VERNON S AND ROWENA W GRIFFITH FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- VERNON S AND ROWENA W GRIFFITH FOUNDATION (EIN 23-7135835)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-05-10
- IRS object ID
- 201841309349101184
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-10T11:14:05-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 830276355 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARKER MELLINGER CPAS LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1811 S SHERIDAN AVE | AddressLine1Txt |
| City | SHERIDAN | CityNm |
| State Abbreviation | WY | StateAbbreviationCd |
| ZIP | 828016103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237135835 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VERNON & ROWENA GRIFFITH FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | VERN | BusinessNameControlTxt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2 NORTH MAIN ST SUITE 401 | AddressLine1Txt |
| City | SHERIDAN | CityNm |
| State Abbreviation | WY | StateAbbreviationCd |
| ZIP | 82801 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROMAN SKATULA | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Signature | 2018-02-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEVEN C HARKER CPA | PreparerPersonNm |
| PTIN | P00153235 | PTIN |
| Phone | 3076720785 | PhoneNum |
| Preparation | 2018-05-09 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,712,396 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $270,149 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $270,149 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $255,292 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $255,292 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $540,654 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,694,268 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $540,654 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$606,290 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $582 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $459,805 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,066,677 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $24,400 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $18,300 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $6,100 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $552 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $414 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $138 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $5,100 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,825 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $1,275 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $78,851 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $59,138 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $19,713 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $15,220 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,970 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $1,323 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $6,540 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $4,905 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $1,635 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,760 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,696 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $564 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $133,423 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $92,248 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $30,748 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,097,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,097,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,230,923 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $92,248 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,128,248 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$771,118 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $974,429 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $821,516 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $556,874 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $556,874 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $2,183 | PrepaidExpensesBOYAmt |
| Corporate Stock BOY | $14,409,076 | CorporateStockBOYAmt |
| Corporate Stock EOY | $13,907,909 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,982,083 | CorporateStockEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $25,853 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $25,853 | LandBldgEquipAccumDeprecAmt |
| Other Assets BOY | $88,218 | OtherAssetsBOYAmt |
| Other Assets EOY | $88,218 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $173,439 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $15,320,993 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,553,001 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,712,396 | TotalAssetsEOYFMVAmt |
| Accounts Payable EOY | $3,126 | AccountsPayableEOYAmt |
| Total Liabilities EOY | $3,126 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $68,909 | UnrestrictedBOYAmt |
| Permanently Restricted BOY | $15,252,084 | PermanentlyRestrictedBOYAmt |
| Permanently Restricted EOY | $14,549,875 | PermanentlyRestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,320,993 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $14,549,875 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,320,993 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $14,553,001 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,320,993 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$771,118 | ExcessRevenueOverExpensesAmt |
| Subtotal | $14,549,875 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $14,549,875 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (551 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| APPLIED MATERIALS INC | P | 2016-09-15 | 2017-12-19 | $45,734 | $26,231 | $19,503 | $19,503 |
| AMERICAN INTL GROUP NEW NEW | P | 2016-10-14 | 2017-09-13 | $29,244 | $28,959 | $285 | $285 |
| PEPSICO INC | P | 2013-09-06 | 2017-08-18 | $9,645 | $6,519 | $3,126 | $3,126 |
| HARTFORD FINL SVCS GROUP SERVICES GR | P | 2017-01-17 | 2017-08-18 | $10,793 | $9,353 | $1,440 | $1,440 |
| CHEVRON CORP | P | 2016-06-08 | 2017-08-03 | $20,816 | $19,602 | $1,214 | $1,214 |
| STANLEY BLACK & DECKER INC | P | 2016-11-01 | 2017-06-05 | $52,714 | $43,162 | $9,552 | $9,552 |
| TORONTO DOMINION BK NEW NEW | P | 2017-03-08 | 2017-04-26 | $44,494 | $47,389 | -$2,895 | -$2,895 |
| STANLEY BLACK & DECKER INC | P | 2016-11-01 | 2017-03-22 | $1,430 | $1,249 | $181 | $181 |
| YELP INC CL A | P | 2016-08-19 | 2017-03-22 | $1,863 | $2,151 | -$288 | -$288 |
| MOTOROLA SOLUTIONS INC NEW | P | 2017-02-07 | 2017-03-22 | $1,757 | $1,654 | $103 | $103 |
| GILEAD SCIENCES INC | P | 2014-03-17 | 2017-02-09 | $31,650 | $36,656 | -$5,006 | -$5,006 |
| HENDERSON LD DEV ADR DEVELOPMENT SPO | P | 2014-12-15 | 2017-12-20 | $1,601 | $1,262 | $339 | $339 |
| CITY DEV LTD SPONS ADR | P | 2014-02-28 | 2017-09-21 | $1,394 | $1,250 | $144 | $144 |
| HENDERSON LD DEV ADR DEVELOPMENT SPO | P | 2014-12-11 | 2017-06-29 | $4 | $4 | ||
| ROHM COMPANY LTD ADR | P | 2011-12-19 | 2017-04-12 | $769 | $528 | $241 | $241 |
| FIFTH STREET FIN CORP CORP | P | 2013-04-11 | 2017-08-15 | $11,207 | $22,188 | -$10,981 | -$10,981 |
| XILINX INC | P | 2017-01-03 | 2017-09-08 | $4,956 | $4,617 | $339 | $339 |
| UNITEDHEALTH GROUP INC | P | 2017-01-03 | 2017-08-18 | $14,922 | $12,478 | $2,444 | $2,444 |
| FORTINET INC | P | 2017-01-03 | 2017-05-22 | $1,734 | $1,312 | $422 | $422 |
| ADOBE SYSTEMS INC DEL DELAWARE | P | 2016-09-20 | 2017-03-09 | $2,159 | $1,806 | $353 | $353 |
| SKYWORKS SOLUTIONS INC | P | 2015-09-21 | 2017-01-03 | $983 | $1,183 | -$200 | -$200 |
| STARBUCKS CORP | P | 2013-04-02 | 2017-01-03 | $33,392 | $17,493 | $15,899 | $15,899 |
| ALPHABET INC A CL A | P | 2013-01-23 | 2017-01-03 | $8,889 | $4,120 | $4,769 | $4,769 |
| COSTCO WHOLESALE CORP | P | 2015-12-01 | 2017-01-03 | $2,232 | $2,253 | -$21 | -$21 |
| BLACKROCK INC | P | 2015-12-02 | 2017-01-03 | $5,408 | $5,023 | $385 | $385 |
| BANK AMERICA CORP | P | 2015-06-05 | 2017-01-03 | $37,758 | $28,824 | $8,934 | $8,934 |
| FACEBOOK INC CL A | P | 2015-08-19 | 2017-01-03 | $17,256 | $14,039 | $3,217 | $3,217 |
| FT INDL PROD DUR A/D ETF PRODUCER DU | P | 2013-10-10 | 2017-08-16 | $82,039 | $57,615 | $24,424 | $24,424 |
| SERVICE CORP INTL | P | 2009-12-17 | 2017-05-23 | $3,758 | $908 | $2,850 | $2,850 |
| OLIN CORP NEW | P | 2013-12-06 | 2017-05-23 | $45,219 | $39,692 | $5,527 | $5,527 |
| WHITE MTN INS GRP LTD INSURANCE GRP | P | 2010-05-20 | 2017-05-23 | $13,050 | $4,745 | $8,305 | $8,305 |
| TEJON RANCH CO | P | 2010-12-06 | 2017-05-23 | $3,030 | $3,634 | -$604 | -$604 |
| EATON VANCE CORP | P | 2015-09-24 | 2017-05-23 | $1,757 | $1,318 | $439 | $439 |
| EATON VANCE CORP | P | 2011-08-29 | 2017-05-23 | $11,710 | $6,298 | $5,412 | $5,412 |
| WORLD FUEL SERVICES CORP | P | 2015-09-24 | 2017-04-19 | $180 | $182 | -$2 | -$2 |
| WHITE MTN INS GRP LTD INSURANCE GRP | P | 2009-10-08 | 2017-03-21 | $2,700 | $952 | $1,748 | $1,748 |
| OLIN CORP NEW | P | 2013-12-06 | 2017-03-21 | $3,961 | $3,339 | $622 | $622 |
| HARTFORD FINL SVCS GROUP SERVICES GR | P | 2017-01-17 | 2017-12-13 | $42,348 | $36,404 | $5,944 | $5,944 |
| AMERICAN INTL GROUP NEW NEW | P | 2017-01-06 | 2017-09-13 | $26,807 | $29,167 | -$2,360 | -$2,360 |
| TE CONNECTIVITY LTD | P | 2017-05-04 | 2017-08-18 | $9,967 | $9,678 | $289 | $289 |
| APPLIED MATERIALS INC | P | 2016-09-15 | 2017-08-18 | $9,930 | $6,746 | $3,184 | $3,184 |
| EMERSON ELECTRIC COMPANY | P | 2017-02-28 | 2017-08-03 | $46,422 | $46,237 | $185 | $185 |
| ADOBE SYSTEMS INC DEL DELAWARE | P | 2017-03-23 | 2017-06-05 | $30,691 | $27,091 | $3,600 | $3,600 |
| GRAINGER W W INC | P | 2017-03-23 | 2017-04-24 | $46,852 | $59,017 | -$12,165 | -$12,165 |
| CBS CORP NEW CL B CL B | P | 2016-06-28 | 2017-03-22 | $1,724 | $1,349 | $375 | $375 |
| ZOETIS INC CL A | P | 2017-02-24 | 2017-03-22 | $2,252 | $2,246 | $6 | $6 |
| COOPER COS INC NEW | P | 2017-03-06 | 2017-03-22 | $2,010 | $1,938 | $72 | $72 |
| GILEAD SCIENCES INC | P | 2016-01-08 | 2017-02-09 | $17,138 | $25,434 | -$8,296 | -$8,296 |
| HENDERSON LD DEV ADR DEVELOPMENT SPO | P | 2014-12-16 | 2017-12-20 | $1,592 | $1,248 | $344 | $344 |
| TELENOR ASA SPONS ADR SPONSORED ADR | P | 2014-03-24 | 2017-09-20 | $1,960 | $1,983 | -$23 | -$23 |
| WOLTERS KLURWER N V ADR SPONSORED AD | P | 2009-10-09 | 2017-06-28 | $1,978 | $1,044 | $934 | $934 |
| SANOFI SPON ADR | P | 2009-03-13 | 2017-04-06 | $45 | $26 | $19 | $19 |
| FIFTH STREET FIN CORP CORP | P | 2011-02-01 | 2017-08-15 | $58,957 | $133,353 | -$74,396 | -$74,396 |
| XILINX INC | P | 2017-01-03 | 2017-08-22 | $5,045 | $4,917 | $128 | $128 |
| BIOVERATIV INC | P | 2017-01-03 | 2017-08-18 | $2,686 | $2,189 | $497 | $497 |
| AMAZON.COM INC | P | 2015-08-27 | 2017-05-11 | $5,674 | $3,107 | $2,567 | $2,567 |
| GENERAL ELECTRIC COMPANY | P | 2017-01-03 | 2017-03-09 | $2,798 | $2,983 | -$185 | -$185 |
| SALESFORCE.COM INC | P | 2015-12-01 | 2017-01-03 | $3,096 | $3,559 | -$463 | -$463 |
| UNITED RENTALS INC | P | 2016-11-09 | 2017-01-03 | $55,515 | $43,754 | $11,761 | $11,761 |
| ACUITY BRANDS INC | P | 2015-12-01 | 2017-01-03 | $4,026 | $3,958 | $68 | $68 |
| COSTCO WHOLESALE CORP | P | 2012-12-12 | 2017-01-03 | $21,997 | $13,550 | $8,447 | $8,447 |
| BLACKROCK INC | P | 2012-06-08 | 2017-01-03 | $20,471 | $9,115 | $11,356 | $11,356 |
| INTUITIVE SURGICAL NEW NEW | P | 2016-02-29 | 2017-01-03 | $1,279 | $1,133 | $146 | $146 |
| FACEBOOK INC CL A | P | 2014-04-02 | 2017-01-03 | $19,251 | $10,313 | $8,938 | $8,938 |
| DENTSPLY SIRONA INC | P | 2017-05-23 | 2017-10-23 | $43,649 | $44,204 | -$555 | -$555 |
| PRICESMART INC | P | 2013-03-25 | 2017-05-23 | $12,364 | $10,810 | $1,554 | $1,554 |
| NEWMARKET CORP | P | 2013-03-25 | 2017-05-23 | $5,610 | $3,159 | $2,451 | $2,451 |
| WHITE MTN INS GRP LTD INSURANCE GRP | P | 2009-12-17 | 2017-05-23 | $1,740 | $657 | $1,083 | $1,083 |
| TEJON RANCH CO | P | 2010-06-09 | 2017-05-23 | $536 | $598 | -$62 | -$62 |
| COOPER TIRE & RUBBER CO COMPANY | P | 2017-04-19 | 2017-05-23 | $16,240 | $19,445 | -$3,205 | -$3,205 |
| MATSON INC | P | 2010-09-15 | 2017-05-23 | $213 | $123 | $90 | $90 |
| WORLD FUEL SERVICES CORP | P | 2015-08-05 | 2017-04-19 | $1,656 | $1,857 | -$201 | -$201 |
| ALEXANDER & BALDWIN NEW NEW | P | 2009-10-08 | 2017-03-21 | $3,176 | $1,177 | $1,999 | $1,999 |
| DECKERS OUTDOOR CORP | P | 2013-09-13 | 2017-03-21 | $3,544 | $3,996 | -$452 | -$452 |
| VIPSHOP HOLDINGS INC ADR | P | 2017-07-07 | 2017-12-13 | $32,107 | $38,465 | -$6,358 | -$6,358 |
| PEPSICO INC | P | 2013-09-06 | 2017-09-12 | $37,160 | $25,599 | $11,561 | $11,561 |
| T MOBILE US INC | P | 2017-07-11 | 2017-08-18 | $10,599 | $10,248 | $351 | $351 |
| CITRIX SYSTEMS INC | P | 2015-12-09 | 2017-08-18 | $7,870 | $6,457 | $1,413 | $1,413 |
| ALPHABET INC A CL A | P | 2016-07-05 | 2017-08-03 | $30,120 | $22,573 | $7,547 | $7,547 |
| ACCENTURE PLC IRELD CL A CLASS A NEW | P | 2016-10-10 | 2017-06-05 | $22,562 | $21,056 | $1,506 | $1,506 |
| INTERCONTINENTAL EXCH EXCHANGE INC | P | 2017-01-04 | 2017-04-04 | $48,195 | $46,505 | $1,690 | $1,690 |
| F5 NETWORKS INC | P | 2016-04-25 | 2017-03-22 | $1,314 | $949 | $365 | $365 |
| BAXTER INTL INC | P | 2016-08-19 | 2017-03-22 | $2,016 | $1,867 | $149 | $149 |
| BANK AMERICA CORP | P | 2016-09-30 | 2017-03-22 | $1,325 | $911 | $414 | $414 |
| LOGMEIN INC | P | 2015-12-09 | 2017-02-08 | $91 | $83 | $8 | $8 |
| HENDERSON LD DEV ADR DEVELOPMENT SPO | P | 2014-12-11 | 2017-12-20 | $2,600 | $2,072 | $528 | $528 |
| CAMECO CORP | P | 2011-12-20 | 2017-08-18 | $782 | $1,437 | -$655 | -$655 |
| CHINA RES PWR HLDGS ADR HOLDINGS COM | P | 2014-08-06 | 2017-06-01 | $1,077 | $1,518 | -$441 | -$441 |
| SANOFI SPON ADR | P | 2009-02-27 | 2017-04-06 | $908 | $518 | $390 | $390 |
| PENNANTPARK INV CORP SR NOTE 6.25% D | P | 2013-01-25 | 2017-06-29 | $312,500 | $312,500 | ||
| BLACKROCK INC | P | 2015-12-02 | 2017-08-21 | $4,983 | $4,305 | $678 | $678 |
| MICROSOFT CORP | P | 2017-01-03 | 2017-08-18 | $4,256 | $3,698 | $558 | $558 |
| YUM CHINA HOLDINGS | P | 2017-01-03 | 2017-05-11 | $4,042 | $3,058 | $984 | $984 |
| GENERAL ELECTRIC COMPANY | P | 2017-01-03 | 2017-03-08 | $3,548 | $3,776 | -$228 | -$228 |
| NORDSON CORP | P | 2016-11-09 | 2017-01-03 | $49,809 | $43,560 | $6,249 | $6,249 |
| ADOBE SYSTEMS INC DEL DELAWARE | P | 2016-09-20 | 2017-01-03 | $30,029 | $29,093 | $936 | $936 |
| VULCAN MATERIALS COMPANY | P | 2016-02-29 | 2017-01-03 | $1,769 | $1,387 | $382 | $382 |
| COSTCO WHOLESALE CORP | P | 2015-09-21 | 2017-01-03 | $2,550 | $2,300 | $250 | $250 |
| BLACKROCK INC | P | 2015-12-01 | 2017-01-03 | $2,318 | $2,165 | $153 | $153 |
| INTUITIVE SURGICAL NEW NEW | P | 2016-04-29 | 2017-01-03 | $640 | $625 | $15 | $15 |
| BANK AMERICA CORP | P | 2015-12-01 | 2017-01-03 | $3,663 | $2,863 | $800 | $800 |
| EQUIFAX INC | P | 2017-05-23 | 2017-09-08 | $52,704 | $58,508 | -$5,804 | -$5,804 |
| PRICESMART INC | P | 2010-05-20 | 2017-05-23 | $9,073 | $2,384 | $6,689 | $6,689 |
| NEWMARKET CORP | P | 2010-09-15 | 2017-05-23 | $10,285 | $2,326 | $7,959 | $7,959 |
| WHITE MTN INS GRP LTD INSURANCE GRP | P | 2009-10-08 | 2017-05-23 | $9,570 | $3,491 | $6,079 | $6,079 |
| TEJON RANCH CO | P | 2010-05-20 | 2017-05-23 | $2,246 | $2,761 | -$515 | -$515 |
| COOPER TIRE & RUBBER CO COMPANY | P | 2017-03-30 | 2017-05-23 | $17,321 | $21,181 | -$3,860 | -$3,860 |
| MATSON INC | P | 2010-12-06 | 2017-05-23 | $2,313 | $1,426 | $887 | $887 |
| ORBITAL ATK INC | P | 2014-07-07 | 2017-04-19 | $2,422 | $1,615 | $807 | $807 |
| NEWMARKET CORP | P | 2009-10-08 | 2017-03-21 | $3,594 | $749 | $2,845 | $2,845 |
| SUPERIOR ENERGY SVCS INC SERVICES IN | P | 2015-02-19 | 2017-03-15 | $13,739 | $21,540 | -$7,801 | -$7,801 |
| VIPSHOP HOLDINGS INC ADR | P | 2017-10-19 | 2017-12-13 | $19,613 | $19,323 | $290 | $290 |
| ALLIANCE DATA SYS CORP SYSTEMS CORP | P | 2017-07-25 | 2017-09-12 | $36,321 | $40,131 | -$3,810 | -$3,810 |
| TEXAS INSTRUMENTS INC | P | 2017-02-06 | 2017-08-18 | $15,018 | $14,268 | $750 | $750 |
| BAXTER INTL INC | P | 2016-08-19 | 2017-08-18 | $12,711 | $10,005 | $2,706 | $2,706 |
| WIX LTD | P | 2017-05-23 | 2017-08-01 | $38,834 | $46,662 | -$7,828 | -$7,828 |
| ACCENTURE PLC IRELD CL A CLASS A NEW | P | 2016-12-29 | 2017-06-05 | $26,722 | $24,891 | $1,831 | $1,831 |
| MASTERCARD INC A CL A | P | 2016-12-02 | 2017-04-04 | $49,964 | $44,765 | $5,199 | $5,199 |
| TEXAS INSTRUMENTS INC | P | 2017-02-06 | 2017-03-22 | $2,734 | $2,594 | $140 | $140 |
| CHEVRON CORP | P | 2016-06-08 | 2017-03-22 | $970 | $933 | $37 | $37 |
| HUMANA INC | P | 2017-01-05 | 2017-03-06 | $50,982 | $47,779 | $3,203 | $3,203 |
| LOGMEIN INC | P | 2015-12-09 | 2017-02-08 | $4,602 | $4,328 | $274 | $274 |
| ERICSSON TELEPHONE NEW B CL B ADR | P | 2013-07-18 | 2017-11-09 | $1,278 | $2,458 | -$1,180 | -$1,180 |
| CAMECO CORP | P | 2012-11-09 | 2017-08-18 | $667 | $1,194 | -$527 | -$527 |
| CHINA RES PWR HLDGS ADR HOLDINGS COM | P | 2014-08-07 | 2017-06-01 | $1,816 | $2,542 | -$726 | -$726 |
| SANOFI SPON ADR | P | 2009-01-30 | 2017-04-06 | $681 | $420 | $261 | $261 |
| QWEST CORP PFD SER A PARTIAL CALL 74 | P | 2011-09-14 | 2017-05-09 | $48,925 | $48,925 | ||
| L3 TECHNOLOGIES INC | P | 2017-01-04 | 2017-08-18 | $4,274 | $3,632 | $642 | $642 |
| HOME DEPOT INC | P | 2012-06-26 | 2017-08-18 | $2,218 | $781 | $1,437 | $1,437 |
| ZOETIS INC CL A | P | 2017-01-03 | 2017-05-08 | $2,586 | $2,382 | $204 | $204 |
| LOGMEIN INC | P | 2017-01-03 | 2017-02-08 | $78 | $83 | -$5 | -$5 |
| ROYAL DUTCH SHELL ADR B SPONSORED AD | P | 2016-06-20 | 2017-01-03 | $44,175 | $40,633 | $3,542 | $3,542 |
| UNDER ARMOUR INC CL A CL A | P | 2016-04-29 | 2017-01-03 | $475 | $699 | -$224 | -$224 |
| STARBUCKS CORP | P | 2012-12-21 | 2017-01-03 | $1,553 | $744 | $809 | $809 |
| DANAHER CORP | P | 2011-01-07 | 2017-01-03 | $9,508 | $4,345 | $5,163 | $5,163 |
| CELGENE CORP | P | 2011-10-27 | 2017-01-03 | $12,392 | $3,423 | $8,969 | $8,969 |
| APPLE INC | P | 2011-06-28 | 2017-01-03 | $1,620 | $671 | $949 | $949 |
| BANK AMERICA CORP | P | 2015-09-21 | 2017-01-03 | $1,492 | $1,038 | $454 | $454 |
| MONOTYPE IMAGING HLDGS HOLDINGS INC | P | 2017-05-23 | 2017-09-01 | $31,293 | $33,318 | -$2,025 | -$2,025 |
| PRICESMART INC | P | 2009-12-17 | 2017-05-23 | $4,981 | $1,053 | $3,928 | $3,928 |
| SERVICE CORP INTL | P | 2013-03-25 | 2017-05-23 | $35,169 | $17,935 | $17,234 | $17,234 |
| TEMPUR SEALY INTL INC INTERNATIONAL | P | 2014-07-07 | 2017-05-23 | $3,243 | $4,130 | -$887 | -$887 |
| SERVICE CORP INTL | P | 2014-08-29 | 2017-05-23 | $707 | $488 | $219 | $219 |
| ALEXANDER & BALDWIN NEW NEW | P | 2010-09-15 | 2017-05-23 | $2,639 | $1,117 | $1,522 | $1,522 |
| MATSON INC | P | 2013-01-03 | 2017-05-23 | $12,933 | $10,986 | $1,947 | $1,947 |
| ORBITAL ATK INC | P | 2013-07-26 | 2017-04-19 | $7,267 | $4,078 | $3,189 | $3,189 |
| TEMPUR SEALY INTL INC INTERNATIONAL | P | 2013-09-13 | 2017-03-21 | $1,114 | $1,057 | $57 | $57 |
| CABELAS INC | P | 2013-07-26 | 2017-03-01 | $1,892 | $2,670 | -$778 | -$778 |
| UNION PACIFIC CORP | P | 2017-07-28 | 2017-12-04 | $50,198 | $39,901 | $10,297 | $10,297 |
| MOTOROLA SOLUTIONS INC NEW | P | 2017-02-07 | 2017-09-08 | $47,943 | $44,350 | $3,593 | $3,593 |
| UNION PACIFIC CORP | P | 2017-07-28 | 2017-08-18 | $10,310 | $10,155 | $155 | $155 |
| CATERPILLAR INC | P | 2017-05-15 | 2017-08-18 | $17,394 | $15,455 | $1,939 | $1,939 |
| WAL-MART STORES INC | P | 2016-08-29 | 2017-08-01 | $50,004 | $44,335 | $5,669 | $5,669 |
| GOLDMAN SACHS GROUP INC | P | 2017-02-03 | 2017-06-02 | $42,454 | $47,290 | -$4,836 | -$4,836 |
| CBS CORP NEW CL B CL B | P | 2016-06-28 | 2017-04-03 | $29,883 | $22,525 | $7,358 | $7,358 |
| AMERICAN INTL GROUP NEW NEW | P | 2016-10-14 | 2017-03-22 | $2,091 | $2,051 | $40 | $40 |
| INTERCONTINENTAL EXCH EXCHANGE INC | P | 2017-01-04 | 2017-03-22 | $1,433 | $1,375 | $58 | $58 |
| PVH CORP | P | 2016-12-21 | 2017-03-02 | $47,026 | $47,025 | $1 | $1 |
| LOGMEIN INC | P | 2016-04-28 | 2017-02-08 | $4,203 | $4,271 | -$68 | -$68 |
| ERICSSON TELEPHONE NEW B CL B ADR | P | 2012-10-26 | 2017-11-09 | $1,314 | $1,895 | -$581 | -$581 |
| CAMECO CORP | P | 2011-08-04 | 2017-08-18 | $744 | $1,890 | -$1,146 | -$1,146 |
| CHINA RES PWR HLDGS ADR HOLDINGS COM | P | 2014-08-05 | 2017-06-01 | $1,847 | $2,581 | -$734 | -$734 |
| SK TELECOM LTD SPONS ADR SPONS ADR | P | 2009-10-09 | 2017-03-15 | $2,992 | $2,060 | $932 | $932 |
| TWENTY FIRST CENTURY A INC CL A | P | 2017-01-03 | 2017-12-20 | $7,191 | $6,001 | $1,190 | $1,190 |
| BROADCOM LTD | P | 2017-01-03 | 2017-08-18 | $7,474 | $5,387 | $2,087 | $2,087 |
| AUTODESK INC | P | 2017-01-03 | 2017-08-18 | $8,079 | $5,754 | $2,325 | $2,325 |
| ZOETIS INC CL A | P | 2017-01-03 | 2017-05-05 | $3,059 | $2,815 | $244 | $244 |
| AETNA INC NEW | P | 2017-01-03 | 2017-01-31 | $4,051 | $4,135 | -$84 | -$84 |
| ALBEMARLE CORP | P | 2016-06-29 | 2017-01-03 | $45,180 | $41,113 | $4,067 | $4,067 |
| UNDER ARMOUR INC CL A CL A | P | 2016-02-29 | 2017-01-03 | $771 | $1,104 | -$333 | -$333 |
| STARBUCKS CORP | P | 2015-09-21 | 2017-01-03 | $2,496 | $2,596 | -$100 | -$100 |
| DANAHER CORP | P | 2015-12-01 | 2017-01-03 | $1,807 | $1,694 | $113 | $113 |
| CELGENE CORP | P | 2011-11-28 | 2017-01-03 | $11,094 | $2,909 | $8,185 | $8,185 |
| MONSTER BEV CORP NEW NEW | P | 2015-06-18 | 2017-01-03 | $29,089 | $28,754 | $335 | $335 |
| INTUIT INC | P | 2016-04-29 | 2017-01-03 | $807 | $703 | $104 | $104 |
| CHURCH & DWIGHT COMPANY COMPANY INC | P | 2017-05-23 | 2017-08-10 | $22,412 | $22,858 | -$446 | -$446 |
| ORBITAL ATK INC | P | 2014-07-07 | 2017-05-23 | $36,643 | $23,963 | $12,680 | $12,680 |
| STURM RUGER & CO INC | P | 2009-12-17 | 2017-05-23 | $6,927 | $1,089 | $5,838 | $5,838 |
| TEMPUR SEALY INTL INC INTERNATIONAL | P | 2013-09-13 | 2017-05-23 | $12,494 | $11,082 | $1,412 | $1,412 |
| NEWMARKET CORP | P | 2009-10-08 | 2017-05-23 | $16,363 | $3,277 | $13,086 | $13,086 |
| ALEXANDER & BALDWIN NEW NEW | P | 2010-12-06 | 2017-05-23 | $3,183 | $1,442 | $1,741 | $1,741 |
| MATSON INC | P | 2013-07-26 | 2017-05-23 | $2,130 | $1,947 | $183 | $183 |
| WORLD FUEL SERVICES CORP | P | 2013-03-25 | 2017-04-19 | $4,823 | $5,357 | -$534 | -$534 |
| ENERGIZER HLDGS NEW | P | 2015-09-23 | 2017-03-21 | $1,788 | $1,345 | $443 | $443 |
| CABELAS INC | P | 2013-03-25 | 2017-03-01 | $5,864 | $7,437 | -$1,573 | -$1,573 |
| COCA-COLA EURO PRTNRS PARTNERS PLC | P | 2017-08-18 | 2017-11-10 | $35,153 | $38,603 | -$3,450 | -$3,450 |
| RAYTHEON COMPANY NEW | P | 2016-08-11 | 2017-09-01 | $43,507 | $33,644 | $9,863 | $9,863 |
| ZOETIS INC CL A | P | 2017-02-24 | 2017-08-18 | $9,672 | $8,503 | $1,169 | $1,169 |
| AMERICAN INTL GROUP NEW NEW | P | 2016-10-14 | 2017-08-18 | $14,658 | $14,359 | $299 | $299 |
| DU PONT E.I.DE NEMOUR&CO NEMOURS & C | P | 2017-04-18 | 2017-07-28 | $50,419 | $46,327 | $4,092 | $4,092 |
| BAXTER INTL INC | P | 2016-08-19 | 2017-06-01 | $27,870 | $22,309 | $5,561 | $5,561 |
| CBS CORP NEW CL B CL B | P | 2016-08-19 | 2017-04-03 | $34,772 | $26,144 | $8,628 | $8,628 |
| SHERWIN WILLIAMS CO | P | 2015-09-22 | 2017-03-22 | $3,109 | $2,372 | $737 | $737 |
| INTUIT INC | P | 2016-08-29 | 2017-03-22 | $1,575 | $1,439 | $136 | $136 |
| NORTHROP GRUMMAN CORP | P | 2016-12-19 | 2017-02-22 | $29,313 | $28,004 | $1,309 | $1,309 |
| AMGEN INC | P | 2016-11-15 | 2017-02-07 | $52,102 | $45,127 | $6,975 | $6,975 |
| ERICSSON TELEPHONE NEW B CL B ADR | P | 2013-10-24 | 2017-11-09 | $978 | $2,029 | -$1,051 | -$1,051 |
| CAMECO CORP | P | 2011-03-15 | 2017-08-18 | $77 | $260 | -$183 | -$183 |
| MITIE GROUP PLC ADS | P | 2016-06-29 | 2017-05-03 | $1,346 | $1,541 | -$195 | -$195 |
| ROYAL DSM NV SPONS ADR SPONSORED ADR | P | 2013-04-03 | 2017-01-31 | $4,214 | $3,936 | $278 | $278 |
| TWENTY FIRST CENTURY A INC CL A | P | 2017-01-03 | 2017-12-18 | $7,221 | $5,914 | $1,307 | $1,307 |
| JOHNSON & JOHNSON | P | 2017-01-03 | 2017-08-18 | $2,795 | $2,430 | $365 | $365 |
| COCA COLA COMPANY | P | 2017-01-03 | 2017-08-09 | $8,431 | $7,692 | $739 | $739 |
| CVS HEALTH CORP | P | 2017-01-03 | 2017-05-02 | $9,921 | $9,883 | $38 | $38 |
| AETNA INC NEW | P | 2017-01-03 | 2017-01-30 | $2,690 | $2,797 | -$107 | -$107 |
| ALPHABET INC A CL A | P | 2011-01-26 | 2017-01-03 | $9,698 | $3,721 | $5,977 | $5,977 |
| UNDER ARMOUR INC CL A CL A | P | 2015-12-01 | 2017-01-03 | $1,394 | $2,073 | -$679 | -$679 |
| STARBUCKS CORP | P | 2015-12-01 | 2017-01-03 | $5,824 | $6,442 | -$618 | -$618 |
| DICKS SPORTING GOODS INC | P | 2016-11-09 | 2017-01-03 | $40,553 | $43,524 | -$2,971 | -$2,971 |
| CITIGROUP INC NEW | P | 2015-12-02 | 2017-01-03 | $21,468 | $19,237 | $2,231 | $2,231 |
| MONSTER BEV CORP NEW NEW | P | 2016-04-29 | 2017-01-03 | $1,082 | $1,151 | -$69 | -$69 |
| INTUITIVE SURGICAL NEW NEW | P | 2011-12-15 | 2017-01-03 | $17,912 | $12,015 | $5,897 | $5,897 |
| HENRY JACK & ASSOC INC | P | 2017-05-23 | 2017-07-07 | $12,252 | $12,222 | $30 | $30 |
| MBIA INC | P | 2013-03-25 | 2017-05-23 | $7,449 | $9,923 | -$2,474 | -$2,474 |
| TREDEGAR CORP | P | 2009-10-08 | 2017-05-23 | $2,212 | $2,153 | $59 | $59 |
| STURM RUGER & CO INC | P | 2017-03-20 | 2017-05-23 | $17,158 | $14,492 | $2,666 | $2,666 |
| DST SYSTEMS INC DEL | P | 2015-07-24 | 2017-05-23 | $43,709 | $40,058 | $3,651 | $3,651 |
| ALEXANDER & BALDWIN NEW NEW | P | 2010-05-20 | 2017-05-23 | $3,435 | $1,305 | $2,130 | $2,130 |
| KAMAN CORP | P | 2011-08-10 | 2017-05-23 | $8,995 | $5,932 | $3,063 | $3,063 |
| WORLD FUEL SERVICES CORP | P | 2013-03-25 | 2017-03-30 | $3,996 | $4,438 | -$442 | -$442 |
| EATON VANCE CORP | P | 2011-08-29 | 2017-03-21 | $313 | $170 | $143 | $143 |
| VISTA OUTDOOR INC | P | 2013-07-26 | 2017-03-01 | $1,911 | $1,773 | $138 | $138 |
| CELGENE CORP | P | 2017-08-18 | 2017-11-07 | $31,152 | $38,865 | -$7,713 | -$7,713 |
| F5 NETWORKS INC | P | 2016-04-25 | 2017-08-18 | $12,836 | $11,596 | $1,240 | $1,240 |
| VIPSHOP HOLDINGS INC ADR | P | 2017-07-07 | 2017-08-18 | $10,009 | $10,082 | -$73 | -$73 |
| ALPHABET INC A CL A | P | 2016-07-05 | 2017-08-18 | $10,216 | $7,759 | $2,457 | $2,457 |
| COOPER COS INC NEW | P | 2017-03-06 | 2017-07-26 | $25,672 | $20,158 | $5,514 | $5,514 |
| NOBLE ENERGY INC | P | 2017-03-10 | 2017-05-31 | $22,716 | $27,557 | -$4,841 | -$4,841 |
| ROYAL BANK CDA MONTREAL MONTREAL | P | 2016-12-05 | 2017-03-30 | $50,126 | $45,022 | $5,104 | $5,104 |
| RAYTHEON COMPANY NEW | P | 2016-08-11 | 2017-03-22 | $1,232 | $1,126 | $106 | $106 |
| DOMINOS PIZZA INC | P | 2016-12-19 | 2017-03-22 | $1,843 | $1,610 | $233 | $233 |
| NORTHROP GRUMMAN CORP | P | 2016-08-30 | 2017-02-22 | $19,380 | $17,042 | $2,338 | $2,338 |
| MANHATTAN ASSOCS INC ASSOCIATES INC | P | 2016-08-08 | 2017-02-06 | $37,848 | $45,472 | -$7,624 | -$7,624 |
| ERICSSON TELEPHONE NEW B CL B ADR | P | 2014-04-28 | 2017-11-09 | $1,242 | $2,455 | -$1,213 | -$1,213 |
| CAMECO CORP | P | 2013-10-08 | 2017-08-18 | $1,478 | $2,722 | -$1,244 | -$1,244 |
| MITIE GROUP PLC ADS | P | 2015-12-15 | 2017-05-03 | $1,358 | $2,137 | -$779 | -$779 |
| SOLAR CAP SR NT 6.75% SR NOTE 6.75% | P | 2014-05-22 | 2017-12-18 | $69,850 | $68,456 | $1,394 | $1,394 |
| TWENTY FIRST CENTURY A INC CL A | P | 2017-01-03 | 2017-12-15 | $5,366 | $4,356 | $1,010 | $1,010 |
| COMCAST CORP A NEW | P | 2017-01-03 | 2017-08-18 | $10,746 | $9,218 | $1,528 | $1,528 |
| XILINX INC | P | 2017-01-03 | 2017-08-09 | $2,129 | $2,039 | $90 | $90 |
| PAYPAL HLDGS INC | P | 2017-01-03 | 2017-04-28 | $1,317 | $1,147 | $170 | $170 |
| AETNA INC NEW | P | 2017-01-03 | 2017-01-27 | $1,654 | $1,703 | -$49 | -$49 |
| ALPHABET INC A CL A | P | 2012-01-26 | 2017-01-03 | $13,738 | $4,828 | $8,910 | $8,910 |
| ACUITY BRANDS INC | P | 2016-04-29 | 2017-01-03 | $1,894 | $1,934 | -$40 | -$40 |
| ULTA SALON COSMETICS | P | 2016-04-29 | 2017-01-03 | $2,080 | $1,652 | $428 | $428 |
| EMCOR GROUP INC | P | 2016-09-20 | 2017-01-03 | $65,703 | $52,129 | $13,574 | $13,574 |
| CITIGROUP INC NEW | P | 2016-02-29 | 2017-01-03 | $2,866 | $1,838 | $1,028 | $1,028 |
| MYLAN N V | P | 2016-04-08 | 2017-01-03 | $31,038 | $38,043 | -$7,005 | -$7,005 |
| INTUIT INC | P | 2015-12-01 | 2017-01-03 | $3,572 | $3,139 | $433 | $433 |
| FACTSET RESEARCH SYS INC INC | P | 2017-05-23 | 2017-06-30 | $19,064 | $18,516 | $548 | $548 |
| NEWMARKET CORP | P | 2009-11-12 | 2017-05-23 | $9,350 | $2,139 | $7,211 | $7,211 |
| TREDEGAR CORP | P | 2009-12-17 | 2017-05-23 | $3,681 | $3,483 | $198 | $198 |
| SUPERIOR ENERGY SVCS INC SERVICES IN | P | 2015-02-19 | 2017-05-23 | $11,214 | $20,111 | -$8,897 | -$8,897 |
| MATSON INC | P | 2014-08-29 | 2017-05-23 | $152 | $134 | $18 | $18 |
| ALEXANDER & BALDWIN NEW NEW | P | 2009-12-17 | 2017-05-23 | $1,299 | $536 | $763 | $763 |
| KAMAN CORP | P | 2013-03-25 | 2017-05-23 | $8,177 | $6,147 | $2,030 | $2,030 |
| WORLD FUEL SERVICES CORP | P | 2012-04-27 | 2017-03-30 | $2,520 | $3,092 | -$572 | -$572 |
| EATON VANCE CORP | P | 2011-08-11 | 2017-03-21 | $2,014 | $1,085 | $929 | $929 |
| VISTA OUTDOOR INC | P | 2014-12-17 | 2017-03-01 | $9,228 | $9,675 | -$447 | -$447 |
| ADOBE SYSTEMS INC DEL DELAWARE | P | 2017-03-23 | 2017-11-01 | $38,072 | $27,600 | $10,472 | $10,472 |
| FIDELITY NATL INFO SVCS INFORMATION | P | 2017-08-10 | 2017-08-18 | $10,118 | $10,100 | $18 | $18 |
| SHERWIN WILLIAMS CO | P | 2015-09-22 | 2017-08-18 | $8,572 | $6,167 | $2,405 | $2,405 |
| ADOBE SYSTEMS INC DEL DELAWARE | P | 2017-03-23 | 2017-08-18 | $10,217 | $8,776 | $1,441 | $1,441 |
| TEXAS INSTRUMENTS INC | P | 2017-02-06 | 2017-07-20 | $38,890 | $36,090 | $2,800 | $2,800 |
| NOBLE ENERGY INC | P | 2017-03-02 | 2017-05-31 | $36,024 | $46,583 | -$10,559 | -$10,559 |
| APACHE CORP | P | 2016-07-25 | 2017-03-23 | $42,154 | $44,315 | -$2,161 | -$2,161 |
| CME GROUP INC CLASS A | P | 2017-01-05 | 2017-03-22 | $1,431 | $1,390 | $41 | $41 |
| MASTERCARD INC A CL A | P | 2016-12-02 | 2017-03-22 | $1,451 | $1,305 | $146 | $146 |
| NORTHROP GRUMMAN CORP | P | 2016-08-30 | 2017-02-16 | $32,624 | $28,759 | $3,865 | $3,865 |
| ORACLE CORP | P | 2016-11-01 | 2017-02-03 | $69,855 | $66,740 | $3,115 | $3,115 |
| ERICSSON TELEPHONE NEW B CL B ADR | P | 2015-05-04 | 2017-11-09 | $1,134 | $2,076 | -$942 | -$942 |
| CAMECO CORP | P | 2011-08-08 | 2017-08-18 | $995 | $2,328 | -$1,333 | -$1,333 |
| MITIE GROUP PLC ADS | P | 2015-12-09 | 2017-05-03 | $351 | $553 | -$202 | -$202 |
| SOLAR CAP SR NT 6.75% SR NOTE 6.75% | P | 2014-05-30 | 2017-12-18 | $1,875 | $1,869 | $6 | $6 |
| ROCKWELL COLLINS INC DE | P | 2017-01-03 | 2017-12-06 | $3,859 | $2,710 | $1,149 | $1,149 |
| LOGMEIN INC | P | 2017-01-03 | 2017-08-18 | $2,841 | $2,689 | $152 | $152 |
| FACEBOOK INC CL A | P | 2015-08-19 | 2017-08-03 | $8,953 | $5,062 | $3,891 | $3,891 |
| COCA COLA COMPANY | P | 2017-01-03 | 2017-04-25 | $1,814 | $1,746 | $68 | $68 |
| AETNA INC NEW | P | 2017-01-03 | 2017-01-26 | $3,915 | $4,014 | -$99 | -$99 |
| SALESFORCE.COM INC | P | 2015-04-23 | 2017-01-03 | $29,344 | $28,672 | $672 | $672 |
| VISA INC CLASS A | P | 2012-09-04 | 2017-01-03 | $13,995 | $5,652 | $8,343 | $8,343 |
| ULTA SALON COSMETICS | P | 2016-02-29 | 2017-01-03 | $61,087 | $39,506 | $21,581 | $21,581 |
| DANAHER CORP | P | 2016-06-20 | 2017-01-03 | $16,187 | $15,551 | $636 | $636 |
| CITIGROUP INC NEW | P | 2015-12-01 | 2017-01-03 | $2,927 | $2,622 | $305 | $305 |
| MONSTER BEV CORP NEW NEW | P | 2016-02-29 | 2017-01-03 | $1,624 | $1,512 | $112 | $112 |
| INTUIT INC | P | 2015-09-21 | 2017-01-03 | $115 | $86 | $29 | $29 |
| TRIPADVISOR INC | P | 2017-05-23 | 2017-06-23 | $14,636 | $16,731 | -$2,095 | -$2,095 |
| MBIA INC | P | 2010-12-06 | 2017-05-23 | $2,275 | $2,877 | -$602 | -$602 |
| TENET HLTHCARE CORP NEW NEW | P | 2013-03-25 | 2017-05-23 | $8,685 | $23,208 | -$14,523 | -$14,523 |
| STURM RUGER & CO INC | P | 2015-05-11 | 2017-05-23 | $1,779 | $1,571 | $208 | $208 |
| DRIL-QUIP INC | P | 2016-12-12 | 2017-05-23 | $12,673 | $16,363 | -$3,690 | -$3,690 |
| ALEXANDER & BALDWIN NEW NEW | P | 2009-10-08 | 2017-05-23 | $5,403 | $2,108 | $3,295 | $3,295 |
| LANDSTAR SYSTEM INC | P | 2015-09-23 | 2017-05-23 | $30,412 | $24,407 | $6,005 | $6,005 |
| ORBITAL ATK INC | P | 2013-07-26 | 2017-03-30 | $12,417 | $6,797 | $5,620 | $5,620 |
| SERVICE CORP INTL | P | 2009-12-17 | 2017-03-21 | $1,520 | $388 | $1,132 | $1,132 |
| CABELAS INC | P | 2010-09-15 | 2017-03-01 | $4,303 | $1,570 | $2,733 | $2,733 |
| TEXAS INSTRUMENTS INC | P | 2017-02-15 | 2017-10-10 | $18,312 | $14,992 | $3,320 | $3,320 |
| CORNING INC | P | 2017-02-09 | 2017-08-18 | $15,081 | $14,450 | $631 | $631 |
| RAYTHEON COMPANY NEW | P | 2016-08-11 | 2017-08-18 | $10,790 | $8,587 | $2,203 | $2,203 |
| ALLIANCE DATA SYS CORP SYSTEMS CORP | P | 2017-07-25 | 2017-08-18 | $9,334 | $10,215 | -$881 | -$881 |
| OSHKOSH CORP | P | 2017-02-15 | 2017-07-20 | $47,026 | $46,973 | $53 | $53 |
| STAMPS.COM INC NEW | P | 2017-05-09 | 2017-05-25 | $20,668 | $15,758 | $4,910 | $4,910 |
| SHERWIN WILLIAMS CO | P | 2015-09-22 | 2017-03-23 | $49,520 | $37,716 | $11,804 | $11,804 |
| ALPHABET INC A CL A | P | 2016-07-05 | 2017-03-22 | $2,562 | $2,116 | $446 | $446 |
| CHEVRON CORP | P | 2016-05-19 | 2017-03-22 | $1,186 | $1,093 | $93 | $93 |
| OCCIDENTAL PETRO CORP CORP | P | 2017-01-06 | 2017-02-16 | $27,633 | $29,555 | -$1,922 | -$1,922 |
| EBAY INC | P | 2016-01-04 | 2017-01-31 | $49,031 | $40,693 | $8,338 | $8,338 |
| ERICSSON TELEPHONE NEW B CL B ADR | P | 2012-09-21 | 2017-11-09 | $1,296 | $2,066 | -$770 | -$770 |
| CAMECO CORP | P | 2015-11-02 | 2017-08-18 | $2,376 | $3,373 | -$997 | -$997 |
| MITIE GROUP PLC ADS | P | 2015-12-11 | 2017-05-03 | $1,054 | $1,661 | -$607 | -$607 |
| SOLAR CAP SR NT 6.75% SR NOTE 6.75% | P | 2014-06-02 | 2017-12-18 | $115,625 | $114,936 | $689 | $689 |
| NASDAQ INC | P | 2017-05-11 | 2017-11-10 | $1,463 | $1,335 | $128 | $128 |
| IMMUNOGEN INC | P | 2017-01-03 | 2017-08-18 | $4,836 | $1,516 | $3,320 | $3,320 |
| XILINX INC | P | 2017-01-03 | 2017-08-02 | $3,812 | $3,658 | $154 | $154 |
| FORTINET INC | P | 2017-01-03 | 2017-04-10 | $2,752 | $2,258 | $494 | $494 |
| AETNA INC NEW | P | 2017-01-03 | 2017-01-25 | $2,470 | $2,554 | -$84 | -$84 |
| SALESFORCE.COM INC | P | 2015-09-21 | 2017-01-03 | $774 | $795 | -$21 | -$21 |
| VULCAN MATERIALS COMPANY | P | 2015-12-01 | 2017-01-03 | $2,906 | $2,381 | $525 | $525 |
| STARBUCKS CORP | P | 2016-04-29 | 2017-01-03 | $1,997 | $2,018 | -$21 | -$21 |
| DANAHER CORP | P | 2016-04-29 | 2017-01-03 | $629 | $587 | $42 | $42 |
| CITIGROUP INC NEW | P | 2015-09-21 | 2017-01-03 | $1,281 | $1,070 | $211 | $211 |
| MONSTER BEV CORP NEW NEW | P | 2015-12-01 | 2017-01-03 | $2,571 | $2,988 | -$417 | -$417 |
| INTUIT INC | P | 2015-08-19 | 2017-01-03 | $24,315 | $22,461 | $1,854 | $1,854 |
| FASTENAL COMPANY | P | 2017-05-23 | 2017-06-22 | $19,813 | $20,531 | -$718 | -$718 |
| MBIA INC | P | 2010-10-25 | 2017-05-23 | $1,009 | $1,537 | -$528 | -$528 |
| TENET HLTHCARE CORP NEW NEW | P | 2010-05-20 | 2017-05-23 | $1,086 | $1,292 | -$206 | -$206 |
| STURM RUGER & CO INC | P | 2013-09-13 | 2017-05-23 | $11,566 | $10,861 | $705 | $705 |
| DECKERS OUTDOOR CORP | P | 2015-09-24 | 2017-05-23 | $2,217 | $2,229 | -$12 | -$12 |
| ALEXANDER & BALDWIN NEW NEW | P | 2013-03-25 | 2017-05-23 | $8,713 | $7,344 | $1,369 | $1,369 |
| KAMAN CORP | P | 2016-02-09 | 2017-05-23 | $20,491 | $17,534 | $2,957 | $2,957 |
| TEMPUR SEALY INTL INC INTERNATIONAL | P | 2013-09-13 | 2017-03-22 | $20,387 | $19,669 | $718 | $718 |
| SERVICE CORP INTL | P | 2009-10-08 | 2017-03-21 | $1,429 | $341 | $1,088 | $1,088 |
| CABELAS INC | P | 2010-05-20 | 2017-03-01 | $1,939 | $667 | $1,272 | $1,272 |
| TEXAS INSTRUMENTS INC | P | 2017-02-06 | 2017-10-10 | $7,966 | $6,638 | $1,328 | $1,328 |
| COMCAST CORP A NEW | P | 2017-07-03 | 2017-08-18 | $15,386 | $14,776 | $610 | $610 |
| INTUIT INC | P | 2016-08-29 | 2017-08-18 | $11,021 | $9,074 | $1,947 | $1,947 |
| ALLSTATE CORP | P | 2017-05-18 | 2017-08-18 | $14,501 | $13,205 | $1,296 | $1,296 |
| LEAR CORP NEW | P | 2016-02-10 | 2017-07-17 | $6,963 | $4,605 | $2,358 | $2,358 |
| ZOETIS INC CL A | P | 2017-02-24 | 2017-05-25 | $35,078 | $30,056 | $5,022 | $5,022 |
| PEPSICO INC | P | 2013-09-06 | 2017-03-22 | $1,457 | $1,034 | $423 | $423 |
| EOG RESOURCES INC | P | 2016-11-22 | 2017-03-22 | $1,413 | $1,418 | -$5 | -$5 |
| WAL-MART STORES INC | P | 2016-08-29 | 2017-03-22 | $1,327 | $1,352 | -$25 | -$25 |
| OCCIDENTAL PETRO CORP CORP | P | 2016-06-17 | 2017-02-16 | $39,418 | $44,282 | -$4,864 | -$4,864 |
| AMAZON.COM INC | P | 2016-08-23 | 2017-01-17 | $25,036 | $23,652 | $1,384 | $1,384 |
| ERICSSON TELEPHONE NEW B CL B ADR | P | 2015-12-15 | 2017-11-09 | $1,668 | $2,513 | -$845 | -$845 |
| CAMECO CORP | P | 2011-08-26 | 2017-08-18 | $580 | $1,332 | -$752 | -$752 |
| MITIE GROUP PLC ADS | P | 2015-12-14 | 2017-05-03 | $995 | $1,562 | -$567 | -$567 |
| LEHMAN BROS TR IV 6.375% TRUST IV 6. | P | 2005-02-03 | 2017-12-14 | $348 | $200,109 | -$199,761 | -$199,761 |
| NASDAQ INC | P | 2017-01-03 | 2017-11-10 | $2,560 | $2,348 | $212 | $212 |
| HONEYWELL INTL INC | P | 2017-03-08 | 2017-08-18 | $2,030 | $1,903 | $127 | $127 |
| FORTINET INC | P | 2017-01-03 | 2017-06-08 | $1,777 | $1,404 | $373 | $373 |
| COCA COLA COMPANY | P | 2017-01-03 | 2017-04-07 | $4,476 | $4,366 | $110 | $110 |
| AETNA INC NEW | P | 2017-01-03 | 2017-01-24 | $3,770 | $3,892 | -$122 | -$122 |
| SCHLUMBERGER LTD | P | 2012-09-04 | 2017-01-03 | $14,007 | $11,739 | $2,268 | $2,268 |
| VULCAN MATERIALS COMPANY | P | 2015-09-21 | 2017-01-03 | $2,527 | $2,007 | $520 | $520 |
| STARBUCKS CORP | P | 2016-02-29 | 2017-01-03 | $3,328 | $3,511 | -$183 | -$183 |
| DANAHER CORP | P | 2016-02-29 | 2017-01-03 | $1,100 | $956 | $144 | $144 |
| CITIGROUP INC NEW | P | 2015-03-12 | 2017-01-03 | $31,165 | $27,727 | $3,438 | $3,438 |
| MONSTER BEV CORP NEW NEW | P | 2015-09-21 | 2017-01-03 | $541 | $540 | $1 | $1 |
| AMAZON.COM INC | P | 2015-08-27 | 2017-01-03 | $27,225 | $18,640 | $8,585 | $8,585 |
| ORBITAL ATK INC | P | 2014-12-17 | 2017-05-23 | $22,420 | $13,945 | $8,475 | $8,475 |
| MBIA INC | P | 2010-04-14 | 2017-05-23 | $3,645 | $3,595 | $50 | $50 |
| TEMPUR SEALY INTL INC INTERNATIONAL | P | 2014-08-29 | 2017-05-23 | $95 | $117 | -$22 | -$22 |
| MATSON INC | P | 2015-09-24 | 2017-05-23 | $1,248 | $1,504 | -$256 | -$256 |
| DECKERS OUTDOOR CORP | P | 2013-09-13 | 2017-05-23 | $10,266 | $10,496 | -$230 | -$230 |
| ALEXANDER & BALDWIN NEW NEW | P | 2013-07-26 | 2017-05-23 | $3,142 | $3,205 | -$63 | -$63 |
| KAMAN CORP | P | 2013-07-26 | 2017-05-23 | $2,886 | $2,298 | $588 | $588 |
| DECKERS OUTDOOR CORP | P | 2013-09-13 | 2017-03-22 | $13,739 | $15,327 | -$1,588 | -$1,588 |
| PENSKE AUTOMOTIVE GROUP INC | P | 2016-09-09 | 2017-03-21 | $1,663 | $1,698 | -$35 | -$35 |
| VISTA OUTDOOR INC | P | 2013-07-26 | 2017-01-19 | $10,351 | $7,035 | $3,316 | $3,316 |
| TE CONNECTIVITY LTD | P | 2017-05-04 | 2017-10-04 | $42,645 | $37,957 | $4,688 | $4,688 |
| COCA-COLA EURO PRTNRS PARTNERS PLC | P | 2017-08-18 | 2017-08-18 | $9,998 | $9,944 | $54 | $54 |
| INTEL CORP | P | 2017-08-16 | 2017-08-18 | $9,904 | $10,152 | -$248 | -$248 |
| CELGENE CORP | P | 2017-08-18 | 2017-08-18 | $10,026 | $10,005 | $21 | $21 |
| LEAR CORP NEW | P | 2016-04-07 | 2017-07-17 | $42,225 | $30,209 | $12,016 | $12,016 |
| DOMINOS PIZZA INC | P | 2016-12-19 | 2017-05-25 | $40,600 | $31,554 | $9,046 | $9,046 |
| APPLIED MATERIALS INC | P | 2016-09-15 | 2017-03-22 | $1,622 | $1,265 | $357 | $357 |
| APACHE CORP | P | 2016-07-25 | 2017-03-22 | $1,206 | $1,271 | -$65 | -$65 |
| CORNING INC | P | 2017-02-09 | 2017-03-22 | $2,146 | $2,118 | $28 | $28 |
| HP INC | P | 2016-05-31 | 2017-02-15 | $54,381 | $44,764 | $9,617 | $9,617 |
| AMAZON.COM INC | P | 2016-08-15 | 2017-01-17 | $19,383 | $18,478 | $905 | $905 |
| ADECCO GROUP AG ADR ADR | P | 2016-11-30 | 2017-10-24 | $2,421 | $1,910 | $511 | $511 |
| CAMECO CORP | P | 2014-08-13 | 2017-08-18 | $1,236 | $2,515 | -$1,279 | -$1,279 |
| MITIE GROUP PLC ADS | P | 2016-01-19 | 2017-05-03 | $1,241 | $1,713 | -$472 | -$472 |
| HERCULES CAP INC 6.25% PARTIAL CALL | P | 2015-01-30 | 2017-11-24 | $72,675 | $72,675 | ||
| NASDAQ INC | P | 2017-01-03 | 2017-11-02 | $4,689 | $4,360 | $329 | $329 |
| NASDAQ INC | P | 2017-01-03 | 2017-08-18 | $3,176 | $2,817 | $359 | $359 |
| FORTINET INC | P | 2017-01-03 | 2017-06-07 | $1,168 | $916 | $252 | $252 |
| WALT DISNEY CO | P | 2017-01-03 | 2017-03-24 | $224 | $213 | $11 | $11 |
| HOME DEPOT INC | P | 2012-06-26 | 2017-01-23 | $5,191 | $1,978 | $3,213 | $3,213 |
| SCHLUMBERGER LTD | P | 2014-08-11 | 2017-01-03 | $85 | $110 | -$25 | -$25 |
| VULCAN MATERIALS COMPANY | P | 2015-02-09 | 2017-01-03 | $28,424 | $17,142 | $11,282 | $11,282 |
| SKYWORKS SOLUTIONS INC | P | 2016-04-29 | 2017-01-03 | $832 | $737 | $95 | $95 |
| BANK AMERICA CORP | P | 2015-12-02 | 2017-01-03 | $22,361 | $17,555 | $4,806 | $4,806 |
| EXXON MOBIL CORP | P | 2016-03-21 | 2017-01-03 | $49,939 | $46,061 | $3,878 | $3,878 |
| INTUITIVE SURGICAL NEW NEW | P | 2015-12-01 | 2017-01-03 | $1,919 | $1,563 | $356 | $356 |
| ISHS INVSTMNT BD ETF INVESTMENT | P | 2009-03-13 | 2017-12-13 | $92,731 | $70,701 | $22,030 | $22,030 |
| PENSKE AUTOMOTIVE GROUP INC | P | 2016-09-09 | 2017-05-23 | $45,903 | $49,806 | -$3,903 | -$3,903 |
| MBIA INC | P | 2010-05-20 | 2017-05-23 | $3,356 | $2,824 | $532 | $532 |
| TEMPUR SEALY INTL INC INTERNATIONAL | P | 2016-06-08 | 2017-05-23 | $6,628 | $8,725 | -$2,097 | -$2,097 |
| STURM RUGER & CO INC | P | 2010-05-20 | 2017-05-23 | $2,224 | $531 | $1,693 | $1,693 |
| EATON VANCE CORP | P | 2013-03-25 | 2017-05-23 | $11,800 | $10,642 | $1,158 | $1,158 |
| ARMSTRONG WORLD INDS NEW INDUSTRIES | P | 2016-10-11 | 2017-05-23 | $34,741 | $32,563 | $2,178 | $2,178 |
| INGEVITY CORP | P | 2017-03-22 | 2017-05-23 | $39,262 | $39,758 | -$496 | -$496 |
| MATSON INC | P | 2010-05-20 | 2017-03-21 | $648 | $331 | $317 | $317 |
| FIRST INDUSTRIAL RLTY TR REALTY TRUS | P | 2013-03-25 | 2017-03-21 | $875 | $552 | $323 | $323 |
| BASIS ADJUSTMENT | P | 2015-01-01 | 2017-12-31 | $194,712 | $194,712 | $194,712 | |
| MORGAN STANLEY | P | 2016-12-29 | 2017-09-18 | $39,896 | $36,125 | $3,771 | $3,771 |
| COOPER COS INC NEW | P | 2017-03-06 | 2017-08-18 | $10,071 | $7,947 | $2,124 | $2,124 |
| MORGAN STANLEY | P | 2016-12-29 | 2017-08-18 | $9,988 | $9,308 | $680 | $680 |
| BANK AMERICA CORP | P | 2016-09-30 | 2017-08-18 | $10,863 | $7,159 | $3,704 | $3,704 |
| STAMPS.COM INC NEW | P | 2017-05-09 | 2017-06-20 | $46,827 | $32,997 | $13,830 | $13,830 |
| ACCENTURE PLC IRELD CL A CLASS A NEW | P | 2016-10-10 | 2017-05-19 | $23,522 | $22,938 | $584 | $584 |
| QUEST DIAGNOSTICS INC | P | 2017-01-31 | 2017-03-22 | $1,279 | $1,180 | $99 | $99 |
| GOLDMAN SACHS GROUP INC | P | 2017-02-03 | 2017-03-22 | $1,610 | $1,663 | -$53 | -$53 |
| EMERSON ELECTRIC COMPANY | P | 2017-02-28 | 2017-03-22 | $2,240 | $2,291 | -$51 | -$51 |
| HP INC | P | 2016-06-17 | 2017-02-15 | $27,295 | $22,338 | $4,957 | $4,957 |
| VANTIV INC CL A CL A | P | 2016-08-04 | 2017-01-10 | $52,080 | $46,251 | $5,829 | $5,829 |
| REFRESCO GROUP N V ADR | P | 2016-10-11 | 2017-10-05 | $2,701 | $1,913 | $788 | $788 |
| IRELAND BK GOVERNOR ADR GOVERNOR & C | P | 2017-05-17 | 2017-08-04 | $3,224 | $3,231 | -$7 | -$7 |
| BANCO BILBAO VIZCAYA ADR ARGENTARIA | P | 2016-11-10 | 2017-04-28 | $7,028 | $5,900 | $1,128 | $1,128 |
| SOLAR CAP SR NT 6.75% PARTIAL CALL 8 | P | 2014-05-22 | 2017-11-24 | $62,650 | $61,399 | $1,251 | $1,251 |
| MONSANTO COMPANY NEW | P | 2017-01-03 | 2017-11-01 | $5,097 | $4,432 | $665 | $665 |
| RED HAT INC | P | 2017-01-03 | 2017-08-18 | $8,450 | $5,914 | $2,536 | $2,536 |
| FORTINET INC | P | 2017-01-03 | 2017-06-06 | $1,753 | $1,373 | $380 | $380 |
| GENERAL ELECTRIC COMPANY | P | 2017-01-03 | 2017-03-16 | $2,879 | $3,078 | -$199 | -$199 |
| ZOETIS INC CL A | P | 2017-01-03 | 2017-01-05 | $537 | $541 | -$4 | -$4 |
| SALESFORCE.COM INC | P | 2016-04-29 | 2017-01-03 | $985 | $1,057 | -$72 | -$72 |
| VULCAN MATERIALS COMPANY | P | 2016-04-29 | 2017-01-03 | $1,011 | $858 | $153 | $153 |
| APPLE INC | P | 2014-02-06 | 2017-01-03 | $4,977 | $3,153 | $1,824 | $1,824 |
| CITIGROUP INC NEW | P | 2016-04-29 | 2017-01-03 | $1,708 | $1,302 | $406 | $406 |
| EXXON MOBIL CORP | P | 2016-04-29 | 2017-01-03 | $1,453 | $1,414 | $39 | $39 |
| INTUITIVE SURGICAL NEW NEW | P | 2015-09-21 | 2017-01-03 | $2,559 | $2,033 | $526 | $526 |
| ISHS INVSTMNT BD ETF INVESTMENT | P | 2009-05-11 | 2017-12-13 | $26,304 | $20,968 | $5,336 | $5,336 |
| ORBITAL ATK INC | P | 2015-08-05 | 2017-05-23 | $2,667 | $1,934 | $733 | $733 |
| NEWMARKET CORP | P | 2009-12-17 | 2017-05-23 | $6,078 | $1,462 | $4,616 | $4,616 |
| TREDEGAR CORP | P | 2010-05-20 | 2017-05-23 | $5,167 | $5,160 | $7 | $7 |
| SUPERIOR ENERGY SVCS INC SERVICES IN | P | 2015-05-11 | 2017-05-23 | $98 | $192 | -$94 | -$94 |
| EATON VANCE CORP | P | 2013-07-26 | 2017-05-23 | $3,153 | $2,842 | $311 | $311 |
| ALEXANDER & BALDWIN NEW NEW | P | 2016-02-05 | 2017-05-23 | $26,724 | $19,061 | $7,663 | $7,663 |
| MATSON INC | P | 2013-03-25 | 2017-05-23 | $5,934 | $4,838 | $1,096 | $1,096 |
| LANDSTAR SYSTEM INC | P | 2015-09-23 | 2017-03-21 | $1,827 | $1,475 | $352 | $352 |
| FIRST INDUSTRIAL RLTY TR REALTY TRUS | P | 2010-05-20 | 2017-03-21 | $689 | $166 | $523 | $523 |
| CITRIX SYSTEMS INC | P | 2015-12-09 | 2017-09-15 | $12,073 | $9,839 | $2,234 | $2,234 |
| HERSHEY COMPANY | P | 2017-07-06 | 2017-08-18 | $10,286 | $10,243 | $43 | $43 |
| MOTOROLA SOLUTIONS INC NEW | P | 2017-02-07 | 2017-08-18 | $12,766 | $11,422 | $1,344 | $1,344 |
| CIGNA CORP | P | 2017-08-15 | 2017-08-18 | $10,118 | $10,174 | -$56 | -$56 |
| EOG RESOURCES INC | P | 2016-11-22 | 2017-06-20 | $40,977 | $44,530 | -$3,553 | -$3,553 |
| YELP INC CL A | P | 2017-03-01 | 2017-05-15 | $19,632 | $23,587 | -$3,955 | -$3,955 |
| TORONTO DOMINION BK NEW NEW | P | 2017-03-08 | 2017-03-22 | $1,406 | $1,519 | -$113 | -$113 |
| LEAR CORP NEW | P | 2016-02-10 | 2017-03-22 | $2,622 | $1,861 | $761 | $761 |
| CITRIX SYSTEMS INC | P | 2015-12-09 | 2017-03-22 | $1,151 | $861 | $290 | $290 |
| BIG LOTS INC | P | 2015-01-06 | 2017-02-14 | $69,612 | $52,413 | $17,199 | $17,199 |
| EMBRAER S A SPON ADR SPONSORED ADR R | P | 2016-03-21 | 2017-12-21 | $3,508 | $3,662 | -$154 | -$154 |
| REFRESCO GROUP N V ADR | P | 2015-08-26 | 2017-10-05 | $3,908 | $2,909 | $999 | $999 |
| IRELAND BK GOVERNOR ADR GOVERNOR & C | P | 2017-05-12 | 2017-08-04 | $6,786 | $6,791 | -$5 | -$5 |
| REFRESCO GROUP N V ADR | P | 2015-08-21 | 2017-04-26 | $2,432 | $2,083 | $349 | $349 |
| FIFTH STREET FIN CORP CORP | P | 2013-04-11 | 2017-08-16 | $83,201 | $163,505 | -$80,304 | -$80,304 |
| NASDAQ INC | P | 2017-01-03 | 2017-10-18 | $6,187 | $5,568 | $619 | $619 |
| VERTEX PHARMACEUTICALS INC | P | 2017-01-03 | 2017-08-18 | $8,942 | $4,482 | $4,460 | $4,460 |
| FORTINET INC | P | 2017-01-03 | 2017-06-02 | $1,175 | $916 | $259 | $259 |
| GENERAL ELECTRIC COMPANY | P | 2017-01-03 | 2017-03-15 | $2,789 | $2,983 | -$194 | -$194 |
| SKYWORKS SOLUTIONS INC | P | 2015-12-01 | 2017-01-03 | $2,496 | $2,759 | -$263 | -$263 |
| SALESFORCE.COM INC | P | 2016-02-29 | 2017-01-03 | $1,689 | $1,630 | $59 | $59 |
| UNDER ARMOUR INC CL A CL A | P | 2015-09-21 | 2017-01-03 | $949 | $1,683 | -$734 | -$734 |
| COSTCO WHOLESALE CORP | P | 2016-04-29 | 2017-01-03 | $797 | $741 | $56 | $56 |
| BRISTOL MYERS SQUIBB CO COMPANY | P | 2016-08-10 | 2017-01-03 | $39,473 | $40,399 | -$926 | -$926 |
| APPLE INC | P | 2012-09-27 | 2017-01-03 | $18,634 | $15,619 | $3,015 | $3,015 |
| HOME DEPOT INC | P | 2012-06-26 | 2017-01-03 | $21,038 | $8,118 | $12,920 | $12,920 |
| ISHS INVSTMNT BD ETF INVESTMENT | P | 2009-01-30 | 2017-12-13 | $192,493 | $158,864 | $33,629 | $33,629 |
| PRICESMART INC | P | 2009-10-08 | 2017-05-23 | $16,366 | $3,386 | $12,980 | $12,980 |
| NEWMARKET CORP | P | 2010-05-20 | 2017-05-23 | $34,596 | $6,814 | $27,782 | $27,782 |
| USG CORP NEW | P | 2015-05-11 | 2017-05-23 | $43,880 | $41,300 | $2,580 | $2,580 |
| TEJON RANCH CO | P | 2009-10-08 | 2017-05-23 | $2,494 | $3,167 | -$673 | -$673 |
| FIRST INDUSTRIAL RLTY TR REALTY TRUS | P | 2013-09-13 | 2017-05-23 | $19,882 | $10,780 | $9,102 | $9,102 |
| ALEXANDER & BALDWIN NEW NEW | P | 2015-08-05 | 2017-05-23 | $1,717 | $1,536 | $181 | $181 |
| GATX CORP | P | 2015-07-28 | 2017-05-23 | $45,132 | $37,513 | $7,619 | $7,619 |
| ARMSTRONG WORLD INDS NEW INDUSTRIES | P | 2016-10-11 | 2017-03-21 | $1,909 | $1,695 | $214 | $214 |
| ORBITAL ATK INC | P | 2013-07-26 | 2017-03-21 | $2,276 | $1,251 | $1,025 | $1,025 |
| CATERPILLAR INC | P | 2017-05-15 | 2017-09-15 | $27,274 | $22,979 | $4,295 | $4,295 |
| DOMINOS PIZZA INC | P | 2016-12-19 | 2017-08-18 | $14,841 | $12,718 | $2,123 | $2,123 |
| QUEST DIAGNOSTICS INC | P | 2017-01-31 | 2017-08-18 | $10,930 | $9,444 | $1,486 | $1,486 |
| CHEVRON CORP | P | 2016-06-08 | 2017-08-18 | $9,717 | $9,438 | $279 | $279 |
| CME GROUP INC CL A | P | 2017-01-05 | 2017-06-14 | $50,131 | $46,095 | $4,036 | $4,036 |
| YELP INC CL A | P | 2016-08-19 | 2017-05-15 | $33,187 | $44,681 | -$11,494 | -$11,494 |
| OSHKOSH CORP | P | 2017-02-15 | 2017-03-22 | $1,423 | $1,449 | -$26 | -$26 |
| ACCENTURE PLC IRELD CL A CLASS A NEW | P | 2016-10-10 | 2017-03-22 | $2,136 | $2,000 | $136 | $136 |
| NOBLE ENERGY INC | P | 2017-03-02 | 2017-03-22 | $2,090 | $2,337 | -$247 | -$247 |
| KIMBERLY CLARK CORP | P | 2016-05-04 | 2017-02-14 | $64,061 | $67,096 | -$3,035 | -$3,035 |
| EMBRAER S A SPON ADR SPONSORED ADR R | P | 2016-03-21 | 2017-12-21 | $1,644 | $1,729 | -$85 | -$85 |
| REFRESCO GROUP N V ADR | P | 2015-08-21 | 2017-10-05 | $703 | $525 | $178 | $178 |
| IRELAND BK GOVERNOR ADR GOVERNOR & C | P | 2017-06-28 | 2017-08-04 | $1,605 | $1,534 | $71 | $71 |
| REFRESCO GROUP N V ADR | P | 2015-08-21 | 2017-04-13 | $797 | $738 | $59 | $59 |
| LEGACY RESERVES LP PARTNERSHIP | P | 2012-11-27 | 2017-08-15 | $13,610 | $212,844 | -$199,234 | -$199,234 |
| MONSANTO COMPANY NEW | P | 2017-01-03 | 2017-10-13 | $5,145 | $4,432 | $713 | $713 |
| PAYPAL HLDGS INC | P | 2017-01-03 | 2017-08-18 | $6,345 | $4,382 | $1,963 | $1,963 |
| FORTINET INC | P | 2017-01-03 | 2017-06-01 | $1,143 | $885 | $258 | $258 |
| GENERAL ELECTRIC COMPANY | P | 2017-01-03 | 2017-03-13 | $2,991 | $3,173 | -$182 | -$182 |
| SKYWORKS SOLUTIONS INC | P | 2015-07-13 | 2017-01-03 | $21,932 | $29,217 | -$7,285 | -$7,285 |
| SKYWORKS SOLUTIONS INC | P | 2016-02-29 | 2017-01-03 | $1,286 | $1,136 | $150 | $150 |
| UNDER ARMOUR INC CL A CL A | P | 2015-08-27 | 2017-01-03 | $12,783 | $20,746 | -$7,963 | -$7,963 |
| DANAHER CORP | P | 2010-05-20 | 2017-01-03 | $10,058 | $3,835 | $6,223 | $6,223 |
| BANK AMERICA CORP | P | 2016-02-29 | 2017-01-03 | $3,324 | $1,854 | $1,470 | $1,470 |
| APPLE INC | P | 2012-05-10 | 2017-01-03 | $25,925 | $18,302 | $7,623 | $7,623 |
| ACUITY BRANDS INC | P | 2015-10-06 | 2017-01-03 | $38,363 | $28,625 | $9,738 | $9,738 |
| ISHS INVSTMNT BD ETF INVESTMENT | P | 2009-01-26 | 2017-12-13 | $411,048 | $333,808 | $77,240 | $77,240 |
| PRICESMART INC | P | 2015-08-05 | 2017-05-23 | $2,046 | $2,239 | -$193 | -$193 |
| OLIN CORP NEW | P | 2015-05-11 | 2017-05-23 | $4,361 | $4,099 | $262 | $262 |
| WHITE MTN INS GRP LTD INSURANCE GRP | P | 2013-03-25 | 2017-05-23 | $13,920 | $9,088 | $4,832 | $4,832 |
| TEJON RANCH CO | P | 2013-03-25 | 2017-05-23 | $2,350 | $3,461 | -$1,111 | -$1,111 |
| FIRST INDUSTRIAL RLTY TR REALTY TRUS | P | 2013-03-25 | 2017-05-23 | $23,491 | $13,510 | $9,981 | $9,981 |
| ALEXANDER & BALDWIN NEW NEW | P | 2014-08-29 | 2017-05-23 | $545 | $531 | $14 | $14 |
| GATX CORP | P | 2016-06-08 | 2017-05-23 | $13,650 | $10,889 | $2,761 | $2,761 |
| MATSON INC | P | 2010-09-15 | 2017-03-21 | $1,729 | $981 | $748 | $748 |
| DST SYSTEMS INC DEL | P | 2015-07-24 | 2017-03-21 | $2,540 | $2,401 | $139 | $139 |
| CITRIX SYSTEMS INC | P | 2016-04-28 | 2017-09-15 | $18,864 | $16,611 | $2,253 | $2,253 |
| EXPRESS SCRIPTS HLDG CO COMPANY | P | 2017-03-22 | 2017-08-18 | $13,736 | $14,440 | -$704 | -$704 |
| HILTON WORLDWIDE NEW HOLDINGS INC NE | P | 2017-08-03 | 2017-08-18 | $15,075 | $15,276 | -$201 | -$201 |
| EMERSON ELECTRIC COMPANY | P | 2017-03-10 | 2017-08-03 | $25,904 | $25,505 | $399 | $399 |
| EAGLE MATERIALS INC | P | 2017-03-14 | 2017-06-08 | $47,573 | $47,983 | -$410 | -$410 |
| APPLIED MATERIALS INC | P | 2016-09-15 | 2017-05-15 | $16,382 | $11,264 | $5,118 | $5,118 |
| ROYAL BANK CDA MONTREAL MONTREAL | P | 2016-12-05 | 2017-03-22 | $1,354 | $1,262 | $92 | $92 |
| HARTFORD FINL SVCS GROUP SERVICES GR | P | 2017-01-17 | 2017-03-22 | $1,377 | $1,391 | -$14 | -$14 |
| MORGAN STANLEY | P | 2016-12-29 | 2017-03-22 | $1,308 | $1,318 | -$10 | -$10 |
| GILEAD SCIENCES INC | P | 2014-11-25 | 2017-02-09 | $16,679 | $25,284 | -$8,605 | -$8,605 |
| HENDERSON LD DEV ADR DEVELOPMENT SPO | P | 2014-12-12 | 2017-12-20 | $1,980 | $1,583 | $397 | $397 |
| CITY DEV LTD SPONS ADR | P | 2014-03-03 | 2017-09-21 | $697 | $626 | $71 | $71 |
| IRELAND BK GOVERNOR ADR GOVERNOR & C | P | 2017-05-11 | 2017-08-04 | $836 | $837 | -$1 | -$1 |
| ROHM COMPANY LTD ADR | P | 2010-10-29 | 2017-04-12 | $1,250 | $1,214 | $36 | $36 |
| SCORPIO TANKERS INC | P | 2015-02-27 | 2017-08-15 | $26,875 | $71,323 | -$44,448 | -$44,448 |
| NASDAQ INC | P | 2017-01-03 | 2017-10-04 | $1,471 | $1,275 | $196 | $196 |
| PALO ALTO NETWORKS INC | P | 2017-01-03 | 2017-08-18 | $3,238 | $3,190 | $48 | $48 |
| FORTINET INC | P | 2017-01-03 | 2017-05-30 | $941 | $732 | $209 | $209 |
| GENERAL ELECTRIC COMPANY | P | 2017-01-03 | 2017-03-10 | $2,913 | $3,078 | -$165 | -$165 |
| SERVICENOW INC | P | 2016-06-20 | 2017-01-03 | $47,906 | $46,317 | $1,589 | $1,589 |
| SCHWAB CHARLES CORP NEW | P | 2016-05-02 | 2017-01-03 | $32,845 | $23,300 | $9,545 | $9,545 |
| ACUITY BRANDS INC | P | 2016-02-29 | 2017-01-03 | $3,079 | $2,731 | $348 | $348 |
| COSTCO WHOLESALE CORP | P | 2016-02-29 | 2017-01-03 | $1,435 | $1,360 | $75 | $75 |
| BANK AMERICA CORP | P | 2016-04-29 | 2017-01-03 | $1,990 | $1,284 | $706 | $706 |
| BLACKROCK INC | P | 2011-12-28 | 2017-01-03 | $4,249 | $1,946 | $2,303 | $2,303 |
| FORTUNE BRANDS HOME SEC SEC INC | P | 2016-09-22 | 2017-01-03 | $49,530 | $52,613 | -$3,083 | -$3,083 |
| FT INDL PROD DUR A/D ETF PRODUCER DU | P | 2013-10-10 | 2017-08-21 | $114,441 | $82,665 | $31,776 | $31,776 |
| SERVICE CORP INTL | P | 2010-05-20 | 2017-05-23 | $20,588 | $5,224 | $15,364 | $15,364 |
| OLIN CORP NEW | P | 2015-09-24 | 2017-05-23 | $7,856 | $4,346 | $3,510 | $3,510 |
| WHITE MTN INS GRP LTD INSURANCE GRP | P | 2014-08-29 | 2017-05-23 | $870 | $637 | $233 | $233 |
| TEJON RANCH CO | P | 2013-07-26 | 2017-05-23 | $721 | $1,179 | -$458 | -$458 |
| ENERGIZER HLDGS NEW | P | 2015-09-23 | 2017-05-23 | $51,614 | $40,392 | $11,222 | $11,222 |
| FIRST INDUSTRIAL RLTY TR REALTY TRUS | P | 2016-01-15 | 2017-05-23 | $4,774 | $3,253 | $1,521 | $1,521 |
| GATX CORP | P | 2015-09-24 | 2017-05-23 | $615 | $456 | $159 | $159 |
| WORLD FUEL SERVICES CORP | P | 2012-04-27 | 2017-03-21 | $2,132 | $2,606 | -$474 | -$474 |
| PRICESMART INC | P | 2009-10-08 | 2017-03-21 | $1,782 | $368 | $1,414 | $1,414 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $540,654 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $213,412 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $735,141 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $14,433,620 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.050933 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $747,842 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $15,602,017 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.047932 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $833,172 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $16,599,172 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.050194 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $538,471 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $15,645,104 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.034418 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $520,664 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $14,309,797 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.036385 | DistributionYr5Rt |
| Total Distribution | 0.219862 | TotalDistributionRt |
| Average Distribution | 0.043972 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $15,137,495 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $665,626 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,744 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $675,370 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,128,248 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $9,744 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $9,744 | SubtotalAmt |
| Tax Based On Investment Income | $9,744 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $6,800 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $6,800 | TotalPaymentsAndCreditsAmt |
| Tax Due | $2,944 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARKER MELLINGER CPAS LLC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3076720785 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1811 S SHERIDAN AVE | AddressLine1Txt |
| City | SHERIDAN | CityNm |
| State Abbreviation | WY | StateAbbreviationCd |
| ZIP | 82801 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| STEVEN C HARKER | ||||||||
| 2020 SUMMIT DRIVE | SHERIDAN | WY | 82801 | ASSISTANT TR | 1.00 | $4,800 | $0 | $0 |
| RICHARD KILPATRICK | ||||||||
| 114 SCOTT DRIVE | SHERIDAN | WY | 82801 | SECRETARY | 1.00 | $4,800 | $0 | $0 |
| ARTHUR FELKER | ||||||||
| 1305 GAGE PLACE | SHERIDAN | WY | 82801 | PRESIDENT | 1.00 | $4,000 | $0 | $0 |
| RONALD J DESTEFANO | ||||||||
| 1110 ABSARAKA | SHERIDAN | WY | 82801 | ASSISTANT SE | 1.00 | $4,800 | $0 | $0 |
| ROMAN SKATULA | ||||||||
| 222 2ND WEST PARKWAY | SHERIDAN | WY | 82801 | TREASURER | 1.00 | $6,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SHERIDAN SENIOR CENTER, SHERIDAN WYOMING SUPPORT FOR GENERAL CENTER OPERATIONS | Description1Txt |
| Description2 | ST PETERS EPISCOPAL CHURCH - PROVIDE FUNDS FOR GENERAL FUNCTIONS | Description2Txt |
| Description3 | SHERIDAN COLLEGE, SHERIDAN, WYOMING - SUPPORT FOR GENERAL EDUCATION AND SCHOOL FUNCTIONS | Description3Txt |
| Description4 | MEMORIAL HOSPITAL OF SHERIDAN COUNTY, SHERIDAN, WYOMING - SUPPORT FOR GENERAL HOSPITAL/MEDICAL FUNCTIONS | Description4Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,717,807 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $650,208 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $15,368,015 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $15,368,015 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $230,520 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $15,137,495 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $756,875 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $756,875 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $9,744 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $9,744 | TotalTaxAmt |
| Distributable Before Adj | $747,131 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $747,131 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $747,131 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,128,248 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,128,248 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $9,744 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,118,504 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $747,131 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr3 | $14,320 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $26,694 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $41,014 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,128,248 | QualifyingDistributionsAmt |
| Applied To Current Year | $747,131 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $381,117 | RemainingDistriFromCorpusAmt |
| Total Corpus | $422,131 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $422,131 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $14,320 | ExcessFromYear3Amt |
| Excess From Year1 | $26,694 | ExcessFromYear1Amt |
| Excess From Current Year | $381,117 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | GRIFFITH FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ROMAN SKATULA | AddressLine1Txt |
| Address Line2 | 2 NO MAIN STREET SUITE 401 | AddressLine2Txt |
| City | SHERIDAN | CityNm |
| State Abbreviation | WY | StateAbbreviationCd |
| ZIP | 82801 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3076723535 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORMAT TO THE GRIFFITH FOUNDATION BOARD OF TRUSTEES | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | THERE ARE NO SPECIFIC DEADLINES | SubmissionDeadlinesTxt |
| Restrictions On Awards | ALL AWARDS AND GRANTS ARE AT THE TOTAL DISCRETION OF THE BOARD OF TRUSTEES | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (9 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| FREE CLINIC | ||||||||
| PO BOX 682 | SHERIDAN | WY | 82801 | NONE | 501(C)(3) | SUPPORT PROVIDING FREE HEALTH CARE | $10,000 | |
| GIRL SCOUTS | ||||||||
| 244 NORTH MAIN | SHERIDAN | WY | 82801 | NONE | 501(C)(3) | SUPPORT GIRL SCOUT PROGRAM | $5,000 | |
| YOUTH INC | ||||||||
| C/O T SMITH | STORY | WY | 82801 | NONE | 501(C)(3) | SUPPORT YOUTH CAMPING | $10,000 | 31 WAGON BOX |
| ST PETERS EPISCOPAL CHURCH | ||||||||
| 1 S TSCIGRI | SHERIDAN | WY | 82801 | NONE | CHURCH | SUPPORT CHURCH ACTIVITES | $25,000 | |
| SHERIDAN COUNTY SENIOR CENTER | ||||||||
| 211 SMITH | SHERIDAN | WY | 82801 | NONE | 501(C)(3) | SUPPORT COMMUNITY SENIOR CENTER | $375,000 | |
| SHERIDAN COLLEGE | ||||||||
| 3059 COFFEEN AVE | SHERIDAN | WY | 82801 | NONE | PUBLIC | SUPPORT FOR SCHOOL FUNCTIONS | $452,500 | |
| SHERIDAN MEMORIAL HOSPITAL | ||||||||
| 1404 WEST 5TH | SHERIDAN | WY | 82801 | NONE | PUBLIC | SUPPORT HOSPITAL FUNCTIONS | $200,000 | |
| SHERIDAN CHAPTER AAUW | ||||||||
| 2 NORTH MAIN STE 401 | SHERIDAN | WY | 82801 | SUPPORT ORGANIZATION'S OPERATIONS | $10,000 | |||
| VOA - YOUTH SERVICES | ||||||||
| 1876 S SHERIDAN AVE | SHERIDAN | WY | 82801 | NONE | PUBLIC | SUPPORT VOLUNTEER ACTIVITES | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,097,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $270,149 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $255,292 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $582 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $540,654 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INVESTMENT INCOME | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | -$606,872 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $459,805 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $459,805 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT ACCOUNTING FEES | CategoryTxt |
| Amt | $5,100 | Amt |
| Net Investment Income | $3,825 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,275 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY Book Value | $13,907,909 | EOYBookValueAmt |
| EOYFMV | $14,982,083 | EOYFMVAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cost Or Other Basis | $25,853 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $25,853 | AccumulatedDepreciationAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT LEGAL FEES | CategoryTxt |
| Legal Fees | $552 | LegalFeesAmt |
| Net Investment Income | $414 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $138 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 5TH STREET LAND | $1 | $1 | |
| BRANDS | $100 | $100 | $100 |
| MINERAL RIGHTS | $87,278 | $87,278 | $172,500 |
| PICTURES | $839 | $839 | $839 |
| ROUNDING |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXPENSES | |||
| INSURANCE | $404 | $303 | $101 |
| LICENSES AND PERMITS | $25 | $19 | $6 |
| MEMORIALS | $500 | ||
| MISCELLANEOUS | $65 | $49 | $16 |
| OFFICE SUPPLIES | $13 | $10 | $3 |
| SECRETARIAL SERVICES | $1,200 | $900 | $300 |
| SUPPLIES | |||
| TELEPHONE | $144 | $108 | $36 |
| REPAIRS & MAINTENANCE | |||
| JANITORIAL SERVICE | $360 | $270 | $90 |
| POSTAGE | $49 | $37 | $12 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| LAMAR SIGN LEASE | $150 | $150 |
| LITIGATION PROCEEDS | $196 | $196 |
| PROPERTY LEASE | $200 | $200 |
| MISCELLANEOUS | $29 | $29 |
| OTHER INCOME | $7 | $7 |
| OTHER INVESTMENT INCOME | -$606,872 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MANAGEMENT FEE - STIFEL NICOLAUS | CategoryTxt |
| Amt | $78,851 | Amt |
| Net Investment Income | $59,138 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $19,713 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX | $5,293 | $3,970 | $1,323 |
| FEDERAL EXCISE TAXES | $9,927 |
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