JOHN L NAU III FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- JOHN L NAU III FOUNDATION (EIN 20-8457303)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2018-01-30
- IRS object ID
- 201810309349100311
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-01-30T16:03:35-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010687790 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BC CONSULTING LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 955 GEMINI STREET | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77058 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208457303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NAU FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NAUF | BusinessNameControlTxt |
| Phone | 7138666323 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN L NAU III | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 7138666362 | PhoneNum |
| Signature | 2018-01-29 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRYAN F CLARK | PreparerPersonNm |
| PTIN | P00360796 | PTIN |
| Phone | 7132267800 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 23.30.80.153 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-01-30 | IPDt |
| IP Tm | 16:03:23 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 926061BB1891C78C7D91E42279ABF411C68D61B1 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | E192DB135352AF2C153EACC7118CC6F8BA7DCE38 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,828,876 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $500,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $54,328 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $54,328 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $415 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $266,153 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $415 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $35,422 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $35,422 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $590,165 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $90,165 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $4,485 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,364 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,121 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $1,097 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,097 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $20,785 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $20,785 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $26,367 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $25,246 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,121 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $425,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $425,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $451,367 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $25,246 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $426,121 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $138,798 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $64,919 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $548,033 | CashBOYAmt |
| Cash EOY | $542,538 | CashEOYAmt |
| Cash EOYFMV | $542,538 | CashEOYFMVAmt |
| Corporate Stock BOY | $1,185,659 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,456,839 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,456,839 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $1,814,921 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,829,499 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,829,499 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,548,613 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,828,876 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,828,876 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $3,548,613 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $3,828,876 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,548,613 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,828,876 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,548,613 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,828,876 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,548,613 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $138,798 | ExcessRevenueOverExpensesAmt |
| Other Increases | $141,465 | OtherIncreasesAmt |
| Subtotal | $3,828,876 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,828,876 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (13 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| CALIFORNIA RESOURCES CORP | P | 2015-10-29 | 2016-09-07 | $51 | $62 | -$11 | -$11 |
| AGRIUM INC (CANADA) | P | 2014-05-27 | 2016-09-07 | $48,523 | $45,148 | $3,375 | $3,375 |
| AGRIUM INC (CANADA) | P | 2014-11-25 | 2016-09-07 | $24,262 | $24,746 | -$484 | -$484 |
| CALIFORNIA RESOURCES CORP | P | 2013-09-13 | 2016-06-01 | $11 | $11 | $0 | $0 |
| CALIFORNIA RESOURCES CORP | P | 2013-09-13 | 2016-09-07 | $124 | $178 | -$54 | -$54 |
| CALIFORNIA RESOURCES CORP | P | 2015-08-26 | 2016-09-07 | $20 | $22 | -$2 | -$2 |
| MERK HARD CURRENCY FUND | P | 2013-08-28 | 2016-10-12 | $81,481 | $100,000 | -$18,519 | -$18,519 |
| MERK HARD CURRENCY FUND | P | 2013-12-12 | 2016-10-12 | $861 | $1,045 | -$184 | -$184 |
| MERK HARD CURRENCY FUND | P | 2013-12-30 | 2016-10-12 | $1,075 | $1,290 | -$215 | -$215 |
| MERK HARD CURRENCY FUND | P | 2014-03-28 | 2016-10-12 | $456 | $549 | -$93 | -$93 |
| MERK HARD CURRENCY FUND | P | 2014-04-16 | 2016-10-12 | $16,128 | $19,491 | -$3,363 | -$3,363 |
| SCHLUMBERGER LTD | P | 2014-08-19 | 2016-09-20 | $18,896 | $27,321 | -$8,425 | -$8,425 |
| SYNOPSYS INC | P | 2013-08-28 | 2016-08-29 | $74,265 | $45,875 | $28,390 | $28,390 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $415 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $275,550 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,665,772 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.075168 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $200,950 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $3,731,040 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.053859 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $442,769 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $2,577,344 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.171793 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $373,103 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,975,759 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.188840 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $298,609 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,722,370 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.173371 | DistributionYr5Rt |
| Total Distribution | 0.663031 | TotalDistributionRt |
| Average Distribution | 0.132606 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $3,506,224 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $464,946 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $649 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $465,595 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $426,121 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,298 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,298 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,298 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,639 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,639 | TotalPaymentsAndCreditsAmt |
| Overpayment | $1,341 | OverpaymentAmt |
| Applied To ES Tax | $1,341 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CAROLINE BAKER | IndividualWithBooksNm |
| Phone | 7138666362 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN L NAU III | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| BARBARA NAU | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | SECRETARY, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ELIZABETH NAU STEPANIAN | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| VICTORIA NAU JOHNSON | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,459,929 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $99,689 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,559,618 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $3,559,618 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $53,394 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,506,224 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $175,311 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $175,311 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,298 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,298 | TotalTaxAmt |
| Distributable Before Adj | $174,013 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $174,013 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $174,013 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $426,121 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $426,121 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $426,121 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $174,013 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $212,938 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $275,025 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $318,532 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $16,738 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $93,496 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $916,729 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $426,121 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $174,013 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $252,108 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,168,837 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $212,938 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $955,899 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $275,025 | ExcessFromYear4Amt |
| Excess From Year3 | $318,532 | ExcessFromYear3Amt |
| Excess From Year2 | $16,738 | ExcessFromYear2Amt |
| Excess From Year1 | $93,496 | ExcessFromYear1Amt |
| Excess From Current Year | $252,108 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN L NAU III | ContributingManagerNm |
| Contributing Manager | BARBARA NAU | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| COLLEGE FOUNDATION OF UVA | |||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $225,000 |
| HAVEN FOR HOPE | |||||||
| 1 HAVEN HOPE WAY | SAN ANTONIO | TX | 78207 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| WORKSHOP HOUSTON | |||||||
| PO BOX 88365 | HOUSTON | TX | 77288 | N/A | PUBLIC CHARITY | EDUCATION | $100,000 |
| HOUSTON SPCA | |||||||
| 900 PORTWAY DRIVE | HOUSTON | TX | 77024 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $425,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| HAVEN FOR HOPE | |||||||
| 1 HAVEN HOPE WAY | SAN ANTONIO | TX | 78207 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| HOUSTON SPCA | |||||||
| 900 PORTWAY DRIVE | HOUSTON | TX | 77024 | N/A | PUBLIC CHARITY | EDUCATION | $100,000 |
| SUL ROSS BRI - ENDOWMENT | |||||||
| EAST HIGHWAY 90 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $1,500,000 |
| UVA NAU CENTER | |||||||
| PO BOX 400110 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $660,000 |
| WORKSHOP HOUSTON | |||||||
| PO BOX 88365 | HOUSTON | TX | 77288 | N/A | PUBLIC CHARITY | EDUCATION | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $2,510,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $54,328 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $35,422 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $415 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $90,165 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $90,165 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN AND BARBARA NAU | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVENUE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $500,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $4,485 | Amt |
| Net Investment Income | $3,364 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $1,121 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (16 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| APPLE INC | $92,656 | $92,656 |
| BERKSHIRE HATHAWAY INC CL B | $211,874 | $211,874 |
| CALPINE CORP NEW | $114,300 | $114,300 |
| CME GROUP INC. | $170,141 | $170,141 |
| INCYTE CORP | $100,270 | $100,270 |
| KINDER MORGAN INC. | $39,349 | $39,349 |
| NOVARTIS AG SPON ADR | $36,420 | $36,420 |
| OCCIDENTAL PETROLEUM CRP | $142,460 | $142,460 |
| WELLS FARGO & CO NEW | $110,220 | $110,220 |
| BAIDU INC ADS RESNTG CL A ORD | $16,441 | $16,441 |
| DIAGEO PLC NEW GB SPON ADR | $51,970 | $51,970 |
| PAYPAL HOLDINGS INC | $78,940 | $78,940 |
| VODAFONE GROUP PLC SPON ADR | $42,753 | $42,753 |
| CARNIVAL CORP NEW | $52,060 | $52,060 |
| HEALTH CARE SVCS GROUP INC. | $39,170 | $39,170 |
| MONSANTO CO NEW | $157,815 | $157,815 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F2 | FMV | $161,710 | $161,710 |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F2 | FMV | $110,903 | $110,903 |
| THE GROWTH FUND OF AMERICA FUND CLASS F2 | FMV | $109,009 | $109,009 |
| FIRST EAGLE GLOBAL FUNDS CLASS I | FMV | $250,143 | $250,143 |
| MERK HARD CURRENCY FUND INSTL CLASS | FMV | $209,411 | $209,411 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | FMV | $140,792 | $140,792 |
| NATIXIS VAUGHAN NELSON VALUE OPP FUND CLASS Y | FMV | $124,346 | $124,346 |
| OAKMARK EQUITY & INCOME FUND CLASS I | FMV | $124,992 | $124,992 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | FMV | $148,165 | $148,165 |
| CAMBIAR INTERNATIONAL EQUITY INSTL | FMV | $307,717 | $307,717 |
| INVESCO DIVRS DIV FD CL Y | FMV | $142,311 | $142,311 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENT FEES | Desc |
| Revenue And Expenses Per Books | $20,785 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $20,785 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CAPITAL GAIN DISTRIBUTION | Desc |
| Revenue And Expenses Per Books | $35,422 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $35,422 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $141,465 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES PAID | CategoryTxt |
| Amt | $1,097 | Amt |
| Net Investment Income | $1,097 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Comments