JOHN L NAU III FOUNDATION: Form 990PF, tax year 2017

View the entire original 990 at ProPublica ↗

Organization
JOHN L NAU III FOUNDATION (EIN 20-8457303)
Tax period
2017-01-01 to 2017-12-31
Filed
2018-10-31
IRS object ID
201833049349100103
Schema version
2017v2.3
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2018-10-31T08:48:07-05:00ReturnTs
Tax Period End2017-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN010687790PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1BC CONSULTING LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1955 GEMINI STREETAddressLine1Txt
CityHOUSTONCityNm
State AbbreviationTXStateAbbreviationCd
ZIP77058ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2017-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN208457303EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE NAU FOUNDATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlNAUFBusinessNameControlTxt
Phone7138666323PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line17777 WASHINGTON AVEAddressLine1Txt
CityHOUSTONCityNm
State AbbreviationTXStateAbbreviationCd
ZIP770071037ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonJOHN L NAU IIIPersonNm
Person TitleDIRECTORPersonTitleTxt
Phone7138666362PhoneNum
Signature2018-10-30SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonBRYAN F CLARKPreparerPersonNm
PTINP00360796PTIN
Phone7132267800PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address23.30.80.153IPv4AddressTxt
FieldValueIRS element (for citing)
IP2018-10-31IPDt
IP Tm08:47:56IPTm
IP TimezoneCDIPTimezoneCd
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device Id6C9C36ECCCD42AEE8584DD7448ACA2536B761DC0AtSubmissionCreationDeviceId
At Submission Filing Device Id5BD5A4056EEF97928A02DD8B7D179123FE1D0311AtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2017TaxYr
Build TS2018-06-14 16:35:46ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$4,270,585FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$500,000ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss$66,445DividendsRevAndExpnssAmt
Dividends Net Invst Incm$66,445DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$31,099NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$545,468GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$31,099CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$64,010OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$64,010OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm$0OtherIncomeAdjNetIncmAmt
Total Rev And Expnss$661,554TotalRevAndExpnssAmt
Total Net Invst Incm$161,554TotalNetInvstIncmAmt
Total Adj Net Incm$0TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$0CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm$0CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$0CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss$4,200AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$3,150AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm$0AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps$1,050AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss$1,912TaxesRevAndExpnssAmt
Taxes Net Invst Incm$1,912TaxesNetInvstIncmAmt
Taxes Adj Net Incm$0TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss$26,585OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$25,255OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm$0OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl$1,330OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$32,697TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$30,317TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$0TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$2,380TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$775,000ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$775,000ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$807,697TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$30,317TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$0TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$777,380TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$146,143ExcessRevenueOverExpensesAmt
Net Investment Income$131,237NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$542,538CashBOYAmt
Cash EOY$117,330CashEOYAmt
Cash EOYFMV$117,330CashEOYFMVAmt
Corporate Stock BOY$1,456,839CorporateStockBOYAmt
Corporate Stock EOY$1,882,363CorporateStockEOYAmt
Corporate Stock EOYFMV$1,882,363CorporateStockEOYFMVAmt
Other Investments BOY$1,829,499OtherInvestmentsBOYAmt
Other Investments EOY$2,270,892OtherInvestmentsEOYAmt
Other Investments EOYFMV$2,270,892OtherInvestmentsEOYFMVAmt
Total Assets BOY$3,828,876TotalAssetsBOYAmt
Total Assets EOY$4,270,585TotalAssetsEOYAmt
Total Assets EOYFMV$4,270,585TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Capital Stock BOY$0CapitalStockBOYAmt
Capital Stock EOY$0CapitalStockEOYAmt
Additional Paid In Capital BOY$3,828,876AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY$4,270,585AdditionalPaidInCapitalEOYAmt
Retained Earning BOY$0RetainedEarningBOYAmt
Retained Earning EOY$0RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$3,828,876TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$4,270,585TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$3,828,876TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$4,270,585TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$3,828,876TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$146,143ExcessRevenueOverExpensesAmt
Other Increases$587,852OtherIncreasesAmt
Subtotal$4,270,585SubtotalAmt
Other Decreases$0OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$4,270,585TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
BAIDU INC ADSP2016-10-122017-06-20$8,861$8,892-$31-$31
BAIDU INC ADSP2017-04-252017-06-20$70,889$73,464-$2,575-$2,575
CALPINE CORP NEWP2017-07-182017-10-09$37,229$35,167$2,062$2,062
INCYTE CORPP2016-11-172017-05-25$27,850$21,185$6,665$6,665
INCYTE CORPP2016-12-062017-05-25$27,850$21,034$6,816$6,816
VANGUARD FTSEP2017-05-102017-11-21$34,286$30,515$3,771$3,771
BAIDU INC ADSP2015-12-212017-06-20$8,861$9,865-$1,004-$1,004
CALPINE CORP NEWP2013-08-282017-08-22$37,024$47,693-$10,669-$10,669
CALPINE CORP NEWP2014-05-272017-08-22$22,215$33,973-$11,758-$11,758
CALPINE CORP NEWP2015-06-092017-08-22$14,810$19,507-$4,697-$4,697
CALPINE CORP NEWP2015-08-212017-08-22$2,962$3,274-$312-$312
CALPINE CORP NEWP2015-08-262017-08-22$11,848$12,268-$420-$420
CALPINE CORP NEWP2015-10-292017-08-22$7,405$7,413-$8-$8
CALPINE CORP NEWP2015-10-252017-10-09$7,446$7,413$33$33
CALPINE CORP NEWP2016-08-292017-10-09$44,675$37,948$6,727$6,727
INCYTE CORPP2014-08-272017-05-25$13,925$5,501$8,424$8,424
PAYPAL HOLDINGS INCP2014-04-242017-09-29$28,821$15,136$13,685$13,685
PAYPAL HOLDINGS INCP2016-09-202017-09-29$34,801$21,746$13,055$13,055
WELLS FARGO & COP2014-08-192017-04-13$51,855$50,945$910$910
WELLS FARGO & COP2014-08-272017-04-13$51,855$51,430$425$425
FieldValueIRS element (for citing)
Capital Gain Net Income$31,099CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 Tax0LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$426,121AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$3,506,224NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.121533DistributionYr1Rt
Adjusted Qlfy Distri Yr2$275,550AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$3,665,772NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.075168DistributionYr2Rt
Adjusted Qlfy Distri Yr3$200,950AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$3,731,040NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.053859DistributionYr3Rt
Adjusted Qlfy Distri Yr4$442,769AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$2,577,344NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.171793DistributionYr4Rt
Adjusted Qlfy Distri Yr5$373,103AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$1,975,759NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.188840DistributionYr5Rt
Total Distribution0.611193TotalDistributionRt
Average Distribution0.122239AverageDistributionRt
Net Vl Noncharitable Assets$4,353,900NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$532,216AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$1,312NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$533,528AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$777,380QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$1,312InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$1,312SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$1,312TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$1,341EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid$5,000ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld$0BackupWithholdingWithheldAmt
Total Payments And Credits$6,341TotalPaymentsAndCreditsAmt
Es Penalty$0EsPenaltyAmt
Overpayment$5,029OverpaymentAmt
Applied To ES Tax$5,029AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political Acty0LegislativePoliticalActyInd
More Than100 Spent0MoreThan100SpentInd
Form1120 POL Filed0Form1120POLFiledInd
Section4955 Organization Tax$0Section4955OrganizationTaxAmt
Section4955 Managers Tax$0Section4955ManagersTaxAmt
Tax Reimbursed$0TaxReimbursedAmt
Activities Not Previously Rpt0ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws0ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc0OrganizationDissolvedEtcInd
Section508e Rqr Satisfied0Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (1)AtLeast5000InAssetsInd
Org Report Or Register StateTXOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (1)Form990PFFiledWithAttyGenInd
Private Operating Foundation0PrivateOperatingFoundationInd
New Substantial Contributors0NewSubstantialContributorsInd
Own Controlled Entity0OwnControlledEntityInd
Donor Advised Fund0DonorAdvisedFundInd
Comply With Public Insp RqrYes (1)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt
Individual With BooksCAROLINE BAKERIndividualWithBooksNm
Phone7138666362PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line17777 WASHINGTON AVEAddressLine1Txt
CityHOUSTONCityNm
State AbbreviationTXStateAbbreviationCd
ZIP770071037ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts Question0ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified Prsn0SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn0BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn0FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn0PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn0TransferAstDisqualifiedPrsnInd
Payment To Government Official0PaymentToGovernmentOfficialInd
Uncorrected Prior Acts0UncorrectedPriorActsInd
Undistributed Income PY0UndistributedIncomePYInd
Business Holdings0BusinessHoldingsInd
Jeopardy Investments0JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst0UncorrectedPYJeopardyInvstInd
Influence Legislation0InfluenceLegislationInd
Influence Election0InfluenceElectionInd
Grants To Individuals0GrantsToIndividualsInd
Grants To Organizations0GrantsToOrganizationsInd
Noncharitable Purpose0NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
JOHN L NAU III
7777 WASHINGTON AVEHOUSTONTX770071037PRESIDENT, DIRECTOR1.00$0$0$0
BARBARA NAU
7777 WASHINGTON AVEHOUSTONTX770071037SECRETARY, DIRECTOR1.00$0$0$0
ELIZABETH NAU STEPANIAN
7777 WASHINGTON AVEHOUSTONTX770071037DIRECTOR0.00$0$0$0
VICTORIA NAU JOHNSON
7777 WASHINGTON AVEHOUSTONTX770071037DIRECTOR0.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k0ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$4,296,905AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$123,298AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$4,420,203TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$4,420,203AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$66,303CashDeemedCharitableAmt
Net Vl Noncharitable Assets$4,353,900NetVlNoncharitableAssetsAmt
Minimum Investment Return$217,695MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$217,695MinimumInvestmentReturnAmt
Tax Based On Investment Income$1,312TaxBasedOnInvestmentIncomeAmt
Total Tax$1,312TotalTaxAmt
Distributable Before Adj$216,383DistributableBeforeAdjAmt
Recoveries Qualfied Distri$0RecoveriesQualfiedDistriAmt
Distributable Before Ded$216,383DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$216,383DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$777,380ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Qualifying Distributions$777,380QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$1,312PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$776,068AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$216,383DistributableAsAdjustedAmt
Undistributed Income PY$0UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr5$275,025ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$318,532ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$16,738ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$93,496ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$252,108ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$955,899TotalExcessDistributionCyovAmt
Qualifying Distributions$777,380QualifyingDistributionsAmt
Applied To Year1$0AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$216,383AppliedToCurrentYearAmt
Remaining Distri From Corpus$560,997RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$1,516,896TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$0UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$275,025ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$1,241,871ExcessDistriCyovToNextYrAmt
Excess From Year4$318,532ExcessFromYear4Amt
Excess From Year3$16,738ExcessFromYear3Amt
Excess From Year2$93,496ExcessFromYear2Amt
Excess From Year1$252,108ExcessFromYear1Amt
Excess From Current Year$560,997ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerJOHN L NAU IIIContributingManagerNm
Contributing ManagerBARBARA NAUContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
COLLEGE FOUNDATION OF UVA
PO BOX 400807CHARLOTTESVILLEVA22904N/APUBLIC CHARITYEDUCATION$225,000
HAVEN FOR HOPE
1 HAVEN HOPE WAYSAN ANTONIOTX78207N/APUBLIC CHARITYEDUCATION$50,000
HOUSTON SPCA
900 PORTWAY DRIVEHOUSTONTX77024N/APUBLIC CHARITYEDUCATION$50,000
WORKSHOP HOUSTON
PO BOX 88365HOUSTONTX77288N/APUBLIC CHARITYEDUCATION$50,000
LONE STAR FLIGHT MUSEUM
PO BOX 3099GALVESTONTX77552N/APUBLIC CHARITYEDUCATION$250,000
SUL ROSS BORDERLAND RESEARCH
PO BOX C-21ALPINETX79832N/APUBLIC CHARITYEDUCATION$150,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$775,000TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (4 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
HOUSTON SPCA
900 PORTWAY DRIVEHOUSTONTX77024N/APUBLIC CHARITYEDUCATION$50,000
COLLEGE FOUNDATION OF UVA
PO BOX 400807CHARLOTTESVILLEVA22904N/APUBLIC CHARITYEDUCATION$570,000
WORKSHOP HOUSTON
PO BOX 88365HOUSTONTX77288N/APUBLIC CHARITYEDUCATION$150,000
SUL ROSS BORDERLAND RESEARCH
PO BOX C-21ALPINETX79832N/APUBLIC CHARITYEDUCATION$1,350,000
FieldValueIRS element (for citing)
Total Grant Or Contri Apprv Fut$2,120,000TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$66,445ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$64,010ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$31,099ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$0UnrelatedBusinessTaxblIncmAmt
Exclusion$161,554ExclusionAmt
Related Or Exempt Function Incm$0RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$161,554TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO0TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO0TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO0PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets0RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements0ReimbursementArrangementsInd
Loans Or Loan Guarantees0LoansOrLoanGuaranteesInd
Performance Of Services Etc0PerformanceOfServicesEtcInd
Sharing Of Facilities Etc0SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO0RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
General RuleYes (X)GeneralRuleInd

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
Contributor1ContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1JOHN AND BARBARA NAUBusinessNameLine1Txt

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line17777 WASHINGTON AVENUEAddressLine1Txt
CityHOUSTONCityNm
State AbbreviationTXStateAbbreviationCd
ZIP770071037ZIPCd
FieldValueIRS element (for citing)
Total Contributions$500,000TotalContributionsAmt
Person ContributionYes (X)PersonContributionInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryACCOUNTING FEESCategoryTxt
Amt$4,200Amt
Net Investment Income$3,150NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt
Disbursements Charitable Prps$1,050DisbursementsCharitablePrpsAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (18 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
APPLE INC$135,384$135,384
BERKSHIRE HATHAWAY INC CL B$257,686$257,686
CME GROUP INC.$215,424$215,424
INCYTE CORP$47,355$47,355
KINDER MORGAN INC.$54,210$54,210
NOVARTIS AG SPON ADR$41,980$41,980
OCCIDENTAL PETROLEUM CRP$165,735$165,735
DIAGEO PLC NEW GB SPON ADR$73,015$73,015
PAYPAL HOLDINGS INC$73,620$73,620
VODAFONE GROUP PLC SPON ADR$55,825$55,825
CARNIVAL CORP NEW$66,370$66,370
HEALTH CARE SVCS GROUP INC.$65,900$65,900
MONSANTO CO NEW$204,365$204,365
ALIBABA GROUP HLDG LTD SPON ADR$108,631$108,631
CELGENE CORP$52,180$52,180
CISCO SYSTEMS INC$76,600$76,600
EPAM SYSTEMS INC$80,573$80,573
WALT DISNEY CO$107,510$107,510

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (12 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F2FMV$185,070$185,070
AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F2FMV$137,046$137,046
THE GROWTH FUND OF AMERICA FUND CLASS F2FMV$137,766$137,766
FIRST EAGLE GLOBAL FUNDS CLASS IFMV$284,612$284,612
MERK HARD CURRENCY FUND INSTL CLASSFMV$229,128$229,128
NATIXIS VAUGHAN NELSON SELECT FUND CLASS YFMV$174,290$174,290
NATIXIS VAUGHAN NELSON VALUE OPP FUND CLASS YFMV$140,753$140,753
OAKMARK EQUITY & INCOME FUND CLASS IFMV$143,068$143,068
AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2FMV$185,090$185,090
CAMBIAR INTERNATIONAL EQUITY INSTLFMV$373,530$373,530
INVESCO DIVRS DIV FD CL YFMV$154,286$154,286
VANGUARD FTSE EMERGING MARKETS ETFFMV$126,253$126,253

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT FEES$25,255$25,255$0$0
MISCELLANEOUS EXPENSE$1,330$0$0$1,330

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

FieldValueIRS element (for citing)
DescCAPITAL GAIN DISTRIBUTIONDesc
Revenue And Expenses Per Books$64,010RevenueAndExpensesPerBooksAmt
Net Investment Income$64,010NetInvestmentIncomeAmt

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

FieldValueIRS element (for citing)
DescUNREALIZED GAIN ON INVESTMENTSDesc
Amt$587,852Amt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
CategoryFOREIGN TAXES PAIDCategoryTxt
Amt$1,912Amt
Net Investment Income$1,912NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt
Disbursements Charitable Prps$0DisbursementsCharitablePrpsAmt

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