THE THOMAS PHILLIPS AND JANE MOORE JOHNSON FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- THE THOMAS PHILLIPS AND JANE MOORE JOHNSON FOUNDATION (EIN 25-6357015)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-15
- IRS object ID
- 201713199349103501
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-15T14:41:37-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Ayco Company LP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 860 | AddressLine1Txt |
| City | Saratoga Springs | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 128660860 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 256357015 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE THOMAS PHILLIPS AND jane | BusinessNameLine1Txt |
| Business Name Line2 | moore JOHNSON FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % RICHARD D BURNS | InCareOfNm |
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 2123431002 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 exchange place suite 404 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100052035 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JIM JOHNSON | PersonNm |
| Person Title | officer | PersonTitleTxt |
| Phone | 2123431002 | PhoneNum |
| Signature | 2017-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | John Sobieski III | PreparerPersonNm |
| PTIN | P00642891 | PTIN |
| Phone | 5188864000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 12.47.208.50 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 14257320173195000007 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2017-11-15 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 557D8FA26AD0C2C06FF0A4060A8A64F04BD3FCD4 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 557D8FA26AD0C2C06FF0A4060A8A64F04BD3FCD4 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $81,033,813 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $7,749 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $7,749 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $861,121 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $861,121 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $734,284 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $22,089,960 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $734,284 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $193,310 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $190,065 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,796,464 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,793,219 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $222,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $11,125 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $211,375 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $82,400 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $82,400 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $21,385 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $1,069 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $20,316 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $677 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $34 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $643 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $330,789 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $97,133 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $233,657 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $3,567 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $3,567 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $65,643 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $49,347 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $16,296 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $9,654 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $107,737 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $5,387 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $102,350 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $76,950 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $76,950 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $208,984 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $135,653 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $71,643 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,130,286 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $303,315 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $815,630 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,260,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,260,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,390,286 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $303,315 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,075,630 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,593,822 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,489,904 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $273,286 | CashBOYAmt |
| Cash EOY | $548,877 | CashEOYAmt |
| Cash EOYFMV | $548,877 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,289,082 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,490,205 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,490,205 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $18,999,209 | CorporateStockBOYAmt |
| Corporate Stock EOY | $20,550,574 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $22,733,181 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $8,590,065 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $8,995,899 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $8,487,005 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $34,351,265 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $30,175,602 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $46,995,351 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $67,577 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $41,574 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $35,657 | LandBOYAmt |
| Land EOY | $26,003 | LandEOYAmt |
| Land EOYFMV | $26,003 | LandEOYFMVAmt |
| Other Assets BOY | $185,639 | OtherAssetsBOYAmt |
| Other Assets EOY | $753,191 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $753,191 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $64,724,203 | TotalAssetsBOYAmt |
| Total Assets EOY | $62,540,351 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $81,033,813 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $79,796 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $489,766 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $79,796 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $489,766 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $64,644,407 | UnrestrictedBOYAmt |
| Unrestricted EOY | $62,050,585 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $64,644,407 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $62,050,585 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $64,724,203 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $62,540,351 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $64,644,407 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,593,822 | ExcessRevenueOverExpensesAmt |
| Subtotal | $62,050,585 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $62,050,585 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|
| K1 COLLEGE VIEW APTS PROCEEDS | P | 2016-12-31 | $55,458 | $55,458 | $55,458 | |
| BERNSTEIN 557 | P | 2016-12-31 | $14,786,178 | -$166,004 | -$166,004 | $14,952,182 |
| STATE STREET 33 | P | 2016-12-31 | $7,409,628 | $1,006,134 | $925,317 | $6,484,311 |
| CAPITAL GAIN DIVIDENDS | P | $9,275 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $734,284 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $4,127,060 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $82,269,818 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.050165 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,894,828 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $83,635,637 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046569 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,742,814 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $80,139,321 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046704 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,993,538 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $77,384,246 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.051607 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,872,132 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $79,431,833 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.048748 | DistributionYr5Rt |
| Total Distribution | 0.243793 | TotalDistributionRt |
| Average Distribution | 0.048759 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $80,313,683 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,916,015 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $14,899 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,930,914 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,075,630 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $14,899 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $14,899 | SubtotalAmt |
| Tax Based On Investment Income | $14,899 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $44,198 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $44,198 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $29,299 | OverpaymentAmt |
| Applied To ES Tax | $29,299 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | PA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | Yes (true) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.JFFND.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RICHARD D BURNS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2123431002 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 EXCHANGE PLACE SUITE 404 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100052035 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES M JOHNSON | ||||||||
| 55 exchange place suite 404 | NEW YORK | NY | 100052035 | CHAIRMAN - as needed | 0 | $0 | $0 | $0 |
| JESSE D JOHNSON | ||||||||
| 55 exchange place suite 404 | NEW YORK | NY | 100052035 | TREASURER - as needed | 0 | $0 | $0 | $0 |
| ASA J JOHNSON | ||||||||
| 55 exchange place suite 404 | NEW YORK | NY | 100052035 | SECRETARY - as needed | 0 | $0 | $0 | $0 |
| ANDREW LANE | ||||||||
| 55 exchange place suite 404 | NEW YORK | NY | 100052035 | EXECUTIVE DIRECTOR | 40.0 | $222,500 | $12,729 | $0 |
| thomas p johnson jr | ||||||||
| 55 exchange place suite 404 | NEW YORK | NY | 100052035 | president - as needed | 0 | $0 | $0 | $0 |
| paul l hokemeyer | ||||||||
| 55 exchange place suite 404 | new york | NY | 100052035 | trustee - as needed | 0 | $0 | $0 | $0 |
| ina j smith | ||||||||
| 55 exchange place suite 404 | new york | NY | 100052035 | trustee - as needed | 0 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SAMANTHA E FRANKLIN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 EXCHANGE PLACE SUITE 404 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100052035 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PROGRAM OFFICER | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $82,400 | CompensationAmt |
| Employee Benefits | $8,656 | EmployeeBenefitsAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| THE AYCO COMPANY LP | |||||
| po box 860 | SARATOGA SPRINGS | NY | 12866 | ACCOUNTING | $86,886 |
| changing focus consulting inc | |||||
| 2540 hampshire hollow road | POULTNEY | VT | 05764 | consulting | $50,400 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | PLEASE NOTE, THE FOUNDATION IS NOT INVOLVED IN ANY DIRECT CHARITABLE ACTIVITIES. ITS PRIMARY PURPOSE IS TO SUPPORT, BY CONTRIBUTIONS, OTHER CHARITABLE ORGANIZATIONS EXEMPT | Description1Txt |
| Description2 | UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). | Description2Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $29,389,317 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,694,604 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $48,452,813 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $81,536,734 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $81,536,734 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,223,051 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $80,313,683 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,015,684 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,015,684 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $14,899 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $93 | IncomeTaxAmt |
| Total Tax | $14,992 | TotalTaxAmt |
| Distributable Before Adj | $4,000,692 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,000,692 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,000,692 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,075,630 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $4,075,630 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $14,899 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,060,731 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,000,692 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,990,256 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,075,630 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,990,256 | AppliedToYear1Amt |
| Applied To Current Year | $85,374 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $3,915,318 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS PHILLIPS JOHNSON AND JANE MO | ContributingManagerNm |
| Shareholder Manager | NA | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VARIOUS - SEE ATTACHED | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | various | AddressLine1Txt |
| City | various | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | none | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | general charitable purposes | GrantOrContributionPurposeTxt |
| Amt | $3,260,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,260,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7,749 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $861,121 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $3,245 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $190,065 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $734,284 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $3,245 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,793,219 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,796,464 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (3 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| OFFICE FURNISHINGS | 2012-06-30 | $50,454 | $25,228 | SL | 7 | $7,208 |
| OFFICE - PAINTING | 2012-09-17 | $3,918 | $1,820 | SL | 7 | $560 |
| OFFICE IMPROVEMENT | 2013-06-12 | $13,205 | $4,872 | SL | 7 | $1,886 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | BERNSTEIN 557 | BondNm |
| EOY Book Value | $8,995,899 | EOYBookValueAmt |
| EOYFMV | $8,487,005 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| STATE STREET 33.4 PUB TRD SEC | $5,146,566 | $6,096,192 |
| STATE STREET 33.3 PUB TRD SEC | $9,186,612 | $10,322,646 |
| STATE STREET 33.6 PUB TRD SEC | $6,217,396 | $6,314,343 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GS DISTRESSED OPPS FUND II OFF | $0 | $133,452 |
| GS VINTAGE FUND III OFFSHORE | $144,296 | $130,967 |
| GS MEZZANINE PARTNERS 2006 | $32,249 | $45,761 |
| WHITEHALL STREET INTL RE CORP | $1,097,444 | $234,913 |
| LONE CASCADE LP 293 | $1,919,548 | $2,129,764 |
| SUMMIT ROCK FIXED INCOME | $3,500,398 | $6,894,366 |
| SUMMIT ROCK HEDGED EQUITY | $6,472,361 | $7,073,579 |
| SUMMIT ROCK DIVERSIFIED STRAT | $6,575,607 | $9,675,007 |
| SUMMIT ROCK SELECTED EQUITY | $3,150,000 | $8,409,981 |
| SUMMIT ROCK PRIVATE EQUITY | $3,672,131 | $5,753,838 |
| LONE CASCADE LP 515 | $1,724,239 | $1,928,086 |
| LONE SAVIN LP | $1,000,000 | $1,118,557 |
| LONE PINON LP | $0 | $2,469,055 |
| SUMMIT ROCK PRIV EQ PORT II | $689,199 | $802,040 |
| STONETOWN 5 LLLP | $198,130 | $195,985 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| OFFICE FURNISHINGS | $50,454 | $32,436 | $18,018 |
| OFFICE - PAINTING | $3,918 | $2,380 | $1,538 |
| OFFICE IMPROVEMENT | $13,205 | $6,758 | $6,447 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $677 | LegalFeesAmt |
| Net Investment Income | $34 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $643 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (6 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GIRARD TOWERS ASSOCIATES | $36,962 | $38,493 | $38,493 |
| DENNIS SCHILL MANOR ASSOCIATES | $2,493 | $3,818 | $3,818 |
| SECURITY DEPOSIT | $24,192 | $24,192 | $24,192 |
| ACCRUED INT PAID CARRYOVER | $1,621 | $0 | $0 |
| K1 DISTRIBUTION REC SUMMIT | $120,371 | $683,888 | $683,888 |
| K1 DISTRIBUTION REC STONETOWN | $0 | $2,800 | $2,800 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE SUPPLIES | $836 | $42 | $794 |
| MEMBERSHIP FEES | $9,750 | $9,750 | |
| STATE FILING FEES | $1,600 | ||
| TELEPHONE/FAX/INTERNET | $4,594 | $230 | $4,364 |
| PROGRAM EXPENSES | $1,930 | $1,930 | |
| TECHNOLOGY | $18,069 | $903 | $17,166 |
| INSURANCE | $4,905 | $245 | $4,660 |
| UTILITIES | $8,935 | $447 | $8,488 |
| PORTFOLIO DEDUCTIONS FROM K1S | $132,497 | $132,497 | |
| OTHER BANK FEES | $77 | ||
| NONDEDUCTIBLE FROM K1S | $11 | ||
| OTHER PAYROLL EXPENSES | $25,780 | $1,289 | $24,491 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| k1 investments - ordinary/real estate | -$3,224 | -$6,661 |
| k1 investments - other income/loss | $2,116 | $2,308 |
| OTHER INCOME - HEDGE FUNDS | $186,694 | $186,694 |
| other income - bernstein 557 | $1,700 | $1,700 |
| other income - state street 33 | $6,024 | $6,024 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| SALES PURCHASE PENDING | $76,651 | $489,766 |
| CREDIT CARD PAYABLE | $3,145 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| CHANGING FOCUS CONSULTING, INC | $50,400 | $50,400 | |
| THE AYCO COMPANY, LP | $86,886 | $65,165 | $21,722 |
| JANE T. JOHNSON | $36,000 | $36,000 | |
| KATHLEEN STURGEON | $36,000 | $36,000 | |
| OTHER CONSULTANTS | $46,092 | $46,092 | |
| ACCOUNT MANAGEMENT FEES | $71,013 | $71,013 | |
| GS HEDGE FUND MANAGEMENT FEES | $4,398 | $4,398 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $48,489 | $48,489 | |
| PAYROLL TAXES | $17,154 | $858 | $16,296 |
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