OPPENHEIMER & HAAS FDN 1228831: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- OPPENHEIMER & HAAS FDN 1228831 (EIN 13-6013101)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-04-27
- IRS object ID
- 201821179349101107
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-04-27T15:01:55-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 127 PUBLIC SQUARE | AddressLine1Txt |
| City | CLEVELAND | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44114 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136013101 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OPPENHEIMER&HAAS XXXXX1004 | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | OPPE | BusinessNameControlTxt |
| Phone | 8004962583 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN IL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOY G LLANES | PersonNm |
| Person Title | Vice President | PersonTitleTxt |
| Phone | 8004962583 | PhoneNum |
| Signature | 2018-04-27 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KELLY NEUGEBAUER | PreparerPersonNm |
| PTIN | P01285591 | PTIN |
| Phone | 3124869652 | PhoneNum |
| Preparation | 2018-04-27 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,862,752 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $434,966 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $434,655 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,124,304 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,257,063 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,124,304 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $4,169 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $1,563,439 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,558,959 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $182,408 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $109,445 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $72,963 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $9,038 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $9,038 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $750 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $750 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $192,196 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $118,483 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $73,713 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $787,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $787,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $979,696 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $118,483 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $861,213 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $583,743 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,440,476 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $136,141 | CashBOYAmt |
| Cash EOY | $157,349 | CashEOYAmt |
| Cash EOYFMV | $157,349 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $412,872 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $679,973 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $679,973 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $10,623,218 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,074,414 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,751,672 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,400,917 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,242,513 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,273,758 | CorporateBondsEOYFMVAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $14,573,148 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,154,249 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,862,752 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $14,573,148 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,154,249 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,573,148 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,154,249 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,573,148 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,154,249 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,573,148 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $583,743 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $15,156,891 | SubtotalAmt |
| Other Decreases | $2,641 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,154,250 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (369 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 26. ALEXION PHARMACEUTICALS INC | 2016-04-06 | 2017-01-03 | $3,183 | $4,053 | -$870 | -$870 | |
| 59. ALEXION PHARMACEUTICALS INC | 2017-01-03 | $7,222 | $11,197 | -$3,975 | -$3,975 | ||
| 161. CARNIVAL CORPORATION | 2017-01-03 | $8,379 | $8,393 | -$14 | -$14 | ||
| 42. CARNIVAL CORPORATION | 2015-08-06 | 2017-01-03 | $2,189 | $2,189 | |||
| 2. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-03 | $229 | $252 | -$23 | -$23 | |
| 2. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-03 | $228 | $252 | -$24 | -$24 | |
| 2. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-03 | $229 | $252 | -$23 | -$23 | |
| 10. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-04 | $1,153 | $1,260 | -$107 | -$107 | |
| 11. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-04 | $1,266 | $1,386 | -$120 | -$120 | |
| 8. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-04 | $921 | $1,008 | -$87 | -$87 | |
| 6. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-05 | $694 | $756 | -$62 | -$62 | |
| 7. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-05 | $812 | $882 | -$70 | -$70 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-05 | $115 | $126 | -$11 | -$11 | |
| 4. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-05 | $462 | $504 | -$42 | -$42 | |
| 2. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $232 | $252 | -$20 | -$20 | |
| 6. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $699 | $756 | -$57 | -$57 | |
| 3. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $348 | $378 | -$30 | -$30 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $116 | $126 | -$10 | -$10 | |
| 6. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-09 | $689 | $756 | -$67 | -$67 | |
| 3. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-09 | $345 | $378 | -$33 | -$33 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-09 | $115 | $126 | -$11 | -$11 | |
| 5. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-09 | $575 | $630 | -$55 | -$55 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-11 | $114 | $126 | -$12 | -$12 | |
| 2. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-11 | $229 | $252 | -$23 | -$23 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-12 | $114 | $126 | -$12 | -$12 | |
| 3. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-12 | $343 | $378 | -$35 | -$35 | |
| 110. AT&T INC | 2015-06-01 | 2017-01-18 | $4,504 | $3,799 | $705 | $705 | |
| 47. ABBOTT LABS | 2017-01-18 | $1,907 | $2,144 | -$237 | -$237 | ||
| 39. ADOBE SYS INC | 2013-05-09 | 2017-01-18 | $4,241 | $1,723 | $2,518 | $2,518 | |
| 32. AETNA INC NEW | 2017-01-18 | $3,845 | $4,092 | -$247 | -$247 | ||
| 37. AGILENT TECHNOLOGIES INC | 2016-10-18 | 2017-01-18 | $1,781 | $1,682 | $99 | $99 | |
| 10. ALEXION PHARMACEUTICALS INC | 2016-04-06 | 2017-01-18 | $1,358 | $1,559 | -$201 | -$201 | |
| 15. ALPHABET INC/CA-CL C | 2017-01-18 | $12,028 | $8,421 | $3,607 | $3,607 | ||
| 2. ALPHABET INC/CA-CL A | 2015-10-30 | 2017-01-18 | $1,651 | $1,487 | $164 | $164 | |
| 5. ALPHABET INC/CA-CL A | 2016-07-11 | 2017-01-18 | $4,127 | $3,636 | $491 | $491 | |
| 12. AMAZON COM INC | 2017-01-18 | $9,672 | $5,240 | $4,432 | $4,432 | ||
| 71. AMERICAN INTL GROUP INC NEW | 2016-08-17 | 2017-01-18 | $4,714 | $4,193 | $521 | $521 | |
| 26. ANADARKO PETE CORP | 2017-01-18 | $1,820 | $1,884 | -$64 | -$64 | ||
| 49. ANALOG DEVICES INC | 2016-10-31 | 2017-01-18 | $3,580 | $3,149 | $431 | $431 | |
| 125. APPLE COMPUTER INC | 2006-04-06 | 2017-01-18 | $15,001 | $1,237 | $13,764 | $13,764 | |
| 326. BANK OF AMERICA CORPORATION | 2016-11-09 | 2017-01-18 | $7,296 | $5,835 | $1,461 | $1,461 | |
| 48. BANK OF NEW YORK MELLON CORP | 2016-11-07 | 2017-01-18 | $2,204 | $2,106 | $98 | $98 | |
| 10. BIOGEN IDEC INC | 2016-07-26 | 2017-01-18 | $2,833 | $2,885 | -$52 | -$52 | |
| 11. BLACKROCK INC | 2017-01-18 | $4,133 | $3,827 | $306 | $306 | ||
| 202. BOSTON SCIENTIFIC CORP | 2017-01-18 | $4,821 | $4,736 | $85 | $85 | ||
| 72. BRISTOL MYERS SQUIBB CO | 2017-01-18 | $4,041 | $2,872 | $1,169 | $1,169 | ||
| 62. CMS ENERGY CORP | 2015-12-02 | 2017-01-18 | $2,625 | $2,160 | $465 | $465 | |
| 26. CARNIVAL CORPORATION | 2015-08-06 | 2017-01-18 | $1,388 | $1,355 | $33 | $33 | |
| 32. CELGENE CORP. | 2017-01-18 | $3,681 | $3,356 | $325 | $325 | ||
| 18. CHARTER COMMUNICATIONS INC-A | 2016-12-15 | 2017-01-18 | $5,476 | $5,242 | $234 | $234 | |
| 85. CITIGROUP INC NEW | 2009-08-10 | 2017-01-18 | $4,877 | $3,366 | $1,511 | $1,511 | |
| 51. COMCAST CORP NEW CL A | 2009-12-07 | 2017-01-18 | $3,691 | $863 | $2,828 | $2,828 | |
| 17. CONCHO RESOURCES INC | 2017-01-18 | $2,303 | $2,085 | $218 | $218 | ||
| 19. COSTCO WHSL CORP NEW | 2015-08-14 | 2017-01-18 | $3,107 | $2,775 | $332 | $332 | |
| 75. DISNEY WALT CO | 2016-12-16 | 2017-01-18 | $8,110 | $7,799 | $311 | $311 | |
| 57. DISCOVER FINL SVCS | 2015-08-14 | 2017-01-18 | $4,012 | $3,185 | $827 | $827 | |
| 51. DISH NETWORK CORP | 2016-09-23 | 2017-01-18 | $3,141 | $2,751 | $390 | $390 | |
| 64. DOW CHEM CO | 2015-06-18 | 2017-01-18 | $3,671 | $3,431 | $240 | $240 | |
| 82. EOG RESOURCES INC | 2017-01-18 | $8,614 | $7,439 | $1,175 | $1,175 | ||
| 40. EQT CORPORATION | 2015-07-27 | 2017-01-18 | $2,495 | $3,038 | -$543 | -$543 | |
| 42. EASTMAN CHEM CO | 2017-01-18 | $3,244 | $2,817 | $427 | $427 | ||
| 69. FACEBOOK INC-A | 2017-01-18 | $8,786 | $5,232 | $3,554 | $3,554 | ||
| 52. FIDELITY NATL INFORMATION SVCS INC | 2017-01-18 | $4,131 | $3,345 | $786 | $786 | ||
| 17. GENERAL DYNAMICS CORP | 2017-01-18 | $2,985 | $2,608 | $377 | $377 | ||
| 242. GENERAL ELEC CO | 2015-12-11 | 2017-01-18 | $7,556 | $7,366 | $190 | $190 | |
| 124. GENERAL MOTORS CO | 2017-01-18 | $4,641 | $3,911 | $730 | $730 | ||
| 28. GILEAD SCIENCES INC | 2017-01-18 | $2,009 | $2,927 | -$918 | -$918 | ||
| 17. GOLDMAN SACHS GROUP INC | 2016-02-05 | 2017-01-18 | $3,980 | $2,663 | $1,317 | $1,317 | |
| 79. HARTFORD FINL SVCS GROUP INC | 2016-12-16 | 2017-01-18 | $3,895 | $3,763 | $132 | $132 | |
| 61. HOME DEPOT INC | 2017-01-18 | $8,282 | $4,166 | $4,116 | $4,116 | ||
| 78. HONEYWELL INTL INC | 2017-01-18 | $9,207 | $6,511 | $2,696 | $2,696 | ||
| 10. HUMANA INC | 2011-04-08 | 2017-01-18 | $2,046 | $701 | $1,345 | $1,345 | |
| 11. ILLUMINA INC | 2017-01-18 | $1,758 | $2,257 | -$499 | -$499 | ||
| 5699.4 JPM GLBL RES ENH INDEX FD - SEL | 2014-12-31 | 2017-01-18 | $108,859 | $104,356 | $4,503 | $4,503 | |
| 171. KEYCORP NEW | 2017-01-18 | $3,051 | $2,027 | $1,024 | $1,024 | ||
| 40. THE KRAFT HEINZ CO | 2017-01-18 | $3,526 | $3,493 | $33 | $33 | ||
| 21. LAM RESEARCH CORPORATION COMMON | 2013-02-05 | 2017-01-18 | $2,323 | $890 | $1,433 | $1,433 | |
| 18. LENNOX INTL INC | 2017-01-18 | $2,723 | $2,232 | $491 | $491 | ||
| 66. LILLY ELI & CO | 2017-01-18 | $5,121 | $5,713 | -$592 | -$592 | ||
| 82. LOWES COS INC | 2011-08-04 | 2017-01-18 | $5,837 | $1,674 | $4,163 | $4,163 | |
| 32. MARSH & MCLENNAN COS INC | 2013-09-20 | 2017-01-18 | $2,180 | $1,416 | $764 | $764 | |
| 15. MARTIN MARIETTA MATLS INC | 2015-08-14 | 2017-01-18 | $3,359 | $2,612 | $747 | $747 | |
| 105. MASCO CORP | 2017-01-18 | $3,372 | $1,244 | $2,128 | $2,128 | ||
| 70. MASTERCARD INC - CLASS A | 2017-01-18 | $7,612 | $4,099 | $3,513 | $3,513 | ||
| 65. MERCK & CO INC | 2017-01-18 | $3,982 | $4,152 | -$170 | -$170 | ||
| 76. METLIFE INC | 2017-01-18 | $4,089 | $2,751 | $1,338 | $1,338 | ||
| 139. MICROSOFT CORP | 2015-02-13 | 2017-01-18 | $8,669 | $6,034 | $2,635 | $2,635 | |
| 111. MICROSOFT CORP | 2017-01-18 | $6,923 | $5,482 | $1,441 | $1,441 | ||
| 42. MOLSON COORS BREWING CO | 2017-01-18 | $4,129 | $3,875 | $254 | $254 | ||
| 132. MONDELEZ INTERNATIONAL-W/I | 2017-01-18 | $5,948 | $5,873 | $75 | $75 | ||
| 227. MORGAN STANLEY DEAN WITTER & CO NEW | 2017-01-18 | $9,664 | $8,041 | $1,623 | $1,623 | ||
| 17. NEXTERA ENERGY INC | 2016-10-18 | 2017-01-18 | $2,045 | $2,129 | -$84 | -$84 | |
| 124. NISOURCE INC | 2017-01-18 | $2,781 | $2,391 | $390 | $390 | ||
| 8. NORTHROP GRUMMAN CORP | 2016-09-15 | 2017-01-18 | $1,843 | $1,694 | $149 | $149 | |
| 8. O'REILLY AUTOMOTIVE INC | 2016-11-15 | 2017-01-18 | $2,233 | $2,144 | $89 | $89 | |
| 90. OCCIDENTAL PETE CORP | 2017-01-18 | $6,268 | $7,694 | -$1,426 | -$1,426 | ||
| 36. PPG INDS INC | 2017-01-18 | $3,468 | $4,025 | -$557 | -$557 | ||
| 31. PEPSICO INC | 2017-01-18 | $3,185 | $3,168 | $17 | $17 | ||
| 22. PEPSICO INC | 2016-02-17 | 2017-01-18 | $2,260 | $2,191 | $69 | $69 | |
| 245. PFIZER INC | 2016-07-05 | 2017-01-18 | $7,847 | $8,786 | -$939 | -$939 | |
| 32. PIONEER NAT RES CO | 2017-01-18 | $5,869 | $5,587 | $282 | $282 | ||
| 1. PIONEER NAT RES CO | 2015-12-10 | 2017-01-18 | $183 | $149 | $34 | $34 | |
| 39. PROCTER & GAMBLE CO | 2000-03-07 | 2017-01-18 | $3,312 | $1,172 | $2,140 | $2,140 | |
| 16. SVB FINANCIAL GROUP | 2015-08-12 | 2017-01-18 | $2,656 | $2,214 | $442 | $442 | |
| 31. SCHLUMBERGER LTD | 2015-01-16 | 2017-01-18 | $2,698 | $2,495 | $203 | $203 | |
| 76. SCHWAB CHARLES CORP NEW | 2017-01-18 | $3,094 | $2,215 | $879 | $879 | ||
| 44. STANLEY BLACK & DECKER INC | 2017-01-18 | $5,328 | $4,720 | $608 | $608 | ||
| 65. TJX COS INC NEW | 2016-12-08 | 2017-01-18 | $4,961 | $5,070 | -$109 | -$109 | |
| 35. T-MOBILE US INC | 2017-01-18 | $2,048 | $1,422 | $626 | $626 | ||
| 68. TEXAS INSTRS INC | 2016-03-10 | 2017-01-18 | $5,059 | $3,763 | $1,296 | $1,296 | |
| 24. TIME WARNER INC | 2008-12-05 | 2017-01-18 | $2,281 | $433 | $1,848 | $1,848 | |
| 79. TRANSCANADA CORP | 2016-07-07 | 2017-01-18 | $3,711 | $3,646 | $65 | $65 | |
| 99. TWENTY-FIRST CENTURY FOX-A | 2014-04-29 | 2017-01-18 | $2,992 | $3,173 | -$181 | -$181 | |
| 23. UNION PAC CORP | 2017-01-18 | $2,382 | $2,233 | $149 | $149 | ||
| 53. STADA ARZNEIMITTEL AG | 2017-01-18 | $3,878 | $2,344 | $1,534 | $1,534 | ||
| 68. UNITEDHEALTH GROUP INC | 2017-01-18 | $10,636 | $9,178 | $1,458 | $1,458 | ||
| 33. VERTEX PHARMACEUTICALS INC | 2017-01-18 | $2,718 | $4,338 | -$1,620 | -$1,620 | ||
| 40. VISA INC CLASS A SHARES | 2015-10-19 | 2017-01-18 | $3,267 | $3,083 | $184 | $184 | |
| 155. WELLS FARGO & CO NEW | 2017-01-18 | $8,323 | $4,726 | $3,597 | $3,597 | ||
| 23. WEX INC | 2017-01-18 | $2,687 | $2,167 | $520 | $520 | ||
| 18. WORKDAY INC-CLASS A | 2016-08-10 | 2017-01-18 | $1,473 | $1,486 | -$13 | -$13 | |
| 31. YUM BRANDS INC | 2017-01-18 | $1,989 | $1,784 | $205 | $205 | ||
| 17. ALLEGION PLC | 2017-01-18 | $1,123 | $1,134 | -$11 | -$11 | ||
| 24. ALLEGION PLC | 2017-01-18 | $1,585 | $1,599 | -$14 | -$14 | ||
| 38. ALLERGAN PLC | 2017-01-18 | $8,237 | $11,417 | -$3,180 | -$3,180 | ||
| 39. ACCENTURE PLC | 2017-01-18 | $4,522 | $3,655 | $867 | $867 | ||
| 58. JOHNSON CONTROLS INTERNATIONAL PLC | 2016-09-07 | 2017-01-18 | $2,495 | $2,784 | -$289 | -$289 | |
| 53. CHUBB LTD | 2017-01-18 | $6,973 | $6,682 | $291 | $291 | ||
| 62. BROADCOM LTD | 2017-01-18 | $11,398 | $2,107 | $9,291 | $9,291 | ||
| 119. AETNA INC NEW | 2017-01-23 | $14,165 | $12,248 | $1,917 | $1,917 | ||
| 6. AETNA INC NEW | 2015-01-14 | 2017-01-24 | $704 | $540 | $164 | $164 | |
| 109. AETNA INC NEW | 2017-01-30 | $12,685 | $9,788 | $2,897 | $2,897 | ||
| 30. BLACKROCK INC | 2017-01-30 | $11,218 | $10,268 | $950 | $950 | ||
| 53. CARNIVAL CORPORATION | 2017-01-30 | $2,948 | $2,760 | $188 | $188 | ||
| 10. CARNIVAL CORPORATION | 2015-08-07 | 2017-01-30 | $558 | $520 | $38 | $38 | |
| 5. CARNIVAL CORPORATION | 2015-08-07 | 2017-01-30 | $279 | $260 | $19 | $19 | |
| 69. LAM RESEARCH CORPORATION COMMON | 2017-01-30 | $7,982 | $2,896 | $5,086 | $5,086 | ||
| 172. TIME WARNER INC | 2017-01-30 | $16,583 | $2,691 | $13,892 | $13,892 | ||
| 101. CARNIVAL CORPORATION | 2017-01-31 | $5,568 | $5,250 | $318 | $318 | ||
| 7. CARNIVAL CORPORATION | 2015-12-15 | 2017-02-01 | $386 | $364 | $22 | $22 | |
| 6. CARNIVAL CORPORATION | 2015-12-15 | 2017-02-01 | $333 | $312 | $21 | $21 | |
| 5. CARNIVAL CORPORATION | 2015-12-15 | 2017-02-01 | $276 | $260 | $16 | $16 | |
| 85. LAM RESEARCH CORPORATION COMMON | 2017-02-02 | $9,964 | $3,523 | $6,441 | $6,441 | ||
| 40. LENNOX INTL INC | 2017-02-10 | $6,540 | $4,933 | $1,607 | $1,607 | ||
| 20. SCHLUMBERGER LTD | 2015-01-16 | 2017-02-10 | $1,645 | $1,610 | $35 | $35 | |
| 63. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-10 | $5,181 | $4,889 | $292 | $292 | |
| 46. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-10 | $3,775 | $3,570 | $205 | $205 | |
| 3. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-10 | $246 | $233 | $13 | $13 | |
| 29. LENNOX INTL INC | 2017-02-13 | $4,687 | $3,539 | $1,148 | $1,148 | ||
| 26. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-13 | $2,126 | $2,018 | $108 | $108 | |
| 18. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-13 | $1,471 | $1,397 | $74 | $74 | |
| 7. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-13 | $573 | $543 | $30 | $30 | |
| 13. SCHLUMBERGER LTD | 2012-11-05 | 2017-02-13 | $1,064 | $910 | $154 | $154 | |
| 33. LENNOX INTL INC | 2017-02-14 | $5,280 | $4,008 | $1,272 | $1,272 | ||
| 4. SCHLUMBERGER LTD | 2017-02-14 | $327 | $280 | $47 | $47 | ||
| 11. SCHLUMBERGER LTD | 2012-11-05 | 2017-02-14 | $898 | $770 | $128 | $128 | |
| 20. SCHLUMBERGER LTD | 2017-02-14 | $1,637 | $1,399 | $238 | $238 | ||
| 28. LENNOX INTL INC | 2017-02-15 | $4,447 | $3,383 | $1,064 | $1,064 | ||
| 5. LENNOX INTL INC | 2015-08-11 | 2017-02-16 | $806 | $604 | $202 | $202 | |
| 89. PPG INDS INC | 2017-02-22 | $9,159 | $8,207 | $952 | $952 | ||
| 31. PPG INDS INC | 2016-03-30 | 2017-02-22 | $3,190 | $3,465 | -$275 | -$275 | |
| 24. PPG INDS INC | 2016-01-21 | 2017-02-22 | $2,473 | $2,213 | $260 | $260 | |
| 29. BIOVERATIV INC | 2010-06-17 | 2017-02-23 | $1,454 | $220 | $1,234 | $1,234 | |
| 8. BIOVERATIV INC | 2016-07-26 | 2017-02-23 | $401 | $358 | $43 | $43 | |
| 125. FACEBOOK INC-A | 2017-02-23 | $16,869 | $9,468 | $7,401 | $7,401 | ||
| 37. PPG INDS INC | 2017-02-23 | $3,801 | $3,410 | $391 | $391 | ||
| . MERCK & CO INC | 2017-02-28 | $23 | $23 | $23 | |||
| 72. HOME DEPOT INC | 2012-03-20 | 2017-03-17 | $10,693 | $3,558 | $7,135 | $7,135 | |
| 26. HOME DEPOT INC | 2012-03-20 | 2017-03-17 | $3,855 | $1,285 | $2,570 | $2,570 | |
| 19. YUM BRANDS INC | 2016-04-08 | 2017-03-17 | $1,213 | $1,093 | $120 | $120 | |
| 44. YUM BRANDS INC | 2016-04-08 | 2017-03-17 | $2,815 | $2,530 | $285 | $285 | |
| 58. YUM BRANDS INC | 2016-03-16 | 2017-03-17 | $3,711 | $3,177 | $534 | $534 | |
| 107. YUM BRANDS INC | 2017-03-20 | $6,846 | $5,855 | $991 | $991 | ||
| . BAXTER INTL INC | 2017-03-30 | $14 | $14 | $14 | |||
| 30931.397 JPMORGAN CORE BOND FUND | 2014-10-21 | 2017-04-11 | $358,495 | $365,609 | -$7,114 | -$7,114 | |
| 1. BROADCOM LTD | 2013-04-26 | 2017-04-12 | $211 | $43 | $168 | $168 | |
| 1. BROADCOM LTD | 2013-04-26 | 2017-04-12 | $211 | $43 | $168 | $168 | |
| 4. BROADCOM LTD | 2013-04-26 | 2017-04-12 | $836 | $174 | $662 | $662 | |
| 2. BROADCOM LTD | 2013-04-26 | 2017-04-12 | $418 | $87 | $331 | $331 | |
| 4. BROADCOM LTD | 2017-04-12 | $837 | $171 | $666 | $666 | ||
| 1. BROADCOM LTD | 2013-05-15 | 2017-04-12 | $209 | $42 | $167 | $167 | |
| 5. BROADCOM LTD | 2017-04-12 | $1,070 | $212 | $858 | $858 | ||
| 14. BROADCOM LTD | 2013-05-16 | 2017-04-12 | $2,936 | $565 | $2,371 | $2,371 | |
| 4. BROADCOM LTD | 2013-05-16 | 2017-04-12 | $842 | $161 | $681 | $681 | |
| 1. BROADCOM LTD | 2017-04-12 | $210 | $40 | $170 | $170 | ||
| 6. BROADCOM LTD | 2013-04-25 | 2017-04-13 | $1,271 | $238 | $1,033 | $1,033 | |
| 5. BROADCOM LTD | 2013-04-25 | 2017-04-13 | $1,057 | $198 | $859 | $859 | |
| 7. BROADCOM LTD | 2013-04-25 | 2017-04-13 | $1,484 | $277 | $1,207 | $1,207 | |
| 2. BROADCOM LTD | 2013-04-25 | 2017-04-13 | $425 | $79 | $346 | $346 | |
| 11. BROADCOM LTD | 2013-04-25 | 2017-04-13 | $2,348 | $436 | $1,912 | $1,912 | |
| 5. BROADCOM LTD | 2013-04-25 | 2017-04-13 | $1,063 | $198 | $865 | $865 | |
| 4. BROADCOM LTD | 2013-04-25 | 2017-04-13 | $854 | $159 | $695 | $695 | |
| 49719.918 VANGUARD FXD INCM INTER-TERM FD ADM* | 2016-02-24 | 2017-04-19 | $486,758 | $484,272 | $2,486 | $2,486 | |
| 8. COSTCO WHSL CORP NEW | 2015-08-14 | 2017-04-20 | $1,364 | $1,168 | $196 | $196 | |
| 79. MARSH & MCLENNAN COS INC | 2017-04-20 | $5,793 | $3,492 | $2,301 | $2,301 | ||
| 80. MARSH & MCLENNAN COS INC | 2017-04-20 | $5,867 | $3,499 | $2,368 | $2,368 | ||
| 22. COSTCO WHSL CORP NEW | 2017-04-21 | $3,760 | $2,922 | $838 | $838 | ||
| 3. COSTCO WHSL CORP NEW | 2013-11-11 | 2017-04-21 | $513 | $370 | $143 | $143 | |
| 11. MARSH & MCLENNAN COS INC | 2017-04-21 | $791 | $477 | $314 | $314 | ||
| 70. MARSH & MCLENNAN COS INC | 2017-04-21 | $5,075 | $3,004 | $2,071 | $2,071 | ||
| 1. COSTCO WHSL CORP NEW | 2013-11-11 | 2017-04-24 | $172 | $123 | $49 | $49 | |
| 3. COSTCO WHSL CORP NEW | 2013-11-11 | 2017-04-24 | $514 | $370 | $144 | $144 | |
| 3. COSTCO WHSL CORP NEW | 2017-04-24 | $515 | $369 | $146 | $146 | ||
| 291. PROCTER & GAMBLE CO | 2000-03-07 | 2017-04-24 | $26,043 | $8,742 | $17,301 | $17,301 | |
| 4. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-02 | $248 | $224 | $24 | $24 | |
| 15. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-02 | $928 | $838 | $90 | $90 | |
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $123 | $112 | $11 | $11 | |
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $122 | $112 | $10 | $10 | |
| 13. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $797 | $726 | $71 | $71 | |
| 4. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $245 | $224 | $21 | $21 | |
| 10. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $610 | $559 | $51 | $51 | |
| 101. COSTCO WHSL CORP NEW | 2017-05-04 | $18,427 | $12,234 | $6,193 | $6,193 | ||
| 8. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-04 | $486 | $447 | $39 | $39 | |
| 3. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-04 | $182 | $168 | $14 | $14 | |
| 35. ILLUMINA INC | 2017-05-04 | $6,592 | $6,692 | -$100 | -$100 | ||
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-05 | $121 | $112 | $9 | $9 | |
| 3. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-05 | $181 | $168 | $13 | $13 | |
| 24. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-05 | $1,449 | $1,341 | $108 | $108 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-05 | $61 | $56 | $5 | $5 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-05 | $60 | $56 | $4 | $4 | |
| 24. ILLUMINA INC | 2017-05-05 | $4,500 | $3,863 | $637 | $637 | ||
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-08 | $121 | $112 | $9 | $9 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-08 | $60 | $56 | $4 | $4 | |
| 6. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-08 | $362 | $335 | $27 | $27 | |
| 5. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-08 | $302 | $279 | $23 | $23 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-08 | $60 | $56 | $4 | $4 | |
| 5. ILLUMINA INC | 2016-03-22 | 2017-05-08 | $922 | $781 | $141 | $141 | |
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $121 | $112 | $9 | $9 | |
| 7. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $424 | $391 | $33 | $33 | |
| 3. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $182 | $168 | $14 | $14 | |
| 8. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $486 | $447 | $39 | $39 | |
| 6. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $365 | $335 | $30 | $30 | |
| 18. ILLUMINA INC | 2016-03-22 | 2017-05-09 | $3,297 | $2,810 | $487 | $487 | |
| 1. ILLUMINA INC | 2016-03-22 | 2017-05-09 | $184 | $156 | $28 | $28 | |
| 1088. ISHARES TR S & P MIDCAP 400 INDEX FD | 2016-02-05 | 2017-05-09 | $187,458 | $139,150 | $48,308 | $48,308 | |
| 480. ISHARES INC MSCI JAPAN NEW | 2016-12-15 | 2017-05-09 | $25,226 | $24,248 | $978 | $978 | |
| 1799. ISHARES INC MSCI JAPAN NEW | 2016-12-15 | 2017-05-09 | $94,605 | $90,881 | $3,724 | $3,724 | |
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-10 | $121 | $112 | $9 | $9 | |
| 5. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-10 | $302 | $279 | $23 | $23 | |
| 154. DISCOVER FINL SVCS | 2017-05-15 | $9,336 | $8,594 | $742 | $742 | ||
| 131. DISCOVER FINL SVCS | 2017-05-15 | $7,945 | $6,674 | $1,271 | $1,271 | ||
| 7. TRANSCANADA CORP | 2016-07-07 | 2017-05-15 | $327 | $323 | $4 | $4 | |
| 211. TRANSCANADA CORP | 2017-05-15 | $9,859 | $9,473 | $386 | $386 | ||
| 265. JOHNSON CONTROLS INTERNATIONAL PLC | 2017-05-15 | $11,262 | $12,700 | -$1,438 | -$1,438 | ||
| 120. JOHNSON CONTROLS INTERNATIONAL PLC | 2016-10-03 | 2017-05-15 | $5,099 | $5,564 | -$465 | -$465 | |
| 3. JOHNSON CONTROLS INTERNATIONAL PLC | 2016-10-03 | 2017-05-15 | $127 | $139 | -$12 | -$12 | |
| 99. TRANSCANADA CORP | 2017-05-16 | $4,603 | $4,434 | $169 | $169 | ||
| 4. TRANSCANADA CORP | 2016-11-16 | 2017-05-16 | $186 | $177 | $9 | $9 | |
| 3. TRANSCANADA CORP | 2016-11-16 | 2017-05-16 | $141 | $133 | $8 | $8 | |
| 19. TRANSCANADA CORP | 2016-11-16 | 2017-05-16 | $880 | $842 | $38 | $38 | |
| 42. JOHNSON CONTROLS INTERNATIONAL PLC | 2016-10-03 | 2017-05-16 | $1,777 | $1,947 | -$170 | -$170 | |
| 11. TRANSCANADA CORP | 2016-11-16 | 2017-05-17 | $506 | $487 | $19 | $19 | |
| 203. TRANSCANADA CORP | 2017-05-17 | $9,254 | $8,971 | $283 | $283 | ||
| 9. GENERAL MOTORS CO | 2011-05-18 | 2017-05-18 | $291 | $283 | $8 | $8 | |
| 192. GENERAL MOTORS CO | 2017-05-18 | $6,223 | $5,916 | $307 | $307 | ||
| 82. GENERAL MOTORS CO | 2017-05-18 | $2,666 | $2,487 | $179 | $179 | ||
| 9. GENERAL MOTORS CO | 2014-10-20 | 2017-05-18 | $292 | $273 | $19 | $19 | |
| 31. GENERAL MOTORS CO | 2014-10-20 | 2017-05-18 | $1,003 | $940 | $63 | $63 | |
| 4. TRANSCANADA CORP | 2016-11-15 | 2017-05-18 | $182 | $176 | $6 | $6 | |
| 2. TRANSCANADA CORP | 2016-11-15 | 2017-05-18 | $91 | $88 | $3 | $3 | |
| 74. VERTEX PHARMACEUTICALS INC | 2017-05-18 | $8,681 | $8,379 | $302 | $302 | ||
| 12. VERTEX PHARMACEUTICALS INC | 2017-05-18 | $1,404 | $1,009 | $395 | $395 | ||
| 26. GENERAL MOTORS CO | 2014-10-20 | 2017-05-19 | $853 | $788 | $65 | $65 | |
| 288. GENERAL MOTORS CO | 2017-05-19 | $9,431 | $7,770 | $1,661 | $1,661 | ||
| 14. GENERAL MOTORS CO | 2012-12-05 | 2017-05-19 | $460 | $355 | $105 | $105 | |
| 23. GENERAL MOTORS CO | 2017-05-19 | $753 | $581 | $172 | $172 | ||
| 55. GENERAL MOTORS CO | 2012-09-19 | 2017-05-19 | $1,799 | $1,376 | $423 | $423 | |
| 23. GENERAL MOTORS CO | 2012-09-19 | 2017-05-19 | $752 | $576 | $176 | $176 | |
| 39. GENERAL MOTORS CO | 2012-09-19 | 2017-05-19 | $1,275 | $976 | $299 | $299 | |
| 5. TRANSCANADA CORP | 2016-11-15 | 2017-05-19 | $232 | $220 | $12 | $12 | |
| 3. TRANSCANADA CORP | 2016-11-15 | 2017-05-19 | $138 | $132 | $6 | $6 | |
| 15. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $493 | $375 | $118 | $118 | |
| 17. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $561 | $425 | $136 | $136 | |
| 4. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $131 | $100 | $31 | $31 | |
| 6. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $199 | $150 | $49 | $49 | |
| 23. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $755 | $576 | $179 | $179 | |
| 1. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $33 | $25 | $8 | $8 | |
| 8. TRANSCANADA CORP | 2016-11-15 | 2017-05-22 | $373 | $352 | $21 | $21 | |
| 51. GENERAL MOTORS CO | 2012-09-19 | 2017-05-23 | $1,694 | $1,276 | $418 | $418 | |
| 12. GENERAL MOTORS CO | 2012-09-19 | 2017-05-24 | $399 | $300 | $99 | $99 | |
| 6387. ISHARES TR S & P MIDCAP 400 INDEX FD | 2017-06-28 | $1,117,296 | $580,719 | $536,577 | $536,577 | ||
| 21155.111 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL | 2016-03-30 | 2017-06-28 | $190,396 | $176,606 | $13,790 | $13,790 | |
| 12244.066 T ROWE PR EMERG MKTS BND-I | 2016-07-19 | 2017-06-29 | $154,765 | $154,370 | $395 | $395 | |
| . WASTE CONNECTIONS INC | 2017-07-07 | $32 | $32 | $32 | |||
| 125. METLIFE INC | 2017-07-12 | $6,945 | $3,905 | $3,040 | $3,040 | ||
| 122. METLIFE INC | 2017-07-12 | $6,773 | $3,546 | $3,227 | $3,227 | ||
| 161. METLIFE INC | 2017-07-12 | $8,944 | $4,440 | $4,504 | $4,504 | ||
| 117. METLIFE INC | 2009-01-21 | 2017-07-12 | $6,493 | $2,935 | $3,558 | $3,558 | |
| 22. METLIFE INC | 2009-01-21 | 2017-07-12 | $1,223 | $552 | $671 | $671 | |
| 20. METLIFE INC | 2009-01-21 | 2017-07-13 | $1,114 | $502 | $612 | $612 | |
| 113. T-MOBILE US INC | 2017-08-01 | $7,120 | $4,551 | $2,569 | $2,569 | ||
| 145. T-MOBILE US INC | 2017-08-01 | $9,147 | $5,828 | $3,319 | $3,319 | ||
| 11. HUMANA INC | 2011-04-08 | 2017-08-14 | $2,754 | $771 | $1,983 | $1,983 | |
| 32. HUMANA INC | 2017-01-23 | 2017-08-14 | $8,011 | $6,501 | $1,510 | $1,510 | |
| 65. HUMANA INC | 2017-08-21 | $16,175 | $4,546 | $11,629 | $11,629 | ||
| 18. LINCOLN NATL CORP IND | 2017-07-13 | 2017-08-21 | $1,208 | $1,280 | -$72 | -$72 | |
| 27. LINCOLN NATL CORP IND | 2017-08-21 | $1,811 | $1,918 | -$107 | -$107 | ||
| 5. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-21 | $336 | $353 | -$17 | -$17 | |
| 6. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-22 | $406 | $424 | -$18 | -$18 | |
| 36. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-22 | $2,438 | $2,541 | -$103 | -$103 | |
| 12. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-22 | $813 | $847 | -$34 | -$34 | |
| 5. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-23 | $340 | $353 | -$13 | -$13 | |
| 12. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-23 | $817 | $847 | -$30 | -$30 | |
| 4. LINCOLN NATL CORP IND | 2017-08-23 | $272 | $282 | -$10 | -$10 | ||
| 6. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-24 | $409 | $423 | -$14 | -$14 | |
| 13. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-24 | $884 | $918 | -$34 | -$34 | |
| 1. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-24 | $68 | $71 | -$3 | -$3 | |
| 13. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-24 | $886 | $918 | -$32 | -$32 | |
| 20. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-25 | $1,367 | $1,412 | -$45 | -$45 | |
| 4. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-25 | $274 | $282 | -$8 | -$8 | |
| 2. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-25 | $137 | $141 | -$4 | -$4 | |
| 29. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-28 | $1,970 | $2,047 | -$77 | -$77 | |
| 15. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-28 | $1,019 | $1,059 | -$40 | -$40 | |
| 2. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-29 | $134 | $141 | -$7 | -$7 | |
| 10. LINCOLN NATL CORP IND | 2017-08-29 | $672 | $705 | -$33 | -$33 | ||
| 4. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-29 | $268 | $281 | -$13 | -$13 | |
| 7. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-30 | $473 | $493 | -$20 | -$20 | |
| 5. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-30 | $340 | $352 | -$12 | -$12 | |
| 384. STARBUCKS CORP | 2017-03-17 | 2017-09-22 | $21,124 | $21,460 | -$336 | -$336 | |
| . DOWDUPONT INC | 2017-09-29 | $47 | $47 | $47 | |||
| 19. ALEXION PHARMACEUTICALS INC | 2017-10-03 | $2,688 | $2,014 | $674 | $674 | ||
| 52. ALEXION PHARMACEUTICALS INC | 2013-05-07 | 2017-10-03 | $7,358 | $5,026 | $2,332 | $2,332 | |
| 46. HARTFORD FINL SVCS GROUP INC | 2016-12-16 | 2017-10-03 | $2,550 | $2,191 | $359 | $359 | |
| 60. BROADCOM LTD | 2013-04-25 | 2017-10-03 | $14,346 | $2,378 | $11,968 | $11,968 | |
| 4. BROADCOM LTD | 2013-04-25 | 2017-10-03 | $954 | $159 | $795 | $795 | |
| 14. BROADCOM LTD | 2013-04-25 | 2017-10-03 | $3,345 | $555 | $2,790 | $2,790 | |
| 9. ALEXION PHARMACEUTICALS INC | 2013-05-07 | 2017-10-04 | $1,271 | $870 | $401 | $401 | |
| 8. HARTFORD FINL SVCS GROUP INC | 2016-12-16 | 2017-10-04 | $445 | $381 | $64 | $64 | |
| 15. HARTFORD FINL SVCS GROUP INC | 2016-12-16 | 2017-10-04 | $835 | $714 | $121 | $121 | |
| 31. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-04 | $1,726 | $1,279 | $447 | $447 | |
| 3. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-04 | $167 | $124 | $43 | $43 | |
| 22. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-04 | $1,225 | $908 | $317 | $317 | |
| 9. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-04 | $502 | $371 | $131 | $131 | |
| 22. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-05 | $1,226 | $908 | $318 | $318 | |
| 1. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-05 | $56 | $41 | $15 | $15 | |
| 5. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-06 | $279 | $206 | $73 | $73 | |
| 14. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-09 | $778 | $578 | $200 | $200 | |
| 2. HARTFORD FINL SVCS GROUP INC | 2016-09-09 | 2017-10-09 | $111 | $83 | $28 | $28 | |
| 609. GENERAL ELEC CO | 2017-10-10 | $14,421 | $17,830 | -$3,409 | -$3,409 | ||
| 82. AT&T INC | 2017-10-27 | $2,784 | $2,831 | -$47 | -$47 | ||
| 269. AT&T INC | 2017-10-27 | $9,115 | $9,285 | -$170 | -$170 | ||
| 249. AT&T INC | 2017-10-30 | $8,424 | $8,576 | -$152 | -$152 | ||
| 212. AT&T INC | 2015-06-02 | 2017-10-30 | $7,114 | $7,299 | -$185 | -$185 | |
| 82. ANALOG DEVICES INC | 2017-11-10 | $7,347 | $5,263 | $2,084 | $2,084 | ||
| 37. BIOGEN IDEC INC | 2017-11-10 | $11,486 | $5,203 | $6,283 | $6,283 | ||
| 68. ANALOG DEVICES INC | 2017-11-13 | $6,092 | $4,354 | $1,738 | $1,738 | ||
| 10929.576 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL | 2016-03-30 | 2017-11-17 | $97,929 | $91,242 | $6,687 | $6,687 | |
| 171. TJX COS INC NEW | 2017-11-17 | $12,091 | $13,277 | -$1,186 | -$1,186 | ||
| 1. TJX COS INC NEW | 2014-10-21 | 2017-11-17 | $71 | $62 | $9 | $9 | |
| 5. TJX COS INC NEW | 2016-12-05 | 2017-11-17 | $354 | $387 | -$33 | -$33 | |
| 23. TJX COS INC NEW | 2014-10-21 | 2017-11-17 | $1,636 | $1,431 | $205 | $205 | |
| 113. PNC FINL SVCS GROUP INC | 2017-11-20 | $15,062 | $14,406 | $656 | $656 | ||
| 13. BLACKROCK INC | 2014-10-29 | 2017-11-21 | $6,257 | $4,297 | $1,960 | $1,960 | |
| 30. ADOBE SYS INC | 2017-12-04 | $5,067 | $1,125 | $3,942 | $3,942 | ||
| 3. ADOBE SYS INC | 2012-11-05 | 2017-12-05 | $507 | $102 | $405 | $405 | |
| 6. ADOBE SYS INC | 2012-11-05 | 2017-12-05 | $1,005 | $205 | $800 | $800 | |
| 35. ADOBE SYS INC | 2012-11-05 | 2017-12-05 | $5,947 | $1,195 | $4,752 | $4,752 | |
| 18. ADOBE SYS INC | 2012-11-05 | 2017-12-05 | $3,030 | $615 | $2,415 | $2,415 | |
| 199. GENERAL ELEC CO | 2015-09-08 | 2017-12-05 | $3,530 | $4,963 | -$1,433 | -$1,433 | |
| 125. GENERAL ELEC CO | 2015-09-08 | 2017-12-05 | $2,228 | $3,118 | -$890 | -$890 | |
| 290. GENERAL ELEC CO | 2017-12-05 | $5,160 | $7,216 | -$2,056 | -$2,056 | ||
| 29. GENERAL ELEC CO | 2015-09-14 | 2017-12-06 | $516 | $718 | -$202 | -$202 | |
| 361. GENERAL ELEC CO | 2017-12-06 | $6,403 | $8,917 | -$2,514 | -$2,514 | ||
| 233. GENERAL ELEC CO | 2017-12-06 | $4,111 | $5,700 | -$1,589 | -$1,589 | ||
| . BANK OF AMERICA CORPORATION | 2017-12-12 | $206 | $206 | $206 | |||
| 57. STADA ARZNEIMITTEL AG | 2013-11-26 | 2017-12-13 | $3,584 | $2,228 | $1,356 | $1,356 | |
| 176. STADA ARZNEIMITTEL AG | 2017-12-13 | $11,063 | $6,878 | $4,185 | $4,185 | ||
| 144. STADA ARZNEIMITTEL AG | 2017-12-13 | $9,050 | $5,408 | $3,642 | $3,642 | ||
| CAPITAL GAIN DIVIDENDS | $237,459 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,124,304 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $902,057 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $17,217,719 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052391 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $932,360 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $18,422,990 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050609 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $877,156 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $18,738,620 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.04681 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $795,925 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $17,655,821 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04508 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $750,953 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $16,221,504 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046294 | DistributionYr5Rt |
| Total Distribution | 0.241184 | TotalDistributionRt |
| Average Distribution | 0.048237 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,651,848 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $899,709 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $14,405 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $914,114 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $861,213 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $28,810 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $28,810 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $28,810 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,500 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $3,500 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $25,310 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8004962583 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $182,408 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,939,679 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $996,207 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,935,886 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,935,886 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $284,038 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,651,848 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $932,592 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $932,592 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $28,810 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $28,810 | TotalTaxAmt |
| Distributable Before Adj | $903,782 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $903,782 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $903,782 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $861,213 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $861,213 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $861,213 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $903,782 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $786,283 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $861,213 | QualifyingDistributionsAmt |
| Applied To Year1 | $786,283 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $74,930 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $828,852 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| THE EDUCATIONAL ALLIANCE | ||||||||
| 197 EAST BROADWAY | NEW YORK | NY | 10002 | NONE | PC | GENERAL | $50,000 | |
| MATAN INC | ||||||||
| 520 EIGHTH AVENUE 4TH FLOOR | New York | NY | 10018 | NONE | PC | GENERAL | $20,000 | |
| Foundation for Jewish Camp Inc | ||||||||
| 253 WEST 35 ST 4TH FLOOR | New York | NY | 10001 | NONE | PC | GENERAL | $60,000 | |
| MOUNT SINAI HEALTH SYSTEM | ||||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | NONE | PC | GENERAL | $95,000 | |
| CANCER CARE INC | ||||||||
| 275 SEVENTH AVENUE | NEW YORK | NY | 10001 | NONE | PC | GENERAL | $90,000 | |
| JBI INTERNATIONAL | ||||||||
| 110 EAST 30TH STREET | NEW YORK | NY | 10016 | NONE | PC | GENERAL | $10,000 | |
| PROJECT LEAD | ||||||||
| 123-19 HILLSIDE AVENUE | RICHMOND HILL | NY | 11418 | NONE | PC | GENERAL | $7,500 | |
| SHEFA SCHOOLINC | ||||||||
| 180 AMSTERDAM AVE | New York | NY | 10023 | NONE | PC | GENERAL | $70,000 | |
| CHAI LIFELINE | ||||||||
| 151 W 30TH STREET | NEW YORK | NY | 10001 | NONE | PC | GENERAL | $20,000 | |
| JEWISH BOARD OF FAMILY | ||||||||
| 135 WEST 50TH ST 6TH FL | NEW YORK | NY | 10020 | NONE | PC | GENERAL | $50,000 | AND CHILDRENS SVCS INC |
| FJC FBO HIDDEN SPARKS | ||||||||
| 520 EIGHTH AVENUE | NEW YORK | NY | 10018 | NONE | PC | GENERAL | $35,000 | |
| KESHET INC | ||||||||
| 284 AMORY STREET | Jamaica Plain | MA | 02130 | NONE | PC | GENERAL | $35,000 | |
| JEWISH CHILD CARE ASSOCIATION | ||||||||
| 120 WALL STREET | NEW YORK | NY | 10005 | NONE | PC | GENERAL | $25,000 | OF NEW YORK |
| 92ND STREET YM-YWHA | ||||||||
| 1895 LEXINGTON AVENUE | NEW YORK | NY | 10128 | NONE | PC | GENERAL | $20,000 | |
| UJA- FEDERATION OF NEW YORK | ||||||||
| 130 EAST 59TH STREET | NEW YORK | NY | 10022 | NONE | PC | GENERAL | $135,000 | |
| NATIONAL RAMAH COMMISSION | ||||||||
| 3080 BROADWAY NEW YORK | NY | NY | 10027 | NONE | PC | GENERAL | $65,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $787,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $434,965 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,124,304 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| TAX REFUND | 14 | $2,243 |
| DEFERRED INCOME | 14 | $1,926 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,563,438 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,563,438 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (11 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 258620103 DOUBLELINE TOTL RET | $436,499 | $421,536 |
| 693390841 PIMCO FD PAC INV MGM | $423,022 | $466,642 |
| 922031810 VANGUARD INTM TRM IN | ||
| 4812A4351 JPM STRAT INC OPP FD | ||
| 4812C0381 JPM CORE BD FD - SEL | ||
| 77956H872 T ROWE PR EMERG MKTS | ||
| 256210105 DODGE & COX INCOME F | $197,167 | $196,453 |
| 48121L114 JPMORGAN STRAT INC O | $330,297 | $346,362 |
| 4812C0100 JPMORGAN CORE BOND-R | $838,676 | $831,109 |
| 77956H534 T ROWE PR EMERG MKTS | $188,113 | $185,961 |
| 92203J308 VANGUARD TOTAL INTL | $828,739 | $825,695 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (142 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2824100 ABBOTT LABORATORIES | ||
| 15351109 ALEXION PHARMACEUTICA | ||
| 23135106 AMAZON.COM INC | ||
| 26874784 AMERICAN INTERNATIONA | ||
| 32511107 ANADARKO PETROLEUM CO | ||
| 32654105 ANALOG DEVICES INC | ||
| 37833100 APPLE INC | ||
| 60505104 BANK OF AMERICA CORP | ||
| 64058100 BANK OF NEW YORK MELL | ||
| 101137107 BOSTON SCIENTIFIC CO | $32,036 | $36,764 |
| 110122108 BRISTOL-MYERS SQUIBB | $30,178 | $42,099 |
| 125896100 CMS ENERGY CORP | $16,142 | $21,995 |
| 143658300 CARNIVAL CORP | ||
| 151020104 CELGENE CORP | $11,315 | $24,420 |
| 172967424 CITIGROUP INC | $45,548 | $77,461 |
| 254687106 WALT DISNEY CO/THE | $70,575 | $76,010 |
| 254709108 DISCOVER FINANCIAL S | ||
| 256206103 DODGE & COX INTL STO | $776,859 | $1,230,450 |
| 260543103 DOW CHEMICAL CO/THE | ||
| 277432100 EASTMAN CHEMICAL CO | $19,849 | $28,626 |
| 369550108 GENERAL DYNAMICS COR | $26,736 | $33,976 |
| 369604103 GENERAL ELECTRIC CO | ||
| 375558103 GILEAD SCIENCES INC | $18,974 | $14,543 |
| 416515104 HARTFORD FINANCIAL S | $13,193 | $22,737 |
| 437076102 HOME DEPOT INC | $12,754 | $66,904 |
| 438516106 HONEYWELL INTERNATIO | $27,597 | $89,102 |
| 444859102 HUMANA INC | ||
| 452327109 ILLUMINA INC | ||
| 464287465 ISHARES MSCI EAFE IN | $1,404,685 | $1,760,211 |
| 464287507 ISHARES CORE S&P MID | ||
| 493267108 KEYCORP | $13,700 | $25,475 |
| 494368103 KIMBERLY-CLARK CORP | ||
| 500754106 THE KRAFT HEINZ CO | $23,970 | $22,395 |
| 512807108 LAM RESEARCH CORP | ||
| 526107107 LENNOX INTERNATIONAL | ||
| 532457108 ELI LILLY & CO | $38,060 | $40,794 |
| 548661107 LOWE'S COS INC | $10,667 | $50,002 |
| 571748102 MARSH & MCLENNAN COS | ||
| 573284106 MARTIN MARIETTA MATE | $19,351 | $25,641 |
| 574599106 MASCO CORP | $9,099 | $34,405 |
| 594918104 MICROSOFT CORP | $43,874 | $159,190 |
| 609207105 MONDELEZ INTERNATION | $26,926 | $42,500 |
| 617446448 MORGAN STANLEY | $40,254 | $88,412 |
| 666807102 NORTHROP GRUMMAN COR | $39,345 | $47,264 |
| 674599105 OCCIDENTAL PETROLEUM | $55,346 | $65,926 |
| 693506107 PPG INDUSTRIES INC | ||
| 713448108 PEPSICO INC | $37,456 | $47,009 |
| 717081103 PFIZER INC | $60,960 | $65,196 |
| 723787107 PIONEER NATURAL RESO | $33,310 | $42,175 |
| 742718109 PROCTER & GAMBLE CO/ | ||
| 806857108 SCHLUMBERGER LTD | ||
| 808513105 SCHWAB (CHARLES) COR | $15,782 | $28,767 |
| 854502101 STANLEY BLACK & DECK | $30,995 | $54,980 |
| 872540109 TJX COMPANIES INC | $15,517 | $21,179 |
| 872590104 T-MOBILE US INC | ||
| 882508104 TEXAS INSTRUMENTS IN | $26,503 | $52,533 |
| 887317303 TIME WARNER INC | ||
| 907818108 UNION PACIFIC CORP | $31,970 | $43,717 |
| 910047109 UNITED CONTINENTAL H | ||
| 949746101 WELLS FARGO & CO | $40,647 | $89,124 |
| 988498101 YUM! BRANDS INC | ||
| 00171A530 AMG MANAGERS PICTET | ||
| 00206R102 AT&T INC | ||
| 00724F101 ADOBE SYSTEMS INC | $6,308 | $34,347 |
| 00817Y108 AETNA INC | ||
| 00846U101 AGILENT TECHNOLOGIES | $28,988 | $37,838 |
| 02079K107 ALPHABET INC/CA-CL C | $42,521 | $113,011 |
| 02079K305 ALPHABET INC/CA-CL A | $23,370 | $56,884 |
| 04314H667 ARTISAN INTL VALUE F | ||
| 09062X103 BIOGEN INC | $1,665 | $11,787 |
| 09247X101 BLACKROCK INC | $10,576 | $16,439 |
| 16119P108 CHARTER COMMUNICATIO | $27,974 | $42,667 |
| 20030N101 COMCAST CORP-CLASS A | $6,396 | $30,278 |
| 20605P101 CONCHO RESOURCES INC | $24,923 | $29,894 |
| 22160K105 COSTCO WHOLESALE COR | ||
| 25470M109 DISH NETWORK CORP-A | $18,241 | $17,668 |
| 26875P101 EOG RESOURCES INC | $51,198 | $67,552 |
| 26884L109 EQT CORP | $20,829 | $16,678 |
| 30303M102 FACEBOOK INC-A | $34,526 | $74,113 |
| 31620M106 FIDELITY NATIONAL IN | $24,307 | $36,319 |
| 37045V100 GENERAL MOTORS CO | ||
| 38141G104 GOLDMAN SACHS GROUP | $19,312 | $32,864 |
| 46434G822 ISHARES INC MSCI JAP | $180,651 | $214,310 |
| 46637K513 JPM GLBL RES ENH IND | ||
| 4812A2389 JPM US LARGE CAP COR | ||
| 57636Q104 MASTERCARD INC-CLASS | $14,317 | $78,253 |
| 58933Y105 MERCK & CO. INC. | $36,757 | $32,637 |
| 59156R108 METLIFE INC | $17,990 | $19,213 |
| 60871R209 MOLSON COORS BREWING | $23,265 | $25,852 |
| 64122Q309 NEUBERGER BER MU/C O | $391,677 | $524,876 |
| 65339F101 NEXTERA ENERGY INC | $15,277 | $19,055 |
| 65473P105 NISOURCE INC | $11,992 | $23,668 |
| 67103H107 O'REILLY AUTOMOTIVE | $35,186 | $32,713 |
| 78462F103 SPDR S&P 500 ETF TRU | $1,664,262 | $2,402,007 |
| 78486Q101 SVB FINANCIAL GROUP | $14,729 | $28,052 |
| 89353D107 TRANSCANADA CORP | ||
| 90130A101 TWENTY-FIRST CENTURY | $30,202 | $33,598 |
| 91324P102 UNITEDHEALTH GROUP I | $24,552 | $112,876 |
| 92532F100 VERTEX PHARMACEUTICA | $4,558 | $22,779 |
| 92826C839 VISA INC-CLASS A SHA | $22,937 | $34,092 |
| 94106B101 WASTE CONNECTIONS IN | $20,363 | $28,589 |
| 96208T104 WEX INC | $14,996 | $22,879 |
| 98138H101 WORKDAY INC-CLASS A | $10,727 | $13,226 |
| G0176J109 ALLEGION PLC | $19,955 | $24,345 |
| G0177J108 ALLERGAN PLC | $67,746 | $45,475 |
| G1151C101 ACCENTURE PLC-CL A | $23,501 | $44,090 |
| G51502105 JOHNSON CONTROLS INT | ||
| H1467J104 CHUBB LTD | $23,032 | $56,845 |
| Y09827109 BROADCOM LTD | $10,477 | $76,042 |
| 00171C403 AMG MG PICTET INTL-Z | $853,257 | $1,110,784 |
| 002824100 ABBOTT LABORATORIES | $14,825 | $20,032 |
| 023135106 AMAZON.COM INC | $35,107 | $109,930 |
| 026874784 AMERICAN INTERNATION | $29,195 | $30,803 |
| 032511107 ANADARKO PETROLEUM C | $21,843 | $16,736 |
| 032654105 ANALOG DEVICES INC | $13,552 | $18,963 |
| 037833100 APPLE INC | $19,960 | $171,430 |
| 04314H857 ARTISAN INTL VALUE F | $351,321 | $520,929 |
| 060505104 BANK OF AMERICA CORP | $24,146 | $71,911 |
| 064058100 BANK OF NEW YORK MEL | $15,157 | $18,636 |
| 084670702 BERKSHIRE HATHAWAY I | $34,708 | $40,833 |
| 125509109 CIGNA CORP | $16,169 | $18,481 |
| 247361702 DELTA AIR LINES INC | $23,652 | $24,752 |
| 25278X109 DIAMONDBACK ENERGY I | $17,969 | $21,841 |
| 256746108 DOLLAR TREE INC | $24,585 | $28,652 |
| 26078J100 DOWDUPONT INC | $59,539 | $72,573 |
| 45866F104 INTERCONTINENTAL EXC | $13,500 | $16,370 |
| 459200101 INTL BUSINESS MACHIN | $38,907 | $38,815 |
| 46432F842 ISHARES CORE MSCI EA | $765,508 | $826,191 |
| 48129C207 JPMORGAN GL RES ENH | $1,601,825 | $2,095,305 |
| 48129C603 JPMORGAN US L/C CORE | $698,664 | $1,095,878 |
| 595017104 MICROCHIP TECHNOLOGY | $17,324 | $20,915 |
| 654106103 NIKE INC -CL B | $23,825 | $27,084 |
| 655844108 NORFOLK SOUTHERN COR | $18,382 | $21,590 |
| 67066G104 NVIDIA CORP | $18,809 | $20,318 |
| 718172109 PHILIP MORRIS INTERN | $49,941 | $46,380 |
| 913017109 UNITED TECHNOLOGIES | $24,053 | $25,131 |
| 92210H105 VANTIV INC - CL A | $14,771 | $15,078 |
| 931427108 WALGREENS BOOTS ALLI | $13,396 | $11,982 |
| 98956P102 ZIMMER HOLDINGS INC | $30,125 | $32,702 |
| G2709G107 DELPHI TECHNOLOGIES | $2,859 | $3,568 |
| G47791101 INGERSOLL-RAND PLC | $32,560 | $33,981 |
| G6095L109 APTIV PLC | $14,524 | $17,305 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT | Desc |
| Amt | $2,641 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ATTORNEY GENERAL FEE | Desc |
| Revenue And Expenses Per Books | $750 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $750 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| TAX REFUND | $2,243 | $0 |
| DEFERRED INCOME | $1,926 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $227 | $227 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $7,848 | $7,848 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $963 | $963 | $0 |
Comments