MIDDLETON FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- MIDDLETON FOUNDATION (EIN 94-3117882)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-10
- IRS object ID
- 201713149349100846
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-10T11:10:19-08:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 262480144 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DIAWARA & ASSOCIATES CPAS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2225 EAST BAYSHORE ROAD SUITE 200 | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94303 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943117882 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MIDDLETON FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MIDD | BusinessNameControlTxt |
| Phone | 6504012000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH EL CAMINO REAL STE1200 | AddressLine1Txt |
| City | SAN MATEO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94402 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | FRED A MIDDLETON | PersonNm |
| Person Title | PRESIDENT & CEO | PersonTitleTxt |
| Phone | 6504012000 | PhoneNum |
| Signature | 2017-11-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KARIFA DIAWARA | PreparerPersonNm |
| PTIN | P00845765 | PTIN |
| Phone | 6503201782 | PhoneNum |
| Preparation | 2017-11-10 | PreparationDt |
Filing Security Information FilingSecurityInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| At Submission Creation Device Id | 0B47D4F5B49414E84AE24D655580519AAC2AB51E | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 70FB5A23663076FDE8B9A7C995D4633C8171F185 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,618,256 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $5,541 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $5,541 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $463,930 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $462,792 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $516,120 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,174,407 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $516,120 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $24,203 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $24,203 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,009,794 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,008,656 | TotalNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $104 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $104 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $25,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $12,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $12,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $2,500 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Dsbrs Chrtbl | $2,500 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,342 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,162 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $170 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $79,390 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $76,760 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,630 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $111,336 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $93,422 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $17,904 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $931,890 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $931,890 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,043,226 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $93,422 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $949,794 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$33,432 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $915,234 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $680,785 | CashBOYAmt |
| Cash EOY | $528,252 | CashEOYAmt |
| Cash EOYFMV | $528,252 | CashEOYFMVAmt |
| US Government Obligations BOY | $382,505 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $349,811 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $346,027 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $4,835,351 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,688,799 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,491,758 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,921 | CorporateBondsBOYAmt |
| Other Investments BOY | $5,025,576 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,057,165 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,250,771 | OtherInvestmentsEOYFMVAmt |
| Other Assets EOYFMV | $1,448 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $10,929,138 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,624,027 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,618,256 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $114,867 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $67,750 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $114,867 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $67,750 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $10,814,271 | UnrestrictedBOYAmt |
| Unrestricted EOY | $10,556,277 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,814,271 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,556,277 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,929,138 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,624,027 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,814,271 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$33,432 | ExcessRevenueOverExpensesAmt |
| Other Increases | $316,468 | OtherIncreasesAmt |
| Subtotal | $11,097,307 | SubtotalAmt |
| Other Decreases | $541,030 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,556,277 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (14 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ML ACCOUNTS | P | 2016-01-01 | 2016-12-31 | $100,098 | $40,768 | $59,330 | $59,330 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $457,135 | $82,183 | $374,952 | $374,952 |
| ML ACCOUNTS | P | 2016-01-01 | 2016-12-31 | $47,733 | $47,431 | $302 | $302 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $118,588 | $100,803 | $17,785 | $17,785 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $138,914 | $169,893 | -$30,979 | -$30,979 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $69,103 | $89,378 | -$20,275 | -$20,275 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $1,046,748 | $966,332 | $80,416 | $80,416 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $146,967 | $146,276 | $691 | $691 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $314,976 | $345,582 | -$30,606 | -$30,606 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $121,792 | $99,086 | $22,706 | $22,706 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $266,942 | $265,944 | $998 | $998 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $63,242 | $65,259 | -$2,017 | -$2,017 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $149,534 | $131,763 | $17,771 | $17,771 |
| ML ACCOUNTS | P | 2015-01-01 | 2016-12-31 | $132,635 | $107,589 | $25,046 | $25,046 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $516,120 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $59,632 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $897,428 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $13,204,846 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.067962 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $445,519 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,822,520 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.032231 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $540,784 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $13,099,470 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.041283 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $506,205 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $12,246,728 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.041334 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $559,090 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $10,571,079 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.052889 | DistributionYr5Rt |
| Total Distribution | 0.235699 | TotalDistributionRt |
| Average Distribution | 0.047140 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $12,331,855 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $581,324 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,152 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $590,476 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $949,794 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $9,152 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $9,152 | SubtotalAmt |
| Tax Based On Investment Income | $9,152 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,639 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $15,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $28,639 | TotalPaymentsAndCreditsAmt |
| Overpayment | $19,487 | OverpaymentAmt |
| Applied To ES Tax | $19,487 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | FRED MIDDLETON | IndividualWithBooksNm |
| Phone | 6504012000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH EL CAMINO REAL STE 1200 | AddressLine1Txt |
| City | SAN MATEO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| FRED A MIDDLETON | ||||||||
| 400 SOUTH EL CAMINO REAL STE 1200 | SAN MATEO | CA | 94402 | PRESIDENT & | 2.00 | $0 | $0 | $0 |
| BETTY BLOXHAM | ||||||||
| 400 SOUTH EL CAMINO REAL STE 1200 | SAN MATEO | CA | 94402 | SECRETARY | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERRILL LYNCH | BusinessNameLine1Txt |
| Business Name Line2 | MERRILL LYNCH | BusinessNameLine2Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 CALIFORNIA ST 8TH FL | AddressLine1Txt |
| Address Line2 | 600 CALIFORNIA ST 8TH FL | AddressLine2Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94108 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MGMT | ServiceTypeTxt |
| Compensation | $76,730 | CompensationAmt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,951,745 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $567,905 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,519,650 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $12,519,650 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $187,795 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,331,855 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $616,593 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $616,593 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $9,152 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $9,152 | TotalTaxAmt |
| Distributable Before Adj | $607,441 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $607,441 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $607,441 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $949,794 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $949,794 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $9,152 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $940,642 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $607,441 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr1 | $183,535 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $183,535 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $949,794 | QualifyingDistributionsAmt |
| Applied To Current Year | $607,441 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $342,353 | RemainingDistriFromCorpusAmt |
| Total Corpus | $525,888 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $525,888 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $183,535 | ExcessFromYear1Amt |
| Excess From Current Year | $342,353 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FRED A MIDDLETON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (26 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERICAN SCHOOL IN LONDON | |||||||||||||
| AMERICAN SCHOOL IN LONDON | 1 WAVERLEY PL | 1 WAVERLEY PL | LONDON | UK | NONE | 501(C)(3) | CHARITY | $1,000 | |||||
| CA HIGHWAY PATROL 11-99 | |||||||||||||
| CA HIGHWAY PATROL 11-99 | NONE | 501(C)(3) | CHARITY | $1,000 | 601 N 7TH ST | 601 N 7TH ST | SACRAMENTO | CA | 95811 | ||||
| CALIFORNIA STATE PARKS FND | |||||||||||||
| CALIFORNIA STATE PARKS FND | NONE | 501(C)(3) | CHARITY | $500 | 50 FRANCISCO ST | 50 FRANCISCO ST | SAN FRANCISCO | CA | 94133 | ||||
| CHEMICAL HERITAGE FND | |||||||||||||
| CHEMICAL HERITAGE FND | NONE | 501(C)(3) | CHARITY | $6,500 | 315 CHESNUT ST | 315 CHESNUT ST | PHILADELPHIA | PA | 19106 | ||||
| COALITION TO SALUTE AMER | |||||||||||||
| COALITION TO SALUTE AMER | NONE | 501(C)(3) | CHARITY | $2,000 | 12 GODFREY PLACE | 12 GODFREY PLACE | WILTON | CT | 06897 | ||||
| COMMONWEALTH CLUB OF CA | |||||||||||||
| COMMONWEALTH CLUB OF CA | NONE | 501(C)(3) | CHARITY | $500 | 578 VALLEY WAY | 578 VALLEY WAY | MILPITAS | CA | 95035 | ||||
| CONNECT | |||||||||||||
| CONNECT | NONE | 501(C)(3) | CHARITY | $3,500 | 4790 EASTGATE MALL 125 | 4790 EASTGATE MALL 125 | SAN DIEGO | CA | 92121 | ||||
| DAMON RUNYON CANCER RESEARCH FND | |||||||||||||
| DAMON RUNYON CANCER RESEARCH FND | NONE | 501(C)(3) | CHARITY | $1,000 | 55 BROADWAY STE 302 | 55 BROADWAY STE 302 | NEW YORK | NY | 10006 | ||||
| DEPUTY SHERIFF'S ASS OF SANTA CL | |||||||||||||
| DEPUTY SHERIFF'S ASS OF SANTA CLARA | NONE | 501(C)(3) | CHARITY | $40 | 880 N 1ST ST 302 | 880 N 1ST ST 302 | SAN JOSE | CA | 95112 | ||||
| HARWARD UNIVERSITY GIFT | |||||||||||||
| HAWARDS UNIVERSITY GIFT | NONE | 501(C)(3) | CHARITY | $5,000 | 124 MOUNT AUBURN ST | 124 MOUNT AUBURN ST | CAMBRIDGE | MA | 02138 | ||||
| HILLS CONCOURS D'ELEGANCE | |||||||||||||
| HILLS CONCOURS D'ELEGANCE | NONE | 501(C)(3) | CHARITY | $1,000 | 1600 FLORIBUNDA AVE | 1600 FLORIBUNDA AVE | HILLSBOROUGH | CA | 94010 | ||||
| HILLSBOROUGH SCH FND | |||||||||||||
| HILLSBOROUGH SCH FND | NONE | 501(C)(3) | CHARITY | $1,500 | 300 EL CERRITO AVE | 300 EL CERRITO AVE | HILLSBOROUGH | CA | 94010 | ||||
| LEAGUE TO SVE TAHOE | |||||||||||||
| LEAGUE TO SAVE TAHOE | NONE | 501(C)(3) | CHARITY | $1,000 | 955 EMERALD BAY RD | 955 EMERALD BAY RD | SOUTH LAKE TAHOE | CA | 96150 | ||||
| MIT | |||||||||||||
| MIT | NONE | 501(C)(3) | CHARITY | $85,000 | 77 MASSACHUSETTS AVE | 77 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02139 | ||||
| NATIONAL LAW ENFORCEMENT OFFICERS M | |||||||||||||
| NATIONAL LAW ENFORCEMENT OFFICERS MEMORIAL FUND | NONE | 501(C)(3) | CHARITY | $200 | 901 E ST NW STE 100 | 901 E ST NW STE 100 | WASHINGTON | DC | 20004 | ||||
| NOTRE DAME HIGHSCHOOL | |||||||||||||
| NOTE DAME HIGHSCHOOL | NONE | 501(C)(3) | CHARITY | $2,050 | 1540 RALSTON AVE | 1540 RALSTON AVE | BELMONT | CA | 94002 | ||||
| PHILANTHROPY ROUNDTABLE | |||||||||||||
| PHILANTHROPY ROUNDTABLE | NONE | 501(C)(3) | CHARITY | $1,000 | 1730 M STREET NW STE 601 | 1730 M STREET NW STE 601 | WASHINGTON | DC | 20036 | ||||
| POLLINATOR PARTNERSHIP | |||||||||||||
| POLLINATOR PARTNERSHIP | NONE | 501(C)(3) | CHARITY | $1,000 | 423 WASHINGTON ST 5TH FL | 423 WASHINGTON ST5TH FL | SAN FRANCISCO | CA | 941112339 | ||||
| SAN MATEO PUBLIC LIBRARY | |||||||||||||
| SAN MATEO PUBLIC LIBRARY | NONE | 501(C)(3) | CHARITY | $1,000 | 55 W 3RD AVE | 55 W 3RD AVE | SAN MATEO | CA | 94402 | ||||
| SF BALLET | |||||||||||||
| SF BALLET | NONE | 501(C)(3) | CHARITY | $12,100 | 455 FRANKLIN ST | 455 FRANKLIN ST | SAN FRANCISCO | CA | 94102 | ||||
| SILICON VALLEY COMMUNITY FOUNDATION | |||||||||||||
| SILICON VALLEY COMMUNITY FOUNDATION | NONE | 501(C)(3) | CHARITY | $750,000 | 2440 WEST EL CAMINO REAL | 2440 WEST EL CAMINO REAL | MOUNTAIN VIEW | CA | 94040 | ||||
| STANFORD (HOOVER INSTITUTION) | |||||||||||||
| STANFORD (HOOVER INSTITUTION) | NONE | 501(C)(3) | CHARITY | $1,000 | 434 GALVEZ MALL | 434 GALVEZ MALL | STANFORD | CA | 94305 | ||||
| THE HERITAGE FOUNDATION | |||||||||||||
| THE HERITAGE FOUNDATION | NONE | 501(C)(3) | CHARITY | $1,000 | 214 MASSACHUSETTS AVE | 214 MASSACHUSETTS AVE | WASHINGTON | DC | 20002 | ||||
| THE LEAKEY FOUNDATION | |||||||||||||
| THE LEAKEY FOUNDATION | NONE | 501(C)(3) | CHARITY | $2,000 | 1003B OREILLY AVE | 1003B OREILLY AVE | SAN FRANCISCO | CA | 941291359 | ||||
| UNITED STATES OLYMPIC COMMITTEE | |||||||||||||
| UNITED STATES OLYMPIC COMMITTEE | NONE | 501(C)(3) | CHARITY | $37,500 | PO BOX 7010 | PO BOX 7010 | ALBERTA LEA | MN | 560078010 | ||||
| VIEWPOINT SCHOOL | |||||||||||||
| VIEWPOINT SCHOOL | NONE | 501(C)(3) | CHARITY | $13,500 | 23620 MULHOLLAND HWY | 23620 MULHOLLAND HWY | CALABASAS | CA | 91302 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $931,890 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,541 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $463,930 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $24,203 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $516,120 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,009,794 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,009,794 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX PREP FEES - CPA | CategoryTxt |
| Amt | $25,000 | Amt |
| Net Investment Income | $12,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $12,500 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERRILL LYNCH | BusinessNameLine1Txt |
| Business Name Line2 | MERRILL LYNCH | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | INVESTMENT MANAGEMENT | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | ML - ALL ACCOUNTS (INCLUDING SHORTS) | StockNm |
| EOY Book Value | $4,688,799 | EOYBookValueAmt |
| EOYFMV | $6,491,758 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $349,811 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $346,027 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | MUTUAL FUNDS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $5,057,165 | BookValueAmt |
| EOYFMV | $5,250,771 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT LEGAL FEES | CategoryTxt |
| Legal Fees | $104 | LegalFeesAmt |
| Disbursements Charitable Prps | $104 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INTEREST | Desc |
| EOYFMV | $1,448 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX GAIN DIFFERENCE | Desc |
| Amt | $541,030 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXPENSES | |||
| ADVISORY FEES | $76,730 | $76,730 | |
| OFFICE SUPPLIES | $75 | $75 | |
| BANK CHARGES | $30 | $30 | |
| DUES & SUBSCRIPTIONS | $2,555 | $2,555 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ML - ALL ACCOUNTS | Desc |
| Revenue And Expenses Per Books | $24,203 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $24,203 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADJUSTMENT TO BEG. TAX BASIS | Desc |
| Amt | $316,468 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CREDIT CARD | Desc |
| BOY Book Value | $114,867 | BOYBookValueAmt |
| EOY Book Value | $67,750 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ADMINISTRATION OF GRANTS | CategoryTxt |
| Amt | $2,500 | Amt |
| Disbursements Charitable Prps | $2,500 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $4,162 | $4,162 | |
| LICENSE FEES (& CA SOS) | $150 | $150 | |
| FRANCHISE TAX - CA | $10 | ||
| CA STATEMENT OF INFO. | $20 | $20 |
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