THE ASPEN INSTITUTE INC: Form 990, tax year 2017

View the entire original 990 at ProPublica ↗

Organization: THE ASPEN INSTITUTE INC (EIN 84-0399006)
Tax period: 2017-01-01 to 2017-12-31
Filed: 2018-10-11
IRS object ID: 201812849349301321
Schema version: 2017v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule F
Schedule G
Schedule I
Schedule J
Schedule M
Schedule O

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2018-10-11T12:52:24-05:00	ReturnTs
Tax Period End	2017-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	521511275	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	RAFFA PC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1899 L STREET NW SUITE 850	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20036	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2017-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	840399006	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE ASPEN INSTITUTE INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	ASPE	BusinessNameControlTxt
Phone	2027365800	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2300 N STREET NW NO 700	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20037	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	NAMITA KHASAT	PersonNm
Person Title	EVP FIN.& ADMIN./CFO/TREASURER	PersonTitleTxt
Phone	2027365800	PhoneNum
Signature	2018-10-11	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	FRANK H SMITH	PreparerPersonNm
PTIN	P00639053	PTIN
Phone	2028225000	PhoneNum
Preparation	2018-10-11	PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	207.238.152.31	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2018-10-11	IPDt
IP Tm	13:52:17	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	1A0AE8A7BB8C6D2397DB88F111DB3F763BC2E0F7	AtSubmissionCreationDeviceId
At Submission Filing Device Id	1A0AE8A7BB8C6D2397DB88F111DB3F763BC2E0F7	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2017	TaxYr
Build TS	2018-06-14 16:35:46Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	WALTER ISAACSON	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2300 N STREET NW NO 700	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20037	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$263,406,004	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.ASPENINSTITUTE.ORG	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1949	FormationYr
Legal Domicile State	CO	LegalDomicileStateCd
Activity Or Mission	VALUES-BASED LEADERSHIP IN NEUTRAL AND BALANCED VENUE FOR DISCUSSING CRITICAL ISSUES.	ActivityOrMissionDesc
Voting Members Governing Body	81	VotingMembersGoverningBodyCnt
Voting Members Independent	80	VotingMembersIndependentCnt
Total Employee	603	TotalEmployeeCnt
Total Volunteers	80	TotalVolunteersCnt
Total Gross UBI	$10,069,076	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	-$645,974	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$85,321,334	PYContributionsGrantsAmt
CY Contributions Grants	$92,261,254	CYContributionsGrantsAmt
PY Program Service Revenue	$34,507,947	PYProgramServiceRevenueAmt
CY Program Service Revenue	$36,392,294	CYProgramServiceRevenueAmt
PY Investment Income	$170,927	PYInvestmentIncomeAmt
CY Investment Income	$341,904	CYInvestmentIncomeAmt
PY Other Revenue	$298,491	PYOtherRevenueAmt
CY Other Revenue	$333,734	CYOtherRevenueAmt
PY Total Revenue	$120,298,699	PYTotalRevenueAmt
CY Total Revenue	$129,329,186	CYTotalRevenueAmt
PY Grants And Similar Paid	$10,839,838	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$17,059,260	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$44,827,706	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$52,723,258	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$3,850,165	CYTotalFundraisingExpenseAmt
PY Other Expenses	$58,786,482	PYOtherExpensesAmt
CY Other Expenses	$67,213,316	CYOtherExpensesAmt
PY Total Expenses	$114,454,026	PYTotalExpensesAmt
CY Total Expenses	$136,995,834	CYTotalExpensesAmt
PY Revenues Less Expenses	$5,844,673	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$7,666,648	CYRevenuesLessExpensesAmt
Total Assets BOY	$296,191,659	TotalAssetsBOYAmt
Total Assets EOY	$333,208,129	TotalAssetsEOYAmt
Total Liabilities BOY	$23,279,508	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$44,332,679	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$272,912,151	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$288,875,450	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	THE INSTITUTE'S MISSION IS TO FOSTER LEADERSHIP BASED ON ENDURING VALUES AND TO PROVIDE A NONPARTISAN VENUE FOR DEALING WITH CRITICAL ISSUES THROUGH: (SEE SCHEDULE O)1. IDEAS - SPARK INTELLECTUAL INQUIRY AND EXCHANGE, CONNECTING NEW CONCEPTS TO TIMELESS VALUES. 2. LEADERSHIP - CREATE A DIVERSE WORLDWIDE COMMUNITY OF LEADERS COMMITTED TO THE GREATER GOOD.3. ACTION - PROVIDE A NONPARTISAN FORUM FOR REACHING SOLUTIONS ON VITAL PUBLIC POLICY ISSUES.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$64,159,168	ExpenseAmt
Grant	$17,059,260	GrantAmt
Revenue	$8,712,200	RevenueAmt
Desc	POLICY PROGRAM: THE INSTITUTE'S 31 POLICY PROGRAMS ADVANCE PUBLIC AND PRIVATE-SECTOR KNOWLEDGE ON SIGNIFICANT POLICY ISSUES CONFRONTING CONTEMPORARY SOCIETY. THEY CONVENE LEADERS AND EXPERTS TO SEEK CONSTRUCTIVE SOLUTIONS TO CRITICAL PROBLEMS. WHILE EACH PROGRAM IS UNIQUE IN SUBSTANCE AND APPROACH THEY ALL SHARE A COMMITMENT TO ADVANCING BETTER POLICY BY BRINGING DIVERSE PERSPECTIVES TOGETHER IN PURSUIT OF INFORMED DIALOGUE AND EFFECTIVE SOLUTIONS. THESE PROGRAMS RANGE IN SIZE FROM $8 MILLION TO $100,000 IN REVENUE AND EXPENSES ANNUALLY, AND IN PROGRAMMATIC CATEGORIES SUCH AS EDUCATION, FINANCE, MICROENTERPRISE, ENVIRONMENT AND SOCIAL JUSTICE.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$16,877,202	ExpenseAmt
Revenue	$9,836,357	RevenueAmt
Desc	CAMPUS ACTIVITIES: THE INSTITUTE CARRIES OUT MUCH OF ITS WORK ON ITS TWO CAMPUSES. IN ASPEN, COLORADO AND ON THE WYE RIVER, ON MARYLAND'S EASTERN SHORE WHERE NATURAL BEAUTY AND QUIET SURROUNDINGS ENCOURAGES THOUGHTFUL REFLECTION AND REFRESHES THE MIND, BODY AND SPIRIT.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$11,499,784	ExpenseAmt
Revenue	$14,407,593	RevenueAmt
Desc	PUBLIC PROGRAMS: THE INSTITUTE'S 18 PUBLIC PROGRAMS OPEN THE INSTITUTE UP TO THE PUBLIC, OFFERING OPPORTUNITIES TO ENGAGE IN THOUGHTFUL, NONPARTISAN INQUIRY. OUR MAJOR EVENTS INCLUDE THE ASPEN IDEAS FESTIVAL, SPOTLIGHT HEALTH AND THE ASPEN SECURITY FORUM AND THE ASPEN WORDS PROGRAM. THESE AND OUR OTHER PUBLIC FORUMS ENGAGE OVER 15,000 MEMBERS OF THE GENERAL PUBLIC ANNUALLY.	Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp (4 entries)

ExpenseExpenseAmt	RevenueRevenueAmt	DescDesc
$8,165,946	$1,390,155	ASPEN GLOBAL LEADERSHIP NETWORK
$3,619,958		YOUTH AND ENGAGEMENT
$1,412,946	$1,485,466	OTHER RESTRICTED PROGRAMS
$722,999	$560,523	SEMINARS

Field	Value	IRS element (for citing)
Total Other Prog Srvc Expense	$13,921,849	TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Revenue	$3,436,144	TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses	$106,458,003	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	Yes (1)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	Yes (1)	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	0	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	0	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	0	TaxExemptBondsInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	0	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	0	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
IRP Document	610	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	603	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	0	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	81	GoverningBodyVotingMembersCnt
Independent Voting Member	80	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	AL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	AK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	AZ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	AR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CO	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CT	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	FL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	GA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	IL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KS	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	ME	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MN	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MS	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MO	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NM	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	ND	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	PA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	RI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	TN	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	UT	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	VA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WV	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WI	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ASPEN INSTITUTENAMITA KHASAT	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2027362520	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2300 N STREET NW NO 700	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20037	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (91 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Highest Compensated EmployeeHighestCompensatedEmployeeInd
JAMES SCHINE CROWN
CHAIRMAN	0.30	Yes (X)	Yes (X)	$0	$0	$0
WILLIAM E MAYER
CHAIRMAN EMERITUS	0.30	Yes (X)	Yes (X)	$0	$0	$0
MADELEINE K ALBRIGHT
TRUSTEE	0.30	Yes (X)		$0	$0	$0
PAUL F ANDERSON
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DONNA BARKSDALE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MERCEDES BASS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MIGUEL MIKE BEZOS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
RICHARD BRADDOCK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
BETH BROOKE-MARCINIAK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WILLIAM D BUDINGER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WILLIAM BYNUM
TRUSTEE	0.30	Yes (X)		$0	$0	$0
STEPHEN L CARTER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
TROY CARTER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
CESAR R CONDE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
PENNY COULTER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
KATIE COURIE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANDREA CUNNINGHAM
TRUSTEE	0.30	Yes (X)		$0	$0	$0
KENNETH L DAVIS MD
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JOHN DOERR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
THELMA DUGGIN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ARNE DUNCAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MICHAEL D EISNER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
L BROOKS ENTWISTLE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ALAN FLETCHER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
HENRIETTA HOLSMAN FORE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANN B FRIEDMAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JUAN RAMON DE LA FUENTE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
HENRY LOUIS GATES JR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MIRCEA D GEOANA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANTONIO GRACISA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
PATRICK W GROSS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ARJUN GUPTA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JANE HARMAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
KAYA HENDERSON
TRUSTEE	0.30	Yes (X)		$0	$0	$0
HAYNE HIPP
TRUSTEE	0.30	Yes (X)		$0	$0	$0
IVAN HODAC
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MARK HOPLAMAZIAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
GERALD D HOSIER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ROBERT HURST
TRUSTEE	0.30	Yes (X)		$0	$0	$0
NATALIE JARESKO
TRUSTEE	0.30	Yes (X)		$0	$0	$0
SALMAN KHAN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
TEISUKE KITAYAMA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MICHAEL KLEIN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DAVID KOCH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
SATINDER K LAMBAH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
LAURA LAUDER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
YO-YO MA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JAMES M MANYIKA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WILLIAM E MAYER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
BONNIE PALMER MCCLOSKEY
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DAVID MCCORMICK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANNE WELSH MCNULTY
TRUSTEE	0.30	Yes (X)		$0	$0	$0
DIANE L MORRIS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
KARLHEINZ MUHR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
CLARE MUNANA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JERRY MURDOCK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MARC NATHANSON
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WILLIAM A NITZE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
HER MAJESTY QUEEN NOOR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JACQUELINE NOVOGRATZ
TRUSTEE	0.30	Yes (X)		$0	$0	$0
OLARA A OTUNNU
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ELAINE PAGELS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
CARRIE WALTON PENNER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MARGOT L PRITZKER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
PETER A REILING
TRUSTEE	0.30	Yes (X)		$0	$0	$0
LYNDA RESNICK
TRUSTEE	0.30	Yes (X)		$0	$0	$0
CONDOLEEZZA RICE
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JIM ROGERS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
RICARDO SALINAS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
LEWIS SANDERS
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ANNA DEAVERE SMITH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
MICHELLE SMITH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
JAVIER SOLANA
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ROBERT K STEEL
TRUSTEE	0.30	Yes (X)		$0	$0	$0
SHASHI THAROOR
TRUSTEE	0.30	Yes (X)		$0	$0	$0
LAURIE M TISCH
TRUSTEE	0.30	Yes (X)		$0	$0	$0
GUILIO TREMONTI
TRUSTEE	0.30	Yes (X)		$0	$0	$0
ECKART VON KLAEDEN
TRUSTEE	0.30	Yes (X)		$0	$0	$0
RODERICK K VON LIPSEY
TRUSTEE	0.30	Yes (X)		$0	$0	$0
VIN WEBER
TRUSTEE	0.30	Yes (X)		$0	$0	$0
WALTER ISAACSON
PRESIDENT/CEO	40.00	Yes (X)	Yes (X)	$846,893	$0	$66,686
ELLIOT GERSON
EXECUTIVE VP	40.00		Yes (X)	$398,364	$0	$77,794
PETER REILING
EXECUTIVE VP	40.00		Yes (X)	$394,896	$0	$78,770
NAMITA KHASAT
EVP FIN. & ADMN./CFO/TREASURER	40.00		Yes (X)	$360,643	$0	$43,713
ERIC MOTLEY
EVP: CORP SECRETARY	40.00		Yes (X)	$327,671	$0	$53,707
RAJIV VINNAKOTA
EXECUTIVE VP	40.00		Yes (X)	$327,486	$0	$65,262
CHARLIE FIRESTONE
EXECUTIVE DIRECTOR	40.00			$355,440	$0	$66,749	Yes (X)
MICKEY EDWARDS
VP. PROGRAM DIRECTOR	40.00			$336,243	$0	$54,127	Yes (X)
DAN GLICKMAN
VP, EXECUTIVE DIRECTOR	40.00			$332,052	$0	$44,142	Yes (X)
MARGARET CLARK
VP, POLICY PROGRAMS	40.00			$304,571	$0	$66,510	Yes (X)
KITTY BOONE
VP, PROGRAM DIRECTOR	40.00			$299,785	$0	$76,866	Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$4,284,044	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$694,326	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	139	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	0	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt	Address Line1ContractorAddress/ForeignAddress/AddressLine1Txt	CityContractorAddress/ForeignAddress/CityNm	CountryContractorAddress/ForeignAddress/CountryCd
SHAW CONSTRUCTION LLC
300 KALAMATH STREET	DENVER	CO	80223	BUILDING RENOVATIONS	$3,238,237
COLORADO AUDIO VISUAL INC
409 AABC	ASPEN	CO	81611	AUDIO VISUAL SERVICES	$1,237,616
SITE SELECTION SERVICES
6404 RUBY WAY	CARLSBAD	CA	92011	SITE SELECTION & EVENT PLANNING	$562,529
GRAND HOTEL INTERCONTINENTAL PARIS
				HOTEL AND CONFERENCE ACTIVITIES	$445,848	7-9 CHIMIN PETIT-SACONNEX	GENEVA	SZ
SAFEGUARD WORLD INT'L LTD
				STAFFING AND PAYROLL SERVICES	$427,124	FODEN BUS CTR MOSS LN 24/25	SANDBACH	UK

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	24	CntrctRcvdGreaterThan100KCnt
Fundraising	$2,484,855	FundraisingAmt
Government Grants	$4,145,649	GovernmentGrantsAmt
All Other Contributions	$85,630,750	AllOtherContributionsAmt
Noncash Contributions	$5,179,205	NoncashContributionsAmt
Total Contributions	$92,261,254	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (4 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
CONTRACT REVENUE	900099	$15,825,064	$15,825,064
SEMINAR AND EVENT FEES	900099	$10,763,579	$10,763,579
CONF./FACILITY FEES	531390	$9,788,514		$9,788,514
BOOK SALES	900099	$15,137	$15,137

Field	Value	IRS element (for citing)
Total Program Service Revenue	$36,392,294	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$500,550	TotalRevenueColumnAmt
Unrelated Business Revenue	-$51,062	UnrelatedBusinessRevenueAmt
Exclusion	$551,612	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$115,996	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$93,064	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$22,932	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$22,932	TotalRevenueColumnAmt
Exclusion	$22,932	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$133,205,959	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$133,364,605	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	-$158,646	SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$158,646	TotalRevenueColumnAmt
Exclusion	-$158,646	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$72,375	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$2,484,855	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$619,149	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$546,774	TotalRevenueColumnAmt
Exclusion	-$546,774	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	ExclusionExclusionAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
OTHER INCOME	900099	$434,052	$434,052
ADVERTISING INCOME	541800	$331,624		$331,624
SUBLEASE INCOME	900099	$91,900	$91,900

Field	Value	IRS element (for citing)
Other Revenue Total	$857,576	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$129,329,186	TotalRevenueColumnAmt
Related Or Exempt Func Income	$26,603,780	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$10,069,076	UnrelatedBusinessRevenueAmt
Exclusion	$395,076	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$15,950,813	TotalAmt
Program Services	$15,950,813	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$252,000	TotalAmt
Program Services	$252,000	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$856,447	TotalAmt
Program Services	$856,447	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$2,673,411	TotalAmt
Program Services	$358,538	ProgramServicesAmt
Management And General	$2,149,611	ManagementAndGeneralAmt
Fundraising	$165,262	FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$39,278,474	TotalAmt
Program Services	$29,199,498	ProgramServicesAmt
Management And General	$8,385,969	ManagementAndGeneralAmt
Fundraising	$1,693,007	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$3,815,757	TotalAmt
Program Services	$3,032,711	ProgramServicesAmt
Management And General	$574,388	ManagementAndGeneralAmt
Fundraising	$208,658	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$4,201,417	TotalAmt
Program Services	$3,366,715	ProgramServicesAmt
Management And General	$637,649	ManagementAndGeneralAmt
Fundraising	$197,053	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$2,754,199	TotalAmt
Program Services	$2,188,999	ProgramServicesAmt
Management And General	$414,591	ManagementAndGeneralAmt
Fundraising	$150,609	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$15,019,357	TotalAmt
Program Services	$15,019,357	ProgramServicesAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$156,854	TotalAmt
Program Services	$129,679	ProgramServicesAmt
Management And General	$27,175	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$223,675	TotalAmt
Management And General	$223,675	ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$1,188,458	TotalAmt
Management And General	$1,188,458	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$10,297,268	TotalAmt
Program Services	$8,938,977	ProgramServicesAmt
Management And General	$1,344,352	ManagementAndGeneralAmt
Fundraising	$13,939	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$123,273	TotalAmt
Program Services	$107,696	ProgramServicesAmt
Management And General	$11,571	ManagementAndGeneralAmt
Fundraising	$4,006	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$6,855,182	TotalAmt
Program Services	$2,707,532	ProgramServicesAmt
Management And General	$3,748,795	ManagementAndGeneralAmt
Fundraising	$398,855	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$1,526,252	TotalAmt
Program Services	$596,909	ProgramServicesAmt
Management And General	$922,372	ManagementAndGeneralAmt
Fundraising	$6,971	FundraisingAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$3,653,942	TotalAmt
Program Services	$2,386,079	ProgramServicesAmt
Management And General	$1,135,495	ManagementAndGeneralAmt
Fundraising	$132,368	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$14,363,138	TotalAmt
Program Services	$13,054,668	ProgramServicesAmt
Management And General	$854,925	ManagementAndGeneralAmt
Fundraising	$453,545	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$998,798	TotalAmt
Program Services	$998,798	ProgramServicesAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$2,518,738	TotalAmt
Program Services	$2,441,082	ProgramServicesAmt
Management And General	$77,656	ManagementAndGeneralAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$2,607	TotalAmt
Management And General	$2,607	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$2,690,576	TotalAmt
Management And General	$2,690,576	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$338,751	TotalAmt
Management And General	$338,751	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
AUDIO/VISUAL	$1,662,155	$1,492,884	$59,515	$109,756
PUBLICATIONS	$1,622,113	$1,348,259	$185,788	$88,066
LOSS ON LEASE TERM.	$1,615,230		$1,615,230
PARTNER REIMBURSEMENTS	$1,238,604	$1,238,604

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$1,118,345	TotalAmt
Program Services	$791,758	ProgramServicesAmt
Management And General	$98,517	ManagementAndGeneralAmt
Fundraising	$228,070	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$136,995,834	TotalAmt
Program Services	$106,458,003	ProgramServicesAmt
Management And General	$26,687,666	ManagementAndGeneralAmt
Fundraising	$3,850,165	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$2,527	BOYAmt
EOY	$2,379	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$8,511,114	BOYAmt
EOY	$4,944,620	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$60,571,017	BOYAmt
EOY	$45,288,286	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$4,185,465	BOYAmt
EOY	$6,153,822	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$122,374	BOYAmt
EOY	$109,042	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$1,795,168	BOYAmt
EOY	$1,913,560	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$108,697,303	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$46,530,803	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$49,066,865	BOYAmt
EOY	$62,166,500	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$13,418,776	BOYAmt
EOY	$33,158,991	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$158,418,095	BOYAmt
EOY	$175,862,442	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$100,258	BOYAmt
EOY	$3,608,487	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$296,191,659	BOYAmt
EOY	$333,208,129	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$8,752,767	BOYAmt
EOY	$16,623,759	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$4,554,594	BOYAmt
EOY	$6,910,597	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$5,763,737	BOYAmt
EOY	$6,531,509	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$4,208,410	BOYAmt
EOY	$14,266,814	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$23,279,508	BOYAmt
EOY	$44,332,679	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$84,983,013	BOYAmt
EOY	$100,483,643	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$132,843,761	BOYAmt
EOY	$129,740,987	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$55,085,377	BOYAmt
EOY	$58,650,820	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$272,912,151	BOYAmt
EOY	$288,875,450	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$296,191,659	BOYAmt
EOY	$333,208,129	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	-$7,666,648	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$20,062,748	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$3,567,199	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Separate Basis Fincl Stmt	Yes (X)	SeparateBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Public Organization170	Yes (X)	PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$68,204,184	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$68,633,372	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$111,928,714	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$85,321,334	CurrentTaxYearMinus1YearAmt
Current Tax Year	$92,261,254	CurrentTaxYearAmt
Total	$426,348,858	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$68,204,184	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$68,633,372	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$111,928,714	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$85,321,334	CurrentTaxYearMinus1YearAmt
Current Tax Year	$92,261,254	CurrentTaxYearAmt
Total	$426,348,858	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$41,530,899	SubstantialContributorsTotAmt
Public Support Total170	$384,817,959	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$334,358	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$133,656	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$894,214	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$190,413	CurrentTaxYearMinus1YearAmt
Current Tax Year	$759,709	CurrentTaxYearAmt
Total	$2,312,350	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$398,612	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$190,216	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$395,329	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$489,228	CurrentTaxYearMinus1YearAmt
Current Tax Year	$434,052	CurrentTaxYearAmt
Total	$1,907,437	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$430,568,645	TotalSupportAmt
Gross Receipts Rltd Activities	$106,987,608	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.89370	PublicSupportCY170Pct
Public Support PY170	0.89470	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME:	FormAndLineReferenceDesc
Explanation	OTHER INCOME - 2013 AMOUNT: $ 398,612. 2014 AMOUNT: $ 190,216. 2015 AMOUNT: $ 395,329. 2016 AMOUNT: $ 489,228. 2017 AMOUNT: $ 434,052.	ExplanationTxt

Schedule B IRS990ScheduleB

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$1,607	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	0	OtherActivitiesInd
Total Lobbying Expenditures	$1,607	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART II-B, LINE 1:	FormAndLineReferenceDesc
Explanation	COMMUNICATION WITH LEGISLATORS REGARDING PENDING LEGISLATION.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Protection Natural Habitat	Yes (X)	ProtectionNaturalHabitatInd
Total Easements	2	TotalEasementsCnt
Total Acreage	263.88	TotalAcreageCnt
States Easements Held	2	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (1)	WrittenPolicyMonitoringInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$0	RevenuesIncludedAmt
Assets Included	$1,071,130	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Solicited Assets Sale	0	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$99,879,276	BeginningYearBalanceAmt
Contributions	$12,665,941	ContributionsAmt
Investment Earnings Or Losses	$10,999,814	InvestmentEarningsOrLossesAmt
Other Expenditures	$4,467,828	OtherExpendituresAmt
End Year Balance	$119,077,203	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$95,232,540	BeginningYearBalanceAmt
Contributions	$4,756,855	ContributionsAmt
Investment Earnings Or Losses	$4,078,477	InvestmentEarningsOrLossesAmt
Other Expenditures	$4,188,596	OtherExpendituresAmt
End Year Balance	$99,879,276	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$80,203,349	BeginningYearBalanceAmt
Contributions	$16,298,057	ContributionsAmt
Investment Earnings Or Losses	$1,451,696	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,720,562	OtherExpendituresAmt
End Year Balance	$95,232,540	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$75,351,962	BeginningYearBalanceAmt
Contributions	$4,417,778	ContributionsAmt
Investment Earnings Or Losses	$2,668,734	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,235,125	OtherExpendituresAmt
End Year Balance	$80,203,349	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$59,703,811	BeginningYearBalanceAmt
Contributions	$12,128,542	ContributionsAmt
Investment Earnings Or Losses	$5,470,942	InvestmentEarningsOrLossesAmt
Other Expenditures	$1,951,333	OtherExpendituresAmt
End Year Balance	$75,351,962	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.27630	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.49250	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.23110	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	0	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	0	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$10,627,664	OtherCostOrOtherBasisAmt
Book Value	$10,627,664	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$66,892,164	OtherCostOrOtherBasisAmt
Depreciation	$34,583,906	DepreciationAmt
Book Value	$32,308,258	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$10,583,837	OtherCostOrOtherBasisAmt
Depreciation	$43,683	DepreciationAmt
Book Value	$10,540,154	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$5,839,607	OtherCostOrOtherBasisAmt
Depreciation	$4,801,227	DepreciationAmt
Book Value	$1,038,380	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$14,754,031	OtherCostOrOtherBasisAmt
Depreciation	$7,101,987	DepreciationAmt
Book Value	$7,652,044	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$62,166,500	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (2 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
INVESTMENT CONTRACT	$842,808	F
LIMITED PARTNERSHIPS	$175,019,634	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$175,862,442	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)

DescDesc	AmtAmt
CAPITAL LEASE OBLIGATIONS	$57,145
DEFERRED COMPENSATION	$4,585,578
DEFERRED RENT AND LEASE INCENTIVE	$9,624,091

Field	Value	IRS element (for citing)
Total Liability	$14,266,814	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$149,063,539	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	$20,062,748	NetUnrealizedGainsInvstAmt
Donated Services And Use Fclts	$147,850	DonatedServicesAndUseFcltsAmt
Revenue Not Reported	$20,210,598	RevenueNotReportedAmt
Revenue Subtotal	$128,852,941	RevenueSubtotalAmt
Investment Expenses Not Incld	$1,188,458	InvestmentExpensesNotIncldAmt
Other Revenues Not Included	-$712,213	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	$476,245	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$129,329,186	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$136,606,979	TotExpnsEtcAuditedFinclStmtAmt
Donated Services Use Fclts	$147,850	DonatedServicesUseFcltsAmt
Other Expenses Included	-$60,460	OtherExpensesIncludedAmt
Expenses Not Reported	$87,390	ExpensesNotReportedAmt
Expenses Subtotal	$136,519,589	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$1,188,458	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	-$712,213	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$476,245	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$136,995,834	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 5:	THE INSTITUTE CONTINUES TO COMPLY WITH TERMS OF CONTRACT GOVERNING THE CONSERVATION EASEMENT HELD, WHICH INCLUDES PROTECTION OF NATURAL HABITAT.
PART II, LINE 9:	THE INSTITUTE HOLDS A CONSERVATION EASEMENT ON THE BALANCE SHEET AND THE CONTRIBUTED PARCEL OF LAND WAS BOOKED AS REVENUE FOR THE YEAR IT WAS GIFTED.
PART III, LINE 4:	AT OUR ASPEN MEADOWS CAMPUS, ASPEN, COLORADO, WE HAVE A LARGE COLLECTION OF ART THAT IS ON DISPLAY BOTH IN GALLERIES AND PUBLIC SPACES. IT IS ENJOYED BY GUESTS WHO VISIT AND STAY AT OUR RESORT. THIS ART COLLECTION IS MADE UP OF PHOTOS FROM FRANZ BERKO, OFFICIAL PHOTOGRAPHER FOR THE INSTITUTE, AS WELL AS ART IN VARIOUS MEDIUMS BY HERBERT BAYER. BAYER WAS THE ARCHITECT FOR OUR CAMPUS, AND ALSO DESIGNED SEVERAL OF THE LAND FORMS THROUGHOUT OUR PROPERTY. ONE GALLERY ON PROPERTY IS DEDICATED SOLELY TO THE WORK OF BAYER.
PART V, LINE 4:	4.5% OF A 12 QUARTER ROLLING AVERAGE OF THE FUNDS ARE USED TO FUND PROGRAMMATIC WORK OF THE INSTITUTE.
PART X, LINE 2:	THE INSTITUTE PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2017, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS.
PART XI, LINE 4B - OTHER ADJUSTMENTS:	SPECIAL EVENT EXPENSES -619,149. RENTAL EXPENSES -93,064.
PART XII, LINE 2D - OTHER ADJUSTMENTS:	RETURN OF GRANT FUNDS -60,460.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	SPECIAL EVENT EXPENSES -619,149. RENTAL EXPENSES -93,064.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (7 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
EUROPE	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$2,162,344
SUB-SAHARAN AFRICA	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$446,447
NORTH AMERICA	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$188,621
EAST ASIA AND THE PACIFIC	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$100,594
SOUTH ASIA	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$100,594
SOUTH AMERICA	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$75,716
CENTRAL AMERICA AND THE CARIBBEAN	PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION.	GRANTS, MEETINGS AND PROGRAMMATIC ACTIVITIES.	$29,319

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	0	TotalEmployeeCnt
Subtotal Spent	$3,103,635	SubtotalSpentAmt
Continuation Spent	$0	ContinuationSpentAmt
Total Spent	$3,103,635	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (12 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
EUROPE (INCLUDING ICELAND & GREENLAND)	PSYCHOMETRIC SCORING FOR RURAL WOMEN'S FINANCIAL INCLUSION	$193,100	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUPPORT CHAPTER OPERATIONS IN AFRICA	$156,518	WIRE TRANSFER
MIDDLE EAST AND NORTH AFRICA	STEVENS INITIATIVE CULTURAL EXCHANGE	$106,921	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUPPORT CHAPTER OPERATIONS IN AFRICA	$106,808	WIRE TRANSFER
SOUTH AMERICA	CHAPTER OPERATIONS IN BRAZIL	$57,000	WIRE TRANSFER
MIDDLE EAST AND NORTH AFRICA	STEVENS INITIATIVE CULTURAL EXCHANGE	$55,000	WIRE TRANSFER
SOUTH ASIA	BUILDING CAMBODIA'S IMPACT INVENTION AND ENTREPRENEURSHIP CAPACITY	$50,000	WIRE TRANSFER
SOUTH ASIA	CHAPTER OPERATIONS SUPPORT	$37,000	WIRE TRANSFER
NORTH AMERICA	TO SUPPORT GALI GLOBAL ACCELERATOR LEARNING INITIATIVE	$21,600	WIRE TRANSFER
SOUTH AMERICA	TO FINISH THE BUILDING AND INSTALLATION OF A TRADITIONAL HOME WEAVERS EXHIBITION	$20,000	WIRE TRANSFER
EUROPE (INCLUDING ICELAND & GREENLAND)	REPLACE DRAWING CARDS OF JACQUARD LOOMS	$20,000	WIRE TRANSFER
SOUTH ASIA	EXPANDING EDUCATIONAL TOUR OPTIONS FOR LAO HANDICRAFT PRODUCTS	$20,000	WIRE TRANSFER

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	12	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (3 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
HONORARIUM	EUROPE (INCLUDING ICELAND & GREENLAND)	3	$2,750	WIRE TRANSFER
AWARDS	EAST ASIA AND THE PACIFIC	1	$1,500	WIRE TRANSFER
AWARDS	EUROPE (INCLUDING ICELAND & GREENLAND)	1	$1,500	WIRE TRANSFER

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	0	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	0	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINE 2:	THE INSTITUTE ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT THEY DO NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS, ENTITIES, OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY. ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF THE RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE SHOULD BE NOTIFIED WHENEVER PROBLEMS, DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DEGREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS. PARTICIPANTS ARE EXPECTED TO COMPLY WITH ALL RELEVANT U.S. LAWS. PRIOR TO ISSUING AWARDS TO FOREIGN ENTITIES, THE PROGRAMS ARE BEING ASKED TO COMPLETE A DUE DILIGENCE CHECKLIST, WHICH INCLUDES ADDITIONAL INFORMATION ABOUT THE SUB RECIPIENT INCLUDING: ANY REASONABLY AVAILABLE HISTORICAL INFORMATION ABOUT THE GRANTEE THAT ASSURES THE INSTITUTE OF THE GRANTEE'S IDENTITY AND INTEGRITY SUCH AS THE JURISDICTION IN WHICH A GRANTEE ORGANIZATION IS INCORPORATED OR FORMED; COPIES OF INCORPORATING OR OTHER GOVERNING INSTRUMENTS; INFORMATION ON THE INDIVIDUALS WHO FORMED AND OPERATE THE ORGANIZATION; AND INFORMATION RELATING TO THE GRANTEE'S OPERATING HISTORY; THE GRANTEE OR SERVICE PROVIDER'S NAME IN ENGLISH, AND THE LANGUAGE OF ORIGIN, AND ANY ACRONYM OR OTHER NAMES USED TO IDENTIFY THE GRANTEE; THE JURISDICTIONS IN WHICH A GRANTEE OR SERVICE PROVIDER MAINTAINS A PHYSICAL PRESENCE; THE GRANTEE OR SERVICE PROVIDER'S POSTAL, EMAIL AND WEBSITE ADDRESSES AND PHONE NUMBERS FOR EACH PLACE OF BUSINESS. THE INSTITUTE ALSO CONDUCTS A REASONABLE SEARCH OF PUBLICLY AVAILABLE INFORMATION TO DETERMINE WHETHER THE GRANTEE OR SERVICE PROVIDER IS SUSPECTED OF ACTIVITY RELATING TO TERRORISM, INCLUDING TERRORIST FINANCING OR OTHER SUPPORT.
PART I, LINE 3:	THE ACCRUAL METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN EXPENDITURES.
PART III, COL (C):	THIS COLUMN REPRESENTS THE ACTUAL NUMBER OF RECIPIENTS, NOT THE ESTIMATED NUMBER OF RECIPIENTS.
PART II, LINE 1	THE ACCRUAL METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN GRANTS TO ORGANIZATIONS.
PART III	THE ACCRUAL METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN GRANTS TO INDIVIDUALS.

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	ANNUAL DINNER	Event1Nm
Gross Receipts Event1	$1,605,443	GrossReceiptsEvent1Amt
Charitable Contri Event1	$1,586,518	CharitableContriEvent1Amt
Gross Revenue Event1	$18,925	GrossRevenueEvent1Amt
Rent Facility Costs Event1	$4,758	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$4,817	FoodAndBeverageEvent1Amt
Other Direct Expenses Event1	$304,550	OtherDirectExpensesEvent1Amt
Event2	SUMMER CELEBRATION	Event2Nm
Gross Receipts Event2	$641,524	GrossReceiptsEvent2Amt
Charitable Contri Event2	$617,774	CharitableContriEvent2Amt
Gross Revenue Event2	$23,750	GrossRevenueEvent2Amt
Rent Facility Costs Event2	$2,808	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$7,855	FoodAndBeverageEvent2Amt
Other Direct Expenses Event2	$187,061	OtherDirectExpensesEvent2Amt
Other Events Total	1	OtherEventsTotalCnt
Gross Receipts Other Events	$310,263	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$280,563	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$29,700	GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events	$1,804	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$3,756	FoodAndBeverageOtherEventsAmt
Oth Direct Expnss Other Events	$101,740	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$2,557,230	GrossReceiptsTotalAmt
Charitable Contributions Tot	$2,484,855	CharitableContributionsTotAmt
Gross Revenue Total Events	$72,375	GrossRevenueTotalEventsAmt
Rent Fclty Costs Total Events	$9,370	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$16,428	FoodAndBeverageTotalEventsAmt
Oth Direct Expnss Total Events	$593,351	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$619,149	DirectExpenseSummaryEventsAmt
Net Income Summary	-$546,774	NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (41 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Address Line2USAddress/AddressLine2Txt
INDIAN RIVER STATE COLLEGE FOUNDATION INC
3209 VIRGINIA AVENUE	FORT PIERCE	FL	34981	591105591	501(C)(3)	$630,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
THE DISTRICT BOARD OF TRUSTEES OF SANTA FE COLLEGE
3000 NW 83RD STREET	GAINESVILLE	FL	32606	591207627	501(C)(3)	$630,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
NORTHEAST WISCONSIN TECHNICAL COLLEGE
2740 W MASON STREET PO BOX 19042	GREEN BAY	WI	54307	391087141	501(C)(3)	$630,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
WILLIAM RAINEY HARPER COLLEGE EDUCATIONAL FOUNDATION
1200 W ALGONQUIN ROAD	PALATINE	IL	60067	237348228	501(C)(3)	$630,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
SAN JACINTO COMMUNITY COLLEGE DISTRICT
4624 FAIRMONT PARKWAY	PASADENA	TX	77504	746028285	501(C)(3)	$630,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
COLUMBIA BASIN COLLEGE
2600 N 20TH AVENUE	PASCO	WA	99301	910824589	501(C)(3)	$630,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
SINCLAIR COMMUNITY COLLEGE
444 W 3RD STREET SUITE 12212	DAYTON	OH	45402	237032312	501(C)(3)	$580,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
LORAIN COUNTY COMMUNITY COLLEGE
1005 N ABBE ROAD	ELYRIA	OH	44035	340930187	501(C)(3)	$580,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
GUILFORD TECHNICAL COMMUNITY COLLEGE
601 E MAIN STREET PO BOX 309	JAMESTOWN	NC	27282	560792519	501(C)(3)	$580,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
DAVIDSON COUNTY COMMUNITY COLLEGE
PO BOX 1287	LEXINGTON	NC	27293	560792247	501(C)(3)	$580,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
MIAMI DADE COLLEGE
300 NE 2ND AVENUE	MIAMI	FL	33132	591210485	501(C)(3)	$580,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
WAKE TECHNICAL COMMUNITY COLLEGE
9101 FAYETTEVILLE ROAD	RALEIGH	NC	27603	560792775	501(C)(3)	$580,000	COLLABORATION IN 'FRONTIER-SET", NETWORK OF HIGH-PERFORMING COMMUNITY COLLEGES
FAMILY VALUES AT WORK - A MULTI STATE CONSORTIUM INC
207 E BUFFALO STREET SUITE 211	MILWAUKEE	WI	53202	270321696	501(C)(3)	$300,000	EVALUATION AND EFFORTS TO IMPROVE FMLI POLICIES THROUGH MULTI-STATE COMMUNITY OF PRACTICE
CENTER FOR PUBLIC JUSTICE
312 MASSACHUSETTS AVENUE NW	WASHINGTON	DC	20002	510153566	501(C)(3)	$300,000	ASPEN FAMILY PROSPERITY FUND - FAITH BASED INITIATIVES
THE URBAN INSTITUTE
2100 M STREET NW	WASHINGTON	DC	20037	520880375	501(C)(3)	$300,000	ENGAGE WITH ASPEN FAMILY PROSPERITY INNOVATION COMMUNITY
LEGAL AID AT WORK
180 MONTGOMERY STREET SUITE 600	SAN FRANCISCO	CA	94104	942783401	501(C)(3)	$299,999	ADVANCING PUBLIC POLICIES TO IMPROVE STABILITY OF FAMILIES
NATIONAL PARTNERSHIP FOR WOMEN & FAMILIES INC
1875 CONNECTICUT AVENUE NW SUITE	WASHINGTON	DC	20009	237124915	501(C)(3)	$299,554	POLICY EVALUATION FOR FMLI	650
AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
1789 MASSACHUSETTS AVENUE NW	WASHINGTON	DC	20036	530218495	501(C)(3)	$296,500	CHILD SUPPORT SYSTEM EVALUATIONS
UNIVERSITY OF TEXAS AT AUSTIN
OFFICE OF SPONSORED PROJECTS PO BOX	AUSTIN	TX	78713	470049123	501(C)(3)	$224,903	LEAD THE DESIGN AND IMPLEMENTATION OF ACTIVITIES OF THE MEMBERSHIP OF THE URBAN MATHEMATICS LEADERSHIP NETWORK	7726
CORPORATION FOR A SKILLED WORKFORCE
1100 VICTORS WAY SUITE 10	ANN ARBOR	MI	48108	382991143	501(C)(3)	$207,382	COLLABORATION ON ECONOMIC OPPORTUNITES PROGRAM REIMAGINE RETAIL PROJECT
THE WILLIAM DAVIDSON INSTITUTE AT THE UNIVERSITY OF MICHIGAN
724 E UNIVERSITY AVENUE	ANN ARBOR	MI	48109	383048086	501(C)(3)	$144,064	STEVENS INITIATIVE CULTURAL EXCHANGE
SISTER CITIES INTERNATIONAL INC
915 15TH STREET NW 4TH FLOOR	WASHINGTON	DC	20005	520859021	501(C)(3)	$129,714	STEVENS INITIATIVE CULTURAL EXCHANGE
PACIFIC COMMUNITY VENTURES INC
51 FEDERAL STREET SUITE 100	SAN FRANCISCO	CA	94107	770485877	501(C)(3)	$125,000	COLLABORATION ON ECONOMIC OPPORTUNITES PROGRAM REIMAGINE RETAIL PROJECT
ALLEGHENY CONFERENCE ON COMMUNITY DEVELOPMENT
11 STANWIX STREET 17TH STREET	PITTSBURGH	PA	15222	250965213	501(C)(3)	$110,500	COLLABORATION ON ECONOMIC OPPORTUNITES PROGRAM REIMAGINE RETAIL PROJECT.
EQUAL MEASURE
1528 WALNUT STREET SUITE 805	PHILADELPHIA	PA	19102	232694572	501(C)(3)	$105,314	EVALUATION WORK ON COMMUNITY SOLUTIONS
CHICAGO WORKFORCE FUNDER ALLIANCE
225 N MICHIGAN AVENUE SUITE 2200	CHICAGO	IL	60601	363432023	501(C)(3)	$100,000	COLLABORATION ON ECONOMIC OPPORTUNITES PROGRAM REIMAGINE RETAIL PROJECT
PHILADELPHIA YOUTH NETWORK
400 MARKET STREET SUITE 200	PHILADELPHIA	PA	19106	232993155	501(C)(3)	$95,700	COLLABORATION ON ECONOMIC OPPORTUNITES PROGRAM REIMAGINE RETAIL PROJECT
INTERNATIONAL RESEARCH AND EXCHANGES BOARD INC
1275 K STREET NW SUITE 600	WASHINGTON	DC	20005	223087809	501(C)(3)	$80,838	STEVENS INITIATIVE CULTURAL EXCHANGE
ITHAKA HARBORS INC
2 RECTOR STREET 18TH FLOOR	NEW YORK	NY	10006	133857105	501(C)(3)	$72,400	AMERICAN TALENT INITIATIVE WEBSITE DEVELOPMENT
URBAN STRATEGIES COUNCIL
1720 BROADWAY AVENUE 2ND FLOOR	OAKLAND	CA	94612	943044453	501(C)(3)	$69,000	OPORTUNITY YOUTH INCENTIVE FUND COLLABORATION
THE NICHOLAS INSTITUTE AT DUKE UNIVERSITY
2111 CAMPUS DRIVE PO BOX 90335	DURHAM	NC	27708	450842500	501(C)(3)	$67,456	PARTNER ON ASPEN DIALOGUE SERIES ON SHARING AND INTEGRATING WATER DATA FOR SUSTAINABILITY
WGBH EDUCATIONAL FOUNDATION
ONE GUEST STREET	BOSTON	MA	02135	042104397	501(C)(3)	$57,015	STEVENS INITIATIVE CULTURAL EXCHANGE
GOODWILL OF CENTRAL AND SOUTHERN INDIANA INC
1635 W MICHIGAN STREET	INDIANAPOLIS	IN	46222	350893506	501(C)(3)	$51,000	NURSE-FAMILY PARTNERSHIP EVALUATIONS
BALL STATE UNIVERSITY
2000 UNIVERSITY AVENUE	MUNCIE	IN	47306	356000221	501(C)(3)	$39,567	STEVENS INITIATIVE CULTURAL EXCHANGE
JOHNS HOPKINS UNIVERSITY
3400 N CHARLES STREET	BALTIMORE	MD	21218	520595110	501(C)(3)	$34,689	STEVENS INITIATIVE CULTURAL EXCHANGE
ARIZONA STATE UNIVERSITY
PO BOX 876011	TEMPE	AZ	85287	860196696	501(C)(3)	$30,049	STEVENS INITIATIVE CULTURAL EXCHANGE
CENTER FOR THE FUTURE OF ARIZONA
541 E VAN BUREN SUITE B5	PHOENIX	AZ	85004	820538372	501(C)(3)	$25,000	COLLABORATION ON ECONOMIC OPPORTUNITES PROGRAM REIMAGINE RETAIL PROJECT
UNIVERSITY OF NEBRASKA-LINCOLN
401 CANFIELD ADMIN BLDG PO BOX	LINCOLN	NE	68588	470049123	501(C)(3)	$23,682	STEVENS INITIATIVE CULTURAL EXCHANGE	880439
SAN DIEGO WORKFORCE PARTNERSHIP INC
3910 UNIVERSITY AVENUE SUITE 400	SAN DIEGO	CA	92105	330660504	501(C)(3)	$15,918	COLLABORATION ON ECONOMIC OPPORTUNITES PROGRAM REIMAGINE RETAIL PROJECT
CHEYENNE RIVER YOUTH PROJECT
702 4TH STREET PO BOX 410	EAGLE BUTTE	SD	57625	460423106	501(C)(3)	$14,000	DEVELOP A LOCAL YOUTH RECOGNITION INITIATIVE
INSTITUTE OF INTERNATIONAL EDUCATION
809 UNITED NATIONS PLAZA	NEW YORK	NY	10017	131624046	501(C)(3)	$12,335	STEVENS INITIATIVE CULTURAL EXCHANGE

Field	Value	IRS element (for citing)
Total501c3 Org	41	Total501c3OrgCnt
Total Other Org	0	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (3 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
AWARDS	80	$140,000
HONORARIA	28	$105,000
EVENT PARTICIPATION STIPEND	19	$7,000

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	THE INSTITUTE ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT IT DOES NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS ENTITIES OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY, ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE SHOULD BE NOTIFIED WHENEVER PROBLEMS DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DEGREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Travel For Companions	Yes (X)	TravelForCompanionsInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	0	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (11 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
WALTER ISAACSON
PRESIDENT/CEO	$830,735	$0	$0	$0	$16,158	$0	$40,500	$0	$26,186	$0	$913,579	$0	$0	$0
ELLIOT GERSON
EXECUTIVE VP	$391,506	$0	$0	$0	$6,858	$0	$40,500	$0	$37,294	$0	$476,158	$0	$0	$0
PETER REILING
EXECUTIVE VP	$391,332	$0	$0	$0	$3,564	$0	$40,500	$0	$38,270	$0	$473,666	$0	$0	$0
NAMITA KHASAT
EVP FIN. & ADMN./CFO/TREASURER	$358,321	$0	$0	$0	$2,322	$0	$27,000	$0	$16,713	$0	$404,356	$0	$0	$0
ERIC MOTLEY
EVP: CORP SECRETARY	$326,861	$0	$0	$0	$810	$0	$40,500	$0	$13,207	$0	$381,378	$0	$0	$0
RAJIV VINNAKOTA
EXECUTIVE VP	$326,676	$0	$0	$0	$810	$0	$27,000	$0	$38,262	$0	$392,748	$0	$0	$0
CHARLIE FIRESTONE
EXECUTIVE DIRECTOR	$344,316	$0	$0	$0	$11,124	$0	$40,500	$0	$26,249	$0	$422,189	$0	$0	$0
MICKEY EDWARDS
VP. PROGRAM DIRECTOR	$325,119	$0	$0	$0	$11,124	$0	$40,500	$0	$13,627	$0	$390,370	$0	$0	$0
DAN GLICKMAN
VP, EXECUTIVE DIRECTOR	$318,332	$0	$0	$0	$13,720	$0	$40,500	$0	$3,642	$0	$376,194	$0	$0	$0
MARGARET CLARK
VP, POLICY PROGRAMS	$301,007	$0	$0	$0	$3,564	$0	$40,500	$0	$26,010	$0	$371,081	$0	$0	$0
KITTY BOONE
VP, PROGRAM DIRECTOR	$295,051	$0	$0	$0	$4,734	$0	$38,596	$0	$38,270	$0	$376,651	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 1A	FormAndLineReferenceDesc
Explanation	THE ASPEN INSTITUTE FOLLOWS A POLICY GOVERNING EXPENSE REIMBURSEMENT AND COMPLIES WITH TRAVEL GUIDELINES APPLICABLE TO ALL EMPLOYEES.	ExplanationTxt

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	69	ContributionCnt
Noncash Contributions Rpt F990	$5,173,380	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (4 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	TRAVEL VOUCH.	6	$30,578	FMV
Yes (X)	WINE	1	$5,200	FMV
Yes (X)	FLOWERS	1	$625	FMV
Yes (X)	MISCELLANEOUS	4	$4	FMV

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	0	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, COLUMN (B):	THIS COLUMN REPRESENTS THE NUMBER OF ACTUAL CONTRIBUTIONS, NOT THE NUMBERS OF ITEMS CONTRIBUTED.
PART I, LINE 32B:	THE INSTITUTE HAS A WRITTEN GIFT ACCEPTANCE POLICY. IF A DONOR WANTS TO GIVE A GIFT OUTSIDE OF THAT POLICY, IT WILL BE REVIEWED BY SENIOR MANAGEMENT AND, IF NECESSARY, REFERRED TO THE BOARD OF TRUSTEES.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART VI, SECTION B, LINE 11B	THE FEDERAL FORM 990 OF THE INSTITUTE IS PREPARED BY AN EXTERNAL ACCOUNTING FIRM USING INFORMATION OBTAINED FROM INSTITUTE'S STAFF. ONCE THE INITIAL DRAFT IS PREPARED, IT IS REVIEWED BY SR. FINANCE/ACCOUNTING STAFF. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE SECOND DRAFT FORM 990 IS REVIEWED BY AN APPOINTED MEMBER OF THE AUDIT COMMITTEE ALONG WITH THE EVP FINANCE & ADMINISTRATION AND VP OF FINANCE. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE FINAL DRAFT FORM 990 IS PROVIDED TO ALL MEMBERS OF THE AUDIT COMMITTEE. ONCE APPROVED, COPIES ARE THEN DISTRIBUTED TO ALL BOARD MEMBERS BEFORE THE RETURN IS FILED WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C	ALL ASPEN INSTITUTE TRUSTEES AND EMPLOYEES ARE REQUIRED ANNUALLY TO COMPLETE AND SIGN A DISCLOSURE AND ACKNOWLEDGEMENT FORM RELATED TO THE INSTITUTE'S CONFLICT OF INTEREST POLICY. SPECIFICALLY, ALL TRUSTEES AND EMPLOYEES ARE REQUIRED TO ACKNOWLEDGE THAT THEY HAVE READ, UNDERSTOOD, AND ARE COMMITTED TO ABIDING BY THE INSTITUTE'S CONFLICT OF INTEREST POLICY, AND TO MAKE CERTAIN DISCLOSURES ABOUT THEIR ACTIVITIES OUTSIDE OF WORK AND FINANCES TO HELP IDENTIFY POSSIBLE CONFLICTS OF INTEREST. ALL EMPLOYEE FORMS ARE SUBMITTED TO THE HUMAN RESOURCES DEPARTMENT, WHICH REVIEWS THEM AND HAS DISCRETION, IN COORDINATION WITH THE GENERAL COUNSEL AND SENIOR MANAGEMENT, TO MAKE RECOMMENDATIONS OR RAISE CONCERNS WITH AFFECTED INDIVIDUALS AS APPROPRIATE. ALL TRUSTEE FORMS ARE SUBMITTED TO THE OFFICE OF THE CORPORATE SECRETARY, WHICH REVIEWS THEM ALONG WITH THE GENERAL COUNSEL. MAJOR CONFLICT OF INTEREST ISSUES INVOLVING TRUSTEES AND/OR SENIOR MANAGEMENT ARE REFERRED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR RESOLUTION. THE CORPORATE SECRETARY, GENERAL COUNSEL AND SENIOR MANAGEMENT REGULARLY CONFER WITH THE CHAIR OF THE AUDIT COMMITTEE REGARDING THE INSTITUTE'S CONFLICT OF INTEREST POLICY AND ANY CONFLICT OF INTEREST ISSUES.
FORM 990, PART VI, SECTION B, LINE 15	THE INSTITUTE CONTRACTS WITH AN EXTERNAL COMPENSATION FIRM TO PERFORM A MARKET ANALYSIS TO SET THE SALARY RANGES FOR ALL OF OUR POSITIONS ANNUALLY. THE COMPENSATION FIRM ANALYZES SALARIES FROM LIKE ORGANIZATIONS TO DETERMINE THE APPROPRIATE SALARY RANGE FOR EACH POSITION IN THE INSTITUTE. THE INSTITUTE'S COMPENSATION PHILOSOPHY IS THAT WE GENERALLY TARGET THE 50TH PERCENTILE OF THE MARKET FOR OUR POSITIONS. IN ADDITION TO THE ANNUAL MARKET ANALYSIS FOR ALL POSITIONS, WE CONTRACT WITH AN EXTERNAL COMPENSATION CONSULTANT BI-ANNUALLY TO CONDUCT AN IN-DEPTH ANALYSIS FOR OUR PRESIDENT/CEO AND EACH OF OUR EXECUTIVE OFFICERS. EACH EXECUTIVE'S TOTAL COMPENSATION IS BENCHMARKED AGAINST SIMILAR POSITIONS IN COMPARABLE ORGANIZATIONS IN LABOR MARKETS IN WHICH THE INSTITUTE COMPETES FOR EXECUTIVE TALENT. THE RECOMMENDATIONS OF THE CONSULTANT ARE PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD FOR THEIR REVIEW AND ENDORSEMENT. THE PRESIDENT/CEO'S SALARY IS THEN PRESENTED TO THE FULL BOARD FOR FINAL APPROVAL.
FORM 990, PART VI, SECTION C, LINE 19	THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FEDERAL FORM 1023 ARE MADE AVAILABLE UPON REQUEST. THE FEDERAL FORM 990 AND THE AUDITED FINANCIAL STATEMENTS ARE MADE PUBLIC ON THE INSTITUTE'S WEBSITE.
FORM 990, PART XI, LINE 9:	RETURN OF GRANT FUNDS 60,460. PROVISION FOR DEFERRED TAXES 3,506,739.
FORM 990, PART I, LINE 19:	NET LOSS REPORTED ON THIS LINE DOES NOT INCLUDE UNREALIZED GAINS OF $20,062,748 FOR THE YEAR. SEE SCHEDULE D, PART XI AND XII FOR FURTHER INFORMATION ON TOTAL REVENUES AND EXPENSES.