MILLSTREAM FUND INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- MILLSTREAM FUND INC (EIN 52-1472819)
- Tax period
- 2016-12-01 to 2017-11-30
- Filed
- 2018-10-14
- IRS object ID
- 201822879349100207
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-10-14T17:05:21-05:00 | ReturnTs |
| Tax Period End | 2017-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWNPC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4600 EAST WEST HWY 900 | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 208143423 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521472819 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MILLSTREAM FUND INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O WITHUMSMITHBROWN PC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % PHOEBE JANE WINTHROP | InCareOfNm |
| Business Name Control | MILL | BusinessNameControlTxt |
| Phone | 3012726000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4600 EAST-WEST HIGHWAY Suite 900 | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 208143423 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PHOEBE JANE WINTHROP | PersonNm |
| Person Title | SECRETARY-TREASURER | PersonTitleTxt |
| Phone | 3012726000 | PhoneNum |
| Signature | 2018-10-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | RICHARD L RUVELSON | PreparerPersonNm |
| PTIN | P00234075 | PTIN |
| Phone | 3012726000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 209.190.253.84 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 22006220182875000170 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2018-10-14 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | EFE937D907E9188D51497D9C700ABA7D032A681F | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | DAD7CADDA1213C1C4B488B5C44A0E1B1F18BB4E6 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2018-06-14 16:35:46Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $10,130,161 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,000,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $301 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $301 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $141,183 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $141,183 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $470,086 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,286,194 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $470,086 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,611,570 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $611,570 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $9,200 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $920 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,280 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $57,117 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $57,117 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $1,662 | TaxesRevAndExpnssAmt |
| Taxes Dsbrs Chrtbl | $25 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $797 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $797 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $68,776 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $58,037 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $9,102 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $972,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $972,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,040,776 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $58,037 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $981,102 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $570,794 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $553,533 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $140,081 | CashBOYAmt |
| Cash EOY | $149,737 | CashEOYAmt |
| Cash EOYFMV | $149,737 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $57,134 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $120,217 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $120,217 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $7,004,535 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,502,590 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,860,207 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $7,201,750 | TotalAssetsBOYAmt |
| Total Assets EOY | $7,772,544 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $10,130,161 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $0 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $0 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $7,201,750 | RetainedEarningBOYAmt |
| Retained Earning EOY | $7,772,544 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,201,750 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $7,772,544 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,201,750 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $7,772,544 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,201,750 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $570,794 | ExcessRevenueOverExpensesAmt |
| Subtotal | $7,772,544 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $7,772,544 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | PUBLICLY TRADED SECURITIES - US TRUST | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Gross Sales Price | $4,286,194 | GrossSalesPriceAmt |
| Cost Or Other Basis | $3,816,108 | CostOrOtherBasisAmt |
| Gain Or Loss | $470,086 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $470,086 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $470,086 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $919,879 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $7,614,325 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.120809 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $772,734 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $7,473,578 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.103395 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $816,000 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,679,956 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.122156 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $790,250 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,498,682 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.143716 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $846,843 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,813,778 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.175921 | DistributionYr5Rt |
| Total Distribution | 0.665997 | TotalDistributionRt |
| Average Distribution | 0.133199 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $8,777,990 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,169,219 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,535 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,174,754 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $981,102 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $11,071 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $11,071 | SubtotalAmt |
| Tax Based On Investment Income | $11,071 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,043 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $11,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $24,043 | TotalPaymentsAndCreditsAmt |
| Overpayment | $12,972 | OverpaymentAmt |
| Applied To ES Tax | $12,972 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | false | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHOEBE JANE WINTHROP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2023381542 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3722 BENTON ST NW | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20007 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| HOPE ALDRICH | |||||||||
| C/O WITHUMSMITHBROWN PC | 4600 EAST WEST HIGHWAY | BETHESDA | MD | 208143423 | PRESIDENT | 1.0 | $0 | $0 | $0 |
| PHOEBE JANE WINTHROP | |||||||||
| 3722 BENTON STREET NW | WASHINGTON | DC | 20007 | SECRETARY | 1.0 | $0 | $0 | $0 | |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NUVEEN ASSET MANAGEMENT LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25604 NETWORK PLACE | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 606731256 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $51,904 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,690,959 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $220,706 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $8,911,665 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $8,911,665 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $133,675 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $8,777,990 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $438,900 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $438,900 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $11,071 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $11,071 | TotalTaxAmt |
| Distributable Before Adj | $427,829 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $427,829 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $427,829 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $981,102 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $981,102 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $981,102 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $427,829 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $606,968 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $522,651 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $498,893 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $421,092 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $550,120 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,599,724 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $981,102 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $427,829 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $553,273 | RemainingDistriFromCorpusAmt |
| Total Corpus | $3,152,997 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $606,968 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,546,029 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $522,651 | ExcessFromYear4Amt |
| Excess From Year3 | $498,893 | ExcessFromYear3Amt |
| Excess From Year2 | $421,092 | ExcessFromYear2Amt |
| Excess From Year1 | $550,120 | ExcessFromYear1Amt |
| Excess From Current Year | $553,273 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HOPE ALDRICH | ContributingManagerNm |
| Shareholder Manager | NA | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (44 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Akshaya Patra USA | |||||||
| 92 Montvale Avenue Suite 2500 | Stoneham | MA | 02180 | N/A | PC | General Support | $10,000 |
| Asian Cultural Council | |||||||
| 6 West 48th St 12th Floor | New York | NY | 100361802 | N/A | PC | General Support | $25,000 |
| Bach Choir of Bethlehem | |||||||
| 440 Heckewelder Place | Bethlehem | PA | 18018 | N/A | PC | General Support | $15,000 |
| BayKids | |||||||
| 1007 Genl Kennedy Ave Box 10 | San Francisco | CA | 94129 | N/A | PC | General Support | $20,000 |
| Bowers Museum | |||||||
| 2002 North Main St | Santa Ana | CA | 92706 | N/A | PC | General Support | $2,500 |
| Brearley School | |||||||
| 610 East 83rd Street | New York | NY | 100287988 | N/A | PC | General Support | $3,500 |
| California State Parks Foundation | |||||||
| 50 Francisco St Ste 110 | San Francisco | CA | 94133 | N/A | PC | General Support | $15,000 |
| Center for Reproductive Rights | |||||||
| 199 Water Street 22nd Fl | New York | NY | 10038 | N/A | PC | General Support | $15,000 |
| Central Park Conservancy | |||||||
| 14 East 60th Street | New York | NY | 10022 | N/A | PC | General Support | $10,000 |
| Columbia Center for Children's Environment | |||||||
| 722 West 168th Street 12th Floor | New York | NY | 10032 | N/A | PC | General Support | $5,000 |
| Conservation Minnesota | |||||||
| 1101 West River Pkwy Ste 250 | Minneapolis | MN | 554154853 | N/A | PC | General Support | $50,000 |
| Cystinosis Research Foundation | |||||||
| 18802 Bardeen Avenue | Irvine | CA | 92612 | N/A | PC | General Support | $2,500 |
| Essential Public Media | |||||||
| 67 Bedford Square | Pittsburgh | PA | 15203 | N/A | PC | General Support | $25,000 |
| Facing Addiction with NCADD | |||||||
| 100 Mill Plain Rd 3rd Fl | Danbury | CT | 068115178 | N/A | PC | General Support | $15,000 |
| High Country News Foundation | |||||||
| PO Box 1090 | Paonia | CO | 81428 | N/A | PC | General Support | $5,000 |
| Hoag Hospital Foundation | |||||||
| 500 Superior Ave Ste 350 | Newport Beach | CA | 92663 | N/A | PC | General Support | $2,500 |
| Institute for Policy Studies | |||||||
| 1112 16th St NW Ste 600 | Washington | DC | 20036 | N/A | PC | General Support | $5,000 |
| KERA | |||||||
| 3000 Harry Hines Boulevard | Dallas | TX | 75201 | N/A | PC | General Support | $25,000 |
| KJZZ 915 FM | |||||||
| 2323 West 14th Street | Tempe | AZ | 85281 | N/A | PC | Fronteras offices | $25,000 |
| KOCE Public TV | |||||||
| 3080 Bristol St Suite 100 | Costa Mesa | CA | 92626 | N/A | PC | General Support | $10,000 |
| KUNM 899 FM | |||||||
| Onate Hall 1 University of NM | Albuquerque | NM | 871310001 | N/A | PC | General Support | $15,000 |
| Museum of Modern Art | |||||||
| 11 West 53rd Street | New York | NY | 10019 | N/A | PC | General Support | $2,500 |
| NARAL-Pro Choice America Foundation | |||||||
| 1156 15th Street NW | Washington | DC | 20005 | N/A | PC | General Support | $20,000 |
| National Dance Institute of New Mexico | |||||||
| 1140 Alto Street | Santa Fe | NM | 875012596 | N/A | PC | At-risk youth programs | $50,000 |
| National Dance Institute-New York | |||||||
| 217 West 147th Street | New York | NY | 100393427 | N/A | PC | General Support | $25,000 |
| Natural Resources Defense Council | |||||||
| 40 West 20th Street | New York | NY | 10011 | N/A | PC | General Support | $25,000 |
| Newport Beach Public Library Foundation | |||||||
| 1000 Avocado Ave | Newport Beach | CA | 926607915 | N/A | PC | General Support | $1,000 |
| Philharmonic Society of Orange County | |||||||
| 2082 Business Ctr Dr Ste 100 | Irvine | CA | 92612 | N/A | PC | General Support | $1,500 |
| Planned Parenthood Federation of America | |||||||
| 123 William Street | New York | NY | 10038 | N/A | PC | General Support | $75,000 |
| Planned Parenthood of New Mexico | |||||||
| 719 San Mateo Blvd NE | Albuquerque | NM | 87108 | N/A | PC | General Support | $20,000 |
| Planned Parenthood of New York City Inc | |||||||
| 26 Bleecker Street 6th Floor | New York | NY | 100122413 | N/A | PC | General Support | $60,000 |
| Planned Parenthood of Orange & San Bernardino | |||||||
| 700 S Tustin St | Orange | CA | 92866 | N/A | PC | General Support | $20,000 |
| Population Council | |||||||
| One Dag Hammarskjold Plaza | New York | NY | 10017 | N/A | PC | General Support | $25,000 |
| Progressive The | |||||||
| 30 West Mifflin Suite 703 | Madison | WI | 53703 | N/A | PC | General Support | $1,000 |
| Public Radio Program Directors Association | |||||||
| 38 Milford Street | Hamilton | NY | 13346 | N/A | PC | General Support | $25,000 |
| Responsible Wealth | |||||||
| 62 Summer Street | Boston | MA | 02110 | N/A | PC | General Support | $10,000 |
| Rockefeller Family Fund | |||||||
| 475 Riverside Drive Ste 900 | New York | NY | 101160066 | N/A | PC | General Support | $125,000 |
| Save the Children | |||||||
| 501 Kings Hwy E Suite 400 | Fairfield | CT | 06825 | N/A | PC | Syrian Children Relief Fund | $50,000 |
| SITE Santa Fe | |||||||
| 1606 Paseo de Peralta | Santa Fe | NM | 87501 | N/A | PC | General Support | $15,000 |
| Smith Fund The | |||||||
| PO Box 340029 | Boston | MA | 022410429 | N/A | PC | General Support | $15,000 |
| South Coast Repertory | |||||||
| PO Box 2197 | Costa Mesa | CA | 926282197 | N/A | PC | General Support | $2,500 |
| Southwest Women's Law Center | |||||||
| 1410 Coal Ave SW | Albuquerque | NM | 87104 | N/A | PC | General Support | $2,500 |
| Washington Bach Consort | |||||||
| 1010 Vermont Ave NW Ste 202 | Washington | DC | 200054943 | N/A | PC | General Support | $50,000 |
| WETA | |||||||
| 3939 Campbell Avenue | Arlington | VA | 22206 | N/A | PC | General Support | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $972,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $301 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $141,183 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $470,086 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $611,570 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $611,570 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | HOPE ALDRICH | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O WITHUMSMITHBROWNPC 4600 E-W | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 20814 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,000,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PLANNING & PREPARATION | CategoryTxt |
| Amt | $9,200 | Amt |
| Net Investment Income | $920 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $8,280 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | NO FORM 990-PF IS FILED WITH THE DELAWARE ATTORNEY GENERAL OFFICE, AS DELAWARE ONLY REQUIRES THE FILING OF THE RETURN IF THE NON-PROFIT ENTITY CONDUCTS ANY ACTIVITY IN THE STATE. | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (53 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| US TRUST - EQUITIES | ||
| AETNA INC | $70,695 | $145,405 |
| ALPHABET INC - CLASS A | $541,855 | $667,293 |
| AMERISOURCEBERGEN CORP | $161,728 | $132,913 |
| AMGEN INC | $127,856 | $179,173 |
| ANTHEM INC | $86,851 | $143,326 |
| APPLE INC | $469,047 | $735,346 |
| BIOGEN IDEC INC | $157,246 | $200,390 |
| BIOVERATIV INC | $101,519 | $101,441 |
| BOEING CO | $122,757 | $236,110 |
| BOOZ ALLEN HAMILTON HLDG CORP | $79,663 | $83,803 |
| CADENCE DESIGN SYSTEM INC | $86,102 | $122,641 |
| CARDINAL HEALTH INC | $135,865 | $93,639 |
| COMCAST CORP | $69,049 | $86,943 |
| DISCOVERY COMMUNICATIONS INC | $30,170 | $27,579 |
| DISNEY WALT CO | $60,604 | $77,357 |
| DOMINOS PIZZA INC | $83,441 | $103,877 |
| EXPRESS SCRIPTS HLDG CO | $143,054 | $176,638 |
| FACEBOOK INC | $86,271 | $99,752 |
| F5 NETWORKS INC | $75,196 | $85,083 |
| GAP INC DEL | $97,003 | $114,022 |
| GILEAD SCIENCES INC | $31,246 | $99,084 |
| HENRY JACK & ASSOC INC | $77,422 | $118,549 |
| HOME DEPOT INC | $272,281 | $534,605 |
| HUMANA INC | $127,760 | $141,386 |
| INTUIT | $116,344 | $195,739 |
| J P MORGAN CHASE & CO | $53,991 | $94,800 |
| LEAR CORP | $99,585 | $122,282 |
| LOWES COS INC | $193,660 | $212,010 |
| MARRIOTT INTL INC NEW | $190,631 | $196,215 |
| MASTERCARD INC | $250,014 | $405,818 |
| MCDONALDS CORP | $171,069 | $200,001 |
| MCKESSON CORP | $130,844 | $116,419 |
| MICROSOFT CORP | $414,620 | $612,673 |
| MOODYS CORP | $82,927 | $112,195 |
| OMNICOM GROUP INC | $175,727 | $149,381 |
| PEPSICO INC | $94,948 | $115,355 |
| PRICE T ROWE GROUP INC | $106,378 | $115,373 |
| RED HAT INC | $90,881 | $131,450 |
| REINSURANCE GROUP AMER INC | $88,860 | $158,485 |
| ROSS STORES INC | $148,801 | $163,845 |
| SCRIPPS NETWORKS INTERACTIVE I | $78,836 | $96,162 |
| SOUTHWEST AIRLS CO | $101,478 | $117,639 |
| SPIRIT AEROSYSTEMS HLDGS INC | $82,209 | $116,686 |
| SYNOPSYS INC | $84,135 | $116,590 |
| SYSCO CORP | $181,818 | $233,576 |
| TARGET CORP | $170,789 | $141,484 |
| TRANSDIGM GROUP INC | $76,793 | $84,002 |
| UNITEDHEALTH GROUP INC | $321,199 | $421,430 |
| VEEVA SYS INC | $77,354 | $100,009 |
| VISA INC | $246,272 | $451,036 |
| VMWARE INC | $184,186 | $202,866 |
| WALGREENS BOOTS ALLIANCE INC | $193,560 | $170,331 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CORPORATION FILING FEES | Desc |
| Revenue And Expenses Per Books | $797 | RevenueAndExpensesPerBooksAmt |
| Disbursements Charitable Prps | $797 | DisbursementsCharitablePrpsAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CUSTODY FEES: | ||
| US TRUST | $5,213 | $5,213 |
| ADVISORY FEES: | ||
| NUVEEN ASSET MGMT | $51,904 | $51,904 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HOPE ALDRICH | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O WITHUMSMITHBROWNPC 4600 E-W | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 20814 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| FRANCHISE TAX | $25 | $25 |
| FEDERAL EXCISE TAX | $1,637 |
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