JOHN AND AMY PHELAN FAMILY FOUNDATION: Form 990PF, tax year 2016
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- Organization
- JOHN AND AMY PHELAN FAMILY FOUNDATION (EIN 46-1579312)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-13
- IRS object ID
- 201733179349102108
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-13T15:26:24-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1185 AVENUE OF THE AMERICAS | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100362602 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 461579312 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN AND AMY PHELAN FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 2123031650 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O MSD CAPITAL 645 5TH AVE 21ST FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN C PHELAN | PersonNm |
| Person Title | PRESIDENT/ TREASURER | PersonTitleTxt |
| Phone | 2123031650 | PhoneNum |
| Signature | 2017-11-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LYNNE JOHNSON | PreparerPersonNm |
| PTIN | P00757336 | PTIN |
| Phone | 2123721000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 108.171.131.186 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-07 | IPDt |
| IP Tm | 17:05:20 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 62A2999287E29A6B8DE818016E369EF183D7A37C | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 1EF9788F4BB6ECFF5F50DA24D2FA537A6C9DC926 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $28,896,514 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $293 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $293 | InterestOnSavNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $291,226 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $93,253 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $291,119 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $613,404 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $638,821 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $904,923 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $930,233 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $9,417 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $4,708 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $4,709 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,850 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,925 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $1,925 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $26,000 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $26,000 | OtherProfFeesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $921 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $5 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $916 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $40,188 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $6,638 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $33,550 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,600,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,600,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,640,188 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $6,638 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,633,550 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$735,265 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $923,595 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $44,274 | CashBOYAmt |
| Cash EOY | $80,131 | CashEOYAmt |
| Cash EOYFMV | $80,131 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,261,670 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,626,468 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,626,468 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $3,533,543 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,537,439 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,270,433 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $22,788,402 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $23,648,631 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $24,919,482 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $45 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $29,627,934 | TotalAssetsBOYAmt |
| Total Assets EOY | $28,892,669 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $28,896,514 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $29,627,934 | RetainedEarningBOYAmt |
| Retained Earning EOY | $28,892,669 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $29,627,934 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $28,892,669 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $29,627,934 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $28,892,669 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $29,627,934 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$735,265 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $28,892,669 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $28,892,669 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (21 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| MSD CREDIT OPPORTUNITY FUND LP (STCG) | D | 2016-12-31 | 2016-12-31 | $10,892 | $10,892 | ||
| MSD CREDIT OPPORTUNITY FUND LP (LTCG) | D | 2013-12-31 | 2016-12-31 | $27,544 | $27,544 | ||
| MSD ENERGY PARTNERS LP (STCG) | D | 2016-12-31 | 2016-12-31 | $33,557 | $33,557 | ||
| MSD ENERGY PARTNERS LP (LTCG) | D | 2013-12-31 | 2016-12-31 | -$33,829 | -$33,829 | ||
| MSD EUROPEAN OPPORTUNITY FUND LP (STCG) | D | 2016-12-31 | 2016-12-31 | -$30,645 | -$30,645 | ||
| MSD EUROPEAN OPPORTUNITY FUND LP (LTCG) | D | 2013-12-31 | 2016-12-31 | $4,712 | $4,712 | ||
| MSD SBI LP (STCG) | D | 2016-12-31 | 2016-12-31 | -$13,354 | -$13,354 | ||
| MSD SBI LP (LTCG) | D | 2013-12-31 | 2016-12-31 | $246,026 | $246,026 | ||
| MSD TORCHLIGHT PARTNERS LP (STCG) | D | 2016-12-31 | 2016-12-31 | -$51,017 | -$51,017 | ||
| MSD TORCHLIGHT PARTNERS LP (LTCG) | D | 2013-12-31 | 2016-12-31 | $166,173 | $166,173 | ||
| MSD VALUE FUND LP (STCG) | D | 2016-12-31 | 2016-12-31 | -$411,053 | -$411,053 | ||
| MSD VALUE FUND LP (LTCG) | D | 2013-12-31 | 2016-12-31 | -$351,900 | -$351,900 | ||
| MSD SPARROWHAWK LP (STCG) | D | 2016-12-31 | 2016-12-31 | -$2,736 | -$2,736 | ||
| MSD SPARROWHAWK LP (LTCG) | D | 2013-12-31 | 2016-12-31 | $20,564 | $20,564 | ||
| MSD ENERGY INVESTMENTS LP (STCG) | D | 2016-12-31 | 2016-12-31 | $180,382 | $180,382 | ||
| MSD ENERGY INVESTMENTS LP (LTCG) | D | 2013-12-31 | 2016-12-31 | $22,274 | $22,274 | ||
| CORAL ROCK INVESTMENTS LP (STCG) | D | 2016-12-31 | 2016-12-31 | $25,785 | $25,785 | ||
| CORAL ROCK INVESTMENTS LP (LTCG) | D | 2013-12-31 | 2016-12-31 | $403,450 | $403,450 | ||
| UBIT FROM MSD TORCHLIGHT PARTNERS LP (LTCG) | D | 2013-12-31 | 2016-12-31 | -$107 | -$107 | ||
| 5,052 SHS ZIOPHARM ONCOLOGY INC. | P | -$8,348 | -$8,348 | $40,504 | $48,852 | ||
| 238 SHS ZIOPHARM ONCOLOGY INC. CALL OPTION | P | $52,749 | $52,749 | $52,749 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $291,119 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,172,277 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $29,563,245 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.073479 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $808,323 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $25,029,596 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.032295 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,045 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $17,536,603 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.000117 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $0 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $15,760,000 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.000000 | DistributionYr4Rt |
| Total Distribution | 0.105891 | TotalDistributionRt |
| Average Distribution | 0.026473 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $28,981,794 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $767,235 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,236 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $776,471 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,633,550 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $9,236 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $9,236 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $9,236 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,626 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $1,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $11,626 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $2,390 | OverpaymentAmt |
| Applied To ES Tax | $2,390 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JOHN C PHELAN | IndividualWithBooksNm |
| Phone | 2123031650 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O MSD CAPITAL 645 5TH AVE 21ST FL | AddressLine1Txt |
| City | NY | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN C PHELAN | ||||||||
| C/O MSD CAPITAL 645 5TH AVE 21ST FL | NEW YORK | NY | 10022 | PRESIDENT/TREASURER | 1.00 | $0 | $0 | $0 |
| AMY PHELAN | ||||||||
| C/O MSD CAPITAL 645 5TH AVE 21ST FL | NEW YORK | NY | 10022 | VICE PRESIDENT/SECRETARY | 1.00 | $0 | $0 | $0 |
| GLENN R FUHRMAN | ||||||||
| C/O MSD CAPITAL 645 5TH AVE 21ST FL | NEW YORK | NY | 10022 | ASST. TREASURER/SECRETARY | 1.00 | $0 | $0 | $0 |
| MARC LISKER | ||||||||
| C/O MSD CAPITAL 645 5TH AVE 21ST FL | NEW YORK | NY | 10022 | ASST. TREASURER/SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,607,185 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,757,345 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $24,058,611 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $29,423,141 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $29,423,141 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $441,347 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $28,981,794 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,449,090 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,449,090 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $9,236 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $9,236 | TotalTaxAmt |
| Distributable Before Adj | $1,439,854 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,439,854 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,439,854 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,633,550 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,633,550 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $9,236 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,624,314 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,439,854 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $391,567 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,633,550 | QualifyingDistributionsAmt |
| Applied To Year1 | $391,567 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,241,983 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $197,871 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN C PHELAN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | Province Or StateRecipientForeignAddress/ProvinceOrStateNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ASPEN ART MUSEUM | |||||||||||
| 637 E HYMAN AVENUE | ASPEN | CO | 81611 | NONE | PC | FOR DONEE'S EXEMPT PURPOSE | $500,000 | ||||
| CHILD MIND INSTITUTE | |||||||||||
| 445 PARK AVENUE | NEW YORK | NY | 10022 | NONE | PC | FOR DONEE'S EXEMPT PURPOSE | $150,000 | ||||
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||||||
| MASSACHUSETTS HALL | CAMBRIDGE | MA | 02138 | NONE | PC | FOR DONEE'S EXEMPT PURPOSE | $250,000 | ||||
| SPIRIT OF AMERICA WORLDWIDE | |||||||||||
| 12021 WILSHIRE BOULEVARD | LOS ANGELES | CA | 90025 | NONE | PC | FOR DONEE'S EXEMPT PURPOSE | $100,000 | ||||
| WHITNEY MUSEUM OF AMERICAN ART | |||||||||||
| 99 GANSEVOORT STREET | NEW YORK | NY | 10014 | NONE | PC | FOR DONEE'S EXEMPT PURPOSE | $500,000 | ||||
| THE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE | |||||||||||
| NONE | PC | LSE CENTENNIAL FUND | $100,000 | HOUGHTON STREET | LONDON | UK | WC2A 2AE | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,600,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $293 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $638,821 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $107 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $291,119 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UBTI INCOME FROM LIMITED PARTNERSHIPS | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$25,417 | UnrelatedBusinessTaxblIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$25,310 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $930,233 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $904,923 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,850 | Amt |
| Net Investment Income | $1,925 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,925 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 89,286 SHS INTREXON CORP. | $3,345,344 | $2,169,650 |
| 18,838 SHS ZIOPHARM ONCOLOGY INC. | $192,095 | $100,783 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CORAL ROCK INVESTMENTS L.P. | FMV | $6,112,269 | $6,420,327 |
| MSD CREDIT OPPORTUNITY FUND L.P. | FMV | $3,536,200 | $3,258,656 |
| MSD ENERGY INVESTMENTS L.P. | FMV | $2,694,229 | $2,808,911 |
| MSD EUROPEAN OPPORTUNITY FUND L.P. | FMV | $2,502,748 | $2,516,894 |
| MSD SBI, L.P. | FMV | $4,490,805 | $5,037,108 |
| MSD SPARROWHAWK L.P. | FMV | $1,054,466 | $1,122,194 |
| MSD TORCHLIGHT PARTNERS, L.P. | FMV | $3,257,914 | $3,755,392 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $9,417 | LegalFeesAmt |
| Net Investment Income | $4,708 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,709 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RECEIVABLE FROM BANK | Desc |
| BOY Book Value | $45 | BOYBookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $5 | $5 | $0 |
| CT CORP FILING FEE | $166 | $0 | $166 |
| NYS FILING FEE | $750 | $0 | $750 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| MSD CREDIT OPPORTUNITY FUND LP | $266,585 | $266,585 | $266,585 |
| MSD ENERGY PARTNERS LP | $4,136 | $4,136 | $4,136 |
| MSD EUROPEAN OPPORTUNITY FUND LP | $113,877 | $113,877 | $113,877 |
| MSD SBI LP | $78,996 | $78,996 | $78,996 |
| MSD SPARROWHAWK LP | $13,051 | $13,051 | $13,051 |
| MSD TORCHLIGHT PARTNERS LP | $66,497 | $66,497 | $66,497 |
| MSD VALUE FUND LP | $32,482 | $32,482 | $32,482 |
| MSD ENERGY INVESTMENTS LP | $21,355 | $21,355 | $21,355 |
| CORAL ROCK INVESTMENTS LP | $41,842 | $41,842 | $41,842 |
| UBTI INCOME FROM LIMITED PARTNERSHIPS | -$25,417 | -$25,417 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SERVICE FEES | CategoryTxt |
| Amt | $26,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $26,000 | DisbursementsCharitablePrpsAmt |
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