INTERNATIONAL AIDS VACCINE INITIATIVE INC: Form 990, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- INTERNATIONAL AIDS VACCINE INITIATIVE INC (EIN 13-3870223)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-06-25
- IRS object ID
- 201811769349300901
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule L
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-06-25T13:09:56-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 521392008 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GELMAN ROSENBERG & FREEDMAN | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4550 MONTGOMERY AVE SUITE 650N | AddressLine1Txt |
| City | BETHESDA | CityNm |
| State Abbreviation | MD | StateAbbreviationCd |
| ZIP | 208142930 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133870223 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | INTERNATIONAL AIDS VACCINE | BusinessNameLine1Txt |
| Business Name Line2 | INITIATIVE INC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | INTE | BusinessNameControlTxt |
| Phone | 2128471111 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 BROAD STREET NO 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LOUIS D SCHWARTZ | PersonNm |
| Person Title | CFO | PersonTitleTxt |
| Phone | 2128471111 | PhoneNum |
| Signature | 2018-06-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3019519090 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | MARK FEINBERG | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 BROAD STREET NO 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $80,526,964 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.IAVI.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1996 | FormationYr |
| Legal Domicile State | DE | LegalDomicileStateCd |
| Activity Or Mission | GLOBAL NON-PROFIT INITIATIVE FOR HIV VACCINES AND OTHER BIOMEDICAL TOOLS TO PREVENT HIV INFECTION. | ActivityOrMissionDesc |
| Voting Members Governing Body | 9 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 8 | VotingMembersIndependentCnt |
| Total Employee | 161 | TotalEmployeeCnt |
| Total Volunteers | 11 | TotalVolunteersCnt |
| Total Gross UBI | $0 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $63,919,808 | PYContributionsGrantsAmt |
| CY Contributions Grants | $79,435,403 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $0 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $260,438 | CYProgramServiceRevenueAmt |
| PY Investment Income | $986,471 | PYInvestmentIncomeAmt |
| CY Investment Income | $596,174 | CYInvestmentIncomeAmt |
| PY Other Revenue | $116,898 | PYOtherRevenueAmt |
| CY Other Revenue | $234,949 | CYOtherRevenueAmt |
| PY Total Revenue | $65,023,177 | PYTotalRevenueAmt |
| CY Total Revenue | $80,526,964 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $17,654,908 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $17,623,273 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $25,256,275 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $27,029,476 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $1,189,062 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $31,036,756 | PYOtherExpensesAmt |
| CY Other Expenses | $40,744,716 | CYOtherExpensesAmt |
| PY Total Expenses | $73,947,939 | PYTotalExpensesAmt |
| CY Total Expenses | $85,397,465 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$8,924,762 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | -$4,870,501 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $89,152,233 | TotalAssetsBOYAmt |
| Total Assets EOY | $81,959,513 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $42,089,479 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $38,044,228 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $47,062,754 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $43,915,285 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | INTERNATIONAL AIDS VACCINE INITIATIVE (IAVI) IS A GLOBAL NON-PROFIT WHOSE MISSION IS TO ENSURE THE DEVELOPMENT OF HIV VACCINES AND OTHER BIOMEDICAL TOOLS TO PREVENT HIV INFECTION. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $72,689,799 | ExpenseAmt |
| Grant | $16,462,765 | GrantAmt |
| Revenue | $260,438 | RevenueAmt |
| Desc | RESEARCH AND DEVELOPMENT: WITH A FOCUSED RESEARCH AND DEVELOPMENT AGENDA, IAVI CATALYZES STAKEHOLDERS AROUND THE WORLD TO PROPEL THE SEARCH FOR AN HIV VACCINE. IAVI DESIGNS AND DEVELOPS VACCINE CANDIDATES AND CONDUCTS TRIALS AND RELATED EPIDEMIOLOGICAL RESEARCH IN PARTNERSHIP WITH MORE THAN 50 ACADEMIC, BIOTECHNOLOGY, PHARMACEUTICAL AND GOVERNMENTAL INSTITUTIONS. WITH PIONEERING RESEARCH, IAVI PRIORITIZES TWO SCIENTIFIC APPROACHES: ENGAGING THE IMMUNE SYSTEM TO BLOCK INFECTION, AND TRAINING IT TO RECOGNIZE AND DESTROY CELLS ALREADY INFECTED BY HIV. AS THE FIELD HAS EVOLVED, IAVI IS PREPARED TO CONTRIBUTE TO PREVENTION RESEARCH FOR OTHER INFECTIOUS DISEASES, AND TO INCORPORATE KNOWLEDGE FROM THAT WORK INTO ITS CORE SCIENTIFIC MISSION. HIV VACCINE CANDIDATES ARE PUT THROUGH A RIGOROUS PROCESS OF CLINICAL EVALUATION AMONG KEY POPULATIONS TO ESTABLISH THEIR SAFETY AND EFFICACY, AN EFFORT THAT ENABLES IAVI TO STRENGTHEN THE HEALTHCARE INFRASTRUCTURE AND SCIENTIFIC CAPACITY OF COUNTRIES WHERE OUR CLINICAL PARTNERS OPERATE. TO DATE, IAVI AND ITS PARTNERS HAVE DEVELOPED 32 HIV VACCINE AND PREVENTION CANDIDATES, ADVANCING 26 INTO EARLY-STAGE CLINICAL TRIALS INCLUDING THE FIRST HIV VACCINE TRIALS IN SUB-SAHARAN NATIONS THAT SHOULDER THE GREATEST HIV BURDEN. IAVI HAS CONDUCTED 30 EPIDEMIOLOGICAL STUDIES AND PROVIDED VOLUNTARY TESTING AND COUNSELING TO MORE THAN 680,000 INDIVIDUALS IN AFRICA. IAVI SUBSCRIBES TO THE HIGHEST SCIENTIFIC AND ETHICAL STANDARDS FOR CONDUCTING TRIALS, ONE THAT PROTECTS THE RIGHTS, WELL-BEING, AND DIGNITY OF TRIAL VOLUNTEERS. IAVI HAS ALSO LAUNCHED RESEARCH CONSORTIA TO BOOST THE NUMBER AND QUALITY OF NOVEL VACCINE CANDIDATES EVALUATED IN CLINICAL TRIALS AND TO ADDRESS MAJOR SCIENTIFIC PROBLEMS OF VACCINE DEVELOPMENT. A SIGNIFICANT PORTION OF THE VACCINE RESEARCH IAVI SUPPORTS IS CONDUCTED IN DEVELOPING COUNTRIES WHERE 95% OF ALL NEW HIV INFECTIONS OCCUR. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $3,490,780 | ExpenseAmt |
| Grant | $1,160,508 | GrantAmt |
| Desc | VACCINE ADVOCACY, PUBLIC AFFAIRS AND POLICY: IAVI BELIEVES THAT SUPPORTIVE NATIONAL, REGIONAL, AND GLOBAL POLITICAL, ECONOMIC, AND SOCIETAL ENVIRONMENTS ARE CRITICAL TO THE FASTEST POSSIBLE DEVELOPMENT, APPROVAL, AND DISSEMINATION OF AN AIDS VACCINE. AS A MEMBER OF COALITIONS AND ON ITS OWN, IAVI CONVENES ADVOCATES, POLICYMAKERS, ACTIVISTS, AND REPRESENTATIVES OF THE COMMUNITIES HARDEST HIT BY HVI/AIDS TO RAISE AWARENESS AND STRENGTHEN ADVOCACY CAPACITY AROUND THE WORLD. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Expenses | $76,180,579 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (1) | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Temp Or Permanent Endowments | 0 | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | 0 | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | Yes (1) | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | Yes (1) | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | Yes (1) | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (1) | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | Yes (1) | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (1) | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 93 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 161 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Foreign Financial Account | Yes (1) | ForeignFinancialAccountInd |
| Foreign Country | IN | ForeignCountryCd |
| Foreign Country | KE | ForeignCountryCd |
| Foreign Country | SF | ForeignCountryCd |
| Foreign Country | UK | ForeignCountryCd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 9 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 8 | IndependentVotingMemberCnt |
| Family Or Business Rln | 0 | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | Yes (1) | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | 0 | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | 0 | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | Yes (1) | LocalChaptersInd |
| Policies Reference Chapters | Yes (1) | PoliciesReferenceChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | AL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | AR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | CT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | FL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | GA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | HI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | IL | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KS | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MD | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MS | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NJ | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NM | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | PA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | RI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | SC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | TN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | UT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | VA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WV | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WI | StatesWhereCopyOfReturnIsFldCd |
| Own Website | Yes (X) | OwnWebsiteInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PATRICK MOUTON | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2128471137 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 BROAD STREET NO 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (17 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Highest Compensated EmployeeHighestCompensatedEmployeeInd |
|---|---|---|---|---|---|---|---|
| MARK FEINBERG | |||||||
| PRESIDENT/CEO | 35.00 | Yes (X) | Yes (X) | $545,949 | $0 | $34,287 | |
| ERIC PAUL GOOSBY | |||||||
| BOARD CHAIR | 2.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | |
| ANNE M VANLENT | |||||||
| BOARD VICE CHAIR & TREASURER | 2.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | |
| ROBERT GOLDBERG | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| ADEL AF MAHOUD | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| FRANCINE NTOUMI | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| MARIJKE WIJNROKS | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| MONCEF SLAOUI | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| PURNIMA MANE | |||||||
| BOARD MEMBER | 1.00 | Yes (X) | $0 | $0 | $0 | ||
| LABEEB ABBOUD | |||||||
| SECRETARY, SR VP, GENERAL COUNSEL | 35.00 | Yes (X) | $365,455 | $0 | $55,357 | ||
| LOUIS SCHWARTZ | |||||||
| CHIEF FINANCIAL OFFICER | 35.00 | Yes (X) | $308,531 | $0 | $55,357 | ||
| ANTHONY MUSYOKA | |||||||
| HUMAN RESOURCES, ASST. SECRETARY | 35.00 | Yes (X) | $296,021 | $0 | $55,357 | ||
| THOMAS HASSELL | |||||||
| V.P. VACCINE DEVELOPMENT R&D | 35.00 | $345,576 | $0 | $55,357 | Yes (X) | ||
| CHRISTOPHER PARKS | |||||||
| EXECUTIVE DIR., VIRAL VACCINES | 35.00 | $331,786 | $0 | $52,106 | Yes (X) | ||
| FRAN PRIDDY | |||||||
| EXECUTIVE DIR., CHIEF MEDICAL OFF. | 35.00 | $297,292 | $0 | $29,700 | Yes (X) | ||
| ANTU DEY | |||||||
| SNR. DIR., HIV ENVELOPE IMMUN. DEV'L | 35.00 | $288,448 | $0 | $55,398 | Yes (X) | ||
| MARGARET T KEANE | |||||||
| V.P. GLOBAL ALL. & PRODUCT OPT. | 35.00 | $259,501 | $0 | $33,413 | Yes (X) | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $3,038,559 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $426,332 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 80 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | 0 | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt | Address Line1ContractorAddress/ForeignAddress/AddressLine1Txt | CityContractorAddress/ForeignAddress/CityNm | Province Or StateContractorAddress/ForeignAddress/ProvinceOrStateNm | CountryContractorAddress/ForeignAddress/CountryCd | Foreign PostalContractorAddress/ForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|
| EMMES CORPORATION | ||||||||||
| 401 N WASHINGTON STREET | ROCKVILLE | MD | 20850 | CLINICAL RESEARCH STUDIES | $711,810 | |||||
| AUSTRALIAN BIOLOGICS PTY LTD | ||||||||||
| REGULATORY CONSULTANT | $436,211 | PO BOX 587 | CRAIGIEBURN | VICTORIA | AS | 3064 | ||||
| VEDDER PRICE PC | ||||||||||
| 8677 SOLUTION CENTER | CHICAGO | IL | 606778006 | LEGAL SERVICES | $384,947 | |||||
| ROUTES 2 RESULTS | ||||||||||
| VIDEO ETHNOGRAPHY | $193,860 | 5 PARK CT PYRFORD RD WEST BYFLEET | SURREY | UK | KT1 46SD | |||||
| CCARL SARL | ||||||||||
| PROGRAM CONSULTING | $137,173 | RUE DES PAQUIS 16 1201 | GENEVA | SZ | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 7 | CntrctRcvdGreaterThan100KCnt |
| Government Grants | $35,479,315 | GovernmentGrantsAmt |
| All Other Contributions | $43,956,088 | AllOtherContributionsAmt |
| Noncash Contributions | $46,950 | NoncashContributionsAmt |
| Total Contributions | $79,435,403 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CONTRACT SERVICE FEES | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $260,438 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $260,438 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $260,438 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $596,174 | TotalRevenueColumnAmt |
| Exclusion | $596,174 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS | Desc |
| Business | 900099 | BusinessCd |
| Total Revenue Column | $234,949 | TotalRevenueColumnAmt |
| Exclusion | $234,949 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $234,949 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $80,526,964 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $260,438 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $0 | UnrelatedBusinessRevenueAmt |
| Exclusion | $831,123 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,254,066 | TotalAmt |
| Program Services | $3,254,066 | ProgramServicesAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $14,369,207 | TotalAmt |
| Program Services | $14,369,207 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,716,314 | TotalAmt |
| Program Services | $249,501 | ProgramServicesAmt |
| Management And General | $1,397,184 | ManagementAndGeneralAmt |
| Fundraising | $69,629 | FundraisingAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $20,146,708 | TotalAmt |
| Program Services | $16,132,821 | ProgramServicesAmt |
| Management And General | $3,590,299 | ManagementAndGeneralAmt |
| Fundraising | $423,588 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,520,843 | TotalAmt |
| Program Services | $1,226,088 | ProgramServicesAmt |
| Management And General | $261,299 | ManagementAndGeneralAmt |
| Fundraising | $33,456 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,311,942 | TotalAmt |
| Program Services | $1,806,476 | ProgramServicesAmt |
| Management And General | $451,976 | ManagementAndGeneralAmt |
| Fundraising | $53,490 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,333,669 | TotalAmt |
| Program Services | $1,007,675 | ProgramServicesAmt |
| Management And General | $295,882 | ManagementAndGeneralAmt |
| Fundraising | $30,112 | FundraisingAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $484,730 | TotalAmt |
| Program Services | $375,104 | ProgramServicesAmt |
| Management And General | $109,626 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $123,505 | TotalAmt |
| Management And General | $123,505 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $228,250 | TotalAmt |
| Fundraising | $228,250 | FundraisingAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $34,815 | TotalAmt |
| Management And General | $34,815 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $632,843 | TotalAmt |
| Program Services | $193,482 | ProgramServicesAmt |
| Management And General | $354,056 | ManagementAndGeneralAmt |
| Fundraising | $85,305 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $646,109 | TotalAmt |
| Program Services | $375,710 | ProgramServicesAmt |
| Management And General | $263,206 | ManagementAndGeneralAmt |
| Fundraising | $7,193 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $685,465 | TotalAmt |
| Program Services | $547,029 | ProgramServicesAmt |
| Management And General | $78,793 | ManagementAndGeneralAmt |
| Fundraising | $59,643 | FundraisingAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,005,219 | TotalAmt |
| Program Services | $2,484,474 | ProgramServicesAmt |
| Management And General | $430,239 | ManagementAndGeneralAmt |
| Fundraising | $90,506 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,249,717 | TotalAmt |
| Program Services | $1,994,373 | ProgramServicesAmt |
| Management And General | $202,201 | ManagementAndGeneralAmt |
| Fundraising | $53,143 | FundraisingAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $489,801 | TotalAmt |
| Program Services | $463,989 | ProgramServicesAmt |
| Management And General | $23,566 | ManagementAndGeneralAmt |
| Fundraising | $2,246 | FundraisingAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,597,387 | TotalAmt |
| Program Services | $1,549,899 | ProgramServicesAmt |
| Management And General | $40,322 | ManagementAndGeneralAmt |
| Fundraising | $7,166 | FundraisingAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $298,662 | TotalAmt |
| Program Services | $210,389 | ProgramServicesAmt |
| Management And General | $84,629 | ManagementAndGeneralAmt |
| Fundraising | $3,644 | FundraisingAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt | FundraisingFundraisingAmt |
|---|---|---|---|---|
| RESEARCH&CLINICAL SVCS. | $25,025,814 | $24,856,964 | $168,850 | |
| LAB SUPPLIES/EQUIPMENT | $4,334,870 | $4,334,370 | $500 | |
| EQUIPMENT MAINT. | $617,989 | $544,435 | $71,599 | $1,955 |
| SUBSCRIPTIONS & PUBS. | $125,051 | $108,870 | $2,546 | $13,635 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $164,489 | TotalAmt |
| Program Services | $95,657 | ProgramServicesAmt |
| Management And General | $43,231 | ManagementAndGeneralAmt |
| Fundraising | $25,601 | FundraisingAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $85,397,465 | TotalAmt |
| Program Services | $76,180,579 | ProgramServicesAmt |
| Management And General | $8,027,824 | ManagementAndGeneralAmt |
| Fundraising | $1,189,062 | FundraisingAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $54,335,419 | BOYAmt |
| EOY | $49,308,658 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $19,740,832 | BOYAmt |
| EOY | $18,982,348 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $147,338 | BOYAmt |
| EOY | $90,200 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $181,545 | BOYAmt |
| EOY | $180,912 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $45,884,349 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $38,273,460 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $9,076,757 | BOYAmt |
| EOY | $7,610,889 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,451,968 | BOYAmt |
| EOY | $5,601,994 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $218,374 | BOYAmt |
| EOY | $184,512 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $89,152,233 | BOYAmt |
| EOY | $81,959,513 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,320,961 | BOYAmt |
| EOY | $5,633,347 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,113,044 | BOYAmt |
| EOY | $2,210,932 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $27,923,349 | BOYAmt |
| EOY | $26,672,679 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $382,494 | BOYAmt |
| EOY | $269,825 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,349,631 | BOYAmt |
| EOY | $3,257,445 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $42,089,479 | BOYAmt |
| EOY | $38,044,228 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $32,402,563 | BOYAmt |
| EOY | $29,886,074 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $14,660,191 | BOYAmt |
| EOY | $14,029,211 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $47,062,754 | BOYAmt |
| EOY | $43,915,285 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $89,152,233 | BOYAmt |
| EOY | $81,959,513 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | -$4,870,501 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | -$92,599 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $1,815,631 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | Yes (1) | FederalGrantAuditRequiredInd |
| Federal Grant Audit Performed | Yes (1) | FederalGrantAuditPerformedInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $63,996,178 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $50,593,210 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $71,447,864 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $63,919,808 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $79,435,403 | CurrentTaxYearAmt |
| Total | $329,392,463 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $63,996,178 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $50,593,210 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $71,447,864 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $63,919,808 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $79,435,403 | CurrentTaxYearAmt |
| Total | $329,392,463 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $103,929,286 | SubstantialContributorsTotAmt |
| Public Support Total170 | $225,463,177 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $1,225,832 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $775,037 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $694,495 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $538,881 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $596,174 | CurrentTaxYearAmt |
| Total | $3,830,419 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $1,030,216 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $587,195 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $505,075 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $116,898 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $234,948 | CurrentTaxYearAmt |
| Total | $2,474,332 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $335,697,214 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $1,302,550 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.67160 | PublicSupportCY170Pct |
| Public Support PY170 | 0.76470 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Form990 Schedule A Part VI Form990ScheduleAPartVIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: | FormAndLineReferenceDesc |
| Explanation | OTHER INCOME - 2013 AMOUNT: $ 209,558. 2014 AMOUNT: $ 70,410. 2015 AMOUNT: $ 146,897. 2016 AMOUNT: $ 54,683. 2017 AMOUNT: $ 100,289. COLLABORATIVE AGREEMENT - 2013 AMOUNT: $ 250,000. 2014 AMOUNT: $ 250,000. WRITE OFF DEFERRED RENT - 2013 AMOUNT: $ 135,063. INNOVATION FUND RETURNED - 2013 AMOUNT: $ 353,000. LOAN FORGIVENESS - 2013 AMOUNT: $ 82,595. 2014 AMOUNT: $ 77,932. 2015 AMOUNT: $ 74,118. 2016 AMOUNT: $ 62,215. 2017 AMOUNT: $ 67,456. WRITE OFF PROVISION FOR RISK - 2014 AMOUNT: $ 188,853. 2015 AMOUNT: $ 284,060. VAT REFUND - 2017 AMOUNT: $ 67,203. | ExplanationTxt |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
Total Grassroots Lobbying TotalGrassrootsLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Total Direct Lobbying TotalDirectLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $228,250 | FilingOrganizationsTotalAmt |
Total Lobbying Expend TotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $228,250 | FilingOrganizationsTotalAmt |
Other Exempt Purpose Expend OtherExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $85,169,215 | FilingOrganizationsTotalAmt |
Total Exempt Purpose Expend TotalExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $85,397,465 | FilingOrganizationsTotalAmt |
Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $1,000,000 | FilingOrganizationsTotalAmt |
Grassroots Nontaxable GrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $250,000 | FilingOrganizationsTotalAmt |
Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $0 | FilingOrganizationsTotalAmt |
Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $1,000,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $1,000,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $1,000,000 | CurrentYearMinus1Amt |
| Current Year | $1,000,000 | CurrentYearAmt |
| Total | $4,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmt |
Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $150,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $205,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $227,000 | CurrentYearMinus1Amt |
| Current Year | $228,250 | CurrentYearAmt |
| Total | $810,250 | TotalAmt |
Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $250,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $250,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $250,000 | CurrentYearMinus1Amt |
| Current Year | $250,000 | CurrentYearAmt |
| Total | $1,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmt |
Schedule D IRS990ScheduleD
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $19,883,650 | OtherCostOrOtherBasisAmt |
| Depreciation | $12,704,361 | DepreciationAmt |
| Book Value | $7,179,289 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $26,000,699 | OtherCostOrOtherBasisAmt |
| Depreciation | $25,569,099 | DepreciationAmt |
| Book Value | $431,600 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $7,610,889 | TotalBookValueLandBuildingsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)
| DescDesc | AmtAmt |
|---|---|
| DEFERRED RENT PAYABLE | $2,726,730 |
| DEFERRED COMPENSATION PAYABLE | $530,715 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $3,257,445 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
| Total Rev Etc Audited Fincl Stmt | $79,727,081 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | -$92,599 | NetUnrealizedGainsInvstAmt |
| Other Revenue | $73,501 | OtherRevenueAmt |
| Revenue Not Reported | -$19,098 | RevenueNotReportedAmt |
| Revenue Subtotal | $79,746,179 | RevenueSubtotalAmt |
| Investment Expenses Not Incld | $34,815 | InvestmentExpensesNotIncldAmt |
| Other Revenues Not Included | $745,970 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | $780,785 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $80,526,964 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $85,512,004 | TotExpnsEtcAuditedFinclStmtAmt |
| Other Expenses Included | $1,309,862 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $1,309,862 | ExpensesNotReportedAmt |
| Expenses Subtotal | $84,202,142 | ExpensesSubtotalAmt |
| Investment Expenses Not Incld2 | $34,815 | InvestmentExpensesNotIncld2Amt |
| Other Expenses Not Included | $1,160,508 | OtherExpensesNotIncludedAmt |
| Expenses Not Rpt Fincl Stmt | $1,195,323 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $85,397,465 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (5 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART X, LINE 2: | FOR THE YEAR ENDED DECEMBER 31, 2017, MANAGEMENT OF IAVI HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. |
| PART XI, LINE 2D - OTHER ADJUSTMENTS: | REVENUE OF STICHTING INTERNATIONAL AIDS VACCINE INITIATIVE 73,501. INCLUDED IN CONSOLIDATED AUDIT REPORT BUT EXCLUDED FOR IAVI FORM 990 REPORTING PURPOSES. |
| PART XI, LINE 4B - OTHER ADJUSTMENTS: | INTER-COMPANY REVENUE, ELIMINATED IN CONSOLIDATED AUDIT 745,970. REPORT BUT INCLUDED IN IAVI, INC. FORM 990. |
| PART XII, LINE 2D - OTHER ADJUSTMENTS: | EXPENSES OF STICHTING INTERNATIONAL AIDS VACCINE INITIATIVE 1,201,753. INCLUDED IN CONSOLIDATED AUDIT REPORT BUT EXCLUDED FOR IAVI FORM 990 REPORTING PURPOSES. EXPENSES OF IAVI INDIA, INCLUDED IN CONSOLIDATED AUDIT 108,109. REPORT BUT EXCLUDED FOR FORM 990 REPORTING PURPOSES. |
| PART XII, LINE 4B - OTHER ADJUSTMENTS: | INTER-COMPANY EXPENSES, ELIMINATED IN CONSOLIDATED AUDIT 1,160,508. REPORT BUT INCLUDED IN IAVI, INC. FORM 990. |
Schedule F IRS990ScheduleF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Account Activities Outside US AccountActivitiesOutsideUSGrp (8 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Region Total ExpendituresRegionTotalExpendituresAmt | Specific Services ProvidedSpecificServicesProvidedTxt |
|---|---|---|---|---|---|
| EUROPE (INCLUDING ICELAND & GREENLAND) | 0 | 0 | GRANTS TO RECIPIENTS LOCATED IN REGION | $5,298,921 | |
| SOUTH ASIA | 0 | 0 | GRANTS TO RECIPIENTS LOCATED IN REGION | $502,119 | |
| SUB-SAHARAN AFRICA | 0 | 0 | GRANTS TO RECIPIENTS LOCATED IN REGION | $8,568,167 | |
| EAST ASIA AND THE PACIFIC | 0 | 0 | PROGRAM SERVICE ACTIVITIES | $424,353 | RESEARCH/ADVOCACY/POLICY |
| EUROPE (INCLUDING ICELAND & GREENLAND) | 1 | 5 | PROGRAM SERVICE ACTIVITIES | $1,335,849 | RESEARCH/ADVOCACY/POLICY |
| NORTH AMERICA | 0 | 0 | PROGRAM SERVICE ACTIVITIES | $639,710 | RESEARCH/ADVOCACY/POLICY |
| SUB-SAHARAN AFRICA | 2 | 21 | PROGRAM SERVICE ACTIVITIES | $3,327,257 | RESEARCH/ADVOCACY/POLICY |
| SOUTH ASIA | 1 | 15 | PROGRAM SERVICE ACTIVITIES | $1,102,760 | RESEARCH/ADVOCACY/POLICY |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 4 | SubtotalOfficesCnt |
| Subtotal Employees | 41 | SubtotalEmployeesCnt |
| Continuation Total Office | 0 | ContinuationTotalOfficeCnt |
| Continuation Total Employee | 0 | ContinuationTotalEmployeeCnt |
| Total Office | 4 | TotalOfficeCnt |
| Total Employee | 41 | TotalEmployeeCnt |
| Subtotal Spent | $21,199,136 | SubtotalSpentAmt |
| Continuation Spent | $0 | ContinuationSpentAmt |
| Total Spent | $21,199,136 | TotalSpentAmt |
Grants To Org Outside US GrantsToOrgOutsideUSGrp (25 entries)
| RegionRegionTxt | Purpose Of GrantPurposeOfGrantTxt | Cash GrantCashGrantAmt | Manner Of Cash DisbursementMannerOfCashDisbursementTxt |
|---|---|---|---|
| EUROPE (INCLUDING ICELAND & GREENLAND) | VACCINE ADVOCACY, PUBLIC AFFAIRS AND POLICY | $1,160,508 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $2,149,064 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $1,641,294 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $1,385,936 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $1,385,443 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $1,345,917 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $877,924 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $644,386 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $582,692 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $497,177 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $471,537 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $435,045 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $304,987 | WIRE TRANSFER |
| SOUTH ASIA | RESEARCH&DEVELOPMENT | $296,305 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $283,996 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $180,667 | WIRE TRANSFER |
| SOUTH ASIA | RESEARCH&DEVELOPMENT | $152,500 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $146,693 | WIRE TRANSFER |
| SUB-SAHARAN AFRICA | RESEARCH&DEVELOPMENT | $96,251 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $93,236 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $78,432 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $55,353 | WIRE TRANSFER |
| EUROPE (INCLUDING ICELAND & GREENLAND) | RESEARCH&DEVELOPMENT | $50,551 | WIRE TRANSFER |
| SOUTH ASIA | RESEARCH&DEVELOPMENT | $30,000 | WIRE TRANSFER |
| SOUTH ASIA | RESEARCH&DEVELOPMENT | $23,314 | WIRE TRANSFER |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 21 | Total501c3OrgCnt |
| Total Other Org | 4 | TotalOtherOrgCnt |
| Transfer To Foreign Corp | Yes (1) | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | 0 | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | 0 | PassiveForeignInvestmestCoInd |
| Foreign Partnership | 0 | ForeignPartnershipInd |
| Boycott Countries | 0 | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | THE ORGANIZATION HAS A COMPLIANCE UNIT THAT MONITORS THE ADHERENCE OF SUB-GRANTEES TO THE CONTRACT AND DONOR TERMS WHICH INCLUDES REVIEW OF 2 CFR 200. ROUTINE COMPLIANCE AND SUBSTANTIVE AUDITS ARE PERFORMED BY A COMPLIANCE OFFICER LOCATED IN EAST AFRICA. ROUTINE INTERNAL CONTROL QUESTIONNAIRES, AND IN-DEPTH REVIEW OF QUARTERLY REPORTS OF SUB-GRANTEES TAKES PLACE ON A REGULAR BASIS. | ExplanationTxt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Purpose Of GrantPurposeOfGrantTxt |
|---|---|---|---|---|---|---|---|
| THE SCRIPPS RESEARCH INSTITUTE | |||||||
| 10550 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | 330435954 | 501(C)(3) | $1,300,534 | RESEARCH & DEVELOPMENT |
| EMORY UNIVERSITY | |||||||
| 1599 CLIFTON ROAD | ATLANTA | GA | 30332 | 580566256 | 501(C)(3) | $850,092 | RESEARCH & DEVELOPMENT |
| SEATTLE BIOMEDICAL RESEARCH INSTITUTE | |||||||
| 307 WETLAKE AVENUE N STE 500 | SEATTLE | WA | 981095240 | 910961784 | 501(C)(3) | $306,770 | RESEARCH & DEVELOPMENT |
| UNIVERSITY OF CALIFORNIA SAN FRANCISCO | |||||||
| 3333 CALIFORNIA STREET SUITE 315 | SAN FRANCISCO | CA | 94158 | 943067788 | 501(C)(3) | $263,736 | RESEARCH & DEVELOPMENT |
| NORTHWESTERN UNIVERSITY | |||||||
| 750 N LAKE SHORE DRIVE 7TH FLOOR | CHICAGO | IL | 60611 | 362167817 | 501(C)(3) | $237,806 | RESEARCH & DEVELOPMENT |
| UNVIERSITY OF ALABAMA AT BIRMINGHAM | |||||||
| 701 20TH STREET S-AB 921 | BIRMINGHAM | AL | 35294 | 636005396 | 501(C)(3) | $182,631 | RESEARCH & DEVELOPMENT |
| NATIONAL INSTITUTE OF ALLERGY-INFECTIOUS DISEASES | |||||||
| 6610 ROCKLEDGE DRIVE RM 2800 | BETHESDA | CA | 208926606 | 530196960 | GOVERNMENT | $100,000 | RESEARCH & DEVELOPMENT |
| SAINT LOUIS UNIVERSITY | |||||||
| 3700 WEST PINE MALL FUSZ HALL 357 | SAINT LOUIS | MO | 63108 | 430654872 | 501(C)(3) | $11,149 | RESEARCH & DEVELOPMENT |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 8 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | THE ORGANIZATION HAS A COMPLIANCE UNIT THAT MONITORS THE ADHERENCE OF SUB-GRANTEES TO THE CONTRACT AND DONOR TERMS WHICH INCLUDES REVIEW OF 2 CFR 200. REVIEW OF 2 CFR 200 AUDITS AND IN-DEPTH REVIEW OF QUARTERLY REPORTS OF SUB-GRANTEES TAKES PLACE ON A REGULAR BASIS. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | 0 | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | 0 | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (1) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | 0 | InitialContractExceptionInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (9 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MARK FEINBERG | ||||||||||||||
| PRESIDENT/CEO | $482,419 | $0 | $61,333 | $0 | $2,197 | $0 | $29,700 | $0 | $4,587 | $0 | $580,236 | $0 | $0 | $0 |
| LABEEB ABBOUD | ||||||||||||||
| SECRETARY, SR VP, GENERAL COUNSEL | $313,888 | $0 | $31,791 | $0 | $19,776 | $0 | $29,700 | $0 | $25,657 | $0 | $420,812 | $0 | $0 | $0 |
| LOUIS SCHWARTZ | ||||||||||||||
| CHIEF FINANCIAL OFFICER | $278,418 | $0 | $28,256 | $0 | $1,857 | $0 | $29,700 | $0 | $25,657 | $0 | $363,888 | $0 | $0 | $0 |
| ANTHONY MUSYOKA | ||||||||||||||
| HUMAN RESOURCES, ASST. SECRETARY | $268,010 | $0 | $26,739 | $0 | $1,272 | $0 | $29,700 | $0 | $25,657 | $0 | $351,378 | $0 | $0 | $0 |
| THOMAS HASSELL | ||||||||||||||
| V.P. VACCINE DEVELOPMENT R&D | $313,808 | $0 | $29,578 | $0 | $2,190 | $0 | $29,700 | $0 | $25,657 | $0 | $400,933 | $0 | $0 | $0 |
| CHRISTOPHER PARKS | ||||||||||||||
| EXECUTIVE DIR., VIRAL VACCINES | $275,052 | $0 | $54,958 | $0 | $1,776 | $0 | $29,700 | $0 | $22,406 | $0 | $383,892 | $0 | $0 | $0 |
| FRAN PRIDDY | ||||||||||||||
| EXECUTIVE DIR., CHIEF MEDICAL OFF. | $272,220 | $0 | $23,800 | $0 | $1,272 | $0 | $29,700 | $0 | $0 | $0 | $326,992 | $0 | $0 | $0 |
| ANTU DEY | ||||||||||||||
| SNR. DIR., HIV ENVELOPE IMMUN. DEV'L | $241,112 | $0 | $46,154 | $0 | $1,182 | $0 | $27,145 | $0 | $28,253 | $0 | $343,846 | $0 | $0 | $0 |
| MARGARET T KEANE | ||||||||||||||
| V.P. GLOBAL ALL. & PRODUCT OPT. | $257,245 | $0 | $0 | $0 | $2,256 | $0 | $19,300 | $0 | $14,113 | $0 | $292,914 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 7 | FormAndLineReferenceDesc |
| Explanation | BONUS COMPENSATION HAS BEEN REFLECTED IN PART II, COLUMN (B)(II). | ExplanationTxt |
Schedule L IRS990ScheduleL
Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp
Name Of Interested NameOfInterested
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NOODLE FOX MEDIA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationship Description | THE OWNER OF THE ENTITY IS A FAMILY MEMBER (SPOUSE) OF AN OFFICER OF IAVI. | RelationshipDescriptionTxt |
| Transaction | $73,930 | TransactionAmt |
| Transaction | IAVI HAS A CONSULTING AGREEMENT WITH NOODLE FOX MEDIA, TO PROVIDE MANAGING EDITOR SERVICES FOR IAVI REPORT. THE CONSULTANT WAS SELECTED ON A SOLE SOURCE BASIS, DUE TO UNIQUE SKILL AND EXPERIENCE. THE CONSULTANT HAD PREVIOUSLY SERVED AT IAVI AS MANAGING EDITOR FOR IAVI REPORT, AND BROUGHT RELEVANT SUBSTANTIVE KNOWLEDGE, SCIENTIFIC CONTACTS, AND EXPERTISE IN SCIENCE WRITING, EDITING AND MANAGING THE PUBLICATION PROCESS. THE AGREEMENT WAS ESTABLISHED ON AN ARMS-LENGTH BASIS BY THE ORGANIZATION. | TransactionDesc |
| Sharing Of Revenues | 0 | SharingOfRevenuesInd |
Schedule M IRS990ScheduleM
Other Non Cash Contri Table OtherNonCashContriTableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Desc | SOFTWARE | Desc |
| Contribution | 1 | ContributionCnt |
| Noncash Contributions Rpt F990 | $46,950 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | FMV | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Any Property That Must Be Held | 0 | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | 0 | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | 0 | ThirdPartiesUsedInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, COLUMN (B): | FormAndLineReferenceDesc |
| Explanation | THIS COLUMN INCLUDES THE NUMBER OF CONTRIBUTIONS RECEIVED. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (6 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 4 | IAVI AMENDED ITS BYLAWS IN MARCH 2017 TO REFLECT AMENDMENTS TO THE NEW YORK NON-PROFIT REVITALIZATION ACT OF 2013. THE FOLLOWING SUBSTANTIVE CHANGES WERE MADE: - ALLOWED A BROADER CATEGORY OF DIRECTORS TO QUALIFY AS INDEPENDENT BY NARROWING THE TYPES OF PAYMENTS THAT WILL DISQUALIFY A DIRECTOR FROM BEING CONSIDERED INDEPENDENT; - CLARIFIED THAT THE INDEPENDENCE DISQUALIFICATIONS APPLY TO "KEY PERSONS" WHO ARE INDIVIDUALS WITH SPECIFIED POWER OR INFLUENCE OVER THE CORPORATION, REGARDLESS OF WHETHER THEY ARE DIRECTORS, OFFICERS, EMPLOYEES OR NON-EMPLOYEES; AND - PROVIDED THAT COMMITTEES OF THE BOARD CONSIST OF AT LEAST 3 MEMBERS. |
| FORM 990, PART VI, SECTION B, LINE 11B | THE AUDIT AND FINANCE COMMITTEE REVIEWED AND APPROVED THE FORM 990 IN DETAIL WITH THE CONTROLLER AND CFO. IT WAS THEN SENT TO THE FULL BOARD BEFORE IT WAS FILED WITH THE IRS. |
| FORM 990, PART VI, SECTION B, LINE 12C | IAVI HAS A CONFLICT OF INTEREST POLICY WHICH APPLIES TO ALL DIRECTORS, OFFICERS, KEY PERSONS, EMPLOYEES, CONSULTANTS AND ADVISORY COMMITTEE MEMBERS. THE POLICY REQUIRES THAT ALL DIRECTORS, OFFICERS, KEY PERSONS, EMPLOYEES AND ADVISORY COMMITTEE MEMBERS FILE AN ANNUAL DISCLOSURE FORM, INDICATING WHETHER THERE ARE ANY POSSIBLE OR ACTUAL CONFLICTS AS DEFINED UNDER THE POLICY. IN ADDITION, ALL ARE REQUIRED TO DISCLOSE ANY POSSIBLE OR ACTUAL CONFLICTS ON AN ONGOING BASIS. ANNUAL DISCLOSURE FORMS, AS WELL OTHER CONFLICT OF INTEREST DISCLOSURES THAT ARISE DURING THE YEAR, ARE FILED WITH AND REVIEWED BY THE GENERAL COUNSEL'S OFFICE. IN ADDITION, THE AUDIT & FINANCE COMMITTEE REVIEWS CONFLICT OF INTEREST DISCLOSURES THAT INVOLVE A DIRECTOR, OFFICER, OR KEY PERSON. IN EACH CASE, THE REVIEW ENSURES THAT ANY CONFLICT OF INTEREST OR POSSIBLE CONFLICT OF INTEREST IS PROPERLY ADDRESSED, MITIGATED, AND/OR MANAGED. CONFLICT OF INTEREST DISCLOSURES ARE SUMMARIZED AND PROVIDED TO THE CHAIR OF THE AUDIT & FINANCE COMMITTEE FOR REVIEW BY THE AUDIT & FINANCE COMMITTEE. IF ANY CONFLICT OF INTEREST OR POSSIBLE CONFLICT OF INTEREST DISCLOSURE INVOLVES THE CHAIR OF THE AUDIT & FINANCE COMMITTEE, THE COMMITTEE MEETS WITHOUT THE CHAIR. |
| FORM 990, PART VI, SECTION B, LINE 15 | ONCE EVERY TWO YEARS, THE COMPENSATION COMMITTEE OF THE BOARD, COMMISSIONS A COMPENSATION SURVEY OF THE CEO'S COMPENSATION PACKAGE. THE SURVEY COMPARES COMPENSATION PACKAGES OF CEOS OF ORGANIZATIONS THAT ARE COMPARABLE TO IAVI. THE COMMITTEE REVIEWS THE RESULTS OF THE SURVEY AND RECOMMENDATIONS MADE, DISCUSSES THIS WITH THE BOARD BEFORE PROVIDING SPECIFIC GUIDANCE AND APPROVAL TO IAVI'S MANAGEMENT. THE COMPENSATION COMMITTEE DETERMINES THE APPROPRIATE PACKAGE FOR THE CEO AND THE BOARD CHAIR SHARES THIS INFORMATION WITH HUMAN RESOURCES FOR IMPLEMENTATION. IAVI ENGAGES AN EXTERNAL SPECIALIZED FIRM WITH EXPERTISE TO CONDUCT THE SURVEY AND PROVIDE RECOMMENDATION TO THE COMPENSATION COMMITTEE. THE DELIBERATIONS OF THE COMPENSATION COMMITTEE OF THE BOARD ARE DOCUMENTED IN THE COMPENSATION COMMITTEE MINUTES FOR EACH MEETING OF THE MEMBERS. ALSO THE SAME IS CAPTURED IN THE BOARD MINUTES AS REPORTED OUT BY THE COMPENSATION COMMITTEE CHAIR FOR BOARD DISCUSSIONS AND APPROVAL. THE LAST COMPENSATION REVIEW TOOK PLACE IN DECEMBER 2017. IN CONJUNCTION WITH THE CEO'S COMPENSATION REVIEW, THE COMPENSATION COMMITTEE OF THE BOARD ALSO COMMISSIONS AN EXTERNAL COMPARATIVE COMPENSATION SURVEY OF ORGANIZATIONS SIMILAR TO IAVI, IN WHICH THE PACKAGES OF ALL OTHER OFFICERS AND KEY EMPLOYEES ARE BENCHMARKED AGAINST THE LABOR MARKET TO DETERMINE APPROPRIATENESS OF PAY. THE COMMITTEE REVIEWS THE RESULTS AND RECOMMENDATIONS FROM THIS SURVEY AND PROVIDES MANAGEMENT WITH SPECIFIC GUIDANCE IN ADDRESSING ANY DISPARITIES. USING BENCHMARK JOB CLASSIFICATIONS, ONCE EVERY 2 YEARS IAVI COMMISSIONS A COMPENSATION SURVEY, ACROSS ALL ITS OFFICES TO DETERMINE THE COMPETITIVENESS OF ITS COMPENSATION PROGRAMS AND TO ENABLE THE ORGANIZATION TO CONTINUE TO ATTRACT AND RETAIN THE RIGHT TALENT IN THESE VARIOUS MARKETS. IN MOST CASES THE LOCAL LABOR MARKET IS CONSIDERED AND FOR CERTAIN POSITIONS, REGIONAL MARKETS MUST BE TARGETED. THE RESULTS OF EACH SURVEY ARE REVIEWED WITH THE COMPENSATION COMMITTEE OF THE BOARD, WHICH GIVES MANAGEMENT OVERALL GUIDANCE ON COMPENSATION DIRECTION. BASED ON RECOMMENDATIONS AND GUIDANCE OF THE COMPENSATION COMMITTEE, THE EXECUTIVE OFFICE AND HUMAN RESOURCES COMMUNICATE CHANGES TO ANY AFFECTED EMPLOYEES. ANY COMPENSATION CHANGES ARE DETERMINED BASED ON EXTERNAL COMPETIVENESS RELATIVE INTERNAL VALUE, INDIVIDUAL PERFORMANCE, TEAM DYNAMIC, AND IAVI'S ABILITY TO PAY. |
| FORM 990, PART VI, SECTION C, LINE 19 | THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. |
| FORM 990, PART XI, LINE 9: | FOREIGN EXCHANGE GAIN 1,815,631. |
Schedule R IRS990ScheduleR
Id Disregarded Entities IdDisregardedEntitiesGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IAVI LAB LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 BROAD STREET 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 262031769 | EIN |
| Primary Activities | LAB RESEARCH | PrimaryActivitiesTxt |
| Legal Domicile State | DE | LegalDomicileStateCd |
| Total Income | $0 | TotalIncomeAmt |
| End Of Year Assets | $6,524,890 | EndOfYearAssetsAmt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IAVI INC | BusinessNameLine1Txt |
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (2 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Controlled OrganizationControlledOrganizationInd | Province Or StateForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|
| STICHTING IAVI | |||||||||
| VAN DIEMENSTRAAT 48 1013 NH | AMSTERDAM | NL | RESEARCH SUPPORT | NL | N/A | N/A | IAVI INC | Yes (1) | |
| IAVI INDIA | |||||||||
| 4 FACTORY ROAD GROUND FLOOR | ANSARI NAGAR WEST | IN | RESEARCH SUPPORT | IN | N/A | N/A | IAVI INC | Yes (1) | NEW DELHI-110029 |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IAVI HOLDING LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 BROAD STREET 9TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 262032322 | EIN |
| Primary Activities | HOLDING COMPANY | PrimaryActivitiesTxt |
| Legal Domicile State | DE | LegalDomicileStateCd |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | IAVI INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Entity Type | C | EntityTypeTxt |
| Ownership | 1.00000 | OwnershipPct |
| Controlled Organization | Yes (1) | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | 0 | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | 0 | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | 0 | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | 0 | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | 0 | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp
Other Organization Name OtherOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | STICHTING IAVI | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transaction Type | B | TransactionTypeTxt |
| Involved | $1,160,508 | InvolvedAmt |
| Method Of Amount Determination | ACTUAL | MethodOfAmountDeterminationTxt |
Comments