JOHN L NAU III FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- JOHN L NAU III FOUNDATION (EIN 20-8457303)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-10-31
- IRS object ID
- 201833049349100103
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-10-31T08:48:07-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010687790 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BC CONSULTING LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 955 GEMINI STREET | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77058 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208457303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NAU FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NAUF | BusinessNameControlTxt |
| Phone | 7138666323 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN L NAU III | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 7138666362 | PhoneNum |
| Signature | 2018-10-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRYAN F CLARK | PreparerPersonNm |
| PTIN | P00360796 | PTIN |
| Phone | 7132267800 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 23.30.80.153 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-10-31 | IPDt |
| IP Tm | 08:47:56 | IPTm |
| IP Timezone | CD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 6C9C36ECCCD42AEE8584DD7448ACA2536B761DC0 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 5BD5A4056EEF97928A02DD8B7D179123FE1D0311 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2018-06-14 16:35:46Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,270,585 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $500,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $66,445 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $66,445 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $31,099 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $545,468 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $31,099 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $64,010 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $64,010 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $661,554 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $161,554 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $4,200 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,150 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,050 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $1,912 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,912 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $26,585 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $25,255 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,330 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $32,697 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $30,317 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,380 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $775,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $775,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $807,697 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $30,317 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $777,380 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$146,143 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $131,237 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $542,538 | CashBOYAmt |
| Cash EOY | $117,330 | CashEOYAmt |
| Cash EOYFMV | $117,330 | CashEOYFMVAmt |
| Corporate Stock BOY | $1,456,839 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,882,363 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,882,363 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $1,829,499 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,270,892 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,270,892 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,828,876 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,270,585 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,270,585 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $3,828,876 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $4,270,585 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,828,876 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,270,585 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,828,876 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,270,585 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,828,876 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$146,143 | ExcessRevenueOverExpensesAmt |
| Other Increases | $587,852 | OtherIncreasesAmt |
| Subtotal | $4,270,585 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $4,270,585 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| BAIDU INC ADS | P | 2016-10-12 | 2017-06-20 | $8,861 | $8,892 | -$31 | -$31 |
| BAIDU INC ADS | P | 2017-04-25 | 2017-06-20 | $70,889 | $73,464 | -$2,575 | -$2,575 |
| CALPINE CORP NEW | P | 2017-07-18 | 2017-10-09 | $37,229 | $35,167 | $2,062 | $2,062 |
| INCYTE CORP | P | 2016-11-17 | 2017-05-25 | $27,850 | $21,185 | $6,665 | $6,665 |
| INCYTE CORP | P | 2016-12-06 | 2017-05-25 | $27,850 | $21,034 | $6,816 | $6,816 |
| VANGUARD FTSE | P | 2017-05-10 | 2017-11-21 | $34,286 | $30,515 | $3,771 | $3,771 |
| BAIDU INC ADS | P | 2015-12-21 | 2017-06-20 | $8,861 | $9,865 | -$1,004 | -$1,004 |
| CALPINE CORP NEW | P | 2013-08-28 | 2017-08-22 | $37,024 | $47,693 | -$10,669 | -$10,669 |
| CALPINE CORP NEW | P | 2014-05-27 | 2017-08-22 | $22,215 | $33,973 | -$11,758 | -$11,758 |
| CALPINE CORP NEW | P | 2015-06-09 | 2017-08-22 | $14,810 | $19,507 | -$4,697 | -$4,697 |
| CALPINE CORP NEW | P | 2015-08-21 | 2017-08-22 | $2,962 | $3,274 | -$312 | -$312 |
| CALPINE CORP NEW | P | 2015-08-26 | 2017-08-22 | $11,848 | $12,268 | -$420 | -$420 |
| CALPINE CORP NEW | P | 2015-10-29 | 2017-08-22 | $7,405 | $7,413 | -$8 | -$8 |
| CALPINE CORP NEW | P | 2015-10-25 | 2017-10-09 | $7,446 | $7,413 | $33 | $33 |
| CALPINE CORP NEW | P | 2016-08-29 | 2017-10-09 | $44,675 | $37,948 | $6,727 | $6,727 |
| INCYTE CORP | P | 2014-08-27 | 2017-05-25 | $13,925 | $5,501 | $8,424 | $8,424 |
| PAYPAL HOLDINGS INC | P | 2014-04-24 | 2017-09-29 | $28,821 | $15,136 | $13,685 | $13,685 |
| PAYPAL HOLDINGS INC | P | 2016-09-20 | 2017-09-29 | $34,801 | $21,746 | $13,055 | $13,055 |
| WELLS FARGO & CO | P | 2014-08-19 | 2017-04-13 | $51,855 | $50,945 | $910 | $910 |
| WELLS FARGO & CO | P | 2014-08-27 | 2017-04-13 | $51,855 | $51,430 | $425 | $425 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $31,099 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $426,121 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,506,224 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.121533 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $275,550 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $3,665,772 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.075168 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $200,950 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,731,040 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.053859 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $442,769 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,577,344 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.171793 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $373,103 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,975,759 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.188840 | DistributionYr5Rt |
| Total Distribution | 0.611193 | TotalDistributionRt |
| Average Distribution | 0.122239 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,353,900 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $532,216 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,312 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $533,528 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $777,380 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,312 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,312 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,312 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,341 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $5,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $6,341 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,029 | OverpaymentAmt |
| Applied To ES Tax | $5,029 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CAROLINE BAKER | IndividualWithBooksNm |
| Phone | 7138666362 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN L NAU III | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| BARBARA NAU | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | SECRETARY, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ELIZABETH NAU STEPANIAN | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| VICTORIA NAU JOHNSON | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,296,905 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $123,298 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,420,203 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,420,203 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $66,303 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,353,900 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $217,695 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $217,695 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,312 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,312 | TotalTaxAmt |
| Distributable Before Adj | $216,383 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $216,383 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $216,383 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $777,380 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $777,380 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,312 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $776,068 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $216,383 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $275,025 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $318,532 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $16,738 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $93,496 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $252,108 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $955,899 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $777,380 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $216,383 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $560,997 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,516,896 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $275,025 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,241,871 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $318,532 | ExcessFromYear4Amt |
| Excess From Year3 | $16,738 | ExcessFromYear3Amt |
| Excess From Year2 | $93,496 | ExcessFromYear2Amt |
| Excess From Year1 | $252,108 | ExcessFromYear1Amt |
| Excess From Current Year | $560,997 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN L NAU III | ContributingManagerNm |
| Contributing Manager | BARBARA NAU | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| COLLEGE FOUNDATION OF UVA | |||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $225,000 |
| HAVEN FOR HOPE | |||||||
| 1 HAVEN HOPE WAY | SAN ANTONIO | TX | 78207 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| HOUSTON SPCA | |||||||
| 900 PORTWAY DRIVE | HOUSTON | TX | 77024 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| WORKSHOP HOUSTON | |||||||
| PO BOX 88365 | HOUSTON | TX | 77288 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| LONE STAR FLIGHT MUSEUM | |||||||
| PO BOX 3099 | GALVESTON | TX | 77552 | N/A | PUBLIC CHARITY | EDUCATION | $250,000 |
| SUL ROSS BORDERLAND RESEARCH | |||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $150,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $775,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| HOUSTON SPCA | |||||||
| 900 PORTWAY DRIVE | HOUSTON | TX | 77024 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| COLLEGE FOUNDATION OF UVA | |||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $570,000 |
| WORKSHOP HOUSTON | |||||||
| PO BOX 88365 | HOUSTON | TX | 77288 | N/A | PUBLIC CHARITY | EDUCATION | $150,000 |
| SUL ROSS BORDERLAND RESEARCH | |||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $1,350,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $2,120,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $66,445 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $64,010 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $31,099 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $161,554 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $161,554 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN AND BARBARA NAU | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVENUE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $500,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $4,200 | Amt |
| Net Investment Income | $3,150 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $1,050 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (18 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| APPLE INC | $135,384 | $135,384 |
| BERKSHIRE HATHAWAY INC CL B | $257,686 | $257,686 |
| CME GROUP INC. | $215,424 | $215,424 |
| INCYTE CORP | $47,355 | $47,355 |
| KINDER MORGAN INC. | $54,210 | $54,210 |
| NOVARTIS AG SPON ADR | $41,980 | $41,980 |
| OCCIDENTAL PETROLEUM CRP | $165,735 | $165,735 |
| DIAGEO PLC NEW GB SPON ADR | $73,015 | $73,015 |
| PAYPAL HOLDINGS INC | $73,620 | $73,620 |
| VODAFONE GROUP PLC SPON ADR | $55,825 | $55,825 |
| CARNIVAL CORP NEW | $66,370 | $66,370 |
| HEALTH CARE SVCS GROUP INC. | $65,900 | $65,900 |
| MONSANTO CO NEW | $204,365 | $204,365 |
| ALIBABA GROUP HLDG LTD SPON ADR | $108,631 | $108,631 |
| CELGENE CORP | $52,180 | $52,180 |
| CISCO SYSTEMS INC | $76,600 | $76,600 |
| EPAM SYSTEMS INC | $80,573 | $80,573 |
| WALT DISNEY CO | $107,510 | $107,510 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F2 | FMV | $185,070 | $185,070 |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F2 | FMV | $137,046 | $137,046 |
| THE GROWTH FUND OF AMERICA FUND CLASS F2 | FMV | $137,766 | $137,766 |
| FIRST EAGLE GLOBAL FUNDS CLASS I | FMV | $284,612 | $284,612 |
| MERK HARD CURRENCY FUND INSTL CLASS | FMV | $229,128 | $229,128 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | FMV | $174,290 | $174,290 |
| NATIXIS VAUGHAN NELSON VALUE OPP FUND CLASS Y | FMV | $140,753 | $140,753 |
| OAKMARK EQUITY & INCOME FUND CLASS I | FMV | $143,068 | $143,068 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | FMV | $185,090 | $185,090 |
| CAMBIAR INTERNATIONAL EQUITY INSTL | FMV | $373,530 | $373,530 |
| INVESCO DIVRS DIV FD CL Y | FMV | $154,286 | $154,286 |
| VANGUARD FTSE EMERGING MARKETS ETF | FMV | $126,253 | $126,253 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $25,255 | $25,255 | $0 | $0 |
| MISCELLANEOUS EXPENSE | $1,330 | $0 | $0 | $1,330 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CAPITAL GAIN DISTRIBUTION | Desc |
| Revenue And Expenses Per Books | $64,010 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $64,010 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $587,852 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES PAID | CategoryTxt |
| Amt | $1,912 | Amt |
| Net Investment Income | $1,912 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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