ALLEN I GROSS CHARITABLE FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- ALLEN I GROSS CHARITABLE FOUNDATION (EIN 11-2906887)
- Tax period
- 2016-12-01 to 2017-11-30
- Filed
- 2018-10-14
- IRS object ID
- 201812879349100601
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-10-14T10:16:13-05:00 | ReturnTs |
| Tax Period End | 2017-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 113360065 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROTH & COMPANY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1428 36TH STREET SUITE 200 | AddressLine1Txt |
| City | BROOKLYN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11218 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 112906887 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALLEN I GROSS CHARITABLE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALLE | BusinessNameControlTxt |
| Phone | 2128374602 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 140 BROADWAY 41ST FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALLEN I GROSS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2128374602 | PhoneNum |
| Signature | 2018-10-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALAN MARK BOTWINICK | PreparerPersonNm |
| PTIN | P00841433 | PTIN |
| Phone | 7182361600 | PhoneNum |
| Preparation | 2018-10-10 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 64.88.174.3 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-10-11 | IPDt |
| IP Tm | 15:08:50 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 5DDFD4E744E1B5553176818DD71C61C54405D34A | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | AD6AD4D7013D7CFCDE1B0E239D304552C3BFBC1F | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2018-06-14 16:35:46Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,567,754 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $925,356 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $164,105 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $164,105 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $171,531 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $171,531 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $86,229 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,183,576 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $86,229 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,347,221 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $421,865 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $19,800 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $15,840 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $59,327 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $59,328 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,664 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $55,281 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $54,920 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $143,072 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $130,088 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $945,599 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $945,599 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,088,671 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $130,088 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $945,599 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $258,550 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $291,777 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $657,892 | CashBOYAmt |
| Cash EOY | $724,983 | CashEOYAmt |
| Cash EOYFMV | $724,983 | CashEOYFMVAmt |
| Corporate Stock BOY | $10,858,306 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,918,394 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,918,394 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $1,947,969 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,924,377 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,924,377 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $13,464,167 | TotalAssetsBOYAmt |
| Total Assets EOY | $13,567,754 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,567,754 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $13,464,167 | UnrestrictedBOYAmt |
| Unrestricted EOY | $13,567,754 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $13,464,167 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $13,567,754 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $13,464,167 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $13,567,754 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $13,464,167 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $258,550 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $13,722,717 | SubtotalAmt |
| Other Decreases | $154,963 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $13,567,754 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (317 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ACTAVIS FUNDING SCS NTS 03.000% 031220 DTD031215 FC091215 CALL@MW+20BP | P | 2015-04-17 | 2017-09-19 | $3,061 | $3,043 | $18 | $18 |
| AIR LIQUIDE ADR FRANCE ADR | P | 2016-08-10 | 2017-10-23 | $12 | $10 | $2 | $2 |
| AIRBUS SE UNSPONSORED ADR | P | 2014-12-11 | 2017-11-30 | $156 | $77 | $79 | $79 |
| AIRBUS SE UNSPONSORED ADR | P | 2015-12-01 | 2017-11-30 | $259 | $180 | $79 | $79 |
| ALLIANZ FIXED INCOME SHARES: SERIES M | P | 2012-05-10 | 2017-09-06 | $2,221 | $2,267 | -$46 | -$46 |
| AMER EXPRESS CO | P | 2012-05-08 | 2017-01-03 | $748 | $597 | $151 | $151 |
| AMER EXPRESS CO | P | 2012-05-09 | 2017-01-03 | $1,873 | $1,491 | $382 | $382 |
| AMERICAN EXPRESS CREDIT 02.700% 030322 DTD030317 FC090317 NTS B/E | P | 2017-03-10 | 2017-09-19 | $2,030 | $1,984 | $46 | $46 |
| ANGLOGOLD HOLDINGS PLC 05.375% 041520 DTD042810 FC101510 CALL@MW+25BP | P | 2014-10-30 | 2017-09-08 | $52,696 | $50,147 | $2,549 | $2,549 |
| ANHEUSER BUSCH INBEV FIN 03.700% 020124 DTD012714 FC080114 INC | P | 2014-07-24 | 2017-09-19 | $2,105 | $2,046 | $59 | $59 |
| APPLE INC B/E 02.450% 080426 DTD080416 FC020417 CALL@MW+15BP | P | 2016-08-11 | 2017-09-19 | $2,900 | $3,010 | -$110 | -$110 |
| ARCELORMITTAL LUXEMBOURG | P | 2016-03-14 | 2017-11-30 | $443 | $189 | $254 | $254 |
| ARCELORMITTAL LUXEMBOURG | P | 2016-03-29 | 2017-11-30 | $622 | $394 | $228 | $228 |
| ARCELORMITTAL LUXEMBOURG | P | 2016-03-29 | 2017-11-30 | $55 | $32 | $23 | $23 |
| ASPEN TECHNOLOGY INC DEL CHANGE IN STATE OF INC | P | 2015-04-17 | 2017-03-27 | $2,377 | $1,689 | $688 | $688 |
| BANCO SANTANDER CHILE SPON ADR | P | 2016-07-19 | 2017-08-16 | $1,585 | $1,103 | $482 | $482 |
| BARCLAYS BANK PLC L/O TA-CYN RTY SPX 10/30/2026 | P | 2016-10-27 | 2017-10-31 | $50,000 | $50,000 | $0 | $0 |
| BARCLAYS BANK PLC L/O TPAOS SX5E RTY 08/20/2018 | P | 2015-08-14 | 2017-05-17 | $75,000 | $75,000 | $0 | $0 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C | P | 2012-05-09 | 2017-07-24 | $26,550 | $26,903 | -$353 | -$353 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C | P | 2012-05-09 | 2017-08-16 | $684 | $694 | -$10 | -$10 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C | P | 2012-05-09 | 2017-09-06 | $391 | $395 | -$4 | -$4 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C | P | 2012-05-09 | 2017-09-19 | $38,866 | $39,420 | -$554 | -$554 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C | P | 2012-05-09 | 2017-11-16 | $776 | $790 | -$14 | -$14 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M | P | 2012-05-09 | 2017-08-16 | $1,357 | $1,357 | $0 | $0 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M | P | 2012-05-09 | 2017-09-06 | $470 | $510 | -$40 | -$40 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M | P | 2012-05-09 | 2017-09-19 | $45,279 | $49,319 | -$4,040 | -$4,040 |
| BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M | P | 2012-05-09 | 2017-11-16 | $891 | $977 | -$86 | -$86 |
| BNP PARIBAS SA ADR | P | 2013-08-09 | 2017-01-13 | $165 | $167 | -$2 | -$2 |
| BNP PARIBAS SA ADR | P | 2013-08-09 | 2017-02-07 | $641 | $703 | -$62 | -$62 |
| BNP PARIBAS SA ADR | P | 2013-08-09 | 2017-05-22 | $258 | $234 | $24 | $24 |
| BRITISH AMER TOBACCO PLC GB SPON ADR | P | 2014-05-30 | 2017-01-27 | $493 | $483 | $10 | $10 |
| BRITISH AMER TOBACCO PLC GB SPON ADR | P | 2015-03-25 | 2017-01-27 | $370 | $326 | $44 | $44 |
| BRITISH AMER TOBACCO PLC GB SPON ADR | P | 2016-03-17 | 2017-01-27 | $616 | $584 | $32 | $32 |
| BRITISH AMER TOBACCO PLC GB SPON ADR | P | 2016-04-01 | 2017-01-27 | $616 | $580 | $36 | $36 |
| CENTRICA PLC NEW 2004 SPON ADR | P | 2015-10-05 | 2017-02-27 | $169 | $211 | -$42 | -$42 |
| CENTRICA PLC NEW 2004 SPON ADR | P | 2015-10-06 | 2017-02-27 | $1,180 | $1,468 | -$288 | -$288 |
| CENTRICA PLC NEW 2004 SPON ADR | P | 2015-10-09 | 2017-02-27 | $405 | $539 | -$134 | -$134 |
| CENTRICA PLC NEW 2004 SPON ADR | P | 2015-12-14 | 2017-02-27 | $517 | $583 | -$66 | -$66 |
| CHURCH & DWIGHT CO INC | P | 2013-08-13 | 2017-03-24 | $3,870 | $2,355 | $1,515 | $1,515 |
| CHURCH & DWIGHT CO INC | P | 2013-08-13 | 2017-08-15 | $1,345 | $826 | $519 | $519 |
| CHURCH & DWIGHT CO INC | P | 2013-09-10 | 2017-08-15 | $2,590 | $1,528 | $1,062 | $1,062 |
| CHURCH & DWIGHT CO INC | P | 2013-09-11 | 2017-08-15 | $1,993 | $1,182 | $811 | $811 |
| CHURCH & DWIGHT CO INC | P | 2013-10-03 | 2017-08-15 | $1,196 | $722 | $474 | $474 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2013-09-11 | 2017-05-24 | $351 | $278 | $73 | $73 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2013-10-02 | 2017-05-24 | $230 | $191 | $39 | $39 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2013-12-26 | 2017-05-24 | $283 | $270 | $13 | $13 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2015-01-13 | 2017-05-24 | $54 | $47 | $7 | $7 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2015-01-13 | 2017-06-01 | $388 | $339 | $49 | $49 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2015-06-18 | 2017-06-01 | $39 | $49 | -$10 | -$10 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2015-06-24 | 2017-06-01 | $117 | $148 | -$31 | -$31 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2015-07-06 | 2017-06-01 | $1,075 | $1,174 | -$99 | -$99 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2016-01-12 | 2017-06-01 | $388 | $380 | $8 | $8 |
| CK HUTCHISON HLDGS LTD UNSPONSORED ADR | P | 2016-01-19 | 2017-06-01 | $544 | $512 | $32 | $32 |
| CREDIT SUISSE AG L/O SDT-AN RTY SX5E 06/28/2019 | P | 2016-06-28 | 2017-07-05 | $80,828 | $75,000 | $5,828 | $5,828 |
| CREDIT SUISSE AG TA-CYN KRE 04/03/2020 | P | 2017-03-29 | 2017-10-03 | $50,000 | $50,000 | $0 | $0 |
| CREDIT SUISSE AG TRIGGER PS RTY 07/31/2025 | P | 2015-07-28 | 2017-11-27 | $93,722 | $75,000 | $18,722 | $18,722 |
| CREDIT SUISSE GROUP SPON ADR | P | 2017-05-18 | 2017-11-30 | $423 | $359 | $64 | $64 |
| DBS GROUP HLDGS LTD. SPON ADR | P | 2016-11-30 | 2017-11-30 | $434 | $296 | $138 | $138 |
| DENTSPLY SIRONA INC | P | 2013-08-13 | 2017-10-20 | $192 | $120 | $72 | $72 |
| DENTSPLY SIRONA INC | P | 2013-09-10 | 2017-10-20 | $3,029 | $1,814 | $1,215 | $1,215 |
| DENTSPLY SIRONA INC | P | 2013-09-11 | 2017-10-20 | $2,580 | $1,553 | $1,027 | $1,027 |
| DENTSPLY SIRONA INC | P | 2013-10-03 | 2017-10-20 | $1,234 | $749 | $485 | $485 |
| DENTSPLY SIRONA INC | P | 2013-11-20 | 2017-10-20 | $785 | $508 | $277 | $277 |
| DENTSPLY SIRONA INC | P | 2013-12-26 | 2017-10-20 | $897 | $562 | $335 | $335 |
| DENTSPLY SIRONA INC | P | 2014-03-21 | 2017-10-20 | $4,823 | $3,202 | $1,621 | $1,621 |
| DEUTSCHE BANK AG L/O TPAOS RTY SX5E 08/31/2018 | P | 2015-08-27 | 2017-02-28 | $50,000 | $50,000 | $0 | $0 |
| ENEL SPA ADR | P | 2014-01-23 | 2017-08-16 | $205 | $165 | $40 | $40 |
| EQUIFAX INC | P | 2013-08-13 | 2017-09-08 | $7,276 | $3,845 | $3,431 | $3,431 |
| EQUIFAX INC | P | 2013-08-28 | 2017-09-08 | $863 | $425 | $438 | $438 |
| EQUIFAX INC | P | 2013-09-10 | 2017-09-08 | $3,206 | $1,553 | $1,653 | $1,653 |
| EQUIFAX INC | P | 2013-09-11 | 2017-09-08 | $2,960 | $1,428 | $1,532 | $1,532 |
| EQUIFAX INC | P | 2013-10-03 | 2017-09-08 | $2,343 | $1,122 | $1,221 | $1,221 |
| EXPRESS SCRIPTS HLDG CO | P | 2014-06-19 | 2017-03-08 | $6,561 | $6,615 | -$54 | -$54 |
| FACTSET RESH SYSTEMS INC | P | 2013-09-11 | 2017-06-28 | $843 | $558 | $285 | $285 |
| FACTSET RESH SYSTEMS INC | P | 2013-10-03 | 2017-06-28 | $2,361 | $1,559 | $802 | $802 |
| FACTSET RESH SYSTEMS INC | P | 2013-11-20 | 2017-06-28 | $1,349 | $898 | $451 | $451 |
| FACTSET RESH SYSTEMS INC | P | 2013-12-26 | 2017-06-28 | $1,518 | $981 | $537 | $537 |
| FANNIE MAE BOND 00.875 % DUE 020818 DTD 010713 FC 02082013 | P | 2014-03-10 | 2017-07-31 | $11,980 | $11,808 | $172 | $172 |
| FANNIE MAE BOND 00.875 % DUE 020818 DTD 010713 FC 02082013 | P | 2014-04-11 | 2017-07-31 | $5,990 | $5,918 | $72 | $72 |
| FANNIE MAE BOND 00.875 % DUE 020818 DTD 010713 FC 02082013 | P | 2014-05-12 | 2017-07-31 | $2,995 | $2,958 | $37 | $37 |
| FANNIE MAE BOND 02.625 % DUE 090624 DTD 090814 FC 03062015 | P | 2016-11-18 | 2017-07-20 | $8,243 | $8,137 | $106 | $106 |
| FASTENAL CO | P | 2015-07-28 | 2017-06-26 | $3,791 | $3,624 | $167 | $167 |
| FASTENAL CO | P | 2015-08-10 | 2017-06-26 | $2,599 | $2,480 | $119 | $119 |
| FERGUSON PLC SPON ADR | P | 2014-12-03 | 2017-12-01 | $873 | $703 | $170 | $170 |
| FNMA 06.250 % DUE 051529 DTD 051599 FC 11151999 | P | 2017-08-09 | 2017-09-19 | $4,082 | $4,089 | -$7 | -$7 |
| FNMA NTS 5.000 % DUE 051117 DTD 041607 FC 05112007 | P | 2014-03-10 | 2017-05-11 | $11,000 | $11,000 | $0 | $0 |
| FNMA NTS 5.000 % DUE 051117 DTD 041607 FC 05112007 | P | 2014-04-11 | 2017-05-11 | $5,000 | $5,000 | $0 | $0 |
| FNMA NTS 5.000 % DUE 051117 DTD 041607 FC 05112007 | P | 2014-05-12 | 2017-05-11 | $3,000 | $3,000 | $0 | $0 |
| FNMA PL AE0828 03.5000 DUE 02/01/41 FACTOR 0.304024730000 | P | 2012-04-24 | 2017-07-24 | $5,590 | $5,621 | -$31 | -$31 |
| FNMA PL MA2896 03.5000 DUE 02/01/47 FACTOR 0.894239820000 | P | 2017-02-27 | 2017-07-24 | $32,042 | $32,001 | $41 | $41 |
| FRONTIER COMMUNICATIONS 07.125% 011523 DTD081512 FC011513 CALL@MW+50BP | P | 2014-03-04 | 2017-10-30 | $30,416 | $41,732 | -$11,316 | -$11,316 |
| GENWORTH HOLDINGS INC 04.900% 081523 DTD080813 FC021514 CALL@MW+35BP | P | 2015-04-14 | 2017-10-10 | $40,987 | $45,330 | -$4,343 | -$4,343 |
| GOLDMAN SACHS GROUP INC 04.000% 030324 DTD030314 FC090314 B/E | P | 2014-12-16 | 2017-09-19 | $4,220 | $4,104 | $116 | $116 |
| GOTHAM ABSOLUTE RETURN INSTITUTIONAL | P | 2014-01-22 | 2017-12-29 | $35,000 | $31,170 | $3,830 | $3,830 |
| GOTHAM NEUTRAL FUND CLASS I | P | 2014-09-03 | 2017-12-29 | $50,000 | $54,051 | -$4,051 | -$4,051 |
| GS FINANCE CORP L/O TA-CYN MXEA MXEF 01/30/2020 | P | 2017-01-27 | 2017-07-31 | $50,000 | $50,000 | $0 | $0 |
| GS FINANCE CORP L/O TA-CYN RTY SPX 09/16/2026 | P | 2016-09-14 | 2017-09-18 | $75,000 | $75,000 | $0 | $0 |
| HENRY JACK & ASSOC INC | P | 2013-08-13 | 2017-06-28 | $527 | $253 | $274 | $274 |
| HENRY JACK & ASSOC INC | P | 2013-08-13 | 2017-06-29 | $1,453 | $710 | $743 | $743 |
| HENRY JACK & ASSOC INC | P | 2013-08-13 | 2017-06-30 | $1,561 | $760 | $801 | $801 |
| HSBC USA INC TRIGGER AOS SX5E 02/26/2021 | P | 2016-02-25 | 2017-03-03 | $43,600 | $40,000 | $3,600 | $3,600 |
| INFINEON TECHNOLOGIES ADR | P | 2015-03-12 | 2017-11-30 | $194 | $82 | $112 | $112 |
| ING GROEP N V NL SPON ADR | P | 2013-08-09 | 2017-01-13 | $190 | $149 | $41 | $41 |
| ING GROEP N V NL SPON ADR | P | 2013-08-30 | 2017-01-13 | $73 | $54 | $19 | $19 |
| ING GROEP N V NL SPON ADR | P | 2013-08-30 | 2017-06-16 | $272 | $173 | $99 | $99 |
| ING GROEP N V NL SPON ADR | P | 2013-08-30 | 2017-09-14 | $73 | $43 | $30 | $30 |
| ING GROEP N V NL SPON ADR | P | 2013-09-11 | 2017-09-14 | $145 | $93 | $52 | $52 |
| INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR | P | 2013-12-26 | 2017-05-08 | $43 | $36 | $7 | $7 |
| INTESA SANPAOLO SPON ADR | P | 2014-11-05 | 2017-01-24 | $59 | $68 | -$9 | -$9 |
| INTESA SANPAOLO SPON ADR | P | 2014-11-24 | 2017-01-24 | $573 | $701 | -$128 | -$128 |
| INTESA SANPAOLO SPON ADR | P | 2015-02-13 | 2017-01-24 | $353 | $463 | -$110 | -$110 |
| INTESA SANPAOLO SPON ADR | P | 2015-08-26 | 2017-01-24 | $264 | $398 | -$134 | -$134 |
| JOHNSON & JOHNSON COM | P | 2011-10-04 | 2017-07-18 | $1,747 | $797 | $950 | $950 |
| JOHNSON & JOHNSON COM | P | 2012-05-09 | 2017-07-18 | $940 | $452 | $488 | $488 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | P | 2013-08-12 | 2017-04-04 | $2,191 | $2,333 | -$142 | -$142 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | P | 2013-08-12 | 2017-05-25 | $4,591 | $4,699 | -$108 | -$108 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | P | 2013-08-12 | 2017-06-19 | $3,322 | $3,394 | -$72 | -$72 |
| JP MORGAN INTERNATIONAL VALUE SMA FUND | P | 2013-08-12 | 2017-08-18 | $1,796 | $1,782 | $14 | $14 |
| JPMORGAN CHASE FINANCIAL L/O TA-CYN MXEA RTY 08/03/2026 | P | 2016-07-27 | 2017-07-31 | $50,000 | $50,000 | $0 | $0 |
| JPMORGAN CHASE FINANCIAL L/O TA-CYN MXEA RTY 08/17/2026 | P | 2016-08-12 | 2017-08-16 | $25,000 | $25,000 | $0 | $0 |
| JPMORGAN CHASE FINANCIAL L/O TA-CYN MXEA RTY 08/31/2026 | P | 2016-08-29 | 2017-08-31 | $30,000 | $30,000 | $0 | $0 |
| JPMORGAN CHASE FINANCIAL L/O TA-CYN RTY SPX 07/24/2026 | P | 2016-07-21 | 2017-07-25 | $60,000 | $60,000 | $0 | $0 |
| JPMORGAN CHASE FINANCIAL L/O TA-CYN RTY SPX 11/16/2026 | P | 2016-11-11 | 2017-11-15 | $75,000 | $75,000 | $0 | $0 |
| JPMORGAN CHASE FINANCIAL L/O TA-CYN RTY SX5E 06/16/2026 | P | 2016-06-10 | 2017-06-14 | $50,000 | $50,000 | $0 | $0 |
| JPMORGAN CHASE FINANCIAL L/O TA-CYN RTY SX5E 12/14/2026 | P | 2016-12-09 | 2017-12-13 | $50,000 | $50,000 | $0 | $0 |
| KBC GROUP NV ADR | P | 2015-12-03 | 2017-06-06 | $148 | $123 | $25 | $25 |
| KBC GROUP NV ADR | P | 2015-12-14 | 2017-06-06 | $520 | $417 | $103 | $103 |
| KBC GROUP NV ADR | P | 2015-12-14 | 2017-10-04 | $421 | $298 | $123 | $123 |
| KBC GROUP NV ADR | P | 2015-12-22 | 2017-10-04 | $126 | $94 | $32 | $32 |
| KREDITANSTALT FUR 01.000% 071519 DTD071916 FC011517 WIEDERAUFBAU | P | 2016-11-16 | 2017-09-19 | $5,938 | $5,926 | $12 | $12 |
| LIBERTY BRAVES GROUP | P | 2011-03-16 | 2017-07-19 | $14 | $7 | $7 | $7 |
| LIBERTY BRAVES GROUP | P | 2011-04-20 | 2017-07-19 | $24 | $12 | $12 | $12 |
| LIBERTY BRAVES GROUP | P | 2013-09-04 | 2017-07-19 | $17 | $18 | -$1 | -$1 |
| LIBERTY BRAVES GROUP | P | 2013-10-02 | 2017-07-19 | $17 | $19 | -$2 | -$2 |
| LIBERTY BRAVES GROUP SER C | P | 2011-03-16 | 2017-07-19 | $52 | $20 | $32 | $32 |
| LIBERTY BRAVES GROUP SER C | P | 2011-04-20 | 2017-07-19 | $48 | $20 | $28 | $28 |
| LIBERTY BRAVES GROUP SER C | P | 2013-09-04 | 2017-07-19 | $33 | $28 | $5 | $5 |
| LIBERTY BRAVES GROUP SER C | P | 2013-10-02 | 2017-07-19 | $33 | $30 | $3 | $3 |
| LLOYDS BANKING GROUP PLC SPON ADR | P | 2015-09-29 | 2017-05-22 | $240 | $283 | -$43 | -$43 |
| LLOYDS BANKING GROUP PLC SPON ADR | P | 2015-11-18 | 2017-05-22 | $327 | $391 | -$64 | -$64 |
| LLOYDS BANKING GROUP PLC SPON ADR | P | 2016-05-13 | 2017-05-22 | $590 | $599 | -$9 | -$9 |
| LOGMEIN INC | P | 2011-04-20 | 2017-02-01 | $23 | $19 | $4 | $4 |
| MICROSOFT CORP | P | 2012-11-28 | 2017-07-18 | $2,544 | $953 | $1,591 | $1,591 |
| MICROSOFT CORP | P | 2012-11-28 | 2017-09-01 | $738 | $272 | $466 | $466 |
| MICROSOFT CORP | P | 2013-01-11 | 2017-09-01 | $4,058 | $1,470 | $2,588 | $2,588 |
| MICROSOFT CORP | P | 2013-08-09 | 2017-09-01 | $738 | $327 | $411 | $411 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR | P | 2013-08-09 | 2017-11-30 | $876 | $775 | $101 | $101 |
| MONOTYPE IMAGING HOLDINGS INC | P | 2013-11-13 | 2017-08-02 | $2,353 | $3,580 | -$1,227 | -$1,227 |
| MONOTYPE IMAGING HOLDINGS INC | P | 2013-11-13 | 2017-08-03 | $1,266 | $1,934 | -$668 | -$668 |
| MONOTYPE IMAGING HOLDINGS INC | P | 2015-09-03 | 2017-08-03 | $775 | $875 | -$100 | -$100 |
| MONOTYPE IMAGING HOLDINGS INC | P | 2015-09-03 | 2017-08-04 | $660 | $747 | -$87 | -$87 |
| MONOTYPE IMAGING HOLDINGS INC | P | 2016-01-29 | 2017-08-04 | $1,698 | $2,206 | -$508 | -$508 |
| MONOTYPE IMAGING HOLDINGS INC | P | 2016-01-29 | 2017-08-07 | $621 | $809 | -$188 | -$188 |
| MONOTYPE IMAGING HOLDINGS INC | P | 2016-08-15 | 2017-08-07 | $1,938 | $2,234 | -$296 | -$296 |
| MONOTYPE IMAGING HOLDINGS INC | P | 2016-08-15 | 2017-08-08 | $638 | $737 | -$99 | -$99 |
| MORGAN STANLEY FINANCE TA-CYN SX7P 10/31/2019 | P | 2016-10-27 | 2017-05-02 | $60,000 | $60,000 | $0 | $0 |
| MORGAN STANLEY NTS B/E 03.875% 012726 DTD012716 FC072716 CALL@MW+30BP | P | 2016-02-24 | 2017-09-19 | $6,232 | $6,124 | $108 | $108 |
| MORGAN STANLEY TRIGGER PS RTY 2/29/2024 | P | 2014-02-25 | 2017-11-27 | $19,306 | $15,000 | $4,306 | $4,306 |
| MSCI INC | P | 2013-09-10 | 2017-03-15 | $3,191 | $1,175 | $2,016 | $2,016 |
| MSCI INC | P | 2013-09-11 | 2017-03-15 | $3,298 | $1,231 | $2,067 | $2,067 |
| MSCI INC | P | 2013-10-03 | 2017-03-15 | $1,277 | $478 | $799 | $799 |
| NATIONAL GRID PLC NEW *REVERSE SPLIT EFF: 05/2017* SPON ADR | P | 2015-03-24 | 2017-04-26 | $583 | $600 | -$17 | -$17 |
| NATIONAL GRID PLC SPON ADR | P | 2015-03-24 | 2017-05-23 | $41 | $42 | -$1 | -$1 |
| NATIONAL GRID PLC SPON ADR | P | 2015-03-24 | 2017-05-25 | $153 | $158 | -$5 | -$5 |
| NATIONAL GRID PLC SPON ADR | P | 2015-06-25 | 2017-05-25 | $517 | $536 | -$19 | -$19 |
| NATIONAL GRID PLC SPON ADR | P | 2015-09-22 | 2017-05-25 | $388 | $396 | -$8 | -$8 |
| NORDEA BANK SWED ADR | P | 2015-11-20 | 2017-06-07 | $25 | $22 | $3 | $3 |
| NORDEA BANK SWED ADR | P | 2015-11-24 | 2017-06-07 | $1,502 | $1,278 | $224 | $224 |
| NORDEA BANK SWED ADR | P | 2016-02-01 | 2017-06-07 | $688 | $544 | $144 | $144 |
| NORDEA BANK SWED ADR | P | 2016-02-03 | 2017-06-07 | $318 | $245 | $73 | $73 |
| NORDEA BANK SWED ADR | P | 2016-02-03 | 2017-09-14 | $646 | $490 | $156 | $156 |
| NORDEA BANK SWED ADR | P | 2016-04-08 | 2017-09-14 | $568 | $412 | $156 | $156 |
| NORDEA BANK SWED ADR | P | 2016-07-07 | 2017-09-14 | $943 | $583 | $360 | $360 |
| NORSK HYDRO A.S NEW NORWAY SPON ADR | P | 2014-04-23 | 2017-03-06 | $235 | $213 | $22 | $22 |
| NORSK HYDRO A.S NEW NORWAY SPON ADR | P | 2014-04-23 | 2017-04-21 | $467 | $421 | $46 | $46 |
| NORSK HYDRO A.S NEW NORWAY SPON ADR | P | 2014-04-23 | 2017-08-17 | $136 | $109 | $27 | $27 |
| NORSK HYDRO A.S NEW NORWAY SPON ADR | P | 2014-05-08 | 2017-08-17 | $429 | $360 | $69 | $69 |
| NORSK HYDRO A.S NEW NORWAY SPON ADR | P | 2014-05-08 | 2017-09-15 | $227 | $169 | $58 | $58 |
| NORSK HYDRO A.S NEW NORWAY SPON ADR | P | 2014-05-08 | 2017-12-01 | $162 | $131 | $31 | $31 |
| NORSK HYDRO A.S NEW NORWAY SPON ADR | P | 2015-03-06 | 2017-12-01 | $74 | $59 | $15 | $15 |
| ORACLE CORP NTS B/E 03.400% 070824 DTD070814 FC010815 CALL@MW+15BP | P | 2015-02-12 | 2017-09-19 | $4,188 | $4,163 | $25 | $25 |
| PEPSICO INC | P | 2012-05-09 | 2017-03-13 | $3,822 | $2,310 | $1,512 | $1,512 |
| PETROBRAS GLOBAL FIN B/E 03.000% 011519 DTD052013 FC011514 CALL@MW+35BP | P | 2014-03-04 | 2017-01-30 | $50,313 | $48,304 | $2,009 | $2,009 |
| PNC FINANCIAL SERVICES GROUP | P | 2012-05-08 | 2017-10-31 | $1,654 | $789 | $865 | $865 |
| PNC FINANCIAL SERVICES GROUP | P | 2012-05-09 | 2017-10-31 | $413 | $195 | $218 | $218 |
| PROCTER & GAMBLE CO | P | 2012-05-08 | 2017-02-08 | $3,963 | $2,888 | $1,075 | $1,075 |
| PROCTER & GAMBLE CO | P | 2012-05-09 | 2017-02-08 | $1,761 | $1,277 | $484 | $484 |
| RESOLUTE FOREST PRODUCTS 05.875% 051523 DTD051514 FC111514 CALL@MW+50BP | P | 2014-07-23 | 2017-10-02 | $39,198 | $39,642 | -$444 | -$444 |
| RIO TINTO PLC SPON ADR | P | 2015-09-11 | 2017-05-31 | $891 | $818 | $73 | $73 |
| RIO TINTO PLC SPON ADR | P | 2015-09-23 | 2017-05-31 | $324 | $274 | $50 | $50 |
| RIO TINTO PLC SPON ADR | P | 2015-10-07 | 2017-05-31 | $81 | $76 | $5 | $5 |
| ROCHE HLDG LTD SPONS ADR SWITZ ADR | P | 2014-01-31 | 2017-10-12 | $690 | $758 | -$68 | -$68 |
| RYANAIR HOLDINGS PLC SPON ADR | P | 2014-03-03 | 2017-06-16 | $216 | $115 | $101 | $101 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2015-02-09 | 2017-12-29 | $13,574 | $19,693 | -$6,119 | -$6,119 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2015-04-29 | 2017-12-29 | $346 | $541 | -$195 | -$195 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2015-07-30 | 2017-12-29 | $408 | $548 | -$140 | -$140 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2015-10-29 | 2017-12-29 | $534 | $552 | -$18 | -$18 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2016-01-28 | 2017-12-29 | $381 | $518 | -$137 | -$137 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2016-04-28 | 2017-12-29 | $317 | $263 | $54 | $54 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2016-07-28 | 2017-12-29 | $301 | $274 | $27 | $27 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2016-10-27 | 2017-12-29 | $227 | $229 | -$2 | -$2 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2016-12-08 | 2017-12-29 | $22,514 | $23,749 | -$1,235 | -$1,235 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2017-02-16 | 2017-12-29 | $521 | $566 | -$45 | -$45 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2017-05-16 | 2017-12-29 | $560 | $580 | -$20 | -$20 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2017-08-16 | 2017-12-29 | $630 | $595 | $35 | $35 |
| SALIENT MLP & ENERGY INFRASTRUCTURE FUND CLASS I | P | 2017-11-16 | 2017-12-29 | $666 | $613 | $53 | $53 |
| SCHWAB CHARLES CORP NEW | P | 2016-02-05 | 2017-02-14 | $7,936 | $4,789 | $3,147 | $3,147 |
| SIEMENS A G SPON ADR | P | 2016-05-13 | 2017-05-31 | $715 | $530 | $185 | $185 |
| SIEMENS A G SPON ADR | P | 2016-05-13 | 2017-10-04 | $639 | $477 | $162 | $162 |
| SIEMENS A G SPON ADR | P | 2016-05-13 | 2017-11-30 | $1,158 | $901 | $257 | $257 |
| SMA RELATIONSHIP TRUST SERIES T | P | 2014-03-10 | 2017-05-01 | $13,370 | $13,197 | $173 | $173 |
| SMA RELATIONSHIP TRUST SERIES T | P | 2014-03-10 | 2017-07-31 | $572,425 | $557,779 | $14,646 | $14,646 |
| SMA RELATIONSHIP TRUST SERIES T | P | 2014-04-11 | 2017-07-31 | $9,793 | $9,626 | $167 | $167 |
| SONY CORP ADR NEW JAPAN ADR | P | 2014-09-30 | 2017-05-31 | $805 | $396 | $409 | $409 |
| SONY CORP ADR NEW JAPAN ADR | P | 2014-12-05 | 2017-05-31 | $988 | $600 | $388 | $388 |
| STATE STREET CORP NTS 02.550% 081820 DTD081815 FC021816 B/E | P | 2015-08-17 | 2017-09-19 | $4,071 | $4,007 | $64 | $64 |
| SUNTRUST BANKS INC | P | 2011-12-13 | 2017-03-15 | $175 | $51 | $124 | $124 |
| SUNTRUST BANKS INC | P | 2012-05-08 | 2017-03-15 | $3,505 | $1,417 | $2,088 | $2,088 |
| SUNTRUST BANKS INC | P | 2012-05-09 | 2017-03-15 | $1,285 | $508 | $777 | $777 |
| TAIWAN SEMICONDUCTOR MFG CO LTD ADR | P | 2013-08-22 | 2017-11-01 | $5,469 | $2,090 | $3,379 | $3,379 |
| TECHNIPFMC PLC | P | 2016-08-18 | 2017-01-17 | $17 | $15 | $2 | $2 |
| TEVA PHARMACEUTICAL NE 03.150% 100126 DTD072116 FC040117 CALL@MW+25BP | P | 2017-01-06 | 2017-12-29 | $32,894 | $37,729 | -$4,835 | -$4,835 |
| TOTAL CPTL CANADA LTD 01.450% 011518 DTD011713 FC071513 CALL@MW+12.5BP | P | 2013-02-06 | 2017-09-19 | $3,997 | $4,001 | -$4 | -$4 |
| TOTAL S.A. FRANCE SPON ADR | P | 2014-11-26 | 2017-11-30 | $1,300 | $1,379 | -$79 | -$79 |
| TRIPADVISOR INC | P | 2015-08-31 | 2017-06-26 | $4,568 | $8,679 | -$4,111 | -$4,111 |
| U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.046010000000 | P | 2015-11-06 | 2017-03-21 | $5,112 | $4,940 | $172 | $172 |
| U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.046010000000 | P | 2015-11-06 | 2017-08-31 | $5,207 | $4,994 | $213 | $213 |
| U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.046010000000 | P | 2015-11-06 | 2017-10-25 | $2,058 | $2,003 | $55 | $55 |
| U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.046010000000 | P | 2015-11-06 | 2017-10-26 | $3,090 | $3,004 | $86 | $86 |
| UBS AG L/O TA-CYN MXEF SPX 09/03/2026 | P | 2016-08-29 | 2017-08-31 | $30,000 | $30,000 | $0 | $0 |
| UBS AG TRIGGER PAOS IBB 01/12/2018 | P | 2016-01-08 | 2017-07-12 | $100,000 | $100,000 | $0 | $0 |
| UBS AG TRIGGER PAOS OIH 11/10/2017 | P | 2015-11-06 | 2017-02-08 | $40,000 | $40,000 | $0 | $0 |
| UBS AG TRIGGER PS EFA 03/31/2021 | P | 2016-03-28 | 2017-06-16 | $29,920 | $25,000 | $4,920 | $4,920 |
| UNITED HEALTH GROUP INC 02.875% 121521 DTD120814 FC061515 CALL@MW+15BP | P | 2014-12-17 | 2017-09-19 | $4,114 | $4,038 | $76 | $76 |
| UNITED STATES TREAS BOND 00.750 % DUE 02/15/42 FACTOR 1.097780000000 | P | 2012-07-24 | 2017-09-19 | $3,193 | $3,634 | -$441 | -$441 |
| UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC 11/15/16 | P | 2016-06-30 | 2017-03-31 | $4,471 | $5,205 | -$734 | -$734 |
| UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC 11/15/16 | P | 2016-07-29 | 2017-03-31 | $894 | $1,062 | -$168 | -$168 |
| UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC 11/15/16 | P | 2016-07-29 | 2017-07-31 | $8,292 | $9,554 | -$1,262 | -$1,262 |
| UNITED STATES TREAS BOND 03.375 % DUE 05/15/44 DTD 05/15/14 FC 11/15/14 | P | 2017-07-31 | 2017-09-01 | $21,353 | $20,808 | $545 | $545 |
| UNITED STATES TREAS BOND 03.625 % DUE 02/15/44 DTD 02/15/14 FC 08/15/14 | P | 2014-04-30 | 2017-07-31 | $9,138 | $8,221 | $917 | $917 |
| UNITED STATES TREAS BOND 03.625 % DUE 02/15/44 DTD 02/15/14 FC 08/15/14 | P | 2014-05-12 | 2017-07-31 | $3,427 | $3,077 | $350 | $350 |
| UNITED STATES TREAS BOND 03.625 % DUE 02/15/44 DTD 02/15/14 FC 08/15/14 | P | 2014-07-31 | 2017-07-31 | $2,284 | $2,109 | $175 | $175 |
| UNITED STATES TREAS BOND 03.625 % DUE 02/15/44 DTD 02/15/14 FC 08/15/14 | P | 2016-11-30 | 2017-07-31 | $12,564 | $12,280 | $284 | $284 |
| UNITED STATES TREAS BOND 03.625 % DUE 02/15/44 DTD 02/15/14 FC 08/15/14 | P | 2017-01-31 | 2017-07-31 | $3,427 | $3,324 | $103 | $103 |
| UNITED STATES TREAS BOND 03.750 % DUE 11/15/43 DTD 11/15/13 FC 05/15/14 | P | 2014-03-10 | 2017-07-31 | $8,156 | $7,038 | $1,118 | $1,118 |
| UNITED STATES TREAS BOND 03.750 % DUE 11/15/43 DTD 11/15/13 FC 05/15/14 | P | 2014-04-11 | 2017-07-31 | $3,496 | $3,135 | $361 | $361 |
| UNITED STATES TREAS BOND 03.750 % DUE 11/15/43 DTD 11/15/13 FC 05/15/14 | P | 2014-05-12 | 2017-07-31 | $2,330 | $2,096 | $234 | $234 |
| UNITED STATES TREAS BOND 03.750 % DUE 11/15/43 DTD 11/15/13 FC 05/15/14 | P | 2017-05-31 | 2017-07-31 | $3,496 | $3,504 | -$8 | -$8 |
| UNITED STATES TREAS BOND 03.750 % DUE 11/15/43 DTD 11/15/13 FC 05/15/14 | P | 2014-02-12 | 2017-08-16 | $1,176 | $1,003 | $173 | $173 |
| UNITED STATES TREAS BOND 03.750 % DUE 11/15/43 DTD 11/15/13 FC 05/15/14 | P | 2014-02-12 | 2017-09-19 | $7,101 | $6,017 | $1,084 | $1,084 |
| UNITED STATES TREAS BOND 04.375 % DUE 11/15/39 DTD 11/15/09 FC 05/15/10 | P | 2014-03-10 | 2017-07-31 | $7,600 | $6,692 | $908 | $908 |
| UNITED STATES TREAS BOND 04.375 % DUE 11/15/39 DTD 11/15/09 FC 05/15/10 | P | 2014-04-11 | 2017-07-31 | $3,800 | $3,462 | $338 | $338 |
| UNITED STATES TREAS BOND 04.375 % DUE 11/15/39 DTD 11/15/09 FC 05/15/10 | P | 2014-05-12 | 2017-07-31 | $2,533 | $2,315 | $218 | $218 |
| UNITED STATES TREAS BOND 04.625 % DUE 02/15/40 DTD 02/15/10 FC 08/15/10 | P | 2012-05-09 | 2017-09-19 | $3,990 | $3,834 | $156 | $156 |
| UNITED STATES TREAS BOND DUE 02/15/19 COUPON STRIP | P | 2012-05-09 | 2017-09-19 | $3,932 | $3,936 | -$4 | -$4 |
| UNITEDHEALTH GROUP INC | P | 2011-04-20 | 2017-08-14 | $3,094 | $711 | $2,383 | $2,383 |
| UNITEDHEALTH GROUP INC | P | 2011-10-04 | 2017-10-30 | $2,109 | $423 | $1,686 | $1,686 |
| US BANCORP DEL (NEW) | P | 2012-05-08 | 2017-03-15 | $3,313 | $1,902 | $1,411 | $1,411 |
| US BANCORP DEL (NEW) | P | 2012-05-09 | 2017-03-15 | $552 | $316 | $236 | $236 |
| US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC 02/28/17 | P | 2016-09-12 | 2017-02-27 | $10,954 | $10,990 | -$36 | -$36 |
| US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC 02/28/17 | P | 2016-09-12 | 2017-03-10 | $12,907 | $12,988 | -$81 | -$81 |
| US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC 02/28/17 | P | 2016-09-12 | 2017-06-26 | $7,952 | $7,993 | -$41 | -$41 |
| US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC 02/28/17 | P | 2016-11-02 | 2017-06-26 | $3,976 | $3,996 | -$20 | -$20 |
| US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC 02/28/17 | P | 2016-11-02 | 2017-08-31 | $41,800 | $41,954 | -$154 | -$154 |
| US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC 02/28/17 | P | 2016-11-02 | 2017-09-19 | $3,980 | $3,996 | -$16 | -$16 |
| US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC 02/28/17 | P | 2016-11-02 | 2017-10-24 | $17,901 | $17,980 | -$79 | -$79 |
| US TSY NOTE 00.875 % DUE 11/30/17 DTD 11/30/15 FC 05/31/16 | P | 2015-12-08 | 2017-03-10 | $11,986 | $11,984 | $2 | $2 |
| US TSY NOTE 01.375 % DUE 03/31/20 DTD 03/31/15 FC 09/30/15 | P | 2015-04-17 | 2017-09-19 | $4,988 | $5,008 | -$20 | -$20 |
| US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 | P | 2017-07-31 | 2017-09-01 | $7,019 | $7,019 | $0 | $0 |
| US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 | P | 2017-07-31 | 2017-09-29 | $3,003 | $3,008 | -$5 | -$5 |
| US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 | P | 2017-07-31 | 2017-10-31 | $2,999 | $3,007 | -$8 | -$8 |
| US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 | P | 2017-07-31 | 2017-11-30 | $2,991 | $3,007 | -$16 | -$16 |
| US TSY NOTE 01.500 % DUE 02/28/19 DTD 02/28/14 FC 08/31/14 | P | 2017-07-31 | 2017-12-29 | $1,992 | $2,004 | -$12 | -$12 |
| US TSY NOTE 01.625 % DUE 05/15/26 DTD 05/15/16 FC 11/15/16 | P | 2016-07-21 | 2017-09-19 | $3,820 | $4,016 | -$196 | -$196 |
| US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC 04/30/17 | P | 2016-11-16 | 2017-02-27 | $15,514 | $15,581 | -$67 | -$67 |
| US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC 04/30/12 | P | 2012-05-09 | 2017-09-06 | $2,011 | $2,015 | -$4 | -$4 |
| US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC 04/30/12 | P | 2012-05-09 | 2017-09-19 | $3,014 | $3,021 | -$7 | -$7 |
| US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC 04/30/12 | P | 2012-05-09 | 2017-10-24 | $6,018 | $6,039 | -$21 | -$21 |
| US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC 04/30/12 | P | 2012-05-17 | 2017-10-24 | $2,006 | $2,014 | -$8 | -$8 |
| US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC 04/30/12 | P | 2013-10-03 | 2017-10-24 | $6,018 | $6,022 | -$4 | -$4 |
| US TSY NOTE 01.875 % DUE 03/31/22 DTD 03/31/17 FC 09/30/17 | P | 2017-03-31 | 2017-07-31 | $14,043 | $13,964 | $79 | $79 |
| US TSY NOTE 01.875 % DUE 07/31/22 DTD 07/31/17 FC 01/31/18 | P | 2017-08-31 | 2017-09-19 | $7,013 | $7,050 | -$37 | -$37 |
| US TSY NOTE 02.000 % DUE 11/15/26 DTD 11/15/16 FC 05/15/17 | P | 2016-11-30 | 2017-07-31 | $13,681 | $13,548 | $133 | $133 |
| US TSY NOTE 02.000 % DUE 11/15/26 DTD 11/15/16 FC 05/15/17 | P | 2017-04-28 | 2017-07-31 | $2,932 | $2,928 | $4 | $4 |
| US TSY NOTE 02.250 % DUE 02/15/27 DTD 02/15/17 FC 08/15/17 | P | 2017-03-10 | 2017-08-09 | $15,039 | $14,549 | $490 | $490 |
| US TSY NOTE 02.250 % DUE 02/15/27 DTD 02/15/17 FC 08/15/17 | P | 2017-03-10 | 2017-09-19 | $2,003 | $1,940 | $63 | $63 |
| US TSY NOTE 02.250 % DUE 02/15/27 DTD 02/15/17 FC 08/15/17 | P | 2017-06-26 | 2017-09-19 | $2,003 | $2,021 | -$18 | -$18 |
| US TSY NOTE 02.375 % DUE 05/15/27 DTD 05/15/17 FC 11/15/17 | P | 2017-06-30 | 2017-07-31 | $10,074 | $10,083 | -$9 | -$9 |
| US TSY NOTE 02.500 % DUE 01/15/29 FACTOR 1.155350000000 | P | 2014-07-09 | 2017-01-26 | $4,100 | $4,167 | -$67 | -$67 |
| US TSY NOTE 02.500 % DUE 01/15/29 FACTOR 1.155350000000 | P | 2014-07-10 | 2017-01-26 | $2,733 | $2,798 | -$65 | -$65 |
| US TSY NOTE 02.500 % DUE 01/15/29 FACTOR 1.155350000000 | P | 2014-07-14 | 2017-01-26 | $2,733 | $2,794 | -$61 | -$61 |
| US TSY NOTE 02.500 % DUE 01/15/29 FACTOR 1.155350000000 | P | 2014-07-14 | 2017-02-17 | $5,510 | $5,582 | -$72 | -$72 |
| US TSY NOTE 02.500 % DUE 01/15/29 FACTOR 1.155350000000 | P | 2014-09-16 | 2017-02-17 | $1,378 | $1,362 | $16 | $16 |
| US TSY NOTE 03.625 % DUE 02/15/20 DTD 02/15/10 FC 08/15/10 | P | 2013-09-25 | 2017-09-19 | $4,204 | $4,169 | $35 | $35 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 08/15/11 | P | 2014-03-10 | 2017-07-31 | $6,415 | $6,290 | $125 | $125 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 08/15/11 | P | 2014-04-11 | 2017-07-31 | $3,207 | $3,157 | $50 | $50 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 08/15/11 | P | 2014-05-12 | 2017-07-31 | $2,138 | $2,103 | $35 | $35 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 08/15/11 | P | 2014-08-29 | 2017-07-31 | $2,138 | $2,116 | $22 | $22 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 08/15/11 | P | 2015-06-30 | 2017-07-31 | $6,415 | $6,377 | $38 | $38 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 08/15/11 | P | 2015-08-31 | 2017-07-31 | $11,761 | $11,730 | $31 | $31 |
| US TSY NOTE 03.625 % DUE 02/15/21 DTD 02/15/11 FC 08/15/11 | P | 2016-12-30 | 2017-07-31 | $21,383 | $21,261 | $122 | $122 |
| VANECK VECTORS JP MORGAN EM LOCAL CURRENCY BOND ETF | P | 2017-07-31 | 2017-09-27 | $103,055 | $103,801 | -$746 | -$746 |
| VERIZON COMMUNICATIONS 03.500% 110121 DTD110311 FC050112 CALL@MW+25BP | P | 2012-05-10 | 2017-09-19 | $3,120 | $3,079 | $41 | $41 |
| VODAFONE GROUP PLC SPON ADR | P | 2013-11-20 | 2017-08-16 | $29 | $67 | -$38 | -$38 |
| VODAFONE GROUP PLC SPON ADR | P | 2013-12-26 | 2017-08-16 | $174 | $429 | -$255 | -$255 |
| WALMART INC | P | 2012-05-09 | 2017-03-15 | $2,807 | $2,368 | $439 | $439 |
| WALMART INC | P | 2012-11-28 | 2017-03-15 | $351 | $353 | -$2 | -$2 |
| WALMART INC | P | 2012-11-28 | 2017-11-01 | $441 | $353 | $88 | $88 |
| WALMART INC | P | 2013-01-11 | 2017-11-01 | $2,203 | $1,715 | $488 | $488 |
| WALMART INC | P | 2013-08-09 | 2017-11-17 | $3,877 | $3,080 | $797 | $797 |
| WALMART INC | P | 2013-09-04 | 2017-11-17 | $1,939 | $1,458 | $481 | $481 |
| WALMART INC | P | 2013-09-11 | 2017-11-17 | $1,454 | $1,110 | $344 | $344 |
| WATSCO INC | P | 2016-01-20 | 2017-03-17 | $7,393 | $5,414 | $1,979 | $1,979 |
| WELLS FARGO & CO NTS B/E 03.000% 021925 DTD021915 FC081915 | P | 2015-05-26 | 2017-09-19 | $3,983 | $3,911 | $72 | $72 |
| WHOLE FOODS MKT INC *MERGER: 08/2017* | P | 2015-08-21 | 2017-06-16 | $7,715 | $5,867 | $1,848 | $1,848 |
| WHOLE FOODS MKT INC *MERGER: 08/2017* | P | 2015-11-11 | 2017-06-16 | $4,715 | $3,295 | $1,420 | $1,420 |
| ZURICH INS GROUP LTD SPON ADR | P | 2016-01-11 | 2017-06-16 | $356 | $298 | $58 | $58 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $86,229 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $535,006 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $11,137,900 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048035 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $825,307 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,560,817 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.060860 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $597,572 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $11,929,967 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.050090 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $412,746 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $11,428,942 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.036114 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $516,367 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,032,888 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.064282 | DistributionYr5Rt |
| Total Distribution | 0.259381 | TotalDistributionRt |
| Average Distribution | 0.051876 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $11,696,415 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $606,763 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,918 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $609,681 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $945,599 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,918 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,918 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,918 | TaxBasedOnInvestmentIncomeAmt |
| Applied To Es Tax | $5,500 | AppliedToEsTaxAmt |
| Total Payments And Credits | $5,500 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $88 | EsPenaltyAmt |
| Overpayment | $2,494 | OverpaymentAmt |
| Applied To ES Tax | $2,494 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ORGANIZATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128374602 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O GFI 140 BROADWAY 41ST FLR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALLEN I GROSS | ||||||||
| 1345 EAST 27TH ST | BROOKLYN | NY | 11210 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| EDITH GROSS | ||||||||
| 1345 EAST 27TH ST | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| BRIAN GROSS | ||||||||
| 2822 AVE L | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| JONATHAN GROSS | ||||||||
| 1224 EAST 24TH ST | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| CAROLYN WEISER | ||||||||
| 1368 EAST 26TH STREET | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| ZAHAVA HURWITZ | ||||||||
| 1360 EAST 28TH STREET | BROOKLYN | NY | 11210 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,130,673 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $743,860 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $11,874,533 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $11,874,533 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $178,118 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $11,696,415 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $584,821 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $584,821 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,918 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,918 | TotalTaxAmt |
| Distributable Before Adj | $581,903 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $581,903 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $581,903 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $945,599 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $945,599 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,918 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $942,681 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $581,903 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $425,643 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $945,599 | QualifyingDistributionsAmt |
| Applied To Year1 | $425,643 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $519,956 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $61,947 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (161 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Address Line2RecipientForeignAddress/AddressLine2Txt | Province Or StateRecipientForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|
| AGUDATH ISRAEL BAID BINYOMIN | ||||||||||
| 2913-15 AVENUE L | BROOKLYN | NY | 11210 | CHARITY | $27,500 | |||||
| AGUDATH ISRAEL OF AMERICA | ||||||||||
| 42 BROADWAY | NEW YORK | NY | 10004 | CHARITY | $54 | |||||
| AGUDIST BENEVOLENT SOCIETY | ||||||||||
| 1769 46TH STREET | BROOKLYN | NY | 11201 | CHARITY | $105 | |||||
| AIM HABONIM | ||||||||||
| CHARITY | $180 | 401 BURY NEW RD | SALFORD | UK | ||||||
| AISH HATORAH | ||||||||||
| 313 W 83RD STREET | NEW YORK | NY | 10024 | CHARITY | $239,000 | |||||
| ALZHEIMERS ASSOCIATION | ||||||||||
| 225 N MICHIGAN AVENUE | CHICAGO | IL | 60601 | CHARITY | $50 | |||||
| AMERICAN FRIENDS OF ATERET COHANIM | ||||||||||
| 248 W 35TH STREET | NEW YORK | NY | 10001 | CHARITY | $600 | |||||
| AMERICAN FRIENDS OF BANEI LEV | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $10,000 | |||||
| AMERICAN FRIENDS OF EMUNAH V'CHESED | ||||||||||
| 60 E 42ND STREET SUITE 2240 | NEW YORK | NY | 10165 | CHARITY | $1,000 | |||||
| AMERICAN FRIENDS OF KESHER | ||||||||||
| 919 E 24TH ST | BROOKLYN | NY | 11210 | CHARITY | $300 | |||||
| AMERICAN FRIENDS OF NVEI ZION | ||||||||||
| 623 BEACH 8TH ST | FAR ROCKAWAY | NY | 11691 | CHARITY | $100 | |||||
| AMERICAN FRIENDS OF SEEACH SOD | ||||||||||
| CHARITY | $360 | YIRMIYAHU 31 | JERUSALEM | IS | ||||||
| AMERICAN FRIENDS OF YESHIVA TALMUD TORAH | ||||||||||
| 226 SUSSEX AVE | MORRISTOWN | NJ | 07960 | CHARITY | $500 | |||||
| BAIS CHANA | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $86 | |||||
| BAIS MEDRASH D'MARINE PARK | ||||||||||
| 34-18 AVENUE N | BROOKLYN | NY | 11234 | CHARITY | $180 | |||||
| BAIS YAAKOV D'RAV MEIR | ||||||||||
| 85 PARKVILLE AVENUE | BROOKLYN | NY | 11230 | CHARITY | $32,400 | |||||
| BAIS YAAKOV TORAH GEMACH | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $3,000 | |||||
| BAYIS NE'EMAN | ||||||||||
| 4435 18TH AVE | BROOKLYN | NY | 11204 | CHARITY | $180 | |||||
| BAYSWATER NEIGHBORS FUND | ||||||||||
| 2514 HEALEY AVENUE | FAR ROCKAWAY | NY | 11691 | CHARITY | $500 | |||||
| BENSALEM OUTREACH CENTER | ||||||||||
| 2446 BROSTOL RD | BENSALEM | PA | 19020 | CHARITY | $180 | |||||
| BETH JACOB TEACHERS SEMINARY | ||||||||||
| 4421 15TH AVE | BROOKLYN | NY | 11219 | CHARITY | $180 | |||||
| BETH HATALMUD | ||||||||||
| 2127 82ND ST | BROOKLYN | NY | 11214 | CHARITY | $100 | |||||
| BETH JOSEPH | ||||||||||
| 1324 50TH STREET | BROOKLYN | NY | 11219 | CHARITY | $180 | |||||
| BETH OLATH | ||||||||||
| CHARITY | $180 | 525 COLDSTREAM AVE | TORONTO | CA | ||||||
| BIKUR CHOLIM | ||||||||||
| 5612 11TH AVENUE | BROOKLYN | NY | 11219 | CHARITY | $1,640 | |||||
| BIKUR CHOLIM AGUDATH HABOSEM | ||||||||||
| 3018 BEDFORD AVENUE | BROOKLYN | NY | 11210 | CHARITY | $50 | |||||
| BIKUR CHOLIM NEFESH CHAYA | ||||||||||
| 3018 BEDFORD AVENUE | BROOKLYN | NY | 11210 | CHARITY | $150 | |||||
| BNEI MOSHE | ||||||||||
| 6800 DRAKE RD | WEST BLOOMFIELD | MI | 48322 | CHARITY | $172 | |||||
| BNEI TORAH | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $50 | |||||
| BONEI OLAM | ||||||||||
| 1755 46TH STREET | BROOKLYN | NY | 11204 | CHARITY | $360 | |||||
| CHABAD OF THE WEST SIXTIES | ||||||||||
| 2 WEST 64TH ST | NEW YORK | NY | 10023 | CHARITY | $37,500 | |||||
| CHAI LIFE LINE | ||||||||||
| 151 WEST 30TH STREET | NEW YORK | NY | 10001 | CHARITY | $360 | |||||
| CHAI4EVER | ||||||||||
| 1221 MADISN AVE | LAKEWOOD | NJ | 08701 | CHARITY | $180 | |||||
| CHAIM MEIR CAMP FUND | ||||||||||
| 132 NASSAU ST | NEW YORK | NY | 10038 | CHARITY | $100 | |||||
| CHARITYBOX | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $50 | |||||
| CHASDEI LEV | ||||||||||
| POB 297257 | BROOKLYN | NY | 11229 | CHARITY | $15,150 | |||||
| CHASDEI YOSEF | ||||||||||
| 1368 57TH STREET | BROOKLYN | NY | 11219 | CHARITY | $36 | |||||
| CHESED 247 | ||||||||||
| 286 N MAIN STREET SUITE 210 | SPRING VALLEY | NY | 10977 | CHARITY | $100 | |||||
| CHESED AVREICHIM | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $15,000 | |||||
| CHIZUK HATORAH | ||||||||||
| 1044 E 13TH ST | BROOKLYN | NY | 11230 | CHARITY | $36 | |||||
| CHOFETZ CHAIM HERITAGE FUND | ||||||||||
| 361 SPOOK ROCK RD | SUFFERN | NY | 10901 | CHARITY | $360 | |||||
| CONGREGATION AHAVAS YITZCHOK | ||||||||||
| 1044 E 13TH ST | BROOKLYN | NY | 11230 | CHARITY | $500 | |||||
| CONGREGATION BETH ARON | ||||||||||
| 73 FORSHAY RD | MONSEY | NY | 10952 | CHARITY | $180 | |||||
| CONGREGATION BETH SALAMON | ||||||||||
| 950 QUEEN ANNE ROAD | TEANECK | NJ | 07666 | CHARITY | $180 | |||||
| CONGREATION BNEI YAAKOV | ||||||||||
| 198 TOMILINSON RD | PHILADELPHIA | PA | 19116 | CHARITY | $50 | |||||
| CONGREGATION BOROV | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 | |||||
| CONGREGATION NACHALAS YEHOSHUA | ||||||||||
| 2 PARKER BLVD | MONSEY | NY | 10952 | CHARITY | $360 | |||||
| CONGREGATION OHAVEI TORAH | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 | |||||
| CONGREGATION STAM | ||||||||||
| 851 LAKEWOOD AVE | LAKEWOOD | NJ | 08701 | CHARITY | $36 | |||||
| CONGREGATION TORAH OHAVEI | ||||||||||
| 1164 49TH ST | BROOKLYN | NY | 11219 | CHARITY | $500 | |||||
| CONGREGATION TORAH VTEFILLAH | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $10,000 | |||||
| CONGREGATION WEST PARK | ||||||||||
| 458 RIVERSIDE DRIVE | FALLSBURG | NY | 12733 | CHARITY | $5,000 | |||||
| CONGREGATION YECHEZKEL SHRAGA | ||||||||||
| 5005 COLLINS AVENUE | MIAMI BEACH | FL | 33140 | CHARITY | $540 | |||||
| CONGREGATION YETEV LEV | ||||||||||
| 152 RODNEY ST | BROOKLYN | NY | 11211 | CHARITY | $500 | |||||
| DAVIS MEMORIAL FUND | ||||||||||
| 25 LAWRENCE AVENUE | LAWRENCE | NY | 11559 | CHARITY | $36 | |||||
| DERECH HATORA - KIRYAT | ||||||||||
| 2810 NOSTRAND AVENUE | BROOKLYN | NY | 11229 | CHARITY | $180 | |||||
| EDUCATIONAL INSTITUTE OHOLEI TORAH | ||||||||||
| 667 EASTERN PKWY | BROOKLYN | NY | 11213 | CHARITY | $1,360 | |||||
| EIM BEYISROEL | ||||||||||
| 183 WILSON ST 109 | BROOKLYN | NY | 11211 | CHARITY | $100 | |||||
| EIZER L'SHABBOS | ||||||||||
| 5014 16TH AVE SUITE 319 | BROOKLYN | NY | 11211 | CHARITY | $360 | |||||
| FRIENDS OF DOV HIKIND | ||||||||||
| 1254 EAST 35 ST | BROOKLYN | NY | 11204 | CHARITY | $500 | |||||
| GUARDIAN OF THE SICK | ||||||||||
| 5216 11TH AVE | BROOKLYN | NY | 11210 | CHARITY | $360 | |||||
| HASC | ||||||||||
| 5902 14TH AVENUE | BROOKLYN | NY | 11219 | CHARITY | $35,100 | |||||
| INSTITUTE OF DAYANIM | ||||||||||
| 25520 COLLEEN ST | OAK PARK | MI | 48237 | CHARITY | $360 | |||||
| JEP CAMP SCHOLORSHIP FUND | ||||||||||
| 110 ROCKAWAY TURNPIKE | LAWRENCE | NY | 11559 | CHARITY | $136 | |||||
| JEWISH CENTER FOR SPECIAL ED | ||||||||||
| 1760 53RD STREET | BROOKLYN | NY | 11204 | CHARITY | $250 | |||||
| JEWISH EXPERIENCE | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 | |||||
| JEWISH HERITAGE CENTER | ||||||||||
| 68-29 MAIN ST | FLUSHING | NY | 11367 | CHARITY | $100 | |||||
| KEHILLAS BAIS YEHUDA | ||||||||||
| 23 LIME KILN RD | SUFFERN | NY | 10901 | CHARITY | $1,600 | |||||
| KEREN AHAVAS CHESED | ||||||||||
| 720 LEFFERTS AVENUE | BROOKLYN | NY | 11203 | CHARITY | $180 | |||||
| KEREN AHAVAS YITZCHOK | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $50 | |||||
| KEREN ANIYEI YISROEL | ||||||||||
| CHARITY | $680 | 2B MATHER AVE | PRESTWICH | UK | ||||||
| KEREN YAAKOV ZEV | ||||||||||
| 132 NASSAU STREET RM 300 | NEW YORK | NY | 10038 | CHARITY | $280 | |||||
| KEREN ZICHRON ROSH | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 | |||||
| KIMPITORIN AID | ||||||||||
| 1324 50TH STREET | BROOKLYN | NY | 11219 | CHARITY | $150 | |||||
| KOLLEL BAIS HATORAH | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $200 | |||||
| KOLLEL NACHLAS TZVI | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 | |||||
| KOLLEL OHR LHALLACHA | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $36 | |||||
| KOLLEL SHOMRE HACHOMOS | ||||||||||
| 18 HEYWARD STREET | BROOKLYN | NY | 11249 | CHARITY | $216 | |||||
| KUPAS EZRA KEREN EZRIEL YECHIEL | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $54 | |||||
| LEV LACHIM | ||||||||||
| 1034 EAST 12TH STREET | BROOKLYN | NY | 11230 | CHARITY | $600 | |||||
| MASORES BAIS YAAKOV | ||||||||||
| 1451 52ND ST A1 | BROOKLYN | NY | 11219 | CHARITY | $360 | |||||
| MATAN BSETAR BAMBI | ||||||||||
| 1667 54TH STREET | BROOKLYN | NY | 11204 | CHARITY | $100 | |||||
| MATNAS MICHOEL | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $180 | |||||
| MAREH YECHEZKEL | ||||||||||
| 1016 EAST 15TH | BROOKLYN | NY | 11230 | CHARITY | $2,500 | |||||
| MERKOS LINYANEI TORAH | ||||||||||
| 770 EASTERN PARKWAY | BROOKLYN | NY | 11213 | CHARITY | $3,600 | |||||
| MESIVTA TIFERES JERUSALEM | ||||||||||
| 145 E BROADWAY | NEW YORK | NY | 10002 | CHARITY | $540 | |||||
| MESORES BAIS YAAKOV | ||||||||||
| 1395 OCEAN AVE | BROOKLYN | NY | 11230 | CHARITY | $360 | |||||
| MISHKAN MEYER | ||||||||||
| 69 9TH ST | BROOKLYN | NY | 11215 | CHARITY | $100 | |||||
| MESAMCHEI LEV | ||||||||||
| 1364 53RD ST | BROOKLYN | NY | 11219 | CHARITY | $50 | |||||
| MESIVTAH SHAREI PROZDOR | ||||||||||
| 111 IRVING PLACE | WOODMERE | NY | 11598 | CHARITY | $15,750 | |||||
| MOSDOS CHERNOBEL | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $50 | |||||
| N'SHAI AHAVAS CHESED | ||||||||||
| 1549 46TH STREET | BROOKLYN | NY | 11219 | CHARITY | $100 | |||||
| NAGILAH | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 | |||||
| OHEL | ||||||||||
| 4510 16TH AVENUE | BROOKLYN | NY | 11204 | CHARITY | $30,180 | |||||
| OHR NAAVA | ||||||||||
| 2201 EAST 23RD STREET | BROOKLYN | NY | 11229 | CHARITY | $360 | |||||
| OLD BROADWAY SYNAGOGUE | ||||||||||
| 15 OLD BROADWAY | NEW YORK | NY | 10027 | CHARITY | $100 | |||||
| OORAH | ||||||||||
| 1805 SWARTHMORE AVE | LAKEWOOD | NJ | 08701 | CHARITY | $50 | |||||
| OPERATION OPEN CURTAIN | ||||||||||
| 835 BARBERRY LN | WOODSBURGH | NY | 11598 | CHARITY | $360 | |||||
| ORTHODOX UNION | ||||||||||
| 11 BROADWAY SUITE 1301 | NEW YORK | NY | 10004 | CHARITY | $180 | |||||
| OUR PLACE IN NEW YORK | ||||||||||
| 44 WALL STREET 2ND FLOOR | NEW YORL | NY | 10005 | CHARITY | $100 | |||||
| PROJECT INSPIRE | ||||||||||
| 1407 BROADWAY SUITE 1703A | NEW YORK | NY | 10018 | CHARITY | $50,000 | |||||
| PROJECT LEND A HAND | ||||||||||
| 74 HAUPPAUGE RD | COMMACK | NY | 11725 | CHARITY | $1,000 | |||||
| PROJECT RANANA | ||||||||||
| 1179 EAST 13TH STREET | BROOKLYN | NY | 11230 | CHARITY | $2,500 | |||||
| PROJECT REFUAH | ||||||||||
| 3611 14TH AVENUE SUITE 217 | BROOKLYN | NY | 11218 | CHARITY | $1,800 | |||||
| PROJECT SHORESH | ||||||||||
| 3611 14TH AVENUE SUITE 217 | BROOKLYN | NY | 11218 | CHARITY | $100 | |||||
| PROJECT WITNESS | ||||||||||
| 201 FOSTER AVENUE | BROOKLYN | NY | 11230 | CHARITY | $5,000 | |||||
| PROSPECT PARK YESHIVA | ||||||||||
| 1784 EAST 17TH STREET | BROOKLYN | NY | 11229 | CHARITY | $27,500 | |||||
| PTACH | ||||||||||
| 1689 EAST 5TH ST | BROOKLYN | NY | 11230 | CHARITY | $1,000 | |||||
| RABBI BINNUN | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $500 | |||||
| RABBI SAMSON | ||||||||||
| 100 BENNETT AVENUE | BROOKLYN | NY | 10033 | CHARITY | $180 | |||||
| RIVKAH LAUFER BIKUR CHOLIM | ||||||||||
| 1406 57TH STREET | BROOKLYN | NY | 11219 | CHARITY | $280 | |||||
| ROFEI CHOLIM | ||||||||||
| 762 BEDFORD AVENUE | BROOKLYN | NY | 11205 | CHARITY | $500 | |||||
| SAMCHENU | ||||||||||
| 812 HYDE COURT | SILVER SPRING | MD | 20902 | CHARITY | $360 | |||||
| SARA BAILA KORNEICH CAMP FUND | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $36 | |||||
| SATMAR BIKUR CHOLOM | ||||||||||
| 545 BEDFORD AVENUE | BROOKLYN | NY | 11211 | CHARITY | $180 | |||||
| SHALOM TORAH CENTER | ||||||||||
| 417 13TH ST | LAKEWOOD | NJ | 08701 | CHARITY | $5,000 | |||||
| SHALOM YITZCHOK TORAH INSTITUTE | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 | |||||
| SHAREI ZION | ||||||||||
| 2030 OCEAN PARKWAY | BROOKLYN | NY | 11223 | CHARITY | $18 | |||||
| SHOR YOSHUV | ||||||||||
| 1 CEDARLAWN AVENUE | LAWRENCE | NY | 11559 | CHARITY | $694 | |||||
| SINAI ACADEMY | ||||||||||
| 2025 79TH STREET | BROOKLYN | NY | 11214 | CHARITY | $4,800 | |||||
| TEHILLAT NAAVA SHLACH LECHAMCHA | ||||||||||
| 1415 59TH STREET | BROOKLYN | NY | 11219 | CHARITY | $50 | |||||
| THE HEBRON FUND | ||||||||||
| 1760 OCEAN AVE | BROOKLYN | NY | 11230 | CHARITY | $100 | |||||
| THE JCSE | ||||||||||
| 1760 53RD ST | BROOKLYN | NY | 11204 | CHARITY | $750 | |||||
| THE JERUSALEM FUND | ||||||||||
| 2425 VIRGINIA AVE NW | WAHINGTON DC | DC | 20037 | CHARITY | $260,000 | |||||
| TORAH COMMUNITCATIONS NETWORK | ||||||||||
| 2549 LAFAYETTE DRIVE | CLEVELAND | OH | 44118 | CHARITY | $96 | |||||
| TORAH UMSORAH | ||||||||||
| 620 FOSTER AVENUE | BROOKLYN | NY | 11230 | CHARITY | $360 | |||||
| UNITED HATZOLAH FUND | ||||||||||
| 208 EAST 51ST STREET SUITE 303 | NEW YORK | NY | 10022 | CHARITY | $2,600 | |||||
| UNITED STATES HOLOCAUST MUSEUM | ||||||||||
| 100 RAOUL WALLENBERG PLACE SW | WAHINGTON DC | DC | 10024 | CHARITY | $36 | |||||
| UNIVERSITY JEWISH EXPERIENCE | ||||||||||
| 3402 PINKNEY RD | BALTIMORE | MD | 21215 | CHARITY | $100 | |||||
| UTA | ||||||||||
| BROOKLYN | BROOKLYN | NY | 11218 | CHARITY | $360 | |||||
| WHITE LAKE TORAH | ||||||||||
| 36 LAKE STREET | WHITE LAKE | NY | 12786 | CHARITY | $100 | |||||
| YAD BATYAH L'KALLAH | ||||||||||
| 1256 EAST 26TH STREET | BROOKLYN | NY | 11210 | CHARITY | $230 | |||||
| YAD ELIEZER | ||||||||||
| 1102 EAST 26TH STREET | BROOKLYN | NY | 11210 | CHARITY | $300 | |||||
| YAD MOISHE | ||||||||||
| 4706 12TH AVE | BROOKLYN | NY | 11218 | CHARITY | $360 | |||||
| YAD SARAH | ||||||||||
| 445 PARK AVENUE SUITE 1702 | NEW YORK | NY | 11218 | CHARITY | $180 | |||||
| YESHIVA AMALA SHEL TORAH | ||||||||||
| CHARITY | $180 | 9 GOLDA MEIR ST POB 57619 | JERUSALEM | IS | ||||||
| YESHIVA BAIS YOSEF | ||||||||||
| 1502 AVENUE N | BROOKLYN | NY | 11230 | CHARITY | $180 | |||||
| YESHIVA BETH AVRAHOM | ||||||||||
| 73 WEST 47 STREET | NEW YORK | NY | 10036 | CHARITY | $1,000 | |||||
| YESHIVA CHASAN SOFER | ||||||||||
| 1705 49TH STREET | BROOKLYN | NY | 11204 | CHARITY | $1,175 | |||||
| YESHIVA CHOCHMAT SHLOMO | ||||||||||
| CHARITY | $180 | 127 MAAGLEI HARIM LEVINE ST POB | JERUSALEM | IS | 57063 | |||||
| YESHIVA CHOFETZ CHAIM | ||||||||||
| 1271 EAST 35TH ST | BROOKLYN | NY | 11218 | CHARITY | $360 | |||||
| YESHIVA DARCHEI TORAH | ||||||||||
| 257 BEACH 17TH ST | FAR ROCKAWAY | NY | 11691 | CHARITY | $750 | |||||
| YESHIVA EMEK HATORAH | ||||||||||
| 395 KENT ROAD | HOWELL | NJ | 07731 | CHARITY | $100 | |||||
| YESHIVA GEDOLAH OHR YISROEL | ||||||||||
| 2899 NOSTRAND AVENUE | BROOKLYN | NY | 11219 | CHARITY | $200 | |||||
| YESHIVA KARLIN STOLIN | ||||||||||
| 1818 54TH STREET | BROOKLYN | NY | 11204 | CHARITY | $500 | |||||
| YESHIVA MERCAZ HATORAH | ||||||||||
| 505 BEACH 129TH STREET | ROCKAWAY PARKWAY | NY | 11694 | CHARITY | $180 | |||||
| YESHIVA MKOR CHAIM | ||||||||||
| 1600 55TH ST | BROOKLYN | NY | 11207 | CHARITY | $75 | |||||
| YESHIVA NOAM HATALMUD | ||||||||||
| 316 11TH ST | LAKEWOOD | NJ | 08701 | CHARITY | $180 | |||||
| YESHIVA OF BROOKLYN | ||||||||||
| 1470 OCEAN PARKWAY | BROOKLYN | NY | 11230 | CHARITY | $500 | |||||
| YESHIVA OF STATEN ISLAND | ||||||||||
| 1870 DRUMGOOLE ROAD EAST | STATEN ISLAND | NY | 10309 | CHARITY | $280 | |||||
| YESHIVA OHR REUVEN | ||||||||||
| 259 GRANDVIEW AVENUE | SUFFERN | NY | 10901 | CHARITY | $500 | |||||
| YESHIVA OHR SHRAGA VERTEZKY | ||||||||||
| 1815 SWARTHMORE AVENUE | LAKEWOOD | NJ | 08701 | CHARITY | $5,000 | |||||
| YESHIVA TIFERES YISROEL | ||||||||||
| 1271 EAST 35TH STREET | BROOKLYN | NY | 11210 | CHARITY | $47,480 | |||||
| YESHIVA TORAS EMES | ||||||||||
| 1904 AVENUE N | BROOKLYN | NY | 11230 | CHARITY | $100 | |||||
| YESHIVA TORAS CHAIM | ||||||||||
| CHARITY | $500 | 7 HARIKMA ST | JERUSALEM | IS | ||||||
| YESHIVA TORAH VODAATH | ||||||||||
| 425 EAST 9TH STREET | BROOKLYN | NY | 11218 | CHARITY | $10,900 | |||||
| YESHIVA ZICHRON MEILECH | ||||||||||
| CHARITY | $100 | 510 DAHILL RD | BROOKLYN | IS | NEW YORK | |||||
| ZICHRON MENCHACHEM CHESED | ||||||||||
| CHARITY | $100 | 26 MOSHE ZILBERG ST | JERUSALEM | IS | ||||||
| ZICHRON SHLOMO REFUAH FUND | ||||||||||
| 1319 51ST STREET | BROOKLYN | NY | 11219 | CHARITY | $36 | |||||
| ZICHRON SHRAGA | ||||||||||
| 98 WEST END AVENUE | BROOKLYN | NY | 11235 | CHARITY | $1,500 | |||||
| ZICHRON YAAKOV | ||||||||||
| 720 UNION RD | SPRING VALLEY | NY | 10977 | CHARITY | $250 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $945,599 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $164,105 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $171,531 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $86,229 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $335,636 | ExclusionAmt |
| Related Or Exempt Function Incm | $86,229 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $421,865 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 8 | INVESTMENT INCOME IN ORDER TO BE ABLE TO ACCOMPLISH THE CHARITABLE |
| 8 | GOALS OF THE ORGANIZATION. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| EDITH GROSS | ||||||
| 1 | 140 BROADWAY 41ST FLOOR | NEW YORK | NY | 10005 | $875,356 | Yes (X) |
| BRIAN GROSS | ||||||
| 2 | 140 BROADWAY 41ST FLOOR | NEW YORK | NY | 10005 | $50,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ROTH & COMPANY LLP | CategoryTxt |
| Amt | $19,800 | Amt |
| Net Investment Income | $15,840 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| INVESTMENT IN NOTE | $23,021 | $23,021 |
| BROKERAGE ACCOUNTS | $10,895,373 | $10,895,373 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| INVESTMENTS | $136,925 | $113,333 | $113,333 |
| INVESTMENT | $1,811,044 | $1,811,044 | $1,811,044 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON SECURITIES | Desc |
| Amt | $154,963 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| OFFICE EXPENSE | $361 | $0 | $0 | $0 |
| CAVENDISH K-1 | $3,656 | $3,656 | $0 | $0 |
| SQUARE MILE K-1 | $51,264 | $51,264 | $0 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT SERVICE CHARGES | CategoryTxt |
| Amt | $59,327 | Amt |
| Net Investment Income | $59,328 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| STATE TAXES | $5,829 | $0 | $0 | $0 |
| FEDERAL TAXES | $2,835 | $0 | $0 | $0 |
Comments