THE VASANT AND PRABHA RATHI FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- THE VASANT AND PRABHA RATHI FOUNDATION (EIN 81-3878588)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-05-11
- IRS object ID
- 201801319349102350
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-11T15:40:35-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 813878588 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Vasant and Prabha Rathi Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | VASA | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VASANT RATHI | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2018-04-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 24.187.244.114 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 06391520181315000012 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2018-05-11 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | A03CA8425FE017993163D7917FD3F5FFAC126974 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 259C731B7C7CCB55DA46458F0098BC0D5A2501CB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,850,218 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $4,050 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $4,050 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $135,428 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $135,428 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $166,386 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,751,080 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $877,601 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $305,864 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,017,079 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $120,306 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $120,306 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $17,845 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,676 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $699 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $699 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $32,371 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $427 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $31,944 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $171,221 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $123,409 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $32,643 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $70,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $70,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $241,221 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $123,409 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $102,643 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $64,643 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $893,670 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,800,491 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $293,452 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $293,452 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,944,233 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,907,790 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,931,914 | CorporateStockEOYFMVAmt |
| Corporate Bonds EOY | $1,631,731 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,624,852 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $10,744,724 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,832,973 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,850,218 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $101,857 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $125,463 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $101,857 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $125,463 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $10,642,867 | RetainedEarningBOYAmt |
| Retained Earning EOY | $10,707,510 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,642,867 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,707,510 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,744,724 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,832,973 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,642,867 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $64,643 | ExcessRevenueOverExpensesAmt |
| Subtotal | $10,707,510 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $10,707,510 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Publicly-traded Securities | PropertyDesc |
| Gross Sales Price | $2,751,080 | GrossSalesPriceAmt |
| Cost Or Other Basis | $1,873,479 | CostOrOtherBasisAmt |
| Gain Or Loss | $877,601 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $877,601 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $877,601 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Net Vl Noncharitable Assets Yr1 | $2,181,189 | NetVlNoncharitableAssetsYr1Amt |
| Adjusted Qlfy Distri Yr2 | $0 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $0 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.0 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $0 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $0 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.0 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $0 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $0 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.0 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $0 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.0 | DistributionYr5Rt |
| Total Distribution | 0.0 | TotalDistributionRt |
| Average Distribution | 0.0 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $12,062,862 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $0 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,937 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $8,937 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $102,643 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $8,937 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $8,937 | SubtotalAmt |
| Tax Based On Investment Income | $8,937 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,900 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $12,900 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $3,963 | OverpaymentAmt |
| Applied To ES Tax | $3,963 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Vasant Rathi | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Dir, Pres, Sec, Treas | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBS Financial Services | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7700 Wisconsin Ave Suite 300 | AddressLine1Txt |
| City | Bethesda | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 20814 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment mgmt | ServiceTypeTxt |
| Compensation | $94,580 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,171,253 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,075,307 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,246,560 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,246,560 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $183,698 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,062,862 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $603,143 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $603,143 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,937 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,937 | TotalTaxAmt |
| Distributable Before Adj | $594,206 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $594,206 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $594,206 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $102,643 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $102,643 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $8,937 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $93,706 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $594,206 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $30,508 | UndistributedIncomePYAmt |
| Prior Year1 | 2015 | PriorYear1Yr |
| Prior Year2 | 2014 | PriorYear2Yr |
| Prior Year3 | 2013 | PriorYear3Yr |
| Qualifying Distributions | $102,643 | QualifyingDistributionsAmt |
| Applied To Year1 | $30,508 | AppliedToYear1Amt |
| Applied To Current Year | $72,135 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $522,071 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Vasant Rathi | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AKSHAYA PATRA FOUNDATION USA | |||||||
| 92 MONTVALE AVE STE 2500 | STONEHAM | MA | 02180 | N/A | PC | Charitable Event | $15,000 |
| PARAM SHAKTI PEETH OF AMERICA FOUNDATION | |||||||
| 8260 NW 49TH MNR | CORAL SPRINGS | FL | 33067 | N/A | PC | General & Unrestricted | $25,000 |
| PRATHAM USA | |||||||
| 9703 RICHMOND AVE STE 102 | HOUSTON | TX | 77042 | N/A | PC | General & Unrestricted | $25,000 |
| SARATHI YOGA FOUNDATION | |||||||
| 23 PROSA | IRVINE | CA | 92620 | N/A | PC | General & Unrestricted | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $70,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,050 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $135,428 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $166,386 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $305,864 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $305,864 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (31 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMERICAN EXPRESS CR CORP BOND | $49,698 | $49,606 |
| ANHEUSER-BUSCH INBEVFIN NT - 2 | $29,852 | $29,893 |
| AT&T BD - 3.000% - 06/30/2022 | $27,069 | $27,048 |
| BERKSHIRE HATHAWAY NOTE - 2.20 | $100,736 | $99,432 |
| BP CAPITAL MARKETS PLC - 1.375 | $79,824 | $79,877 |
| CAPITAL ONE NATL ASSN - 2.350% | $250,172 | $249,247 |
| CATERPILLAR FINANCIAL SERVICES | $49,985 | $49,972 |
| CITIGROUP INC NOTE - 2.400% - | $50,205 | $49,942 |
| COCA COLA CO - 1.650% - 11/01/ | $23,989 | $23,982 |
| CONOCOPHILLIPS CO - 2.400% - 1 | $24,694 | $24,709 |
| DEUTSCHE BK AG FR - 3.700% - 0 | $25,080 | $25,168 |
| EXPRESS SCRIPTS HLDG CO - 0.00 | $24,771 | $24,826 |
| GENERAL MTRS - 3.700% - 05/09/ | $25,209 | $25,498 |
| GILEAD SCIENCES INC NOTE - 2.3 | $50,387 | $50,234 |
| INTERNATIONAL BUSINESS MACHINE | $96,488 | $97,296 |
| JOHN DEERE CAPITAL CORP - 2.65 | $99,937 | $99,048 |
| JOHNSON & JOHNSON - 1.650% - 0 | $49,719 | $48,922 |
| JP MORGAN CHASE - 2.700% - 05/ | $24,752 | $24,836 |
| MACY'S - 3.625% - 06/01/2024 | $23,389 | $24,095 |
| MOTOROLA SOLUTIONS - 0.000% - | $25,217 | $25,176 |
| PETROLEOS MEXICANOS NTS - 4.25 | $24,652 | $24,850 |
| PFIZER INC NOTE CALL - 1.450% | $49,824 | $49,606 |
| PHILIP MORRIS INTL INC - 2.625 | $50,179 | $49,996 |
| QUALCOMM NOTE - 2.900% - 05/20 | $25,153 | $24,392 |
| ROYAL BK CDA MTN - 2.000% - 12 | $50,335 | $49,947 |
| SANTANDER UK PLC NOTE - 2.375% | $49,900 | $50,013 |
| STATOIL - 2.650% - 01/15/2024 | $25,029 | $24,892 |
| UNITED TECHNOLOGIES CORP - 2.8 | $125,585 | $124,077 |
| VIACOM INC BOND - 3.250% - 03/ | $24,806 | $24,299 |
| WELLS FARGO - 3.000% - 02/19/2 | $50,008 | $49,583 |
| XEROX CORP CALL - 3.800% - 05/ | $25,087 | $24,390 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (70 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABERDEEN EMERGING MARKETS INST | $274,000 | $298,121 |
| ADIENT PLC | $59,290 | $78,700 |
| ALASKA AIR GROUP INC | $89,388 | $74,686 |
| ALEXION PHARMACEUTICALS, INC | $57,115 | $59,795 |
| ALPHABET INC CL A | $32,414 | $42,136 |
| ALPHABET INC CL C | $1,448,683 | $1,935,839 |
| AMAZON COM | $215,904 | $292,368 |
| AMERIPRISE FINANCIAL INC | $5,720 | $7,626 |
| AMGEN INC | $53,433 | $52,170 |
| ANHEUSER BUSCH COS INC | $155,948 | $167,340 |
| APPLE INC | $1,212,982 | $1,854,252 |
| AVALONBAY CMNTYS INC | $66,073 | $67,796 |
| BANK OF AMERICA CORP | $554,702 | $714,826 |
| BOEING CO | $62,434 | $117,964 |
| CELGENE CORP | $10,523 | $9,392 |
| CISCO SYSTEMS INC | $21,236 | $26,236 |
| CITIGROUP INC | $7,335 | $9,301 |
| CITIZENS FINANCIAL GROUP, INC | $58,679 | $71,366 |
| CME GROUP, INC | $9,173 | $10,954 |
| COGNIZANT TECHNOLOGY SOLUTIONS | $5,869 | $7,102 |
| COMCAST CORP | $8,361 | $9,011 |
| DANAHER CORP | $23,712 | $27,846 |
| DIAMOND HILL LONG SHORT FUND C | $73,174 | $75,610 |
| EATON VANCE GLOBAL MACRO FD CL | $70,000 | $69,923 |
| FORTIVE CORPORATION | $8,207 | $10,853 |
| GILEAD SCIENCES INC | $22,328 | $21,492 |
| HELMERICH PAYNE | $114,661 | $96,960 |
| HERON THERAPEAUTICS INC | $83,584 | $108,600 |
| HOME DEPOT INC | $7,357 | $9,477 |
| HONEYWELL INTL | $23,486 | $30,672 |
| INTERNATIONAL BUSINESS MACHINE | $102,044 | $107,394 |
| ISHARE SP SMALL CAP 600 INDEX | $236,479 | $261,154 |
| ISHARES DOW JONES US HEALTHCAR | $59,061 | $69,692 |
| ISHARES NASDAQ BIOTECHNOLOGY | $69,571 | $80,078 |
| ISHARES SHORT MATURITY BOND ET | $496,559 | $495,937 |
| ISHARES TR S & P MIDCAP 400 IN | $247,353 | $277,079 |
| JAZZ PHARMACEUTICALS INC | $98,163 | $107,720 |
| JOHCM INTL SELECT FUND CL I | $142,000 | $153,798 |
| JP MORGAN CHASE | $411,463 | $519,407 |
| KRAFT HEINZ CO | $77,770 | $77,760 |
| LAM RESEARCH CORP | $89,794 | $128,849 |
| MAILLINCKRODT PLC | $46,805 | $22,560 |
| MERCK & CO INC | $138,014 | $129,421 |
| METLIFE INC | $85,084 | $89,340 |
| MICROSOFT CORP | $50,476 | $68,432 |
| NEWELL RUBBERMAID INC | $61,014 | $61,800 |
| NIKE INC-CL B | $112,199 | $132,293 |
| NOVO NORDISK A S | $77,827 | $120,758 |
| ORACLE CORP | $72,816 | $70,920 |
| PRICELINE.COM INCORPORATED | $344,826 | $390,992 |
| PROCTER GAMBLE CO | $45,779 | $45,940 |
| RED HAT, INC | $77,885 | $120,100 |
| REGENERON PHARMACEUTICALS INC | $74,103 | $75,192 |
| ROBECO BOSTON PARTNERS LONG SH | $65,000 | $69,276 |
| SALESFORCE.COM | $62,174 | $81,784 |
| SCHLUMBERGER LTD | $7,319 | $7,750 |
| SERVICE NOW | $109,433 | $182,546 |
| SNAP INC. | $42,679 | $36,525 |
| STARBUCKS CORP COM | $78,776 | $77,703 |
| SUNCOR ENERGY INC | $6,190 | $7,344 |
| TARGET CORPORATION | $9,635 | $8,156 |
| TE CONNECTIVITY LTD | $12,888 | $15,682 |
| TOTAL FINA ELF S.A | $17,244 | $17,966 |
| TWEEDY BROWNE GLOBAL VALUE FUN | $122,000 | $127,337 |
| UNION PACIFIC | $7,906 | $10,058 |
| UNITEDHEALTH GROUP INC | $32,516 | $44,092 |
| UNIVERSAL HLTH SVC B | $113,470 | $113,350 |
| VANGUARD SF REIT ETF | $105,244 | $104,555 |
| WALT DISNEY HOLDINGS CO | $55,398 | $53,755 |
| ZOETIS INC | $7,062 | $9,005 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $28,319 | $28,319 | |
| Administrative Set-Up Fee | $2,250 | $2,250 | |
| Bank Charges | $427 | $427 | |
| Delaware Incorporation Fees | $500 | $500 | |
| IRS Application Fees | $850 | $850 | |
| State or Local Filing Fees | $25 | $25 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OUTSTANDING OPTIONS | Desc |
| BOY Book Value | $101,857 | BOYBookValueAmt |
| EOY Book Value | $125,463 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $120,306 | Amt |
| Net Investment Income | $120,306 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2017 | $12,900 | |
| 990-PF Excise Tax for 2016 | $2,269 | |
| Foreign Tax Paid | $2,676 | $2,676 |
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