
| 180 WEST RIVER ROAD | WATERVILLE | ME | 04901 | PC | PARTNERSHIP WITH COLLABORATIVE CONSULTING TO PROVIDE EDUCATIONAL TRAINING AND MEET THE NEEDS OF GREATER WATERVILLE | $998,600 |
| ST JOSEPH'S COLLEGE | ||||||
| 278 WHITES BRIDGE ROAD | STANDISH | ME | 04084 | PC | CREATING THE CENTER FOR NURSING EXCELLENCE | $1,000,000 |
| THOMAS COLLEGE | ||||||
| 180 WEST RIVER ROAD | WATERVILLE | ME | 04901 | PC | HAROLD ALFOND ENTREPRENEURIAL INSTITUTE | $2,935,843 |
| PRESIDENT AND TRUSTEES OF COLBY COLLEGE | ||||||
| 4605 MAYFLOWER HILL | WATERVILLE | ME | 049018846 | PC | ATHLETICS CENTER | $10,000,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $15,941,082 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,344,499 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,757,662 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $393,802 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $491,007 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $31,013,932 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $491,007 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $39,509,895 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $40,000,902 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1 | LineNumberTxt |
| Relationship Statement | NOT APPLICABLE | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION | CategoryTxt |
| Amt | $27,675 | Amt |
| Net Investment Income | $11,070 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $16,605 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WATERVILLE DEVELOPMENT CORPORATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE COMMON STREET | AddressLine1Txt |
| City | WATERVILLE | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04901 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2016-06-30 | GrantDt |
| Grant | $1,000,000 | GrantAmt |
| Purpose Of Grant | FOR WATERVILLE DEVELOPMENT CORPORATION TO SUPPORT BUSINESS EXPANSION AND JOB GROWTH IN WATERVILLE, SPECIFICALLY THROUGH COLLABORATIVE CONSULTING'S EXPANSION TO THE CITY. | PurposeOfGrantTxt |
| Expended By Grantee | $234,593 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | TO THE BEST OF THE GRANTOR'S KNOWLEDGE, THERE WERE NO DIVERTED FUNDS. | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | AUGUST 15, 2017 | DatesOfReportsByGranteeTxt |
| Verification | 2017-08-15 | VerificationDt |
| Results Of Verification | THE GRANTOR VERIFIED WATERVILLE DEVELOPMENT CORPORATION SUPPORTED THE EXPANSION OF COLLABORATIVE CONSULTING TO WATERVILLE BY PROVIDING GRANT FUNDS IN SUPPORT OF COLLABORATIVE'S EXPENDITURES REQUIRED TO DEVELOP NEW TECHNOLOGIES AND PRODUCTS IN THE FINANCIAL SERVICES AND OTHER INDUSTRIES. THE GRANTOR OBTAINED REPRESENTATIONS FROM THE GRANTEE IN THE GRANTEE'S ANNUAL EXPENDITURE RESPONSIBILITY REPORT THAT GRANT FUNDS WERE EXPENDED IN COMPLIANCE WITH THE TERMS OF THE GRANT AGREEMENT. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OF RELIABILITY OF THE REPORT FROM THE GRANTEE. | ResultsOfVerificationTxt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Asset | DONATED STOCK | AssetDesc |
| How Acquired | DONATED | HowAcquiredTxt |
| Gross Sales Price | $7,122,451 | GrossSalesPriceAmt |
| Sales Expense | $0 | SalesExpenseAmt |
| Total Net | $7,122,451 | TotalNetAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| FOUNDATION TRUSTEE POWELL ADDITIONAL INFORMATION | FORM 990-PF, PART VIII | GREGORY POWELL IS AN EMPLOYEE OF DEXTER ENTERPRISES, INC. DEXTER ENTERPRISES, INC. IS COMPENSATED UNDER A MANAGEMENT CONTRACT WITH THE FOUNDATION. SEE STATEMENT 6 FOR DEXTER ENTERPRISES, INC. INFORMATION. |
| DISTRIBUTION OF PROPERTY FOR CHARITY | 990-PF, PART I, LINE 6A, COLUMN A | UNDER REGULATION 53.4940-1, A DISTRIBUTION OF PROPERTY FOR CHARITABLE PURPOSES UNDER SECTION 170(C)(1) OR (2)(B) MADE BY A FOUNDATION TO A CHARITABLE ORGANIZATION IS NOT TREATED AS A TAXABLE SALE OR DISPOSITION. THE CAPITAL GAIN RECORDED ON THE BOOKS IS NOT TAXABLE; THEREFORE, THE PROPERTY DISTRIBUTION IS EXCLUDED FROM NET INVESTMENT INCOME, LINE 7, COLUMN (B). |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | DEXTER FIXED INCOME TE, LLC | BondNm |
| EOY Book Value | $43,911,685 | EOYBookValueAmt |
| EOYFMV | $43,949,089 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (9 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BERKSHIRE HATHAWAY CL B | $21,930,768 | $39,692,801 |
| BERKSHIRE HATHAWAY CL A | $113,866,307 | $205,794,003 |
| 709,462 SH QUANTUM CORP DIT & STORAGE | $638,862 | $590,343 |
| DEXTER GLOBAL EQUITY TE, LLC | $21,188,386 | $27,989,429 |
| DEXTER INTERNATIONAL EQUITY TE, LLC | $93,216,423 | $93,696,177 |
| DEXTER US EQUITY TE, LLC | $92,507,725 | $104,740,803 |
| MAINEGENERAL PROGRAM RELATED INVESTMENT 145 SH BRKA COLLATERAL ACCOUNT | $19,585,545 | $35,397,545 |
| BRKA STOCK SET ASIDE FOR ALFOND LEADERS PROGRAM (FAME) | $2,701,455 | $4,882,420 |
| BERKSHIRE HATHAWAY CL B (OPTIONS ACCOUNT) | $2,251,212 | $4,074,500 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKSTONE REAL ESTATE PARTNERS V AND VI, LP | AT COST | $1,918,388 | $1,636,356 |
| LEGACY VENTURE FUNDS | AT COST | $3,178,541 | $5,626,499 |
| SPECIAL OPPORTUNITIES FUNDS | AT COST | $400,243 | $1,421,705 |
| TISHMAN SPEYER INVESTMENTS: US REAL ESTATE VENTURE | AT COST | $919,173 | $223,422 |
| TISHMAN SPEYER INVESTMENTS: INTERNATIONAL REAL ESTATE VENTURE | AT COST | $659,583 | $40,738 |
| TISHMAN SPEYER INVESTMENTS: INDIA REAL ESTATE VENTURE | AT COST | $693,613 | $226,035 |
| TISHMAN SPEYER INVESTMENTS: 201 FOLSOM INVESTOR FEEDER, LP | AT COST | $173,176 | $0 |
| REALTY ASSOCIATES IX | AT COST | $1,252,717 | $1,971,716 |
| DEXTER HEDGE FUNDS TE, LLC | AT COST | $81,596,035 | $106,256,890 |
| DEXTER PRIVATE EQUITY TE, LLC | AT COST | $37,306,660 | $48,806,884 |
| DEXTER REAL ASSETS TE, LLC | AT COST | $28,676,523 | $34,886,067 |
| WINDJAMMER COMMUNICATION HOLDINGS, LLC | AT COST | $19,570 | $516 |
| FIRST HORIZON NATIONAL CO. | AT COST | $184 | $400 |
| OCH ZIFF CAPITAL ADVISORS | AT COST | $0 | $65,126 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $68,710 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $68,710 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SPORTS MEMORABILIA COLLECTION | Desc |
| BOY Book Value | $5,000 | BOYBookValueAmt |
| EOY Book Value | $5,000 | EOYBookValueAmt |
| EOYFMV | $5,000 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT INTEREST PASS THRU FROM K-1S | $146,001 | $136,146 | $0 |
| NON DEDUCTIBLE EXPENSE PASS THRU FROM K-1S | $36,935 | $0 | $0 |
| CHARITABLE DONATIONS PASS THRU FROM K-1S | $1,341 | $0 | $1,341 |
| ORDINARY LOSS FROM PASS-THRU K-1S | $299,045 | $0 | $0 |
| RENTAL LOSS FROM PASS-THRU K-1S | $379,042 | $126,664 | $0 |
| ROYALTY DEDUCTIONS FROM PASS-THRU K-1S | $11,392 | $11,392 | $0 |
| INVESTMENT PORTFOLIO DEDUCTION FROM PASS-THRU K-1S | $3,619,692 | $3,577,239 | $0 |
| INSURANCE | $2,964 | $1,186 | $1,778 |
| BOARD SOFTWARE SUBSCRIPTION FEES | $46,282 | $11,571 | $34,711 |
| OTHER DEDUCTIONS PASS-THRU FROM K-1S | $711,494 | $0 | $0 |
| MISCELLANEOUS | $1,230 | $1,230 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ROYALTY INCOME FROM PASS-THRU K-1S | $29,483 | $29,483 | $29,483 |
| ORDINARY INCOME FROM PASS-THRU K-1S | $126,439 | $37,528 | $126,439 |
| RENTAL INCOME FROM PASS-THRU K-1S | $5,166 | $3,791 | $5,166 |
| OTHER INCOME FROM PASS-THRU K-1S | $232,714 | $43,131 | $232,714 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| LINE OF CREDIT USED FOR QUALIFYING DISTRIBUTIONS | $17,147,281 | $27,985 |
| ALFOND LEADERS PROGRAM SET ASIDE PAYABLE BY 12/31/2025 | $4,000,000 | $4,000,000 |
| UNEXPIRED BRK OPTIONS DEFERRED INCOME | $0 | $25,999 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| DEXTER ENTERPRISES, INC. | $1,151,941 | $460,776 | $691,165 |
| INVESTMENT MANAGEMENT FEES | $7,433 | $7,433 | $0 |
| INVESTMENT CONSULTING FEES | $164,703 | $164,703 | $0 |
| GRANT CONSULTING SERVICES | $40,174 | $0 | $40,174 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $329,907 | $329,907 | $0 |
| NET INVESTMENT INCOME TAXES | $550,000 | $0 | $0 |
| NET STATE UBIT TAXES | $49,669 | $0 | $0 |
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