YALE UNIVERSITY: Form 990, tax year 2016

View the entire original 990 at ProPublica ↗

Organization
YALE UNIVERSITY (EIN 06-0646973)
Tax period
2016-07-01 to 2017-06-30
Filed
2018-05-15
IRS object ID
201821359349305202
Schema version
2016v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2018-05-15T11:14:14-05:00ReturnTs
Tax Period End2017-06-30TaxPeriodEndDt
Return Type990ReturnTypeCd
Tax Period Begin2016-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN060646973EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1YALE UNIVERSITYBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlYALEBusinessNameControlTxt
Phone2034325530PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 208239AddressLine1Txt
CityNEW HAVENCityNm
State AbbreviationCTStateAbbreviationCd
ZIP065208239ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonSTEPHEN C MURPHYPersonNm
Person TitleVP FOR FINANCE AND CFOPersonTitleTxt
Phone2034321096PhoneNum
Signature2018-05-14SignatureDt
FieldValueIRS element (for citing)
Tax2016TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerPETER SALOVEYPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1PO BOX 208229AddressLine1Txt
CityNEW HAVENCityNm
State AbbreviationCTStateAbbreviationCd
ZIP065208229ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$9,590,272,884GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.YALE.EDUWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1701FormationYr
Legal Domicile StateCTLegalDomicileStateCd
Activity Or MissionTO IMPROVE THE WORLD THROUGH RESEARCH, SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICEActivityOrMissionDesc
Voting Members Governing Body19VotingMembersGoverningBodyCnt
Voting Members Independent16VotingMembersIndependentCnt
Total Employee28878TotalEmployeeCnt
Total Volunteers7900TotalVolunteersCnt
Total Gross UBI$14,933,287TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$14,766,906NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$963,188,552PYContributionsGrantsAmt
CY Contributions Grants$1,080,694,163CYContributionsGrantsAmt
PY Program Service Revenue$1,713,524,959PYProgramServiceRevenueAmt
CY Program Service Revenue$1,820,888,362CYProgramServiceRevenueAmt
PY Investment Income$2,066,923,157PYInvestmentIncomeAmt
CY Investment Income$1,715,889,875CYInvestmentIncomeAmt
PY Other Revenue$64,361,062PYOtherRevenueAmt
CY Other Revenue$60,858,413CYOtherRevenueAmt
PY Total Revenue$4,807,997,730PYTotalRevenueAmt
CY Total Revenue$4,678,330,813CYTotalRevenueAmt
PY Grants And Similar Paid$436,769,273PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$446,194,189CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$2,150,120,155PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$2,246,191,009CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$0PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$0CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$48,730,767CYTotalFundraisingExpenseAmt
PY Other Expenses$1,094,719,066PYOtherExpensesAmt
CY Other Expenses$1,211,513,422CYOtherExpensesAmt
PY Total Expenses$3,681,608,494PYTotalExpensesAmt
CY Total Expenses$3,903,898,620CYTotalExpensesAmt
PY Revenues Less Expenses$1,126,389,236PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$774,432,193CYRevenuesLessExpensesAmt
Total Assets BOY$34,103,002,387TotalAssetsBOYAmt
Total Assets EOY$36,620,475,385TotalAssetsEOYAmt
Total Liabilities BOY$8,312,039,229TotalLiabilitiesBOYAmt
Total Liabilities EOY$8,327,225,538TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$25,790,963,158NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$28,293,249,847NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionSEE SCHEDULE OMissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$1,750,729,274ExpenseAmt
Grant$3,905,729GrantAmt
Revenue$1,541,828,680RevenueAmt
DescINSTRUCTION: THE PROGRAM SERVICE COSTS INCLUDE SALARIES, FRINGE BENEFITS AND SUPPLIES OF TEACHING APPROXIMATELY 12,500 STUDENTS INCLUDING 5,446 UNDERGRADUATES, 2,890 GRADUATE STUDENTS AND 4,096 PROFESSIONAL SCHOOL STUDENTS. A FACULTY OF MORE THAN 4,400 TEACH AND ADMINISTER PROGRAMS ACROSS A RANGE OF DISCIPLINES IN THE SCIENCES AND ENGINEERING, THE SOCIAL SCIENCES, THE HUMANITIES, AND THE VARIOUS LEARNED PROFESSIONS. MORE THAN 80 MAJORS ARE AVAILABLE IN THE UNDERGRADUATE COLLEGE AND MORE THAN 35 DIFFERENT DEGREE PROGRAMS ARE OFFERED BY THE UNIVERSITY. - CONTINUED ON SCHEDULE O.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$564,774,000ExpenseAmt
Grant$60,511,885GrantAmt
Revenue$92,812,053RevenueAmt
DescRESEARCH: THE UNIVERSITY ENGAGES IN EXTENSIVE RESEARCH IN MEDICINE, SCIENCE, ENGINEERING, THE ARTS, SOCIAL SCIENCES, AND HUMANITIES. YALE IS RENOWNED FOR BOTH DISCOVERY AND TEACHING; THE UNIVERSITY'S RESEARCH ACTIVITIES ARE AIMED AT THE ADVANCEMENT OF KNOWLEDGE AS WELL AS TRAINING STUDENTS IN THE RESEARCH PROCESS. AS INTEGRAL PARTS OF A UNIFIED, INNOVATIVE, AND ACCESSIBLE STUDENT-CENTERED RESEARCH UNIVERSITY, YALE'S LABS AND CLASSROOMS ARE TURNING OUT GROUNDBREAKING MEDICAL AND SCIENTIFIC DISCOVERIES AND THE NEXT GENERATION OF INNOVATORS IN MORE THAN 20 AREAS OF RESEARCH EXCELLENCE. - CONTINUED ON SCHEDULE O.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$693,603,919ExpenseAmt
Grant$377,890,785GrantAmt
Revenue$81,442,563RevenueAmt
DescSTUDENT FINANCIAL AID AND SERVICES: YALE COLLEGE ADMITS STUDENTS FOR THEIR ACADEMIC AND PERSONAL PROMISE WITHOUT REGARD TO THEIR ABILITY TO PAY. YALE IS COMMITTED TO A NEED-BLIND ADMISSIONS POLICY AND MEETS 100% OF DEMONSTRATED NEED FOR ALL STUDENTS REGARDLESS OF CITIZENSHIP. BY COMMITTING TO AN ADMISSIONS POLICY THAT DOES NOT CONSIDER A STUDENT'S ABILITY TO PAY, AND BY MEETING THE FULL FINANCIAL NEED OF ALL ADMITTED STUDENTS (WITH NO LOANS REQUIRED), YALE ENSURES THAT IT IS ACCESSIBLE TO THE MOST TALENTED STUDENTS FROM AROUND THE WORLD, REGARDLESS OF THEIR FAMILY'S INCOME. WITH THIS POLICY, YALE STRIVES TO CREATE A LEARNING ENVIRONMENT THAT INCORPORATES THE WIDEST POSSIBLE RANGE OF STUDENT BACKGROUNDS. - CONTINUED ON SCHEDULE O.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$444,239,225ExpenseAmt
Grant$3,885,790GrantAmt
Revenue$120,089,815RevenueAmt
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$444,239,225TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$3,885,790TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$120,089,815TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$3,453,346,418TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying ActivitiesYes (1)LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised FundYes (1)DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of ArtYes (1)CollectionsOfArtInd
Credit CounselingYes (1)CreditCounselingInd
Temp Or Permanent EndowmentsYes (1)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (1)ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 Footnote0IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt0IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (1)ConsolidatedAuditFinclStmtInd
School OperatingYes (1)SchoolOperatingInd
Foreign OfficeYes (1)ForeignOfficeInd
Foreign ActivitiesYes (1)ForeignActivitiesInd
More Than5000 K To OrgYes (1)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (1)MoreThan5000KToIndividualsInd
Professional Fundraising0ProfessionalFundraisingInd
Fundraising ActivitiesYes (1)FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To OrganizationsYes (1)GrantsToOrganizationsInd
Grants To IndividualsYes (1)GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt BondsYes (1)TaxExemptBondsInd
Invest Tax Exempt Bonds0InvestTaxExemptBondsInd
Escrow Account0EscrowAccountInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan OutstandingYes (1)LoanOutstandingInd
Grant To Related PersonYes (1)GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (1)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (1)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (1)DeductibleNonCashContriInd
Deductible Art ContributionYes (1)DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded EntityYes (1)DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl EntYes (1)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (1)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org0TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document27798IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee28878EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Foreign Financial AccountYes (1)ForeignFinancialAccountInd
Foreign CountryCAForeignCountryCd
Foreign CountryCJForeignCountryCd
Foreign CountryCHForeignCountryCd
Foreign CountryHKForeignCountryCd
Foreign CountryINForeignCountryCd
Foreign CountryEIForeignCountryCd
Foreign CountryJEForeignCountryCd
Foreign CountryLUForeignCountryCd
Foreign CountryMPForeignCountryCd
Foreign CountryMJForeignCountryCd
Foreign CountryNLForeignCountryCd
Foreign CountryPLForeignCountryCd
Foreign CountrySNForeignCountryCd
Foreign CountrySZForeignCountryCd
Foreign CountryUKForeignCountryCd
Foreign CountryIMForeignCountryCd
Foreign CountryETForeignCountryCd
Foreign CountryICForeignCountryCd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo ContributionsYes (1)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (1)QuidProQuoContriDisclInd
Form8282 Property Disposed OfYes (1)Form8282PropertyDisposedOfInd
Form8282 Filed1Form8282FiledCnt
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Form1098 C FiledYes (1)Form1098CFiledInd
DAF Excess Business Holdings0DAFExcessBusinessHoldingsInd
Taxable Distributions0TaxableDistributionsInd
Distribution To Donor0DistributionToDonorInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members19GoverningBodyVotingMembersCnt
Independent Voting Member16IndependentVotingMemberCnt
Family Or Business RlnYes (1)FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org DocumentsYes (1)ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board MembersYes (1)ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint VentureYes (1)InvestmentInJointVentureInd
Written Policy Or ProcedureYes (1)WrittenPolicyOrProcedureInd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

FieldValueIRS element (for citing)
PersonSTEPHEN C MURPHY VP FOR FINANCE APersonNm
Phone2034364488PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line125 SCIENCE PARK 150 MUNSON STREETAddressLine1Txt
CityNEW HAVENCityNm
State AbbreviationCTStateAbbreviationCd
ZIP06511ZIPCd
FieldValueIRS element (for citing)
Info In Schedule O Part VIIYes (X)InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (39 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
PETER SALOVEY
TRUSTEE & PRESIDENT50.002.20Yes (X)Yes (X)$1,233,462$0$245,646
JOSHUA BEKENSTEIN
TRUSTEE5.000.00Yes (X)$0$0$0
JEFFREY L BEWKES
TRUSTEE5.000.00Yes (X)$0$0$0
MAUREEN C CHIQUET
TRUSTEE5.000.00Yes (X)$0$0$0
PETER B DERVAN
TRUSTEE5.000.00Yes (X)$0$0$0
DONNA L DUBINSKY
TRUSTEE5.000.00Yes (X)$0$0$0
CHARLES W GOODYEAR IV
TRUSTEE5.000.00Yes (X)$0$0$0
CATHARINE B HILL
TRUSTEE5.000.00Yes (X)$0$0$0
PAUL L JOSKOW
TRUSTEE5.000.00Yes (X)$0$0$0
WILLIAM E KENNARD
TRUSTEE5.000.00Yes (X)$0$0$0
DANNEL P MALLOY
TRUSTEE (EX-OFFICIO)0.000.00Yes (X)$0$0$0
GINA M RAIMONDO
TRUSTEE5.000.00Yes (X)$0$0$0
E JOHN RICE JR
TRUSTEE5.000.00Yes (X)$0$0$0
EVE H RICE
TRUSTEE5.000.50Yes (X)$0$0$0
KEVIN P RYAN
TRUSTEE5.000.00Yes (X)$0$0$0
ANNETTE THOMAS
TRUSTEE5.000.00Yes (X)$0$0$0
DOUGLAS A WARNER III
TRUSTEE5.000.00Yes (X)$0$0$0
NANCY WYMAN
TRUSTEE (EX-OFFICIO)0.000.00Yes (X)$0$0$0
LEI ZHANG
TRUSTEE5.000.00Yes (X)$0$0$0
BRUCE D ALEXANDER
VP FOR NEW HAVEN & STATE AFFAIRS50.000.00Yes (X)$586,121$0$31,473
JACK F CALLAHAN JR
SR VP FOR OPERATIONS50.000.00Yes (X)$302,504$0$24,998
ALEXANDER E DREIER
SR VP FOR INSTITUTIONAL AFFAIRS50.000.00Yes (X)$594,745$0$56,741
KIMBERLY M GOFF-CREWS
SECRETARY & VP FOR STUDENT LIFE50.001.00Yes (X)$408,756$0$32,357
STEPHEN C MURPHY
VP FOR FINANCE & CFO50.003.20Yes (X)$420,559$0$56,235
EILEEN O'CONNOR
VP FOR COMMUNICATIONS50.000.50Yes (X)$343,341$0$63,026
JOAN E O'NEILL
VP FOR ALUMNI AFFAIRS & DEVELOPMENT50.000.40Yes (X)$507,874$0$51,708
MICHAEL A PEEL
VP FOR HR & ADMINISTRATION50.000.00Yes (X)$615,584$0$46,966
BENJAMIN POLAK
PROVOST50.000.20Yes (X)$624,957$0$17,065
SCOTT A STROBEL
VP FOR WEST CAMPUS PLANNING50.000.00Yes (X)$470,098$0$43,314
ROBERT J ALPERN
DEAN, SCHOOL OF MEDICINE50.000.00$910,018$0$19,504Yes (X)
JOHN H BOLLIER
AVP FOR FACILITIES50.000.00$400,263$0$47,323Yes (X)
DAVID F SWENSEN
CHIEF INVESTMENT OFFICER50.003.60$4,402,639$0$280,743Yes (X)
DEAN J TAKAHASHI
SR DIRECTOR, INVESTMENTS50.002.00$3,269,513$0$221,605Yes (X)
KHALID M ABBED
CHIEF, NEUROSURGERY SPINE50.000.00$1,381,035$0$66,123Yes (X)
UMER M DARR
ASSISTANT PROFESSOR OF SURGERY50.000.00$1,223,159$0$54,246Yes (X)
ALAN FORMAN
DIRECTOR, INVESTMENTS50.000.00$1,196,531$0$459,077Yes (X)
MURAT GUNEL
CHAIR, NEUROSURGERY50.000.00$1,176,700$0$51,946Yes (X)
TIMOTHY R SULLIVAN
DIRECTOR, INVESTMENTS50.000.00$1,361,507$0$484,197Yes (X)
LINDA K LORIMER
FORMER VP FOR GLOBAL & STRAT. INIT.50.000.00$883,910$0$9,782Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$22,313,276TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$2,364,075TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K3746IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (1)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmtAddress Line1ContractorAddress/ForeignAddress/AddressLine1TxtCityContractorAddress/ForeignAddress/CityNmCountryContractorAddress/ForeignAddress/CountryCd
DIMEO CONSTRUCTION COMPANY
75 CHAPMAN STREETPROVIDENCERI02905CONSTRUCTION & RELATED SERVICES$192,767,564
SHAWMUT WOODWORKING & SUPPLY INC
560 HARRISON AVENUEBOSTONMA02118CONSTRUCTION & RELATED SERVICES$63,968,899
CONSIGLI CONSTRUCTION CO INC
72 SUMNER STREETMILFORDMA01757CONSTRUCTION & RELATED SERVICES$27,070,955
HILLHOUSE CAPITAL ADVISORS LTD
INVESTMENT MANAGEMENT$26,631,79620 GENESIS CLOSEGEORGE TOWNCJ
THE WHITING-TURNER CONTRACTING COMPANY
300 EAST JOPPA ROADBALTIMOREMD21286CONSTRUCTION & RELATED SERVICES$21,544,085
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K448CntrctRcvdGreaterThan100KCnt
Federated Campaigns$81,884FederatedCampaignsAmt
Fundraising$341,560FundraisingAmt
Related Organizations$299,843RelatedOrganizationsAmt
Government Grants$496,472,571GovernmentGrantsAmt
All Other Contributions$583,498,305AllOtherContributionsAmt
Noncash Contributions$184,107,912NoncashContributionsAmt
Total Contributions$1,080,694,163TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
MEDICAL SERVICE INCOME541900$904,944,961$902,999,337$1,945,624
STUDENT INCOME611310$628,429,549$628,429,549
CONTRACT INCOME-GOV'T541700$108,285,283$108,285,283
CONTRACT INC-NON-GOV'T541700$76,369,127$76,369,127
PUBLICATIONS INCOME511130$19,427,442$19,349,840$77,602

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$83,432,000TotalRevenueColumnAmt
Related Or Exempt Func Income$81,554,509RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$1,877,491UnrelatedBusinessRevenueAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$1,820,888,362TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$397,069,017TotalRevenueColumnAmt
Unrelated Business Revenue-$45,682,115UnrelatedBusinessRevenueAmt
Exclusion$442,751,132ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$53,201TotalRevenueColumnAmt
Exclusion$53,201ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$9,922,634TotalRevenueColumnAmt
Exclusion$9,922,634ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$17,310,237RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$13,766,520RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$3,543,717RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,543,717TotalRevenueColumnAmt
Exclusion$3,543,717ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$4,339,573,321SecuritiesAmt
Other$1,877,121,307OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$4,168,317,670SecuritiesAmt
Other$729,609,301OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$171,255,651SecuritiesAmt
Other$1,147,512,006OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,318,767,657TotalRevenueColumnAmt
Unrelated Business Revenue$54,815,176UnrelatedBusinessRevenueAmt
Exclusion$1,263,952,481ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$162,392FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$341,560ContriRptFundraisingEventAmt
Fundraising Direct Expenses$244,864FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$82,472TotalRevenueColumnAmt
Exclusion-$82,472ExclusionAmt
FieldValueIRS element (for citing)
Gaming Gross Income$14,018GamingGrossIncomeAmt
Gaming Direct Expenses$3,716GamingDirectExpensesAmt

Net Income From Gaming NetIncomeFromGamingGrp

FieldValueIRS element (for citing)
Total Revenue Column$10,302TotalRevenueColumnAmt
Exclusion$10,302ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmtExclusionExclusionAmt
EDUCATIONAL SUPPORT611710$19,185,466$19,185,466
PARKING812930$14,089,490$1,497,542$12,591,948
UTILITIES221000$10,923,028$10,923,028

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,266,248TotalRevenueColumnAmt
Unrelated Business Revenue$401,967UnrelatedBusinessRevenueAmt
Exclusion$2,864,281ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$47,464,232OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$4,678,330,813TotalRevenueColumnAmt
Related Or Exempt Func Income$1,836,173,111RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$14,933,287UnrelatedBusinessRevenueAmt
Exclusion$1,746,530,252ExclusionAmt
FieldValueIRS element (for citing)
Info In Schedule O Part IXYes (X)InfoInScheduleOPartIXInd

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$53,374,182TotalAmt
Program Services$53,374,182ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$375,182,512TotalAmt
Program Services$375,182,512ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$17,637,495TotalAmt
Program Services$17,637,495ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$16,774,304TotalAmt
Program Services$1,445,239ProgramServicesAmt
Management And General$14,737,551ManagementAndGeneralAmt
Fundraising$591,514FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$15,076,588TotalAmt
Program Services$12,548,842ProgramServicesAmt
Management And General$2,278,480ManagementAndGeneralAmt
Fundraising$249,266FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,644,376,733TotalAmt
Program Services$1,516,144,458ProgramServicesAmt
Management And General$104,671,799ManagementAndGeneralAmt
Fundraising$23,560,476FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$189,989,903TotalAmt
Program Services$174,421,688ProgramServicesAmt
Management And General$12,528,584ManagementAndGeneralAmt
Fundraising$3,039,631FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$273,722,897TotalAmt
Program Services$232,519,114ProgramServicesAmt
Management And General$36,623,473ManagementAndGeneralAmt
Fundraising$4,580,310FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$106,250,584TotalAmt
Program Services$97,082,825ProgramServicesAmt
Management And General$7,452,420ManagementAndGeneralAmt
Fundraising$1,715,339FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$4,752,423TotalAmt
Program Services$1,195,749ProgramServicesAmt
Management And General$3,556,674ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$2,503,879TotalAmt
Program Services$85,267ProgramServicesAmt
Management And General$2,418,612ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$100,198TotalAmt
Management And General$100,198ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$124,538,928TotalAmt
Management And General$124,538,928ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$123,944,117TotalAmt
Program Services$100,151,612ProgramServicesAmt
Management And General$22,217,593ManagementAndGeneralAmt
Fundraising$1,574,912FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$3,609,354TotalAmt
Program Services$3,322,875ProgramServicesAmt
Management And General$261,277ManagementAndGeneralAmt
Fundraising$25,202FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$25,945,196TotalAmt
Program Services$14,746,661ProgramServicesAmt
Management And General$10,071,565ManagementAndGeneralAmt
Fundraising$1,126,970FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$53,538,463TotalAmt
Program Services$38,637,031ProgramServicesAmt
Management And General$14,325,306ManagementAndGeneralAmt
Fundraising$576,126FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$16,124TotalAmt
Program Services$16,124ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$80,373,310TotalAmt
Program Services$77,485,320ProgramServicesAmt
Management And General$1,381,429ManagementAndGeneralAmt
Fundraising$1,506,561FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$55,644,242TotalAmt
Program Services$52,131,331ProgramServicesAmt
Management And General$2,319,819ManagementAndGeneralAmt
Fundraising$1,193,092FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

FieldValueIRS element (for citing)
Total$12,474TotalAmt
Program Services$12,474ProgramServicesAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$5,853,688TotalAmt
Program Services$5,533,170ProgramServicesAmt
Management And General$271,330ManagementAndGeneralAmt
Fundraising$49,188FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$57,782,942TotalAmt
Program Services$56,458,452ProgramServicesAmt
Management And General$1,068,176ManagementAndGeneralAmt
Fundraising$256,314FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$263,929,406TotalAmt
Program Services$243,397,035ProgramServicesAmt
Management And General$16,558,970ManagementAndGeneralAmt
Fundraising$3,973,401FundraisingAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$29,031,647TotalAmt
Program Services$26,941,368ProgramServicesAmt
Management And General$2,090,279ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
SUPPLIES-MED & RESEARCH$78,274,065$77,554,850$685,360$33,855
BOOKS, PERIODICALS, ETC$54,005,204$53,818,891$69,721$116,592
SUPPLIES-OTHER$42,153,281$39,079,661$2,878,485$195,135
SUBSIDIES AND COMMUNITY$17,756,367$11,748,403$5,830,464$177,500

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$187,748,114TotalAmt
Program Services$170,673,789ProgramServicesAmt
Management And General$12,884,942ManagementAndGeneralAmt
Fundraising$4,189,383FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$3,903,898,620TotalAmt
Program Services$3,453,346,418ProgramServicesAmt
Management And General$401,821,435ManagementAndGeneralAmt
Fundraising$48,730,767FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$11,211,079BOYAmt
EOY$14,198,690EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$177,345,169BOYAmt
EOY$361,980,588EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$637,707,592BOYAmt
EOY$677,413,458EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$153,974,575BOYAmt
EOY$145,705,401EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$80,847BOYAmt
EOY$71,766EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$148,558,027BOYAmt
EOY$143,334,884EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$13,761,268BOYAmt
EOY$12,523,617EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$21,350,456BOYAmt
EOY$18,526,941EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$7,580,367,006LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$2,681,602,132LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$4,706,850,112BOYAmt
EOY$4,898,764,874EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$4,747,807,531BOYAmt
EOY$4,774,371,499EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$23,064,622,983BOYAmt
EOY$25,154,632,525EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$37,638,709BOYAmt
EOY$37,034,244EOYAmt

Intangible Assets IntangibleAssetsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$382,094,039BOYAmt
EOY$381,916,898EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$34,103,002,387BOYAmt
EOY$36,620,475,385EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$395,545,476BOYAmt
EOY$388,724,871EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$6,600,625BOYAmt
EOY$4,977,853EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$120,628,128BOYAmt
EOY$134,070,957EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$2,877,350,520BOYAmt
EOY$2,864,350,410EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
BOY$2,723,219BOYAmt
EOY$2,515,150EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$557,797,088BOYAmt
EOY$557,352,522EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$4,351,394,173BOYAmt
EOY$4,375,233,775EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$8,312,039,229BOYAmt
EOY$8,327,225,538EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$3,446,697,446BOYAmt
EOY$4,328,202,374EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$18,685,880,925BOYAmt
EOY$20,070,457,889EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$3,658,384,787BOYAmt
EOY$3,894,589,584EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$25,790,963,158BOYAmt
EOY$28,293,249,847EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$34,103,002,387BOYAmt
EOY$36,620,475,385EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$774,432,193ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$1,480,999,236NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$246,855,260OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit RequiredYes (1)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (1)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
SchoolYes (X)SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$846,509,395CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$878,354,797CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$910,761,374CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$963,188,552CurrentTaxYearMinus1YearAmt
Current Tax Year$1,080,694,163CurrentTaxYearAmt
Total$4,679,508,281TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$846,509,395CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$878,354,797CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$910,761,374CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$963,188,552CurrentTaxYearMinus1YearAmt
Current Tax Year$1,080,694,163CurrentTaxYearAmt
Total$4,679,508,281TotalAmt
FieldValueIRS element (for citing)
Public Support Total170$4,679,508,281PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$558,241,125CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$731,938,276CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$433,042,326CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$639,514,386CurrentTaxYearMinus1YearAmt
Current Tax Year$470,037,204CurrentTaxYearAmt
Total$2,832,773,317TotalAmt
FieldValueIRS element (for citing)
Total Support$7,512,281,598TotalSupportAmt
Gross Receipts Rltd Activities$8,208,010,224GrossReceiptsRltdActivitiesAmt
Public Support CY1700.62290PublicSupportCY170Pct
Public Support PY1700.60830PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Organization Belongs Afflt GrpYes (X)OrganizationBelongsAffltGrpInd

Total Grassroots Lobbying TotalGrassrootsLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$10,866FilingOrganizationsTotalAmt
Affiliated Group Total$10,866AffiliatedGroupTotalAmt

Total Direct Lobbying TotalDirectLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$480,880FilingOrganizationsTotalAmt
Affiliated Group Total$480,880AffiliatedGroupTotalAmt

Total Lobbying Expend TotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$491,746FilingOrganizationsTotalAmt
Affiliated Group Total$491,746AffiliatedGroupTotalAmt

Other Exempt Purpose Expend OtherExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$3,680,255,009FilingOrganizationsTotalAmt
Affiliated Group Total$3,770,817,002AffiliatedGroupTotalAmt

Total Exempt Purpose Expend TotalExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$3,680,746,755FilingOrganizationsTotalAmt
Affiliated Group Total$3,771,308,748AffiliatedGroupTotalAmt

Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,000,000FilingOrganizationsTotalAmt
Affiliated Group Total$1,000,000AffiliatedGroupTotalAmt

Grassroots Nontaxable GrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Filing Organizations Total$250,000FilingOrganizationsTotalAmt
Affiliated Group Total$250,000AffiliatedGroupTotalAmt

Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp

FieldValueIRS element (for citing)
Filing Organizations Total$0FilingOrganizationsTotalAmt
Affiliated Group Total$0AffiliatedGroupTotalAmt

Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Current Year Minus3$1,000,000CurrentYearMinus3Amt
Current Year Minus2$1,000,000CurrentYearMinus2Amt
Current Year Minus1$1,000,000CurrentYearMinus1Amt
Current Year$1,000,000CurrentYearAmt
Total$4,000,000TotalAmt
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmt

Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$506,069CurrentYearMinus3Amt
Current Year Minus2$435,170CurrentYearMinus2Amt
Current Year Minus1$468,867CurrentYearMinus1Amt
Current Year$491,746CurrentYearAmt
Total$1,901,852TotalAmt

Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Current Year Minus3$250,000CurrentYearMinus3Amt
Current Year Minus2$250,000CurrentYearMinus2Amt
Current Year Minus1$250,000CurrentYearMinus1Amt
Current Year$250,000CurrentYearAmt
Total$1,000,000TotalAmt
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmt

Avg Grassroots Lobbying Expend AvgGrassrootsLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$10,448CurrentYearMinus3Amt
Current Year Minus2$5,821CurrentYearMinus2Amt
Current Year Minus1$10,077CurrentYearMinus1Amt
Current Year$10,866CurrentYearAmt
Total$37,212TotalAmt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Donor Advised Funds Held10DonorAdvisedFundsHeldCnt
Donor Advised Funds Contri$23,250,000DonorAdvisedFundsContriAmt
Donor Advised Funds Grants$4,917,253DonorAdvisedFundsGrantsAmt
Donor Advised Funds Vl EOY$100,431,149DonorAdvisedFundsVlEOYAmt
Disclosed Org Leg CtrlYes (1)DisclosedOrgLegCtrlInd
Disclosed For Charitable PrpsYes (1)DisclosedForCharitablePrpsInd
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets Sale0SolicitedAssetsSaleInd
Agent Trustee Etc0AgentTrusteeEtcInd
Incl Escrow Custodial Acct LiabYes (1)InclEscrowCustodialAcctLiabInd
Explanation ProvidedYes (X)ExplanationProvidedInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$25,657,499,000BeginningYearBalanceAmt
Contributions$204,249,000ContributionsAmt
Investment Earnings Or Losses$2,747,729,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$188,164,318GrantsOrScholarshipsAmt
Other Expenditures$896,528,695OtherExpendituresAmt
Administrative Expenses$83,733,987AdministrativeExpensesAmt
End Year Balance$27,441,050,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$25,789,811,000BeginningYearBalanceAmt
Contributions$182,188,000ContributionsAmt
Investment Earnings Or Losses$753,230,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$178,364,898GrantsOrScholarshipsAmt
Other Expenditures$808,937,122OtherExpendituresAmt
Administrative Expenses$80,427,980AdministrativeExpensesAmt
End Year Balance$25,657,499,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$24,089,614,000BeginningYearBalanceAmt
Contributions$117,434,000ContributionsAmt
Investment Earnings Or Losses$2,579,415,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$165,168,000GrantsOrScholarshipsAmt
Other Expenditures$750,471,000OtherExpendituresAmt
Administrative Expenses$81,013,000AdministrativeExpensesAmt
End Year Balance$25,789,811,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$20,993,584,000BeginningYearBalanceAmt
Contributions$131,476,000ContributionsAmt
Investment Earnings Or Losses$4,037,639,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$162,357,000GrantsOrScholarshipsAmt
Other Expenditures$833,291,000OtherExpendituresAmt
Administrative Expenses$77,437,000AdministrativeExpensesAmt
End Year Balance$24,089,614,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$19,606,479,000BeginningYearBalanceAmt
Contributions$147,031,000ContributionsAmt
Investment Earnings Or Losses$2,294,825,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$157,718,000GrantsOrScholarshipsAmt
Other Expenditures$824,778,000OtherExpendituresAmt
Administrative Expenses$72,255,000AdministrativeExpensesAmt
End Year Balance$20,993,584,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.16030BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.14060PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.69910TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgYes (1)EndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgYes (1)EndowmentsHeldRelatedOrgInd
Related Org List Sch RYes (1)RelatedOrgListSchRInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$137,052,822OtherCostOrOtherBasisAmt
Book Value$137,052,822BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Investment Cost Or Other Basis$63,268,217InvestmentCostOrOtherBasisAmt
Other Cost Or Other Basis$6,867,170,710OtherCostOrOtherBasisAmt
Depreciation$2,325,299,469DepreciationAmt
Book Value$4,605,139,458BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$1,299,035OtherCostOrOtherBasisAmt
Depreciation$1,105,116DepreciationAmt
Book Value$193,919BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$511,576,222OtherCostOrOtherBasisAmt
Depreciation$355,197,547DepreciationAmt
Book Value$156,378,675BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$4,898,764,874TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (4 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
FIXED INCOME$66,523,751F
COMMON STOCK$54,500,478F
EQUITY INVESTMENTS$24,743,527,541F
OTHER INVESTMENTS$290,080,755F
FieldValueIRS element (for citing)
Total Book Value Securities$25,154,632,525TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (10 entries)

DescDescAmtAmt
EMPLOYEE BENEFIT OBLIGATIONS$1,243,692,450
COMPENSATED ABSENCES$64,836,496
FINANCIAL AID GRANT OBLIGATIONS$61,259,000
ASSET RETIREMENT OBLIGATIONS$39,100,000
CAPITAL LEASE OBLIGATIONS$41,089,960
LIABILITIES UNDER SPLIT-INTEREST AGREEMENTS$134,416,963
ADVANCES FROM FEDERAL GOV'T FOR STUDENT LOANS$30,571,625
SECURITIES SOLD NOT YET PURCHASED$303,032,229
DUE TO INSTITUTIONS$1,850,434,000
OTHER LIABILITIES$606,801,052
FieldValueIRS element (for citing)
Total Liability$4,375,233,775TotalLiabilityAmt
Total Rev Etc Audited Fincl Stmt$5,928,246,000TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst$1,480,999,236NetUnrealizedGainsInvstAmt
Other Revenue-$79,980,348OtherRevenueAmt
Revenue Not Reported$1,401,018,888RevenueNotReportedAmt
Revenue Subtotal$4,527,227,112RevenueSubtotalAmt
Investment Expenses Not Incld$166,363,262InvestmentExpensesNotIncldAmt
Other Revenues Not Included-$15,259,561OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt$151,103,701RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$4,678,330,813TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$3,480,520,000TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included$26,092,561OtherExpensesIncludedAmt
Expenses Not Reported$26,092,561ExpensesNotReportedAmt
Expenses Subtotal$3,454,427,439ExpensesSubtotalAmt
Investment Expenses Not Incld2$166,363,262InvestmentExpensesNotIncld2Amt
Other Expenses Not Included$283,107,919OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt$449,471,181ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$3,903,898,620TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART III, LINE 1A:YALE UNIVERSITY FINANCIAL STATEMENTS - COLLECTIONS FOOTNOTE: COLLECTIONS AT YALE INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S MUSEUMS AND LIBRARIES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. COLLECTIONS ARE NOT CAPITALIZED; PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENSES IN THE UNIVERSITY'S CONSOLIDATED STATEMENT OF ACTIVITIES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED.
PART III, LINE 4:YALE UNIVERSITY COLLECTIONS ARE AN INTEGRAL PART OF TEACHING AND LEARNING ACROSS THE UNIVERSITY AND INCLUDE THE YALE UNIVERSITY ART GALLERY, THE YALE CENTER FOR BRITISH ART, THE PEABODY MUSEUM OF NATURAL HISTORY, AND THE COLLECTION OF MUSICAL INSTRUMENTS. ALL THE COLLECTIONS ARE OPEN TO THE PUBLIC. THE YALE UNIVERSITY ART GALLERY: THE YALE UNIVERSITY ART GALLERY, FOUNDED IN 1832, IS THE OLDEST U.S. COLLEGE ART MUSEUM. THE GALLERY HOUSES MORE THAN 200,000 OBJECTS REPRESENTING EASTERN AND WESTERN CULTURES AND RANGING IN DATE FROM ANCIENT TIMES TO THE PRESENT DAY. THE COLLECTION INCLUDES ANCIENT ART, ASIAN ART, AFRICAN ART, PHOTOGRAPHS, NUMISMATICS, WORKS OF EUROPEAN AND AMERICAN MASTERS FROM VIRTUALLY EVERY PERIOD, AND A RICH COLLECTION OF MODERN AND CONTEMPORARY ART. THE MISSION OF THE YALE UNIVERSITY ART GALLERY IS TO ENCOURAGE APPRECIATION AND UNDERSTANDING OF ART AND ITS ROLE IN SOCIETY THROUGH DIRECT ENGAGEMENT WITH ORIGINAL WORKS OF ART. THE GALLERY STIMULATES ACTIVE LEARNING ABOUT ART AND THE CREATIVE PROCESS THROUGH RESEARCH, TEACHING, AND DIALOGUE AMONG COMMUNITIES OF YALE STUDENTS, FACULTY, ARTISTS, SCHOLARS, ALUMNI, AND THE WIDER PUBLIC. THE GALLERY ORGANIZES EXHIBITIONS AND EDUCATIONAL PROGRAMS TO OFFER ENJOYMENT AND ENCOURAGE INQUIRY, WHILE BUILDING AND MAINTAINING ITS COLLECTIONS IN TRUST FOR FUTURE GENERATIONS. THE YALE CENTER FOR BRITISH ART: THE YALE CENTER FOR BRITISH ART IS A PUBLIC ART MUSEUM AND RESEARCH INSTITUTE FOR THE STUDY OF BRITISH ART AND CULTURE. THE YALE CENTER FOR BRITISH ART, WHICH OPENED IN 1977, HOUSES THE LARGEST AND MOST COMPREHENSIVE COLLECTION OF BRITISH ART OUTSIDE THE UNITED KINGDOM. THE COLLECTION OF PAINTINGS, SCULPTURE, PRINTS, DRAWINGS, RARE BOOKS, AND MANUSCRIPTS REFLECTS THE DEVELOPMENT OF BRITISH ART AND CULTURE FROM THE ELIZABETHAN PERIOD ONWARD. THE CENTER OFFERS A YEAR-ROUND SCHEDULE OF EXHIBITIONS AND PROGRAMS, INCLUDING LECTURES, CONFERENCES, FILMS, CONCERTS, AND PERFORMANCES. THE YALE CENTER FOR BRITISH ART OVERSEES AN ACTIVE RESEARCH PROGRAM THROUGH WHICH IT PROMOTES AND FOSTERS THE SCHOLARSHIP OF ALL ASPECTS OF BRITISH ART AND MATERIAL CULTURE. ACADEMIC RESOURCES OF THE CENTER INCLUDE THE REFERENCE LIBRARY AND ARCHIVES, CONSERVATION LABORATORIES, A STUDY ROOM FOR EXAMINING WORKS ON PAPER AS WELL AS RARE BOOKS AND MANUSCRIPTS FROM THE COLLECTION, AND AN ONLINE CATALOGUE OF THE COLLECTIONS. PEABODY MUSEUM: YALE'S PEABODY MUSEUM OF NATURAL HISTORY, FOUNDED IN 1866, IS ONE OF THE OLDEST AND LARGEST UNIVERSITY-BASED NATURAL HISTORY MUSEUMS WITH WORLDWIDE ACCLAIM FOR ITS DINOSAUR SKELETONS, MAMMAL DISPLAYS, AND NATURAL HISTORY COLLECTIONS. THE PEABODY MUSEUM HOUSES MORE THAN 13 MILLION SPECIMENS AND ARTIFACTS REPRESENTING MORE THAN 4 BILLION YEARS OF GEOLOGICAL, BIOLOGICAL, AND HUMAN HISTORY. THESE COLLECTIONS ARE AT THE HEART OF UNIVERSITY TEACHING AND ARE A RESOURCE FOR SCHOLARS AT YALE AND AROUND THE WORLD. MUSEUMS AND THE EXPERTISE THAT SURROUNDS THEM ARE VIBRANT ELEMENTS OF YALE'S CULTURE OF SCHOLARSHIP AND TEACHING. THE PEABODY IS A WORKING MUSEUM, WHERE PUBLIC EXHIBITION, RESEARCH, CONSERVATION, TEACHING, AND LEARNING INTERSECT. ITS MISSION IS TO SERVE THE UNIVERSITY BY ADVANCING THE UNDERSTANDING OF EARTH'S HISTORY THROUGH GEOLOGICAL, BIOLOGICAL, AND ANTHROPOLOGICAL RESEARCH, AND BY COMMUNICATING THE RESULTS OF THIS RESEARCH TO THE WIDEST POSSIBLE AUDIENCE THROUGH PUBLICATION, EXHIBITION, AND EDUCATIONAL PROGRAMS. FUNDAMENTAL TO THIS MISSION IS STEWARDSHIP OF THE MUSEUM'S RICH COLLECTIONS, WHICH PROVIDE A REMARKABLE RECORD OF THE HISTORY OF THE EARTH, ITS LIFE, AND ITS CULTURES. CONSERVATION, AUGMENTATION AND USE OF THESE COLLECTIONS BECOME INCREASINGLY URGENT AS MODERN THREATS TO THE DIVERSITY OF LIFE AND CULTURE CONTINUE TO INTENSIFY. THE MUSEUM'S COLLECTIONS ARE A MAJOR COMPONENT OF THE RESEARCH AND TEACHING ACTIVITIES OF THE PEABODY AND YALE. THE YALE PEABODY MUSEUM OFFICE OF STUDENT PROGRAMS SUPPORTS YALE STUDENT PARTICIPATION IN THE ACTIVITIES OF THE MUSEUM ACROSS ALL OF ITS DEPARTMENTS AND DIVISIONS. IN ADDITION, EACH YEAR THE YALE PEABODY MUSEUM PROVIDES EDUCATIONAL PROGRAMS ON BIOLOGY, PALEONTOLOGY, GEOLOGY, ANCIENT CIVILIZATIONS, AND SOCIAL STUDIES TO MORE THAN 25,000 STUDENTS FROM CONNECTICUT, MASSACHUSETTS, NEW YORK, AND RHODE ISLAND. ALL PROGRAMS DRAW ON THE MUSEUM'S EXHIBITS TO MEET THE INCREASINGLY SOPHISTICATED NEEDS OF SCIENCE AND SOCIAL STUDIES EDUCATION, AND MOST CAN BE ADAPTED TO ACCOMMODATE SPECIFIC GROUP NEEDS AS REQUESTED. THE MUSEUM'S COLLECTIONS ARE AVAILABLE TO LEGITIMATE RESEARCHERS AT ESTABLISHED INSTITUTIONS FOR SCHOLARLY USE. COLLECTION OF MUSICAL INSTRUMENTS: ESTABLISHED IN 1900, THE COLLECTION OF MUSICAL INSTRUMENTS TODAY COMPRISES NEARLY ONE THOUSAND INSTRUMENTS, THE MAJORITY DOCUMENTING THE HISTORY OF WESTERN ART MUSIC. IT IS COMMITTED TO FOSTERING AN UNDERSTANDING AND APPRECIATION OF MUSICAL INSTRUMENTS FROM ALL CULTURES AND PERIODS. ONE OF THE FOREMOST INSTITUTIONS OF ITS KIND, THE COLLECTION ACQUIRES, PRESERVES, AND EXHIBITS MUSICAL INSTRUMENTS FROM ANTIQUITY TO THE PRESENT, FEATURING RESTORED EXAMPLES IN DEMONSTRATION AND LIVE PERFORMANCE. IT PROVIDES ACCESS TO AND DISSEMINATES INFORMATION ABOUT ITS HOLDINGS TO YALE STUDENTS, FACULTY, AND STAFF; TO SCHOLARS, MUSICIANS, AND INSTRUMENT MAKERS; AND TO THE BROADER PUBLIC. AN IMPORTANT RESOURCE FOR THE MUSIC CURRICULA OF THE UNIVERSITY, THE COLLECTION SERVES AS A LABORATORY FOR COURSES IN THE HISTORY OF MUSICAL INSTRUMENTS AND AS A SUPPLEMENTAL ARCHIVE FOR COURSES TAUGHT IN THE ARTS AND SCIENCES. THE COLLECTION MAINTAINS REGULAR PUBLIC VISITING HOURS, MOUNTS EXHIBITS, AND PRESENTS AN ANNUAL SERIES OF CONCERTS. LECTURES, TOURS, AND SPECIAL CONCERTS ARE OFFERED THROUGHOUT THE YEAR. IN RECENT YEARS THE COLLECTION HAS UNDERTAKEN AN ACTIVE PROGRAM OF DIGITIZATION OF THE OBJECTS THEMSELVES AND SUPPORTING DOCUMENTATION. THIS INFORMATION IS STORED IN THE MUSEUM'S DATABASE, AND MUCH OF IT IS NOW AVAILABLE ON THE ONLINE DIGITAL COLLECTION. YALE UNIVERSITY LIBRARY: IN ADDITION TO ITS MUSEUMS, THE YALE UNIVERSITY LIBRARY PROVIDES OUTSTANDING SUPPORT FOR TEACHING, LEARNING, AND RESEARCH AT THE UNIVERSITY, AND FOR THE WORLD-WIDE SCHOLARLY COMMUNITY, THROUGH ITS STAFF, COLLECTIONS, PROGRAMS, SPACES, AND SERVICES. THE COLLECTION OF NEARLY 15 MILLION PRINT AND ELECTRONIC VOLUMES IS HOUSED IN 15 LIBRARIES, INCLUDING STERLING MEMORIAL, BEINECKE, AND BASS LIBRARIES, THE CENTER FOR SCIENCE AND SOCIAL SCIENCE INFORMATION, AS WELL AS MANY OTHER SCHOOL AND DEPARTMENTAL LIBRARIES. COLLECTIONS RANGE FROM ANCIENT PAPYRI AND EARLY PRINTED BOOKS TO DIGITAL COLLECTIONS AND ELECTRONIC DATABASES; AND THEY TRANSCEND A WIDE ARRAY OF FORMATS INCLUDING TEXT, PHOTOGRAPHS, VIDEO, AUDIO, DATA, MAPS, AND EPHEMERA. IN BUILDING THE MAGNIFICENT COLLECTIONS OVER THE LAST THREE CENTURIES, YALE MADE A STEWARDSHIP COMMITMENT TO ASSIST IN THE PRESERVATION OF HUMAN KNOWLEDGE. THE LIBRARY ALSO HAS A RESPONSIBILITY TO BRING DIGITAL RESOURCES TO THE YALE COMMUNITY AND TO ADDRESS THE CHALLENGES OF DIGITAL PRESERVATION.
PART IV, LINE 2B:THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, CONSISTS OF SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS AND OTHER DEPOSITS. PART V, LINE 1: ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2017.
PART V, LINE 4:ENDOWMENT SPENDING REMAINS THE SINGLE LARGEST SOURCE OF OPERATING REVENUE AND CONTINUED TO PROVIDE ESSENTIAL SUPPORT TO ACTIVITIES ACROSS THE ENTIRE CAMPUS - INCLUDING FINANCIAL AID FOR UNDERGRADUATE AND GRADUATE STUDENTS, SUPPORT FOR PROFESSORSHIPS AND RESEARCH, STUDENT ACTIVITIES AND RESIDENTIAL LIFE, ATHLETIC FACILITIES, LIBRARIES AND MUSEUMS, AND THE FULL RANGE OF OTHER ACTIVITIES THAT SUPPORT TEACHING AND RESEARCH AT YALE. SPENDING FROM THE ENDOWMENT GREW DURING THE LAST DECADE FROM $684 MILLION TO $1.2 BILLION, AN ANNUAL GROWTH RATE OF 6.0%. YALE'S SPENDING AND INVESTMENT POLICIES PROVIDE SUBSTANTIAL LEVELS OF CASH FLOW TO THE OPERATING BUDGET FOR CURRENT SCHOLARS WHILE PRESERVING ENDOWMENT PURCHASING POWER FOR FUTURE GENERATIONS. THE YALE ENDOWMENT CONTAINS THOUSANDS OF FUNDS WITH VARIOUS PURPOSES AND RESTRICTIONS. APPROXIMATELY 84% OF FUNDS CONSTITUTE TRUE ENDOWMENT, GIFTS RESTRICTED BY DONORS TO PROVIDE LONG-TERM FUNDING FOR DESIGNATED PURPOSES. THE REMAINING FUNDS REPRESENT QUASI-ENDOWMENT, MONIES THAT THE YALE CORPORATION CHOOSES TO INVEST AND TREAT AS ENDOWMENT. DONORS FREQUENTLY SPECIFY A PARTICULAR PURPOSE FOR GIFTS, CREATING ENDOWMENTS TO FUND PROFESSORSHIPS, TEACHING, AND LECTURESHIPS (24%); SCHOLARSHIPS, FELLOWSHIPS, AND PRIZES (17%); MAINTENANCE (4%); BOOKS (3%); AND MISCELLANEOUS SPECIFIC PURPOSES (27%). TWENTY-FIVE PERCENT OF FUNDS ARE UNRESTRICTED. EIGHTEEN PERCENT OF THE ENDOWMENT BENEFITS THE OVERALL UNIVERSITY, WITH REMAINING FUNDS FOCUSED ON SPECIFIC UNITS, INCLUDING THE FACULTY OF ARTS AND SCIENCES (35%), THE PROFESSIONAL AND ARTS SCHOOLS (25%), THE LIBRARY (7%), AND OTHER ENTITIES (14%). PART X, LINE 2: THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2017.
PART XI, LINE 2D - OTHER ADJUSTMENTS:TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: (283,107,919) AFFILIATED ORGANIZATION INCOME(LOSS): 36,141,944 CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS: 246,399,000 ACTUARIAL ADJUSTMENT FOR SPLIT INTEREST LIABILITY: 456,377 NON-CONTROLLING INTEREST: (79,870,000) ROUNDING: 250 TOTAL: (79,980,348)
PART XI, LINE 4B - OTHER ADJUSTMENTS:EXPENSES ON THE AUDITED FINANCIAL STATEMENTS THAT ARE RECLASSIFIED FOR FORM 990 PURPOSES AND REPORTED ON PART VIII, LINES 6B, 7B, 8B, AND 9B PURSUANT TO FORM INSTRUCTIONS: (15,259,561)
PART XII, LINE 2D - OTHER ADJUSTMENTS:EXPENSES ON THE AUDITED FINANCIAL STATEMENTS THAT ARE RECLASSIFIED FOR FORM 990 PURPOSES AND REPORTED ON PART VIII, LINES 6B, 7B, 8B, AND 9B PURSUANT TO FORM INSTRUCTIONS: 15,259,561 AFFILIATED ORGANIZATION EXPENSE: 10,833,000 TOTAL: 26,092,561
PART XII, LINE 4B - OTHER ADJUSTMENTS:TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: 283,107,919

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (1)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (1)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (1)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (1)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (1)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (1)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (1)MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts0DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy0DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty0DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs0DiscriminateRaceSchsInd
Discriminate Race Educ Plcy0DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts0DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog0DiscriminateRaceAthltProgInd
Discriminate Race Other Acty0DiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (1)GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd0GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (1)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE E, PART I, LINE 3SEE SCHEDULE E PAGE 2
SCHEDULE E, LINE 3YALE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT: THE UNIVERSITY IS COMMITTED TO BASING JUDGMENTS CONCERNING THE ADMISSION, EDUCATION, AND EMPLOYMENT OF INDIVIDUALS UPON THEIR QUALIFICATIONS AND ABILITIES AND AFFIRMATIVELY SEEKS TO ATTRACT TO ITS FACULTY, STAFF, AND STUDENT BODY QUALIFIED PERSONS OF DIVERSE BACKGROUNDS. IN ACCORDANCE WITH THIS POLICY AND AS DELINEATED BY FEDERAL AND CONNECTICUT LAW, YALE DOES NOT DISCRIMINATE IN ADMISSIONS, EDUCATIONAL PROGRAMS, OR EMPLOYMENT AGAINST ANY INDIVIDUAL ON ACCOUNT OF THAT INDIVIDUAL'S SEX, RACE, COLOR, RELIGION, AGE, DISABILITY, STATUS AS A PROTECTED VETERAN, OR NATIONAL OR ETHNIC ORIGIN; NOR DOES YALE DISCRIMINATE ON THE BASIS OF SEXUAL ORIENTATION OR GENDER IDENTITY OR EXPRESSION. UNIVERSITY POLICY IS COMMITTED TO AFFIRMATIVE ACTION UNDER LAW IN EMPLOYMENT OF WOMEN, MINORITY GROUP MEMBERS, INDIVIDUALS WITH DISABILITIES, AND PROTECTED VETERANS. THE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT IS MADE KNOWN TO ALL SEGMENTS OF THE GENERAL COMMUNITY SERVICED BY THE UNIVERSITY. IT IS INCLUDED IN CATALOGUES AND BROCHURES DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS OF THE UNIVERSITY AS WELL AS ON ITS WEBSITE WHICH ARE ALL AVAILABLE TO THE GENERAL PUBLIC.
SCHEDULE E, LINE 6THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (105 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESACADEMIC COLLABORATIONS$12,353
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESALUMNI RELATIONS$13,970
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESCONFERENCES & SEMINARS$90,437
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESCULTURAL EXCHANGE$19,740
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESINSTRUCTION/TEACHING$5,592
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$12,910
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESRESEARCH$82,540
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$12,148
CENTRAL AMERICA AND THE CARIBBEAN00PROGRAM SERVICESTRAINING & CLINICAL PRACTICE$5,761
CENTRAL AMERICA AND THE CARIBBEAN00GRANTMAKING$654,057
CENTRAL AMERICA AND THE CARIBBEAN00INVESTMENTS$2,937,297,803
EAST ASIA AND THE PACIFIC17PROGRAM SERVICESACADEMIC COLLABORATIONS$984,352
EAST ASIA AND THE PACIFIC00PROGRAM SERVICESALUMNI RELATIONS$79,159
EAST ASIA AND THE PACIFIC00PROGRAM SERVICESCONFERENCES & SEMINARS$1,327,906
EAST ASIA AND THE PACIFIC00PROGRAM SERVICESCULTURAL EXCHANGE$75,309
EAST ASIA AND THE PACIFIC00PROGRAM SERVICESINSTRUCTION/TEACHING$140,737
EAST ASIA AND THE PACIFIC220PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$6,025,118
EAST ASIA AND THE PACIFIC08PROGRAM SERVICESRESEARCH$600,925
EAST ASIA AND THE PACIFIC00PROGRAM SERVICESSTUDENT RECRUITMENT$151,778
EAST ASIA AND THE PACIFIC01PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$526,926
EAST ASIA AND THE PACIFIC00PROGRAM SERVICESTRAINING & CLINICAL PRACTICE$11,242
EAST ASIA AND THE PACIFIC00FUNDRAISING$162,254
EAST ASIA AND THE PACIFIC00GRANTMAKING$3,627,279
EAST ASIA AND THE PACIFIC00INVESTMENTS$4,926,303
EUROPE (INCLUDING ICELAND & GREENLAND)09PROGRAM SERVICESACADEMIC COLLABORATIONS$694,358
EUROPE (INCLUDING ICELAND & GREENLAND)00PROGRAM SERVICESALUMNI RELATIONS$111,553
EUROPE (INCLUDING ICELAND & GREENLAND)00PROGRAM SERVICESCONFERENCES & SEMINARS$3,740,042
EUROPE (INCLUDING ICELAND & GREENLAND)02PROGRAM SERVICESCULTURAL EXCHANGE$133,439
EUROPE (INCLUDING ICELAND & GREENLAND)00PROGRAM SERVICESINSTRUCTION/TEACHING$142,181
EUROPE (INCLUDING ICELAND & GREENLAND)020PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$5,996,771
EUROPE (INCLUDING ICELAND & GREENLAND)08PROGRAM SERVICESRESEARCH$1,180,312
EUROPE (INCLUDING ICELAND & GREENLAND)00PROGRAM SERVICESSTUDENT RECRUITMENT$102,589
EUROPE (INCLUDING ICELAND & GREENLAND)03PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$464,567
EUROPE (INCLUDING ICELAND & GREENLAND)00PROGRAM SERVICESTRAINING & CLINICAL PRACTICE$32,516
EUROPE (INCLUDING ICELAND & GREENLAND)00FUNDRAISING$130,743
EUROPE (INCLUDING ICELAND & GREENLAND)00GRANTMAKING$7,096,118
EUROPE (INCLUDING ICELAND & GREENLAND)00INVESTMENTS$173,414,856
MIDDLE EAST AND NORTH AFRICA00PROGRAM SERVICESACADEMIC COLLABORATIONS$31,644
MIDDLE EAST AND NORTH AFRICA00PROGRAM SERVICESALUMNI RELATIONS$13,316
MIDDLE EAST AND NORTH AFRICA00PROGRAM SERVICESCONFERENCES & SEMINARS$298,536
MIDDLE EAST AND NORTH AFRICA00PROGRAM SERVICESINSTRUCTION/TEACHING$22,906
MIDDLE EAST AND NORTH AFRICA00PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$16,860
MIDDLE EAST AND NORTH AFRICA03PROGRAM SERVICESRESEARCH$262,675
MIDDLE EAST AND NORTH AFRICA00PROGRAM SERVICESSTUDENT RECRUITMENT$30,290
MIDDLE EAST AND NORTH AFRICA00PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$35,076
MIDDLE EAST AND NORTH AFRICA00PROGRAM SERVICESTRAINING & CLINICAL PRACTICE$16,406
MIDDLE EAST AND NORTH AFRICA00GRANTMAKING$300,940
NORTH AMERICA03PROGRAM SERVICESACADEMIC COLLABORATIONS$53,552
NORTH AMERICA00PROGRAM SERVICESALUMNI RELATIONS$29,791
NORTH AMERICA00PROGRAM SERVICESCONFERENCES & SEMINARS$722,575
NORTH AMERICA00PROGRAM SERVICESCULTURAL EXCHANGE$11,451
NORTH AMERICA00PROGRAM SERVICESINSTRUCTION/TEACHING$43,364
NORTH AMERICA06PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$43,062
NORTH AMERICA01PROGRAM SERVICESRESEARCH$91,992
NORTH AMERICA00PROGRAM SERVICESSTUDENT RECRUITMENT$96,772
NORTH AMERICA03PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$63,670
NORTH AMERICA00PROGRAM SERVICESTRAINING & CLINICAL PRACTICE$5,115
NORTH AMERICA00FUNDRAISING$3,915
NORTH AMERICA00GRANTMAKING$735,618
NORTH AMERICA00INVESTMENTS$123,104,184
RUSSIA AND NEIGHBORING STATES00PROGRAM SERVICESACADEMIC COLLABORATIONS$26,777
RUSSIA AND NEIGHBORING STATES00PROGRAM SERVICESCONFERENCES & SEMINARS$42,241
RUSSIA AND NEIGHBORING STATES00PROGRAM SERVICESCULTURAL EXCHANGE$1,983
RUSSIA AND NEIGHBORING STATES00PROGRAM SERVICESINSTRUCTION/TEACHING$71,211
RUSSIA AND NEIGHBORING STATES00PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$14,679
RUSSIA AND NEIGHBORING STATES01PROGRAM SERVICESRESEARCH$81,675
RUSSIA AND NEIGHBORING STATES00PROGRAM SERVICESSTUDENT RECRUITMENT$6,986
RUSSIA AND NEIGHBORING STATES01PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$6,374
RUSSIA AND NEIGHBORING STATES00FUNDRAISING$3,925
RUSSIA AND NEIGHBORING STATES00GRANTMAKING$609,254
SOUTH AMERICA01PROGRAM SERVICESACADEMIC COLLABORATIONS$69,296
SOUTH AMERICA00PROGRAM SERVICESCONFERENCES & SEMINARS$242,072
SOUTH AMERICA00PROGRAM SERVICESCULTURAL EXCHANGE$52,040
SOUTH AMERICA00PROGRAM SERVICESINSTRUCTION/TEACHING$9,072
SOUTH AMERICA05PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$135,307
SOUTH AMERICA01PROGRAM SERVICESRESEARCH$323,746
SOUTH AMERICA00PROGRAM SERVICESSTUDENT RECRUITMENT$21,266
SOUTH AMERICA00PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$48,272
SOUTH AMERICA00GRANTMAKING$1,869,688
SOUTH AMERICA00INVESTMENTS$1,699,764
SOUTH ASIA00PROGRAM SERVICESACADEMIC COLLABORATIONS$79,131
SOUTH ASIA00PROGRAM SERVICESALUMNI RELATIONS$46,078
SOUTH ASIA00PROGRAM SERVICESCONFERENCES & SEMINARS$126,497
SOUTH ASIA00PROGRAM SERVICESCULTURAL EXCHANGE$27,256
SOUTH ASIA00PROGRAM SERVICESINSTRUCTION/TEACHING$26,596
SOUTH ASIA01PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$35,482
SOUTH ASIA00PROGRAM SERVICESRESEARCH$120,510
SOUTH ASIA00PROGRAM SERVICESSTUDENT RECRUITMENT$81,290
SOUTH ASIA01PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$44,011
SOUTH ASIA00FUNDRAISING$80,423
SOUTH ASIA00GRANTMAKING$796,261
SOUTH ASIA00INVESTMENTS$53,209
SUB-SAHARAN AFRICA03PROGRAM SERVICESACADEMIC COLLABORATIONS$117,853
SUB-SAHARAN AFRICA00PROGRAM SERVICESALUMNI RELATIONS$15,096
SUB-SAHARAN AFRICA00PROGRAM SERVICESCONFERENCES & SEMINARS$322,373
SUB-SAHARAN AFRICA00PROGRAM SERVICESCULTURAL EXCHANGE$158,851
SUB-SAHARAN AFRICA02PROGRAM SERVICESINSTRUCTION/TEACHING$67,049
SUB-SAHARAN AFRICA00PROGRAM SERVICESOTHER MISSION RELATED ACTIVITIES$23,644
SUB-SAHARAN AFRICA232PROGRAM SERVICESRESEARCH$3,492,658
SUB-SAHARAN AFRICA00PROGRAM SERVICESSTUDENT RECRUITMENT$28,126
SUB-SAHARAN AFRICA00PROGRAM SERVICESSTUDY ABROAD & OTHER EDUCATIONAL PROGRAMS$81,681
SUB-SAHARAN AFRICA00PROGRAM SERVICESTRAINING & CLINICAL PRACTICE$292,188
SUB-SAHARAN AFRICA00FUNDRAISING$3,352
SUB-SAHARAN AFRICA00GRANTMAKING$1,936,728
SUB-SAHARAN AFRICA00INVESTMENTS$450,486,229
FieldValueIRS element (for citing)
Subtotal Offices0SubtotalOfficesCnt
Subtotal Employees0SubtotalEmployeesCnt
Continutation Total Office5ContinutationTotalOfficeCnt
Continutation Total Employee142ContinutationTotalEmployeeCnt
Total Office5TotalOfficeCnt
Total Employee142TotalEmployeeCnt
Subtotal Spent$249,690SubtotalSpentAmt
Continuation Spent$3,739,748,864ContinuationSpentAmt
Total Spent$3,739,998,554TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (66 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
CENTRAL AMERICA AND THE CARIBBEANSUBAWARD - SPONSORED RESEARCH$20,313WIRE TRANSFER
CENTRAL AMERICA AND THE CARIBBEANSUBAWARD - SPONSORED RESEARCH$330,519WIRE TRANSFER
EAST ASIA AND THE PACIFICSUBAWARD - SPONSORED RESEARCH$52,220WIRE TRANSFER
EAST ASIA AND THE PACIFICSUBAWARD - SPONSORED RESEARCH$41,653WIRE TRANSFER
EAST ASIA AND THE PACIFICSUBAWARD - SPONSORED RESEARCH$61,261WIRE TRANSFER
EAST ASIA AND THE PACIFICSUBAWARD - SPONSORED RESEARCH$91,187WIRE TRANSFER
EAST ASIA AND THE PACIFICSUBAWARD - SPONSORED RESEARCH$280,338WIRE TRANSFER
EAST ASIA AND THE PACIFICSUBAWARD - SPONSORED RESEARCH$41,189WIRE TRANSFER
EAST ASIA AND THE PACIFICSUBAWARD - SPONSORED RESEARCH$55,785WIRE TRANSFER
EAST ASIA AND THE PACIFICSUBAWARD - SPONSORED RESEARCH$16,599WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$36,554WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$43,272WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$201,817WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$167,467WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$20,670WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$82,944WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$19,356WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$35,947WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$115,254WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$1,053,978WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$49,705WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$101,741WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$47,767WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$92,368WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$24,123WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$15,800WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$37,866WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$145,635WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$103,945WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$81,324WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$39,925WIRE TRANSFER
EUROPE (INCL. ICELAND AND GREENLAND)SUBAWARD - SPONSORED RESEARCH$19,440WIRE TRANSFER
MIDDLE EAST AND NORTH AFRICASUBAWARD - SPONSORED RESEARCH$14,321WIRE TRANSFER
MIDDLE EAST AND NORTH AFRICASUBAWARD - SPONSORED RESEARCH$32,235WIRE TRANSFER
NORTH AMERICASUBAWARD - SPONSORED RESEARCH$52,673WIRE TRANSFER
NORTH AMERICASUBAWARD - SPONSORED RESEARCH$134,000WIRE TRANSFER
NORTH AMERICASUBAWARD - SPONSORED RESEARCH$82,639WIRE TRANSFER
NORTH AMERICASUBAWARD - SPONSORED RESEARCH$34,256WIRE TRANSFER
NORTH AMERICASUBAWARD - SPONSORED RESEARCH$236,827WIRE TRANSFER
RUSSIA AND NEIGHBORING STATESSUBAWARD - SPONSORED RESEARCH$11,376WIRE TRANSFER
RUSSIA AND NEIGHBORING STATESSUBAWARD - SPONSORED RESEARCH$72,944WIRE TRANSFER
RUSSIA AND NEIGHBORING STATESSUBAWARD - SPONSORED RESEARCH$23,169WIRE TRANSFER
RUSSIA AND NEIGHBORING STATESSUBAWARD - SPONSORED RESEARCH$223,154WIRE TRANSFER
RUSSIA AND NEIGHBORING STATESSUBAWARD - SPONSORED RESEARCH$44,930WIRE TRANSFER
SOUTH AMERICASUBAWARD - SPONSORED RESEARCH$6,788WIRE TRANSFER
SOUTH AMERICASUBAWARD - SPONSORED RESEARCH$123,339WIRE TRANSFER
SOUTH AMERICASUBAWARD - SPONSORED RESEARCH$6,619WIRE TRANSFER
SOUTH AMERICASUBAWARD - SPONSORED RESEARCH$14,376WIRE TRANSFER
SOUTH AMERICASUBAWARD - SPONSORED RESEARCH$231,580WIRE TRANSFER
SOUTH AMERICASUBAWARD - SPONSORED RESEARCH$563,500WIRE TRANSFER
SOUTH AMERICASUBAWARD - SPONSORED RESEARCH$65,556WIRE TRANSFER
SOUTH AMERICASUBAWARD - SPONSORED RESEARCH$21,162WIRE TRANSFER
SOUTH ASIASUBAWARD - SPONSORED RESEARCH$268,198WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$10,000WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$19,930WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$120,098WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$219,742WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$21,600WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$48,442WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$56,717WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$287,236WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$255,238WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$54,216WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$34,179WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$10,909WIRE TRANSFER
SUB-SAHARAN AFRICASUBAWARD - SPONSORED RESEARCH$55,891WIRE TRANSFER
FieldValueIRS element (for citing)
Total501c3 Org16Total501c3OrgCnt
Total Other Org50TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (36 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
FELLOWSHIPSCENTRAL AMERICA AND THE CARIBBEAN47$216,616CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FELLOWSHIPSEAST ASIA AND THE PACIFIC406$2,606,492CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FELLOWSHIPSEUROPE (INCLUDING ICELAND AND GREENLAND)429$3,084,430CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FELLOWSHIPSMIDDLE EAST AND NORTH AFRICA63$140,843CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FELLOWSHIPSNORTH AMERICA7$48,824CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FELLOWSHIPSRUSSIA AND NEIGHBORING STATES24$156,196CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FELLOWSHIPSSOUTH AMERICA84$544,785CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FELLOWSHIPSSOUTH ASIA48$236,090CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FELLOWSHIPSSUB-SAHARAN AFRICA88$447,981CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSCENTRAL AMERICA AND THE CARIBBEAN6$48,958CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSEAST ASIA AND THE PACIFIC62$119,294CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSEUROPE (INCLUDING ICELAND AND GREENLAND)56$589,421CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSMIDDLE EAST AND NORTH AFRICA17$39,768CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSNORTH AMERICA14$80,635CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSRUSSIA AND NEIGHBORING STATES5$51,852CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSSOUTH AMERICA58$184,400CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSSOUTH ASIA15$149,802CHECK, ELECTRONIC FUND OR WIRE TRANSFER
STUDENT STIPENDSSUB-SAHARAN AFRICA30$130,979CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSCENTRAL AMERICA AND THE CARIBBEAN2$35,387CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSEAST ASIA AND THE PACIFIC18$210,584CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSEUROPE (INCLUDING ICELAND AND GREENLAND)44$806,420CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSMIDDLE EAST AND NORTH AFRICA7$70,377CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSNORTH AMERICA5$57,841CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSRUSSIA AND NEIGHBORING STATES1$18,841CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSSOUTH AMERICA9$97,913CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSSOUTH ASIA11$124,059CHECK, ELECTRONIC FUND OR WIRE TRANSFER
SCHOLARSHIPSSUB-SAHARAN AFRICA6$155,646CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESCENTRAL AMERICA AND THE CARIBBEAN1$2,264CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESEAST ASIA AND THE PACIFIC37$50,677CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESEUROPE (INCLUDING ICELAND AND GREENLAND)33$78,947CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESMIDDLE EAST AND NORTH AFRICA2$3,396CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESNORTH AMERICA4$7,924CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESRUSSIA AND NEIGHBORING STATES3$6,792CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESSOUTH AMERICA6$9,670CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESSOUTH ASIA10$18,112CHECK, ELECTRONIC FUND OR WIRE TRANSFER
OTHER ASSISTANCE - HEALTH FEESSUB-SAHARAN AFRICA4$7,924CHECK, ELECTRONIC FUND OR WIRE TRANSFER
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (1)TransferToForeignCorpInd
Interest In Foreign TrustYes (1)InterestInForeignTrustInd
Foreign Corp OwnershipYes (1)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (1)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (1)ForeignPartnershipInd
Boycott CountriesYes (1)BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE F, PART I, LINE 2:WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND MANAGEMENT OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
SCHEDULE F, PART I, LINE 3:PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS REPORTED AS INVESTMENTS: INVESTMENTS EXPENDITURES CENTRAL AMERICA AND THE CARIBBEAN 2,932,743,940 4,553,863 EAST ASIA AND THE PACIFIC 4,650,024 276,279 EUROPE (INCLUDING ICELAND & GREENLAND) 172,412,543 1,002,312 NORTH AMERICA 123,066,004 38,179 SOUTH AMERICA 0 1,699,764 SOUTH ASIA 0 53,209 SUB-SAHARAN AFRICA 450,486,229 0
SCHEDULE F, PART II, LINE 3:THE TOTAL NUMBER REPORTED ON LINE 3 INCLUDES TAX-EXEMPT ORGANIZATIONS AND PUBLIC INSTITUTIONS. MOST OF THE SUBAWARD RECIPIENTS ARE UNIVERSITIES, HOSPITALS, AND RESEARCH INSTITUTIONS.
SCHEDULE F, PART II:A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT. SCHEDULE F, PART III, COLUMNS (C) AND (D): THE AMOUNTS REPORTED IN COLUMNS (C) AND (D) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2017 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2017.
SCHEDULE F, PART I, II, AND III:THE UNIVERSITY'S FINANCIAL STATEMENTS ARE PREPARED USING THE ACCRUAL BASIS OF ACCOUNTING. AMOUNTS LISTED IN PART I, PART II, AND PART III ARE REPORTED ON THE ACCRUAL BASIS OF ACCOUNTING.

Schedule G IRS990ScheduleG

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1GOLF OUTINGEvent1Nm
Gross Receipts Event1$181,838GrossReceiptsEvent1Amt
Charitable Contri Event1$159,450CharitableContriEvent1Amt
Gross Revenue Event1$22,388GrossRevenueEvent1Amt
Non Cash Prizes Event1$514NonCashPrizesEvent1Amt
Rent Facility Costs Event1$8,460RentFacilityCostsEvent1Amt
Food And Beverage Event1$10,237FoodAndBeverageEvent1Amt
Other Direct Expenses Event1$10,300OtherDirectExpensesEvent1Amt
Event2GOLF CLASSICEvent2Nm
Gross Receipts Event2$64,163GrossReceiptsEvent2Amt
Charitable Contri Event2$41,425CharitableContriEvent2Amt
Gross Revenue Event2$22,738GrossRevenueEvent2Amt
Non Cash Prizes Event2$322NonCashPrizesEvent2Amt
Rent Facility Costs Event2$8,452RentFacilityCostsEvent2Amt
Food And Beverage Event2$20,688FoodAndBeverageEvent2Amt
Other Direct Expenses Event2$5,308OtherDirectExpensesEvent2Amt
Other Events Total14OtherEventsTotalCnt
Gross Receipts Other Events$257,951GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$140,685CharitableContriOtherEventsAmt
Gross Revenue Other Events$117,266GrossRevenueOtherEventsAmt
Non Cash Prizes Other Events$3,644NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events$17,063RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events$149,925FoodAndBeverageOtherEventsAmt
Oth Direct Expnss Other Events$9,951OthDirectExpnssOtherEventsAmt
Gross Receipts Total$503,952GrossReceiptsTotalAmt
Charitable Contributions Tot$341,560CharitableContributionsTotAmt
Gross Revenue Total Events$162,392GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events$4,480NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events$33,975RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$180,850FoodAndBeverageTotalEventsAmt
Oth Direct Expnss Total Events$25,559OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$244,864DirectExpenseSummaryEventsAmt
Net Income Summary-$82,472NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Recipient Table RecipientTable (231 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2Txt
AIDS PROJECT NEW HAVEN INC
1302 CHAPEL STREETNEW HAVENCT06511222506184501(C)(3)$392,425SUBAWARD - SPONSORED RESEARCH
ALBERT EINSTEIN COLLEGE OF MEDICINE INC
1300 MORRIS PARK AVENUEBRONXNY10461472209056501(C)(3)$16,108SUBAWARD - SPONSORED RESEARCH
ALERE WELLBEING INC
999 THIRD AVENUE SUITE 2700SEATTLEWA98104200231080$34,374SUBAWARD - SPONSORED RESEARCH
AMERICAN COLLEGE OF RADIOLOGY
1891 PRESTON WHITE DRIVERESTONVA20191362261602501(C)(3)$24,053SUBAWARD - SPONSORED RESEARCH
AMERICAN NATIONAL RED CROSS & ITS CONSTITUENT CHAPTERS AND BRANCHES
431 18TH STREET NWWASHINGTONDC20006530196605501(C)(3)$97,095SUBAWARD - SPONSORED RESEARCH
ANN & ROBERT H LURIE CHILDREN'S HOSPITAL OF CHICAGO
225 EAST CHICAGO AVENUE BOX 205CHICAGOIL606112606362170833501(C)(3)$34,757SUBAWARD - SPONSORED RESEARCH
APT FOUNDATION INC
ONE LONG WHARF DRIVE SUITE 321NEW HAVENCT06511237061218501(C)(3)$337,995SUBAWARD - SPONSORED RESEARCH
ARIZONA STATE UNIVERSITY
PO BOX 876011TEMPEAZ852876011860196696STATE OF AZ$50,780SUBAWARD - SPONSORED RESEARCH
ATLANTA RESEARCH & EDUCATION FOUNDATION INC
1902 CLAIRMONT ROADDECATURGA30033581857346501(C)(3)$60,009SUBAWARD - SPONSORED RESEARCH
AUGUSTA UNIVERSITY
1120 15TH STREETAUGUSTAGA30912586002053STATE OF GA$148,207SUBAWARD - SPONSORED RESEARCH
AUGUSTA UNIVERSITY RESEARCH INSTITUTE INC
PO BOX 945552ATLANTAGA303945552581418202501(C)(3)$156,500SUBAWARD - SPONSORED RESEARCH
BALTIMORE RESEARCH & EDUCATION FOUNDATION INC
10 NORTH GREENE STREETBALTIMOREMD21201521705976501(C)(3)$73,719SUBAWARD - SPONSORED RESEARCH
BANNER HEALTH
901 E WILLETTA STREETPHOENIXAZ85006450233470501(C)(3)$78,735SUBAWARD - SPONSORED RESEARCH
BATTELLE MEMORIAL INSTITUTE
505 KING AVENUECOLUMBUSOH43201314379427501(C)(3)$13,001SUBAWARD - SPONSORED RESEARCH
BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZAHOUSTONTX77030741613878501(C)(3)$542,585SUBAWARD - SPONSORED RESEARCH
BAYLOR UNIVERSITY
ONE BEAR PLACE 97041WACOTX767987041741159753501(C)(3)$260,283SUBAWARD - SPONSORED RESEARCH
BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUEBOSTONMA02215042103881501(C)(3)$150,976SUBAWARD - SPONSORED RESEARCH
BLOODWORKS
1551 EASTLAKE AVENUE SUITE 100SEATTLEWA98102911019655501(C)(3)$22,043SUBAWARD - SPONSORED RESEARCH
BOARD OF REGENTS NEVADA SYSTEM OF HIGHER EDUCATION
4505 MARYLAND PARKWAYLAS VEGASNV89154886000024501(C)(3)$108,110SUBAWARD - SPONSORED RESEARCH
BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH INC
533 TOWER ROADITHACANY14853131739923501(C)(3)$10,697SUBAWARD - SPONSORED RESEARCH
BRANDEIS UNIVERSITY
PO BOX 549110WALTHAMMA024549110042103552501(C)(3)$90,409SUBAWARD - SPONSORED RESEARCH
BRENTWOOD BIOMEDICAL RESEARCH INSTITUTE INC
PO BOX 25027LOS ANGELESCA90025954183712501(C)(3)$70,508SUBAWARD - SPONSORED RESEARCH
BRIDGEPORT BOARD OF EDUCATION
45 LYON TERRACEBRIDGEPORTCT06604066001865CITY-BRIDGEPORT$117,548SUBAWARD - SPONSORED RESEARCH
BRIDGEPORT HOSPITAL
267 GRANT STREETBRIDGEPORTCT06610060646554501(C)(3)$103,909SUBAWARD - SPONSORED RESEARCH
BRIDGES A COMMUNITY SUPPORT SYSTEM INC
941-949 BRIDGEPORT AVENUEMILFORDCT06460060867978501(C)(3)$227,976SUBAWARD - SPONSORED RESEARCH
BROOKHAVEN NATIONAL LABORATORY
20 BROOKHAVEN AVENUEUPTONNY119735000113403915US GOVT$198,333SUBAWARD - SPONSORED RESEARCH
BROWN UNIVERSITY
PO BOX 1911PROVIDENCERI02912050258809501(C)(3)$733,544SUBAWARD - SPONSORED RESEARCH
CARNEGIE MELLON UNIVERSITY
PO BOX 371032PITTSBURGHPA152507032250969449501(C)(3)$117,910SUBAWARD - SPONSORED RESEARCH
CAROLINAS MEDICAL CENTER
PO BOX 601979CHARLOTTENC282601979561398929$38,914SUBAWARD - SPONSORED RESEARCH
CEDARS-SINAI MEDICAL CENTER
6500 WILSHIRE SUITE 1150LOS ANGELESCA90048951644600501(C)(3)$18,303SUBAWARD - SPONSORED RESEARCH
CHILDREN'S HOSPITAL CORPORATION
300 LONGWOOD AVENUEBOSTONMA02115042774441501(C)(3)$979,393SUBAWARD - SPONSORED RESEARCH
CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BOULVEVARDLOS ANGELESCA90027951690977501(C)(3)$100,732SUBAWARD - SPONSORED RESEARCH
CHILDREN'S HOSPITAL MEDICAL CENTER
3333 BURNET AVENUECINCINNATIOH452293039310833936501(C)(3)$37,872SUBAWARD - SPONSORED RESEARCH
CITY OF NEW HAVEN
54 MEADOW STREETNEW HAVENCT06519066001876CITY-NEW HAVEN$778,871SUBAWARD - SPONSORED RESEARCH
CLIFFORD W BEERS GUIDANCE CLINIC INC
93 EDWARDS STREETNEW HAVENCT06511060646757501(C)(3)$394,943SUBAWARD - SPONSORED RESEARCH
COLORADO STATE UNIVERSITY
2002 CAMPUS DELIVERYFORT COLLINSCO805232002846000545STATE OF CO$49,479SUBAWARD - SPONSORED RESEARCH
COOPERATIVE EDUCATIONAL SERVICES
40 LINDEMAN DRIVETRUMBULLCT06611237121166STATE OF CT$7,500SUBAWARD - SPONSORED RESEARCH
CORNELL SCOTT-HILL HEALTH CORPORATION
400 COLUMBUS AVENUENEW HAVENCT06519060870990501(C)(3)$182,723SUBAWARD - SPONSORED RESEARCH
CORNELL UNIVERSITY
341 PINE TREE ROADITHACANY14850150532082501(C)(3)$335,284SUBAWARD - SPONSORED RESEARCH
DALLAS VA RESEARCH CORPORATION
PO BOX 397776DALLASTX75339752329831501(C)(3)$40,705SUBAWARD - SPONSORED RESEARCH
DARTMOUTH COLLEGE
11 ROPE FERRY ROADHANOVERNH037551404020222111501(C)(3)$95,719SUBAWARD - SPONSORED RESEARCH
DONALD DANFORTH PLANT SCIENCE CENTER
975 NORTH WARSON ROADST LOUISMO63132311584621501(C)(3)$28,470SUBAWARD - SPONSORED RESEARCH
DUKE UNIVERSITY
2200 WEST MAIN STREET SUITE 300DURHAMNC27705560532129501(C)(3)$1,512,474SUBAWARD - SPONSORED RESEARCH
EAST CAROLINA UNIVERSITY
2200 S CHARLES BLVDGREENVILLENC278584353566000403STATE OF NC$11,960SUBAWARD - SPONSORED RESEARCH
EMORY UNIVERSITY
PO BOX 935084ATLANTAGA311935084580566256501(C)(3)$100,654SUBAWARD - SPONSORED RESEARCH
FAIR HAVEN COMMUNITY HEALTH CLINIC INC
374 GRAND AVENUENEW HAVENCT06513060883545501(C)(3)$162,663SUBAWARD - SPONSORED RESEARCH
FOX CHASE CANCER CENTER FOUNDATION
333 COTTMAN AVENUEPHILADELPHIAPA19111232003072501(C)(3)$35,000SUBAWARD - SPONSORED RESEARCH
FRED HUTCHINSON CANCER RESEARCH CENTER
1100 FAIRVIEW AVENUE NORTHSEATTLEWA981091024237156071501(C)(3)$51,452SUBAWARD - SPONSORED RESEARCH
FREEDOM PHOTONICS LLC
41 AERO CAMINOGOLETACA93117202578468$111,439SUBAWARD - SPONSORED RESEARCH
GEORGE MASON UNIVERSITY
4400 UNIVERSITY DRIVEFAIRFAXVA22030540836354STATE OF VA$52,182SUBAWARD - SPONSORED RESEARCH
GEORGIA TECH RESEARCH CORPORATION
PO BOX 100117ATLANTAGA30384580603146501(C)(3)$25,491SUBAWARD - SPONSORED RESEARCH
GLOBAL HEALTHY LIVING FOUNDATION INC
515 NORTH MIDLAND AVENUEUPPER NYACKNY10960204039120501(C)(3)$43,651SUBAWARD - SPONSORED RESEARCH
GRIFFIN HOSPITAL
130 DIVISION STREETDERBYCT06418060647014501(C)(3)$662,068SUBAWARD - SPONSORED RESEARCH
HARTFORD HOSPITAL
80 SEYMOUR STREETHARTFORDCT061025037060646668501(C)(3)$1,643,842SUBAWARD - SPONSORED RESEARCH
HASKINS LABORATORIES INC
300 GEORGE STREETNEW HAVENCT06511131628174501(C)(3)$27,617SUBAWARD - SPONSORED RESEARCH
HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE
6720A ROCKLEDGE DRIVE SUITE 100BETHESDAMD20817521317896501(C)(3)$16,402SUBAWARD - SPONSORED RESEARCH
HYPERTROPHIC CARDIOMYOPATHY ASSOCIATION
18 EAST MAIN STREETDENVILLENJ07834411855605501(C)(3)$11,085SUBAWARD - SPONSORED RESEARCH
ICAHN SCHOOL OF MEDINE AT MOUNT SINAI
1 GUSTAVE L LEVY PLACENEW YORKNY100296574136171197501(C)(3)$702,225SUBAWARD - SPONSORED RESEARCH
ILLINOIS INSTITUTE OF TECHNOLOGY
7562 SOLUTION CENTERCHICAGOIL606777005362170136501(C)(3)$15,915SUBAWARD - SPONSORED RESEARCH
INDIANA UNIVERSITY
400 EAST SEVENTH STREETBLOOMINGTONIN47405356001673501(C)(3)$43,431SUBAWARD - SPONSORED RESEARCH
INNOVATIONS FOR POVERTY ACTION
101 WHITNEY AVENUENEW HAVENCT06510061660068501(C)(3)$1,402,726SUBAWARD - SPONSORED RESEARCH
INSTITUTE FOR CLINICAL RESEARCH INC
PO BOX 29545WASHINGTONDC200170745521336656501(C)(3)$72,792SUBAWARD - SPONSORED RESEARCH
INSTITUTE FOR COMMUNITY RESEARCH INC
2 HARTFORD SQUARE WEST SUITE 100HARTFORDCT061065128060653116501(C)(3)$39,667SUBAWARD - SPONSORED RESEARCH
IOWA STATE UNIVERSITY OF SCIENCE AND TECHNOLOGY
3607 ADMINISTRATIVE SERVICESAMESIA500113609426004224STATE OF IA$73,304SUBAWARD - SPONSORED RESEARCHBUILDING
J CRAIG VENTER INSTITUTE
4120 CAPRICORN LANELA JOLLACA92037521842938501(C)(3)$38,995SUBAWARD - SPONSORED RESEARCH
JOHNS HOPKINS UNIVERSITY
3910 KESWICK ROADBALTIMOREMD21211520595110501(C)(3)$925,229SUBAWARD - SPONSORED RESEARCH
KAISER FOUNDATION HOSPITALS
1800 HARRISON STREETOAKLANDCA94612941105628501(C)(3)$27,898SUBAWARD - SPONSORED RESEARCH
L2 DIAGNOSTICS LLC
PO BOX 8175NEW HAVENCT065300175061509946$189,444SUBAWARD - SPONSORED RESEARCH
LIBERTY COMMUNITY SERVICES
129 CHURCH STREETNEW HAVENCT06510222849124501(C)(3)$245,145SUBAWARD - SPONSORED RESEARCH
LOUISIANA STATE UNIVERSITY AND AGRICULTURAL & MECHANICAL COLLEGE
204 THOMAS BOYD HALLBATON ROUGELA708030001726000848501(C)(3)$18,530SUBAWARD - SPONSORED RESEARCH
LOVELACE BIOMEDICAL & ENVIRONMENTAL RESEARCH INSTITUTE INC
2425 RIDGECREST DRIVE SEALBUQUERQUENM87108510154068501(C)(3)$320,776SUBAWARD - SPONSORED RESEARCH
MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREETBOSTONMA02114042697983501(C)(3)$1,433,314SUBAWARD - SPONSORED RESEARCH
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUECAMBRIDGEMA02139042103594501(C)(3)$662,099SUBAWARD - SPONSORED RESEARCH
MAYO CLINIC
PO BOX 860307MINNEAPOLISMN55486416011702501(C)(3)$357,444SUBAWARD - SPONSORED RESEARCH
MEDICAL UNIVERSITY OF SOUTH CAROLINA
19 HAGOOD AVENUECHARLESTONSC29425576000722STATE OF SC$151,218SUBAWARD - SPONSORED RESEARCH
MICHIGAN STATE UNIVERSITY
301 ADMINISTRATION BLDGEAST LANSINGMI48824386005984501(C)(3)$90,884SUBAWARD - SPONSORED RESEARCH
MIDWESTERN CONNECTICUT COUNCIL ON ALCOHOLISM INC
38 OLD RIDGEBURY ROADDANBURYCT06810060890278501(C)(3)$80,227SUBAWARD - SPONSORED RESEARCH
MIRAGEN THERAPEUTICS INC
6200 LOOKOUT ROAD SUITE 100BOULDERCO80301204362468$19,644SUBAWARD - SPONSORED RESEARCH
MONTANA STATE UNIVERSITY
PO BOX 172470BOZEMANMT597172470816010045STATE OF MT$100,307SUBAWARD - SPONSORED RESEARCH
NARROWS INSTITUTE FOR BIOMEDICAL RESEARCH INC
800 POLY PLACEBROOKLYNNY11209113059470501(C)(3)$210,993SUBAWARD - SPONSORED RESEARCH
NATIONAL DIAPER BANK NETWORK INC
155 EAST STREET SUITE 101NEW HAVENCT06511452823935501(C)(3)$19,681SUBAWARD - SPONSORED RESEARCH
NATIONAL INSTITUTES OF HEALTH
5601 FISHERS LANEBETHESDAMD208929804520858115U.S. GOVT$36,000SUBAWARD - SPONSORED RESEARCH
NATIONAL JEWISH HEALTH
1400 JACKSON STREETDENVERCO80206742044647501(C)(3)$138,700SUBAWARD - SPONSORED RESEARCH
NEW HAVEN DIAPER BANK INCORPORATED
PO BOX 9017NEW HAVENCT06532201179912501(C)(3)$107,232SUBAWARD - SPONSORED RESEARCH
NEW HAVEN FAMILY ALLIANCE INC
230 ASHMUN STREETNEW HAVENCT06511061324343501(C)(3)$208,184SUBAWARD - SPONSORED RESEARCH
NEW REACH INC
153 EAST STREETNEW HAVENCT06511223037451501(C)(3)$53,684SUBAWARD - SPONSORED RESEARCH
NEW YORK MEDICAL COLLEGE
40 SUNSHINE COTTAGE ROADVALHALLANY10595131099420501(C)(3)$5,440SUBAWARD - SPONSORED RESEARCH
NEW YORK UNIVERSITY
726 BROADWAY 9TH FLOORNEW YORKNY100039580135562308501(C)(3)$813,431SUBAWARD - SPONSORED RESEARCH
NORTH CAROLINA STATE UNIVERSITY
CAMPUS BOX 7214RALEIGHNC276957214566000756STATE OF NC$49,275SUBAWARD - SPONSORED RESEARCH
NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVENUEBOSTONMA02115041679980501(C)(3)$29,359SUBAWARD - SPONSORED RESEARCH
OAKLAND UNIVERSITY
529 WILSON HALLROCHESTERMI483094401381714400STATE OF MI$13,151SUBAWARD - SPONSORED RESEARCH
OCEAN STATE RESEARCH INSTITUTE INC
830 CHALKSTONE AVENUEPROVIDENCERI029084734050440574501(C)(3)$14,545SUBAWARD - SPONSORED RESEARCH
PACIFIC INSTITUTE FOR STUDIES IN DEVELOPMENT ENVIRONMENTAL & SECURITY
11720 BELTSVILLE DRIVE SUITE 900BELTSVILLEMD20705943050434501(C)(3)$61,708SUBAWARD - SPONSORED RESEARCH
PENNSYLVANIA STATE UNIVERSITY
227 W BEAVER AVENUE SUITE 401STATE COLLEGEPA168014819246000376STATE OF PA$288,372SUBAWARD - SPONSORED RESEARCH
PHILLIPS ELECTRONICS NORTH AMERICA CORPORATION
2 CANAL PARKCAMBRIDGEMA02141133429115$51,078SUBAWARD - SPONSORED RESEARCH
PHOTON ACQUISITION CORPORATION
10420 RESEARCH ROAD SEALBUQUERQUENM87123471941203$135,004SUBAWARD - SPONSORED RESEARCH
PORTLAND VA RESEARCH FOUNDATION
PO BOX 69539PORTLANDOR97239943090170501(C)(3)$9,182SUBAWARD - SPONSORED RESEARCH
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
1350 MASSACHUSETTS AVENUECAMBRIDGEMA02138042103580501(C)(3)$1,216,601SUBAWARD - SPONSORED RESEARCH
PURDUE UNIVERSITY
1281 WIN HENTSCHEL BLVD SUITE 1100WEST LAFAYETTEIN47906356002041501(C)(3)$445,488SUBAWARD - SPONSORED RESEARCH
RECOVERY NETWORK OF PROGRAMS
2 TRAP FALLS ROAD SUITE 405SHELTONCT06484060910080501(C)(3)$196,401SUBAWARD - SPONSORED RESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY
2195 HEARST AVENUEBERKELEYCA947201103946002123501(C)(3)$105,634SUBAWARD - SPONSORED RESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA AT IRVINE
5251 CALIFORNIA AVENUEIRVINECA92617952226406501(C)(3)$488,411SUBAWARD - SPONSORED RESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA AT SAN DIEGO
9500 GILMAN DRIVELA JOLLACA92093956006144501(C)(3)$285,448SUBAWARD - SPONSORED RESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES
405 HILGARD AVENUELOS ANGELESCA900957089956006143501(C)(3)$2,639,733SUBAWARD - SPONSORED RESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
PO BOX 0812SAN FRANCISCOCA941430812946036493501(C)(3)$972,458SUBAWARD - SPONSORED RESEARCH
REGENTS OF THE UNIVERSITY OF COLORADO
1800 GRANT STREET SUITE 600DENVERCO80203846000555501(C)(3)$707,636SUBAWARD - SPONSORED RESEARCH
REGENTS OF THE UNIVERSITY OF MICHIGAN
24 FRANK LLOYD WRIGHT DRIVEANN ARBORMI48106386006309501(C)(3)$408,206SUBAWARD - SPONSORED RESEARCH
REGENTS OF THE UNIVERSITY OF MINNESOTA
PO BOX 1450MINNEAPOLISMN554855957416007513STATE OF MN$60,430SUBAWARD - SPONSORED RESEARCH
RENSSELAER POLYTECHNIC INSTITUTE
110 EIGHTH STREETTROYNY121803590141340095501(C)(3)$76,007SUBAWARD - SPONSORED RESEARCH
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
230 WEST 41ST STREETNEW YORKNY10036131988190501(C)(3)$20,006SUBAWARD - SPONSORED RESEARCH
RESEARCH TRIANGLE INSTITUTE
PO BOX 900002RALEIGHNC276759000560686338501(C)(3)$10,836SUBAWARD - SPONSORED RESEARCH
RHODE ISLAND HOSPITAL
593 EDDY STREETPROVIDENCERI02903050258954501(C)(3)$26,180SUBAWARD - SPONSORED RESEARCH
ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE
3333 GREEN BAY ROADNORTH CHICAGOIL600643037362181973501(C)(3)$47,391SUBAWARD - SPONSORED RESEARCH
RUSH UNIVERSITY MEDICAL CENTER
1700 WEST VAN BUREN STREETCHICAGOIL60612362174823501(C)(3)$21,460SUBAWARD - SPONSORED RESEARCH
RUTGERS THE STATE UNIVERSITY
33 KNIGHTSBRIDGE ROADPISCATAWAYNJ08854226001086501(C)(3)$37,011SUBAWARD - SPONSORED RESEARCH
RXGEN INC
4 SCIENCE PARK 4TH FLOORNEW HAVENCT06511043682460$117,882SUBAWARD - SPONSORED RESEARCH
SAGE ANALYTICA
4915 ST ELMO AVENUE SUITE 205BETHESDAMD20814260603861$265,147SUBAWARD - SPONSORED RESEARCH
SEATTLE CHILDREN'S HOSPITAL
PO BOX 24728SEATTLEWA981240728910564748501(C)(3)$590,680SUBAWARD - SPONSORED RESEARCH
SEPULVEDA RESEARCH CORPORATION
16111 PLUMMER STREETNORTH HILLSCA91343954246275501(C)(3)$105,716SUBAWARD - SPONSORED RESEARCH
SLOAN-KETTERING INSTUTUTE FOR CANCER RESEARCH
PO BOX 26338NEW YORKNY10087131624182501(C)(3)$705,317SUBAWARD - SPONSORED RESEARCH
SMART POWER INC
1120 CONNECTICUT AVENUEWASHINGTONDC20036030375454501(C)(3)$164,459SUBAWARD - SPONSORED RESEARCH
SMITHSONIAN INSTITUTION
1000 JEFFERSON DRIVE S WWASHINGTONDC20560530206027501(C)(3)$374,427SUBAWARD - SPONSORED RESEARCH
SOUTHERN CONNECTICUT STATE UNIVERSITY
501 CRESCENT STREETNEW HAVENCT065151355061363115STATE OF CT$273,602SUBAWARD - SPONSORED RESEARCH
SAINT BARNABAS MEDICAL CENTER
94 OLD SHORT HILLS ROADLIVINGSTONNJ07039221494440501(C)(3)$21,870SUBAWARD - SPONSORED RESEARCH
STANFORD UNIVERSITY
3145 PORTER DRIVEPALO ALTOCA94304941156365501(C)(3)$642,487SUBAWARD - SPONSORED RESEARCH
STATE OF CONNECTICUT
165 CAPITAL AVENUEHARTFORDCT061061630066000798STATE OF CT$88,277SUBAWARD - SPONSORED RESEARCH
TAMPA VA RESEARCH AND EDUCATION FOUNDATION INC
5620 E FOWLER AVENUETEMPLE TERRACEFL336172373593444354501(C)(3)$147,283SUBAWARD - SPONSORED RESEARCH
TEMPLE UNIVERSITY
1805 NORTH BROAD STREETPHILADELPHIAPA191226094231365971501(C)(3)$187,322SUBAWARD - SPONSORED RESEARCH
TEXAS A & M UNIVERSITY
400 HARVEY MITCHELL PKWY SOUTHCOLLEGE STATIONTX778454375746000531STATE OF TX$77,224SUBAWARD - SPONSORED RESEARCH
THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS
28392 NETWORK PLACECHICAGOIL606731283376000511501(C)(3)$141,660SUBAWARD - SPONSORED RESEARCH
THE BRIGHAM AND WOMEN'S HOSPITAL INC
101 HUNGTINGTON AVENUE SUITE 300BOSTONMA02199042312909501(C)(3)$212,596SUBAWARD - SPONSORED RESEARCH
THE BROAD INSTITUTE INC
415 MAIN STREETCAMBRIDGEMA02142263428781501(C)(3)$21,159SUBAWARD - SPONSORED RESEARCH
THE BRONX VETERANS MEDICAL RESEARCH FOUNDATION INC
130 WEST KINGSBRIDGE ROADBRONXNY10468133699250501(C)(3)$148,543SUBAWARD - SPONSORED RESEARCH
THE CONNECTICUT CENTER FOR PRIMARY CARE INC
3 FARM GLEN BLVDFARMINGTONCT06032030441188501(C)(3)$257,840SUBAWARD - SPONSORED RESEARCH
THE EVERGREEN STATE COLLEGE
2700 EVERGREEN PARKWAY NWOLYMPIAWA98505910826533STATE OF WA$26,681SUBAWARD - SPONSORED RESEARCH
THE GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PLACEASHBURNVA20147530196584501(C)(3)$309,799SUBAWARD - SPONSORED RESEARCH
THE HEBREW HOME FOR THE AGED AT RIVERDALE
5901 PALISADE AVENUERIVERDALENY10471131739971501(C)(3)$47,245SUBAWARD - SPONSORED RESEARCH
THE HOSPITAL FOR SPECIAL SURGERY FUND INC
535 EAST 70TH STREETNEW YORKNY10021136714749501(C)(3)$30,152SUBAWARD - SPONSORED RESEARCH
THE JOHN B PIERCE LABORATORY INC
290 CONGRESS AVENUENEW HAVENCT06519060646780501(C)(3)$182,054SUBAWARD - SPONSORED RESEARCH
THE MCLEAN HOSPITAL CORPORATION
PO BOX 3951BOSTONMA022413951042697981501(C)(3)$19,619SUBAWARD - SPONSORED RESEARCH
THE MIRIAM HOSPITAL
ONE HOPPIN STREETPROVIDENCERI029034141050258905501(C)(3)$25,048SUBAWARD - SPONSORED RESEARCH
THE POPULATION COUNCIL INC
1 DAG HAMMARSKJOLD PLAZANEW YORKNY10017131687001501(C)(3)$64,651SUBAWARD - SPONSORED RESEARCH
THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK
PO BOX 9ALBANYNY122010009141368361501(C)(3)$94,555SUBAWARD - SPONSORED RESEARCH
THE RESEARCH INSTITUTE AT NATIONWIDE CHILDREN'S HOSPITAL
PO BOX 781653DETROITMI482781653316056230501(C)(3)$257,677SUBAWARD - SPONSORED RESEARCH
THE ROCKEFELLER UNIVERSITY
1230 YORK AVENUENEW YORKNY10021131624158501(C)(3)$68,725SUBAWARD - SPONSORED RESEARCH
THE UNIVERSITY OF CENTRAL FLORIDA BOARD OF TRUSTEES
4000 CENTRAL FLORIDA BLVDORLANDOFL32816592924021STATE OF FL$88,827SUBAWARD - SPONSORED RESEARCH
THE UNIVERSITY OF OKLAHOMA
201 STEPHENSON PARKWAYNORMANOK73019731377584STATE OF OK$215,191SUBAWARD - SPONSORED RESEARCH
TRUSTEES OF BOSTON UNIVERSITY
881 COMMONWEALTH AVENUEBOSTONMA022151303042103547501(C)(3)$235,339SUBAWARD - SPONSORED RESEARCH
TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
PO BOX 27036NEW YORKNY100877036135598093501(C)(3)$1,166,719SUBAWARD - SPONSORED RESEARCH
TRUSTEES OF PRINCETON UNIVERSITY
701 CARNEGIE CENTERPRINCETONNJ08540210634501501(C)(3)$333,420SUBAWARD - SPONSORED RESEARCH
TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREETPHILADELPHIAPA191046205231352685501(C)(3)$901,536SUBAWARD - SPONSORED RESEARCH
TUFTS MEDICAL CENTER INC
800 WASHINGTON STREETBOSTONMA02111043400617501(C)(3)$116,333SUBAWARD - SPONSORED RESEARCH
TUFTS UNIVERSITY
136 HARRISON AVENUEBOSTONMA02111042103634501(C)(3)$70,399SUBAWARD - SPONSORED RESEARCH
UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH
PO BOX 3000BOULDERCO803073000840412668501(C)(3)$35,082SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES
4301 W MARKHAM STREETLITTLE ROCKAR72205716046242STATE OF AR$6,388SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF CHICAGO
6054 S DREXEL AVENUECHICAGOIL60637362177139501(C)(3)$251,088SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF CONNECTICUT
343 MANSFIELD ROADSTORRSCT062692151060772160STATE OF CT$49,312SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF CONNECTICUT HEALTH CENTER
263 FARMINGTON AVENUEFARMINGTONCT06030521725543STATE OF CT$1,104,405SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF DELAWARE
116 STUDENT SERVICES BLDGNEWARKDE19716516000297501(C)(3)$82,106SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF HAWAII
2440 CAMPUS ROADHONOLULUHI96822996000354STATE OF HI$65,282SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF IOWA
118 S CLINTON STREETIOWA CITYIA52242426004813STATE OF IA$99,407SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE
3901 RAINBOW BLVDKANSAS CITYKS66160481108830501(C)(3)$12,434SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF MAINE SYSTEM INC
5717 CORBETT HALLORONOME044695717016000769501(C)(3)$72,263SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF MASSACHUSETTS
100 MORRISSEY BLVDBOSTONMA021253393043167352STATE OF MA$707,361SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF MIAMI
1320 S DIXIE HIGHWAYCORAL GABLESFL33146590624458501(C)(3)$37,408SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
104B MARKET STREETCHAPEL HILLNC275997521566001393501(C)(3)$213,697SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF CENTRAL OKLAHOMA
PO BOX 26901OKLAHOMA CITYOK731260901736017987STATE OF OK$343,985SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF PITTSBURGH
500 ROSS STREETPITTSBURGHPA152620001250965591501(C)(3)$788,848SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE ROADKINGSTONRI028810811056000522501(C)(3)$413,548SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF ROCHESTER
601 ELMWOOD AVENUEROCHESTERNY14642160743209501(C)(3)$134,289SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF SOUTH CAROLINA
1600 HAMPTON STREETCOLUMBIASC29208576001153STATE OF SC$54,943SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF SOUTH FLORIDA
PO BOX 864568ORLANDOFL328864568593102112STATE OF FL$9,296SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF SOUTHERN CALIFORNIA
3500 S FIGUEROA STREET SUITE 102LOS ANGELESCA900898001951642394501(C)(3)$1,802,388SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF TEXAS AT AUSTIN
PO BOX 7159AUSTINTX787137159746000203STATE OF TX$584,869SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO
PO BOX 1898SAN ANTONIOTX782971898741586031STATE OF TX$17,175SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON
6431 FANNIN STREETHOUSTONTX77030741761309STATE OF TX$9,051SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON
PO BOX 660120DALLASTX752660120746000949STATE OF TX$91,209SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF TEXAS RIO GRANDE VALLEY
1201 WEST UNIVERSITY DRIVEEDINBURGTX785392999465292740501(C)(3)$101,840SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS
PO BOX 841753DALLASTX752841765756002868STATE OF TX$301,032SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF THE VIRGIN ISLANDS
2 JOHN BREWERS BAYST THOMASVI00802660432514501(C)(3)$84,899SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF UTAH
201 S PRESIDENTS CIRCLESALT LAKE CITYUT841129020876000525501(C)(3)$26,270SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE
85 SOUTH PROSPECT STREETBURLINGTONVT054050160030179440501(C)(3)$149,897SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF VIRGINIA
PO BOX 400195CHARLOTTESVILLEVA229044195546001796501(C)(3)$457,995SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF WASHINGTON
BOX 354966SEATTLEWA981954966916001537STATE OF WA$1,790,941SUBAWARD - SPONSORED RESEARCH
UNIVERSITY OF WISCONSIN SYSTEM
1220 LINDEN DRIVEMADISONWI53706391805963STATE OF WI$125,774SUBAWARD - SPONSORED RESEARCH
UTAH STATE UNIVERSITY
PO BOX 410027SALT LAKE CITYUT841410027876000528501(C)(3)$93,235SUBAWARD - SPONSORED RESEARCH
UT-BATTELLE LLC
1 BETHEL VALLEY ROADOAK RIDGETN37830621788235$8,298SUBAWARD - SPONSORED RESEARCH
VANDERBILT UNIVERSITY
2301 VANDERBILT PLACENASHVILLETN37240620476822501(C)(3)$52,018SUBAWARD - SPONSORED RESEARCH
VANDERBILT UNIVERSITY MEDICAL CENTER
1161 21ST AVENUENASHVILLETN37232352528741501(C)(3)$220,237SUBAWARD - SPONSORED RESEARCH
VETERANS MEDICAL RESEARCH FOUNDATION OF SAN DIEGO
3350 LA JOLLA VILLAGE DRIVESAN DIEGOCA921610001330189397501(C)(3)$254,204SUBAWARD - SPONSORED RESEARCH
WASHINGTON UNIVERSITY
700 ROSEDALE AVENUEST LOUISMO631121408430653611501(C)(3)$170,162SUBAWARD - SPONSORED RESEARCH
WAYNE STATE UNIVERSITY
5057 WOODWARD AVENUEDETROITMI48202386028429501(C)(3)$191,650SUBAWARD - SPONSORED RESEARCH
WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
575 LEXINGTON AVENUE 9TH FLOORNEW YORKNY10022131623978501(C)(3)$235,443SUBAWARD - SPONSORED RESEARCH
YALE NEW HAVEN HEALTH SERVICES CORPORATION
1 CHURCH STREETNEW HAVENCT06510222529464501(C)(3)$14,898SUBAWARD - SPONSORED RESEARCH
DOROT INC
171 WEST 85TH STREETNEW YORKNY10024133264005501(C)(3)$50,000DAF DISTRIBUTION
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUECAMBRIDGEMA02139042103594501(C)(3)$50,000DAF DISTRIBUTION
THE UNIVERSITY OF CONNECTICUT FOUNDATION INC
2390 ALUMNI DRIVESTORRSCT06269066070722501(C)(3)$200,000DAF DISTRIBUTION
ACHIEVEMENT FIRST INC
495 BLAKE STREETNEW HAVENCT06515651203744501(C)(3)$100,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
ALL OUR KIN INC
PO BOX 8477NEW HAVENCT06530061539280501(C)(3)$16,400CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
ARTSPACE INC
50 ORANGE STREETNEW HAVENCT06510222533535501(C)(3)$40,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
BEULAH LAND DEVELOPMENT CORP
782 ORCHARD STREETNEW HAVENCT065113306061419774501(C)(3)$10,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
CALVIN HILL DAY CARE CENTER INC
150 HIGHLAND STREETNEW HAVENCT06511060865321501(C)(3)$20,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
CHAPEL HAVEN INC
1040 WHALLEY AVENUENEW HAVENCT06515060925031501(C)(3)$10,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
CITY OF NEW HAVEN
200 ORANGE STREETNEW HAVENCT06510066001876CITY-NEW HAVEN$29,800CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
CITY OF WEST HAVEN
355 MAIN STREETWEST HAVENCT06516066002126CITY-WEST HAVEN$56,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
CONNECTICUT MENTAL HEALTH CENTER FOUNDATION INC
34 PARK STREETNEW HAVENCT06519061397905501(C)(3)$5,750CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
DWIGHT HALL AT YALE
PO BOX 209008NEW HAVENCT06520060653140501(C)(3)$26,050CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
EDITH B JACKSON CHILD CARE PROGRAM INC
405 CANNER STREETNEW HAVENCT06511060887416501(C)(3)$20,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
FIRST CALVARY BAPTIST CHURCH
605 DIXWELL AVENUENEW HAVENCT06511061173497501(C)(3)$15,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
GATEWAY COMMUNITY COLLEGE FOUNDATION INC
20 CHURCH STREETNEW HAVENCT06510223135128501(C)(3)$15,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
LEADERSHIP EDUCATION AND ATHLETICS IN PARTNERSHIP INC
31 JEFFERSON STREETNEW HAVENCT06510222906547501(C)(3)$18,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
MARKET NEW HAVEN INC
900 CHAPEL STREETNEW HAVENCT06510061578847501(C)(6)$275,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
MUSIC HAVEN INC
117 WHALLEY AVENUENEW HAVENCT06511010870395501(C)(3)$12,500CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
NATIONAL ASSOCIATION FOR THE ADVANCEMENT OF COLORED PEOPLE (NAACP)
PO BOX 1012HARTFORDCT06143066099309501(C)(4)$10,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS AND IDEAS INC
195 CHURCH STREET 12TH FLOORNEW HAVENCT06510061444222501(C)(3)$102,500CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
NEW HAVEN READS COMMUNITY BOOK BANK INC
45 BRISTOL STREETNEW HAVENCT06511760807330501(C)(3)$5,750CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
NEW HAVEN SYMPHONY ORCHESTRA INC
545 LONG WHARFNEW HAVENCT06511066000592501(C)(3)$6,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
NEW HAVEN WORKS INC
205 WHITNEY AVENUE NO 106NEW HAVENCT06511462662124501(C)(3)$117,791CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
NEW HYTES INC
PO BOX 2928NEW HAVENCT06515270772846501(C)(3)$30,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
READ TO GROW INC
53 SCHOOL GROUND ROAD UNIT 3BRANFORDCT06405061572185501(C)(3)$10,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
SICKLE CELL ASSOC OF AMERICA OF SO CT INC
545 WHALLEY AVENUENEW HAVENCT06511222699876501(C)(3)$11,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
SQUASH HAVEN INC
70 TOWER PARKWAYNEW HAVENCT06520205500876501(C)(3)$64,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
ST MARTIN DE PORRES ACADEMY
208 COLUMBUS AVENUENEW HAVENCT06519810666655501(C)(3)$10,750CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
TEACH FOR AMERICA INC
25 BROADWAY 12TH FLOORNEW YORKNY10004133541913501(C)(3)$100,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
THE GREATER NEW HAVEN CHAMBER OF COMMERCE INC
900 CHAPEL STREETNEW HAVENCT06510060468900501(C)(6)$66,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
THE TENNIS FOUNDATION OF CONNECTICUT INC
900 CHAPEL STREET SUITE 622NEW HAVENCT06510061287098501(C)(3)$225,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
ULYSSES S GRANT FOUNDATION
PO BOX 200082 YALE STATIONNEW HAVENCT06520066071625501(C)(3)$20,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
UNITED WAY OF GREATER NEW HAVEN INC
370 JAMES STREET NO 403NEW HAVENCT06513060646761501(C)(3)$101,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
WALTER CAMP FOOTBALL FOUNDATION INC
PO BOX 1663NEW HAVENCT06507066099383501(C)(4)$10,000CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
WHEAT INC
674 WASHINGTON AVENUEWEST HAVENCT06516061197653501(C)(3)$5,200CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
NEW HAVEN PROMISE INC
28 LINCOLN WAYNEW HAVENCT06510811267064501(C)(3)$2,321,299SCHOLARSHIPS
FieldValueIRS element (for citing)
Total501c3 Org215Total501c3OrgCnt
Total Other Org14TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (5 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmtNon Cash AssistanceNonCashAssistanceAmtValuation Method UsedValuationMethodUsedDescNon Cash AssistanceNonCashAssistanceDesc
STUDENT STIPENDS3797$73,861,753
SCHOLARSHIPS8142$281,530,851COSTTUITION REDUCTION
HEALTH PREMIUM AWARDS3160$11,055,237COSTHEALTHCARE
FELLOWSHIPS622$4,604,582
PRIZES AND AWARDS1660$4,130,089

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE I, PART I, LINE 2:WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND MANAGEMENT OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
SCHEDULE I, PART II:A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
SCHEDULE I, PART III:THE AMOUNTS REPORTED IN PART III REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2017 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2017.

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Written Policy Ref T And E ExpnssYes (1)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (1)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (1)SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (1)AnyNonFixedPaymentsInd
Initial Contract ExceptionYes (1)InitialContractExceptionInd
Rebuttable Presumption ProcYes (1)RebuttablePresumptionProcInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (21 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
PETER SALOVEY
TRUSTEE & PRESIDENT$1,012,838$0$0$0$220,624$0$196,331$0$49,315$0$1,479,108$0$0$0
BRUCE D ALEXANDER
VP FOR NEW HAVEN & STATE AFFAIRS$531,537$0$0$0$54,584$0$16,331$0$15,142$0$617,594$0$0$0
JACK F CALLAHAN JR
SR VP FOR OPERATIONS$238,149$0$30,000$0$34,355$0$14,456$0$10,542$0$327,502$0$0$0
ALEXANDER E DREIER
SR VP FOR INSTITUTIONAL AFFAIRS$576,745$0$0$0$18,000$0$25,913$0$30,828$0$651,486$0$0$0
KIMBERLY M GOFF-CREWS
SECRETARY & VP FOR STUDENT LIFE$390,756$0$0$0$18,000$0$22,894$0$9,463$0$441,113$0$0$0
STEPHEN C MURPHY
VP FOR FINANCE & CFO$402,559$0$0$0$18,000$0$23,727$0$32,508$0$476,794$0$0$0
EILEEN O'CONNOR
VP FOR COMMUNICATIONS$335,166$0$0$0$8,175$0$29,619$0$33,407$0$406,367$0$0$0
JOAN E O'NEILL
VP FOR ALUMNI AFFAIRS & DEVELOPMENT$455,851$0$0$0$52,023$0$19,456$0$32,252$0$559,582$0$0$0
MICHAEL A PEEL
VP FOR HR & ADMINISTRATION$534,780$0$0$0$80,804$0$16,331$0$30,635$0$662,550$0$0$0
BENJAMIN POLAK
PROVOST$606,957$0$0$0$18,000$0$16,331$0$734$0$642,022$0$0$0
SCOTT A STROBEL
VP FOR WEST CAMPUS PLANNING$438,907$0$0$0$31,191$0$19,612$0$23,702$0$513,412$0$0$0
ROBERT J ALPERN
DEAN, SCHOOL OF MEDICINE$892,018$0$0$0$18,000$0$16,331$0$3,173$0$929,522$0$0$0
JOHN H BOLLIER
AVP FOR FACILITIES$400,263$0$0$0$0$0$23,227$0$24,096$0$447,586$0$0$0
DAVID F SWENSEN
CHIEF INVESTMENT OFFICER$844,579$0$2,974,672$0$583,388$0$243,830$0$36,913$0$4,683,382$0$0$0
DEAN J TAKAHASHI
SR DIRECTOR, INVESTMENTS$630,271$0$2,209,576$0$429,666$0$219,185$0$2,420$0$3,491,118$0$0$0
KHALID M ABBED
CHIEF, NEUROSURGERY SPINE$291,549$0$1,089,486$0$0$0$31,644$0$34,479$0$1,447,158$0$0$0
UMER M DARR
ASSISTANT PROFESSOR OF SURGERY$238,757$0$966,402$0$18,000$0$31,644$0$22,602$0$1,277,405$0$0$0
ALAN FORMAN
DIRECTOR, INVESTMENTS$584,327$0$594,204$0$18,000$0$426,331$0$32,746$0$1,655,608$0$193,333$0
MURAT GUNEL
CHAIR, NEUROSURGERY$670,137$0$481,000$0$25,563$0$19,331$0$32,615$0$1,228,646$0$0$0
TIMOTHY R SULLIVAN
DIRECTOR, INVESTMENTS$624,295$0$719,212$0$18,000$0$449,665$0$34,532$0$1,845,704$0$413,334$0
LINDA K LORIMER
FORMER VP FOR GLOBAL & STRAT. INIT.$488,314$0$0$0$395,596$0$2,000$0$7,782$0$893,692$0$0$0

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, LINE 1AEACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY. FIRST-CLASS OR CHARTER TRAVEL: ON OCCASION DURING THE CALENDAR YEAR 2016, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY. THREE OFFICERS TRAVELED ON SUCH FLIGHTS IN 2016 IN ACCORDANCE WITH THE POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. TRAVEL FOR COMPANIONS: THE SPOUSE OF ONE OFFICER ON OCCASION ACCOMPANIED THE OFFICER ON UNIVERSITY BUSINESS. IN ADDITION, THE SPOUSE OF A HIGHLY COMPENSATED EMPLOYEE, WHO IS ALSO AN EMPLOYEE OF THE UNIVERSITY, ACCOMPANIED THE HIGHLY COMPENSATED EMPLOYEE ON UNIVERSITY BUSINESS. IN BOTH CASES, THE PRIMARY PURPOSE OF THE TRAVEL WAS TO CONDUCT UNIVERSITY BUSINESS. UNDER APPLICABLE RULES, THE COST OF TRAVEL WAS NOT REQUIRED TO BE REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: FOUR OFFICERS RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2016 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: AS A CONDITION OF HIS EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE ON CAMPUS IN AN APARTMENT WITHIN THE PRESIDENT'S HOUSE. THE ESTIMATED FAIR MARKET RENTAL VALUE OF THIS HOUSING IS INCLUDED AS A NONTAXABLE BENEFIT IN SCHEDULE J, PART II, COLUMN (D). IN ADDITION, THREE OFFICERS WERE PROVIDED UNIVERSITY RESIDENCES FOR PERSONAL USE DURING THE CALENDAR YEAR 2016. THE VALUES OF THE RESIDENCES WERE DETERMINED PURSUANT TO IRC SECTION 119(D), AS REQUIRED, AND TREATED AS TAXABLE COMPENSATION. IN ADDITION, ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUAL DURING THE CALENDAR YEAR 2016.
PART I, LINE 4BCERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2016 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY MAKING AN ANNUAL CONTRIBUTION TO A NONQUALIFIED DEFERRED COMPENSATION PLAN, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY AND ADJUSTED FOR EARNINGS BASED ON POSITIVE PERFORMANCE OF THE ENDOWMENT. THE CURRENT YEAR ACCRUAL OF COMPENSATION ASSOCIATED WITH THIS PLAN IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). THE UNIVERSITY PREVIOUSLY AGREED TO SUPPLEMENT THE RETIREMENT INCOME FOR TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO A PERCENTAGE OF SALARY AT VESTING, FOR A TERM OF 20 YEARS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. AN ANNUAL ACCRUAL FOR THE ADDITIONAL RETIREMENT BENEFITS IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). IN ADDITION, THE UNIVERSITY AWARDED BONUSES TO THE TWO PREVIOUSLY MENTIONED EMPLOYEES IN THE INVESTMENTS OFFICE THAT WERE TAXED IN 2016 AND SUBJECT TO DEFERRED PAYMENT WITH ADJUSTMENTS UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT. THESE BONUSES FOR 2016 ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(III). SCHEDULE J, PART I, LINE 7: THE UNIVERSITY PAID TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BONUSES AWARDED UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR PAYMENTS WHICH ARE BASED ON QUALITATIVE AND QUANTITATIVE PERFORMANCE FACTORS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE UNIVERSITY PAID TWO HIGHLY COMPENSATED EMPLOYEES BONUSES UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR DEFERRED VESTING CONTINGENT ON THE PERFORMANCE OF FUTURE SERVICES AND MAY CHANGE UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT PRIOR TO VESTING AND PAYMENT. THE CURRENT YEAR PAYMENT THAT WAS AWARDED IN PREVIOUS YEARS IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE AMOUNT AWARDED IN THE CURRENT YEAR BUT SUBJECT TO DEFERRED VESTING IS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). THE UNIVERSITY ALSO PAID THREE HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS. IN ADDITION, ONE OFFICER RECEIVED A SIGNING BONUS WHICH WAS APPROVED IN ACCORDANCE WITH THE PROCEDURES DESCRIBED IN SCHEDULE O, PART VI, SECTION B, LINE 15. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II).
PART I, LINE 8THERE WERE TWO OFFICERS WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
SCHEDULE J, PART II (GENERAL NOTES):COLUMN (D): IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE. COLUMN (F): COMPENSATION REPORTED IN PRIOR FORM 990: THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E). IT IS, THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
A06080618620774LZC22003-01-08$250,000,000TO FINANCE FACILITIES, (CONTINUED IN PART VI)000
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
B06080618620774UU602010-02-24$579,984,034TO FINANCE FACILITIES, (CONTINUED IN PART VI)000
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
C06080618620774YPD32013-07-02$100,000,000TO FULLY REDEEM CHEFA (CONTINUED IN PART VI)000
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
D06080618620774YRW92014-07-23$250,000,000TO FINANCE FACILITIES, (CONTINUED IN PART VI)000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtCapital ExpendituresCapitalExpendituresAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndOther Spent ProceedsOtherSpentProceedsAmt
A$125,000,000$252,221,323$252,221,323200900Yes (1)Yes (1)
B$580,160,339$490,643,5222012Yes (1)0Yes (1)Yes (1)$89,516,817
C$100,000,0002007Yes (1)0Yes (1)Yes (1)$100,000,000
D$250,108,651$250,108,651201700Yes (1)Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0Yes (1)Yes (1)0Yes (1)00.001000.001000.0020000Yes (1)
B00Yes (1)0Yes (1)00.000000.000000.0000000Yes (1)
C0Yes (1)Yes (1)0Yes (1)00.000000.000000.0000000Yes (1)
D00Yes (1)000.000000.000000.0000000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A00Yes (1)0Yes (1)000Yes (1)
B000Yes (1)Yes (1)000Yes (1)
C0Yes (1)Yes (1)0Yes (1)000Yes (1)
D0Yes (1)00Yes (1)000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE K, PART I, BOND ISSUE, COLUMN (F):FormAndLineReferenceDesc
ExplanationCHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO DEFEASE CHEFA SERIES W BONDS ISSUED 4/2002 CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003 CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005 CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007 CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007 CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY SCHEDULE K, PART II, PROCEEDS, QUESTION 3: TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTION 3B: DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTION 3D: DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-5: IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND B, FIRST PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND D, SECOND PAGE - CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 2C, BOND B, FIRST PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2015 WAS NEGATIVE.ExplanationTxt

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
A06080618620774YWE32015-07-01$300,000,000TO FULLY REDEEM CHEFA (CONTINUED IN PART VI)000
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
B06080618620774YJ992016-07-01$399,995,657TO FULLY REDEEM CHEFA (CONTINUED IN PART VI)000
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
C06080618620774YX442017-06-07$199,998,620TO FULLY REDEEM CHEFA (CONTINUED IN PART VI)000
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
D06080618620774YX692017-06-07$249,989,726TO FULLY REDEEM CHEFA (CONTINUED IN PART VI)000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdTotal ProceedsTotalProceedsAmtOther Spent ProceedsOtherSpentProceedsAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$300,000,000$300,000,0002012Yes (1)0Yes (1)Yes (1)
B$399,995,657$399,995,6572012Yes (1)0Yes (1)Yes (1)
C$199,998,620$199,998,6202012Yes (1)0Yes (1)Yes (1)
D$249,989,726$249,989,7262009Yes (1)0Yes (1)Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0Yes (1)Yes (1)0Yes (1)00.002000.000000.0020000Yes (1)
B0Yes (1)Yes (1)0Yes (1)00.000000.000000.0000000Yes (1)
C0Yes (1)Yes (1)0Yes (1)00.001000.000000.0010000Yes (1)
D0Yes (1)Yes (1)0Yes (1)00.001000.001000.0020000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A0Yes (1)Yes (1)0Yes (1)000Yes (1)
B0Yes (1)Yes (1)0Yes (1)000Yes (1)
C0Yes (1)Yes (1)0Yes (1)000Yes (1)
D0Yes (1)Yes (1)0Yes (1)000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp

FieldValueIRS element (for citing)
PersonSCOTT STROBELPersonNm
Relationship With OrgOFFICERRelationshipWithOrgTxt
Loan PurposeHOUSINGLoanPurposeTxt
Loan From OrganizationYes (X)LoanFromOrganizationInd
Original Principal$100,000OriginalPrincipalAmt
Balance Due$71,766BalanceDueAmt
Default0DefaultInd
Board Or Committee Approval0BoardOrCommitteeApprovalInd
Written AgreementYes (1)WrittenAgreementInd
FieldValueIRS element (for citing)
Total Balance Due$71,766TotalBalanceDueAmt

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp

FieldValueIRS element (for citing)
Cash Grant$15,700CashGrantAmt
Type Of AssistanceSCHOLARSHIPSTypeOfAssistanceTxt
Assistance Purpose(SEE PART V)AssistancePurposeTxt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (6 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
STEFANIE MARKOVITS
(SEE PART V) SPOUSE OF BENJAMIN POLAK, AN OFFICER$166,170(SEE PART V) COMPENSATION AND BENEFITS, PROFESSOR OF ENGLISH.0
MARTA MORET
(SEE PART V) SPOUSE OF PETER SALOVEY, AN OFFICER$67,585(SEE PART V) COMPENSATION AND BENEFITS, ASSOCIATE.0
PATRICIA PREISIG
(SEE PART V) SPOUSE OF ROBERT ALPERN, A KEY EMPLOYEE$194,698(SEE PART V) COMPENSATION AND BENEFITS, PROFESSOR, MEDICINE (NEPHROLOGY) AND CELLULAR AND MOLECULAR PHYSIOLOGY.0
WENDY SHARP
(SEE PART V) SPOUSE OF DEAN TAKAHASHI, A KEY EMPLOYEE$104,639(SEE PART V) COMPENSATION AND BENEFITS, DIRECTOR OF CHAMBER MUSIC, LECTURER IN MUSIC.0
HILLHOUSE CAPITAL ADVISORS LTD
(SEE PART V) A TRUSTEE OWNS >35%$4,553,863(SEE PART V) MANAGEMENT FEES PAID IN THE ORDINARY COURSE OF BUSINESS.0
RICECAN REALTY LP
(SEE PART V) A TRUSTEE AND FAMILY MEMBERS OWN >35%$114,130(SEE PART V) YALE RECEIVED INCOME DISTRIBUTIONS IN THE ORDINARY COURSE OF BUSINESS.0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE L, PART IIALL LOANS REPORTED ON SCHEDULE L, PART II WERE MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES.
SCHEDULE L, PART IIITHE SCHOLARSHIP GRANTS REPRESENT AMOUNTS AWARDED TO INTERESTED PERSONS UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE.

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution150ContributionCnt
Noncash Contributions Rpt F990$0NoncashContributionsRptF990Amt

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$0NoncashContributionsRptF990Amt

Boats And Planes BoatsAndPlanesGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution2ContributionCnt
Noncash Contributions Rpt F990$0NoncashContributionsRptF990Amt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1260ContributionCnt
Noncash Contributions Rpt F990$176,551,428NoncashContributionsRptF990Amt
Method Of Determining RevenuesFAIR VALUEMethodOfDeterminingRevenuesTxt

Securities Closely Held Stock SecuritiesCloselyHeldStockGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1ContributionCnt
Noncash Contributions Rpt F990$7,457,835NoncashContributionsRptF990Amt
Method Of Determining RevenuesSALE OF COMP. PROPERTYMethodOfDeterminingRevenuesTxt

Secur Prtnrshp Trust Intrsts SecurPrtnrshpTrustIntrstsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1ContributionCnt
Noncash Contributions Rpt F990$78,084NoncashContributionsRptF990Amt
Method Of Determining RevenuesSALE OF COMP. PROPERTYMethodOfDeterminingRevenuesTxt

Collectibles CollectiblesGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution14ContributionCnt
Noncash Contributions Rpt F990$20,565NoncashContributionsRptF990Amt
Method Of Determining RevenuesSALE OF COMP. PROPERTYMethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (2 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990Amt
Yes (X)EQUIPMENT3$0
Yes (X)MUSICAL INSTRUMENTS1$0
FieldValueIRS element (for citing)
Form8283 Received116Form8283ReceivedCnt
Any Property That Must Be Held0AnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (1)ReviewProcessUnusualNCGiftsInd
Third Parties UsedYes (1)ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, COLUMN (B):AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY.
PART I, LINE 32B:OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G., REAL ESTATE BROKERS, AUCTION HOUSES, INVESTMENT BROKERS) TO SELL CERTAIN NON-CASH CONTRIBUTIONS.
PART I, LINE 33:PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE OR WHICH ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (13 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART I, LINE 6:TOTAL NUMBER OF VOLUNTEERS: VOLUNTEERS SUPPORT AND BENEFIT THE UNIVERSITY IN A WIDE VARIETY OF ACTIVITIES, PROGRAMS, AND SERVICES. WHILE YALE UNIVERSITY DOES NOT TRACK THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THE NUMBER OF VOLUNTEERS WAS APPROXIMATELY 7,900 DURING FYE 6/30/17. FORM 990, PART III, LINE 1: DESCRIPTION OF ORGANIZATION MISSION: YALE IS COMMITTED TO IMPROVING THE WORLD TODAY AND FOR FUTURE GENERATIONS THROUGH OUTSTANDING RESEARCH AND SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE. YALE EDUCATES ASPIRING LEADERS WORLDWIDE WHO SERVE ALL SECTORS OF SOCIETY. WE CARRY OUT THIS MISSION THROUGH THE FREE EXCHANGE OF IDEAS IN AN ETHICAL, INTERDEPENDENT, AND DIVERSE COMMUNITY OF FACULTY, STAFF, STUDENTS, AND ALUMNI. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: IN ADDITION TO THE GRADUATE SCHOOL OF ARTS AND SCIENCES, THE UNIVERSITY HAS PROFESSIONAL SCHOOLS INCLUDING ARCHITECTURE, ART, DIVINITY, DRAMA, ENGINEERING AND APPLIED SCIENCE, FORESTRY AND ENVIRONMENTAL STUDIES, LAW, MANAGEMENT, MEDICINE, MUSIC, NURSING, AND PUBLIC HEALTH. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: INCLUDED AMONG THE UNIVERSITY'S OUTSTANDING RESEARCH FACILITIES ARE LABORATORIES, CENTERS, AND INSTITUTES DEVOTED TO RESEARCH IN GEOLOGY, CHEMISTRY, BIOLOGY, ENGINEERING AND APPLIED SCIENCE, ANTHROPOLOGY, PALEONTOLOGY, PSYCHOLOGY, MOLECULAR AND STRUCTURAL BIOLOGY, NUCLEAR STRUCTURE, CHILD DEVELOPMENT, SOCIAL POLICY, BIOSPHERIC STUDIES AND NUMEROUS BIOMEDICAL SCIENCES, TO NAME BUT A FEW. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: IN FY2017, 2,736 OR 50%, OF UNDERGRADUATES RECEIVED NEED-BASED SCHOLARSHIPS OR GRANTS FROM YALE SOURCES OF $47,658 ON AVERAGE. ALL OF YALE'S GRADUATE AND PROFESSIONAL SCHOOLS PROVIDE FINANCIAL AID TO THEIR STUDENTS BASED ON THEIR INDIVIDUAL POLICIES AND PROCEDURES. THIS CATEGORY OF EXPENDITURES ALSO INCLUDES: THE OPERATION OF DINING HALLS THAT PROVIDED 2,747,090 MEALS TO STUDENTS, FACULTY AND STAFF; MAINTENANCE OF DORMITORIES HOUSING 4,520 UNDERGRADUATES AND 1,036 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS; OPERATION AND MAINTENANCE OF ATHLETIC FACILITIES FOR THE 35 INTERCOLLEGIATE SPORTS, OVER 30 INTRAMURAL SPORTS, AND 50 CLUB SPORTS TEAMS OFFERED AT YALE. ALSO INCLUDED ARE PHYSICAL EDUCATION INSTRUCTION, PARKING FACILITIES, LAUNDRY FACILITIES, STUDENT CENTERS, AND OTHER FACILITIES AND PROGRAMS (INCLUDING EXTRACURRICULAR ACTIVITIES AND STUDENT HEALTH SERVICES) THAT PROVIDE SUPPORT, SERVICES, AND ACADEMIC/CULTURAL ENRICHMENT TO THE UNIVERSITY'S STUDENTS. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT.
FORM 990, PART VI, SECTION A, LINE 1THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY AND THEY ARE REPORTED AS INDEPENDENT.
FORM 990, PART VI, SECTION A, LINE 2CATHARINE B. HILL AND PAUL L. JOSKOW HAD A BUSINESS RELATIONSHIP DURING THE FYE 6/30/17.
FORM 990, PART VI, SECTION A, LINE 4DURING THE FYE 6/30/17, THE YALE CORPORATION BY-LAWS WERE AMENDED TO REFLECT THE ADDITION OF TWO NEW UNDERGRADUATE RESIDENTIAL COLLEGES AS WELL AS THE RENAMING OF A THIRD UNDERGRADUATE RESIDENTIAL COLLEGE. IN ADDITION, CERTAIN TITLES IN THE BY-LAWS WERE DROPPED IN FAVOR OF MORE INCLUSIVE TITLES.
FORM 990, PART VI, SECTION A, LINE 7ATHE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI.
FORM 990, PART VI, SECTION B, LINE 11BTHE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT. IN ADDITION, THE UNIVERSITY DISTRIBUTED A DRAFT COPY OF FORM 990 TO THE CORPORATION AUDIT COMMITTEE, COMPRISED OF THREE MEMBERS OF THE UNIVERSITY'S GOVERNING BODY. MEMBERS OF SENIOR MANAGEMENT MET WITH CERTAIN UNIVERSITY OFFICERS AND THE CORPORATION AUDIT COMMITTEE TO DISCUSS THE DRAFT FORM 990 AND ANSWER ANY QUESTIONS PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12CTHE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER.
FORM 990, PART VI, SECTION B, LINE 15THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE, AND THE PROCEEDINGS OF THE YALE CORPORATION, EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. THE PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENT OFFICER AND SENIOR DIRECTOR, INVESTMENTS, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE OF EACH, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT TAXABLE AND TAX-EXEMPT ORGANIZATIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. EXCEPT AS NOTED ABOVE, COMPENSATION DECISIONS FOR KEY EMPLOYEES WERE MADE BY THE EMPLOYEE'S SUPERVISOR IN ACCORDANCE WITH UNIVERSITY POLICIES AND PROCEDURES. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT.
FORM 990, PART VI, SECTION C, LINE 19THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND STANDARDS OF BUSINESS CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST.
FORM 990, PART VII, SECTION A:COMPENSATION FOR THE FORMER OFFICER INCLUDES AMOUNTS RELATED TO CONTINUING SERVICE IN A NON-OFFICER POSITION. FORM 990, PART VII, SECTION A, COLUMN (A): CONTINUATION OF TITLES FOR EACH LISTED PERSON: PETER SALOVEY: PROFESSOR OF PSYCHOLOGY BRUCE D. ALEXANDER: & CAMPUS DEVELOPMENT JACK F. CALLAHAN, JR.: SR VP FOR OPERATIONS EFFECTIVE 8/10/16 ALEXANDER E. DREIER: GENERAL COUNSEL AND SR COUNSELOR TO THE PRESIDENT BENJAMIN POLAK: PROFESSOR OF ECONOMICS; PROFESSOR, SCHOOL OF MANAGEMENT SCOTT A. STROBEL: & PROGRAM DEVELOPMENT; DEPUTY PROVOST FOR TEACHING & LEARNING; PROFESSOR OF MOLECULAR BIOPHYSICS AND BIOCHEMISTRY; PROFESSOR OF CHEMISTRY; HOWARD HUGHES MEDICAL INSTITUTE PROFESSOR ROBERT J. ALPERN: PROFESSOR OF MEDICINE (NEPHROLOGY) KHALID M. ABBED: ASSOCIATE PROFESSOR OF NEUROSURGERY; DIRECTOR, MINIMALLY INVASIVE SPINE SURGERY & SPINE TUMOR SURGERY UMER M. DARR: (CARDIAC SURGERY) MURAT GUNEL: PROFESSOR OF NEUROSURGERY AND PROFESSOR OF GENETICS AND OF NEUROSCIENCE LINDA K. LORIMER: SENIOR COUNSELOR TO THE PRESIDENT AND PROVOST
FORM 990, PART VII, SECTION A, COLUMN (B):THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. IN MANY CASES, THE ACTUAL AVERAGE HOURS PER WEEK FOR LISTED PERSONS, OTHER THAN TRUSTEES, EXCEEDED 50 HOURS. FORM 990, PART VII, SECTION B, COLUMN (C): THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2016 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST. FORM 990, PART IX, LINE 24: OTHER EXPENSES INCLUDE $1,315,410 OF STATE UNRELATED BUSINESS INCOME TAX.
FORM 990, PART XI, LINE 9:CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS 246,399,000. ACTUARIAL ADJUSTMENTS FOR SPLIT INTEREST LIABILITY 456,377. ROUNDING -117.
FORM 990, SCHEDULE B, PART ICONTRIBUTOR NO. 1 AND 2: PORTIONS OF THESE CONTRIBUTIONS REPRESENT PLEDGES. IT IS UNKNOWN AT THIS TIME WHETHER THE PLEDGES WILL BE SATISFIED WITH CASH OR NON-CASH PROPERTY.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (29 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtEnd Of Year AssetsEndOfYearAssetsAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
BOYLSTON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239463324804INVESTMENTDE-$5,433,514$2,274,506,099YALE UNIVERSITY
YD SMA LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239463365267INVESTMENTDE$2,880,953$394,354,801YALE UNIVERSITY
FENIX I LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262863129INVESTMENTDE$0$35,033,249YALE UNIVERSITY
HARBOR HILLS INVESTMENTS LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239200099423INVESTMENTDE$0$20,503,353YALE UNIVERSITY
RENAISSANCE I LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262863298INVESTMENTDE$0$14,616,648YALE UNIVERSITY
WE 2 CHURCH STREET SOUTH LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239800066065INVESTMENTCT$600,000$10,885,376YALE UNIVERSITY
SARDOUS LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239020580383INVESTMENTDE$961,816$7,905,210YALE UNIVERSITY
WE 135 COLLEGE STREET LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239300893138INVESTMENTDE$154,824$7,298,314YALE UNIVERSITY
ESV HOLDINGS LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239203980473INVESTMENTDE$0$6,345,265YALE UNIVERSITY
INVESTMENT HOLDCO LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239814546058INVESTMENTDE$0$6,149,662YALE UNIVERSITY
YALE GLOBAL ENTERPRISES LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239270859961SUPPORTS HIGHER EDUCATIONCT$0$4,880,175YALE UNIVERSITY
ALPHA 9 LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239270982227INVESTMENTCT$0$3,451,348YALE UNIVERSITY
S PROPERTY HOLDING LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239273717440INVESTMENTCT$0$1,520,355YALE UNIVERSITY
GSWM INVESTMENTS LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239273717358INVESTMENTCT$0$1,069,247YALE UNIVERSITY
PASSIVE HOLDING LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239223783661INVESTMENTNJ$0$965,602YALE UNIVERSITY
AMISTAD PARTNERS LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239731683601INVESTMENTCT$0$599,975YALE UNIVERSITY
YALE STUDENT INVESTMENT FUND LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239463851735INVESTMENTDE$2,496$445,845YALE UNIVERSITY
41 NORTH LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061594874INVESTMENTDE$0$5,327YALE UNIVERSITY
FLATIRON FUNDING II LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239421688137INVESTMENTDE-$81,384$0YALE UNIVERSITY
4610 SOUTH 133RD STREET LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239060646973INVESTMENTNE$0$0YALE UNIVERSITY
BETA 14 LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239270982129INACTIVECT$0$0YALE UNIVERSITY
BLUEFIELD TIMBER LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239020520556INVESTMENTDE$0$041 NORTH LLC
ENDURANCE LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061606540INVESTMENTDE$0$0YALE UNIVERSITY
MEDICAL PRACTICE MANAGEMENT LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239271545102ADMINISTRATIVE SERVICESCT$0$0YALE UNIVERSITY
MOMS PARTNERSHIP LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239060646973SUPPORTS WELLNESS INITIATIVESCT$0$0YALE UNIVERSITY
THE UK FRIENDS OF YALE UNIVERSITY LIMITED
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239980552738ACCEPTS CHARITABLE CONTRIBUTIONS$1,758,587$0YALE UNIVERSITYUK
YALE EDUCATIONAL CONSULTING (BEIJING) LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239981006940SUPPORTS HIGHER EDUCATION$0$0YALE GLOBAL ENTERPRISES LLCCH
YALE LEADERSHIP (BEIJING) EDUCATIONAL CONSULTING CO LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239981200465SUPPORTS HIGHER EDUCATION$0$0YALE GLOBAL ENTERPRISES LLCCH
OVERLEA LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239821445515INVESTMENTDE$0$0YALE UNIVERSITY

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (37 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndDirect Controlling NADirectControllingNACdLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
1970 (DEC02) YALE WILLIAM S BEINEKE LIFE-PINGRY
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239136331695SUPPORTS HIGHER EDUCATIONIL501(C)(3)PFYALE UNIVERSITYYes (1)
3C CORPORATION
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239412046529INVESTMENTDC501(C)(3)12, TYPE IYALE UNIVERSITYYes (1)
5C CORPORATION
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239200763050INVESTMENTDC501(C)(3)12, TYPE IYALE UNIVERSITYYes (1)
ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239066078326ENCOURAGES AND SOLICITS CONTRIBUTIONS TO OR FOR YALE UNIVERSITYCT501(C)(3)12, TYPE IYALE UNIVERSITYYes (1)
CHAPEL COMPANY
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061532073INACTIVECT501(C)(2)N/AYALE UNIVERSITYYes (1)
CHARLES A COFFIN MEMORIAL FUND
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239066034841SUPPORTS HIGHER EDUCATIONCT501(C)(3)12, TYPE III - OYALE UNIVERSITYYes (1)
EDITH B JACKSON TRUST #3
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239846150096SUPPORTS HIGHER EDUCATIONNC501(C)(3)PFYALE UNIVERSITYYes (1)
FW & ELSIE HEYL SCIENCE SCHOLARSHIP FUND
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239386194019SUPPORTS HIGHER EDUCATIONMI501(C)(3)12, TYPE III - O0N/A
FORD ADELAIDE D TEN T U W
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239946216169SUPPORTS HIGHER EDUCATIONNC501(C)(3)PFYALE UNIVERSITYYes (1)
FOUNDING FATHERS PAPERS INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239222365602SUPPORTS AND FACILITATES PUBLICATIONSNJ501(C)(3)12, TYPE I0N/A
GRUBER FOUNDATION THE
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239451540594SUPPORTS HIGHER EDUCATIONDE501(C)(3)12, TYPE IYALE UNIVERSITYYes (1)
HEALTH BENEFITS HOLDINGS INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061559155INVESTMENTCT501(C)(2)N/AYALE UNIVERSITY0
HR PROPERTIES INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061341463INVESTMENTCT501(C)(2)N/AYALE UNIVERSITYYes (1)
JONATHAN EDWARDS TRUST
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239066084676SUPPORTS HIGHER EDUCATIONCT501(C)(3)12, TYPE III - FIYALE UNIVERSITYYes (1)
PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239223783661PROMOTES AND SUPPORTS STUDY OF BRITISH ART AND ARCHITECTURE501(C)(3)N/AYALE UNIVERSITYYes (1)UK
PRESTON J DUNN TR UW FBO YALE UNIVERSITY
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239066366026SUPPORTS HIGHER EDUCATIONCT501(C)(3)PFYALE UNIVERSITYYes (1)
PRESTON J DUNN TR UW FBO YALE UNIVERSITY 1928 ALUMNI FUND
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239066366024SUPPORTS HIGHER EDUCATIONCT501(C)(3)PFYALE UNIVERSITYYes (1)
PROSPECT STREET HOLDINGS INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061424260TITLE HOLDING COMPANYCT501(C)(2)N/AYALE UNIVERSITYYes (1)
RICHARD U LIGHT FOUNDATION
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239382456949SUPPORTS EDUCATIONMI501(C)(3)12, TYPE III - O0N/A
RTA INCORPORATED
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239060768741SUPPORTS EDUCATIONCT501(C)(3)12, TYPE III - FI0N/A
STAFF RETIREMENT HOLDINGS INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061559156INVESTMENTCT501(C)(2)N/AYALE UNIVERSITY0
STOECKEL E B RESIDUE TRUST
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239060653108SUPPORTS ARTISTIC PROGRAMSCT501(C)(3)12, TYPE III - FIYALE UNIVERSITYYes (1)
THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239066032565PROMOTES THE STUDY OF THE PHYSICAL, NATURAL AND MATHEMATICAL SCIENCESCT501(C)(3)12, TYPE IIYALE UNIVERSITYYes (1)
THE CHIEF EXEC LEADERSHIP INST OF THE YALE SCHOOL OF MGMT INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239582617787PROVIDES RESEARCH AND PEER-DRIVEN EDU. PROGRAMS TO BUSINESSESDE501(C)(3)12, TYPE IYALE UNIVERSITYYes (1)
UW EUGENE HIGGINS CHAR TRUST NMA
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239136073358SUPPORTS EDUCATIONNY501(C)(3)12, TYPE III - O0N/A
YALE ALUMNI ASSOCIATION OF CLEVELAND
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239341218706SUPPORTS EDUCATIONOH501(C)(3)12, TYPE III - FI0N/A
YALE ALUMNI PUBLICATIONS INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239060646970DISTRIBUTES ALUMNI MAGAZINECT501(C)(3)12, TYPE III - FI0N/A
YALE ALUMNI SCHOLARSHIP OF CLEVELAND INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239346523145FUNDS SCHOLARSHIPSOH501(C)(3)12, TYPE III - FI0N/A
YALE CLUB OF CENTRAL NEW JERSEY
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239226048686FUNDS SCHOLARSHIPSNJ501(C)(3)12, TYPE III - O0N/A
YALE SCHOLARSHIP FUND OF PITTSBURGH
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239237046816FUNDS SCHOLARSHIPSPA501(C)(3)12, TYPE III - FIYALE UNIVERSITYYes (1)
YALE SCHOLARSHIP TRUST OF BOSTON
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239046113108FUNDS SCHOLARSHIPSMA501(C)(3)12, TYPE III - FIYALE UNIVERSITYYes (1)
YALE SOUTHERN OBSERVATORY INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239066068906RESEARCH AND EDUCATIONCT501(C)(3)7YALE UNIVERSITYYes (1)
YALE UNIVERSITY ELIZABETHAN CLUB CORP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239060332975PROMOTES APPRECIATION OF LITERATURE AMONG MEMBERSHIP AND COMMUNITYCT501(C)(3)12, TYPE III - FIYALE UNIVERSITYYes (1)
YALE UNIVERSITY PRESS LONDON
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239PUBLISHES SERIOUS WORKS501(C)(3)N/AYALE UNIVERSITYYes (1)UK
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239066414276501(A) TRUST THAT SUPPORTS YALE UNIVERSITYCT501(C)(3)12, TYPE IIYALE UNIVERSITYYes (1)
YALE WISCONSIN SCHOLARSHIP FUND
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239396065573FUNDS SCHOLARSHIPSWI501(C)(3)12, TYPE III - O0N/A
YALE-NEW HAVEN MEDICAL CENTER INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239237440891SUPPORTS JOINT PROGRAMS OF YALE-NEW HAVEN HOSPITAL AND YALE UNIVERSITYCT501(C)(3)12, TYPE III - FI0N/A

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (183 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtPredominant Income TypePredominantIncomeTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtDisproportionate AllocationsDisproportionateAllocationsIndUBI Code VUBICodeVAmtGeneral Or Managing PartnerGeneralOrManagingPartnerIndOwnershipOwnershipPctLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
FOURTH CENTURY LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239412046537INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX$566,416,165$9,458,317,504Yes (1)-$15,414,06700.99800
FIFTH CENTURY LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239200763076INVESTMENTNVYALE UNIVERSITYEXCLUDED FROM TAX$713,897,032$5,081,741,049Yes (1)$52,299,39800.99800
LAUREL 2008 LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261649501INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$277,663,439$1,632,324,157Yes (1)$38,786,89600.99600
BBF I HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208497574INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$46,493,507$1,014,397,615000.99600
667 LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061609184INVESTMENTDEBBF I HOLDINGS LPEXCLUDED FROM TAX$46,493,507$1,014,397,615000.85800
LONG TERM VALUE FUND LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239980623624INVESTMENTLAUREL 2008 LPEXCLUDED FROM TAX$44,357,589$934,897,148000.99600CJ
YB INSTITUTIONAL LIMITED PARTNERSHIP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239043431530INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX$44,973,538$795,377,687Yes (1)$2,766,48500.97710
YHG INVESTMENT LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTGAOLING YALI FEEDER LTDEXCLUDED FROM TAX-$4,944,684$762,158,774Yes (1)00.84200CJ
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239943106692INVESTMENTCAYALE UNIVERSITYEXCLUDED FROM TAX$19,652,782$687,594,791Yes (1)$4,92000.90880
CYR HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260788802INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$127,953,926$526,467,993000.99600
PROSPECT STREET PARTNERS LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239593041479INVESTMENTFLYALE UNIVERSITYEXCLUDED FROM TAX$33,710,529$477,409,351000.81060
CRS MASTER FUND LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239452658870INVESTMENTCRS FUND LTDEXCLUDED FROM TAX-$44,358,121$468,698,029000.88280CJ
SP II HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260697863INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$32,998,090$414,277,199Yes (1)$1,295,12000.99600
LUXIVER LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239451504333INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX-$4,372,789$376,016,9880-$7,881,09300.99730
FOXWAY LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239463794906INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX$14,770,477$370,970,247000.99630
YELLOW WARBLER LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260342603INVESTMENTTXFOURTH CENTURY LLCEXCLUDED FROM TAX$415,915$327,583,693Yes (1)-$651,26800.99270
KTOWN LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239274278453INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,711,596$296,453,034000.98020
EASTON 2007 LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260627974INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$36,247,425$265,460,057Yes (1)-$15,48200.99600
NIFL HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208973999INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$7,984,065$198,582,695000.99600
BLUEBART LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239383979963INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX$1,371,620$196,708,537Yes (1)00.99810
MORRIS ISLAND PARTNERS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239464538290INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$3,802,701$168,943,706000.97480
STRATEGIC RESIDENTIAL FUND II LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239043584406INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX-$3,986,708$146,037,615000.95000
NOGA PARTNERS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239201192059INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX-$30,350,175$144,574,022Yes (1)-$1,062,88100.95380
HIGH STREET PARTNERS LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239981332371INVESTMENTYALE UNIVERSITYEXCLUDED FROM TAX$882,470$143,172,400000.99640CJ
KHP FUND II LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205882068INVESTMENTCAFOURTH CENTURY LLCEXCLUDED FROM TAX$134,173,707000.60180
CYR FUND LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260270646INVESTMENTDECYR HOLDINGS LPEXCLUDED FROM TAX$72,974,687$125,550,288000.90940
M&H REALTY PARTNERS VI LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239571182074INVESTMENTCAFOURTH CENTURY LLCEXCLUDED FROM TAX-$5,451,597$114,509,284000.51670
JBG INVESTMENT FUND III LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239522384738INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$30,536,075$93,948,715Yes (1)-$169,05000.58210
JBG INVESTMENT FUND IV LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239010815265INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,084,446$84,416,490Yes (1)-$1,358,90100.59880
CAUTHEN VII LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239263653027INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$4,496,916$81,017,920Yes (1)-$46,63600.79840
RCP II HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260444200INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$34,142,095$69,000,686000.99600
BAYROOT LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239200390410INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$5,522,083$64,593,157000.98820
TDRC II-A LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205025534INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$59,179,417000.99600
MOTUS FUND LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239981253737INVESTMENTYALE UNIVERSITYEXCLUDED FROM TAX$580,037$56,193,4120Yes (1)0.96710CJ
SEDGWICK LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260483594INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$27,368,411$55,311,171000.79840
MANASLU FUND II LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239981158285INVESTMENTFOURTH CENTURY LLCEXCLUDED FROM TAX$25,818,703$50,466,172000.50780CJ
CAUTHEN VI LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208202030INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$3,410,562$50,202,859Yes (1)-$106,39100.79840
IVP VI HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208699381INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$11,049,458$48,767,757000.99600
GLOSTER LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239201263980INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX-$146,411$45,776,567Yes (1)-$79,83100.79840
FULTON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260165041INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$6,708,238$43,401,975000.79840
OMAHA LIMITED PARTNERSHIP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTOM HOLDINGS LPEXCLUDED FROM TAX-$3,238,832$40,945,529000.98600CA
SP 8 HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260558478INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$114,193$40,221,831000.99600
MEP IX LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239752537935INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,589,739$40,120,615000.99800
RAMSGATE VIII LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205259910INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$39,028,305000.79840
CAUTHEN VIII LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239452750613INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$904,509$38,265,694Yes (1)$461,85800.79840
AEF 5 US HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204076676INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$9,921,266$38,140,185000.99600
ABINGDON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239611707283INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$556,316$37,481,080Yes (1)-$533,57100.79840
RCP HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202008465INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$10,418,903$36,789,826000.99600
VEITCH LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239450999084INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,007,622$36,531,897Yes (1)-$407,96500.79840
YADKIN IV LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239461569715INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,667,511$34,710,227Yes (1)$84400.79840
CAUTHEN IX LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239465376519INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX-$61,951$34,470,514Yes (1)-$7,27200.79840
FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239943388317INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX-$1,027,531$34,352,455Yes (1)-$353,80600.87260
ALAMANCE VII LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239452046522INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,977,783$34,347,868000.79840
JPS HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208909921INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$198,746$34,090,288000.99600
AEF 6 US HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262867531INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$258,681$34,034,995Yes (1)-$11,81500.99600
UHLE LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239273981909INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,328,643$31,576,740Yes (1)-$136,12700.79840
VERNON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239800904292INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$5,333,358$31,117,042Yes (1)$12,28000.79840
RIDGEFIELD IX LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239901007364INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX-$2,641,372$30,662,586000.79840
NLVF II HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261545222INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$478,965$30,213,504000.99600
HEVP II HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261828824INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$2,423,678$26,492,244000.99600
POE LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262765485INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$1,020,702$26,066,114Yes (1)$55,25400.79840
WYNNWOOD VIII LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239263294405INVESTMENTNVFIFTH CENTURY LPUNRELATED$3,895,130$25,998,829Yes (1)$1,359,08200.79840
BCVF 2007 HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205965183INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$3,036,328$25,413,655000.99600
KENWOOD LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239383863347INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,399,777$25,261,928000.79840
HERNDON IV LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239471698457INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$480,655$25,000,033000.79840
RAMSGATE XI LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239465209548INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$24,905,685000.79840
TYPHOON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239010685132INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX-$723,630$24,557,811000.91270
JPF V HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202008388INVESTMENTNVFIFTH CENTURY LPUNRELATED$4,403,164$24,484,225Yes (1)$3,532,34200.99600
MERRIWEATHER LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239043664410INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$534,111$24,134,739000.98800
WOODWAY LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261206761INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$5,882,334$23,916,341000.79840
RIDGEFIELD VIII LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261603389INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$13,591,923$23,362,423Yes (1)$199,06700.79840
RADFORD LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239455470954INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$902,842$22,722,463000.79840
FIF IV (CFA) HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204764198INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$445,698$22,624,028Yes (1)-$49,55900.99600
HEVP HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204982016INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$243,420$21,184,125000.99600
WINDOM LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261768804INVESTMENTNVFIFTH CENTURY LPUNRELATED$8,035,262$20,788,519Yes (1)$7,257,87200.79840
HERNDON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239371659934INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX-$108,462$20,576,201000.79840
IRIS 2009 LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239264100777INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$1,109,705$20,177,794000.99600
RAMSGATE X LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239273616177INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,337,838$20,065,271000.79840
CORBIN VII LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239472456807INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,083,345$19,851,248000.79840
KENWOOD 2014 LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239465704870INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$4,608,376$19,502,736Yes (1)$4,04000.79840
ARLINGTON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239383909979INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$19,191,347000.79840
DANVILLE LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239453531407INVESTMENTDEFOURTH CENTURY LLCUNRELATED$768,183$19,013,560Yes (1)$462,50500.79840
TILDEN III LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239462024260INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$189,890$18,605,216000.79840
STRATEGIC RESIDENTIAL FUND I LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239043398268INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX-$1,739,627$17,757,359Yes (1)01.00000
CALVERT VI LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261603346INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$1,071,461$17,353,947Yes (1)-$402,60300.79840
WYNNWOOD II LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205548320INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$2,028,837$16,908,185Yes (1)$114,30900.79840
VOLTA IV LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239270914710INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$3,778,092$16,845,125Yes (1)$698,23300.79840
FILLMORE LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239453783115INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$6,170,734$16,640,640000.79840
SCOTT LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239273616316INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$7,452,297$16,318,254Yes (1)$174,45100.79840
HARBOR HILLS DEVELOPMENT LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239161453802INVESTMENTDEHARBOR HILLS HOLDINGS LPUNRELATED-$20,776$16,190,097Yes (1)-$21,72700.99000
MACOMB XI LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239800958889INVESTMENTDEFOURTH CENTURY LLCUNRELATED-$229,301$15,857,402Yes (1)-$501,15700.79840
WHITEHAVEN XI LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239371738599INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,133,826$15,836,867000.79840
ALDERBROOK LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202939768INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$2,054,346$15,822,621Yes (1)-$140,79900.79840
CLEVELAND LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239900743297INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX-$85,541$15,467,325000.79840
LORTON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239454238865INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$191,298$15,314,870Yes (1)-$19,53300.79840
KCF HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208861865INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$429,047$15,212,057000.99600
CALVERT LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239203960036INVESTMENTNVFIFTH CENTURY LPUNRELATED-$558,763$14,349,816Yes (1)-$556,81700.79840
CHICAGO LIMITED PARTNERSHIP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTFIFTH CENTURY LPEXCLUDED FROM TAX-$171,889$14,031,619000.98800CA
DENT VI LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262867610INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$104,853$13,794,554Yes (1)-$4,77900.79840
GEF II HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260348232INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$320,492$13,743,672000.99600
HUIDIKOPER LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239264196504INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$741,285$13,478,813000.79840
CORBIN LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239201263962INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$55,716$12,530,872Yes (1)-$25,74200.79840
QUINN LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239263879664INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$257,004$12,281,512000.79840
FRESHET WIND ENERGY LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239331200160INVESTMENTDEFWEB LLCEXCLUDED FROM TAX-$416,542$12,056,365000.79840
WHITEHAVEN X LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239275205346INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$3,669,777$11,920,218000.79840
BARTON LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239352497887INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$212,978$11,869,758000.79840
OSCEOLA LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262008431INVESTMENTNVFIFTH CENTURY LPUNRELATED$1,253,765$11,545,083Yes (1)$1,662,27400.79840
RIDGEFIELD LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202022850INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$2,082,004$11,292,695000.79840
KHP FUND I LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239651232049INVESTMENTCAFOURTH CENTURY LLCEXCLUDED FROM TAX$54,976,434$10,523,895Yes (1)$8,516,23700.50800
DENT LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204202230INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$2,524,737$9,705,546000.79840
WHITEHAVEN LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239263915778INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$3,159,373$9,473,519000.79840
CHANDLER LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239320438514INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$36,291$9,377,604Yes (1)-$127,70400.79840
HARBOR HILLS HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239020729602INVESTMENTDEYALE UNIVERSITYUNRELATED-$509,219$9,188,802Yes (1)-$510,17001.00000
ORDWAY LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205189347INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$3,470,862$9,166,715Yes (1)-$97,31800.79840
MEP IV HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260646713INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$321,710$9,096,434000.99600
GARFIELD LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204592367INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$4,221,158$8,909,073000.79840
BCAF HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208453177INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$6,147,473$8,738,771000.99600
FESSENDEN LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262270383INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$380,793$8,358,793000.79840
PEPF IV HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260290250INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$8,646$8,244,552000.99600
IVA II HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202652041INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$5,991,866$7,559,663000.99600
BE III HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205495967INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$614,430$7,396,539000.99600
EDMUNDS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204257832INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$6,655,940$7,381,251Yes (1)$74,35500.79840
ODE IV LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239611724296INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$7,334,679000.79840
FRC II HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261670120INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$2,500,227$7,246,272000.99600
GLOSTER III LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208833953INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$4,215,158$7,034,246000.79840
WYNNWOOD LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239201363230INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$2,604,293$7,021,090Yes (1)$33,58300.79840
ELM STREET VENTURES LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239043843574INVESTMENTCTYALE UNIVERSITYEXCLUDED FROM TAX$807,611$6,632,0140$42100.50110
RAMSGATE LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239200419757INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$6,504,672000.79840
BARTON-A LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239611732894INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$197,863$6,106,093000.79840
HAWTHORNE III LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260854590INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$5,790,472000.79840
AVON LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204056103INVESTMENTNVFIFTH CENTURY LPUNRELATED-$50,461$5,461,394Yes (1)-$53,01000.79840
CAUTHEN LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202776143INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX-$32,837$5,275,434Yes (1)$10,43600.79840
TILDEN II LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239274210952INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,983,767$5,091,949000.79840
SANGAMORE III LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260753284INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$363,057$5,056,800000.79840
YADKIN LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202707395INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$4,350,660$4,984,089Yes (1)$4,50700.79840
MANASLU FUND LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239980615593INVESTMENTMP-MF HOLDINGS LPEXCLUDED FROM TAX$37,391,224$4,871,961000.95350CJ
ALAMANCE VI LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208558864INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,043,152$4,781,687000.79840
GHEP III HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239203853985INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$4,653,969$4,757,968000.99600
MP-MF HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262099979INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$36,631,792$4,715,904000.99600
MACOMB VIII LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205681131INVESTMENTNVFIFTH CENTURY LPUNRELATED-$98,195$4,556,838Yes (1)-$320,55400.79840
ALAMANCE LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202575524INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,669,062$4,364,901000.79840
WILSON LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202232279INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$1,582,570$4,253,989000.79840
VOLTA LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239203738749INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$8,900,617$3,841,440Yes (1)-$167,82200.79840
KILIMANJARO FUND LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239981288980INVESTMENTYALE UNIVERSITYEXCLUDED FROM TAX$11,407$3,786,630Yes (1)00.79790CJ
KENWOOD 2014-A LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239465722301INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$257$3,772,393000.79840
LORTON-A LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239454239136INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$46,470$3,768,395000.79840
GOLDSBORO LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239201996058INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$2,252,023$3,515,775Yes (1)-$250,19700.79840
LCPF V HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202776532INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$4,470,191$3,266,001000.99600
RAMSGATE IX LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208833887INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$4,604,009$2,847,272000.79840
WESTPATH LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202297672INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$209,643$2,839,680Yes (1)-$1,84100.79840
ODE LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239371567347INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,703,126000.79840
ALAMANCE A LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239203484520INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,027,118$2,686,093000.79840
BOF HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205923569INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$991,392$2,669,480000.99600
DUMBARTON LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239203919432INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$117,082$2,633,460000.79840
OGDEN LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239201212114INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$2,829,056$2,572,123000.79840
DENT A LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208725065INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$656,432$2,523,456000.79840
MACOMB IX LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205025458INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$334,645$2,454,306000.79840
ECP II HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239260151337INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$7,041,806$2,426,840000.99600
KLINGLE LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204592461INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$464,323$2,199,529000.79840
SF-NEW PARTNERS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239920179258INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$488,009$1,919,663000.96210
YUMA LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261584783INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$1,801$1,717,155000.79840
YEI INNOVATION FUND LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239364773553INVESTMENTCTYALE UNIVERSITYEXCLUDED FROM TAX-$15,369$1,263,038000.62500
YADKIN III LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239262477930INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$2,584,332$1,203,444Yes (1)$3,50700.79840
RAMSGATE IX A LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239261797786INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,674,185$1,035,377000.79840
ROSELAND PROPERTY PARTNERS LP
C/O YALE UNIVERSITY PO BOX 208240NEW HAVENCT065208239223283867INVESTMENTNJYALE UNIVERSITYUNRELATED-$1,051$895,3740-$1,05100.60000
NEWINGTON LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239200763113INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX-$290,296$439,364000.79840
100 HOWE STREET ASSOCIATES LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061386762INVESTMENTCTYALE UNIVERSITYEXCLUDED FROM TAX$178,369$414,435Yes (1)00.97080
HARBOR HILLS UTILITIES LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239161453800INVESTMENTDEHARBOR HILLS HOLDINGS LPUNRELATED-$15,044$375,6410-$15,04400.99000
LUXIVER NAWAB LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239453117734INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX$15,181$363,304001.00000
IVP V CO-INVESTMENT HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202707519INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$3,028,344$322,396000.99600
4620 ASSOCIATES LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239134036667INVESTMENTDEYALE UNIVERSITYEXCLUDED FROM TAX$93,414$281,516000.83990
WELBORN LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239201212127INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$308,231$278,565000.79840
CRANBROOK LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239203115503INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$1,796,158$174,867000.79840
94 HOWE STREET ASSOCIATES LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239061428914INVESTMENTCTYALE UNIVERSITYEXCLUDED FROM TAX$41,828$139,573Yes (1)00.91930
TILDEN LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239208558781INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$4,921,986$124,609000.79840
STARFAR I PARTNERS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239943205101INVESTMENTDEYALE UNIVERSITYUNRELATED-$9,961$54,5050-$9,96100.60830
SANGAMORE LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239200357077INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$19,925$36,836000.79840
CORBIN VI LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239270773197INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$436,882$28,573000.79840
ANACONDA LIMITED PARTNERSHIP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239980596408INVESTMENTFIFTH CENTURY LPEXCLUDED FROM TAX-$1,960,844-$1,140,131000.98800CA
SANGAMORE II LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239202672293INVESTMENTDEFOURTH CENTURY LLCEXCLUDED FROM TAX$10,861,153-$4,644,427Yes (1)-$9,25700.79840
GREENFIELD LAND PARALLEL PARTNERS I LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239204411467INVESTMENTDEFOURTH CENTURY LLCUNRELATED-$19,202,098-$4,823,445Yes (1)-$9,964,34600.98800
OM HOLDINGS LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239205073267INVESTMENTNVFIFTH CENTURY LPEXCLUDED FROM TAX$131,283-$4,934,536000.99600
HARBOR HILLS COUNTRY CLUB LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239161453797INVESTMENTDEHARBOR HILLS HOLDINGS LPUNRELATED-$473,399-$7,419,4810-$473,39900.99000

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (22 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtEntity TypeEntityTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndEINEINLegal Domicile StateLegalDomicileStateCd
NEW FYI LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCJYALE UNIVERSITYC$210,623,029$1,633,700,7861.00000Yes (1)
GAOLING YALI FEEDER LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCJFOURTH CENTURY LLCC-$61,058,058$701,232,6220.99800Yes (1)
CRS FUND LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCJCYR HOLDINGS LPC$77,982,858$498,818,6320.99600Yes (1)900314487
THE CAERULEUS FUND
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCJYALE UNIVERSITYC$162,708,733$486,084,7561.00000Yes (1)
LTR FOCUS FUND
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTMPYALE UNIVERSITYC$42,847,817$394,689,9261.00000Yes (1)
PWEB LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTFOURTH CENTURY LLCC$2,826,517$139,794,1040.99800Yes (1)273304430DE
FOURTH CENTURY TRUST
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTYALE UNIVERSITYT$10,623,432$97,612,9641.00000Yes (1)206699631CT
YB CAYMAN LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCJYB INSTITUTIONAL LPC$2,793,738$37,829,8490.977100
3285500 NOVA SCOTIA LIMITED
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCAOM HOLDINGS LPC$5,980,600$19,459,3040.98600Yes (1)
NW UK REGIONAL II (NO1) LP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTUKFOURTH CENTURY LLCC$551,024$17,075,9570.99800Yes (1)981208249
LP VALUE LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTVQYALE UNIVERSITYC-$13,216,696$13,011,2510.95170Yes (1)
CONNECTICUT BOOLA INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTYALE UNIVERSITYC$702,988$10,867,2101.00000Yes (1)060798544CT
MANASLU PARTNERS LTD
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCJMP-MF HOLDINGS LPC$10,456,786$10,432,8340.99600Yes (1)
2089841 ONTARIO LIMITED
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCAFIFTH CENTURY LPC-$795,056$4,121,9360.98800Yes (1)
NCH INVESTORS FUND (YU) CORP
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTCJFOURTH CENTURY LLCC-$5,003,648$3,704,0760.99800Yes (1)
FWEB LLC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTFOURTH CENTURY LLCC$140$3,534,9000.99800Yes (1)273304506DE
HARBOR HILLS COUNTRY CLUB INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTHARBOR HILLS HOLDINGS LPC$4$43,2811.00000Yes (1)161452585DE
HARBOR HILLS SALES INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTHARBOR HILLS HOLDINGS LPC$1,0001.00000Yes (1)593343340FL
YALE UNIVERSITY HONG KONG TRUST
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239ACCEPTS CHARITABLE CONTRIBUTIONSHKYALE UNIVERSITYT$299,843$251.00000Yes (1)
DRAMA PRODUCTIONS INC
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239PERFORMING ARTSYALE UNIVERSITYC1.00000Yes (1)060851103CT
CHARITABLE POOLED INCOME FUNDS (3)
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTVARIOUST0CT
CHARITABLE REMAINDER TRUSTS (47)
C/O YALE UNIVERSITY PO BOX 208239NEW HAVENCT065208239INVESTMENTYALE UNIVERSITYT0CT
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts Rylts0ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (1)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (1)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth Org0RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgYes (1)PerformOfServicesForOthOrgInd
Perform Of Services By Other OrgYes (1)PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (1)SharingOfFacilitiesInd
Paid Employees Sharing0PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (1)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (1)TransferToOtherOrgInd
Transfer From Other OrgYes (1)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (43 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
100 HOWE STREET ASSOCIATES LLC
S$168,300CASH VALUE
3C CORPORATION
B$4,020,937CASH VALUE
3C CORPORATION
S$14,400,968CASH VALUE
4620 ASSOCIATES LLC
S$85,170CASH VALUE
5C CORPORATION
B$1,049,299CASH VALUE
5C CORPORATION
S$4,214,249CASH VALUE
94 HOWE STREET ASSOCIATES LLC
S$58,905CASH VALUE
BLUEBART LP
B$100,000,000CASH VALUE
CAERULEUS FUND
B$18,837,700CASH VALUE
CAERULEUS FUND
S$51,625,919CASH VALUE
CHARLES A COFFIN MEMORIAL FUND
S$300,000CASH VALUE
DRAMA PRODUCTIONS INC
P$1,048,973CASH VALUE
ELM STREET VENTURES LP
B$1,001,650CASH VALUE
ELM STREET VENTURES LP
S$1,500,571CASH VALUE
FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP
B$454,332CASH VALUE
FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP
S$5,300,778CASH VALUE
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
B$5,300,778CASH VALUE
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP
S$8,784,671CASH VALUE
FIFTH CENTURY LP
B$270,151,425CASH VALUE
FIFTH CENTURY LP
S$1,118,276,722CASH VALUE
FOURTH CENTURY LLC
B$2,006,447,626CASH VALUE
FOURTH CENTURY LLC
S$1,836,755,014CASH VALUE
FOXWAY LP
B$62,500,000CASH VALUE
HARBOR HILLS HOLDINGS LP
B$250,000CASH VALUE
HIGH STREET PARTNERS LTD
B$75,000,000CASH VALUE
JONATHAN EDWARDS TRUST
S$59,129CASH VALUE
KILIMANJARO FUND LP
B$3,812,803CASH VALUE
LTR FOCUS FUND
B$15,000,000CASH VALUE
LUXIVER LP
B$20,000,000CASH VALUE
LUXIVER LP
S$65,000,000CASH VALUE
LUXIVER NAWAB LP
S$240,000CASH VALUE
MOTUS FUND LTD
B$40,000,000CASH VALUE
NEW FYI LTD
B$100,000,000CASH VALUE
PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART
B$5,879,926CASH VALUE
STOECKEL E B RESIDUE TRUST
S$345,000CASH VALUE
THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
S$18,159,317CASH VALUE
THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL OF MGMT INC
S$500,382CASH VALUE
YALE UNIVERSITY ELIZABETHAN CLUB CORP
R$617,266CASH VALUE
YALE UNIVERSITY HONG KONG TRUST
C$299,843CASH VALUE
YALE UNIVERSITY PRESS LONDON
M$1,071,098CASH VALUE
YALE UNIVERSITY PRESS LONDON
L$1,079,760CASH VALUE
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
Q$26,896,097CASH VALUE
YEI INNOVATION FUND LLC
B$769,062CASH VALUE

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE R, PART I-V:FormAndLineReferenceDesc
ExplanationNAME, ADDRESS AND EIN: THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OF THE DATE OF THE FORM 990 FILING. SCHEDULE R, PART III: GENERAL NOTE: DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY. SCHEDULE R, PART IV: AS OF JUNE 30, 2017, YALE UNIVERSITY HELD A GREATER THAN 50% BENEFICIAL INTEREST IN 47 CHARITABLE REMAINDER TRUSTS (CRTS). THE UNIVERSITY WAS THE TRUSTEE OF 40 OF THESE CRTS, OF WHICH 38 WERE DOMICILED IN CONNECTICUT, ONE IN PENNSYLVANIA AND ONE IN MASSACHUSETTS. SCHEDULE R, PART V: GENERAL NOTE: THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY.ExplanationTxt

Affiliated Group Schedule AffiliatedGroupSchedule

Affiliated Schedule AffiliatedScheduleGrp (11 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINElecting OrganizationElectingOrganizationIndTotal Grassroots LobbyTotalGrassrootsLobbyAmtTotal Direct LobbyTotalDirectLobbyAmtTotal Lobby ExpenditureTotalLobbyExpenditureAmtOther Exempt Purpose ExpendOtherExemptPurposeExpendAmtTotal Exempt Purpose ExpendTotalExemptPurposeExpendAmtLobby NontxLobbyNontxAmtGrassroots NontxGrassrootsNontxAmtTotal Lobby Grssroot Mns NontxTotalLobbyGrssrootMnsNontxAmtTot Lbby Expend Mns Lobby NontxTotLbbyExpendMnsLobbyNontxAmtShare Excess Lobby ExpendShareExcessLobbyExpendAmtAddress Line2USAddress/AddressLine2Txt
YALE UNIVERSITY
PO BOX 208239NEW HAVENCT06520060646973Yes (X)$10,866$480,880$491,746$3,680,255,009$3,680,746,755$1,000,000$250,000$0$0$0
3C CORPORATION
PO BOX 208239NEW HAVENCT06520412046529$0$0$0$0$0$0$0$0$0$0
5C CORPORATION
PO BOX 208239NEW HAVENCT06520200763050$0$0$0$0$0$0$0$0$0$0
ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY
157 CHURCH STREETNEW HAVENCT06510066078326$0$0$0$0$0$0$0$0$0$0
BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
PO BOX 208239NEW HAVENCT06520066032565$0$0$0$19,597,483$19,597,483$1,000,000$250,000$0$0$0
THE CHIEF EXECUTIVE LEADERSHIP INST OF THE YALE SCHOOL OF MANAGEMENT INC
101 CONSTITUTION AVUENUE SUITE 900WASHINGTONDC20001582617787$0$0$0$2,159,631$2,159,631$257,982$64,496$0$0$0EAST
THE NEW CLINICAL PROGRAM DEVELOPMENT CORPORATION
789 HOWARD AVENUENEW HAVENCT06519061565494$0$0$0$30,000,000$30,000,000$1,000,000$250,000$0$0$0
YALE SOUTHERN OBSERVATORY INC
PO BOX 208239NEW HAVENCT06520066068906$0$0$0$0$0$0$0$0$0$0
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
PO BOX 208239NEW HAVENCT06520066414276$0$0$0$31,864,763$31,864,763$1,000,000$250,000$0$0$0
YALE NEW HAVEN MEDICAL CENTER INC
20 YORK STREETNEW HAVENCT06510237440891$0$0$0$1,141,876$1,141,876$189,188$47,297$0$0$0
THE GRUBER FOUNDATION
PO BOX 208239NEW HAVENCT06520451540594$0$0$0$5,798,240$5,798,240$439,912$109,978$0$0$0

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