MARJORIE & CLARENCE E UNTERBERG FOUNDATION INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- MARJORIE & CLARENCE E UNTERBERG FOUNDATION INC (EIN 13-3792809)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-05-15
- IRS object ID
- 201821359349103547
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-15T15:27:25-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNERAMPER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 750 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172703 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133792809 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARJORIE & CLARENCE E UNTERBERG FDNINC | BusinessNameLine1Txt |
| Business Name Line2 | C/O UNTERBERG CAPTAL LLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % THOMAS I UNTERBERG | InCareOfNm |
| Business Name Control | MARJ | BusinessNameControlTxt |
| Phone | 2127451141 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 445 PARK AVENUE Suite 921 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS I UNTERBERG | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2127451141 | PhoneNum |
| Signature | 2018-05-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT LEVIN | PreparerPersonNm |
| PTIN | P00363891 | PTIN |
| Phone | 2129498700 | PhoneNum |
| Preparation | 2018-05-14 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,805,910 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,681,750 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $3,457 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,457 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $21,194 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $21,194 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$588,903 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $777,133 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $2,117,498 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $24,651 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Taxes Rev And Expnss | $114 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $114 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $18,219 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $17,969 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $250 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $18,333 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $18,083 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $250 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $937,250 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $937,250 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $955,583 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $18,083 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $937,500 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,161,915 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $6,568 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $385,083 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $238,396 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $238,396 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $929 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1,932 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $929 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $929 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $2,262,404 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,583,363 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,913,307 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $250,460 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $250,460 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $248,978 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $355,487 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $404,300 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $404,300 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,255,366 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,477,448 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,805,910 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Additional Paid In Capital BOY | $3,255,366 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $4,477,448 | AdditionalPaidInCapitalEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,255,366 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,477,448 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,255,366 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,477,448 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,255,366 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,161,915 | ExcessRevenueOverExpensesAmt |
| Other Increases | $60,167 | OtherIncreasesAmt |
| Subtotal | $4,477,448 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $4,477,448 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| THRU UNTERBERG KOLLER CAPITAL FUND LP | P | 2017-12-31 | $5,494 | -$5,494 | -$5,494 | ||
| THRU UNTERBERG TAYLOR CAPITAL FUND LP | P | 2017-12-31 | $1,938 | $1,938 | $1,938 | ||
| PDLD | P | 2017-06-22 | $5,600 | -$4,451 | -$4,451 | $1,149 | 2002-01-22 |
| PIMCO ENHANCED SHRT ETF: MINT | P | 2017-12-31 | $771,607 | $2,389 | $2,389 | $773,996 | |
| 1,050 SHARES DIGITAL RIVER INC | $10,710 | -$10,710 | -$10,710 | ||||
| INVESTMENT IN PREDICTIVE NETWORK | $103,669 | -$103,669 | -$103,669 | ||||
| INVESTMENT IN OBERON MEDIA INC | $343,956 | -$343,956 | -$343,956 | ||||
| INVESTMENT IN CONNER TECH PUBIC LTD | $125,000 | -$125,000 | -$125,000 | ||||
| CAPITAL GAIN DIVIDENDS | P | $50 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$588,903 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $795,150 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,745,702 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.212283 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $834,900 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,547,838 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.183582 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $88,200 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,743,402 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.015357 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,906,370 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $4,868,528 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.39157 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,706,960 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $6,172,541 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.276541 | DistributionYr5Rt |
| Total Distribution | 1.079333 | TotalDistributionRt |
| Average Distribution | 0.215867 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $2,938,747 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $634,378 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $66 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $634,444 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $937,500 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $66 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $66 | SubtotalAmt |
| Tax Based On Investment Income | $66 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,936 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $12,936 | TotalPaymentsAndCreditsAmt |
| Overpayment | $12,870 | OverpaymentAmt |
| Applied To ES Tax | $12,870 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | NOT APPLICABLE | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS I UNTERBERG | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2127451141 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O UNTERBERG CAPITAL LLC445 PARK | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS I UNTERBERG | ||||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | PRESIDENT | 0.25 | $0 | $0 | $0 |
| MARY DEBARE | ||||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | VICE PRES/SECY | 0.25 | $0 | $0 | $0 |
| ANDREW ARNO | ||||||||
| 730 FIFTH AVENUE | NEW YORK | NY | 10019 | TREASURER | 0.25 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,659,403 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $283,510 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,040,587 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,983,500 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,983,500 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $44,753 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,938,747 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $146,937 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $146,937 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $66 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $66 | TotalTaxAmt |
| Distributable Before Adj | $146,871 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $146,871 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $146,871 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $937,500 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $937,500 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $66 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $937,434 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $146,871 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2015 | PriorYear1Yr |
| Prior Year2 | 2014 | PriorYear2Yr |
| Prior Year3 | 2013 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,433,653 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,662,944 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $608,284 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $607,865 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,312,746 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $937,500 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $146,871 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $790,629 | RemainingDistriFromCorpusAmt |
| Total Corpus | $5,103,375 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,433,653 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,669,722 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,662,944 | ExcessFromYear4Amt |
| Excess From Year2 | $608,284 | ExcessFromYear2Amt |
| Excess From Year1 | $607,865 | ExcessFromYear1Amt |
| Excess From Current Year | $790,629 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS UNTERBERG | ContributingManagerNm |
| Contributing Manager | MARY DEBARE | ContributingManagerNm |
| Contributing Manager | ANDREW ARNO | ContributingManagerNm |
| Shareholder Manager | NA | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE STATEMENT ATTACHED | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | see statment attached | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | GENERAL CHARITABLE PURPOSE | GrantOrContributionPurposeTxt |
| Amt | $937,250 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $937,250 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $24,651 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$588,903 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | -$564,252 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$564,252 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | THOMAS I UNTERBERG | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 49 EAST 67TH STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10021 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $2,681,500 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 50,000 SHS COMMVAULT SYSTEMS INC | NoncashPropertyDesc |
| Fair Market Value | $2,681,500 | FairMarketValueAmt |
| Received | 2017-12-15 | ReceivedDt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | LANCASTER CALIF REDEV AGY | BondNm |
| EOY Book Value | $250,460 | EOYBookValueAmt |
| EOYFMV | $248,978 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (11 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 20 SHS. INFINITY ENERGY RESOUR | $229 | |
| 750 SHS. DIGITAL RIVER INC. | $0 | $0 |
| 300 SHS. DIGITAL RIVER INC. | $0 | $0 |
| 34,800 SHS. PREDICTIVE NETWORK | $0 | $0 |
| 2,000 SHS. PD - LD INC | $11,200 | $2,298 |
| 303,313 A-2 LOANLOGICS (NYLX) | $242,371 | $637,041 |
| 14,286 SHS OBERON MEDIA INC | $0 | $0 |
| 23,663 SHS OBERON MEDIA INC | $0 | $0 |
| 34,168 CONNER TECH PUBLIC LTD | $0 | $0 |
| 14,000 PIMCO ENHANCED SHORT | $648,063 | $648,968 |
| 50,000 COMMVAULT SYS INC | $2,681,500 | $2,625,000 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| UNTERBERG KOLLER CAPITAL FUND | FMV | $0 | $0 |
| UNTERBERG TAYLOR CAPITAL FUND | FMV | $404,300 | $404,300 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $150 | $150 | |
| PORTFOLIO DEDUCTIONS | $9,604 | $9,604 | |
| INVESTMENT ADVISORY FEES | $8,215 | $8,215 | |
| FILING FEE | $250 | $250 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNTERBERG KOLLER CAPITAL FUND | Desc |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED APPRECIATION ON PARTNERSHIP | $0 |
| INVESTMENTS | $60,167 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX PAID | CategoryTxt |
| Amt | $114 | Amt |
| Net Investment Income | $114 | NetInvestmentIncomeAmt |
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