GOOD VENTURES FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- GOOD VENTURES FOUNDATION (EIN 46-1008520)
- Tax period
- 2016-07-01 to 2017-06-30
- Filed
- 2018-05-15
- IRS object ID
- 201811359349103706
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-15T15:57:41-05:00 | ReturnTs |
| Tax Period End | 2017-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 910189318 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Moss Adams LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 975 Oak Street Suite 500 | AddressLine1Txt |
| City | Eugene | CityNm |
| State Abbreviation | OR | StateAbbreviationCd |
| ZIP | 97401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 461008520 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Good Ventures Foundation | BusinessNameLine1Txt |
| Business Name Line2 | c/o Apercen Partners LLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GOOD | BusinessNameControlTxt |
| Phone | 6508047100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 314 Lytton Ave No 200 | AddressLine1Txt |
| City | Palo Alto | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94301 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Tom van Loben Sels | PersonNm |
| Person Title | Assistant Secretary | PersonTitleTxt |
| Phone | 6508047100 | PhoneNum |
| Signature | 2018-05-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Wendy Campos | PreparerPersonNm |
| PTIN | P00448102 | PTIN |
| Phone | 5416861040 | PhoneNum |
| Preparation | 2018-05-04 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $1,015,473,001 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $279,174,388 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $13,304,423 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $16,594,714 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $20,421,108 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $515,195,316 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $289,087,024 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Net Invst Incm | $189,255 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $312,899,919 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $305,870,993 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $238,686 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,805,844 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,413,176 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $701,169 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,025,356 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,025,336 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $20 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $5,677,218 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,532,349 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $20 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $98,309,831 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $76,585,359 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $103,987,049 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,532,349 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $76,585,379 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $208,912,870 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $302,338,644 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $111,088,780 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $107,425,688 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $107,425,688 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $277,778 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1,123,736 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $277,778 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $277,778 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $658,013 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $439,128 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $439,128 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $25,068,903 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $58,455,785 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $58,455,785 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $260,119,973 | CorporateStockBOYAmt |
| Corporate Stock EOY | $348,640,802 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $348,640,802 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $93,441,297 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $121,341,593 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $121,341,593 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $246,999,565 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $378,892,227 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $378,892,227 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $738,500,267 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,015,473,001 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $1,015,473,001 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $4,201,037 | GrantsPayableBOYAmt |
| Grants Payable EOY | $25,925,509 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $835,000 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $4,227,464 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $5,036,037 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $30,152,973 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $733,464,230 | UnrestrictedBOYAmt |
| Unrestricted EOY | $985,320,028 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $733,464,230 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $985,320,028 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $738,500,267 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,015,473,001 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $733,464,230 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $208,912,870 | ExcessRevenueOverExpensesAmt |
| Other Increases | $42,942,928 | OtherIncreasesAmt |
| Subtotal | $985,320,028 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $985,320,028 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $497,736,202 | $208,232,593 | $289,503,609 | $289,503,609 | |
| ALTERNATIVE INVESTMENTS | $17,459,114 | $17,875,699 | -$416,585 | -$416,585 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $289,087,024 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $15,428,248 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $641,851,529 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.024037 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $5,314,878 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $395,496,935 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.013438 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $141,848 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $236,470,760 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.000600 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $0 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $24,676,292 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.000000 | DistributionYr4Rt |
| Total Distribution | 0.038075 | TotalDistributionRt |
| Average Distribution | 0.009519 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $938,469,146 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $8,933,288 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,023,386 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $11,956,674 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $76,585,379 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $3,023,386 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $3,023,386 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $3,023,386 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $383,822 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $4,000,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $4,383,822 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $63,048 | EsPenaltyAmt |
| Overpayment | $1,297,388 | OverpaymentAmt |
| Applied To ES Tax | $1,297,388 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Apercen Partners LLC | IndividualWithBooksNm |
| Phone | 6508047100 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 314 LYTTON AVE SUITE 200 | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94301 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CARI TUNA | ||||||||
| PO BOX 26718 | SAN FRANCISCO | CA | 94126 | PRESIDENT & DIRECTOR | 1.00 | $0 | $0 | $0 |
| DUSTIN MOSKOVITZ | ||||||||
| PO BOX 26718 | SAN FRANCISCO | CA | 94126 | SECRETARY, TREASURER, DIRECTOR | 1.00 | $0 | $0 | $0 |
| DIVESH MAKAN | ||||||||
| PO BOX 26718 | SAN FRANCISCO | CA | 94126 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| TOM VAN LOBEN SELS | ||||||||
| PO BOX 26718 | SAN FRANCISCO | CA | 94126 | ASSISTANT SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Aperio Group LLC | |||||
| 3 Harbor Dr Suite 204 | Sausalito | CA | 94965 | Investment management | $156,242 |
| Prime Advisors Inc | |||||
| 22635 NE Marketplace Dr 160 | Redmond | WA | 98053 | Investment management | $75,827 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $426,931,207 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $146,937,120 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $378,892,227 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $952,760,554 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $952,760,554 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $14,291,408 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $938,469,146 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $46,923,457 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $46,923,457 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,023,386 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,023,386 | TotalTaxAmt |
| Distributable Before Adj | $43,900,071 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $43,900,071 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $43,900,071 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $76,585,379 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $76,585,379 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $3,023,386 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $73,561,993 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $43,900,071 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $28,879,678 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $76,585,379 | QualifyingDistributionsAmt |
| Applied To Year1 | $28,879,678 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $43,900,071 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,805,630 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,805,630 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,805,630 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $3,805,630 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CARI TUNA | ContributingManagerNm |
| Contributing Manager | DUSTIN MOSKOVITZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (35 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | Province Or StateRecipientForeignAddress/ProvinceOrStateNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Against Malaria Foundation | |||||||||||
| 310 W 20th St Suite 300 | Kansas City | MO | 64108 | PC | Control and eventual eradication of malaria | $15,080,000 | |||||
| Center for Applied Rationality | |||||||||||
| 2030 Addison St Suite 310 | Berkeley | CA | 94704 | PC | Develop tools to help with clear thinking and decision-making | $627,500 | |||||
| Center for Civic Policy | |||||||||||
| 625 Silver Ave Suite 320 | Albuquerque | NM | 87102 | PC | ReFrame Mentorship Program | $37,000 | |||||
| Centre for Effective Altruism USA Inc | |||||||||||
| 2030 Addison St Suite 650 | Berkeley | CA | 94704 | PC | Make the world as good a place as it can be | $524,469 | |||||
| ClimateWorks Foundation | |||||||||||
| 235 Montgomery St 1300 | San Francisco | CA | 94104 | PC | Kigali Cooling Efficiency Program | $3,000,000 | |||||
| Evidence Action Inc | |||||||||||
| 1875 K St NW 4th Floor | Washington | DC | 20006 | PC | No Lean Season program | $1,687,500 | |||||
| Evidence Action Inc | |||||||||||
| 1875 K St NW 4th Floor | Washington | DC | 20006 | PC | Reduce burden of poverty | $4,470,000 | |||||
| GiveDirectly Inc | |||||||||||
| PO Box 3221 | New York | NY | 10008 | PC | Reduce poverty by providing assistance directly to the extreme poor | $2,500,000 | |||||
| Heffter Research Institute | |||||||||||
| 369 Montezuma Ave 153 | Santa Fe | NM | 87501 | PC | Scientific research to relieve suffering and understand the human mind | $100,000 | |||||
| King Baudouin Foundation United States | |||||||||||
| 10 Rockefeller Plaza 16th Floor | New York | NY | 10020 | PC | Wageningen UR Livestock Research Center - broiler chicken welfare research | $88,345 | |||||
| National Foundation for the CDC | |||||||||||
| 600 Peachtree St NE Suite 1000 | Atlanta | GA | 30308 | PC | Support research in mosquitoes and malaria control | $608,275 | |||||
| New Florida Majority Education Fund | |||||||||||
| 10800 Biscayne Blvd Suite 1050 | Miami | FL | 33161 | PC | Florida Rights Restoration Coalition | $48,000 | |||||
| OpenAI Inc | |||||||||||
| 3180 18th St Suite 100 | San Francisco | CA | 94110 | PC | Advance digital intelligence | $10,000,000 | |||||
| Puente Human Rights Movement | |||||||||||
| PO Box 21837 | Phoenix | AZ | 85036 | PC | Mijente - Advancement of criminal justice reform | $255,000 | |||||
| Rutgers The State University of New Jersey | |||||||||||
| 65 Davidson Rd | Piscataway | NJ | 08854 | PC | Research on effects of nuclear conflict | $2,982,206 | |||||
| Sightsavers Inc | |||||||||||
| 1 Boston Pl Suite 2600 | Boston | MA | 02108 | PC | Deworming programs | $2,950,000 | |||||
| The Board of Trustees of the Leland Stanford Junior University | |||||||||||
| 3145 Porter Dr | Palo Alto | CA | 94304 | PC | Research in machine learning and natural language processing | $1,337,600 | |||||
| The Chancellor Masters & Scholars of the University of Oxford | |||||||||||
| PC | Future of Humanity Institute - Biosecurity Research | $115,652 | Wellington Square | Oxford | Oxfordshire | UK | OX1 2JD | ||||
| The Chancellor Masters & Scholars of the University of Oxford | |||||||||||
| PC | Future of Humanity Institute - Biosecurity Research | $1,995,425 | Wellington Square | Oxford | Oxfordshire | UK | OX1 2JD | ||||
| The End Fund Inc | |||||||||||
| 33 Irving Place 3rd Floor | New York | NY | 10003 | PC | Deworming programs | $5,000,000 | |||||
| The Imperial College Foundation Inc | |||||||||||
| 837 State St MC 0430 | Atlanta | GA | 30332 | PC | Schistosomiasis Control Initiative | $13,500,000 | |||||
| The Regents of the University of California Berkeley Campus | |||||||||||
| 1111 Franklin St | Oakland | CA | 94607 | PC | UC Berkeley - Center for Human-Compatible Artificial Intelligence | $782,500 | |||||
| The Rockefeller University | |||||||||||
| 1230 York Ave | New York | NY | 10065 | PC | Research on viral histone mimics | $1,500,000 | |||||
| Tides Center | |||||||||||
| The Presidio PO Box 29907 | San Francisco | CA | 94129 | PC | Alliance for Safety and Justice | $4,000,000 | |||||
| George Mason University | |||||||||||
| 4400 University Dr MSN 4C6 | Fairfax | VA | 22030 | PC | Work on future of artificial intelligence | $87,050 | |||||
| Center on Budget and Policy Priorities | |||||||||||
| 820 First St NE Suite 510 | Washington | DC | 20002 | PC | Full Employment Project | $250,000 | |||||
| Economic Policy Institute | |||||||||||
| 1225 Eye St NW Suite 600 | Washington | DC | 20005 | PC | Macroeconomic policy research | $250,000 | |||||
| California Renters Legal Advocacy and Education Fund | |||||||||||
| 1390 Market St Suite 200 | San Francisco | CA | 94102 | PC | Make housing in California more affordable and accessible | $150,000 | |||||
| Global Animal Partnership | |||||||||||
| 7241 Burnett Rd PMB 237 | Austin | TX | 78757 | PC | Improve farm animal welfare | $250,000 | |||||
| Compassion In World Farming US | |||||||||||
| 1 West Court Square | Decatur | GA | 30030 | PC | General support | $275,000 | |||||
| iGEM Foundation Inc | |||||||||||
| One Kendall Square Suite B6104 | Cambridge | MA | 02139 | PC | iGEM Safety & Security Program | $150,000 | |||||
| Urban Justice Center | |||||||||||
| 40 Rector St 9th Floor | New York | NY | 01006 | PC | International Refugee Assistance Project | $350,000 | |||||
| President and Fellows of Harvard College | |||||||||||
| 1033 Massachusetts Ave Suite 3 | Cambridge | MA | 02138 | PC | Program in Criminal Justice Policy and Management at Harvard Kennedy School | $304,992 | |||||
| Foundation for the National Institute of Health | |||||||||||
| 9650 Rockville Pike No 3411 | Bethesda | MD | 20814 | PC | Develop consensus pathway for field testing modified mosquitoes | $1,228,845 | |||||
| Vera Institute of Justice | |||||||||||
| 233 Broadway 12th Floor | New York | NY | 10279 | PC | User-funded justice system in New Orleans | $100,000 | |||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $76,585,359 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| Center for Applied Rationality | ||||||
| 2030 Addison St Suite 310 | Berkeley | CA | 94704 | PC | Develop tools to help with clear thinking and decision-making | $407,500 |
| Centre for Effective Altruism USA Inc | ||||||
| 2030 Addison St Suite 650 | Berkeley | CA | 94704 | PC | Make the world as good a place as it can be | $524,469 |
| National Foundation for the CDC | ||||||
| 600 Peachtree St NE Suite 1000 | Atlanta | GA | 30308 | PC | Support research in mosquitoes and malaria control | $606,162 |
| OpenAI Inc | ||||||
| 3180 18th St Suite 100 | San Francisco | CA | 94110 | PC | Advance digital intelligence | $20,000,000 |
| The Regents of the University of California Berkeley Campus | ||||||
| 1111 Franklin St | Oakland | CA | 94607 | PC | UC Berkeley - Center for Human-Compatible Artificial Intelligence | $4,773,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $26,311,131 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $12,477 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $13,291,946 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | -$46 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $20,421,154 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $12,431 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $33,713,100 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $33,725,531 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | DUSTIN MOSKOVITZ | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 26718 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94126 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $279,174,388 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | Publicly Traded Securities | NoncashPropertyDesc |
| Fair Market Value | $279,174,388 | FairMarketValueAmt |
| Received | 2017-02-03 | ReceivedDt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (87 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC | $997,520 | $997,520 |
| ALLERGAN PLC | $510,860 | $510,860 |
| AMERICAN EXPRESS CR CORP BE MTN | $1,009,160 | $1,009,160 |
| AMERICAN EXPRESS CR SER 2017-1 CL A | $1,593,533 | $1,593,533 |
| AMERICAN HONDA FIN CORP MTN | $504,245 | $504,245 |
| AMGEN INC | $1,003,340 | $1,003,340 |
| ANHEUSER BUSCH INBEV FIN INC | $1,002,240 | $1,002,240 |
| APPLE INC | $1,008,860 | $1,008,860 |
| APPLE INC | $998,170 | $998,170 |
| AT&T INC | $502,570 | $502,570 |
| BA CREDIT CARD TR SER 2017-1A CL A | $1,304,342 | $1,304,342 |
| BANK AMER CORP | $1,012,040 | $1,012,040 |
| BANK NEW YORK | $1,014,770 | $1,014,770 |
| BAXALTA INC | $310,659 | $310,659 |
| BB&T CORP SR MEDIUM TERM NTS MTN | $2,291,107 | $2,291,107 |
| BOEING CO | $499,070 | $499,070 |
| CAPITAL ONE CC TR SER 2015-5A CL A | $500,283 | $500,283 |
| CAPITAL ONE CC TR SER 2016-5A CL A | $982,216 | $982,216 |
| CAPITAL ONE NATL ASSN VA | $500,165 | $500,165 |
| CBS CORP | $1,031,780 | $1,031,780 |
| CHASE ISSUANCE TR SER 2012-4A CL A | $996,927 | $996,927 |
| CHASE ISSUANCE TRUST SER 2016-4A CL A | $494,152 | $494,152 |
| CHEVRON CORP | $504,930 | $504,930 |
| CISCO SYS INC | $502,700 | $502,700 |
| CITIBANK CCIT SER 2014-A1 CL A1 | $515,042 | $515,042 |
| CITIBANK CCIT SER 2014-A6 CL A6 | $1,008,133 | $1,008,133 |
| CITIGROUP INC | $1,006,640 | $1,006,640 |
| COMCAST CORP | $517,110 | $517,110 |
| COMERICA INC | $498,860 | $498,860 |
| CVS HEALTH CORP | $509,050 | $509,050 |
| DEERE JOHN CAP CORP MTNS BE | $505,335 | $505,335 |
| DELMARVA PWR < CO | $1,044,780 | $1,044,780 |
| DISCOVER CARD EXE TR SER 2012-5-6 CL A20126 | $1,048,603 | $1,048,603 |
| DISCOVER CARD EXE TR SER 2014-4 CL A | $634,671 | $634,671 |
| DOMINION GAS HOLDINGS LLC | $503,345 | $503,345 |
| DOUBLELINE TOTAL RETURN BOND FD CLASS I | $27,828,234 | $27,828,234 |
| EOG RES INC | $501,545 | $501,545 |
| FEDEX CORP | $1,007,700 | $1,007,700 |
| FIFTH THIRD BK CIN OHIO BE MTN | $498,540 | $498,540 |
| FORD MOTOR CREDIT CO LLC | $748,838 | $748,838 |
| GATX CORP | $505,180 | $505,180 |
| GE CAP CCMT 2012-2 SER 2012-2 CL A | $503,734 | $503,734 |
| GE CAP CCMT 2012-7 SER 2012-7 CL A | $386,934 | $386,934 |
| GEORGE WASHINGTON UNIVERSITY | $500,410 | $500,410 |
| GEORGIA PWR CO | $1,001,180 | $1,001,180 |
| GILEAD SCIENCES INC | $1,014,410 | $1,014,410 |
| GOLDMAN SACHS GROUP INC | $504,645 | $504,645 |
| HONEYWELL INTL INC | $993,220 | $993,220 |
| INTERCONTINENTAL EXCHANGE INC | $509,379 | $509,379 |
| INTERNATIONAL BUSINESS MACHS | $1,003,610 | $1,003,610 |
| INTL PAPER CO | $1,092,889 | $1,092,889 |
| JPMORGAN CHASE & CO | $1,507,365 | $1,507,365 |
| KEYCORP MEDIUM TERM NTS BE | $1,017,300 | $1,017,300 |
| KROGER CO | $502,025 | $502,025 |
| LYONDELLBASELL INDUSTRIES | $261,360 | $261,360 |
| MANUFACTURER AND TRADERS MTN | $748,650 | $748,650 |
| MEDTRONIC GLOBAL HLDGS | $501,500 | $501,500 |
| MICROSOFT CORP | $200,720 | $200,720 |
| MORGAN STANLEY | $1,010,550 | $1,010,550 |
| NATIONAL AUSTRALIA BANK NEW YORK | $994,490 | $994,490 |
| NATIONAL RURAL UTILS COOP | $301,401 | $301,401 |
| OCCIDENTAL PETE CORP DEL | $999,810 | $999,810 |
| ORACLE CORP | $252,373 | $252,373 |
| PACCAR FINL CORP | $499,780 | $499,780 |
| PIMCO INCOME FUND INSTITUTIONAL FUND | $30,017,991 | $30,017,991 |
| PNC BK N A PITTSBURGH PA | $495,245 | $495,245 |
| PNC BK N A PITTSBURGH PA | $1,007,270 | $1,007,270 |
| RYDER SYS MTN BE | $252,275 | $252,275 |
| SANTANDER UK PLC | $1,000,480 | $1,000,480 |
| SHERWIN WILLIAMS CO | $501,120 | $501,120 |
| SIMON PROPERTY GROUP LP | $1,000,170 | $1,000,170 |
| SOUTHWEST AIRLS CO | $1,011,910 | $1,011,910 |
| STRYKER CORP | $1,002,760 | $1,002,760 |
| SUNTRUST BKS INC | $1,002,090 | $1,002,090 |
| TEVA PHARMACEUTICAL | $495,500 | $495,500 |
| THOMSON REUTERS CORP | $500,115 | $500,115 |
| TIME WARNER INC | $513,775 | $513,775 |
| TORONTO DOMINION BANK | $500,825 | $500,825 |
| TOYOTA MOTOR CREDIT CORP | $494,885 | $494,885 |
| UNITED TECHNOLOGIES CORP | $997,110 | $997,110 |
| US BANCORP MTNS BK ENT | $1,004,950 | $1,004,950 |
| VERIZON COMMUNICATIONS INC | $506,650 | $506,650 |
| WELLS FARGO CO | $1,011,470 | $1,011,470 |
| WESTPAC BKG CORP | $501,200 | $501,200 |
| WORLD FIN NETWORK SER 2012-D CL A | $502,559 | $502,559 |
| WORLD FIN NETWORK SER 2014-C CL A | $500,040 | $500,040 |
| ZOETIS INC | $256,223 | $256,223 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (533 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY | $2,218,056 | $2,218,056 |
| 58.COM INC ADR | $152,091 | $152,091 |
| ABB LTD SPONSORED ADR | $740,451 | $740,451 |
| ABBOTT LABORATORIES | $6,903 | $6,903 |
| ACCENTURE PLC CLASS A | $1,630,473 | $1,630,473 |
| ACTELION LIMITED UNSPON ADR | $1,146,467 | $1,146,467 |
| ADOBE SYS INC | $528,420 | $528,420 |
| ADTALEM GLOBAL ED INC COM | $763,971 | $763,971 |
| ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR | $239,357 | $239,357 |
| AERCAP HOLDINGS | $61,102 | $61,102 |
| AETNA INC | $379,271 | $379,271 |
| AFLAC INC | $750,855 | $750,855 |
| AGEAS SPONSORED ADR | $987,464 | $987,464 |
| AGNC INVT CORP COM | $895,010 | $895,010 |
| AGNICO EAGLE MINES LTD COM | $515,541 | $515,541 |
| AIA GROUP LTD SPONSORED ADR | $1,543,303 | $1,543,303 |
| AIR LIQUIDE(L) ADR | $340,784 | $340,784 |
| AKAMAI TECHNOLOGIES INC COM | $5,579 | $5,579 |
| AKZO NOBEL NV SPONSORED ADR | $477,457 | $477,457 |
| ALASKA AIR GROUP INC | $141,731 | $141,731 |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | $1,557,790 | $1,557,790 |
| ALLERGAN PLC | $667,525 | $667,525 |
| ALLIANZ SE ADR | $783,040 | $783,040 |
| ALLIED WORLD ASSURANCE CO | $679,818 | $679,818 |
| ALPHABET INC CLASS A | $2,432,043 | $2,432,043 |
| ALPHABET INC CLASS C | $2,469,019 | $2,469,019 |
| ALUMINUM CORP OF CHINA ADR | $101,430 | $101,430 |
| AMAZON.COM INC | $1,657,216 | $1,657,216 |
| AMDOCS LTD | $995,714 | $995,714 |
| AMEREN CORP | $231,473 | $231,473 |
| AMERICAN AIRLINES GROUP INC COM | $302,373 | $302,373 |
| AMERICAN CAMPUS CMNTYS INC | $78,234 | $78,234 |
| AMERICAN ELEC PWR CO | $869,139 | $869,139 |
| AMERICAN FINL GRP INC HOLDING CO | $878,431 | $878,431 |
| AMERICAN NATL INS CO | $646,636 | $646,636 |
| AMERICAN TOWER CORPORATION | $1,578,975 | $1,578,975 |
| AMERICAN WTR WKS CO INC | $263,159 | $263,159 |
| AMERISOURCEBERGEN CORP | $222,429 | $222,429 |
| AMPHENOL CORP CLASS A | $839,702 | $839,702 |
| ANALOG DEVICES INC COM | $85,347 | $85,347 |
| ANGLOGOLD ASHANTI LTD | $77,371 | $77,371 |
| ANNALY CAPITAL MANAGEMENT INC COM | $123,452 | $123,452 |
| ANTHEM INC COM | $651,494 | $651,494 |
| AP MOLLER - MAERSK UNSPON ADR | $253,239 | $253,239 |
| APPLE INC | $812,993 | $812,993 |
| ARCH CAPITAL GROUP | $329,687 | $329,687 |
| ARISTA NETWORKS INC | $289,394 | $289,394 |
| ARRIS INTERNATIONAL LTD | $19,558 | $19,558 |
| ASAHI GLASS CO ADR | $493,506 | $493,506 |
| ASAHI KASEI CORP UNSP ADR | $547,147 | $547,147 |
| ASSURED GUARANTY LTD | $713,086 | $713,086 |
| ASTELLAS PHARMA UNSP ADR | $925,414 | $925,414 |
| ASTRA INTERNATIONAL UNSP ADR | $179,078 | $179,078 |
| ASTRAZENECA ADR | $999,655 | $999,655 |
| AT&T INC COM | $3,317,335 | $3,317,335 |
| ATLAS COPCO AB SP ADR | $618,273 | $618,273 |
| ATLASSIAN CORPORATION PLC | $1,127,273 | $1,127,273 |
| ATMOS ENERGY CORP | $393,183 | $393,183 |
| AU OPTRONICS CORPORATION ADS | $149,477 | $149,477 |
| AUTOMATIC DATA PROCESSING INC | $672,342 | $672,342 |
| AUTOZONE INC NEV | $524,253 | $524,253 |
| AVALONBAY CMNTYS INC COM | $1,127,269 | $1,127,269 |
| AVANGRID INC COM | $364,900 | $364,900 |
| AVERY DENNISON CORP | $50,548 | $50,548 |
| AVIVA SPON ADR | $159,935 | $159,935 |
| AVNET INC | $366,833 | $366,833 |
| AVX CORP | $129,707 | $129,707 |
| AXA ADS | $894,790 | $894,790 |
| B O K FINANCIAL CORP | $176,421 | $176,421 |
| BAE SYSTEMS SPON ADR | $516,386 | $516,386 |
| BAIDU INC SPONS ADR | $637,278 | $637,278 |
| BANCO SANTANDER SA ADR | $635,858 | $635,858 |
| BANCOLOMBIA SA SPON PFD | $463,320 | $463,320 |
| BANK HAWAII CORP | $38,581 | $38,581 |
| BANK MANDIRI (PERSERO) UNSP ADR | $138,329 | $138,329 |
| BANK NEW YORK MELLON CORP | $320,916 | $320,916 |
| BANK OF AMERICA CORP | $1,777,360 | $1,777,360 |
| BANK OF MONTREAL COM | $2,049,563 | $2,049,563 |
| BANK OF NOVA SCOTIA COM | $1,489,600 | $1,489,600 |
| BANK RAKYAT INDONESIA UNSP ADR | $84,148 | $84,148 |
| BARCLAYS PLC ADR | $446,220 | $446,220 |
| BARD C R INC | $556,354 | $556,354 |
| BARRICK GOLD CORP | $482,152 | $482,152 |
| BASF SE SPON ADR | $302,525 | $302,525 |
| BAXTER INTL INC | $243,794 | $243,794 |
| BAYER AG SPON | $479,773 | $479,773 |
| BAYERISCHE MOTOREN WERKE AG ADR | $223,414 | $223,414 |
| BCE INC COM | $486,252 | $486,252 |
| BECTON DICKINSON CO | $436,071 | $436,071 |
| BED BATH & BEYOND INC | $118,378 | $118,378 |
| BERKSHIRE HATHAWAY INC DEL CLASS B | $2,436,895 | $2,436,895 |
| BHP BILLITON LTD SPONSORED ADR | $1,233,122 | $1,233,122 |
| BHP BILLITON PLC SPONS ADR | $444,236 | $444,236 |
| BIO RAD LABORATORIES INC CLASS A | $607,416 | $607,416 |
| BIOGEN INC COM | $603,233 | $603,233 |
| BIO-TECHNE CORP | $325,827 | $325,827 |
| BIOVERATIV INC COM | $81,590 | $81,590 |
| BNP PARIBAS SPONSORED ADR | $785,698 | $785,698 |
| BRASKEM SA ADR | $10,629 | $10,629 |
| BRIDGESTONE CORP ADR | $814,696 | $814,696 |
| BRITISH LAND CO ADR | $424,167 | $424,167 |
| BRIXMOR PPTY GROUP INC COM | $198,575 | $198,575 |
| BUNZL SPON ADR | $362,079 | $362,079 |
| BYD CO UNSP ADR | $216,380 | $216,380 |
| C H ROBINSON WORLDWIDE INC COM | $187,565 | $187,565 |
| C S X CORP | $698,150 | $698,150 |
| CA INC COM | $995,287 | $995,287 |
| CADENCE DESIGN SYSTEMS INC | $249,567 | $249,567 |
| CAE INC COM | $794,212 | $794,212 |
| CAMDEN PPTY TR SH BEN INT | $99,876 | $99,876 |
| CANADIAN IMPERIAL BANK OF COMMERCE COM | $1,322,340 | $1,322,340 |
| CAPITAL ONE FINANCIAL CORP | $258,931 | $258,931 |
| CARDINAL HEALTH INC | $124,204 | $124,204 |
| CASEYS GEN STORES INC COM | $864,378 | $864,378 |
| CEMEX SAB DE CV SPON ADR | $265,333 | $265,333 |
| CENTRAIS ELETR BRAS SA - ELETROBRAS | $60,712 | $60,712 |
| CENTRICA ADR | $38,238 | $38,238 |
| CERNER CORP | $127,556 | $127,556 |
| CHINA CONSTRUCTION BANK UNSP ADR | $896,272 | $896,272 |
| CHINA MOBILE LTD SPON ADR | $1,082,399 | $1,082,399 |
| CHINA SOUTHERN AIRLINES COMPANY LTD ADS | $371,399 | $371,399 |
| CHINA TELECOM CORPORATION SPONS ADR | $88,335 | $88,335 |
| CHINA UNICOM (HONG KONG) LIMITED ADR | $556,572 | $556,572 |
| CHR HANSEN HOLDING SPON ADR | $445,222 | $445,222 |
| CHUBB LIMITED COM | $1,608,194 | $1,608,194 |
| CHUNGHWA TELECOM ADR EA REPR 10 ORD TWD10 | $831,474 | $831,474 |
| CHURCH & DWIGHT INC | $1,161,593 | $1,161,593 |
| CIA BRASILEIRA DISTR (PAO DE ACUCAR) ADR | $922,095 | $922,095 |
| CIA SANEAMENTO BASICO DE SAO PAULO SPONS ADR | $192,123 | $192,123 |
| CIGNA CORPORATION COM | $612,982 | $612,982 |
| CINTAS CORP | $428,914 | $428,914 |
| CITIGROUP INC COM | $1,577,097 | $1,577,097 |
| CLOROX CO | $1,302,954 | $1,302,954 |
| CLP HOLDINGS LTD SPONSORED ADR | $929,541 | $929,541 |
| CME GROUP INC | $718,502 | $718,502 |
| CNA FINL CORP | $809,591 | $809,591 |
| COGNIZANT TECH SOLUTIONS CORP | $439,435 | $439,435 |
| COLGATE-PALMOLIVE CO | $1,439,975 | $1,439,975 |
| COLOPLAST UNSP ADR | $320,707 | $320,707 |
| COMMERCE BANCSHARES INC | $189,642 | $189,642 |
| COMPAGNIE DE ST-GOBAIN UNSP ADR | $380,410 | $380,410 |
| COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR | $60,428 | $60,428 |
| CONSOLIDATED EDISON HLDG CO INC | $562,265 | $562,265 |
| CONTINENTAL AG ADR | $419,416 | $419,416 |
| CORNING INC | $205,211 | $205,211 |
| COSTCO WHOLESALE CORP | $2,335,298 | $2,335,298 |
| CPFL ENERGIA SA SPON ADR | $278,088 | $278,088 |
| CREDICORP LTD COM | $186,924 | $186,924 |
| CREDIT AGRICOLE S A ADR | $244,382 | $244,382 |
| CREDIT SUISSE GROUP SPON ADR | $482,442 | $482,442 |
| CROWN CASTLE INTL CORP | $1,193,344 | $1,193,344 |
| CSL LTD SPONSORED ADR | $1,475,223 | $1,475,223 |
| CSRA INC COM | $296,608 | $296,608 |
| CTRIP.COM INTERNATIONAL LTD ADS | $366,409 | $366,409 |
| CULLEN FROST BANKERS INC | $168,662 | $168,662 |
| CUMMINS INC | $84,679 | $84,679 |
| CVS HEALTH CORP COM | $1,882,523 | $1,882,523 |
| DAI NIPPON PRTG LTD JAPAN SPONSORED ADR | $846,087 | $846,087 |
| DAIICHI SANKYO CO LTD SPON ADR | $381,145 | $381,145 |
| DAITO TRUST CONSTRUCTION CO SPON ADR | $563,064 | $563,064 |
| DANAHER CORP COM | $1,100,530 | $1,100,530 |
| DASSAULT SYSTEMES SPONS ADR | $776,782 | $776,782 |
| DAVITA INC COM | $137,615 | $137,615 |
| DBS GROUP HLDGS LTD SPONSORED ADR | $1,234,665 | $1,234,665 |
| DELL TECHNOLOGIES INC COM CLASS V | $861,712 | $861,712 |
| DELTA AIR LINES INC | $48,151 | $48,151 |
| DENSO CORP ADR | $591,700 | $591,700 |
| DENTSPLY SIRONA INC COM | $769,845 | $769,845 |
| DEUTSCHE BANK AG ORD NPV (REGD) | $432,190 | $432,190 |
| DEUTSCHE POST AG SPONS ADR | $1,031,129 | $1,031,129 |
| DICKS SPORTING GOODS INC COM | $411,125 | $411,125 |
| DISCOVERY COMMUNICATIONS INC | $32,722 | $32,722 |
| DISNEY WALT CO | $1,003,531 | $1,003,531 |
| DOLBY LABORATORIES INC COM | $436,674 | $436,674 |
| DOLLAR GEN CORP | $535,484 | $535,484 |
| DOMINION ENERGY INC COM | $841,397 | $841,397 |
| DOW CHEMICAL CO | $282,932 | $282,932 |
| DR REDDYS LABS LTD ADR | $129,033 | $129,033 |
| DTE ENERGY HOLDING CO | $500,810 | $500,810 |
| DUKE ENERGY CORP | $1,395,619 | $1,395,619 |
| DXC TECHNOLOGY CO COM | $67,283 | $67,283 |
| EATON CORP PLC COM | $325,174 | $325,174 |
| EBAY INC | $225,828 | $225,828 |
| ECOLAB INC | $564,188 | $564,188 |
| EDISON INTL | $484,074 | $484,074 |
| EDP-ENERGIAS DE PORTUGAL SA SPON ADR | $270,375 | $270,375 |
| EDWARDS LIFESCIENCES CORP | $201,244 | $201,244 |
| EISAI LTD SPONSORED ADR | $313,120 | $313,120 |
| ELBIT SYSTEMS LTD | $597,836 | $597,836 |
| ELECTRICITE DE FRANCE ADR | $186,163 | $186,163 |
| EMBRAER S A SPONSORED ADR | $11,886 | $11,886 |
| ENEL AMERICAS SA | $35,806 | $35,806 |
| ENEL CHILE SA SPON ADR | $279,615 | $279,615 |
| ENEL GENERACION CHILE SA ADS | $348,452 | $348,452 |
| ENEL UN SPON ADR | $871,460 | $871,460 |
| ENGIE SPON ADR | $394,540 | $394,540 |
| ENSTAR GROUP LIMITED | $87,207 | $87,207 |
| ENTERGY CORP NEW | $177,569 | $177,569 |
| EQUITY LIFESTYLE PPTYS INC COM | $278,706 | $278,706 |
| EQUITY RESIDENTIAL | $962,303 | $962,303 |
| ERICSSON ADR | $721,359 | $721,359 |
| ESSEX PPTY TR INC | $834,584 | $834,584 |
| ESSILOR INTL SA ADR | $703,711 | $703,711 |
| ESTEE LAUDER COMPANIES INC CLASS A | $1,164,813 | $1,164,813 |
| EVEREST RE GROUP LTD COM | $1,064,186 | $1,064,186 |
| EVERSOURCE ENERGY COM | $364,321 | $364,321 |
| EXELON CORP | $884,256 | $884,256 |
| EXPEDITORS INTL WASH INC COM | $254,499 | $254,499 |
| EXPRESS SCRIPTS HLDG CO COM | $228,675 | $228,675 |
| EXTRA SPACE STORAGE INC | $338,364 | $338,364 |
| F5 NETWORKS INC COM | $416,376 | $416,376 |
| FANUC CORPORATION UNSP ADR | $693,327 | $693,327 |
| FAST RETAILING CO LTD ADR | $546,585 | $546,585 |
| FEDERAL REALTY INVST TR SH BEN INT | $725,479 | $725,479 |
| FEDEX CORP COM | $1,139,679 | $1,139,679 |
| FIAT CHRYSLER AUTOMOBILES | $177,510 | $177,510 |
| FIBRIA CELULOSE SA | $111,333 | $111,333 |
| FIRST PACIFIC CO SPONS ADR | $835,079 | $835,079 |
| FISERV INC | $365,307 | $365,307 |
| FOOT LOCKER INC COM | $437,804 | $437,804 |
| FORD MTR CO DEL COM | $230,581 | $230,581 |
| FOREST CITY RLTY TR INC COM CLASS A | $28,134 | $28,134 |
| FORTIVE CORP COM | $361,729 | $361,729 |
| FRANCO NEVADA CORP COM | $585,145 | $585,145 |
| FRANKLIN RES INC COM | $103,375 | $103,375 |
| FRESENIUS MEDICAL CARE AG & CO KGAA ADR | $567,733 | $567,733 |
| FUJIFILM HLDGS CORP ADR | $1,243,287 | $1,243,287 |
| GENERAL DYNAMICS CRP | $13,075 | $13,075 |
| GENPACT LIMITED | $301,121 | $301,121 |
| GENUINE PARTS CO | $497,286 | $497,286 |
| GERDAU SA SPONS ADR | $79,800 | $79,800 |
| GILEAD SCIENCES INC | $1,396,136 | $1,396,136 |
| GIVAUDAN SA ADR | $1,197,394 | $1,197,394 |
| GLENCORE PLC UNSPON | $162,181 | $162,181 |
| GOLDCORP INC COM | $226,984 | $226,984 |
| GPO AEROPORTUARIO DEL PACIFICO SAB ADS | $166,653 | $166,653 |
| GRAINGER W W INC | $2,708 | $2,708 |
| GRUPO AEROPORTUARIO DEL SUREST SPON ADR SERIES B | $114,247 | $114,247 |
| GRUPO AVAL ACCIONES Y VALORES SA SPON | $127,901 | $127,901 |
| HARRIS CORP DEL | $873,076 | $873,076 |
| HAWAIIAN ELEC INDS | $660,876 | $660,876 |
| HEIDELBERGCEMENT AG ADR | $193,448 | $193,448 |
| HENKEL AG&CO. KGAA ADR | $127,266 | $127,266 |
| HENKEL AG&CO. KGAA ADR | $31,645 | $31,645 |
| HENNES &MAURITZ AB ADR | $732,699 | $732,699 |
| HENRY JACK & ASSOC INC | $556,535 | $556,535 |
| HENRY SCHEIN INC | $233,351 | $233,351 |
| HERBALIFE LTD | $1,176,874 | $1,176,874 |
| HEWLETT PACKARD ENTERPRISE CO COM | $169,517 | $169,517 |
| HITACHI LTD ADR 10 COM | $770,325 | $770,325 |
| HOME DEPOT INC COM | $1,939,743 | $1,939,743 |
| HONDA MOTOR LTD AMERN | $1,173,032 | $1,173,032 |
| HOST HOTELS & RESORTS INC COM | $148,645 | $148,645 |
| HOWARD HUGHES CORP COM | $234,133 | $234,133 |
| HOYA CORP SPONSORED ADR | $480,724 | $480,724 |
| HSBC HLDGS PLC SPON ADR | $1,844,559 | $1,844,559 |
| HUANENG POWER INTERNATIONAL INC ADR | $19,786 | $19,786 |
| HUMANA INC | $969,699 | $969,699 |
| HUNT J B TRANS SVCS INC COM | $226,531 | $226,531 |
| IBERDROLA SA SPON ADR | $181,430 | $181,430 |
| ICICI BANK LIMITED ADR | $240,055 | $240,055 |
| ICON PLC | $270,976 | $270,976 |
| INDITEX (IND.DE DISENO TEXTIL SA) UNSP ADR | $1,179,882 | $1,179,882 |
| INDUSTRIAL &COMMERCIAL BK OF CHINA UNSP ADR | $261,237 | $261,237 |
| INFINEON TECHNOLOGIES AG SPON ADR | $707,988 | $707,988 |
| INFOSYS LTD SPON ADR | $869,313 | $869,313 |
| INTEL CORP | $2,521,795 | $2,521,795 |
| INTERCONTINENTAL EXCHANGE INC COM | $666,319 | $666,319 |
| INTL BUSINESS MACH | $392,574 | $392,574 |
| INTUITIVE SURGICAL INC COM | $689,368 | $689,368 |
| ITAU UNIBANCO HOLDINGS SA ADR | $24,984 | $24,984 |
| ITOCHU CORP ADR | $525,535 | $525,535 |
| JAMES HARDIE INDS PLC SPONSORED ADR | $1,064,838 | $1,064,838 |
| JAPAN AIRLINES CO LTD ADR | $528,621 | $528,621 |
| JARDINE MATHESON HLDGS LTD ADR | $1,028,677 | $1,028,677 |
| JD COM INC SPONSORED ADR REPSTG COM CLASS A | $475,817 | $475,817 |
| JOHNSON & JOHNSON | $4,863,642 | $4,863,642 |
| JPMORGAN CHASE & CO | $1,688,798 | $1,688,798 |
| KAO CORP SPONSORED ADR | $176,718 | $176,718 |
| KASIKORNBANK PUBLIC COMPANY LIMITED UNSP ADR | $727,679 | $727,679 |
| KB FINANCIAL GROUP INC SPONSORED ADR | $672,931 | $672,931 |
| KDDI CORP ADR | $1,246,253 | $1,246,253 |
| KEPPEL CORP SPON ADR | $611,348 | $611,348 |
| KIMBERLY CLARK CORP | $975,426 | $975,426 |
| KIMBERLY CLRK DE MEX SAB DE CV SPON ADR | $113,580 | $113,580 |
| KIMCO REALTY CORP | $343,879 | $343,879 |
| KINGFISHER SPON ADR | $259,866 | $259,866 |
| KINROSS GOLD CORP COM NPV | $98,681 | $98,681 |
| KLA-TENCOR CORP COM | $52,161 | $52,161 |
| KOC HLDG ADR | $469,586 | $469,586 |
| KOMATSU LTD SPON ADR | $284,739 | $284,739 |
| KONINKLIJKE AHOLD DELHAIZE NV SPON ADR | $1,081,332 | $1,081,332 |
| KOREA ELECTRIC PWR SPONSORED ADR | $643,416 | $643,416 |
| KROGER CO COM | $932,870 | $932,870 |
| KT CORP SPONSORED ADR | $536,058 | $536,058 |
| KYOCERA CORP ADR | $892,347 | $892,347 |
| L OREAL CO ADR | $1,432,987 | $1,432,987 |
| L3 TECHNOLOGIES INC COM | $135,168 | $135,168 |
| LENOVO GROUP LIMITED ADR | $146,962 | $146,962 |
| LG DISPLAY CO LTD SPONS ADR REP | $482,887 | $482,887 |
| LIBERTY BROADBAND CORP COM | $309,616 | $309,616 |
| LIBERTY BROADBAND CORP COM SERIES C | $401,566 | $401,566 |
| LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM | $329,795 | $329,795 |
| LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM | $693,513 | $693,513 |
| LILLY ELI &CO COM NPV | $1,591,847 | $1,591,847 |
| LOCKHEED MARTIN CORP | $1,031,044 | $1,031,044 |
| LOWES COS INC COM | $509,450 | $509,450 |
| MAGNA INTL INC COM | $771,672 | $771,672 |
| MAKITA CORP SPON ADR | $266,545 | $266,545 |
| MANPOWERGROUP INC COM | $190,922 | $190,922 |
| MANULIFE FINANCIAL CORP COM | $1,092,057 | $1,092,057 |
| MASTERCARD INCORPORATED CLASS A | $2,539,641 | $2,539,641 |
| MCKESSON CORP | $758,694 | $758,694 |
| MEDTRONIC PLC | $803,099 | $803,099 |
| MERCK & CO INC | $1,815,926 | $1,815,926 |
| MEREDITH CORP | $205,816 | $205,816 |
| METLIFE INC COM | $670,708 | $670,708 |
| MFA FINL INC COM | $193,255 | $193,255 |
| MICHELIN(CIE GLE DES ETABL.) UNSP ADR | $211,673 | $211,673 |
| MICRON TECHNOLOGY | $104,689 | $104,689 |
| MICROSOFT CORP | $1,774,258 | $1,774,258 |
| MID AMER APT CMNTYS INC COM | $285,053 | $285,053 |
| MITSUBISHI CORP SPONSORED ADR | $784,390 | $784,390 |
| MITSUBISHI ELEC CORP ADR | $737,476 | $737,476 |
| MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR | $1,135,222 | $1,135,222 |
| MITSUI &CO LTD ADR | $915,633 | $915,633 |
| MMC NORILSK NICKEL PJSC ADR | $644,584 | $644,584 |
| MOBILE TELESYSTEMS PJSC SPON ADR | $251,366 | $251,366 |
| MOTOROLA SOLUTIONS INC COM | $905,913 | $905,913 |
| MUENCHENER RUECKVERSICHERUNGS AG UNSP ADR | $637,727 | $637,727 |
| MURATA MFG CO LTD ADR | $593,795 | $593,795 |
| NASPERS SPONS ADR | $1,404,860 | $1,404,860 |
| NATIONAL GRID SPON ADR | $1,180,011 | $1,180,011 |
| NETEASE INC ADR | $337,006 | $337,006 |
| NETSCOUT SYS INC COM | $88,718 | $88,718 |
| NEW ORIENTAL ED & TECHNOLOGY GP INC | $1,366,096 | $1,366,096 |
| NEWMONT MNG CORP HLDG CO | $144,492 | $144,492 |
| NEXTERA ENERGY INC COM | $1,659,139 | $1,659,139 |
| NICE LTD ADR | $425,718 | $425,718 |
| NIPPON TEL & TEL CORP SPON ADR | $1,702,080 | $1,702,080 |
| NISSAN MOTOR CO SPONS ADR | $885,530 | $885,530 |
| NITTO DENKO CORP ADR | $346,419 | $346,419 |
| NORFOLK SOUTHERN CRP | $615,559 | $615,559 |
| NORSK HYDRO A S SPONSORED ADR | $769,235 | $769,235 |
| NORTHROP GRUMMAN CORP HOLDING CO | $595,310 | $595,310 |
| NOVARTIS A G SPONSORED ADR | $2,467,874 | $2,467,874 |
| NOVO-NORDISK A S ADR | $1,489,227 | $1,489,227 |
| NOVOZYMES A/S UNSP ADR | $53,537 | $53,537 |
| NTT DOCOMO INC ADS | $1,390,927 | $1,390,927 |
| NVIDIA CORP | $435,415 | $435,415 |
| O REILLY AUTOMOTIVE INC | $400,950 | $400,950 |
| OMRON CORP SPONSORED ADR | $320,673 | $320,673 |
| ONE GAS INC | $138,433 | $138,433 |
| ORACLE CORP COM | $681,152 | $681,152 |
| OTSUKA HLDGS CO LTD UNSP ADR | $697,405 | $697,405 |
| PARK24 CO LTD SPONSORED ADR | $342,685 | $342,685 |
| PATTERSON COMPANIES INC COM | $338,275 | $338,275 |
| PAYCHEX INC COM | $982,329 | $982,329 |
| PAYPAL HLDGS INC COM | $247,794 | $247,794 |
| PFIZER INC | $2,433,763 | $2,433,763 |
| PG&E CORP | $200,437 | $200,437 |
| PINNACLE WEST CAP CP | $927,989 | $927,989 |
| PLDT INC ADR | $423,402 | $423,402 |
| PNC FINL SVCS GROUP | $378,731 | $378,731 |
| POPULAR INC COM | $635,911 | $635,911 |
| PORSCHE AUTOMOBIL HOLDING SE UNSP ADR | $110,966 | $110,966 |
| POSCO ADR EACH REP | $834,325 | $834,325 |
| PPG INDUSTRIES | $186,272 | $186,272 |
| PPL CORP | $159,009 | $159,009 |
| PRAXAIR INC | $717,758 | $717,758 |
| PRICE T ROWE GROUP INC COM | $17,217 | $17,217 |
| PROCTER AND GAMBLE CO COM | $1,780,910 | $1,780,910 |
| PRUDENTIAL FINL INC | $139,609 | $139,609 |
| PUBLIC SERVICE ENTERPRISE GROUP INC | $797,922 | $797,922 |
| PUBLIC STORAGE COM | $978,214 | $978,214 |
| QUALCOMM INC | $144,345 | $144,345 |
| RANDGOLD RES LTD ADR | $854,081 | $854,081 |
| RAYTHEON CO COM | $548,548 | $548,548 |
| REALTY INCOME CORP | $738,639 | $738,639 |
| RECKITT BENCKISER GROUP PLC SPONSORED ADR | $1,788,252 | $1,788,252 |
| RED ELECTRICA CORP UNSP ADR | $702,350 | $702,350 |
| REGENCY CTRS CORP | $290,712 | $290,712 |
| REINSURANCE GROUP AMER INC COM NEW | $544,759 | $544,759 |
| RELX PLC SPON ADS | $886,512 | $886,512 |
| RENAISSANCERE HOLDINGS LTD COM | $767,139 | $767,139 |
| RENAULT SA UNSPON ADR | $19,524 | $19,524 |
| REPUBLIC SERVICES INC COM | $816,126 | $816,126 |
| RESMED INC | $463,872 | $463,872 |
| RITE AID CORP COM | $425,172 | $425,172 |
| ROBERT HALF INTL INC | $175,088 | $175,088 |
| ROCHE HLDG LTD SPONSORED ADR | $1,877,374 | $1,877,374 |
| ROCKWELL COLLINS INC | $7,040 | $7,040 |
| ROGERS COMMUNICATIONS INC CLASS B | $282,693 | $282,693 |
| ROLLINS INC COM | $259,852 | $259,852 |
| ROSS STORES INC COM | $156,160 | $156,160 |
| ROYAL BANK OF CANADA COM NPV | $3,106,902 | $3,106,902 |
| ROYAL BK SCOTLAND GROUP PLC SPONS ADR | $202,972 | $202,972 |
| ROYAL GOLD INC COM | $359,504 | $359,504 |
| ROYAL KPN NV SPONSORED ADR | $37,822 | $37,822 |
| ROYAL MAIL PLC ADR | $283,496 | $283,496 |
| RYOHIN KEIKAKU CO | $377,878 | $377,878 |
| SAINSBURY(J) ADR | $913,747 | $913,747 |
| SALESFORCE COM INC | $364,846 | $364,846 |
| SANOFI SPONSORED ADR | $1,444,870 | $1,444,870 |
| SANTEN PHARMACEUTICAL CO ADR | $284,559 | $284,559 |
| SAP SE SPON ADR | $1,149,381 | $1,149,381 |
| SASOL SPON ADR | $103,639 | $103,639 |
| SBERBANK OF RUSSIA SPON ADR | $569,043 | $569,043 |
| SECOM LTD ADR | $1,043,278 | $1,043,278 |
| SEIKO EPSON CORP ADR | $399,789 | $399,789 |
| SEMICONDUCTOR MANUFACTURING INTL CO ADR | $95,543 | $95,543 |
| SEVEN &I HOLDINGS CO LTD UNSP ADR | $1,476,909 | $1,476,909 |
| SGS SA UNSPONSORED ADR | $832,933 | $832,933 |
| SHAW COMMUNICATIONS INC CLASS B | $968,696 | $968,696 |
| SHERWIN WILLIAMS CO | $176,533 | $176,533 |
| SHIN ETSU CHEM CO LTD ADR | $730,646 | $730,646 |
| SHINHAN FINANCIAL GROUP CO LTD SPONS ADR | $875,193 | $875,193 |
| SHIRE PLC SPONSORED ADR | $1,056,406 | $1,056,406 |
| SHISEIDO SPONSORED ADR | $1,231,419 | $1,231,419 |
| SHOPRITE HLDGS LTD SPONSORED ADR | $955,491 | $955,491 |
| SILICONWARE PRECISION INDUSTRIES CO ADR | $421,230 | $421,230 |
| SIMON PPTY GRP INC | $1,280,977 | $1,280,977 |
| SINA CORP | $32,119 | $32,119 |
| SINGAPORE EXCHANGE UNSP ADR | $248,531 | $248,531 |
| SINGAPORE TELECOMMUNICATNS LTD SPON ADR | $1,266,158 | $1,266,158 |
| SINOPEC SHANGHAI PETROCHEMICAL CO SPONS ADR | $56,828 | $56,828 |
| SK TELECOM LTD SPONSORED ADR | $848,085 | $848,085 |
| SMC CORP JAPAN SPONSORED ADR | $552,168 | $552,168 |
| SMITH & NEPHEW ADR | $1,022,708 | $1,022,708 |
| SOCIETE GENERALE FRANCE SPONSORED ADR | $528,778 | $528,778 |
| SONIC HEALTHCARE UNSP ADR | $241,663 | $241,663 |
| SOUTH32 LTD SPON ADR | $997,811 | $997,811 |
| SOUTHERN CO | $963,058 | $963,058 |
| SOUTHERN COPPER CORP DEL COM | $205,113 | $205,113 |
| SOUTHWEST AIRLNS CO | $483,636 | $483,636 |
| SPARK NEW ZEALAND | $915,505 | $915,505 |
| SPRINT CORPORATION | $32,274 | $32,274 |
| STATE STR CORP COM | $210,507 | $210,507 |
| STRYKER CORP | $596,754 | $596,754 |
| SUBARU CO LTD UNSPON ADR | $289,887 | $289,887 |
| SUMITOMO CORP SPONSORED ADR | $506,609 | $506,609 |
| SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR | $954,204 | $954,204 |
| SUMITOMO MITSUI TRUST HOLDINGS INC SPON ADR | $273,354 | $273,354 |
| SUN HUNG KAI PROPERTIES LTD SPND ADR | $1,496,306 | $1,496,306 |
| SWIRE PACIFIC ADR | $45,050 | $45,050 |
| SWISS RE LTD SPONSORED ADR | $588,662 | $588,662 |
| SWISSCOM AG SPONSORED ADR | $174,759 | $174,759 |
| SYMANTEC CORP | $418,157 | $418,157 |
| SYNNEX CORP | $6,118 | $6,118 |
| SYNOPSYS INC COM | $540,703 | $540,703 |
| SYSCO CORP | $1,409,139 | $1,409,139 |
| SYSMEX CORP ADR | $488,881 | $488,881 |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR | $1,883,750 | $1,883,750 |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR | $915,825 | $915,825 |
| TAL EDUCATION GROUP ADS | $1,329,999 | $1,329,999 |
| TARGET CORP COM | $892,277 | $892,277 |
| TARO PHARMACEUTICALS INDS LTD | $322,397 | $322,397 |
| TATA MOTORS LIMITED ADR | $325,016 | $325,016 |
| TECH DATA CORP COM | $248,258 | $248,258 |
| TECK RESOURCES LIMITED CLASS B | $60,707 | $60,707 |
| TELEFONICA BRASIL SA | $444,415 | $444,415 |
| TELEKOMUNIKASI INDONESIA (PERSERO) ADR | $924,039 | $924,039 |
| TELSTRA CORP LTD SPON ADR | $398,744 | $398,744 |
| TELUS CORP COM | $331,772 | $331,772 |
| TENAGA NASIONAL BERHAD SPONSORED ADR | $766,395 | $766,395 |
| TENCENT HOLDINGS LIMITED UNSP ADR | $2,180,342 | $2,180,342 |
| TEVA PHARMACEUTICAL INDUSTRIES SPON ADR | $921,888 | $921,888 |
| TEXAS INSTRUMENTS INC COM | $882,849 | $882,849 |
| THOMSON REUTERS CORP COM | $921,588 | $921,588 |
| THOR INDS INC | $772,089 | $772,089 |
| TJX COS INC | $927,240 | $927,240 |
| TORAY INDS INC ADR | $892,601 | $892,601 |
| TORCHMARK CORP | $700,358 | $700,358 |
| TORONTO-DOMINION BANK COM NPV | $2,393,705 | $2,393,705 |
| TOYOTA MOTOR CORP SP ADR | $598,194 | $598,194 |
| TRAVELERS COMPANIES INC | $471,957 | $471,957 |
| TREND MICRO INC SPONS ADR | $411,784 | $411,784 |
| TURQUOISE HILL RES LTD COM | $168,665 | $168,665 |
| TWO HBRS INVT CORP | $354,927 | $354,927 |
| UMPQUA HOLDINGS CORP | $679,963 | $679,963 |
| UNICHARM CORP SPON ADR | $1,061,706 | $1,061,706 |
| UNILEVER PLC SPON ADR | $2,277,261 | $2,277,261 |
| UNION PACIFIC CORP | $297,869 | $297,869 |
| UNITED CONTINENTAL HOLDINGS INC | $182,256 | $182,256 |
| UNITED MICROELECTRONICS CORP SPON ADR | $616,107 | $616,107 |
| UNITED OVERSEAS BANK LTD SPRD ADR | $1,171,074 | $1,171,074 |
| UNITED PARCEL SVC INC CLASS B | $1,867,865 | $1,867,865 |
| UNITED TECHNOLOGIES CORP | $22,468 | $22,468 |
| UNITED THERAPEUTICS CORP DEL | $483,893 | $483,893 |
| UNITED UTILITIES GROUP PLC SPONSORED ADR | $406,860 | $406,860 |
| UNITEDHEALTH GROUP | $1,890,171 | $1,890,171 |
| UPM KYMMENE CORP SPONSORED ADR | $33,678 | $33,678 |
| VALE S A ADR REPSTG PFD | $118,680 | $118,680 |
| VALE S.A. SPONS ADR | $184,538 | $184,538 |
| VALIDUS HOLDING LTD | $615,741 | $615,741 |
| VAREX IMAGING CORP COM | $118,401 | $118,401 |
| VARIAN MED SYS INC COM | $903,841 | $903,841 |
| VEDANTA LIMITED ADS | $26,974 | $26,974 |
| VENTAS INC | $795,268 | $795,268 |
| VEREIT INC COM | $272,991 | $272,991 |
| VERIZON COMMUNICATIONS | $1,877,908 | $1,877,908 |
| VIPSHOP HLDGS LTD SPON ADR | $129,259 | $129,259 |
| VISA INC COM CLASS A | $817,574 | $817,574 |
| VIVENDI SA ADR | $600,939 | $600,939 |
| VODAFONE GROUP SPON ADR | $1,047,467 | $1,047,467 |
| VOLKSWAGEN AG ADR | $106,679 | $106,679 |
| VOLKSWAGEN AG ADR | $342,019 | $342,019 |
| WALGREENS BOOTS ALLIANCE INC COM | $1,404,725 | $1,404,725 |
| WAL-MART DE MEXICO SAB DE CV ADR | $1,047,205 | $1,047,205 |
| WAL-MART STORES INC COM | $4,241,183 | $4,241,183 |
| WASTE MANAGEMENT INC | $915,555 | $915,555 |
| WEC ENERGY GROUP INC COM | $253,254 | $253,254 |
| WEIBO CORP SPONSORED ADR | $168,302 | $168,302 |
| WEIS MKTS INC COM | $519,209 | $519,209 |
| WELLTOWER INC COM | $831,658 | $831,658 |
| WEST JAPAN RAILWAY CO UNSPON ADR | $760,614 | $760,614 |
| WESTERN DIGITAL CORP DEL | $94,005 | $94,005 |
| WESTFIELD CORP SP ADR STAPSEC | $914,710 | $914,710 |
| WESTROCK CO COM | $457,076 | $457,076 |
| WHARF HLDGS LTD ADR | $675,041 | $675,041 |
| WHEATON PRECIOUS METALS CORP COM | $230,286 | $230,286 |
| WHOLE FOODS MKT INC | $1,469,134 | $1,469,134 |
| WILLIAMS SONOMA INC COM | $632,004 | $632,004 |
| WIPRO SPON ADR | $754,395 | $754,395 |
| WM MORRISON SUPERMARKETS PLC ADR | $131,962 | $131,962 |
| WOLSELEY PLC JERSEY SPONSORED ADR 20 | $124,681 | $124,681 |
| WOORI BANK ADR | $140,450 | $140,450 |
| WPP PLC NEW ADR | $488,048 | $488,048 |
| XCEL ENERGY INC COM | $437,787 | $437,787 |
| YAHOO JAPAN CORP ADR | $323,972 | $323,972 |
| YY INC ADS | $74,162 | $74,162 |
| ZIMMER BIOMET HLDGS INC COM | $765,264 | $765,264 |
| ZURICH INSURANCE GROUP AG SPON ADR | $1,166,634 | $1,166,634 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $51,195,320 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $51,195,320 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $7,260,465 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $7,260,465 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (52 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Aravt Global Fund Ltd | FMV | $5,817,949 | $5,817,949 |
| Blackstone Energy Partners II | FMV | $2,242,440 | $2,242,440 |
| Carmel Partners Investment Fund V LP | FMV | $1,707,094 | $1,707,094 |
| Cartica Capital Partners (Cayman) Ltd | FMV | $9,761,947 | $9,761,947 |
| Centerbridge Capital Partners | FMV | $2,039,605 | $2,039,605 |
| Cerberus ICQ Offshore Levered | FMV | $21,885,370 | $21,885,370 |
| Darsana Overseas Fund Ltd | FMV | $5,536,151 | $5,536,151 |
| DE Shaw Orienteer International Fund LP | FMV | $84,474,908 | $84,474,908 |
| Drawbridge Special Opportunities Offshore Fund | FMV | $4,340,693 | $4,340,693 |
| Finepoint Capital Partners II LP | FMV | $5,164,498 | $5,164,498 |
| Fortress Credit Opportunities | FMV | $4,165,757 | $4,165,757 |
| GGV Discovery I LP | FMV | $1,421,355 | $1,421,355 |
| GSO Credit Alpha Overseas Fund | FMV | $6,928,737 | $6,928,737 |
| Hellman - Friedman Capital Partners | FMV | $450,945 | $450,945 |
| Himalaya Capital Investors LP | FMV | $14,897,157 | $14,897,157 |
| ICONIQ Access 25 LP (GGV Capital) | FMV | $3,202,460 | $3,202,460 |
| ICONIQ Access 37 LP (Baker Brothers Life Sciences Fund) | FMV | $12,316,734 | $12,316,734 |
| ICONIQ Access 47 LP | FMV | $4,964,742 | $4,964,742 |
| ICONIQ Access 53 LP | FMV | $3,068,386 | $3,068,386 |
| ICONIQ DC Fund I-A LP | FMV | $7,414,703 | $7,414,703 |
| ICONIQ Strategic Partners Co-Invest LP Series F | FMV | $1,806,812 | $1,806,812 |
| ICONIQ Strategic Partners Co-Invest LP Series PS | FMV | $1,775,649 | $1,775,649 |
| ICONIQ Strategic Partners II-B | FMV | $17,826,449 | $17,826,449 |
| ICONIQ Strategic Partners III-B LP | FMV | $1,617,841 | $1,617,841 |
| ICQ Core Private Equity I LP | FMV | $1,237,372 | $1,237,372 |
| ICQ Holdings 2-C LLC | FMV | $22,332,514 | $22,332,514 |
| ICQ Opportunities Fund 2 LP (GreyCastle Holdings Ltd) | FMV | $2,140,821 | $2,140,821 |
| ICQ Opps Fund 4 - Uber Technologies Convertible Note | FMV | $5,474,593 | $5,474,593 |
| Iguazu Investors (Cayman) SPC | FMV | $5,724,570 | $5,724,570 |
| Impossible Foods Inc | FMV | $36,328,658 | $36,328,658 |
| Institutional Venture Partners | FMV | $2,404,829 | $2,404,829 |
| Junto Offshore Fund Ltd | FMV | $5,452,209 | $5,452,209 |
| Lead Edge Capital III LP | FMV | $857,369 | $857,369 |
| Luxor Capital Partners Offshore Ltd | FMV | $652,517 | $652,517 |
| Marcato International Ltd | FMV | $5,009,568 | $5,009,568 |
| Myriad Opportunities Offshore Fund Ltd | FMV | $11,166,013 | $11,166,013 |
| Owl Rock Capital Corp | FMV | $3,569,225 | $3,569,225 |
| Panning Overseas Fund Ltd | FMV | $4,134,016 | $4,134,016 |
| Peninsula III Exempt Feeder LP | FMV | $4,245,174 | $4,245,174 |
| Prime Finance Partners IV LP | FMV | $5,154,377 | $5,154,377 |
| Senator Global Opportunity Offshore Fund II | FMV | $5,853,216 | $5,853,216 |
| Shorenstein Realty Investors Eleven REIT | FMV | $2,258,502 | $2,258,502 |
| Shunwei China Internet Fund III | FMV | $1,397,807 | $1,397,807 |
| Shunwei China Internet Opportunity Fund II | FMV | $693,827 | $693,827 |
| Soroban Cayman Fund Ltd | FMV | $808,864 | $808,864 |
| SRS Partners Ltd | FMV | $5,615,315 | $5,615,315 |
| The Varde Fund XI (B) Feeder LP | FMV | $6,152,430 | $6,152,430 |
| Tiger Global PIP VIII Holding LP | FMV | $77,991 | $77,991 |
| Tiger Global PIP X LP | FMV | $1,567,064 | $1,567,064 |
| Tiger Global Private Inv Partners IX LP | FMV | $4,842,119 | $4,842,119 |
| Tiger Global Private Inv Partners VIII LP | FMV | $7,259,469 | $7,259,469 |
| VMG Partners III | FMV | $1,653,416 | $1,653,416 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Bond Discounts | $114,976 | $114,976 | $0 |
| OTHER INVESTMENT EXPENSES | $910,360 | $910,360 | $0 |
| State Fees | $20 | $0 | $20 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $42,942,928 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| Deferred Tax Liability | $835,000 | $1,601,000 |
| Federal Excise Tax Payable | $0 | $2,626,464 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ALTERNATIVE INVESTMENTS | $0 | $1,567,158 | $0 |
| Investment Management | $238,686 | $238,686 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Excise Tax | $3,758,085 | $0 | $0 |
| Foreign Tax | $655,091 | $655,091 | $0 |
| FOREIGN TAX - ALTERNATIVE INVESTMENTS | $0 | $46,078 | $0 |
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