TRANSFORMATION TRUST INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- TRANSFORMATION TRUST INC (EIN 35-2024586)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-15
- IRS object ID
- 201703199349102885
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-15T14:23:56-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 352123203 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KSM BUSINESS SERVICES INC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 40857 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 462400857 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 352024586 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRANSFORMATION TRUST INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | TRAN | BusinessNameControlTxt |
| Phone | 3175802002 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46280 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHEILA KLINK | PersonNm |
| Person Title | OFFICER | PersonTitleTxt |
| Phone | 3176843150 | PhoneNum |
| Signature | 2017-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARK N BERNSTEIN | PreparerPersonNm |
| PTIN | P00045271 | PTIN |
| Phone | 3175802000 | PhoneNum |
| Preparation | 2017-11-10 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 64.132.79.19 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-10 | IPDt |
| IP Tm | 11:12:16 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 260E7D622C1A8B25FADC8845E52293098307E769 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 260E7D622C1A8B25FADC8845E52293098307E769 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $28,846,751 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $527,616 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $527,616 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $265,120 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $901,975 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $265,120 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $25,955 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $25,955 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $818,691 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $818,691 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $97,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $48,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $35,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $129,518 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $127,380 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $874 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $874 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $35,583 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,023 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $126 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $126 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $298,101 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $131,403 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $48,500 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,391,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,391,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,689,101 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $131,403 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,439,500 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$870,410 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $687,288 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $114,073 | CashBOYAmt |
| Cash EOY | $35,227 | CashEOYAmt |
| Cash EOYFMV | $35,227 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,294,703 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,735,695 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,735,695 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,083,613 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $824,129 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $846,427 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $24,172,795 | CorporateStockBOYAmt |
| Corporate Stock EOY | $23,224,048 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $24,903,833 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $133,340 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $133,400 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $125,967 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $471,542 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $454,431 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $199,602 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $28,270,066 | TotalAssetsBOYAmt |
| Total Assets EOY | $27,406,930 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $28,846,751 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $28,270,066 | RetainedEarningBOYAmt |
| Retained Earning EOY | $27,406,930 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $28,270,066 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $27,406,930 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $28,270,066 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $27,406,930 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $28,270,066 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$870,410 | ExcessRevenueOverExpensesAmt |
| Other Increases | $7,274 | OtherIncreasesAmt |
| Subtotal | $27,406,930 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $27,406,930 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| VARIOUS INVESTMENTS | P | 2014-12-31 | 2015-12-31 | $116 | $111 | $5 | $5 |
| VARIOUS INVESTMENTS | P | 2014-12-31 | 2015-12-31 | $733,600 | $636,744 | $96,856 | $96,856 |
| CAPITAL GAINS DIVIDENDS | P | $168,259 | $168,259 | $168,259 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $265,120 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,566,806 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $30,193,179 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.051893 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,315,011 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $31,883,525 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.041244 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,509,939 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $32,057,403 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.047101 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,607,515 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $32,591,249 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.049324 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,614,262 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $31,006,932 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.052061 | DistributionYr5Rt |
| Total Distribution | 0.241623 | TotalDistributionRt |
| Average Distribution | 0.048325 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $28,832,503 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,393,331 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $6,873 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,400,204 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,439,500 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $6,873 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,873 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,873 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $47,084 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $47,084 | TotalPaymentsAndCreditsAmt |
| Overpayment | $40,211 | OverpaymentAmt |
| Applied To ES Tax | $40,211 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TRANSFORMATION TRUST | IndividualWithBooksNm |
| Phone | 3175802002 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46280 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SHEILA KLINK | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 20.00 | $75,000 | $0 | $0 |
| ELIZABETH HAMILTON | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 10.00 | $22,000 | $0 | $0 |
| PATSY HEARD | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OXFORD FINANCIAL GROUP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11711 N MERIDIAN STREET | AddressLine1Txt |
| City | CARMEL | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46032 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $108,279 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $29,175,193 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $96,384 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $29,271,577 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $29,271,577 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $439,074 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $28,832,503 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,441,625 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,441,625 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,873 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,873 | TotalTaxAmt |
| Distributable Before Adj | $1,434,752 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,434,752 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,434,752 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,439,500 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,439,500 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $6,873 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,432,627 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,434,752 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,280,555 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,439,500 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,280,555 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $158,945 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,275,807 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (21 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BIG BROTHERS BIG SISTERS | |||||||
| 2960 N MERIDIAN STREET SUITE 150 | INDIANAPOLIS | IN | 46208 | N/A | PC | ADULT-TO-YOUTH MENTORING PROGRAM | $25,000 |
| BRIDGES OF UNDERSTANDING FOUNDATION | |||||||
| PO BOX 2232 RADIO CITY STATION | NEW YORK | NY | 10019 | N/A | PC | GENERAL OPERATIONS | $100,000 |
| DRESS FOR SUCCESS INDIANAPOLIS INC | |||||||
| 820 N MERIDIAN STREET | INDIANAPOLIS | IN | 46204 | N/A | PC | GENERAL OPERATIONS | $30,000 |
| FROM THE HEART PRODUCTIONS INC | |||||||
| 1455 MANDALAY BEACH RD | OXNARD | CA | 930352845 | N/A | PC | PICTURES OF INFINITY | $30,000 |
| GANNA WALSKA LOTUSLAND FOUNDATION | |||||||
| 695 ASHLEY ROD | SANTA BARBARA | CA | 931081059 | N/A | PC | GENERAL OPERATIONS | $75,000 |
| GANNA WALSKA LOTUSLAND FOUNDATION | |||||||
| 695 ASHLEY ROD | SANTA BARBARA | CA | 931081059 | N/A | PC | GENERAL OPERATIONS | $50,000 |
| GIRLS INCORPORATED OF INDIANAPOLIS INC | |||||||
| 3935 NORTH MERIDIAN STREET | INDIANAPOLIS | IN | 46209 | N/A | PC | GENERAL OPERATIONS | $25,000 |
| GIVE BACK YOGA FOUNDATION | |||||||
| 900 BASELINE ROAD 13B | BOULDER | CO | 80302 | N/A | PC | Y12SR URBAN OUTREACH PROJECT | $25,000 |
| INDIANA SYMPHONY SOCIETY INC | |||||||
| 32 E WASHINGTON ST STE 600 | INDIANAPOLIS | IN | 46204 | N/A | PC | METROPOLITAN YOUTH ORCHESTRA -- LEADERSHIP TRANSITION TO ENSURE SUCCESSFUL FUTURE FOR MYO AND ITS FAMILIES | $100,000 |
| INDIANAPOLIS ART CENTER INC | |||||||
| 820 E 67TH ST | INDIANAPOLIS | IN | 46220 | N/A | PC | SMART - SUPPORTIVE MENTORING THROUGH ART | $20,000 |
| INSTITUTE OF HEARTMATH | |||||||
| 14700 WEST PARK AVE | BOULDER CREEK | CA | 95006 | N/A | PC | GLOBAL COHERENCE APP | $55,000 |
| INSTITUTE OF HEARTMATH | |||||||
| 14700 WEST PARK AVE | BOULDER CREEK | CA | 95006 | N/A | PC | GLOBAL COHERENCE APP | $75,000 |
| LIFE CHIROPRACTIC COLLEGE WEST | |||||||
| 25001 INDUSTRIAL BLVD | HAYWARD | CA | 94545 | N/A | PC | HEALTH CENTER RENOVATION | $50,000 |
| P S ARTS | |||||||
| 1728 ABBOT KINNEY BLVD 101 | VENICE | CA | 90291 | N/A | PC | INSIDE OUT COMMUNITY ARTS PROGRAM | $50,000 |
| PLANNED PARENTHOOD OF INDIANA INC DBA PLANNED PARENTHOOD OF INDIANA AND KEN | |||||||
| 200 S MERIDIAN ST SUITE 400 | INDIANAPOLIS | IN | 46225 | N/A | PC | WOMEN'S HEALTH FUND (WHF) AND THE SARA AND ALBERT REUBEN PARTNERS IN HEALTH EDUCATION (SARPHE) | $100,000 |
| POSITIVE ACTION COMMUNITY THEATRE (PACT) | |||||||
| 2061 VILLAGE PARK WAY 227 | ENCINITAS | CA | 92024 | N/A | PC | BEYOND BULLYING THEATRE TROUPE | $6,000 |
| RED ALERT ROBOTICS PARENT ORGANIZATION | |||||||
| 704 S SR 135 SUITE D BOX 236 | GREENWOOD | IN | 461436501 | N/A | PC | GENERAL OPERATIONS | $5,000 |
| SCIENCE AND NONDUALITY | |||||||
| 1251 GOLD RIDGE RD | SEBASTOPOL | CA | 954732606 | N/A | PC | GENERAL OPERATIONS | $150,000 |
| SCIENCE AND NONDUALITY | |||||||
| 1251 GOLD RIDGE RD | SEBASTOPOL | CA | 954732606 | N/A | PC | GENERAL EDUCATION PROGRAM | $185,000 |
| SIERRA HARVEST | |||||||
| 313 RAILROAD AVE SUITE 201 | NEVADA CITY | CA | 95959 | N/A | PC | GENERAL OPERATIONS | $185,000 |
| THE FRIENDSHIP CLUB | |||||||
| 138 NEW MOHAWK RD 275 | NEVADA CITY | CA | 95959 | N/A | PC | ACADEMIC YEAR PROGRAMS | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,391,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $527,616 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $25,955 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $265,120 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $818,691 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $818,691 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $35,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LOOMIS SAYLES BOND INSTL (LSBDX ) | $100,024 | $93,260 |
| SEARS HLDGS CORP SR NT | $1,771 | $1,910 |
| WILLIAMS COS INC (WMB ) | $31,605 | $30,797 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (77 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BOSTON PARTNERS LONG SHORT RESEARCH INSTL (BPIRX) | $540,000 | $591,185 |
| CGM FOCUS (CGMFX ) | $0 | $0 |
| COHEN & STEERS GL INFRASTRUCTURE (CSUIX) | $499,603 | $689,669 |
| COLUMBIA ACORN CLASS Z (ACRNX ) | $140,648 | $77,595 |
| DODGE & COX INCOME | $6,755,092 | $6,616,621 |
| FIDELITY INSTL MMKT PORT CL I | $0 | $0 |
| FIDELITY INSTL TREAS ONLY PORT CL I | $0 | $0 |
| FIDELITY TREASURY ONLY MONEY MARKET FD | $0 | $5,566 |
| FIMM TREASURY ONLY PORTFOLIO: CL I | $0 | $4 |
| HARTFORD WORLD BOND FUND CL Y | $614,050 | $585,543 |
| ISHARES TR RUSSELL 1000 VALUE INDEX FD (IWD) | $253,763 | $461,452 |
| IVA WORLDWIDE FUND CL I (IVWIX ) | $2,343,944 | $2,630,173 |
| JENSEN PORTFOLIO CLASS I (JENIX ) | $575,096 | $1,233,304 |
| JPMORGAN CHASE & CO ALERIAN MLP INDEX | $966,016 | $844,398 |
| JPMORGAN CORE BOND SELECT SHARES (WOBDX) | $5,354,500 | $5,425,365 |
| MATTHEWS ASIAN GROWTH & INCOME FUND (MACSX) | $88,000 | $82,214 |
| MERIDIAN GROWTH FUND (MERDX ) | $133,616 | $127,337 |
| PAX WORLD BALANCED INDIVIDUAL INV (PAXWX) | $1,344,878 | $1,444,998 |
| PAX WORLD GLOBAL GREEN FUND (PGINX) | $1,166,649 | $1,538,644 |
| RS GLOBAL NATURAL RESOURCES FUND CL Y (RSNYX) | $0 | $0 |
| TWEEDY BROWNE GLOBAL VALUE FUND | $409,250 | $380,775 |
| VANGUARD 500 INDEX ADMIRAL | $600,000 | $651,846 |
| VICTORY GLOBAL NATURAL RESOURCES Y | $718,500 | $441,412 |
| A.P. MOLLER - MAERSK UNSPON ADR EA | $45,457 | $48,741 |
| ALPHABET INC CAP STK CL A (GOOGL) | $2,362 | $6,340 |
| ALPHABET INC CAP STK CL C (GOOG) | $2,349 | $6,175 |
| ASSOCIATED CAP GROUP INC CL A (AC) | $32,336 | $33,704 |
| AUTONATION INC (AN) | $5,973 | $14,449 |
| BOLLORE SA ISIN #FR0000039299 | $29,899 | $25,264 |
| BROOKFIELD ASSET MANAGEMENT INC LTD VTG SHS NPV CL A (BAM) | $5,015 | $7,823 |
| CBOE HOLDINGS INC COM USD0.01 (CBOE) | $4,493 | $14,778 |
| CLARKSON ORD GBP0.25 ISIN (CKNHF) | $46,038 | $33,912 |
| COLFAX CORP COM (CFX) | $22,931 | $25,762 |
| CRIMSON WINE GROUP (CWGL) | $1,660 | $1,312 |
| DISH NETWORK CORP (DISH) | $14,573 | $29,486 |
| DREAM UNLIMITED CORP COM CL A SUB VTG (DRUNF) | $46,360 | $19,316 |
| DREAMWORKS ANIMATION SKG INC CL A (DWA) | $0 | $0 |
| DUNDEE CORPORATION A SUB | $58,497 | $10,582 |
| EBAY INC (EBAY) | $0 | $0 |
| ECHOSTAR CORP CL A (SATS) | $5,370 | $7,195 |
| FAIRFAX FINL HLDGS LTD SUB VTG (FRFHF) | $7,813 | $7,737 |
| FRANCO NEVADA CORP COM (FNV) | $20,900 | $23,665 |
| GAMCO INVESTORS INC COM (GBL) | $3,140 | $2,502 |
| HEICO CORP NEW CL A ISIN (HEIA) | $0 | $0 |
| HOWARD HUGHES CORP COM (HHC) | $45,079 | $119,120 |
| ICAHN ENTERPRISES LP DESPOSTITARY UNIT (IEP ) | $29,327 | $32,956 |
| JARDEN CORP COM (JAH ) | $0 | $0 |
| JOURNAL MEDIA GROUP INC COM (JMG) | $0 | $0 |
| L BRANDS INC COM (LB) | $5,539 | $8,559 |
| LIBERTY BROADBAND CORP COM CL A (LBRDA) | $4,360 | $18,332 |
| LIBERTY INTERACTIVE CORP LIBERTY VENTURES COM USD0.01 CL A (LVNTA ) | $0 | $0 |
| LIBERTY MEDIA CORP DELAWARE COM SER C | $25,350 | $88,922 |
| LIBERTY MEDIA CORP NEW LIBERTY CAP COM (LMCA) | $13,264 | $45,039 |
| LIBERY BROADBAND CORP COM SER C (LBRDK) | $3,361 | $18,073 |
| LIONS GATE ENTERTAINMENT CORP | $14,266 | $13,276 |
| MADISON SQUARE GARDEN CO NEW CL A (MSG) | $6,510 | $8,061 |
| MCEWEN MINING INC COM USD0.10 (MUX ) | $0 | $2,441 |
| MSG NETWORK INC CL A (MSGN) | $2,296 | $3,032 |
| NEWELL BRANDS INC COM (NWL) | $13,271 | $36,792 |
| ONEX CORP SUB VTG ISIN (ONEXF) | $42,764 | $69,095 |
| PAR PACIFIC HOLDINGS INC COM NEW (PARR) | $19,401 | $14,424 |
| PAYPAL HLDGS INC COM (PYPL) | $0 | $0 |
| PLATFORM SPECIALTY PRODS CORP COM (PAH) | $0 | $0 |
| RESTAURANT BRANDS INTERNATIONAL INC | $61 | $143 |
| RESTAURANT BRANDS INTL LTD PARTNERS | $0 | $0 |
| SCRIPPS E W CO OHIO CL A NEW (SSP ) | $841 | $22,519 |
| SEARS CANADA INC COM NPV (SRSC ) | $0 | $0 |
| SILVER WHEATON CORP COM | $25,209 | $31,337 |
| STARZ COM SER A ISIN | $0 | $0 |
| TEXAS PACIFIC LAND TRUST SUB SHARE CERTIFICATES (TPL ) | $41,468 | $101,792 |
| TIME INC NEW COM ISIN (TIME) | $241 | $643 |
| TIME WARNER INC NEWCOM NEW (TWX) | $5,858 | $28,476 |
| URBANA CORP COM CL A NON-VTG | $11,985 | $9,170 |
| VIACOM INC NEW CL B (VIAB) | $16,521 | $12,847 |
| WENDYS COMPANY (THE) COM USD0.10 (WEN ) | $13,564 | $40,398 |
| WPX ENERGY INC COM USD1 (WPX ) | $4,082 | $3,599 |
| WYNN RESORTS LTD (WYNN ) | $20,659 | $27,943 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $824,129 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $846,427 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROOKFIELD PPTY PARTNERS L P (BPY) | FMV | $0 | $0 |
| OAKTREE CAP GROUP LLC UNITS CL A | AT COST | $27,503 | $18,150 |
| ROUSE PPTYS INC COM (RSE) | AT COST | $0 | $0 |
| SEARS HLDGS CORP WTX EXP 12/15/2019 (SHLDW) | AT COST | $348 | $249 |
| CAMBRIDGE VENTURES | FMV | $163,046 | $171,892 |
| FUTURE SELECT | FMV | $250,000 | $0 |
| ICAHN ENTERPRISES | FMV | $13,534 | $9,311 |
| MERRIWELL | FMV | $0 | $0 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BANK FEES | Desc |
| Revenue And Expenses Per Books | $126 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $126 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME FROM K1S | Desc |
| Revenue And Expenses Per Books | $25,955 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $25,955 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $25,955 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR YEARS PASSIVE LOSSES UTILIZED IN THE CURRENT YEAR | Desc |
| Amt | $7,274 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $127,380 | $127,380 | $0 |
| OTHER CONTRACT SERVICES | $2,138 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES ON INVESTMENTS | $3,023 | $3,023 | $0 |
| EXCISE TAXES | $25,139 | $0 | $0 |
| PAYROLL TAXES | $7,421 | $0 | $0 |
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