TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA: Form 990, tax year 2016

View the entire original 990 at ProPublica ↗

Organization: TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (EIN 23-1352685)
Tax period: 2016-07-01 to 2017-06-30
Filed: 2018-05-11
IRS object ID: 201811319349305006
Schema version: 2016v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2018-05-11T17:16:45-05:00	ReturnTs
Tax Period End	2017-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	PricewaterhouseCoopers LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	2001 MARKET ST SUITE 1800	AddressLine1Txt
City	PHILADELPHIA	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	19103	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2016-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	231352685	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
In Care Of	% LESLIE KRUHLY SECRETARY	InCareOfNm
Business Name Control	TRUS	BusinessNameControlTxt
Phone	2158988967	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	3451 WALNUT STREET Suite ROOM 305	AddressLine1Txt
City	PHILADELPHIA	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	191046284	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	MARYFRANCES MCCOURT	PersonNm
Person Title	ASSOCIATE COMPTROLLER	PersonTitleTxt
Phone	2158987005	PhoneNum
Signature	2018-04-25	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	ANTONIO C RUSSO	PreparerPersonNm
PTIN	P00858539	PTIN
Phone	2673303000	PhoneNum

Field	Value	IRS element (for citing)
Tax	2016	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	DR AMY GUTMANN PRESIDENT	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	3451 WALNUT STREET	AddressLine1Txt
City	PHILADLEPHIA	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	19104	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$13,927,559,511	GrossReceiptsAmt
Group Return For Affiliates	false	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.UPENN.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1740	FormationYr
Legal Domicile State	PA	LegalDomicileStateCd
Activity Or Mission	THE PROVISION OF EDUCATION, RESEARCH, AND CHARITABLE PATIENT CARE SERVICES.	ActivityOrMissionDesc
Voting Members Governing Body	51	VotingMembersGoverningBodyCnt
Voting Members Independent	51	VotingMembersIndependentCnt
Total Employee	60364	TotalEmployeeCnt
Total Volunteers	7094	TotalVolunteersCnt
Total Gross UBI	$7,680,805	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	-$6,623,487	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$1,299,928,000	PYContributionsGrantsAmt
CY Contributions Grants	$1,427,606,000	CYContributionsGrantsAmt
PY Program Service Revenue	$4,383,131,693	PYProgramServiceRevenueAmt
CY Program Service Revenue	$4,649,083,117	CYProgramServiceRevenueAmt
PY Investment Income	$551,578,000	PYInvestmentIncomeAmt
CY Investment Income	$575,414,000	CYInvestmentIncomeAmt
PY Other Revenue	$51,557,307	PYOtherRevenueAmt
CY Other Revenue	$58,716,883	CYOtherRevenueAmt
PY Total Revenue	$6,286,195,000	PYTotalRevenueAmt
CY Total Revenue	$6,710,820,000	CYTotalRevenueAmt
PY Grants And Similar Paid	$407,746,985	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$429,148,403	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$3,180,082,000	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$3,427,958,001	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$802,816	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$694,415	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$104,014,479	CYTotalFundraisingExpenseAmt
PY Other Expenses	$2,053,517,199	PYOtherExpensesAmt
CY Other Expenses	$2,396,302,181	CYOtherExpensesAmt
PY Total Expenses	$5,642,149,000	PYTotalExpensesAmt
CY Total Expenses	$6,254,103,000	CYTotalExpensesAmt
PY Revenues Less Expenses	$644,046,000	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$456,717,000	CYRevenuesLessExpensesAmt
Total Assets BOY	$17,618,787,000	TotalAssetsBOYAmt
Total Assets EOY	$19,054,006,000	TotalAssetsEOYAmt
Total Liabilities BOY	$5,302,146,000	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$5,259,935,000	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$12,316,641,000	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$13,794,071,000	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") SEES ITSELF AS HAVING A PUBLIC SERVICE MISSION. IN SUCH REGARD, THE UNIVERSITY AIMS TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR ITS STUDENTS; TO PIONEER RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE; AND TO PROVIDE THE MOST CURRENT AND HIGHEST QUALITY PATIENT CARE THROUGH THE UNIVERSITY HEALTH SYSTEM.	MissionDesc
Significant New Program Srvc	false	SignificantNewProgramSrvcInd
Significant Change	false	SignificantChangeInd
Expense	$3,051,534,215	ExpenseAmt
Grant	$428,347,646	GrantAmt
Revenue	$1,820,064,117	RevenueAmt
Desc	THE UNIVERSITY OF PENNSYLVANIA ("PENN"UNIVERSITY") IS ONE OF THE OLDEST UNIVERSITIES IN THE UNITED STATES. IT TRACES ITS ORIGINS BACK TO A CHARITY SCHOOL FOUNDED IN 1740, WAS CHARTERED AS A COLLEGE IN 1755, AND ON MAY 17, 1757, HELD ITS FIRST COMMENCEMENT, GRADUATING A CLASS OF SEVEN STUDENTS. FROM THESE EARLY AND MODEST BEGINNINGS, PENN HAS GROWN INTO ONE OF THE LEADING RESEARCH AND EDUCATIONAL INSTITUTIONS IN THE UNITED STATES AND IN THE WORLD. PUBLIC SERVICE IS A TOP INSTITUTIONAL PRIORITY FOR PENN. AS SUCH, THE UNIVERSITY AIMS TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR ITS STUDENTS; TO PIONEER RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE; AND TO PROVIDE THE MOST CURRENT AND HIGHEST QUALITY IN PATIENT CARE THROUGH THE UNIVERSITY HEALTH SYSTEM. THE UNIVERSITY IS HOME TO THE UNIVERSITY OF PENNSYLVANIA MUSEUM OF ARCHAEOLOGY AND ANTHROPOLOGY, THE INSTITUTE FOR CONTEMPORARY ART, AND THE ANNENBERG CENTER FOR THE PERFORMING ARTS, ALL OF WHICH CONTRIBUTE VITALLY TO ENRICHING THE CULTURAL LIFE OF PHILADELPHIA. IN ADDITION, THE UNIVERSITY IS AN ACTIVE PARTICIPANT IN THE WEST PHILADELPHIA NEIGHBORHOOD THAT IS ITS HOME. I. EDUCATION PENN'S FIRM BELIEF THAT EXCELLENCE AND DIVERSITY GO HAND-IN-HAND IS EVIDENCED BY FY2017S CONCOMITANT INCREASES IN ADMISSIONS SELECTIVITY AND CAMPUS MULTICULTURALISM. OF 40,413 STUDENTS WHO APPLIED, ONLY 3,757, OR 9.3%, WERE OFFERED ADMISSION INTO THE CLASS OF 2021. 53% OF THE CLASS IS FEMALE, AND 47% IS MALE. THIS EXCEPTIONAL CLASS HAS, AT THE SAME TIME, CONTRIBUTED TO PENNS ONGOING GROWTH IN DIVERSITY: AMONG UNITED STATES CITIZENS AND PERMANENT RESIDENTS AT PENN, 47.9% SELF-IDENTIFY AS STUDENTS OF COLOR, UP FROM 32% SIX YEARS BEFORE. 12.4% OF STUDENTS IDENTIFY AS FIRST GENERATION COLLEGE STUDENTS. OF THE INTERNATIONAL STUDENTS ENROLLED IN THE CLASS OF 2021, 11% WERE FROM AFRICA AND THE MIDDLE EAST, 48% FROM ASIA, 4% FROM AUSTRALIA AND THE PACIFIC, 14% FROM CANADA AND MEXICO, 9% FROM CENTRAL AND SOUTH AMERICA AND THE CARIBBEAN, AND 14% FROM EUROPE. THIS PROGRESS CAN BE DIRECTLY ATTRIBUTED TO THE UNIVERSITYS CONTINUED COMMITMENT TO INCREASING ACCESS THROUGH ALL-GRANT AID PACKAGES THAT MEET THE FULL FINANCIAL NEED OF UNDERGRADUATES, EXPANDING THE PENN WORLD SCHOLARS PROGRAM, AND STRENGTHENING GRADUATE AND PROFESSIONAL FINANCIAL AID. PENN IS THE NATIONS LARGEST UNIVERSITY WITH A PROGRAM THAT ENABLES DEPENDENT UNDERGRADUATES ELIGIBLE FOR AID TO RECEIVE GRANT-BASED FINANCIAL AID PACKAGES FOR EIGHT ACADEMIC SEMESTERS. PENNS AID PROGRAM DEMONSTRATES THE UNIVERSITYS COMMITMENT TO INCREASE ACCESS FOR QUALIFIED STUDENTS FROM ALL ECONOMIC BACKGROUNDS. IN FY2017 THE AVERAGE FRESHMAN AID PACKAGE WAS $48,977, AN INCREASE OF 7.0% OVER THE PREVIOUS YEAR AND 44% OVER THE AVERAGE AID PACKAGE OF $33,608 IN FY2008, WHEN THE ALL-GRANT POLICY WAS ANNOUNCED. RANKED EIGHTH AMONG ALL NATIONAL UNIVERSITIES BY U.S. NEWS & WORLD REPORT, PENN IS CONSISTENTLY RECOGNIZED FOR HAVING SOME OF THE TOP ACADEMIC PROGRAMS IN THE COUNTRY. PENNS UNDERGRADUATE BUSINESS PROGRAM IS RANKED #1 NATIONALLY, WHILE PENNS MEDICAL SCHOOL AND GRADUATE PROGRAMS IN BUSINESS AND NURSING ARE CONSISTENTLY RANKED IN THE TOP FIVE NATIONWIDE. THE PERELMAN SCHOOL OF MEDICINE HAS BEEN RANKED AMONG THE TOP FIVE MEDICAL SCHOOLS IN THE UNITED STATES FOR THE PAST 20 YEARS, ACCORDING TO U.S. NEWS & WORLD REPORTS SURVEY OF RESEARCH-ORIENTED MEDICAL SCHOOLS. THE SCHOOL IS CONSISTENTLY AMONG THE NATIONS TOP RECIPIENTS OF FUNDING FROM THE NATIONAL INSTITUTES OF HEALTH, WITH $405 MILLION AWARDED IN THE 2017 FISCAL YEAR. II. RESEARCH WITH MORE THAN $900 MILLION IN ANNUAL R&D EXPENDITURES, PENN IS ONE OF THE NATION'S TOP RESEARCH UNIVERSITIES, NOT ONLY GENERATING IMPORTANT NEW KNOWLEDGE IN THE FIELDS OF MEDICINE, TECHNOLOGY, BUSINESS, SCIENCE, AND BEYOND, BUT APPLYING THIS KNOWLEDGE TO IMPROVE THE LIVES OF INDIVIDUALS AND COMMUNITIES AT HOME AND AROUND THE WORLD. PENN HAS LONG BEEN A CRADLE OF INGENUITY DEDICATED TO SERVING THE PUBLIC GOOD. THE PENNOVATION CENTER, FLAGSHIP FACILITY OF THE PENNOVATION WORKS, LEVERAGES THIS LEGACY BY CREATING AN ENVIRONMENT THAT NURTURES NOVEL IDEAS AND ACCELERATES THEIR EVOLUTION INTO NEW TECHNOLOGIES, THERAPIES, PRODUCTS, AND, ULTIMATELY, COMPANIES THAT WILL CHANGE THE WORLD. ONE MEASURE OF EXCELLENCE FOR THE RESEARCH AND ACADEMIC STUDIES CONDUCTED AT PENN IS THE NUMEROUS PRESTIGIOUS AWARDS THAT HAVE BEEN CONFERRED ON PENN FACULTY. THE FACULTY, ACTIVE AND EMERITI, INCLUDES 85 MEMBERS OF THE ACADEMY OF ARTS AND SCIENCES, 99 MEMBERS OF THE NATIONAL ACADEMY OF MEDICINE, 34 MEMBERS OF THE NATIONAL ACADEMY OF SCIENCES, 23 MEMBERS OF THE AMERICAN PHILOSOPHICAL SOCIETY, 167 GUGGENHEIM FELLOWS, AND 11 MEMBERS OF THE NATIONAL ACADEMY OF ENGINEERING. OVER THE PAST TWO DECADES, PENN HAS BEEN HOME TO EIGHT MACARTHUR AWARD RECIPIENTS, FOUR NATIONAL MEDAL OF SCIENCE RECIPIENTS, FOUR NOBEL PRIZE RECIPIENTS, AND TWO PULITZER PRIZE RECIPIENTS. AS OF FY2017, PENNS RENOWNED RESEARCH COMMUNITY COMPRISES 138 RESEARCH CENTERS AND INSTITUTES, OVER 4,800 FACULTY, MORE THAN 1,200 POSTDOCTORAL FELLOWS, OVER 5,500 ACADEMIC SUPPORT STAFF AND GRADUATE STUDENT TRAINEES, AND A RESEARCH BUDGET OF $966 MILLION. RESEARCH GRANTS WON BY PENN FACULTY MAKE IT ONE OF THE HIGHEST RANKED RESEARCH UNIVERSITIES IN THE COUNTRY. THE OPENING OF THE PENNOVATION CENTER AT THE PENNOVATION WORKS SITE STANDS AS A TESTAMENT TO THE VALUE PENN PLACES ON BIG IDEAS. IT IS A PLACE WHERE UNIVERSITY SCHOLARS, DOERS, AND PROBLEM-SOLVERS, INCLUDING THOSE FROM THE PENN ENGINEERING RESEARCH AND COLLABORATIVE HUB, ARE WORKING SIDE BY SIDE WITH INFORMATION TECHNOLOGY, BIOTECHNOLOGY, AND ROBOTICS STARTUPS, FORTUNE 500 COMPANIES, AND A HOST OF TECHNOLOGISTS, RESEARCHERS, AND VENTURE CAPITALISTS TO EXPLORE AND PUSH NEW IDEAS INTO REALITY AND EXPAND OUR FRONTIERS OF KNOWLEDGE. HTTPS://WWW.PENNOVATION.UPENN.EDU/ III. PUBLIC SERVICE MISSION COMMUNITY INFRASTRUCTURE - PENN HAS CALLED WEST PHILADELPHIA HOME SINCE 1871, AND HAS MADE SERVING THE COMMUNITY A TOP INSTITUTIONAL PRIORITY. THE UNIVERSITY REMAINS STRONGLY COMMITTED TO MAKING WEST PHILADELPHIA AN EVER MORE VIBRANT PLACE TO LIVE AND WORK. 2017 MARKED THE 11TH YEAR OF ACHIEVEMENT FOR THE PENN CONNECTS AND PENN CONNECTS 2.0 CAMPUS PLANS TO CREATE AN INNOVATIVE, SUSTAINABLE, AND BEAUTIFUL URBAN CAMPUS THAT REINVIGORATES THE ENTIRE COMMUNITY OF WEST PHILADELPHIA. HTTP://WWW.PENNCONNECTS.UPENN.EDU/ SINCE 2006, PENN HAS ADDED 27.25 ACRES OF NEW OPEN SPACE, 6 MILLION SQUARE FEET OF NEW CONSTRUCTION, AND 2.7 MILLION SQUARE FEET OF RENOVATION, REPRESENTING A TOTAL COMMITMENT OF PUBLIC AND PRIVATE INVESTMENT OF $3.8 BILLION. THE EASTERN SIDE OF UNIVERSITY CITY, ONCE DOMINATED BY THE SOUTHEASTERN PENNSYLVANIA HEADQUARTERS FOR THE UNITED STATES POST OFFICE - A 24-ACRE MIX OF MAIL PROCESSING AND TRANSPORTATION FACILITIES - HAS BEEN REVITALIZED BY PENNS STRATEGIC APPLICATION OF PUBLIC PRIVATE PARTNERSHIPS. MODERNIZING THIS LAND USE UNLOCKS ITS POTENTIAL FOR GENERATING ECONOMIC DEVELOPMENT; WHILE CONNECTING UNIVERSITY CITY TO PHILADELPHIAS CENTER CITY (CENTRAL BUSINESS DISTRICT) AND AROUND ITS TRANSPORTATION HUB AT 30TH AND MARKET STREETS (AMTRAKS STATION, SEPTAS COMBINATION OF PUBLIC RAIL AND BUS TRANSIT, AND INTERSTATE 76). THE ELEMENTS OF THE PLAN INCLUDED REPLACING THE POST OFFICES SURFACE PARKING LOT AND TRUCK DEPOT WITH THE UNIVERSITYS PENN PARK, A 14-ACRE OPEN SPACE AND MIX OF ATHLETIC FACILITIES THAT INTRODUCED BOTH A NEW GATEWAY TO UNIVERSITY CITY AND A NEW GREENWAY WITH ENVIRONMENTAL BENEFITS SUCH AS ADDING MORE THAN 500 NEW INDIGENOUS TREES AND PLANT LIFE AND CAPTURING AND REUSING STORM WATER TO MITIGATE RUNOFF INTO THE SCHUYLKILL RIVER. NORTH OF PENN PARK, IS CIRA CENTRE SOUTH. ONCE THE POST OFFICES TRUCK TERMINAL ANNEX, THE UNIVERSITY LEASED THE LAND TO BRANDYWINE REALTY TRUST WHO PRIVATELY DEVELOPED IT INTO A THREE STRUCTURE COMPLEX INCLUDING: EVO, AN 850-BED GRADUATE STUDENT AND YOUNG PROFESSIONAL APARTMENT BUILDING; CIRA GREEN, A MIXED-USE BUILDING INCLUDING A 1,662 SPACE PARKING GARAGE, 9,000 SQUARE FEET OF STREET LEVEL RETAIL BUSINESSES, AND A ONE-ACRE ROOFTOP GREEN AND OPEN SPACE; AND FMC TOWER, A 49-STORY, 730-FOOT SKYSCRAPER AND GLOBAL HEADQUARTERS OF THE SPECIALTY CHEMICAL COMPANY, FMC CORPORATION. THE UNIVERSITY IS LEASING 125,000 SQUARE FEET FOR ADMINISTRATIVE OFFICES, AND THE TOWERS UPPER MOST FLOORS CONTAIN 260 LUXURY HOTEL SUITES AND A CONFERENCE CENTER TARGETED TO PROFESSIONALS AND OPERATED BY A THIRD PARTY HOUSING SPECIALIST. THE STREET LEVEL LOBBY HOSTS A RESTAURANT. LEARN MORE ABOUT PENN CONNECTS INCLUDING PROJECT DETAILS AT HTTP://WWW.PENNCONNECTS.UPENN.EDU/ SOUTH OF PENN PARK, IS A 23-ACRE PROPERTY ADJACENT TO PENNS CAMPUS THAT ACCOMMODATES THE PENNOVATION WORKS SITE. PENNOVATION WORKS IS ANCHORED BY THE PENNOVATION CENTER, A BUSINESS INCUBATOR THAT PROVIDES LAB SPACE AND A HUB FOR COLLABORATION AND THE EXCHANGE OF IDEAS FOR INNOVATORS FROM ALL DISCIPLINES. PENN RESEARCHERS AND ENTREPRENEURS WORK WITH INDUST	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$2,509,597,578	ExpenseAmt
Grant	$800,757	GrantAmt
Revenue	$2,830,596,000	RevenueAmt
Desc	IV. PATIENT CARE THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA ("HUP"), THE FLAGSHIP OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM'S FIVE HOSPITALS, WAS ESTABLISHED IN 1874 AS A TEACHING HOSPITAL TO COMPLEMENT THE MEDICAL EDUCATION RECEIVED BY STUDENTS AT THE UNIVERSITY OF PENNSYLVANIAS MEDICAL SCHOOL, THE PERELMAN SCHOOL OF MEDICINE. IT HAS 18 CLINICAL DEPARTMENTS AND PROVIDES TRAINING IN MORE THAN 40 CLINICAL SPECIALTIES. MAJOR AREAS OF INVESTIGATION INCLUDE HEART DISEASE, CANCER, AND DISEASES OF AGING INCLUDING ALZHEIMERS DISEASE, WOMEN'S HEALTH, DIABETES AND OBESITY. THE HEALTH SYSTEM, WITH 2,546 LICENSED HOSPITAL BEDS, IS A VALUED HEALTH-CARE RESOURCE, ESPECIALLY TO PEOPLE RESIDING IN THE GREATER PHILADELPHIA AND LANCASTER AREAS. DURING THE COURSE OF A YEAR, IT ADMITS APPROXIMATELY 117,000 PATIENTS AND ACCOUNTS FOR OVER 3.7 MILLION OUTPATIENT VISITS, MORE THAN 304,000 EMERGENCY ROOM VISITS AND MORE THAN 16,000 BIRTHS. HUP IS THE ONLY HOSPITAL IN THIS AREA THAT PERFORMS TRANSPLANTS OF ALL MAJOR ORGANS. PENN MEDICINES LEVEL 1 TRAUMA CENTER, WHICH OPERATES AROUND THE CLOCK TO CARE FOR PATIENTS WHOVE BEEN CRITICALLY INJURED IN CAR ACCIDENTS, FALLS, AND THROUGH BLUNT AND PENETRATING TRAUMAS, IS NOW LOCATED AT PENN PRESBYTERIAN MEDICAL CENTER. THE CENTER CARES FOR MORE THAN 2,100 PATIENTS ANNUALLY, SEVERAL HUNDRED OF WHOM ARE TRANSFERRED FROM OTHER HOSPITALS VIA THE FLEET OF PENNSTAR MEDICAL HELICOPTERS AND GROUND AMBULANCES. BOTH HUP AND PENN PRESBYTERIAN MEDICAL CENTER ALSO CARE FOR A LARGE NUMBER OF PATIENTS WHO ARE TRANSFERRED HERE WITH TIME-SENSITIVE CARDIAC AND SURGICAL EMERGENCIES. IN KEEPING WITH ITS CHARITABLE PURPOSE, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") (WHICH INCLUDES THE HUP AND CLINICAL PRACTICES OF THE UNIVERSITY OF PENNSYLVANIA ("CPUP") DIVISIONS OF THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA), AS WELL AS CERTAIN AFFILIATES, ACCEPTS PATIENTS IN SERIOUS NEED OF MEDICAL CARE REGARDLESS OF THEIR FINANCIAL STATUS. THIS DEFINITION INCLUDES THOSE PATIENTS SUFFERING FROM A MEDICAL CONDITION MANIFESTING ITSELF BY ACUTE SYMPTOMS OF SUFFICIENT SEVERITY (INCLUDING SEVERE PAIN) SUCH THAT THE ABSENCE OF IMMEDIATE MEDICAL ATTENTION COULD REASONABLY BE EXPECTED TO RESULT IN (1) PLACING THE HEALTH OF THE INDIVIDUAL (OR, WITH RESPECT TO A PREGNANT WOMAN, THE HEALTH OF THE WOMAN OR HER UNBORN CHILD) IN SERIOUS JEOPARDY, OR (2) SERIOUS IMPAIRMENT TO BODILY FUNCTIONS. UPHS ALSO PROVIDES CARE TO PATIENTS WHO DO NOT HAVE HEALTH INSURANCE OR MEET THE CRITERIA TO QUALIFY FOR ITS CHARITY CARE POLICY, AND CERTAIN AMOUNTS CHARGED FOR SUCH SERVICES ARE DEEMED TO BE UNCOLLECTIBLE. UPHS MAINTAINS RECORDS TO IDENTIFY AND MONITOR THE LEVEL OF CHARITY CARE THEY PROVIDE. THESE RECORDS INCLUDE THE AMOUNT OF PAYMENT FORGONE, BASED ON ESTABLISHED RATES, FOR SERVICES AND SUPPLIES FURNISHED UNDER ITS CHARITY CARE POLICY. HTTP://WWW.PENNMEDICINE.ORG/FOR-PATIENTS-AND-VISITORS/PATIENT-INFOR MATION/INSURANCE-AND-BILLING/FINANCIAL-ASSISTANCE UPHS ESTIMATED $16,134,000 AND $16,282,000 OF COSTS WERE INCURRED DURING 2017 AND 2016, RESPECTIVELY, FROM PROVIDING SERVICES TO CHARITY PATIENTS. THE ESTIMATED COSTS OF PROVIDING CHARITY SERVICES ARE BASED ON DATA DERIVED FROM A COMBINATION OF THE UPHS COST ACCOUNTING SYSTEM AND THE RATIO OF COSTS TO CHARGES. ADDITIONALLY, THE COSTS OF PROVIDING SERVICES TO ELIGIBLE WELFARE RECIPIENTS, WHO PARTICIPATE IN THE PENNSYLVANIA MEDICAL ASSISTANCE AND LOCAL MANAGED MEDICAID PROGRAMS EXCEEDED REIMBURSEMENT BY $236,995,000 AND $242,621,000 IN 2017 AND 2016, RESPECTIVELY. IN ADDITION TO PROVIDING DIRECT PATIENT CHARITY CARE, IN FURTHERANCE OF ITS EXEMPT PURPOSE TO BENEFIT THE COMMUNITY, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM RECENTLY COMPLETED A COMMUNITY HEALTH NEEDS ASSESSMENT TO IDENTIFY THE MOST PRESSING HEALTH NEEDS IN THE SERVICE AREA AND DETERMINE HOW BEST TO ADDRESS THOSE NEEDS. THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM OPERATES EMERGENCY ROOMS OPEN TO THE PUBLIC 24 HOURS A DAY, 7 DAYS A WEEK; MAINTAINS RESEARCH FACILITIES FOR THE STUDY OF DISEASE AND INJURIES; PROVIDES FACILITIES FOR TEACHING AND TRAINING VARIOUS STUDENTS AND MEDICAL PERSONNEL; FACILITATES THE ADVANCEMENT OF MEDICAL AND SURGICAL EDUCATION; AND PROVIDES VARIOUS COMMUNITY SERVICES SUCH AS PROVIDING BASIC MEDICAL CARE FOR THE HOMELESS, TREATING OF CHRONIC DISEASE FOR LOW-INCOME RESIDENTS, AND PROVIDING WOMEN'S HEALTH SERVICES TO UNINSURED AND LOW-INCOME WOMEN OF ALL AGES; SCREENINGS FOR THE DETECTION OF BREAST, COLORECTAL, AND SKIN CANCER, CANCER SUPPORT GROUPS, A TOLL FREE NUMBER FOR CANCER INFORMATION, FREE IMMUNIZATION SHOTS, TRAINING PROGRAMS FOR THE CITY FIRE AND POLICE DEPARTMENTS, HEALTH EDUCATION CLASSES AND SPEECHES. HTTPS://WWW.PENNMEDICINE.ORG/ABOUT/SERVING-OUR-COMMUNITY/REPORTS BELOW ARE SOME EXPANDED PROGRAM DESCRIPTIONS FOR JUST A SMALL NUMBER OF THE MANY COMMUNITY CARE INITIATIVES UNDERWAY AT PENN MEDICINE: - COMMUNITY MEDICINE ROTATION: PENN FAMILY MEDICINE RESIDENTS PARTICIPATE IN A COMMUNITY MEDICINE ROTATION IN FOUR-WEEK BLOCKS IN THEIR SECOND AND THIRD YEARS. COMPONENTS INCLUDE: > SERVICE AT UNITED COMMUNITY CLINICS, WHICH SERVES LOW-INCOME PATIENTS FROM OUR WEST PHILADELPHIA COMMUNITY; > UNITY CLINIC, WHICH PROVIDES SERVICE TO A SOUTHEAST ASIAN IMMIGRANT POPULATION; > PREVENTION POINT PHILADELPHIA STREETSIDE HEALTH PROJECT, WHICH PROVIDES CARE TO PATIENTS STRUGGLING WITH HOMELESSNESS AND SUBSTANCE ABUSE; > TWO FEDERALLY QUALIFIED HEALTH CENTERS (HADDINGTON HEALTH SERVICES AND FAMILY PRACTICE AND COUNSELING NETWORK), WHICH PROVIDE CARE WITHIN THE PHILADELPHIA HEALTH CARE SAFETY NET; > MAZZONI CENTER, WHICH TARGETS THE LESBIAN, GAY, BISEXUAL, AND TRANSGENDER COMMUNITIES; > HEALTH PROMOTION SESSIONS IN LOCAL NURSING HOMES AND ADULT DAY-CARE FACILITIES; > A HOME VISITATION PROGRAM; AND > SESSIONS WITH THE PHILADELPHIA DEPARTMENT OF PUBLIC HEALTHS FOOD SAFETY INSPECTION SERVICES. HTTPS://WWW.PENNMEDICINE.ORG/DEPARTMENTS-AND-CENTERS/FAMILY-MEDICIN E-AND-COMMUNITY-HEALTH/COMMUNITY-INITIATIVES/RESIDENCY-COMMUNITY-IN ITIATIVES - PENNSYLVANIA HOSPITALS LUDMIR CENTER FOR WOMENS HEALTH AND LATINA COMMUNITY HEALTH SERVICES ("LCHS"): THE LUDMIR CENTER IS A NON-PROFIT AMBULATORY HEALTHCARE FACILITY SPECIALIZING IN THE PROVISION OF OBSTETRICAL, GYNECOLOGIC AND FAMILY PLANNING SERVICES. SINCE ITS INCEPTION 30 YEARS AGO, WCHS HAS PROVIDED QUALITY MEDICAL CARE TO ALL PATIENTS, REGARDLESS OF THEIR ABILITY TO PAY. LATINA COMMUNITY HEALTH SERVICES WAS DEVELOPED IN 2008 AND SERVES HISPANIC, UNDOCUMENTED WOMEN THROUGH ONGOING AND HIGH-RISK OBSTETRIC AND GYNECOLOGIC CARE, PRENATAL DIAGNOSTIC TESTING (ULTRASOUND, BIOPHYSICAL PROFILES, NON-STRESS TESTS), LABORATORY TESTING, CONTRACEPTIVES, CERVICAL CANCER SCREENING, AND MEDICATIONS TO TREAT STDS. NEIGHBORHOOD-BASED BILINGUAL LAY HEALTH PROMOTERS TRAINED BY PENN NURSE COORDINATORS ALSO TEACH COMMUNITY MEMBERS ABOUT CERVICAL CANCER PREVENTION AND SCHEDULE PARTICIPANTS FOR PAP SCREENINGS. HTTPS://WWW.PENNMEDICINE.ORG/NEWS/INTERNAL-NEWSLETTERS/WHATS-NEW/20 16/JUNE/WOMENS-AND-CHILDRENS-HEALTH-SERVICES-RENAMED - PUENTES DE SALUD/BRIDGES OF HEALTH, A NONPROFIT ORGANIZATION VOLUNTARILY STAFFED BY PENN MEDICINE DOCTORS, NURSES, AND MEDICAL STUDENTS, PROVIDES LOW-COST PRIMARY CARE TO UNDOCUMENTED AND UNINSURED LATINO IMMIGRANTS. IT WAS ESTABLISHED IN 2002 BY A PENN EMERGENCY MEDICINE PHYSICIAN WHO OVERSEES THE PROGRAM ON A VOLUNTEER BASIS. PUENTES HAS GROWN TO INCLUDE SERVICES BY STUDENTS FROM PENN'S SCHOOLS OF SOCIAL POLICY & PRACTICE, LAW, AND DENTAL MEDICINE -- AS WELL AS STUDENTS FROM OTHER AREA UNIVERSITIES AND HOSPITALS. TRAINED PROMOTORAS DE SALUD/HEALTH PROMOTERS FROM THE COMMUNITY ESCORT PATIENTS TO THEIR VISITS AND ENSURE COMPLIANCE WITH THEIR HEALTH CARE MANAGEMENT PLANS. MORE RECENTLY, THE ORGANIZATION EXPANDED TO INCLUDE PUENTES HACIA EL FUTURO, AN AFTER-SCHOOL PROGRAM FOR ELEMENTARY SCHOOL STUDENTS, WHICH NOW INCLUDES MORE THAN 100 VOLUNTEER TUTORS FROM PENN AND AREA COLLEGES. HTTP://WWW.PUENTESDESALUD.ORG/ - THE PENN ASIAN HEALTH INITIATIVES (PAHI) IS STAFFED BY PENN MEDICINE FACULTY, FAMILY MEDICINE RESIDENTS, AND MEDICAL STUDENTS FROM THE ASIAN AND PACIFIC AMERICAN MEDICAL STUDENT ASSOCIATION. PAHI IS BASED IN THE DEPARTMENT OF FAMILY MEDICINE AND COMMUNITY HEALTH. IT PROVIDES PRIMARY HEALTH CARE SERVICES, INCLUDING TESTING, TREATMENT, AND EDUCATION, TO LOW-INCOME ASIAN IMMIGRANTS, MOSTLY NON-ENGLISH SPEAKING INDONESIAN AND VIETNAMESE PATIENTS. THE PROGRAMS ASIAN PHYSICIANS ALSO MENTOR PENNS ASIAN MEDICAL STUDENTS, UNDERGRADUATES, AND PUBLIC-HEALTH GRADUATE STUDENTS. - IMPACT IS A PEER-SUPPORT PROGRAM THAT TRAINS AREA RESIDENTS TO BECOME COMMUNITY HEALTH WORKERS, WHO IN TURN HELP LOW-INCOME PATIENTS MAINTAIN THEIR HEALTH AND STAY OUT OF THE HOSPITAL. THE WORKERS HELP PATIENTS SCHEDULE DOCTORS APPOINTMENTS AND TESTS, OBTAIN MEDICATIONS AND ADHERE TO TAKING THEM, AND FIND CHILD CARE, TRANSPORTATION, AND SHELTER. IMPACTS PHILOSOPHY IS THAT COMMUNITY HEALTH WORKERS, THROUGH COMM	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$5,561,131,793	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (true)	DescribedInSection501c3Ind
Schedule B Required	Yes (true)	ScheduleBRequiredInd
Political Campaign Acty	false	PoliticalCampaignActyInd
Lobbying Activities	Yes (true)	LobbyingActivitiesInd
Subject To Proxy Tax	false	SubjectToProxyTaxInd
Donor Advised Fund	Yes (true)	DonorAdvisedFundInd
Conservation Easements	false	ConservationEasementsInd
Collections Of Art	Yes (true)	CollectionsOfArtInd
Credit Counseling	false	CreditCounselingInd
Temp Or Permanent Endowments	Yes (true)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (true)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (true)	ReportInvestmentsOtherSecInd
Report Program Related Invst	false	ReportProgramRelatedInvstInd
Report Other Assets	false	ReportOtherAssetsInd
Report Other Liabilities	Yes (true)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (true)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	false	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (true)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (true)	SchoolOperatingInd
Foreign Office	Yes (true)	ForeignOfficeInd
Foreign Activities	Yes (true)	ForeignActivitiesInd
More Than5000 K To Org	Yes (true)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (true)	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (true)	ProfessionalFundraisingInd
Fundraising Activities	Yes (true)	FundraisingActivitiesInd
Gaming Activities	false	GamingActivitiesInd
Operate Hospital	Yes (true)	OperateHospitalInd
Audited Financial Stmt Att	Yes (true)	AuditedFinancialStmtAttInd
Grants To Organizations	Yes (true)	GrantsToOrganizationsInd
Grants To Individuals	Yes (true)	GrantsToIndividualsInd
Schedule J Required	Yes (true)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (true)	TaxExemptBondsInd
Invest Tax Exempt Bonds	false	InvestTaxExemptBondsInd
Escrow Account	false	EscrowAccountInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	false	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	false	PYExcessBenefitTransInd
Loan Outstanding	Yes (true)	LoanOutstandingInd
Grant To Related Person	false	GrantToRelatedPersonInd
Business Rln With Org Mem	false	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	false	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	false	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (true)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (true)	DeductibleArtContributionInd
Terminate Operations	false	TerminateOperationsInd
Partial Liquidation	false	PartialLiquidationInd
Disregarded Entity	Yes (true)	DisregardedEntityInd
Related Entity	Yes (true)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (true)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (true)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	false	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	false	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (true)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	7665	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (true)	BackupWthldComplianceInd
Employee	60364	EmployeeCnt
Employment Tax Returns Filed	Yes (true)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (true)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (true)	Form990TFiledInd
Foreign Financial Account	Yes (true)	ForeignFinancialAccountInd
Foreign Country	BD	ForeignCountryCd
Foreign Country	BC	ForeignCountryCd
Foreign Country	CA	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	FR	ForeignCountryCd
Foreign Country	HK	ForeignCountryCd
Foreign Country	JA	ForeignCountryCd
Foreign Country	SP	ForeignCountryCd
Foreign Country	TU	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Taxable Party Notification	false	TaxablePartyNotificationInd
Nondeductible Contributions	false	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (true)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (true)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
DAF Excess Business Holdings	false	DAFExcessBusinessHoldingsInd
Taxable Distributions	false	TaxableDistributionsInd
Distribution To Donor	false	DistributionToDonorInd
Indoor Tanning Services	false	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	51	GoverningBodyVotingMembersCnt
Independent Voting Member	51	IndependentVotingMemberCnt
Family Or Business Rln	false	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	false	DelegationOfMgmtDutiesInd
Change To Org Documents	false	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	false	MaterialDiversionOrMisuseInd
Members Or Stockholders	false	MembersOrStockholdersInd
Election Of Board Members	false	ElectionOfBoardMembersInd
Decisions Subject To Approva	false	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (true)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (true)	MinutesOfCommitteesInd
Officer Mailing Address	Yes (true)	OfficerMailingAddressInd
Local Chapters	false	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (true)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (true)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (true)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (true)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (true)	WhistleblowerPolicyInd
Document Retention Policy	Yes (true)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (true)	CompensationProcessCEOInd
Compensation Process Other	Yes (true)	CompensationProcessOtherInd
Investment In Joint Venture	Yes (true)	InvestmentInJointVentureInd
Written Policy Or Procedure	Yes (true)	WrittenPolicyOrProcedureInd
States Where Copy Of Return Is Fld	AK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	AR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CO	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CT	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	DC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	FL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KS	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	LA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MN	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	ND	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	PA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	UT	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WV	StatesWhereCopyOfReturnIsFldCd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Field	Value	IRS element (for citing)
Person	LESLIE KRUHLY SECRETARY	PersonNm
Phone	2158987005	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	211 COLLEGE HALL	AddressLine1Txt
City	PHILADELPHIA	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	191046303	ZIPCd

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	Yes (X)	InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (97 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
BONNIE MIAO BANDEEN
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ALLAN C BELL ESQ
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
SCOTT L BOK ESQ
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JUDITH L BOLLINGER
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
DAVID M BRUSH
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ALBERTO J CHAMORRO
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
DR WILLIAM W M CHEUNG DMD
TRUSTEE-THRU 12/31/16	3.0	0.0	Yes (X)	$0	$0	$0
DAVID L COHEN ESQ
CHAIRPERSON	3.0	0.0	Yes (X)	$0	$0	$0	Yes (X)
JAMES G DINAN
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
LEE SPELMAN DOTY
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
CONNIE K DUCKWORTH
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
DAVID ERTEL
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JAY S FISHMAN
TRUSTEE-THRU 8/19/16	3.0	0.0	Yes (X)	$0	$0	$0
CHRISTOPHER H FRANKLIN
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
SARAH WILDER FULLER
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
PERRY GOLKIN ESQ
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
MICHAEL F GERBER
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JOEL M GREENBLATT
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JAMES H GREENE JR
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JANET F HAAS MD
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ANDREW R HEYER
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
HON JON M HUNTSMAN JR
TRUSTEE-THRU 10/31/2016	3.0	0.0	Yes (X)	$0	$0	$0
OSAGIE O IMASOGIE ESQ
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JAMES C JOHNSON ESQ
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ROBERT S KAPITO
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
MICHAEL J KOWALSKI
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
SUSANNA E LACHS ESQ
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ANDREA BERRY LAPORTE
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
WILLIAM P LAUDER
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
CHARLES B LEITNER III
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ROBERT M LEVY
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
CLAIRE LOMAX ESQ
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
PATRICIA MARTIN MD
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
DR DEBORAH MARROW
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
MARC F MCMORRIS
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ANDREA MITCHELL
VICE CHAIR-EMERITUS AS OF 2/17	3.0	0.0	Yes (X)	$0	$0	$0	Yes (X)
KENNETH D MOELIS
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
OFER NEMIROVSKY
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
DANIEL S OCH
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
DHANANJAY M PAI
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
SIMON D PALLEY
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
CHERYL PEISACH
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
RICHARD C PERRY
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JULIE BEREN PLATT
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
MICHAEL J PRICE
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ANDREW S RACHLEFF
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
RAMANAN RAGHAVENDRAN
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
ANN REESE
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
MARC J ROWAN
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
THEODORE E SCHLEIN
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JULIE BREIER SEAMAN
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
DR KRISHNA P SINGH
TRUSTEE-EMERITUS AS OF 6/16/17	3.0	0.0	Yes (X)	$0	$0	$0
ROBERT M STAVIS
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
RICHARD W VAGUE
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
JILL TOPKIS WEISS
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
MARK B WERNER
TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
HON THOMAS W WOLF
EX-OFFICIO TRUSTEE	3.0	0.0	Yes (X)	$0	$0	$0
DR AMY GUTMANN
PRESIDENT, EX-OFFICIO TRUSTEE	40.0	0.0	Yes (X)	$3,170,924	$0	$737,107	Yes (X)
CRAIG CARNAROLI
EXECUTIVE VICE PRESIDENT	40.0	1.0		$1,291,529	$0	$617,861	Yes (X)
JEFFREY COOPER
VP GOVT & COMMUNITY RELATIONS	40.0	0.0		$415,650	$0	$55,274	Yes (X)
BONNIE GIBSON
VP BUDGET AND MGMT ANALYSIS	40.0	0.0		$433,905	$0	$59,679	Yes (X)
JOHN HEUER
VP HUMAN RESOURCES	40.0	0.0		$475,587	$0	$69,555	Yes (X)
JOHN HORN
COMPTROLLER	40.0	0.0		$321,011	$0	$34,342	Yes (X)
LARRY JAMESON
EXEC. VP UPHS & DEAN OF PSOM	40.0	1.0		$2,440,105	$0	$838,573	Yes (X)
LESLIE KRUHLY
VP AND SECRETARY	40.0	0.0		$388,759	$0	$43,838	Yes (X)
STEPHEN J MACCARTHY
VP COMMUNICATIONS	40.0	0.0		$451,064	$0	$76,066	Yes (X)
MARYFRANCES MCCOURT
VP FIN. & TREASURER	40.0	2.0		$489,417	$0	$54,717	Yes (X)
JOANN MITCHELL
SVP INSTITUTIONAL AFFAIRS	40.0	0.0		$437,144	$0	$49,987	Yes (X)
THOMAS MURPHY
VP INFO SYSTEMS AND COMPUTING	40.0	0.0		$524,954	$0	$73,976	Yes (X)
ANNE PAPAGEORGE
VP FACILITIES AND REAL ESTATE	40.0	4.0		$524,777	$0	$53,226	Yes (X)
VINCENT PRICE
PROVOST	40.0	1.0		$922,689	$0	$357,535	Yes (X)
GREGORY ROST
SVP & CHIEF OF STAFF	40.0	1.0		$644,761	$0	$99,757	Yes (X)
MAUREEN RUSH
VP PUBLIC SAFETY	40.0	2.0		$366,046	$0	$57,585	Yes (X)
WENDY WHITE
SVP & GENERAL COUNSEL	40.0	1.0		$919,580	$0	$45,523	Yes (X)
MARIE WITT
VP BUSINESS SERVICES	40.0	0.0		$393,414	$0	$47,424	Yes (X)
JOHN ZELLER
SVP DEVELOPMENT & ALUMNI RLTNS	40.0	0.0		$806,750	$0	$81,340	Yes (X)
PETER AMMON
CHIEF INVESTMENT OFFICER	40.0	0.0		$2,313,873	$0	$921,251		Yes (X)
THOMAS E BEEMAN PHD
COO REGIONAL OPERATIONS UPHS	25.0	7.0		$1,456,234	$34,117	$557,065		Yes (X)
DAWN BONNELL
VICE PROVOST FOR RESEARCH	40.0	0.0		$419,062	$0	$34,300		Yes (X)
JON EPSTEIN
V. DEAN, PSOM	40.0	0.0		$927,004	$0	$42,084		Yes (X)
REGINA CUNNINGHAM
CEO HUP- AS OF 3/17/17	40.0	0.0		$605,355	$0	$56,054		Yes (X)
ELIZABETH B JOHNSTON
EXECUTIVE DIRECTOR CPUP	40.0	2.0		$1,062,356	$0	$132,837		Yes (X)
KEITH KASPER
CFO, UPHS	25.0	24.0		$1,224,156	$0	$176,117		Yes (X)
KEVIN MAHONEY
EVP,PROG DEV&EXEC VICE DEAN	40.0	7.0		$1,411,055	$0	$181,721		Yes (X)
CHRISTOPHER MASOTTI
VICE DEAN ADMIN PSOM	40.0	0.0		$444,358	$0	$48,796		Yes (X)
RALPH MULLER
CEO, UPHS	40.0	12.0		$2,720,743	$0	$502,693		Yes (X)
PHILLIP OKALA
COO PHILADELPHIA OPERATIONS	40.0	3.0		$1,043,474	$0	$23,732		Yes (X)
PETER D QUINN MD DMD
SVP,VICE DEAN,PROF SERV UPHS	40.0	2.0		$1,512,881	$0	$41,846		Yes (X)
GARRY L SCHEIB
COO, UPHS- THRU 3/31/17	40.0	6.0		$2,281,006	$0	$18,630		Yes (X)
BETH A WINKELSTEIN
VICE PROVOST FOR EDUCATION	40.0	0.0		$354,417	$0	$28,654		Yes (X)
THOMAS CURRAN MD
CHOP - PATHOLOGY	40.0	0.0		$3,103,982	$0	$0			Yes (X)
MICHAEL SEAN GRADY MD
SURGEON - OTORHINOLARYNGOLOGY	40.0	0.0		$2,005,728	$0	$61,642			Yes (X)
DAVID NAZARIAN MD
CPUP ORTHOPAEDIC SURGEON	40.0	0.0		$1,991,623	$0	$55,128			Yes (X)
THOMAS L SPRAY MD
CHOP - SURGEON	40.0	0.0		$1,967,221	$0	$36,916			Yes (X)
WILLIAM J GAYNOR MD
CPUP SURGEON	40.0	0.0		$1,790,995	$0	$64,243			Yes (X)
STEPHEN GOLDING
FMR VP FIN. & TREASURER	0.0	0.0		$178,177	$0	$16,827				Yes (X)
REBECCA COOKE
FMR V. DEAN, ADMIN PSOM	0.0	0.0		$388,757	$0	$22,731				Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$44,620,523	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$34,117	TotReportableCompRltdOrgAmt
Total Other Compensation	$6,476,632	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	7043	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (true)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (true)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	false	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
LF DRISCOLL CO
9 PRESIDENTIAL BLVD	BALA CYNWYD	PA	19107	CONSTRUCTION MGMT	$46,840,222
PHILA POST-ACUTE PARTNERS LLC
850 S 5TH STREET	ALLENTOWN	PA	18103	HEALTH CARE SERVICES	$33,713,592
ALLIED BARTON SECURITY SERVICES
EIGHT TOWER BRIDGE	CONSHOHOCKEN	PA	19428	SECURITY SERVICES	$16,140,833
COMPASS GROUP
2400 YOURKMONT ROAD	CHARLOTTE	NC	28127	DINING SERVICES	$13,741,280
ACCLARA SOLUTIONS LLC
13201 NORTHWEST FREEWAY STE 600	HOUSTON	TX	77040	MED BILL/COLL SRVCS	$10,955,741

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	590	CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIII	Yes (X)	InfoInScheduleOPartVIIIInd
Fundraising	$399,806	FundraisingAmt
Government Grants	$746,708,000	GovernmentGrantsAmt
All Other Contributions	$680,498,194	AllOtherContributionsAmt
Noncash Contributions	$42,847,488	NoncashContributionsAmt
Total Contributions	$1,427,606,000	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (4 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
TUITION & FEES	900099	$1,250,835,000	$1,250,835,000
NET PATIENT SERVICE HEALTHCARE REVENUES	621110	$2,830,596,000	$2,830,596,000
AUXILIARY ENTERPRISES	611710	$476,381,000	$476,381,000
OTHER PROGRAM SERVICE REVENUES	611710	$91,271,117	$74,291,163	$16,979,954

Field	Value	IRS element (for citing)
Total Program Service Revenue	$4,649,083,117	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$101,391,954	TotalRevenueColumnAmt
Related Or Exempt Func Income	$0	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	-$9,299,149	UnrelatedBusinessRevenueAmt
Exclusion	$110,691,103	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,915,046	TotalRevenueColumnAmt
Exclusion	$3,915,046	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$37,201,000	TotalRevenueColumnAmt
Exclusion	$37,201,000	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$19,670,000	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$19,670,000	RealAmt
Personal	$0	PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$19,670,000	TotalRevenueColumnAmt
Exclusion	$19,670,000	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$7,682,436,000	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$7,211,540,000	SecuritiesAmt
Other	$789,000	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$470,896,000	SecuritiesAmt
Other	-$789,000	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$470,107,000	TotalRevenueColumnAmt
Exclusion	$470,107,000	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$1,461,394	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$399,806	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$1,192,511	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$268,883	TotalRevenueColumnAmt
Exclusion	$268,883	ExclusionAmt

Field	Value	IRS element (for citing)
Gaming Gross Income	$0	GamingGrossIncomeAmt
Gaming Direct Expenses	$0	GamingDirectExpensesAmt

Net Income From Gaming NetIncomeFromGamingGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	$4,795,000	GrossSalesOfInventoryAmt
Cost Of Goods Sold	$3,218,000	CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,577,000	TotalRevenueColumnAmt
Related Or Exempt Func Income	$1,577,000	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$0	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$6,710,820,000	TotalRevenueColumnAmt
Related Or Exempt Func Income	$4,633,680,163	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$7,680,805	UnrelatedBusinessRevenueAmt
Exclusion	$641,853,032	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$3,844,173	TotalAmt
Program Services	$3,844,173	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$424,923,439	TotalAmt
Program Services	$424,923,439	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$380,791	TotalAmt
Program Services	$380,791	ProgramServicesAmt

Benefits To Members BenefitsToMembersGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$43,593,818	TotalAmt
Program Services	$41,414,127	ProgramServicesAmt
Management And General	$2,179,691	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$9,641,121	TotalAmt
Program Services	$9,159,065	ProgramServicesAmt
Management And General	$482,056	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$2,621,832,062	TotalAmt
Program Services	$2,287,777,534	ProgramServicesAmt
Management And General	$288,401,527	ManagementAndGeneralAmt
Fundraising	$45,653,001	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$198,958,000	TotalAmt
Program Services	$167,125,000	ProgramServicesAmt
Management And General	$21,885,000	ManagementAndGeneralAmt
Fundraising	$9,948,000	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$328,459,000	TotalAmt
Program Services	$275,906,000	ProgramServicesAmt
Management And General	$36,130,000	ManagementAndGeneralAmt
Fundraising	$16,423,000	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$225,474,000	TotalAmt
Program Services	$196,746,000	ProgramServicesAmt
Management And General	$24,802,000	ManagementAndGeneralAmt
Fundraising	$3,926,000	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$15,507,000	TotalAmt
Program Services	$12,871,000	ProgramServicesAmt
Management And General	$2,618,000	ManagementAndGeneralAmt
Fundraising	$18,000	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$1,642,000	TotalAmt
Program Services	$1,429,000	ProgramServicesAmt
Management And General	$210,000	ManagementAndGeneralAmt
Fundraising	$3,000	FundraisingAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$149,000	TotalAmt
Program Services	$124,000	ProgramServicesAmt
Management And General	$25,000	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$694,415	TotalAmt
Fundraising	$694,415	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$33,256,000	TotalAmt
Program Services	$0	ProgramServicesAmt
Management And General	$33,256,000	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$400,033,000	TotalAmt
Program Services	$337,196,000	ProgramServicesAmt
Management And General	$56,005,000	ManagementAndGeneralAmt
Fundraising	$6,832,000	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$22,749,000	TotalAmt
Program Services	$18,767,000	ProgramServicesAmt
Management And General	$3,640,000	ManagementAndGeneralAmt
Fundraising	$342,000	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$307,657,000	TotalAmt
Program Services	$276,481,000	ProgramServicesAmt
Management And General	$21,536,000	ManagementAndGeneralAmt
Fundraising	$9,640,000	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$4,115,000	TotalAmt
Program Services	$3,415,000	ProgramServicesAmt
Management And General	$336,000	ManagementAndGeneralAmt
Fundraising	$364,000	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$324,000	TotalAmt
Program Services	$324,000	ProgramServicesAmt
Management And General	$0	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$284,670,000	TotalAmt
Program Services	$256,203,000	ProgramServicesAmt
Management And General	$26,669,000	ManagementAndGeneralAmt
Fundraising	$1,798,000	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$81,063,000	TotalAmt
Program Services	$70,323,000	ProgramServicesAmt
Management And General	$6,485,000	ManagementAndGeneralAmt
Fundraising	$4,255,000	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$40,187,000	TotalAmt
Program Services	$36,168,000	ProgramServicesAmt
Management And General	$3,215,000	ManagementAndGeneralAmt
Fundraising	$804,000	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$52,779,000	TotalAmt
Program Services	$47,500,000	ProgramServicesAmt
Management And General	$5,278,000	ManagementAndGeneralAmt
Fundraising	$1,000	FundraisingAmt

Payments To Affiliates PaymentsToAffiliatesGrp

Field	Value	IRS element (for citing)
Total	-$721,000	TotalAmt
Program Services	-$721,000	ProgramServicesAmt
Management And General	$0	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$329,704,000	TotalAmt
Program Services	$296,734,000	ProgramServicesAmt
Management And General	$32,970,000	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$80,647,000	TotalAmt
Program Services	$70,163,000	ProgramServicesAmt
Management And General	$10,481,000	ManagementAndGeneralAmt
Fundraising	$3,000	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
MEDICAL SUPPLIES	$574,190,000	$574,190,000	$0	$0
OTHER TAXES	$82,928,000	$80,440,000	$2,472,000	$16,000
G&C OVERHEAD EXPENSES	$50,685,000	$44,096,000	$6,589,000	$0
SUBSCRIPTIONS/DUES	$10,875,000	$9,461,000	$1,248,000	$166,000

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$23,863,181	TotalAmt
Program Services	$18,691,664	ProgramServicesAmt
Management And General	$2,043,454	ManagementAndGeneralAmt
Fundraising	$3,128,063	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$6,254,103,000	TotalAmt
Program Services	$5,561,131,793	ProgramServicesAmt
Management And General	$588,956,728	ManagementAndGeneralAmt
Fundraising	$104,014,479	FundraisingAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part X	Yes (X)	InfoInScheduleOPartXInd

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$1,043,058,000	BOYAmt
EOY	$831,688,000	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$241,133,000	BOYAmt
EOY	$239,129,000	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$519,179,000	BOYAmt
EOY	$556,928,000	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$1,000,000	BOYAmt
EOY	$750,000	EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

Field	Value	IRS element (for citing)
BOY	$1,038,810	BOYAmt
EOY	$825,953	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$95,299,190	BOYAmt
EOY	$89,387,047	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$24,847,000	BOYAmt
EOY	$29,898,000	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$47,444,000	BOYAmt
EOY	$56,402,000	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$8,700,015,000	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$3,942,947,000	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$4,565,024,000	BOYAmt
EOY	$4,757,068,000	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$5,912,233,534	BOYAmt
EOY	$5,253,677,937	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$5,014,637,466	BOYAmt
EOY	$7,071,990,063	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Intangible Assets IntangibleAssetsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$153,893,000	BOYAmt
EOY	$166,262,000	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$17,618,787,000	BOYAmt
EOY	$19,054,006,000	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$1,500,876,000	BOYAmt
EOY	$1,831,275,000	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$153,955,000	BOYAmt
EOY	$159,407,000	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,473,768,000	BOYAmt
EOY	$1,633,154,000	EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$736,000	BOYAmt
EOY	$914,000	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$2,172,811,000	BOYAmt
EOY	$1,635,185,000	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$5,302,146,000	BOYAmt
EOY	$5,259,935,000	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$6,667,791,000	BOYAmt
EOY	$7,469,132,000	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,353,511,000	BOYAmt
EOY	$2,799,676,000	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$3,295,339,000	BOYAmt
EOY	$3,525,263,000	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$12,316,641,000	BOYAmt
EOY	$13,794,071,000	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$17,618,787,000	BOYAmt
EOY	$19,054,006,000	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$456,717,000	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$830,582,000	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$190,131,000	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	false	AccountantCompileOrReviewInd
FS Audited	Yes (true)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (true)	AuditCommitteeInd
Federal Grant Audit Required	Yes (true)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (true)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,383,430,000	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,311,611,000	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,246,588,000	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,299,928,000	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,427,606,000	CurrentTaxYearAmt
Total	$6,669,163,000	TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,383,430,000	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,311,611,000	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,246,588,000	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,299,928,000	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,427,606,000	CurrentTaxYearAmt
Total	$6,669,163,000	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$0	SubstantialContributorsTotAmt
Public Support Total170	$6,669,163,000	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$190,848,313	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$133,084,947	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$139,744,590	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$132,420,636	CurrentTaxYearMinus1YearAmt
Current Tax Year	$171,477,149	CurrentTaxYearAmt
Total	$767,575,635	TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$0	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$0	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$0	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$0	CurrentTaxYearMinus1YearAmt
Current Tax Year	$0	CurrentTaxYearAmt
Total	$0	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$7,436,738,635	TotalSupportAmt
Gross Receipts Rltd Activities	$20,938,155,932	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.89679	PublicSupportCY170Pct
Public Support PY170	0.89910	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Total Grassroots Lobbying		TotalGrassrootsLobbyingGrp
Total Direct Lobbying		TotalDirectLobbyingGrp
Total Lobbying Expend		TotalLobbyingExpendGrp
Other Exempt Purpose Expend		OtherExemptPurposeExpendGrp
Total Exempt Purpose Expend		TotalExemptPurposeExpendGrp
Lobbying Nontaxable Amount		LobbyingNontaxableAmountGrp
Grassroots Nontaxable		GrassrootsNontaxableGrp
Tot Lbbyng Grassroot Mns Non Tx		TotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non Tx		TotLbbyExpendMnsLbbyngNonTxGrp
Volunteers	Yes (true)	VolunteersInd
Paid Staff Or Management	Yes (true)	PaidStaffOrManagementInd
Media Advertisements	false	MediaAdvertisementsInd
Mailings Members	false	MailingsMembersInd
Publications Or Broadcast	false	PublicationsOrBroadcastInd
Grants Other Organizations	false	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (true)	DirectContactLegislatorsInd
Direct Contact Legislators	$890,831	DirectContactLegislatorsAmt
Rallies Demonstrations	false	RalliesDemonstrationsInd
Other Activities	false	OtherActivitiesInd
Total Lobbying Expenditures	$890,831	TotalLobbyingExpendituresAmt
Not Described Section501c3	false	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE C, PART II-B, LINE 1(G)	FormAndLineReferenceDesc
Explanation	DETAIL OF LOBBYING ACTIVITIES THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") ALUMNI AND TRUSTEES OCCASIONALLY ENGAGE IN ADVOCACY RELATED TO FEDERAL AND STATE APPROPRIATIONS FOR PROGRAMS OF IMPORTANCE TO THE UNIVERSITY. THE UNIVERSITY MAINTAINS AN OFFICE OF FEDERAL RELATIONS, WHOSE MAIN FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY APPRISED OF FEDERAL DEVELOPMENTS WHICH MAY HAVE AN IMPACT ON THE UNIVERSITY INCLUDING, AMONG OTHERS, PENDING CHANGES TO THE INTERNAL REVENUE CODE, RESEARCH FUNDING AND ISSUES OF STUDENT AID. THE UNIVERSITY, A PRIVATE NON-PROFIT EDUCATIONAL INSTITUTION, RECEIVES DIRECT ANNUAL NON-PREFERRED APPROPRIATIONS FROM THE COMMONWEALTH OF PENNSYLVANIA. THE AMOUNT AND CONTINUATION OF THESE APPROPRIATIONS ARE NOT GUARANTEED. THEREFORE, THE UNIVERSITY MAINTAINS AN OFFICE OF COMMONWEALTH RELATIONS IN ORDER TO SUPPORT, JUSTIFY, AND COORDINATE THESE APPROPRIATION REQUESTS BEFORE THE PENNSYLVANIA DEPARTMENT OF AGRICULTURE, OTHER APPROPRIATE AGENCIES OF THE EXECUTIVE BRANCH, AND THE GENERAL ASSEMBLY. THE MAJORITY OF THIS OFFICE'S EFFORTS ARE RELATED TO ACTIVITIES SUPPORTING THESE APPROPRIATION REQUESTS. ADDITIONALLY, THIS OFFICE MAY ALSO CONDUCT MINIMAL LOBBYING ACTIVITIES RELATED TO OTHER ISSUES, SUCH AS STUDENT AID AND OTHER PROGRAMS RELATED TO HIGHER EDUCATION. IN CONJUNCTION WITH THESE TYPES OF LOBBYING ACTIVITIES, THE UNIVERSITY HAS CONTRACTED WITH PROFESSIONAL LOBBYISTS TO CONTACT LEGISLATORS IN CONNECTION WITH THE UNIVERSITY'S ANNUAL APPROPRIATIONS. THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM, THROUGH ITS OFFICE OF GOVERNMENTAL AFFAIRS, CONDUCTED LOBBYING ACTIVITIES WITH RESPECT TO HEALTH CARE RELATED ISSUES AND LEGISLATION. THESE ACTIVITIES INCLUDED MEETING WITH LEGISLATORS, THEIR STAFF, GOVERNMENTAL OFFICIALS, AS WELL AS CONDUCTING SEMINARS.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Donor Advised Funds Held	2	DonorAdvisedFundsHeldCnt
Donor Advised Funds Contri	$0	DonorAdvisedFundsContriAmt
Donor Advised Funds Grants	$114,765	DonorAdvisedFundsGrantsAmt
Donor Advised Funds Vl EOY	$1,754,253	DonorAdvisedFundsVlEOYAmt
Disclosed Org Leg Ctrl	Yes (true)	DisclosedOrgLegCtrlInd
Disclosed For Charitable Prps	Yes (true)	DisclosedForCharitablePrpsInd
Art Public Exhibition Amounts		ArtPublicExhibitionAmountsGrp
Held Works Art		HeldWorksArtGrp
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Coll Used Loan Or Exch Prog	Yes (X)	CollUsedLoanOrExchProgInd
Solicited Assets Sale	false	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$9,489,318,954	BeginningYearBalanceAmt
Contributions	$488,726,023	ContributionsAmt
Investment Earnings Or Losses	$1,319,478,609	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$0	GrantsOrScholarshipsAmt
Other Expenditures	$474,465,852	OtherExpendituresAmt
Administrative Expenses	$0	AdministrativeExpensesAmt
End Year Balance	$10,823,057,734	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$9,708,105,142	BeginningYearBalanceAmt
Contributions	$300,549,705	ContributionsAmt
Investment Earnings Or Losses	-$161,026,895	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$0	GrantsOrScholarshipsAmt
Other Expenditures	$358,308,998	OtherExpendituresAmt
Administrative Expenses	$0	AdministrativeExpensesAmt
End Year Balance	$9,489,318,954	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$9,168,772,072	BeginningYearBalanceAmt
Contributions	$230,022,469	ContributionsAmt
Investment Earnings Or Losses	$638,749,658	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$0	GrantsOrScholarshipsAmt
Other Expenditures	$329,439,057	OtherExpendituresAmt
Administrative Expenses	$0	AdministrativeExpensesAmt
End Year Balance	$9,708,105,142	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,828,196,789	BeginningYearBalanceAmt
Contributions	$294,067,500	ContributionsAmt
Investment Earnings Or Losses	$1,323,529,783	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$0	GrantsOrScholarshipsAmt
Other Expenditures	$277,022,000	OtherExpendituresAmt
Administrative Expenses	$0	AdministrativeExpensesAmt
End Year Balance	$9,168,772,072	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,816,978,627	BeginningYearBalanceAmt
Contributions	$327,276,890	ContributionsAmt
Investment Earnings Or Losses	$941,202,272	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$0	GrantsOrScholarshipsAmt
Other Expenditures	$257,261,000	OtherExpendituresAmt
Administrative Expenses	$0	AdministrativeExpensesAmt
End Year Balance	$7,828,196,789	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.45710	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.32280	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.22010	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (true)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	false	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$289,094,000	OtherCostOrOtherBasisAmt
Book Value	$289,094,000	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$6,433,407,000	OtherCostOrOtherBasisAmt
Depreciation	$2,809,988,000	DepreciationAmt
Book Value	$3,623,419,000	BookValueAmt

Field	Value	IRS element (for citing)
Leasehold Improvements		LeaseholdImprovementsGrp

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$1,507,952,000	OtherCostOrOtherBasisAmt
Depreciation	$1,132,959,000	DepreciationAmt
Book Value	$374,993,000	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$469,562,000	OtherCostOrOtherBasisAmt
Book Value	$469,562,000	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$4,757,068,000	TotalBookValueLandBuildingsAmt
Financial Derivatives		FinancialDerivativesGrp
Closely Held Equity Interests		CloselyHeldEquityInterestsGrp

Other Securities OtherSecuritiesGrp (3 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
VENTURE CAPITAL & OTHER INVEST	$6,442,105,387	F
REAL ESTATE	$581,537,676	F
INVESTMENT IN SUBSIDIARIES	$48,347,000	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$7,071,990,063	TotalBookValueSecuritiesAmt
Federal Income Tax Liability	$0	FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (5 entries)

DescDesc	AmtAmt
DEPOSITS	$149,152,000
FEDERAL STUDENT LOAN ADVANCES	$82,009,000
ACCRUED RETIREMENT BENEFITS	$1,196,441,000
INTERCO DUE TO/(FROM) AFFILIATES	-$100,437,000
TAXABLE BOND LIABILITY	$308,020,000

Field	Value	IRS element (for citing)
Total Liability	$1,635,185,000	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE D, PART III, LINE 1A	ACCOUNTING FOR COLLECTIONS THE FOLLOWING IS THE TEXT OF THE FOOTNOTE TO THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS: Contributions of library materials as well as rare books and other collectibles are not recorded for financial statement presentation, while purchases are recorded as Other operating expenses on the Consolidated Statement of Activities in the period acquired. --------------- SCHEDULE D, PART III, LINE 4 DESCRIPTION OF COLLECTIONS THE UNIVERSITY CURRENTLY MAINTAINS 14 LIBRARIES. THE COLLECTIONS, AS A WHOLE, INCLUDE INFORMATION FROM NUMEROUS FIELDS OF STUDY. THE UNIVERSITY'S DEPARTMENTAL LIBRARIES ARE GENERALLY SUBJECT SPECIFIC (MATH/PHYSICS/ASTRONOMY, FINE ARTS, BUSINESS, MUSIC, BIOMEDICAL, DENTAL MEDICINE, VETERINARY MEDICINE, ETC.) AND THE VAN PELT-DIETRICH LIBRARY CENTER HOUSES INFORMATION FROM ALL OF THESE AREAS, AS WELL AS THE RARE BOOK COLLECTION AND ALL OF THE HUMANITIES. SUBJECT HOLDINGS INCLUDE PHILOSOPHY, PSYCHOLOGY, RELIGION, HISTORY, GEOGRAPHY, ANTHROPOLOGY, RECREATION, SOCIAL SCIENCE, ECONOMICS, SOCIOLOGY, POLITICAL SCIENCE, LAW, EDUCATION, LITERATURE, SCIENCE, AGRICULTURE, TECHNOLOGY, MILITARY SCIENCE, AND GENERAL BIBLIOGRAPHY. THE LIBRARIES' COLLECTIONS, BOTH PRINT AND ELECTRONIC, DIRECTLY SUPPORT THE RESEARCH AND INSTRUCTION MISSION OF THE UNIVERSITY BY ENSURING ACCESS TO CURRENT AND HISTORICAL INFORMATION. THE UNIVERSITY DOES NOT SOLICIT OR RECEIVE DONATIONS OF ART, HISTORICAL TREASURES OR OTHER SIMILAR ASSETS TO BE SOLD IN ORDER TO RAISE FUNDS RATHER THAN TO BE MAINTAINED AS PART OF THE ORGANIZATION'S COLLECTION. ANY PROSPECTIVE ACCESSIONING OR DEACCESSIONING OF MATERIALS IS REVIEWED BY THE UNIVERSITY OF PENNSYLVANIA MUSEUM OF ARCHAEOLOGY AND ANTHROPOLOGY'S ("MUSEUM") ACQUISITIONS COMMITTEE IN ACCORDANCE WITH THE MUSEUM'S ACQUISITIONS POLICY AND PROCEDURES. ALL OBJECTS CONSIDERED FOR ACQUISITION ARE REVIEWED IN LIGHT OF THE 1970 UNITED NATIONS EDUCATIONAL, SCIENTIFIC, AND CULTURAL ORGANIZATION ("UNESCO") CONVENTION. OBJECTS OFFERED TO THE MUSEUM AND IMPORTED INTO THE UNITED STATES PRIOR TO THE ADOPTION OF THE UNESCO CONVENTION OF 1970 ARE CONSIDERED IN LIGHT OF THE LAWS IN PLACE IN THEIR COUNTRIES OF ORIGIN AT THE TIME OF THEIR DOCUMENTED APPEARANCE IN THE UNITED STATES. ACCESSIONED COLLECTIONS, WHICH ARE DOCUMENTED ARCHAEOLOGICAL AND ETHNOGRAPHIC MATERIAL, ARE ACQUIRED PRIMARILY FOR RESEARCH, EXHIBITION, AND PRESERVATION PURPOSES. THEY ARE ACCESSIONED UNDER THE CARE OF THE CURATORIAL SECTIONS. ARCHIVAL COLLECTIONS, WHICH ARE RECORDS OF EXPEDITIONS, RESEARCH, EXHIBITIONS, OR MUSEUM ADMINISTRATIVE RECORDS IN THE FORM OF EITHER DOCUMENTS OR VISUAL IMAGES (E.G. PHOTOGRAPHS) ARE ACCESSIONED UNDER THE CARE OF THE MUSEUM ARCHIVES. EDUCATIONAL MATERIALS, WHICH ARE OBJECTS WHOSE SOLE USE IS TO FACILITATE VARIOUS EDUCATIONAL PROGRAMS (E.G. OUTREACH PRESENTATIONS, TEACHERS' PACKAGES, OR CHILDREN'S WORKSHOPS) ARE DESIGNATED FOR TOUCHING AND HANDLING, ARE NOT ACCESSIONED AND ARE MANAGED BY THE LEARNING PROGRAMS DEPARTMENT. --------------------
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS DURING THE YEAR ENDED JUNE 30, 2017, THE UNIVERSITY'S ENDOWMENT CONSISTED OF 6,126 DONOR-RESTRICTED PERMANENT OR TERM ENDOWMENT FUNDS AND 881 UNRESTRICTED ENDOWMENT FUNDS ESTABLISHED BY THE UNIVERSITY'S BOARD OF TRUSTEES TO BE USED IN FURTHERANCE OF THE ORGANIZATION'S TAX-EXEMPT PURPOSES. --------------------
SCHEDULE D, PART X, LINE 1	OTHER LIABILITIES DETAIL THE INTERCOMPANY DUE TO/(FROM) AFFILIATES BALANCE INCLUDES AMOUNTS OWED TO/(DUE FROM) AFFILIATES BASED UPON THE UNIVERSITY'S CENTRAL MANAGEMENT OF THE CASH HELD BY CERTAIN UNIVERSITY AFFILIATES. --------------------
SCHEDULE D, PART X, LINE 2	TEXT OF FIN 48 (ASC 740) FOOTNOTE THE UNIVERSITY REGULARLY EVALUATES ITS TAX POSITION AND DOES NOT BELIEVE IT HAS ANY UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE OR ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (true)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (true)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (true)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (true)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (true)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (true)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (true)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	false	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	false	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	false	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	false	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	false	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	false	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	false	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (true)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	false	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (true)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE E, LINE 3

PUBLICATION OF RACIALLY NONDISCRIMINATORY POLICY THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") PUBLISHES ITS RACIALLY NON-DISCRIMINATORY POLICY IN THE STUDENT CATALOGUE, ON ITS FINANCIAL AID APPLICATIONS AND IN OTHER BROCHURES WHICH DESCRIBE THE UNIVERSITY OF PENNSYLVANIA, ITS SCHOOLS, CENTERS, AND INSTITUTES. SEE: http://www.upenn.edu/affirm-action/policies-handbooks.html --------------------

SCHEDULE E, LINE 6A

DESCRIPTION OF FINANCIAL AID/ASSISTANCE FROM GOV'T AGENCY THE UNIVERSITY IS A PRIVATE NON-PROFIT INSTITUTION THAT RECEIVES DIRECT ANNUAL NON-PREFERRED APPROPRIATIONS FROM THE COMMONWEALTH OF PENNSYLVANIA. THE UNIVERSITY AlSO RECEIVES VARIOUS GOVERNMENTAL FUNDING WHICH SUPPORTS ITS EDUCATIONAL, PATIENT CARE, AND RESEARCH MISSIONS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (95 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Region Total ExpendituresRegionTotalExpendituresAmt	Specific Services ProvidedSpecificServicesProvidedTxt
Central America and the Caribbean	0	0	Send agents to seminar	$41,234
Central America and the Caribbean	0	0	Conduct board meetings	$552
Central America and the Caribbean	0	0	Fundraising	$11,254
Central America and the Caribbean	0	0	Grantmaking	$112,387
Central America and the Caribbean	0	2	Program Services	$311,416	Education & Training
Central America and the Caribbean	0	0	Program Services	$75,176	Field Research
Central America and the Caribbean	0	3	Program Services	$110,260	Recruiting
Central America and the Caribbean	0	0	Program Services	$181,502	Study Abroad/Education
Central America and the Caribbean	0	0	Program Services	$12,464	Study Abroad/Research
Central America and the Caribbean	0	0	Investments	$2,128,466,786
East Asia and the Pacific	0	3	Send agents to seminar	$891,646
East Asia and the Pacific	0	0	Conduct board meetings	$141,770
East Asia and the Pacific	0	4	Fundraising	$3,475,155
East Asia and the Pacific	0	0	Grantmaking	$287,392
East Asia and the Pacific	0	0	Program Services	$1,709	Clinical Trials
East Asia and the Pacific	1	12	Program Services	$1,614,594	Education & Training
East Asia and the Pacific	0	13	Program Services	$2,260,298	Field Research
East Asia and the Pacific	0	13	Program Services	$1,140,747	Recruiting
East Asia and the Pacific	0	0	Program Services	$86,086	Social Research
East Asia and the Pacific	0	1	Program Services	$780,185	Study Abroad/Education
East Asia and the Pacific	0	0	Program Services	$120,581	Study Abroad/Research
East Asia and the Pacific	0	0	Investments	$303,289,530
Europe (Including Iceland and Greenland)	0	2	Send agents to seminar	$2,271,812
Europe (Including Iceland and Greenland)	0	0	Conduct board meetings	$78,308
Europe (Including Iceland and Greenland)	0	2	Fundraising	$1,410,134
Europe (Including Iceland and Greenland)	0	0	Grantmaking	$130,617
Europe (Including Iceland and Greenland)	0	4	Program Services	$158,255	Clinical Trials
Europe (Including Iceland and Greenland)	0	6	Program Services	$1,620,641	Education & Training
Europe (Including Iceland and Greenland)	1	92	Program Services	$4,934,422	Field Research
Europe (Including Iceland and Greenland)	0	7	Program Services	$525,077	Recruiting
Europe (Including Iceland and Greenland)	0	10	Program Services	$316,203	Social Research
Europe (Including Iceland and Greenland)	0	1	Program Services	$3,769,118	Study Abroad/Education
Europe (Including Iceland and Greenland)	0	0	Program Services	$364,177	Study Abroad/Research
Europe (Including Iceland and Greenland)	0	0	Investments	$443,382,329
Middle East and North Africa	0	0	Send agents to seminar	$103,492
Middle East and North Africa	0	2	Fundraising	$97,170
Middle East and North Africa	0	0	Grantmaking	$52,039
Middle East and North Africa	0	3	Program Services	$768,513	Education & Training
Middle East and North Africa	0	0	Program Services	$596,811	Field Research
Middle East and North Africa	0	3	Program Services	$258,997	Recruiting
Middle East and North Africa	0	0	Program Services	$18,920	Social Research
Middle East and North Africa	0	0	Program Services	$272,142	Study Abroad/Education
Middle East and North Africa	0	0	Program Services	$26,531	Study Abroad/Research
Middle East and North Africa	0	0	Investments	$169,274
North America	0	0	Send agents to seminar	$445,080
North America	0	0	Conduct board meetings	$7,569
North America	0	1	Fundraising	$223,946
North America	0	0	Grantmaking	$22,548
North America	0	0	Program Services	$223,735	Clinical Trials
North America	0	2	Program Services	$341,057	Education & Training
North America	0	0	Program Services	$1,236,221	Field Research
North America	0	1	Program Services	$85,410	Recruiting
North America	0	1	Program Services	$56,871	Social Research
North America	0	0	Program Services	$41,328	Study Abroad/Education
North America	0	0	Program Services	$72,167	Study Abroad/Research
North America	0	0	Investments	$118,098,241
Russia and the Newly Independent States	0	0	Send agents to seminar	$9,892
Russia and the Newly Independent States	0	0	Grantmaking	$11,717
Russia and the Newly Independent States	0	0	Program Services	$111,094	Clinical Trials
Russia and the Newly Independent States	0	0	Program Services	$12,741	Education & Training
Russia and the Newly Independent States	0	0	Program Services	$42,000	Field Research
Russia and the Newly Independent States	0	0	Program Services	$22,777	Recruiting
Russia and the Newly Independent States	0	0	Program Services	$4,948	Social Research
Russia and the Newly Independent States	0	0	Program Services	$116,441	Study Abroad/Education
Russia and the Newly Independent States	0	0	Program Services	$11,971	Study Abroad/Research
South America	0	0	Send agents to seminar	$117,717
South America	0	1	Fundraising	$85,959
South America	0	0	Grantmaking	$22,930
South America	0	0	Program Services	$68,042	Clinical Trials
South America	0	2	Program Services	$976,114	Education & Training
South America	0	0	Program Services	$275,068	Field Research
South America	0	2	Program Services	$271,490	Recruiting
South America	0	0	Program Services	$28,159	Social Research
South America	0	0	Program Services	$544,426	Study Abroad/Education
South America	0	0	Program Services	$184,831	Study Abroad/Research
South Asia	0	0	Send agents to seminar	$53,680
South Asia	0	0	Fundraising	$151,324
South Asia	0	0	Grantmaking	$299,285
South Asia	0	6	Program Services	$402,771	Education & Training
South Asia	0	0	Program Services	$1,042,151	Field Research
South Asia	0	6	Program Services	$355,952	Recruiting
South Asia	0	1	Program Services	$63,064	Social Research
South Asia	0	0	Program Services	$100,124	Study Abroad/Education
South Asia	0	0	Program Services	$52,770	Study Abroad/Research
Sub-Saharan Africa	0	0	Send agents to seminar	$72,651
Sub-Saharan Africa	0	0	Conduct board meetings	$585
Sub-Saharan Africa	0	1	Fundraising	$25,106
Sub-Saharan Africa	0	0	Grantmaking	$57,950
Sub-Saharan Africa	0	2	Program Services	$218,141	Education & Training
Sub-Saharan Africa	3	91	Program Services	$3,001,468	Field Research
Sub-Saharan Africa	0	7	Program Services	$615,722	Recruiting
Sub-Saharan Africa	0	0	Program Services	$23,230	Social Research
Sub-Saharan Africa	0	0	Program Services	$3,611,847	Study Abroad/Education
Sub-Saharan Africa	0	0	Program Services	$44,288	Study Abroad/Research
Sub-Saharan Africa	0	0	Investments	$48,742,252

Field	Value	IRS element (for citing)
Subtotal Offices	1	SubtotalOfficesCnt
Subtotal Employees	37	SubtotalEmployeesCnt
Continutation Total Office	4	ContinutationTotalOfficeCnt
Continutation Total Employee	270	ContinutationTotalEmployeeCnt
Total Office	5	TotalOfficeCnt
Total Employee	307	TotalEmployeeCnt
Subtotal Spent	$2,137,995,595	SubtotalSpentAmt
Continuation Spent	$949,448,962	ContinuationSpentAmt
Total Spent	$3,087,444,557	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (4 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt	Description Of Non Cash AsstDescriptionOfNonCashAsstTxt	Valuation Method UsedValuationMethodUsedDesc
South Asia	CONTRIBUTIONS	$20,000	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	SPONSORSHIP of Monaco USA Arrhythmia Course	$25,000	WIRE	N/A	N/A
Europe (Including Iceland and Greenland)	PRIZE/AWARD- CONTRIBUTION FOR CARNOT PRIZE FOR RECOGNITION OF DISTINGUISHED CONTRIBUTIONS TO ENERGY POLICY THROUGH SCHOLARSHIP OR PRACTICE	$38,310	WIRE	N/A	N/A
South Asia	PRIZE/AWARD	$81,000	CHECK	N/A	N/A

Field	Value	IRS element (for citing)
Total501c3 Org	3	Total501c3OrgCnt
Total Other Org	1	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (9 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt	Description Of Non Cash AsstDescriptionOfNonCashAsstTxt	Valuation Method UsedValuationMethodUsedDesc
FELLOWSHIP GRANT	Central America and the Caribbean	1	$14,950	WIRE	N/A	N/A
GRANTS	Central America and the Caribbean	6	$76,067	CHECK	N/A	N/A
FELLOWSHIP GRANT	Europe (Including Iceland and Greenland)	1	$5,947	WIRE	N/A	N/A
GIP AWARD	Europe (Including Iceland and Greenland)	1	$5,000	CHECK	N/A	N/A
AWARD	Middle East and North Africa	2	$20,455	WIRE	N/A	N/A
AWARD	North America	1	$7,518	WIRE	N/A	N/A
AWARD	Russia and the Newly Independent States	3	$17,544	WIRE	N/A	N/A
PRESIDENT'S ENGAGEMENT PRIZE	South Asia	1	$50,000	CHECK	N/A	N/A
AWARDS	South Asia	2	$19,000	CHECK	N/A	N/A

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	Yes (true)	TransferToForeignCorpInd
Interest In Foreign Trust	Yes (true)	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (true)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (true)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (true)	ForeignPartnershipInd
Boycott Countries	Yes (true)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE F, PART I, LINE 2	PROCEDURE FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA OFFICE OF RESEARCH SERVICES IS RESPONSIBLE FOR MONITORING THE USE OF GRANT FUNDS PURSUANT TO ESTABLISHED POLICES AND PROTOCOL. THESE POLICIES COVER GRANTS MADE BOTH WITHIN AND OUTSIDE THE U.S. --------------------
SCHEDULE F, PART II	DETAIL OF SUB-CONTRACTS IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA MAKES SUB-CONTRACTS TO FOREIGN INSTITUTIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-CONTRACTS AS GRANTS FOR FORM 990, SCHEDULE F, PARTS II AND III.

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	Yes (X)	MailSolicitationsInd
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (true)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
ARIA COMMUNICATIONS
717 W ST GERMAIN STREET	ST CLOUD	MN	56301	TELE- MARKETING	false	$58,996	$27,690	$31,306
ACD DIRECT INC
1353 NORTH 1075 WEST SUITE 6	FARMINGTON	UT	84025	FUNDRAISING DRIVES	false	$45,895	$7,983	$37,912
RUFFALO NOEL LEVITZ
1025 KIRKWOOD PARKWAY SW	CEDAR RAPIDS	IA	52404	MANAGE CALL CENTERS	false	$2,763,807	$658,742	$2,105,065

Field	Value	IRS element (for citing)
Total Gross Receipts	$2,868,698	TotalGrossReceiptsAmt
Total Retained By Contractors	$694,415	TotalRetainedByContractorsAmt
Total Net To Organization	$2,174,283	TotalNetToOrganizationAmt
All States	All States	AllStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	PAAS	Event1Nm
Gross Receipts Event1	$1,157,879	GrossReceiptsEvent1Amt
Charitable Contri Event1	$0	CharitableContriEvent1Amt
Gross Revenue Event1	$1,157,879	GrossRevenueEvent1Amt
Cash Prizes Event1	$0	CashPrizesEvent1Amt
Non Cash Prizes Event1	$0	NonCashPrizesEvent1Amt
Rent Facility Costs Event1	$269,370	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$0	FoodAndBeverageEvent1Amt
Entertainment Event1	$0	EntertainmentEvent1Amt
Other Direct Expenses Event1	$555,410	OtherDirectExpensesEvent1Amt
Event2	MOONLIGHT GALA	Event2Nm
Gross Receipts Event2	$282,553	GrossReceiptsEvent2Amt
Charitable Contri Event2	$224,618	CharitableContriEvent2Amt
Gross Revenue Event2	$57,935	GrossRevenueEvent2Amt
Cash Prizes Event2	$0	CashPrizesEvent2Amt
Non Cash Prizes Event2	$0	NonCashPrizesEvent2Amt
Rent Facility Costs Event2	$17,373	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$0	FoodAndBeverageEvent2Amt
Entertainment Event2	$0	EntertainmentEvent2Amt
Other Direct Expenses Event2	$127,893	OtherDirectExpensesEvent2Amt
Other Events Total	5	OtherEventsTotalCnt
Gross Receipts Other Events	$420,768	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$175,188	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$245,580	GrossRevenueOtherEventsAmt
Cash Prizes Other Events	$2,700	CashPrizesOtherEventsAmt
Non Cash Prizes Other Events	$12,530	NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events	$110,922	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$0	FoodAndBeverageOtherEventsAmt
Entertainment Other Events	$0	EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events	$96,313	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$1,861,200	GrossReceiptsTotalAmt
Charitable Contributions Tot	$399,806	CharitableContributionsTotAmt
Gross Revenue Total Events	$1,461,394	GrossRevenueTotalEventsAmt
Cash Prizes Total Events	$2,700	CashPrizesTotalEventsAmt
Non Cash Prizes Total Events	$12,530	NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events	$397,665	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$0	FoodAndBeverageTotalEventsAmt
Entertainment Total Events	$0	EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events	$779,616	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$1,192,511	DirectExpenseSummaryEventsAmt
Net Income Summary	$268,883	NetIncomeSummaryAmt

Schedule H IRS990ScheduleH

Field	Value	IRS element (for citing)
Financial Assistance Policy	Yes (true)	FinancialAssistancePolicyInd
Written Policy	Yes (true)	WrittenPolicyInd
All Hospitals Policy	Yes (X)	AllHospitalsPolicyInd
FPG Reference Free Care	Yes (true)	FPGReferenceFreeCareInd

Free Care Oth Percentage FreeCareOthPercentageGrp

Field	Value	IRS element (for citing)
Other	Yes (X)	OtherInd
Free Care Other	300.	FreeCareOtherPct

Field	Value	IRS element (for citing)
FPG Reference Discounted Care	Yes (true)	FPGReferenceDiscountedCareInd
Percent300	Yes (X)	Percent300Ind
Free Care Medically Indigent	Yes (true)	FreeCareMedicallyIndigentInd
Financial Assistance Budget	false	FinancialAssistanceBudgetInd
Annual Community Bnft Report	Yes (true)	AnnualCommunityBnftReportInd
Report Publically Available	Yes (true)	ReportPublicallyAvailableInd

Financial Assistance At Cost Typ FinancialAssistanceAtCostTyp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$3,154,682	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$0	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$3,154,682	NetCommunityBenefitExpnsAmt
Total Expense	0.00050	TotalExpensePct

Unreimbursed Medicaid UnreimbursedMedicaidGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$361,069,976	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$284,707,304	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$76,362,672	NetCommunityBenefitExpnsAmt
Total Expense	0.01220	TotalExpensePct

Unreimbursed Costs UnreimbursedCostsGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$0	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$0	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$0	NetCommunityBenefitExpnsAmt
Total Expense	0.00000	TotalExpensePct

Total Financial Assistance Typ TotalFinancialAssistanceTyp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$364,224,658	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$284,707,304	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$79,517,354	NetCommunityBenefitExpnsAmt
Total Expense	0.01270	TotalExpensePct

Community Health Services CommunityHealthServicesGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$0	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$0	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$0	NetCommunityBenefitExpnsAmt
Total Expense	0.00000	TotalExpensePct

Health Professions Education HealthProfessionsEducationGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$125,139,310	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$47,289,847	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$77,849,463	NetCommunityBenefitExpnsAmt
Total Expense	0.01250	TotalExpensePct

Subsidized Health Services SubsidizedHealthServicesGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$0	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$0	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$0	NetCommunityBenefitExpnsAmt
Total Expense	0.00000	TotalExpensePct

Research ResearchGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$680,500,077	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$555,226,559	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$124,563,365	NetCommunityBenefitExpnsAmt
Total Expense	0.01990	TotalExpensePct

Cash And In Kind Contributions CashAndInKindContributionsGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$0	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$0	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$0	NetCommunityBenefitExpnsAmt
Total Expense	0.00000	TotalExpensePct

Total Other Benefits TotalOtherBenefitsGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$805,639,387	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$602,516,406	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$202,412,828	NetCommunityBenefitExpnsAmt
Total Expense	0.03240	TotalExpensePct

Total Community Benefits TotalCommunityBenefitsGrp

Field	Value	IRS element (for citing)
Total Community Benefit Expns	$1,169,864,045	TotalCommunityBenefitExpnsAmt
Direct Offsetting Revenue	$887,223,710	DirectOffsettingRevenueAmt
Net Community Benefit Expns	$281,930,182	NetCommunityBenefitExpnsAmt
Total Expense	0.04510	TotalExpensePct

Field	Value	IRS element (for citing)
Bad Debt Expense Reported	Yes (true)	BadDebtExpenseReportedInd
Bad Debt Expense	$81,643,289	BadDebtExpenseAmt
Bad Debt Expense Attributable	$42,540,712	BadDebtExpenseAttributableAmt
Reimbursed By Medicare	$548,598,377	ReimbursedByMedicareAmt
Cost Of Care Reimbursed By Medcr	$594,947,186	CostOfCareReimbursedByMedcrAmt
Medicare Surplus Or Shortfall	-$46,348,809	MedicareSurplusOrShortfallAmt

Costing Methodology Used CostingMethodologyUsedGrp

Field	Value	IRS element (for citing)
Cost To Charge Ratio	Yes (X)	CostToChargeRatioInd

Field	Value	IRS element (for citing)
Written Debt Collection Policy	Yes (true)	WrittenDebtCollectionPolicyInd
Financial Assistance Prvsn	Yes (true)	FinancialAssistancePrvsnInd
Hospital Facilities	1	HospitalFacilitiesCnt

Hospital Facilities HospitalFacilitiesGrp

Field	Value	IRS element (for citing)
Facility	1	FacilityNum

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE HOSPITAL OF THE UNIV OF PENN	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	3400 SPRUCE STREET	AddressLine1Txt
City	PHILADELPHIA	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	19104	ZIPCd

Field	Value	IRS element (for citing)
Website Address	WWW.PENNMEDICINE.ORG	WebsiteAddressTxt
State License	LICENSE# 341101	StateLicenseNum
Licensed Hospital	Yes (X)	LicensedHospitalInd
General Medical And Surgical	Yes (X)	GeneralMedicalAndSurgicalInd
Teaching Hospital	Yes (X)	TeachingHospitalInd
Critical Access Hospital	Yes (X)	CriticalAccessHospitalInd
Research Facility	Yes (X)	ResearchFacilityInd
Emergency Room24 Hrs	Yes (X)	EmergencyRoom24HrsInd

Hospital Fclty Policies Prctc HospitalFcltyPoliciesPrctcGrp

Hospital Facility Name HospitalFacilityName

Field	Value	IRS element (for citing)
Business Name Line1	THE HOSPITAL OF THE UNIV OF PENN	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Facility	1	FacilityNum
First Licensed CY Or PY	false	FirstLicensedCYOrPYInd
Tax Exempt Hospital CY Or PY	false	TaxExemptHospitalCYOrPYInd
CHNA Conducted	Yes (true)	CHNAConductedInd
Community Definition	Yes (X)	CommunityDefinitionInd
Community Demographics	Yes (X)	CommunityDemographicsInd
Existing Resources	Yes (X)	ExistingResourcesInd
How Data Obtained	Yes (X)	HowDataObtainedInd
Community Health Needs	Yes (X)	CommunityHealthNeedsInd
Other Health Issues	Yes (X)	OtherHealthIssuesInd
Community Hlth Needs Id Process	Yes (X)	CommunityHlthNeedsIdProcessInd
Consulting Process	Yes (X)	ConsultingProcessInd
Prior CHNA Impact	Yes (X)	PriorCHNAImpactInd
CHNA Conducted	15	CHNAConductedYr
Take Into Account Others Input	Yes (true)	TakeIntoAccountOthersInputInd
CHNA Conducted With Other Fclts	Yes (true)	CHNAConductedWithOtherFcltsInd
CHNA Conducted With Non Fclts	Yes (true)	CHNAConductedWithNonFcltsInd
CHNA Report Widely Available	Yes (true)	CHNAReportWidelyAvailableInd
Rpt Available On Own Website	Yes (X)	RptAvailableOnOwnWebsiteInd
Own Website URL	SEE SCH H, PART V, SECTION C	OwnWebsiteURLTxt
Paper Copy Public Inspection	Yes (X)	PaperCopyPublicInspectionInd
Implementation Strategy Adopt	Yes (true)	ImplementationStrategyAdoptInd
Implementation Strategy Adpt	16	ImplementationStrategyAdptYr
Strategy Posted Website	Yes (true)	StrategyPostedWebsiteInd
Strategy Website URL	SEE SCH H, PART V, SECTION C	StrategyWebsiteURLTxt
Organization Incur Excise Tax	false	OrganizationIncurExciseTaxInd
Elig Criteria Explained	Yes (true)	EligCriteriaExplainedInd
FPG Family Incm Lmt Free Dscnt	Yes (X)	FPGFamilyIncmLmtFreeDscntInd
FPG Family Incm Lmt Free Care	300.	FPGFamilyIncmLmtFreeCarePct
FPG Family Incm Lmt Dscnt Care	300.	FPGFamilyIncmLmtDscntCarePct
Income Level Criteria	Yes (X)	IncomeLevelCriteriaInd
Asset Level Criteria	Yes (X)	AssetLevelCriteriaInd
Medical Indigency Criteria	Yes (X)	MedicalIndigencyCriteriaInd
Underinsurance Stat Criteria	Yes (X)	UnderinsuranceStatCriteriaInd
Explained Basis	Yes (true)	ExplainedBasisInd
App Financial Asst Expln	Yes (true)	AppFinancialAsstExplnInd
Described Info	Yes (X)	DescribedInfoInd
Described Suprt Doc	Yes (X)	DescribedSuprtDocInd
Provided Hospital Contact	Yes (X)	ProvidedHospitalContactInd
Provided Nonprofit Contact	Yes (X)	ProvidedNonprofitContactInd
Includes Publicity Measures	Yes (true)	IncludesPublicityMeasuresInd
FAP Available On Website	Yes (X)	FAPAvailableOnWebsiteInd
FAP Available On Website URL	SCH H, PART V, SECT. C	FAPAvailableOnWebsiteURLTxt
FAP App Available On Website	Yes (X)	FAPAppAvailableOnWebsiteInd
FAP App Available On Website URL	SCH H, PART V, SECT. C	FAPAppAvailableOnWebsiteURLTxt
FAP Summary On Website	Yes (X)	FAPSummaryOnWebsiteInd
FAP Summary On Website URL	SCH H, PART V, SECT. C	FAPSummaryOnWebsiteURLTxt
FAP Avlbl On Request No Charge	Yes (X)	FAPAvlblOnRequestNoChargeInd
FAP App Avlbl On Request No Chrg	Yes (X)	FAPAppAvlblOnRequestNoChrgInd
FAP Sum Avlbl On Request No Chrg	Yes (X)	FAPSumAvlblOnRequestNoChrgInd
Notified FAP Copy Bill Display	Yes (X)	NotifiedFAPCopyBillDisplayInd
Communtity Notified FAP	Yes (X)	CommuntityNotifiedFAPInd
FAP Translated	Yes (X)	FAPTranslatedInd
FAP Actions On Nonpayment	Yes (true)	FAPActionsOnNonpaymentInd
Permit No Actions	Yes (X)	PermitNoActionsInd
Collection Activities	false	CollectionActivitiesInd
Provided Written Notice	Yes (X)	ProvidedWrittenNoticeInd
Made Effort Orally Notify	Yes (X)	MadeEffortOrallyNotifyInd
Processed FAP Application	Yes (X)	ProcessedFAPApplicationInd
Made Presumptive Elig Determ	Yes (X)	MadePresumptiveEligDetermInd
Nondis Emergency Care Policy	Yes (true)	NondisEmergencyCarePolicyInd
Look Back Medicaid Medcr Prvt	Yes (X)	LookBackMedicaidMedcrPrvtInd
Amounts Generally Billed	false	AmountsGenerallyBilledInd
Gross Charges	false	GrossChargesInd

Supplemental Information SupplementalInformationGrp (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART V, SECTION B, LINES 5, 6A & 6B (INPUT FROM COMMUNITY; JOINT CHNA)	PUBLIC HEALTH MANAGEMENT CORPORATION (PHMC), A PRIVATE NON-PROFIT PUBLIC HEALTH INSTITUTE, ASSISTED THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS") WITH THE COMPLETION OF ITS CHNA. THE CHNA WAS PREPARED JOINTLY BY THE UNIVERSITY OF PENNSYLVANIA, PENNSYLVANIA HOSPITAL OF UPHS AND PENN PRESBYTERIAN MEDICAL CENTER OF UPHS. THE FOLLOWING FIVE STEPS WERE UTILIZED IN CONDUCTING THE NEEDS ASSESSMENT PROCESS: - DEFINING THE COMMUNITY; - IDENTIFYING EXISTING PRIMARY AND SECONDARY DATA AND DATA NEEDS; - COLLECTING PRIMARY AND SECONDARY DATA; - ANALYZING DATA; AND - PREPARING A WRITTEN NARRATIVE REPORT. PHMC COLLABORATED WITH UPHS TO IDENTIFY INDIVIDUALS LIVING AND/OR WORKING IN THE COMMUNITIES IN THE UPHS SERVICE AREAS NEAR THE WALNUT STREET WEST BRANCH LIBRARY AT 40TH AND WALNUT STREETS IN WEST PHILADELPHIA AND THE INDEPENDENCE BRANCH LIBRARY AT 7TH AND MARKET STREETS WHO COULD PROVIDE INPUT ON THE NEEDS ASSESSMENT AS COMMUNITY MEMBERS, PUBLIC HEALTH EXPERTS, AND AS LEADERS OR PERSONS WITH KNOWLEDGE OF UNDERSERVED RACIAL MINORITIES, LOW INCOME RESIDENTS, AND/OR THE CHRONICALLY ILL. UPHS RECEIVED FURTHER INPUT ON THE NEEDS OF THE COMMUNITY, INCLUDING THE MEDICALLY UNDERSERVED, LOW-INCOME, AND MINORITY POPULATIONS FROM PHMCS 2015 SOUTHEASTERN PENNSYLVANIA HOUSEHOLD HEALTH SURVEY. THE SURVEY QUESTIONNAIRE EXAMINED HEALTH STATUS AND UTILIZATION OF, AND ACCESS TO, HEALTH CARE AMONG ADULTS AND CHILDREN IN THE FIVE-COUNTY AREA OF BUCKS, CHESTER, DELAWARE, AND MONTGOMERY COUNTIES AND THE CITY OF PHILADELPHIA. --------------------
PART V, SECTION B, LINE 7 & 10 (CHNA & IMP. PLAN PUBLIC AVAILABILITY)	A COPY OF THE ORGANIZATION'S CHNA AND IMPLEMENTATION PLAN CAN BE ACCESSED AT: https://www.pennmedicine.org/about/serving-our-community/reports OUR CHNA AND IMPLEMENTATION/IMPROVEMENT PLAN ARE ALSO AVAILABLE TO THE PUBLIC UPON REQUEST. --------------------
PART V, SECTION B, LINE 11 (ADDRESSING THE NEEDS IDENTIFIED IN THE CHNA)	FOR A COMPLETE DESCRIPTION ON HOW THE ORGANIZATION IS ADDRESSING THE NEEDS IDENTIFIED IN THE MOST RECENTLY COMPLETED CHNA, SEE THE FOLLOWING: https://www.pennmedicine.org/about/serving-our-community/reports --------------------
PART V, SECTION B, LINE 16 (FINANCIAL ASSISTANCE POLICY AVAILABILITY)	A COPY OF THE ORGANIZATION'S FINANCIAL ASSISTANCE POLICY, APPLICATION AND PLAIN LANGUAGE SUMMARY CAN BE ACCESSED AT: https://www.pennmedicine.org/for-patients-and-visitors/patient-information /insurance-and-billing/financial-assistance --------------------

Field	Value	IRS element (for citing)
Facility	16	FacilityNum

Oth Hlth Care Fclts Not Hospital OthHlthCareFcltsNotHospitalGrp

Oth Hlth Care Fclts OthHlthCareFcltsGrp (16 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	FacilityFacilityTxt
PENN MEDICINE AT RADNOR
250 KING OF PRUSSIA ROAD	BALA CYNWYD	PA	19004	OUTPATIENT FACILITY
PENN MEDICINE AT BUCKS COUNTY
777 TOWNSHIP LINE ROAD	YARDLEY	PA	19067	OUTPATIENT FACILITY
PENN MEDICINE AT VALLEY FORGE
1001 CHESTERBROOK BLVD	BERWYN	PA	19312	OUTPATIENT FACILITY
PENN MEDICINE AT WOODBURY HEIGHTS
1006 MANTUA PIKE	WOODBURY HEIGHTS	NJ	08097	OUTPATIENT FACILITY
PENN MEDICINE AT RITTENHOUSE
1800 LOMBARD STREET	PHILADELPHIA	PA	19146	INPATIENT REHABILITATION
ANATOMY CHEMISTRY
420 GUARDIAN DRIVE	PHILADEPHIA	PA	19104	RESEARCH FACILITY
BIOMEDICAL RESEARCH BUILDING 2
500 OSLER CIRCLE	PHILADELPHIA	PA	19104	RESEARCH FACILITY
BLOCKLEY HALL
423 GUARDIAN DRIVE	PHILADELPHIA	PA	19104	RESEARCH FACILITY
CAROLYN HOFF LYNCH BIOLOGY LAB
435 S UNIVERSITY AVENUE	PHILADELPHIA	PA	19104	RESEARCH FACILITY
CHEMISTRY LABORATORIES - 1958 WING
231 S 34TH STREET	PHILADELPHIA	PA	19104	RESEARCH FACILITY
CHESTNUT HALL
3900 CHESTNUT STREET	PHILADELPHIA	PA	19104	RESEARCH FACILITY
CLINICAL RESEARCH BUILDING
415 CURIE BLVD	PHILADELPHIA	PA	19104	RESEARCH FACILITY
GL LABORATORY BUILDING
500 S RIDGEWAY	GLENOLDEN	PA	19036	RESEARCH FACILITY
GODDARD LABORATORIES
3710 HAMILTON WALK	PHILADELPHIA	PA	19104	RESEARCH FACILITY
HAYDEN HALL
3320 SMITH WALK	PHILADELPHIA	PA	19104	RESEARCH FACILITY
PERELMAN CENTER FOR ADVANCED MEDICINE
3400 CIVIC CENTER BOULEVARD	PHILADELPHIA	PA	19104	OUTPATIENT FACILITY

Supplemental Information Detail SupplementalInformationDetail (11 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINE 7 (BAD DEBT EXPENSE, COSTING METHODOLOGY USED)	THE BAD DEBT EXPENSE AMOUNT INCLUDED ON FORM 990, PART IX, COLUMN 25(A) WAS $7,561,000 RELATED TO ACADEMIC BAD DEBTS FOR THE YEAR ENDED JUNE 30, 2017. CONSISTENT WITH PRIOR YEAR, PATIENT SERVICE BAD DEBTS ARE TREATED AS A CONTRA-REVENUE LINE ITEM ON THE STATEMENT OF REVENUE. THE COSTING METHODOLOGY USED IN CALCULATING THE AMOUNTS REPORTED ON THE LINE 7 TABLE ARE BASED ON A COST TO CHARGE RATIO. THE COST TO CHARGE RATIO WAS DERIVED FROM WORKSHEET 2 OF THE FORM 990, SCHEDULE H INSTRUCTIONS. --------------------
PART II (DETAIL OF COMMUNITY BUILDING ACTIVITIES)	AT THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("UPHS"), WORKING FOR THE BENEFIT OF THE COMMUNITY IS NOT ONLY A PRIORITY; IT IS ROOTED DEEP IN OUR CULTURE. ALONG WITH OUR ROLE AS A LEADER IN MEDICAL CARE AND RESEARCH, WE HAVE CULTIVATED A STRONG AFFINITY WITH THE NEIGHBORHOODS WE SERVE - BECOMING INCREASINGLY RESPONSIVE IN IDENTIFYING NEEDS AND BEING PROACTIVE IN FINDING SOLUTIONS. WE ARE SENSITIVE TO THE DISPARITY IN THE QUALITY OF HEALTH AND HEALTH CARE AMONG THE PEOPLE OF THE PHILADELPHIA AREA. IN NEIGHBORHOODS THROUGHOUT THE CITY, MANY RESIDENTS- OFTEN THE VERY YOUNG OR THE VERY OLD- DO NOT HAVE ACCESS TO ADEQUATE CARE. THE QUALITY OF THEIR LIVES IS DIMINISHED BECAUSE THEY ARE UNABLE TO RECEIVE THE SERVICES AND SUPPORT THEY NEED. AWARE OF THESE BARRIERS TO HEALTH CARE FACED BY OUR COMMUNITIES, WE USE OUR RESOURCES TO IMPROVE THE HEALTH AND WELLNESS AMONG THE UNDERSERVED. OUR MORAL IMPERATIVE IS TO LOOK, LISTEN, AND ACT - IN WAYS THAT WILL MAKE A DIFFERENCE. IN COLLABORATION WITH OUR PHYSICIANS, NURSES, STUDENTS, AND COMMUNITY PARTNERS, WE TAKE ACTION TO ENHANCE THE WELL-BEING OF THE NEIGHBORHOODS WE ALL SHARE. OUR OUTREACH EXTENDS IN MANY DIRECTIONS AND IS DISPLAYED IN MANY WAYS. A LISTING OF SOME OF THE VARIOUS HEALTHCARE-RELATED COMMUNITY OUTREACH ACTIVITIES CONDUCTED BY UPHS IS INCLUDED IN OUR RESPONSE TO SCHEDULE H, PART VI, LINE 2, AS WELL AS IN OUR FORM 990, PART III STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS. IN ADDITION TO DIRECT HEALTH-CARE RELATED ACTIVITIES, THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") ALSO PROMOTES THE HEALTH OF ITS COMMUNITY BY PROVIDING A DIRECT ECONOMIC IMPACT TO ITS SURROUNDING AREA. UNIVERSITY CITY, THE AREA OF WEST PHILADELPHIA THAT HOSTS THE UNIVERSITY'S CAMPUS, IS A NEIGHBORHOOD OF CHOICE FOR FAMILIES, STUDENTS, FACULTY, STAFF, AND VISITORS AND A THRIVING LOCATION FOR RETAILERS, RESTAURANTEURS, HOTELS, OFFICE-BASED BUSINESSES, AND OTHERS. THE UNIVERSITY'S STRATEGIC NEIGHBORHOOD INVESTMENTS AND COMMUNITY PARTNERSHIPS ARE A RECOGNIZED NATIONAL AND GLOBAL MODEL FOR URBAN CAMPUSES. THE IMPACT OF THE UNIVERSITY'S LOCAL COMMUNITY INITIATIVES INCLUDE: - IN FY 2017, PENN CONTINUED ITS FINANCIAL SUPPORT FOR THE UNIVERSITY CITY DISTRICT. THE UNIVERSITY IS THE LARGEST CONTRIBUTOR TO THE UNIVERSITY CITY DISTRICT, WHICH PROVIDES SUPPLEMENTAL SAFETY, CLEANING AND STREETSCAPE IMPROVEMENTS TO THE NEIGHBORHOOD. - IN FY 2017, THE UNIVERSITY CONTINUED TO SUBSIDIZE THE PENN ALEXANDER SCHOOL FINANCIALLY, AS WELL AS PROVIDED GRADUATE SCHOOL OF EDUCATION STUDENT TEACHER HOURS. THE PENN ALEXANDER SCHOOL IS A TOP-RANKED PUBLIC ELEMENTARY SCHOOL IN UNIVERSITY CITY. - THE UNIVERSITY PROVIDED MILLIONS IN STUDENT AID IN FY 2017 TO PHILADELPHIA RESIDENTS ENROLLED AT THE UNIVERSITY, INCLUDING STUDENTS FROM WEST PHILADELPHIA. - THE UNIVERSITY'S ANNUAL INVESTMENT IN THE NETTER CENTER FOR COMMUNITY PARTNERSHIPS ENABLES AN ARRAY OF LOCAL INITIATIVES INCLUDING TUTORING PUBLIC SCHOOL STUDENTS AND PROVIDING HEALTH AND NUTRITION PROGRAMS. - THE UNIVERSITY PURCHASED MILLIONS IN PRODUCTS AND SERVICES FROM BUSINESSES IN WEST AND SOUTHWEST PHILADELPHIA DURING THE FISCAL YEAR. - HOUSING PRICES IN THE UNIVERSITY CITY AREA CONTINUE TO APPRECIATE BASED IN LARGE PART TO THE CONTINUED INVESTMENTS MADE BY THE UNIVERSITY TO THE SURROUNDING AREA. --------------------
PART III, SECTION A, LINE 2 (BAD DEBT EXPENSE)	THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNTS REPORTED ON LINES 2 AND 3 ARE BASED ON ACTUAL CHARGES WRITTEN OFF (AMOUNTS THAT ARE DEEMED TO BE UNCOLLECTIBLE). -------------------- PART III, SECTION A, LINE 3 (BAD DEBT EXPENSE ATTRIBUTABLE TO PATIENTS ELIBIBLE UNDER THE ORGANIZATION'S FINANCIAL ASSISTANCE POLICY) UPHS UTILIZES A THIRD-PARTY VENDOR TO POPULATE THE NUMBER OF INDIVIDUALS WITHIN EACH HOUSEHOLD AND THE MEAN HOUSEHOLD INCOME BASED ON THE ACCOUNT ADDRESS. UPHS ESTIMATES THE AMOUNT OF BAD DEBTS ATTRIBUTABLE TO PATIENTS ELIGIBLE UNDER ITS FINANCIAL ASSISTANCE POLICY BASED UPON 300% OF THE FEDERAL POVERTY GUIDELINES. -------------------- PART III, SECTION A, LINE 4 (BAD DEBT EXPENSE FOOTNOTE) THE BAD DEBT EXPENSE FOOTNOTE DISCLOSURE CAN BE FOUND STARTING ON PAGE 13 OF THE ELECTRONICALLY ATTACHED CONSOLIDATED FINANCIAL STATEMENTS FOR THE UNIVERSITY OF PENNSYLVANIA. --------------------
PART III, SECTION B, LINE 8 (COSTING METHODOLOGY, MEDICARE SHORTFALL)	THE COSTING METHODOLOGY USED IN DETERMINING THE AMOUNT REPORTED ON LINE 6 IS BASED ON A COST TO CHARGE RATIO. CONSISTENT WITH THE CHARTIABLE HEALTHCARE MISSION OF UPHS AND THE COMMUNITY BENEFIT STANDARD SET FORTH IN IRS REVENUE RULING 69-545, UPHS PROVIDES CARE FOR ALL PATIENTS COVERED BY MEDICARE SEEKING MEDICAL CARE AT UPHS. SUCH CARE IS PROVIDED REGARDLESS OF WHETHER THE REIMBURSEMENT PROVIDED FOR SUCH SERVICES MEETS OR EXCEEDS THE COSTS INCURRED BY UPHS TO PROVIDE SUCH SERVICES. --------------------
PART III, LINE 9B (COLLECTION PRACTICES)	THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM PROVIDES URGENT/EMERGENT MEDICAL SERVICES WITHOUT REGARD TO ABILITY TO PAY. WHEN IT HAS BEEN DETERMINED THAT A PATIENT IS NOT ELIGIBLE FOR COVERAGE BY EXTERNAL SOURCES OF FUNDING, FINANCIAL ASSISTANCE MAY BE AVAILABLE FOR BOTH THE UNINSURED AND UNDERINSURED, THE INDIGENT, HARDSHIP AND MEDICALLY INDIGENT AND MAY BE APPROVED AS EITHER FULL OR PARTIAL FREE CARE. PATIENTS WHO DO NOT COOPERATE WITH THE FINANCIAL COUNSELING PROCESS OR WHOSE APPLICATION FOR FINANCIAL ASSISTANCE IS DENIED BY THE HEALTH SYSTEM MAY BE PURSUED BY COLLECTION EFFORTS, INCLUDING REFERRAL TO AN OUTSIDE COLLECTION AGENCY OR ATTORNEY AS DETERMINED BY OUR PATIENT ACCOUNTING DEPARTMENT. --------------------
PART VI, LINE 2 (NEEDS ASSESSMENT)	THE MISSION OF UPHS IS TO PROVIDE THE MOST ADVANCED AND HIGHEST QUALITY PATIENT CARE POSSIBLE; TO PROVIDE A RICH AND DIVERSE EDUCATIONAL ENVIRONMENT FOR STUDENTS AND TRAINEES; AND TO SUPPORT CLINICAL RESEARCH THAT PUSHES THE BOUNDARIES OF CURRENT HUMAN KNOWLEDGE. TO THESE ENDS, UPHS IS AN ACTIVE PARTICIPANT IN THE WEST PHILADELPHIA NEIGHBORHOOD THAT IS OUR HOME. ON ANY GIVEN DAY, UPHS PHYSICIANS, NURSES, MEDICAL STUDENTS, AND VOLUNTEERS ARE OUT IN THE COMMUNITY SHARING THEIR SKILLS, THEIR TALENTS AND MOST IMPORTANTLY, THEMSELVES FOR THE BETTERMENT OF THE COMMUNITY. - HOW UPHS IDENTIFIES AND TAKES ACTION TO ADDRESS RACIAL, ETHNIC, AND GENDER DISPARITIES IN MEDICAL CARE EVERY DAY IN OUR NEIGHBORHOOD CLINICS, IN OUR EMERGENCY ROOM AND PHYSICIANS' OFFICES WE SEE THE EFFECTS OF RACIAL, ETHNIC, AND GENDER DISPARITIES IN HEALTH CARE. IN KEEPING WITH OUR CHARITABLE PURPOSE, UPHS ACCEPTS PATIENTS IN NEED OF URGENT MEDICAL CARE REGARDLESS OF THEIR FINANCIAL STATUS OR ANY OTHER SOCIO-ECONOMIC FACTORS. AS THE MAIN PROVIDER IN A SERVICE AREA THAT INCLUDES A NUMBER OF ECONOMICALLY-CHALLENGED NEIGHBORHOODS, UPHS PROVIDES CARE TO MANY PATIENTS WHO DO NOT HAVE HEALTH INSURANCE PROVIDING MORE THAN $100 MILLION IN CHARITY AND UNDERFUNDED CARE EACH YEAR. IN PARTNERSHIP WITH COMMUNITY-BASED ORGANIZATIONS AND OTHER AREA INSTITUTIONS, UPHS SEEKS TO IDENTIFY AND ADDRESS RACIAL, ETHNIC, AND GENDER DISPARITIES THROUGH SUPPORT FOR PROGRAMS INCLUDING, BUT NOT LIMITED TO: > PUENTES DE SALUD - A WEEKLY FREE CLINIC THAT SEEKS TO ADDRESS THE HEALTH NEEDS OF THE GROWING LATINO POPULATION BY PROVIDING LOW-COST CARE TO PATIENTS ANNUALLY. > THE UNITY CLINIC - A FREE CLINIC THAT PROVIDES PRIMARY CARE SERVICES TO LOW-INCOME ASIAN IMMIGRANTS IN PHILADELPHIA. > WOMEN AND CHILDREN'S HEALTH SERVICES - AN AMBULATORY CARE FACILITY THAT SPECIALIZES IN THE PROVISION OF OBSTETRICAL, FAMILY PLANNING, AND SOCIAL SERVICES THROUGH FREE AND LOW COST PROGRAMS THAT EXTEND WELL BEYOND TRADITIONAL MEDICAL CARE. - HOW THE HEALTH SYSTEM ASSESSES COMMUNITY HEALTH STATUS UPHS PROVIDES VARIOUS COMMUNITY SERVICES WHICH, IN CONJUNCTION WITH PROVIDING PATIENT CARE AND EDUCATIONAL INFORMATION, HELP US ASSESS THE HEALTH STATUS OF OUR COMMUNITY. SOME OF OUR MOST SUCCESSFUL INITIATIVES RESULT FROM APPLYING THE COLLECTIVE RESOURCES OF COMMUNITY RESIDENTS AND ORGANIZATIONS, HEALTH CARE PROFESSIONALS, AND PUBLIC HEALTH AGENCIES WITH THE GOAL OF IDENTIFYING AND ADDRESSING A COMMUNITY PROBLEM. THIS IS ACCOMPLISHED IN MANY WAYS, SUCH AS: FORMAL HEALTH ASSESSMENTS THAT INDIVIDUAL PROGRAMS MAY PERFORM, OPEN DIALOGUE WITH COMMUNITY LEADERS THROUGH PARTICIPATION IN COMMUNITY MEETINGS, OR BY ASSESSING COMMUNITY HEALTH STATUS IN THE WORK WE PERFORM OUT IN THE COMMUNITY. - HOW THE HEALTH SYSTEM COLLABORATES WITH COMMUNITY STAKEHOLDERS, INCLUDING OTHER INSTITUTIONAL PROVIDERS, TO IDENTIFY SPECIFIC COMMUNITY HEALTH NEEDS AND TO DEVELOP AND MEASURE EFFECTIVENESS OF PROGRAMS TO HELP MEET THOSE NEEDS COLLABORATION WITH COMMUNITY STAKEHOLDERS AND OTHER INSTITUTIONAL PROVIDERS IS A PARTICULARLY STRONG AREA FOR UPHS. WORKING IN CONJUNCTION WITH COMMUNITY-BASED NON-PROFIT ORGANIZATIONS, CITY AGENCIES AND OTHER COMMUNITY STAKEHOLDERS, UPHS SEEKS TO IDENTIFY AND ADDRESS COMMUNITY HEALTH NEEDS THROUGH PROGRAMS AND SERVICES, SUCH AS: > SAYRE HEALTH CENTER - RECOGNIZING A NEED FOR PRIMARY CARE SERVICES IN THE NEIGHBORHOOD, PENN JOINED FORCES WITH THE SCHOOL DISTRICT OF PHILADELPHIA TO BRING A STATE-OF-THE-ART HEALTH CARE FACILITY TO SAYRE HIGH SCHOOL IN WEST PHILADELPHIA. IN ADDITION TO PROVIDING PRIMARY CARE SERVICES TO THE COMMUNITY, PENN MEDICINE PHYSICIANS WORK IN PARTNERSHIP WITH SAYRE STUDENTS TO TEACH BASIC MEDICAL SERVICES THAT ONE DAY COULD LEAD TO A CAREER IN THE MEDICAL PROFESSION. > BRIDGING THE GAPS - A PARTNERSHIP OF THE AREA'S FIVE ACADEMIC HEALTH CENTERS, BRIDGING THE GAPS (BTG) LINKS THE TRAINING OF HEALTH PROFESSIONALS WITH THE PROVISION OF CARE TO ECONOMICALLY DISADVANTAGED POPULATIONS. LED BY UPHS PHYSICIANS AND STAFF, BTG GIVES MEDICAL STUDENTS THE OPPORTUNITY TO GAIN FIRST-HAND INSIGHT INTO THE COMPLEX ISSUES AFFECTING UNDERSERVED URBAN COMMUNITIES. IN ADDITION TO THE PROGRAMS OUTLINED ABOVE, UPHS PHYSICIANS AND STAFF PROVIDE EDUCATIONAL PROGRAMS IN CONJUNCTION WITH AREA HIGH SCHOOLS AND VOLUNTEER THEIR EXPERTISE TO NUMEROUS PUBLIC HEALTH COMMITTEES AND AGENCIES AT THE COMMUNITY, STATE AND NATIONAL LEVEL. - HOW THE HEALTH SYSTEM REGULARLY REPORTS TO THE COMMUNITY ON THE ORGANIZATION'S QUALITY PERFORMANCE FOR THE FULL RANGE OF SERVICES IT PROVIDES SINCE 2007, UPHS HAS PUBLISHED AN ANNUAL COMMUNITY BENEFIT REPORT, "SIMPLY BECAUSE," WHICH HIGHLIGHTS SOME OF THE EXTENSIVE WORK UPHS PERFORMS IN THE COMMUNITY. THIS WIDELY DISTRIBUTED REPORT INCLUDES EXAMPLES OF OUR COMMUNITY EFFORTS AS WELL AS STATISTICS RELATED TO THE COMMUNITY BENEFIT WE PROVIDE. https://www.pennmedicine.org/news/publications-and-special-projects/simply -because ADDITIONALLY, UPHS HAS ALSO IMPLEMENTED OUR "PENN MEDICINE CARES" (COMMUNITY ACTIVITY REPORTING E-INITIATIVE) PROGRAM. WHILE THE "SIMPLY BECAUSE" REPORT PROVIDES US A BRIEF GLIMPSE INTO ALL THE GOOD WORK UPHS PERSONNEL ARE INVOLVED IN, IT REPRESENTS ONLY A FRACTION OF THE TOTAL COMMUNITY SERVICE WORK THAT OCCURS. THIS REPORTING PROGRAM HAS BEEN DEVELOPED TO ENCOURAGE UPHS EMPLOYEES TO REPORT ALL OF THE COMMUNITY SERVICES THEY PROVIDE SO THAT WE CAN BETTER TRACK COMMUNITY OUTREACH, ENCOURAGE MORE VOLUNTEERISM AND BETTER TARGET OUR EFFORTS TO MEET THE GREATEST COMMUNITY NEEDS. http://www.pennmedicine.org/health-system/about/community/ - WHETHER AND HOW UPHS IS ADDRESSING THE PER CAPITA COST OF CARE IN THE COMMUNITY. UPHS SUPPORTS EFFORTS TO PROVIDE FREE AND LOW-COST CARE TO THE COMMUNITY THROUGH PARTNERSHIPS WITH BOTH PENN-RELATED AND NON-RELATED PROGRAMS. UPHS PHYSICIANS AND STAFF WORK IN HEALTH CLINICS THROUGHOUT PHILADELPHIA THAT PROVIDE THESE MUCH-NEEDED SERVICES THAT ALSO ADDRESSES THE PER CAPITA COST OF HEALTH CARE IN THE COMMUNITY. IN ADDITION, UPHS HAS A SPECIALTY CARE CONTRACT WITH THE CITY OF PHILADELPHIA THAT ALLOWS PHYSICIANS FROM THE CITY'S DISTRICT HEALTH CENTERS TO REFER PATIENTS INTO THE SYSTEM FOR APPOINTMENTS IN SPECIALTIES SUCH AS CARDIOLOGY, NEUROLOGY AND DERMATOLOGY. THESE SERVICES ARE PROVIDED TO THE CITY AT A SIGNIFICANTLY REDUCED COST - GIVING UNINSURED AND UNDERINSURED PATIENTS ACCESS TO CARE THEY MIGHT NOT OTHERWISE RECEIVE WHILE KEEPING DOWN THE PER CAPITA COST FOR THE CITY AND RESIDENTS OF THE COMMUNITY. AT UPHS, WORKING FOR THE BENEFIT OF THE COMMUNITY IS NOT ONLY A PRIORITY; IT IS ROOTED DEEP IN OUR CULTURE. ALONG WITH OUR ROLE AS A LEADER IN MEDICAL CARE AND RESEARCH, UPHS HAS CULTIVATED A STRONG AFFINITY WITH THE NEIGHBORHOODS WE SERVE- BECOMING INCREASINGLY RESPONSIVE IN IDENTIFYING NEEDS AND PROACTIVE IN FINDING SOLUTIONS. IN ADDITION TO OUR OWN INTERNAL EFFORTS, UPHS ALSO COLLABORATES WITH VARIOUS PUBLIC AND PRIVATE AGENCIES TO HELP DETERMINE COMMUNITY HEALTH NEEDS AND HOW BEST TO ADDRESS THEM. THE SUCCESS OF COMMUNITY OUTREACH REQUIRES A STRONG FOCUS ON SOLUTIONS. AT UPHS, WE CONTINUALLY FIND WAYS TO EXPAND AND STRENGTHEN THE SAFETY NET THAT HELPS ENSURE THE WELL-BEING OF THE COMMUNITIES WE SERVE. IN THAT REGARD, ONE OF OUR MAJOR RESPONSIBILITIES IS TO SHARE KNOWLEDGE. WORKING TOGETHER WITH COMMUNITY PARTNERS ENABLES US TO ACCOMPLISH MORE THAN ANY ONE PERSON COULD INDIVIDUALLY. PLEASE SEE OUR MOST RECENTLY COMPLETED COMMUNITY HEALTH NEEDS ASSESSMENT AND IMPLEMENTATION PLAN FOR ADDITIONAL INFORMATION. A COPY OF OUR CHNA AND IMPLEMENTATION PLAN CAN BE ACCESSED AT: HTTPS://WWW.PENNMEDICINE.ORG/ABOUT/SERVING-OUR-COMMUNITY/REPORTS. --------------------
PART VI, LINE 3 (PATIENT EDUCATION OF ELIGIBILITY FOR ASSISTANCE)	UPHS IS COMMITTED TO CARING FOR ALL PATIENTS EQUITABLY, WITH DIGNITY, RESPECT AND COMPASSION WITHOUT REGARD TO AGE, RACE, COLOR, NATIONAL ORIGIN, RELIGIOUS CREED, SEX, PHYSICAL OR MENTAL DISABILITY, MARITAL STATUS OR SEXUAL PREFERENCE. AS PART OF THIS COMMITMENT, UPHS OFFERS FINANCIAL COUNSELING AND ASSISTANCE PROGRAMS TO UNINSURED AND UNDERINSURED PATIENTS TO ASSIST THOSE WHO CANNOT PAY FOR ALL OR PART OF THEIR CARE. PATIENTS WILL BE CONSIDERED FOR FINANCIAL ASSISTANCE ON AN INDIVIDUAL BASIS, TAKING INTO CONSIDERATION TOTAL HOUSEHOLD INCOME AND OTHER RESOURCES. UPHS WILL ALSO CONSIDER OTHER FACTORS IN THE PATIENT/FAMILY FINANCIAL SITUATION, SHOULD THERE BE OTHER CRITICAL EXPENSES, NOT RELATED TO THE PATIENT'S MEDICAL CARE, THAT MAKE PAYMENT OF THE FINANCIAL OBLIGATION IMPOSSIBLE, SUCH AS CARING FOR A DISABLED FAMILY MEMBER. UPHS INFORMS AND EDUCATES PATIENTS AND PERSONS WHO MAY BE BILLED FOR PATIENT CARE ABOUT THEIR ELIGIBILITY FOR ASSISTANCE UNDER FEDERAL, STATE, OR LOCAL GOVERNMENT PROGRAMS OR UNDER UPHS'S CHARITY CARE POLICY. PATIENTS ARE INFORMED OF THE AVAILABILITY OF CHARITY CARE IN VARIOUS WAYS (E.G. AT POINT OF REGISTRATION, ON POSTERS THROUGHOUT HOSPITAL, IN PRACTICES, FINANCIAL COUNSELOR INTERVIEW AND WEBSITE). A COPY OF OUR FINANCIAL ASSISTANCE POLICY, APPLICATION AND PLAIN LANGUAGE SUMMARY CAN BE ACCESSED AT: https://www.pennmedicine.org/for-patients-and-visitors/patient-information /insurance-and-billing/financial-assistance --------------------
PART VI, LINE 4 (COMMUNITY INFORMATION)	UPHS IS SENSITIVE TO THE DISPARITY IN THE QUALITY OF HEALTH AND HEALTH CARE AMONG THE PEOPLE OF THE PHILADELPHIA AREA. IN NEIGHBORHOODS THROUGHOUT THE CITY, MANY RESIDENTS, OFTEN THE VERY YOUNG OR THE VERY OLD DO NOT HAVE ACCESS TO ADEQUATE CARE. THE QUALITY OF THEIR LIVES IS DIMINISHED BECAUSE THEY ARE UNABLE TO RECEIVE THE SERVICES AND SUPPORT THEY NEED. AWARE OF THE BARRIERS TO HEALTH CARE FACED BY OUR COMMUNITIES, WE USE OUR RESOURCES TO IMPROVE THE HEALTH AND WELLNESS AMONG THE UNDERSERVED. OUR MORAL IMPERATIVE IS TO LOOK, LISTEN, AND ACT IN WAYS THAT WILL MAKE A DIFFERENCE. IN COLLABORATION WITH OUR PHYSICIANS, NURSES, STUDENTS AND COMMUNITY PARTNERS, WE TAKE ACTION TO ENHANCE THE WELL-BEING OF THE NEIGHBORHOODS WE ALL SHARE. --------------------
PART VI, LINE 5 (INFORMATION REGARDING PROMOTION OF COMMUNITY HEALTH)	THE CORE COMMUNITY BENEFITS PROGRAMS OF UPHS WERE ESTABLISHED AND CONTINUE TO THRIVE WHETHER OPERATED BY OR ENCOURAGING VOLUNTEERS. HERE IS A LIST OF SOME OF THE COMMUNITY BENEFITS UPHS PROVIDES: - UNIVERSITY CITY HOSPITAL COALITION (UCHC) - PROVIDES MEALS TO THE HOMELESS AND HUNGRY. - UNITED COMMUNITY CLINIC (UCC) - A FREE HEALTH CLINIC IN THE BASEMENT OF A CHURCH IN THE EAST PARKSIDE NEIGHBORHOOD. - PROJECT ME (MIND EMPOWERMENT) - A PROGRAM AT JANE ADDAMS PLACE, AN EMERGENCY SHELTER FOR YOUNG HOMELESS MOTHERS, WHERE NURSES FROM VARIOUS DEPARTMENTS OF THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA (HUP) CONDUCT EDUCATIONAL CLASSES ON A VARIETY OF TOPICS INCLUDING CARING FOR BABY, FLU PREVENTION AND MORE. - ADDICTION UNIT AT PENN PRESBYTERIAN MEDICAL CENTER (PMC) - IS AN 18 BED FACILITY THAT PROVIDES REHAB TREATMENT FOR DRUG ADDICTS AND ALCOHOLICS. - DR. BERNETT L. JOHNSON, JR. SAYER HEALTH CENTER - THE LATE DR. SAYER HAD A VISION: TO CREATE A PRIMARY CARE HEALTH CENTER, WHERE PENN MEDICINE WORKS IN COLLABORATION WITH SAYER HIGH SCHOOL TO BRING STATE-OF-THE-ART HEALTH CARE TO THE NEIGHBORHOOD. SAYER IS ONE OF 30 SCHOOLS IN THE CITY PARTICIPATING IN PROJECT BIOEYES, AN INNOVATIVE EDUCATIONAL INITIATIVE SPONSORED BY THE UNIVERSITY OF PENNSYLVANIA'S INSTITUTE FOR REGENERATIVE MEDICINE AND THE NETTER CENTER FOR COMMUNITY PARTNERSHIPS. - PREVENTION POINT CLINIC - A NON-PROFIT GROUP THAT PRIMARILY SERVES THOSE WHO ARE UNINSURED OR LIVING IN SHELTERS. THE PRESENCE OF PENN DOCTORS AT THE CLINIC HAS BEEN GETTING AROUND BY WORD-OF-MOUTH. PREVENTION POINT OFFERS A VARIETY OF HEALTH SERVICES RANGING FROM TREATING INFECTIONS TO PROVIDING VACCINES FOR HEPATITIS AND TETANUS. PATIENTS WITH MORE CHRONIC ISSUES CAN RECEIVE REFERRALS TO PRIMARY CARE ELSEWHERE IN THE CITY. - PUENTES DE SALUD - THE GOAL OF THE ORGANIZATION IS TO BRIDGE THE GAP BRINGING LOW COST, HIGH QUALITY HEALTH CARE AND SOCIAL SERVICES TO SOUTH PHILADELPHIA'S GROWING LATINO POPULATION. VOLUNTEERS CONSISTING OF PENN PHYSICIANS, NURSES, MEDICAL STUDENTS AND UNDERGRADUATES FROM THE UNIVERSITY OF PENNSYLVANIA PROVIDE CARE FOR NEARLY 1,400 PATIENTS PRIMARILY SPANISH SPEAKING IMMIGRANTS. ROUGHLY 10% OF THEM ARE DIABETIC. - LATINA COMMUNITY HEALTH SERVICES (LCHS) IS THE WOMEN'S HEALTH EXTENSION OF PUENTES DE SALUD. THE PROGRAM WAS CREATED TO PROVIDE QUALITY HEALTH CARE TO HISPANIC WOMEN INCLUDING ULTRASOUND SCREENING AND DIABETES EDUCATION. - A GROUP OF CLERGY MEMBERS FROM CHRISTIAN STRONGHOLD BAPTIST CHURCH FREQUENTLY ADVISE PARISHIONERS SUFFERING FROM DEPRESSION, ANXIETY AND OTHER MENTAL HEALTH ISSUES. IN ORDER TO PROVIDE BETTER COUNSEL, THE CLERGY MEMBERS CONTACTED ASSISTANT PROFESSORS FROM PENN. ALONG WITH OTHER PENN PHYSICIANS, THEY OVERSEE A SERIES OF SEMINARS AT THE CHURCH IN CONJUNCTION WITH THE MAINLINE CHAPTER OF THE NATIONAL ALLIANCE ON MENTAL ILLNESS (NAMI) TO EDUCATE THE PASTORS ON MENTAL HEALTH ISSUES. - HALL-MERCER HOMELESS PROGRAM - A PROGRAM THAT PROVIDES CARE AND RESOURCES FOR PEOPLE WHO LIVE ON THE STREETS OR HAVE A HISTORY OF HOMELESSNESS. AS THE BEHAVIORAL WING OF PENNSYLVANIA HOSPITAL, HALL-MERCER OFFERS A FULL RANGE OF SERVICES TO THE CITY'S MENTALLY ILL OR DISPLACED POPULATION. - PENN SIGHT SAVERS PROGRAM - A GROUP OF STUDENTS FROM THE PERELMAN SCHOOL OF MEDICINE CONDUCT HUNDREDS OF FREE GLAUCOMA SCREENINGS AND EDUCATE COMMUNITIES ON THE TOPIC OF OCULAR HEALTH. OUR OUTREACH EXTENDS IN MANY DIRECTIONS AND IS DISPLAYED IN MANY WAYS. A LISTING OF SOME OF THE VARIOUS OTHER HEALTHCARE-RELATED COMMUNITY OUTREACH ACTIVITIES CONDUCTED BY UPHS IS INCLUDED IN OUR RESPONSE TO SCHEDULE H, PART VI, LINE 2, AS WELL AS IN OUR FORM 990, PART III STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS. --------------------
PART VI, LINE 6 (AFFILIATED HEALTHCARE SYSTEM INFORMATION)	THE MISSION OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM IS EXCELLENCE IN EDUCATION, RESEARCH, AND CLINICAL CARE. WE STRIVE TO ACHIEVE THESE GOALS BY HAVING THE BEST PEOPLE IN MEDICAL EDUCATION, HEALTH-RELATED RESEARCH, AND PATIENT CARE; MAKING USE OF KNOWLEDGE GAINED FROM NEARLY TWO AND A HALF CENTURIES OF LEARNING AND DISCOVERY AS PART OF A WORLD-CLASS UNIVERSITY; DELIVERING HIGH-QUALITY MEDICINE TO PATIENTS ACROSS A FULLY INTEGRATED ACADEMIC HEALTH SYSTEM; AND FULFILLING A COMMITMENT TO IMPROVE THE HEALTH OF PEOPLE IN THE COMMUNITIES SERVED BY THE HEALTH SYSTEM AND AROUND THE WORLD. AS PART OF AN AFFILIATED HEALTHCARE SYSTEM, THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM CONSISTS OF CERTAIN OPERATING DIVISIONS OF THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") AND AFFILIATED ENTITIES, INCLUDING: - THE CHESTER COUNTY HOSPITAL ("CCH"), INCLUDES A 245 BED COMPLEX IN WEST CHESTER, PENNSYLVANIA, AND SATELLITE LOCATIONS IN EXTON, WEST GOSHEN, NEW GARDEN, JENNERSVILLE, AND KENNETT SQUARE, PENNSYLVANIA; - THE HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA ("HUP"), A 727 LICENSED BED QUATERNARY CARE HOSPITAL AND ACADEMIC MEDICAL CENTER LOCATED ON THE CAMPUS OF THE UNIVERSITY IN THE WEST PHILADELPHIA AREA OF PHILADELPHIA, PENNSYLVANIA; - PENN PRESBYTERIAN MEDICAL CENTER OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("PRESBYTERIAN"), A 317 LICENSED BED ACUTE CARE HOSPITAL LOCATED ADJACENT TO THE CAMPUS OF THE UNIVERSITY IN THE WEST PHILADELPHIA AREA OF PHILADELPHIA, PENNSYLVANIA; - PENNSYLVANIA HOSPITAL OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("PENNSYLVANIA HOSPITAL"), A 550 LICENSED BED ACUTE CARE HOSPITAL LOCATED IN THE CENTER CITY AREA OF PHILADELPHIA, PENNSYLVANIA; - THE CLINICAL PRACTICES OF THE UNIVERSITY OF PENNSYLVANIA ("CPUP"), THE APPROVED FACULTY PRACTICE PLAN FOR THE CLINICAL PRACTICES OF MEMBERS OF THE MEDICAL FACULTY OF THE UNIVERSITY'S PERELMAN SCHOOL OF MEDICINE; - CLINICAL CARE ASSOCIATES OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM ("CCA"), A PRIMARY CARE PHYSICIAN NETWORK THAT INCLUDES LOCATIONS IN SOUTHEASTERN PENNSYLVANIA AND SOUTHERN NEW JERSRY THROUGH ITS NEW JERSEY AFFILIATE; - LANCASTER GENERAL HEALTH ("LGH") AND ITS AFFILIATES. LGH OPERATES THREE HOSPITALS IN SOUTH CENTRAL PENNSYLVANIA, INCLUDING LANCASTER GENERAL HOSPITAL, A 533-BED GENERAL ACUTE CARE HOSPITAL, WOMEN & BABIES HOSPITAL, A 98-BED FACILITY SPECIALIZING IN WOMEN'S HEALTH AND MATERNITY SERVICES, AND LANCASTER REHABILITATION HOSPITAL, A 59-BED REHABILITATION HOSPITAL, AS WELL AS 14 OUTPATIENT CENTERS, THREE URGENT CARE SITES, AND A PHYSICIAN PRACTICE NETWORK WITH NEARLY 200 PRIMARY CARE AND SPECIALTY PRACTICES AT 40 PRACTICE SITES; AND - WISSAHICKON HOSPICE, A HOSPICE CARE FACILITY SERVING THE TERMINALLY ILL, LOCATED IN BALA CYNWYD, PENNSYLVANIA. --------------------
PART VI, LINE 7 (STATE FILING OF COMMUNITY BENEFIT REPORT)	N/A

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc	Purpose Of GrantPurposeOfGrantTxt
UNIVERSITY CITY DISTRICT
3940 CHESTNUT ST	PHILADELPHIA	PA	19104	232913784	501(C)(3)	$3,002,833	$0	FMV	N/A	GRANT
SCHOOL DISTRICT OF PHILADELPHIA
440 N BROAD ST	PHILADELPHIA	PA	19130	236004102	GOV'T ORG	$841,340		FMV	N/A	GRANT

Field	Value	IRS element (for citing)
Total501c3 Org	2	Total501c3OrgCnt
Total Other Org	0	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (3 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc
FINANCIAL AID TO UNDERGRADUATE STUDENTS	6676	$213,784,454	N/A	N/A
FINANCIAL AID TO GRADUATE STUDENTS	7688	$206,044,120	N/A	N/A
STUDENT PRIZES AND AWARDS	1613	$5,094,865	N/A	N/A

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE I, PART I, LINE 2

PROCEDURES FOR MONITORING GRANTS THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA'S ("PENN") OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS IS RESPONSIBLE FOR MONITORING THE USE OF GRANT FUNDS PURSUANT TO ESTABLISHED POLICES AND PROTOCOL. THESE POLICIES COVER GRANTS MADE BOTH WITHIN AND OUTSIDE THE U.S. -------------------- TO PROMOTE INCLUSION AND INCREASED ACCESS, PENN PROVIDES GRANT-BASED UNDERGRADUATE FINANCIAL AID PACKAGES AND ADHERES TO A NEED-BLIND ADMISSION POLICY, IN WHICH ADMISSION DECISIONS ARE NOT AFFECTED BY A STUDENTS ABILITY TO PAY OR APPLICATION FOR FINANCIAL AID. THIS POLICY PROVIDES FINANCIAL AID TO ELIGIBLE STUDENTS IN THE FORM OF DIRECT GRANTS AND EMPLOYMENT DURING THE ACADEMIC YEAR. STUDENTS MAY STILL BORROW AT THEIR DISCRETION TO SUPPLEMENT THEIR AID PACKAGES. AN UNDERGRADUATE STUDENT MAY ALSO BE ELIGIBLE FOR FACULTY/STAFF TUITION REMISSION AS A RESULT OF A PARENT BEING ELIGIBLE TO RECEIVE THIS BENEFIT AS A CONDITION OF THEIR EMPLOYMENT. GRADUATE/PROFESSIONAL FINANCIAL AID CAN BE AWARDED BASED ON FINANCIAL NEED, SERVICE (TEACHING FELLOWSHIPS, RESEARCH ASSISTANTSHIPS AND FELLOWSHIPS) OR OTHER CRITERIA SUCH AS MERIT/ACADEMICS. PHD STUDENTS GENERALLY RECEIVE MULTI-YEAR AWARDS COVERING THEIR FULL EDUCATIONAL COSTS. A GRADUATE/PROFESSIONAL STUDENT MAY ALSO BE ELIGIBLE FOR FACULTY/STAFF BENEFIT AS DESCRIBED ABOVE. -----------------------------------------

SCHEDULE I, PART II

DETAIL OF SUB-CONTRACTS IN FURTHERANCE OF ITS RESEARCH ACTIVITIES, THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA MAKES SUB-AWARDS TO OTHER INSTITUTIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "GRANTS AND ASSISTANCE" FOR FORM 990 REPORTING, SINCE THE RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY. DURING THE YEAR ENDED JUNE 30, 2017, THE UNIVERSITY OF PENNSYLVANIA MADE SUB-AWARD PAYMENTS TO 326 RECIPIENTS TOTALING $98,549,060.

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Idemnification Gross Up Pmts	Yes (X)	IdemnificationGrossUpPmtsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (true)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (true)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	false	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (true)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	false	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	false	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	false	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	false	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	false	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (true)	AnyNonFixedPaymentsInd
Initial Contract Exception	false	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (40 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
CRAIG CARNAROLI
EXECUTIVE VICE PRESIDENT	$865,587	$0	$271,400	$0	$154,542	$0	$591,378	$0	$26,483	$0	$1,909,390	$0	$153,852	$0
JEFFREY COOPER
VP GOVT & COMMUNITY RELATIONS	$338,192	$0	$55,000	$0	$22,458	$0	$31,230	$0	$24,044	$0	$470,924	$0	$12,183	$0
BONNIE GIBSON
VP BUDGET AND MGMT ANALYSIS	$348,755	$0	$62,500	$0	$22,650	$0	$32,072	$0	$27,607	$0	$493,584	$0	$20,670	$0
STEPHEN GOLDING
FMR VP FIN. & TREASURER	$68,545	$0	$45,000	$0	$64,632	$0	$9,794	$0	$7,033	$0	$195,004	$0	$24,896	$0
JOHN HEUER
VP HUMAN RESOURCES	$381,173	$0	$64,000	$0	$30,414	$0	$34,605	$0	$34,950	$0	$545,142	$0	$29,224	$0
JOHN HORN
COMPTROLLER	$279,738	$0	$39,000	$0	$2,273	$0	$25,560	$0	$8,782	$0	$355,353	$0	$1,021	$0
LARRY JAMESON
EXEC. VP UPHS & DEAN OF PSOM	$1,638,745	$0	$793,980	$0	$7,380	$0	$775,875	$0	$62,698	$0	$3,278,678	$0	$0	$0
LESLIE KRUHLY
VP AND SECRETARY	$323,875	$0	$55,000	$0	$9,884	$0	$23,850	$0	$19,988	$0	$432,597	$0	$0	$0
STEPHEN J MACCARTHY
VP COMMUNICATIONS	$358,201	$0	$90,883	$0	$1,980	$0	$33,345	$0	$42,721	$0	$527,130	$0	$0	$0
MARYFRANCES MCCOURT
VP FIN. & TREASURER	$345,327	$0	$76,500	$0	$67,590	$0	$31,696	$0	$23,021	$0	$544,134	$0	$0	$0
JOANN MITCHELL
SVP INSTITUTIONAL AFFAIRS	$353,094	$0	$63,400	$0	$20,650	$0	$32,355	$0	$17,632	$0	$487,131	$0	$19,360	$0
THOMAS MURPHY
VP INFO SYSTEMS AND COMPUTING	$436,896	$0	$78,500	$0	$9,558	$0	$32,355	$0	$41,621	$0	$598,930	$0	$0	$0
ANNE PAPAGEORGE
VP FACILITIES AND REAL ESTATE	$417,264	$0	$71,000	$0	$36,513	$0	$37,994	$0	$15,232	$0	$578,003	$0	$35,523	$0
VINCENT PRICE
PROVOST	$710,499	$0	$210,900	$0	$1,290	$0	$325,197	$0	$32,338	$0	$1,280,224	$0	$0	$0
GREGORY ROST
SVP & CHIEF OF STAFF	$510,345	$0	$82,000	$0	$52,416	$0	$42,165	$0	$57,592	$0	$744,518	$0	$51,126	$0
MAUREEN RUSH
VP PUBLIC SAFETY	$302,538	$0	$55,000	$0	$8,508	$0	$27,828	$0	$29,757	$0	$423,631	$0	$6,576	$0
WENDY WHITE
SVP & GENERAL COUNSEL	$661,570	$0	$118,000	$0	$140,010	$0	$23,850	$0	$21,673	$0	$965,103	$0	$100,845	$0
MARIE WITT
VP BUSINESS SERVICES	$323,908	$0	$55,000	$0	$14,506	$0	$29,813	$0	$17,611	$0	$440,838	$0	$13,216	$0
JOHN ZELLER
SVP DEVELOPMENT & ALUMNI RLTNS	$606,259	$0	$110,000	$0	$90,491	$0	$55,350	$0	$25,990	$0	$888,090	$0	$87,596	$0
PETER AMMON
CHIEF INVESTMENT OFFICER	$785,954	$0	$1,462,035	$0	$65,884	$0	$908,600	$0	$12,651	$0	$3,235,124	$0	$65,614	$0
THOMAS E BEEMAN PHD
COO REGIONAL OPERATIONS UPHS	$979,703	$32,867	$452,183	$0	$24,348	$1,250	$198,000	$346,655	$11,997	$413	$1,666,231	$381,185	$0	$381,185
DAWN BONNELL
VICE PROVOST FOR RESEARCH	$417,082	$0	$0	$0	$1,980	$0	$23,850	$0	$10,450	$0	$453,362	$0	$0	$0
JON EPSTEIN
V. DEAN, PSOM	$629,592	$0	$296,406	$0	$1,006	$0	$23,850	$0	$18,234	$0	$969,088	$0	$0	$0
REBECCA COOKE
FMR V. DEAN, ADMIN PSOM	$275,216	$0	$0	$0	$113,541	$0	$0	$0	$22,731	$0	$411,488	$0	$0	$0
REGINA CUNNINGHAM
CEO HUP- AS OF 3/17/17	$376,762	$0	$194,001	$0	$34,592	$0	$35,000	$0	$21,054	$0	$661,409	$0	$15,120	$0
ELIZABETH B JOHNSTON
EXECUTIVE DIRECTOR CPUP	$609,608	$0	$285,499	$0	$167,249	$0	$124,601	$0	$8,236	$0	$1,195,193	$0	$137,489	$0
KEITH KASPER
CFO, UPHS	$712,954	$0	$334,821	$0	$176,381	$0	$147,501	$0	$28,616	$0	$1,400,273	$0	$122,326	$0
KEVIN MAHONEY
EVP,PROG DEV&EXEC VICE DEAN	$861,000	$0	$371,763	$0	$178,292	$0	$158,001	$0	$23,720	$0	$1,592,776	$0	$150,445	$0
CHRISTOPHER MASOTTI
VICE DEAN ADMIN PSOM	$334,183	$0	$34,800	$0	$75,375	$0	$23,850	$0	$24,946	$0	$493,154	$0	$0	$0
RALPH MULLER
CEO, UPHS	$1,596,051	$0	$773,426	$0	$351,266	$0	$490,715	$0	$11,978	$0	$3,223,436	$0	$0	$0
PHILLIP OKALA
COO PHILADELPHIA OPERATIONS	$641,436	$0	$310,786	$0	$91,252	$0	$0	$0	$23,732	$0	$1,067,206	$0	$70,693	$0
PETER D QUINN MD DMD
SVP,VICE DEAN,PROF SERV UPHS	$901,049	$0	$601,431	$0	$10,401	$0	$23,850	$0	$17,996	$0	$1,554,727	$0	$0	$0
GARRY L SCHEIB
COO, UPHS- THRU 3/31/17	$964,563	$0	$452,909	$0	$863,534	$0	$0	$0	$18,630	$0	$2,299,636	$0	$823,195	$0
BETH A WINKELSTEIN
VICE PROVOST FOR EDUCATION	$354,073	$0	$0	$0	$344	$0	$19,850	$0	$8,804	$0	$383,071	$0	$0	$0
THOMAS CURRAN MD
CHOP - PATHOLOGY	$0	$0	$174,335	$0	$2,929,647	$0	$0	$0	$0	$0	$3,103,982	$0	$103,952	$0
MICHAEL SEAN GRADY MD
SURGEON - OTORHINOLARYNGOLOGY	$1,384,007	$0	$558,450	$0	$63,271	$0	$34,071	$0	$27,571	$0	$2,067,370	$0	$51,449	$0
DAVID NAZARIAN MD
CPUP ORTHOPAEDIC SURGEON	$1,576,379	$0	$0	$0	$415,244	$0	$34,071	$0	$21,057	$0	$2,046,751	$0	$0	$0
THOMAS L SPRAY MD
CHOP - SURGEON	$1,495,458	$0	$0	$0	$471,763	$0	$23,850	$0	$13,066	$0	$2,004,137	$0	$0	$0
WILLIAM J GAYNOR MD
CPUP SURGEON	$991,993	$0	$598,652	$0	$200,350	$0	$23,850	$0	$40,393	$0	$1,855,238	$0	$0	$0
DR AMY GUTMANN
PRESIDENT, EX-OFFICIO TRUSTEE	$1,312,971	$0	$1,508,593	$0	$349,360	$0	$696,350	$0	$40,757	$0	$3,908,031	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE J, PART I, LINE 1A	DETAIL OF ADDITIONAL BENEFITS PROVIDED FIRST CLASS OR CHARTER TRAVEL THE MODE OF AIR TRAVEL UTILIZED BY UNIVERSITY EMPLOYEES IS EXPECTED TO BE THE LEAST COSTLY OPTION, CONSISTENT WITH THE ITINERARY AND PARTICULAR UNIVERSITY BUSINESS PURPOSE INVOLVED. ON FEDERALLY FUNDED PROJECTS, COMPLIANCE WITH THE FLY AMERICA ACT TAKES PRECEDENCE OVER CHOOSING A LESS EXPENSIVE FOREIGN CARRIER. IN CERTAIN LIMITED CIRCUMSTANCES, CERTAIN INDIVIDUALS MAY TRAVEL FIRST CLASS. ANY FIRST CLASS EXCEPTIONS TO THE UNIVERSITY'S POLICY ARE SUBJECT TO APPROPRIATE REVIEW AND APPROVAL. TRAVEL FOR COMPANIONS TRAVEL EXPENSES OF A SPOUSE (OR DEPENDENT) MAY BE PROVIDED BY THE UNIVERSITY AS A REGULAR BUSINESS EXPENSE ONLY IF THE TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. FURTHER, TRAVEL EXPENSES FOR SPOUSES AND DEPENDENTS ARE ALLOWABLE DURING THE INTERVIEW PROCESS PRIOR TO AN EMPLOYMENT OFFER, SINCE EMPLOYMENT IS CONSIDERED A FAMILY DECISION. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS THE UNIVERSITY MAY PROVIDE TAX GROSS-UP PAYMENTS UNDER CERTAIN CIRCUMSTANCES WITH APPROPRIATE APPROVAL. THE UNIVERSITY DOES NOT GENERALLY PROVIDE TAX INDEMNIFICATIONS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/HEALTH OR SOCIAL CLUB DUES/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE UNIVERSITY ALSO PROVIDES A HEALTH/SOCIAL CLUB MEMBERSHIP, TO BE USED BY THE PRESIDENT IN CONNECTION WITH HER DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE CLUB MEMBERSHIP, HOUSEHOLD STAFF OR OTHER PERSONAL EXPENSES INCURRED. --------------------
SCHEDULE J, PART I, LINE 4B	SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PARTICIPATION THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") MAINTAINS A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("SERP") DESIGNED FOR SENIOR ADMINISTRATORS AND DEANS OF THE UNIVERSITY AS DESIGNATED BY THE BOARD OF TRUSTEES WHO HAVE MADE THE 5% EMPLOYEE CONTRIBUTION TO THE UNIVERSITY'S 403(B) PLAN, HAVE UNIVERSITY COMPENSATION OVER CERTAIN IRS PROSCRIBED THRESHOLDS, AND ARE ACTIVELY EMPLOYED BY THE UNIVERSITY WHEN THE CONTRIBUTION IS MADE. VESTING IN THE SERP OCCURS AFTER EACH THREE YEARS OF PARTICIPATION AND UPON THE OCCURRENCE OF CERTAIN EVENTS (ATTAINMENT OF AGE 65, DEATH, DISABILITY, OR INVOLUNTARY TERMINATION WITHOUT "CAUSE"). CONTRIBUTIONS FOR THOSE WHO HAVE REACHED AGE 65 WILL BE FULLY VESTED WHEN MADE. UPON REACHING A VESTING DATE, PARTICIPANTS WILL AUTOMATICALLY RECEIVE A "PARTIAL" DISTRIBUTION WHICH WILL BE WITHHELD TO SATISFY THE TAX CONSEQUENCES OF VESTING. THE BALANCE OF VESTED SERP ACCOUNT WILL REMAIN IN THE PLAN AND WILL BE DISTRIBUTED (PLUS OR MINUS INVESTMENT EARNINGS/LOSSES) UPON TERMINATION OF EMPLOYMENT. PARTICIPANTS WHO VOLUNTARILY TERMINATE BEFORE VESTING WILL FORFEIT THE BALANCE IN THEIR ACCOUNTS. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN THE UNIVERSITY SERP PLAN DURING THE YEAR AND/OR RECEIVED EMPLOYER PAID AMOUNTS DURING THE YEAR: AMMON, PETER- $65,614 CARNAROLI, CRAIG- $153,852 COOPER, JEFFREY- $19,563 GIBSON, BONNIE- $20,670 GOLDING, STEPHEN- $75,286 HEUER, JOHN- $29,224 HORN, JOHN- $1,021 KRUHLY, LESLIE- $5,985 MACCARTHY, STEPHEN J.- NO DISTRIBUTION MCCOURT, MARYFRANCES- NO DISTRIBUTION MITCHELL, JOANN- $19,360 MURPHY, THOMAS- NO DISTRIBUTION PAPAGEORGE, ANNE- $35,523 PRICE, VINCENT- NO DISTRIBUTION ROST, GREGORY- $51,126 RUSH, MAUREEN- $6,576 WHITE, WENDY- $137,115 WITT, MARIE- $13,216 ZELLER, JOHN- $87,596 THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM (THE "HEALTH SYSTEM") MAINTAINS A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("SERP") DESIGNED FOR SENIOR ADMINISTRATORS OF THE HEALTH SYSTEM, AS DESIGNATED BY THE BOARD OF TRUSTEES, WHO ARE ACTIVELY EMPLOYED BY THE HEALTH SYSTEM WHEN THE CONTRIBUTIONS ARE MADE. VESTING IN THE SERP OCCURS AFTER EACH THREE YEARS OF PARTICIPATION AND UPON THE OCCURRENCE OF CERTAIN EVENTS (ATTAINMENT OF AGE 65, DEATH, DISABILITY, OR INVOLUNTARY TERMINATION WITHOUT "CAUSE"). CONTRIBUTIONS FOR THOSE WHO HAVE REACHED AGE 65 WILL BE FULLY VESTED WHEN MADE. UPON REACHING A VESTING DATE, PARTICIPANTS WILL AUTOMATICALLY RECEIVE A FULL DISTRIBUTION WHICH IS TAXABLE AS EARNED INCOME. PARTICIPANTS WHO VOLUNTARILY TERMINATE BEFORE VESTING WILL FORFEIT THE BALANCE IN THEIR ACCOUNTS. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN THE HEALTH SYSTEM SERP PLAN DURING THE YEAR AND/OR RECEIVED EMPLOYER PAID AMOUNTS DURING THE YEAR: BEEMAN, THOMAS E.- NO DISTRIBUTION CUNNINGHAM, REGINA- $15,120 JOHNSTON, ELIZABETH B.- $137,489 KASPER, KEITH- $122,326 MAHONEY, KEVIN- $150,445 MULLER, RALPH- $314,561 OKALA, PHILIP- $70,693 SCHEIB, GARRY L.- $823,195 -------------------- LANCASTER GENERAL HEALTH IS AN AFFILIATE OF THE UNIVERSITY. THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A PARTICIPATED IN THE LANCASTER GENERAL HEALTH SERP PLAN DURING THE YEAR AND/OR RECEIVED EMPLOYER PAID AMOUNTS DURING THE YEAR: BEEMAN, THOMAS E.- $344,354 --------------------
SCHEDULE J, PART I, LINE 7	PROVISION OF NON-FIXED PAYMENTS THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA PROVIDES DISCRETIONARY BONUS AND/OR INCENTIVE COMPENSATION PAYMENTS TO ELIGIBLE EMPLOYEES. PAYMENTS MADE TO ANY DISQUALIFIED PERSON, AS DESCRIBED IN INTERNAL REVENUE CODE SECTION 4958, ARE APPROVED BY THE COMPENSATION COMMITTEE THROUGH THE PROCESS DESCRIBED IN FORM 990, PART VI, SECTION B, LINE 15. --------------------
SCHEDULE J, PART II	ADDITIONAL DETAIL REGARDING COMPENSATION REPORTED THOMAS L. SPRAY, MD AND THOMAS CURRAN, MD HOLD ACADEMIC APPOINTMENTS AT THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY"). THESE INDIVIDUALS PERFORM THEIR CLINICAL PRACTICE DUTIES AT A NEARBY, UNRELATED, THIRD PARTY, CHILDREN'S HOSPITAL (THE "THIRD PARTY HOSPITAL"). FOR ADMINISTRATIVE SIMPLICITY PURPOSES, THE UNIVERSITY PROVIDES THE PAYROLL FUNCTION FOR BOTH PORTION'S OF THE SALARIES OF THESE PHYSICIANS. THE THIRD PARTY HOSPITAL THEN REIMBURSES THE UNIVERSITY FOR THE CLINICAL PORTION OF THE SALARIES OF THESE PHYSICIANS.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
PA HIGHER ED FACILITIES AUTHORITY- SERIES B 2009
A	222243852	70917RUS2	2009-03-16	$44,226,561	REFUND 2008A (REFUNDING 2002B)	Yes (true)	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES C 2009
B	222243852	70917RUS2	2009-03-16	$31,057,669	PARTIAL REFUND OF 1998 BONDS	Yes (true)	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES OF 2010
C	222243852	70917RP33	2010-10-13	$77,125,325	COMPLETE REFUND OF 1998 BONDS	Yes (true)	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2011
D	222243852	70917RS30	2011-03-02	$150,994,928	CONSTRUCTION/RENOVATION PROJECTS	Yes (true)	false	false

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	In Reserve FundInReserveFundAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Credit EnhancementCreditEnhancementAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$35,497,561	$22,672,797	$44,226,561	$0	$0	$0	$327,620	$0	$0	$0	$43,898,941	$0	2002	Yes (true)	false	Yes (true)	Yes (true)
B	$19,205,669	$14,011,309	$31,057,669	$0	$0	$0	$224,995	$0	$0	$0	$30,832,674	$0	1998	Yes (true)	false	Yes (true)	Yes (true)
C	$59,269,325	$59,609,160	$77,125,325	$0	$0	$0	$547,309	$0	$0	$0	$76,578,016	$0	1998	Yes (true)	false	Yes (true)	Yes (true)
D	$139,810,928	$153,102,869	$151,000,014	$0	$0	$0	$815,635	$0	$0	$150,184,379	$0	$0	2011	false	false	Yes (true)	Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Any Research AgreementsAnyResearchAgreementsInd	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Remedial Action TakenRemedialActionTakenInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A
B
C
D	false	false	false	false	false	false	false	Yes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Exception To RebateExceptionToRebateInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Business Name Line1GICProviderName/BusinessNameLine1Txt	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
A	false	Yes (true)	false	false	false	0	false	Yes (true)
0
B	false	Yes (true)	false	false	false	0	false	Yes (true)
0
C	false	Yes (true)	false	false	false	0	false	Yes (true)
0
D	false	Yes (true)	false	false	false	0	false	Yes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (true)
B	Yes (true)
C	Yes (true)
D	Yes (true)

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
TAX-EXEMPT BONDS- DESCRIPTION OF BOND ISSUES: ALLOCATION OF PROCEEDS	FORM 990, SCHEDULE K, PART I A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY-UPHS SERIES C OF 2016 BOND ISSUE HAS BEEN ALLOCATED TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852) AND PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725), RELATED IRC SECTION 501(C)(3) ORGANIZATIONS. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A&B OF 2016 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUTSTANDING BALANCE WAS $15,050,050 FOR PRESBYTERIAN MEDICAL CENTER AND $15,050,052 FOR PENNSYLVANIA HOSPITAL OF UPHS AS OF JUNE 30, 2017. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY-UPHS SERIES A&B OF 2016 BOND ISSUE HAS BEEN ALLOCATED TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725), AND LANCASTER GENERAL HOSPITAL (EIN 23-1365353), RELATED IRC SECTION 501(C)(3) ORGANIZATIONS. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A&B OF 2016 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUTSTANDING BALANCE WAS $3,186,1136 FOR PRESBYTERIAN MEDICAL CENTER, $37,758,683 FOR PENNSYLVANIA HOSPITAL, AND $190,249,000 FOR LANCASTER GENERAL HOSPITAL AS OF JUNE 30, 2017. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY-UPHS SERIES A OF 2015 BOND ISSUE HAS BEEN ALLOCATED TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), A RELATED IRC SECTION 501(C)(3) ORGANIZATION. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A OF 2015 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUTSTANDING BALANCE WAS $77,281,220 FOR PRESBYTERIAN MEDICAL CENTER AS OF JUNE 30, 2017. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY-UPHS SERIES A OF 2014 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725), PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), AND TO CHESTER COUNTY HOSPITAL (EIN 23-0469150), RELATED IRC SECTION 501(C)(3) ORGANIZATIONS. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A OF 2014 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUTSTANDING BALANCE WAS $4,000,000 FOR PENNSYLVANIA HOSPITAL, $15,000,000 FOR PRESBYTERIAN MEDICAL CENTER, AND $50,000,000 FOR CHESTER COUNTY HOSPITAL AS OF JUNE 30, 2017. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A 2012 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725) AND TO PRESBYTERIAN MEDICAL CENTER (EIN 23-2810852), RELATED IRC SECTION 501(C)(3) ORGANIZATIONS. SINCE THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA ("UNIVERSITY") REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE UPHS SERIES A 2012 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUTSTANDING BALANCE WAS $29,306,059 FOR PENNSYLVANIA HOSPITAL AND $21,979,545 FOR PRESBYTERIAN MEDICAL CENTER AS OF JUNE 30, 2017. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY-UPHS SERIES A OF 2009 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725), A RELATED IRC SECTION 501(C)(3) ORGANIZATION. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A OF 2009 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUTSTANDING BALANCE FOR PENNSYLVANIA HOSPITAL WAS $43,429,000 AS OF JUNE 30, 2017. A PORTION OF THE PA HIGHER ED FACILITIES AUTHORITY-UPHS SERIES A OF 2008 BOND ISSUE HAS BEEN ALLOCATED TO PENNSYLVANIA HOSPITAL OF UPHS (EIN 31-1538725), A RELATED IRC SECTION 501(C)(3) ORGANIZATION. SINCE THE UNIVERSITY REMAINS AS THE PRIMARY OBLIGOR OF THE BOND, ALL INFORMATION REGARDING THE SERIES A OF 2008 BOND ISSUE HAS BEEN REPORTED ON THE FORM 990, SCHEDULE K OF THE UNIVERSITY. THE TOTAL ALLOCATED OUTSTANDING BALANCE FOR PENNSYLVANIA HOSPITAL WAS $15,483,147 AS OF JUNE 30, 2017. --------------------
TAX-EXEMPT BONDS- ADDITIONAL DETAIL FOR PROCEEDS OF ISSUES	FORM 990, SCHEDULE K, PART II, LINE 3 FOR PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2011, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $5,086 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES AUTHORITY- SERIES AB 2015, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $1,622,136 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2016, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $2,606,934 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A 2012, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $27,570 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES OF 2015, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $2,600 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES A&B 2016, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $2,069,625 IN TOTAL INVESTMENT EARNINGS. FOR PA HIGHER ED FACILITIES AUTHORITY- UPHS SERIES C 2016, THE TOTAL PROCEEDS OF ISSUE REPORTED INCLUDES $41,652 IN TOTAL INVESTMENT EARNINGS. ------------------
TAX-EXEMPT BONDS- ADDITIONAL DETAIL FOR PRIVATE BUSINESS USE PERCENTAGES	FORM 990, SCHEDULE K, PART III FOR THE PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2017, SERIES A 2011, UPHS SERIES C OF 2016, UPHS SERIES A&B OF 2016 (NEW-MONEY PORTION ONLY), UPHS SERIES OF 2015 (NEW-MONEY PORTION ONLY), UPHS SERIES A OF 2014, UPHS SERIES A OF 2012, AND UPHS SERIES A OF 2008, THE UNIVERSITY HAS SPECIFICALLY ALLOCATED EQUITY TO ALL SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME. AS SUCH, THE UNIVERSITY HAS REPORTED NO PRIVATE BUSINESS USE FOR THESE BOND PROCEEDS ON FORM 990, SCHEDULE K, PART III, LINES 4 AND 5. ------------------

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
PA HIGHER ED FACILITIES AUTHORITY- SERIES AB 2015
A	222243852	70917SPV9	2015-04-16	$423,474,654	REFUND2005A,C;2009A,B,C;2010;2011A	false	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2016
B	222243852	70917SWG4	2016-04-28	$187,067,793	ADVANCE REFUNDING OF MULT. BONDS	false	false	false
PA HIGHER ED FACILITIES AUTHORITY- SERIES A 2017
C	222243852	70917SD59	2017-01-19	$200,857,522	RENOVATIONS OF VARIOUS BLDGS	false	false	false
WASHINGTON COUNTY AUTHORITY- SERIES OF 2004
D	222243852	938591BF0	2004-05-27	$62,500,000	REDEEM 1985 BONDS	false	false	false

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	In Reserve FundInReserveFundAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Credit EnhancementCreditEnhancementAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$13,260,654	$0	$425,096,790	$0	$0	$288,191,801	$0	$0	$0	$0	$136,904,989	$0	2015	Yes (true)	Yes (true)	Yes (true)	Yes (true)
B	$1,017,793	$0	$189,674,727	$0	$0	$178,245,027	$1,203,670	$0	$0	$0	$10,226,030	$0	2016	false	Yes (true)	Yes (true)	Yes (true)
C	$468,522	$0	$200,857,522	$0	$0	$0	$857,522	$0	$0	$0	$199,976,900	$23,100		false	false	false	Yes (true)
D	$9,100,000	$0	$62,500,000	$0	$0	$0	$465,649	$0	$0	$0	$62,034,351	$0	2004	Yes (true)	false	Yes (true)	Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropPct	Remedial Action TakenRemedialActionTakenInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd
A	false	Yes (true)	Yes (true)	Yes (true)	false	0.00001	0.00022	0.00023	false	false	0.00000	false	Yes (true)
B	false	Yes (true)	false		Yes (true)	0.00132	0.00529	0.00661	false	false	0.00000	false	Yes (true)	Yes (true)
C	false	false	false		false	0.00000	0.00000	0.00000	false	false	0.00000	false	Yes (true)
D						0

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Exception To RebateExceptionToRebateInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Business Name Line1GICProviderName/BusinessNameLine1Txt	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd	Rebate Not Due YetRebateNotDueYetInd
0
A	false	Yes (true)	false	false	false	0	false	Yes (true)
0
B	false	Yes (true)	false	false	false	0	false	Yes (true)
0
C	false		false	false	false	0	false	Yes (true)	Yes (true)
0
D	false	Yes (true)	Yes (true)	false	false	0	false	Yes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (true)
B	Yes (true)
C	Yes (true)
D	Yes (true)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2008
A	222243852	70917RPY5	2008-04-16	$105,805,000	REFUND PHX 2002; CAPITAL PROJECT	false	false	false
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES B 2008
B	222243852	70917RTN5	2008-11-05	$198,316,551	REFUND UPHS SERIES C&D 2005	Yes (true)	false	false
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2012
C	222243852	70917R5B7	2012-05-02	$149,995,567	EXPANSION/FACILITY ENHANCEMENT	false	false	false
PA HIGHER ED FACILITIES ATHRTY- UPHS SERIES A 2014
D	222243852	XXXXXXXXX	2014-06-12	$100,000,000	VARIOUS CAPITAL PROJECTS	false	false	false

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	In Reserve FundInReserveFundAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Credit EnhancementCreditEnhancementAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$35,810,000	$0	$105,805,000	$0	$0	$0	$786,485	$79,656	$0	$0	$81,538,099	$23,400,760	2009	Yes (true)	false	Yes (true)	Yes (true)
B	$146,487,551	$97,230,000	$198,316,551	$0	$0	$0	$2,241,551	$0	$0	$0	$196,075,000	$0	2005	Yes (true)	false	Yes (true)	Yes (true)
C	$3,465,567	$0	$150,023,137	$0	$0	$0	$1,006,804	$0	$0	$0	$149,016,333	$0	2013	false	false	Yes (true)	Yes (true)
D	$0	$0	$100,000,000	$0	$0	$0	$400,175	$0	$0	$99,599,825	$0	$0	2014	false	false	Yes (true)	Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Any Research AgreementsAnyResearchAgreementsInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Remedial Action TakenRemedialActionTakenInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd
A	false	false	false	false	0.00000	0.00000	0.00000	false	false	false	Yes (true)
B	false	Yes (true)	Yes (true)	Yes (true)	0.00103	0.00015	0.00118	false	false	false	Yes (true)	Yes (true)	Yes (true)
C	false	false	false	false	0.00000	0.00000	0.00000	false	false	false	Yes (true)
D	false	false	false	false	0.00000	0.00000	0.00000	false	false	false	Yes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Exception To RebateExceptionToRebateInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Business Name Line1GICProviderName/BusinessNameLine1Txt	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
A	false	Yes (true)	Yes (true)	false	false	0	false	Yes (true)
0
B	false	Yes (true)	false	false	false	0	false	Yes (true)
0
C	false	Yes (true)	false	false	false	0	false	Yes (true)
0
D	false	Yes (true)	Yes (true)	false	false	0	false	Yes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (true)
B	Yes (true)
C	Yes (true)
D	Yes (true)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (3 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
PA HIGHER ED FACILITIES ATHRTY-UPHS SERIES OF 2015
A	222243852	70917SSJ3	2015-05-19	$398,010,258	ADV/CUR REFUND; VAR CAP PROJECTS	false	false	false
PA HIGHER ED FACILITIES-UPHS SERIES AB 2016
B	222243852	514045M75	2016-04-07	$346,410,442	ADV. REFUND; VARIOUS CAP. PROJECTS	false	false	false
PA HIGHER ED FACILITIES ATHRTY-UPHS SERIES C 2016
C	222243852	70917SYU1	2017-01-17	$151,191,978	ADV. REFUNDING OF UPHS 2011A	false	false	false

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (3 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	In Reserve FundInReserveFundAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Credit EnhancementCreditEnhancementAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$41,085,258	$0	$398,012,858	$0	$0	$97,230,000	$2,275,487	$0	$0	$150,000,000	$148,507,371	$0	2015	Yes (true)	Yes (true)	Yes (true)	Yes (true)
B	$8,453,442	$0	$348,480,067	$0	$0	$143,599,469	$2,769,452	$0	$0	$147,000,000	$50,086,544	$5,024,602		false	Yes (true)	false	Yes (true)
C	$690,978	$0	$151,233,630	$0	$0	$143,952,605	$1,186,723	$0	$0	$0	$6,094,302	$0	2016	false	Yes (true)	Yes (true)	Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (3 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Remedial Action TakenRemedialActionTakenInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	false	Yes (true)	Yes (true)	Yes (true)	Yes (true)	Yes (true)	0.00174	0.00015	0.00189	false	false	false	Yes (true)
B	false	Yes (true)	false		false		0.00020	0.00000	0.00020	false	false	false	Yes (true)
C	false	false	false		false		0.00000	0.00000	0.00000	false	false	false	Yes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (3 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Exception To RebateExceptionToRebateInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Business Name Line1GICProviderName/BusinessNameLine1Txt	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
A	false	Yes (true)	false	false	false	0	false	Yes (true)
0
B	false	Yes (true)	false	false	false	0	false	Yes (true)
0
C	false	Yes (true)	false	false	false	0	false	Yes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (3 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (true)
B	Yes (true)
C	Yes (true)

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (5 entries)

Relationship With OrgRelationshipWithOrgTxt	Loan PurposeLoanPurposeTxt	Loan From OrganizationLoanFromOrganizationInd	Original PrincipalOriginalPrincipalAmt	Balance DueBalanceDueAmt	DefaultDefaultInd	Board Or Committee ApprovalBoardOrCommitteeApprovalInd	Written AgreementWrittenAgreementInd
DR AMY GUTMANN
PRESIDENT	RETENTION/RECRUITMNT	Yes (X)	$1,250,000	$750,000	false	Yes (true)	Yes (true)
GEOFFREY M GARRETT
DEAN	RETENTION/RECRUITMNT	Yes (X)	$150,000	$105,357	false	Yes (true)	Yes (true)
PAM GROSSMAN
DEAN	RETENTION/RECRUITMNT	Yes (X)	$150,000	$111,667	false	Yes (true)	Yes (true)
R VIJAY KUMAR
DEAN	RETENTION/RECRUITMNT	Yes (X)	$500,000	$500,000	false	Yes (true)	Yes (true)
ANTONIA M VILLARUEL
DEAN	RETENTION/RECRUITMNT	Yes (X)	$150,000	$108,929	false	Yes (true)	Yes (true)

Field	Value	IRS element (for citing)
Total Balance Due	$1,575,953	TotalBalanceDueAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE L, PART III

GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS CERTAIN OFFICERS AND/OR KEY EMPLOYEES OF THE UNIVERSITY MAY RECEIVE TUITION ASSISTANCE FROM THE ORGANIZATION. THE AMOUNT OF SUCH ASSISTANCE HAS BEEN ACCOUNTED FOR AS A COMPONENT OF OVERALL COMPENSATION REPORTED FOR EACH APPLICABLE OFFICER/KEY EMPLOYEE ON FORM 990, PART VII. AS A RESULT, PURSUANT TO THE FORM 990, SCHEDULE L INSTRUCTIONS, SUCH AMOUNTS HAVE NOT BEEN ALSO REPORTED ON SCHEDULE L, PART III. --------------------

SCHEDULE L, PART IV

BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS DURING THE NORMAL COURSE OF ITS OPERATIONS AND AFTER APPROPRIATE REVIEW, THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") MAY OCCASIONALLY TRANSACT BUSINESS WITH PERSONS AND/OR ORGANIZATIONS DESCRIBED ON FORM 990, PART IV, LINE 28. IN THIS REGARD, THE UNIVERSITY ADHERES TO A CONFLICT OF INTEREST POLICY AND ANY SUCH TRANSACTIONS ARE CONDUCTED AT AN ARMS-LENGTH BASIS. FOR THE YEAR ENDED JUNE 30, 2017, NO TRANSACTIONS WERE IDENTIFIED THAT WERE REQUIRED TO BE DISCLOSED ON FORM 990, SCHEDULE L, PART IV. --------------------

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	10	ContributionCnt
Noncash Contributions Rpt F990	$1,165,101	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Art Historical Treasures		ArtHistoricalTreasuresGrp
Art Fractional Interest		ArtFractionalInterestGrp

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$1,805,752	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Clothing And Household Goods		ClothingAndHouseholdGoodsGrp
Cars And Other Vehicles		CarsAndOtherVehiclesGrp
Boats And Planes		BoatsAndPlanesGrp
Intellectual Property		IntellectualPropertyGrp
Securities Publicly Traded		SecuritiesPubliclyTradedGrp
Securities Closely Held Stock		SecuritiesCloselyHeldStockGrp
Secur Prtnrshp Trust Intrsts		SecurPrtnrshpTrustIntrstsGrp

Securities Miscellaneous SecuritiesMiscellaneousGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	931	ContributionCnt
Noncash Contributions Rpt F990	$39,311,879	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FAIR MARKET VALUE	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Qualified Contrib Hist Struct		QualifiedContribHistStructGrp
Qualified Contrib Other		QualifiedContribOtherGrp
Real Estate Residential		RealEstateResidentialGrp
Real Estate Commercial		RealEstateCommercialGrp
Real Estate Other		RealEstateOtherGrp
Collectibles		CollectiblesGrp
Food Inventory		FoodInventoryGrp
Drugs And Medical Supplies		DrugsAndMedicalSuppliesGrp
Taxidermy		TaxidermyGrp
Historical Artifacts		HistoricalArtifactsGrp
Scientific Specimens		ScientificSpecimensGrp
Archaeological Artifacts		ArchaeologicalArtifactsGrp

Other Non Cash Contri Table OtherNonCashContriTableGrp (2 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	DONATED EQUIPMENT	4	$142,990	FAIR MARKET VALUE
Yes (X)	OTHER GIFTS IN KIND	27	$421,766	FAIR MARKET VALUE

Field	Value	IRS element (for citing)
Form8283 Received	0	Form8283ReceivedCnt
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (true)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (true)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE M,PART I, LINE 32B	FormAndLineReferenceDesc
Explanation	UTILIZATION OF THIRD PARTIES FOR SALES IN RARE INSTANCES WHERE NON-RARE, DUPLICATE, DONATIONS OF ART, HISTORICAL ASSETS OR OTHER SIMILAR ASSETS ARE RECEIVED, SUCH ITEMS MAY BE SENT TO A NON-PROFIT VENDOR FOR RESALE. THE UNIVERSITY THEN RECEIVES A PORTION OF THE SALES PRICE. THE TOTAL ACTIVITY WITH THIS VENDOR TYPICALLY GENERATES LESS THAN $2,000 PER YEAR.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART X	BALANCE SHEET CERTAIN PRIOR YEAR BALANCES HAVE BEEN RESTATED TO CONFORM TO THE CURRENT YEAR PRESENTATION -------------------- FORM 990, PART IV, LINE 28 & FORM 990, SCHEDULE L, PART IV BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS DURING THE NORMAL COURSE OF ITS OPERATIONS AND AFTER APPROPRIATE REVIEW, THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") MAY OCCASIONALLY TRANSACT BUSINESS WITH PERSONS AND/OR ORGANIZATIONS DESCRIBED ON FORM 990, PART IV, LINE 28. IN THIS REGARD, THE UNIVERSITY ADHERES TO A CONFLICT OF INTEREST POLICY AND ANY SUCH TRANSACTIONS ARE CONDUCTED AT AN ARMS-LENGTH BASIS. FOR THE YEAR ENDED JUNE 30, 2017, NO TRANSACTIONS WERE IDENTIFIED THAT WERE REQUIRED TO BE DISCLOSED ON FORM 990, SCHEDULE L, PART IV. --------------------
FORM 990, PART VI, SECTION A, LINE 9	TRUSTEE WHO CANNOT BE REACHED AT THE ORGANIZATION'S ADDRESS TRUSTEE JAY S. FISHMAN PASSED AWAY ON AUGUST 19, 2016. -------------------- FORM 990, PART VI, SECTION B, LINE 11 FORM 990 REVIEW PROCESS THE FIRST DRAFT OF THE FEDERAL FORM 990 IS RECEIVED FROM OUR TAX CONSULTING FIRM, PRICEWATERHOUSECOOPERS LLP ("PWC"), ON APPROXIMATELY MARCH 15TH OF THE FILING YEAR AND REVIEWED BY THE ASSOCIATE COMPTROLLER. THE FORM 990 IS THEN DISTRIBUTED TO VARIOUS SENIOR FINANCIAL MANAGEMENT OFFICIALS, INCLUDING THE COMPTROLLER, CFO OF THE HEALTH SYSTEM, AND VICE PRESIDENT FOR FINANCE AND TREASURER PRIOR TO MEETING WITH PWC AND THE ASSOCIATE COMPTROLLER TO DISCUSS AND FINALIZE THE FORM. A "FINAL" DRAFT COPY OF THE FEDERAL FORM 990 IS DISTRIBUTED ELECTRONICALLY TO THE AUDIT AND COMPLIANCE COMMITTEE PRIOR TO THE FILING DEADLINE. THE FINAL COPY OF THE FEDERAL FORM 990 IS POSTED TO THE TRUSTEES' WEB SITE FOR DISTRIBUTION AND REVIEW BY ALL TRUSTEES PRIOR TO THE ACTUAL FILING DEADLINE. --------------------
FORM 990, PART VI, SECTION B, LINE 12C	CONFLICT OF INTEREST POLICY EACH COVERED PERSON* ANNUALLY SHALL COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE PROVIDED BY THE UNIVERSITY AND SHALL UPDATE SUCH QUESTIONNAIRE PROMPTLY AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. FORMER BOARD MEMBERS WHO ARE NOT TRUSTEE EMERITI ARE ENCOURAGED BUT NOT REQUIRED TO COMPLETE THE QUESTIONNAIRE DURING THE FIVE-YEAR PERIOD FOLLOWING COMPLETION OF THEIR TERMS. COMPLETED QUESTIONNAIRES SHALL BE RETURNED TO THE OFFICE OF THE SECRETARY AND SHALL BE SUBJECT TO REVIEW BY SUCH OFFICE AND THE OFFICE OF THE GENERAL COUNSEL, AS WELL AS BY ANY OUTSIDE LEGAL COUNSEL AND/OR AUDITORS WHO MAY BE APPOINTED TO ADVISE THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES APPOINTED TO OVERSEE THIS POLICY. COMPLETED QUESTIONNAIRES ALSO SHALL BE AVAILABLE FOR INSPECTION BY ANY BOARD MEMBER. *COVERED PERSONS INCLUDE: (1) VOTING MEMBERS OF THE BOARD OF TRUSTEES (INCLUDING CHARTER TRUSTEES, TERM TRUSTEES, ALUMNI TRUSTEES, AND COMMONWEALTH TRUSTEES); (2) TRUSTEE EMERITI WHO HAVE SERVED IN THAT CAPACITY FOR FIVE YEARS OR LESS; (3) OTHER FORMER VOTING TRUSTEES FOR A PERIOD OF FIVE YEARS FROM THE END OF THEIR TERM AS SUCH; (4) OFFICERS AS DEFINED IN THE STATUTES; (5) MEMBERS OF THE INVESTMENT BOARD; AND (6) KEY EMPLOYEES. EACH COVERED PERSON (EXCEPT FORMER BOARD MEMBERS WHO ARE NOT TRUSTEE EMERITI) SHALL BE REQUIRED TO ACKNOWLEDGE, NOT LESS THAN ANNUALLY, THAT HE OR SHE HAS READ AND IS IN COMPLIANCE WITH THIS POLICY. --------------------
FORM 990, PART VI, SECTION B, LINE 15	COMPENSATION PROCESS THE MEMBERSHIP OF THE COMPENSATION COMMITTEE CONSISTS OF AT LEAST 5 DISINTERESTED, VOTING MEMBERS OF THE BOARD OF TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA. THE COMMITTEE HAS THE AUTHORITY AND RESPONSIBILITY BOTH FOR PROVIDING OVERSIGHT AND REVIEW OF THE EXECUTIVE COMPENSATION PROCESS, OVERSIGHT AND REVIEW OF THE ACTUAL COMPENSATION DECISIONS, AND FOR REVIEWING ACTUAL AND PERCEIVED CONFLICT OF INTEREST TRANSACTIONS INVOLVING TRUSTEES AND STATUTORY OFFICERS ACCORDING TO GUIDELINES ESTABLISHED BY THE UNIVERSITY'S CONFLICT-OF-INTEREST POLICY AS ADOPTED BY THE BOARD OF TRUSTEES. THE COMMITTEE ADOPTS AND IMPLEMENTS EXECUTIVE COMPENSATION PRINCIPLES, AND IS ACCOUNTABLE FOR THE COMPENSATION AND BENEFITS ARRANGEMENTS OF THE PRESIDENT AND HER DIRECT REPORTS, THE STATUTORY OFFICERS, SENIOR ACADEMIC OFFICIALS, DEANS, OTHER KEY EMPLOYEES, AND ALL THOSE INDIVIDUALS WHO ARE POTENTIALLY DISQUALIFIED PERSONS WITHIN THE MEANING OF THE INTERMEDIATE SANCTIONS LEGISLATION. THE COMMITTEE MAY PERIODICALLY REVIEW THE COMPENSATION AND BENEFITS OF OTHER HIGHLY COMPENSATED INDIVIDUALS, EVEN IF THEY ARE NOT DEEMED TO EXERCISE "SUBSTANTIAL INFLUENCE" OVER THE UNIVERSITY. THE COMPENSATION SUBCOMMITTEE (CREATED TO CONFORM TO CERTAIN PROCEDURES IN DOCUMENTING REASONABLE SALARIES FOR THE OFFICERS OF THE UNIVERSITY), MEETS AT LEAST TWICE A YEAR TO REVIEW APPROPRIATE DATA, INCLUDING COMPARABLE SALARIES, IN ORDER TO REPORT ITS CONCLUSIONS AND RECOMMENDATIONS ON OFFICERS' SALARIES FOR FINAL APPROVAL. THE COMPENSATION SUBCOMMITTEE ENGAGES AN INDEPENDENT THIRD PARTY TO SERVE AS A CONSULTANT. --------------------
FORM 990, PART VI, SECTION C, LINE 19	DOCUMENTS AVAILABILITY TO THE PUBLIC GOVERNING DOCUMENTS - OFFICIAL RECORDS GENERATED OR RECEIVED BY THE ADMINISTRATIVE AND ACADEMIC OFFICES OF THE UNIVERSITY IN THE CONDUCT OF THEIR BUSINESS ARE THE PROPERTY OF THE UNIVERSITY AND MAY BECOME ARCHIVAL MATERIAL. THE ARCHIVED RECORDS ARE AVAILABLE THROUGH THE UNIVERSITY ARCHIVES AND RECORDS CENTER WEB SITE HTTP://WWW.ARCHIVES.UPENN.EDU UNDER PRIMARY SOURCES. FORM 1023 - SINCE THE UNIVERSITY HAS BEEN IN EXISTENCE SINCE 1740, THE ORGANIZATION WAS NOT REQUIRED TO FILE A FORM 1023 APPLICATION. INSTEAD, ITS IRC SECTION 501(C)(3) TAX-EXEMPT STATUS IS GRANDFATHERED BY THE IRS. CONFLICT OF INTEREST POLICIES - POLICIES, STATEMENTS, AND GUIDELINES ARE AVAILABLE TO THE PUBLIC ON THE OFFICE OF THE AUDIT, COMPLIANCE, AND PRIVACY WEB SITE AT HTTP://WWW.UPENN.EDU/OACP/ UNDER PRINCIPLES OF RESPONSIBLE CONDUCT. FINANCIAL STATEMENTS - THE UNIVERSITY'S ANNUAL REPORT IS PRODUCED BY THE OFFICE OF THE VICE PRESIDENT FOR FINANCE AND TREASURER IN CONJUNCTION WITH THE OFFICE OF THE COMPTROLLER AND INCLUDES THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS, SUMMARY OF ENDOWMENT PERFORMANCE, AND MESSAGES FROM EXECUTIVE MANAGEMENT. ANNUAL REPORTS ARE PUBLISHED AFTER THE CLOSE OF EACH FISCAL YEAR (JULY 1 TO JUNE 30) AND ARE AVAILABLE ON THE COMPTROLLER WEB SITE AT HTTP://WWW.FINANCE.UPENN.EDU/COMPTROLLER UNDER ANNUAL REPORTS. --------------------
FORM 990, PART XI, LINE 9	DETAIL OF OTHER CHANGES IN NET ASSETS PENSION & OTHER POSTRETIREMENT PLAN ADJ. $212,488,000 LOSS ON EXTINGUISHMENT OF DEBT (22,357,000) ------------ TOTAL $190,131,000 --------------------

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Total IncomeTotalIncomeAmt	End Of Year AssetsEndOfYearAssetsAmt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Foreign PostalForeignAddress/ForeignPostalCd
LEARNING ALLIANCE LLC
1398 WLIMINGTON PIKE	WEST CHESTER	PA	19383	562351966	EDUCATIONAL	PA	-$49,070	$2,777,110	TRUSTEES
UNIV OF PENN (HK) FND LIMITED
				981062727	CHARITY		-$6,275	$1,501,274	TRUSTEES	ROOM 8 7/F K WAH CENTRE	JAVA RD	HONG KONG	HK	HK
UNIV OF PENN USA FOUNDATION LTD
				980387770	CHARITY		$1,980,561	$2,664,184	TRUSTEES	19 NORCOTT ROAD	LONDON	ENGLAND	UK	UK	N167EJ

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (40 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd
ABRAMSON INSTITUTE
1086 PENLLYN BLUE BELL PIKE	BLUE BELL	PA	19422	232929823	MED RESEARCH	PA	501(c)(3)	4	NA	false
CARL V S PATTERSON 19 UN OF PA
C/O PNC BANK 620 LIBERTY AVE 10FL	PITTSBURGH	PA	15222	236415355	SUPPORT TRUST	PA	4947(A)(1)	N/A	NA	false
CHESTER COUNTY HOSPITAL & HEALTH SYSTEM
701 E MARSHALL STREET	WEST CHESTER	PA	19380	264233321	MGMT SRVCS	PA	501(C)(3)	12, I	TRUSTEES	Yes (true)
CLINICAL CARE ASSOCIATES OF UPHS
250 KING OF PRUSSIA RD 4TH FL	RADNOR	PA	19087	232729852	HEALTHCARE	PA	501(c)(3)	10	TRUSTEES	Yes (true)
FRANKLIN SPECIALTY PHYSICIANS
3451 WALNUT STREET	PHILADELPHIA	PA	19104	232992715	SUPPORT ORG	PA	501(c)(3)	12, II	PA HOSPITAL	Yes (true)
LANCASTER GENERAL HEALTH
555 NORTH DUKE STREET	LANCASTER	PA	17604	232250941	SUPPORT ORG	PA	501(C)(3)	12, II	TRUSTEES	Yes (true)
LANCASTER GENERAL HEALTH COLUMBIA CENTER
306 NORTH 7TH STREET	COLUMBIA	PA	17512	230485650	FACILITY MGMT	PA	501(C)(3)	3	LG HOSPITAL	Yes (true)
LANCASTER GENERAL HEALTH FOUNDATION
555 NORTH DUKE STREET	LANCASTER	PA	17604	205767147	FUNDRAISING	PA	501(C)(3)	12, I	NA	Yes (true)
LANCASTER GENERAL HEALTH HOLDINGS
555 NORTH DUKE STREET	LANCASTER	PA	17604	204943109	HEALTHCARE	PA	501(C)(3)	3	LG HEALTH	Yes (true)
LANCASTER GENERAL HOSPITAL
555 NORTH DUKE STREET	LANCASTER	PA	17604	231365353	HEALTHCARE	PA	501(C)(3)	3	LG HEALTH	Yes (true)
LANCASTER GENERAL MEDICAL GROUP
1030 NEW HOLLAND AVENUE	LANCASTER	PA	17601	232777286	HEALTHCARE	PA	501(C)(3)	3	LG HEALTH	Yes (true)
MORRIS EST LYDIA T DECD TW
1525 W WT HARRIS BLVD	CHARLOTTE	NC	28262	236210940	SUPPORT TRUST	PA	501(C)(3)	12, III-FI	NA	false
NEIGHBORHOOD HEALTH AGENCIES INC
795 E MARSHALL STREET	WEST CHESTER	PA	19380	232324782	NURSING	PA	501(C)(3)	12, I	CCH&HS	Yes (true)
NEIGHBORHOOD LEAGUE HEALTH SERVICES
795 E MARSHALL STREET	WEST CHESTER	PA	19380	232324787	HEALTH SRVCS	PA	501(C)(3)	10	CCH&HS	Yes (true)
NEIGHBORHOOD VISITING NURSE ASSOCIATION
795 E MARSHALL STREET	WEST CHESTER	PA	19380	231352243	NURSING	PA	501(C)(3)	7	CCH&HS	Yes (true)
OAP INC
3451 WALNUT STREET ROOM 329	PHILADELPHIA	PA	19104	231986931	SUPPORT ORG	PA	501(c)(3)	12, I	TRUSTEES	Yes (true)
PENN CENTER FOR REHAB AND CARE
3609 CHESTNUT STREET	PHILADELPHIA	PA	19104	232422635	HEALTHCARE	PA	501(c)(3)	3	PMC	Yes (true)
PENN CLUB OF NEW YORK INC
30 WEST 44TH STREET	NEW YORK	NY	10036	232726687	CLUB	NY	501(c)(7)	N/A	NA	false
PENN PRAXIS INC
210 SOUTH 34TH STREET	PHILADELPHIA	PA	19104	752974931	SUPPORT ORG	PA	501(c)(3)	12, I	TRUSTEES	Yes (true)
PENN PRESS INC
3905 SPRUCE STREET	PHILADELPHIA	PA	19107	231876142	PUBLISHING	PA	501(c)(3)	12, I	TRUSTEES	Yes (true)
PENNSYLVANIA COLLEGE OF HEALTH SCIENCES
850 GREENFIELD ROAD	LANCASTER	PA	17601	061645496	HEALTH EDU	PA	501(C)(3)	2	LG HOSPITAL	Yes (true)
PENNSYLVANIA HOSPITAL OF UPHS
800 SPRUCE STREET	PHILADELPHIA	PA	19107	311538725	HEALTHCARE	PA	501(C)(3)	3	TRUSTEES	Yes (true)
PGH DEVELOPMENT CORP
426 CURIE BLVD	PHILADELPHIA	PA	19104	232351015	SUPPORT ORG	PA	501(c)(3)	12, I	NA	false
PHOENIXVILLE HOSPITAL OF UPHS
3001 MARKET STREET 3RD FLOOR	PHILADELPHIA	PA	19104	232901089	SUPPORT ORG	PA	501(c)(3)	3	TRUSTEES	Yes (true)
PRESBYTERIAN ANESTHESIOLOGY FOUNDATION
51 NORTH 39TH STREET	PHILADELPHIA	PA	19104	232561573	SUPPORT ORG	PA	501(c)(3)	12, I	PMC	Yes (true)
PRESBYTERIAN MEDICAL CENTER OF UPHS
51 NORTH 39TH STREET	PHILADELPHIA	PA	19104	232810852	HEALTHCARE	PA	501(c)(3)	3	TRUSTEES	Yes (true)
PRESBYTERIAN MULTI-SPECIALTY GROUP
51 NORTH 39TH STREET	PHILADELPHIA	PA	19104	232723154	HEALTHCARE	PA	501(c)(3)	10	PMC	Yes (true)
PRESBYTERIAN PERSONAL CARE RESIDENCE
51 NORTH 39TH STREET	PHILADELPHIA	PA	19104	232294713	HEALTHCARE	PA	501(c)(3)	12, I	PMC	Yes (true)
SS HUEBNER FOUNDATION FOR INSURANCE EDU
3000 STEINBERG HALL	PHILADELPHIA	PA	19104	236297325	EDU SUPPORT	PA	501(c)(3)	12, I	NA	false
THE ASC TRUST OF THE UNIV OF PA
1500 MARKET ST STE 3500E	PHILADELPHIA	PA	19102	810550464	BUS. TRUST	PA	501(c)(3)	8	NA	false
THE CHESTER COUNTY HOSPITAL
701 E MARSHALL STREET	WEST CHESTER	PA	19380	230469150	HEALTHCARE	PA	501(C)(3)	3	CCH&HS	Yes (true)
THE HEART GROUP OF LANCASTER GEN HEALTH
217 HARRISBURG AVENUE	LANCASTER	PA	17603	300634510	CARDIOLOGY	PA	501(C)(3)	4	LG HEALTH	Yes (true)
UNITED AUXILIARIES TO LANCASTER GEN HOS
555 NORTH DUKE STREET	LANCASTER	PA	17604	231976868	SUPPORT ORG	PA	501(C)(3)	10	NA	false
UNIVERSITY CITY ASSOCIATES INC
3451 WALNUT STREET ROOM 329	PHILADELPHIA	PA	19104	233021159	SUPPORT ORG	PA	501(c)(3)	12, I	TRUSTEES	Yes (true)
UNIVERSITY CLUB AT PENN INC
3611 WALNUT STREET	PHILADELPHIA	PA	19104	236299508	FAC. CLUB	PA	501(c)(3)	12, I	TRUSTEES	Yes (true)
UPENN INTERNATIONAL
3451 WALNUT STREET SUITE 731	PHILADELPHIA	PA	19104	454985731	SUPPORT ORG	PA	501(C)(3)	12, I	TRUSTEES	Yes (true)
UPENN MASTER RETIREMENT TRUST
3451 WALNUT STREET ROOM 305	PHILADELPHIA	PA	19104	043574136	RETIRE TRUST	PA	501(A)	N/A	TRUSTEES	Yes (true)
UPENN RETIREE BENEFITS TRUST
3451 WALNUT STREET ROOM 329	PHILADELPHIA	PA	19104	232769744	BENEFITS	PA	501(c)(3)	12, I	TRUSTEES	Yes (true)
WISSAHICKON HOSPICE OF UPHS
150 MONUMENT ROAD SUITE 300	BALA CYNWYD	PA	19004	232152662	HOSPICE CARE	PA	501(c)(3)	10	TRUSTEES	Yes (true)
WOMEN'S AND CHILDREN'S HEALTH SERVICES
700 SPRUCE STREET	PHILADELPHIA	PA	19106	232248956	HEALTHCARE	PA	501(c)(3)	3	PA HOSPITAL	Yes (true)

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (17 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Predominant Income TypePredominantIncomeTypeTxt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	Disproportionate AllocationsDisproportionateAllocationsInd	UBI Code VUBICodeVAmt	General Or Managing PartnerGeneralOrManagingPartnerInd	OwnershipOwnershipPct	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd
ARI 1740 FUND
N SETSON AVE STE 5500	CHICAGO	IL	60601	320472404	INVESTMENT	IL	TRUSTEES	EXCLUDED FROM TAX	-$1,705,980	$133,677,786	false	$0	false	0.99987
DVG 1740 FUND LP
ONE FAWCETT PLACE	GREENWICH	CT	06830	800961539	INVESTMENT	CT	TRUSTEES	EXCLUDED FROM TAX	$17,629,213	$186,662,165	false	$0	false	0.99062
EAST MARSHALL STREET PARTNERSHIP LP
929 SOUTH HIGH STREET	WEST CHESTER	PA	19382	232902742	INVESTMENT	PA	NA	N/A					false
FERN HILL PARTNERSHIP III LP
929 SOUTH HIGH STREET	WEST CHESTER	PA	19382	300409614	RENTAL	PA	NA	N/A					false
FERN HILL LLC
929 SOUTH HIGH STREET	WEST CHESTER	PA	19382	233005147	RENTAL	PA	NA	N/A					false
GALLOPAVO LP
2000 McKINNEY AVE STE 2125	DALLAS	TX	75201	464621967	INVESTMENT	TX	TRUSTEES	EXCLUDED FROM TAX	-$19,481,057	$96,235,852	false	$0	false	1.00000
JOG V C LIMITED PARTNERSHIP
					INVESTMENT		TRUSTEES	EXCLUDED FROM TAX	$3,951	$14,229,934	false	$0	false	1.00000	2300-440 2ND AVE SW	CALGARY	AL	CA	T2P5E9	CA
LANCASTER PET PARTNERSHIP LLP
PO BOX 4216	LANCASTER	PA	17604	233102793	MEDICAL SERVICES	PA	NA	N/A					false
LG HEALTH COMMUNITY CARE COLLABORATIVE
555 NORTH DUKE STREET	LANCASTER	PA	17604	455542179	ACO	PA	NA	N/A					false
LIONVILLE MED OFFICE BLDG PARTNERSHIP
929 SOUTH HIGH STREET	WEST CHESTER	PA	19383	161640799	INVESTMENT	PA	NA	N/A					false
MRI GROUP LLP
PO BOX 4216	LANCASTER	PA	17604	331011386	MEDICAL SERVICES	PA	NA	N/A					false
NEIGHBRHD PRES & DEV FUND LP
240 NEW YORK DR STE 1	FORT WASHINGTON	PA	19034	233037919	RENTAL	PA	NA	N/A					false
OAKLANDS WAY MEDICAL BUILDING ASSOCIATES
929 SOUTH HIGH STREET	WEST CHESTER	PA	19382	830490251	RENTAL	PA	NA	N/A					false
SISU CAP PRIV EQUITY FUND B
					INVESTMENT		TRUSTEES	EXCLUDED FROM TAX	-$13,417,753	-$59,747	false	$0	false	0.56980	1 RED PLACE		LO	UK	W1K 6PL	UK
SISU CAP PRIV EQUITY FUND E
					INVESTMENT		TRUSTEES	EXCLUDED FROM TAX	-$1,920,900	-$30,089	false	$0	false	0.74548	1 RED PLACE		LO	UK	W1K 6PL	UK
SRP INVESTORS FUND A LP
2001 ROSS AVE SUITE 2800	DALLAS	TX	75201	611748291	INVESTMENT	TX	TRUSTEES	EXCLUDED FROM TAX	-$2,800,692	$315,430,434	false	$0	false	0.94436
TURK'S HEAD SURGERY CENTER LLC
915 OLD FERN HILL ROAD BLDG B STE	WEST CHESTER	PA	19380	200184603	MEDICAL SERVICES	PA	NA	N/A			false		false

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (17 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd
BARGE GANSE VENACARE BUS TRUST
555 NORTH DUKE STREET	LANCASTER	PA	17604	232113017	HEALTHCARE	PA	LGSBT	TRUST	Yes (true)
CHESTER COUNTY OBGYN ASSOCIATES INC
701 E MARSHALL STREET	WEST CHESTER	PA	19380	300073633	OB/GYN SRVCS	PA	CCH&HS	C-CORP	Yes (true)
CLINICAL HEALTH CARE ASSOC OF NJ PC
250 KING OF PRUSSIA RD 4TH FL	RADNOR	PA	190875220	232865181	PHYS MGMT	PA	CCA	C-CORP	Yes (true)
DELANCEY CORPORATION
800 SPRUCE STREET	PHILADELPHIA	PA	19106	232060159	RENTAL	PA	PA HOSPITAL	C-CORP	Yes (true)
FRANKLIN CASUALTY INSURANCE CO
PO BOX 350	BURLINGTON	VT	054020530	043378984	INSURANCE	VT	TRUSTEES	C-CORP	Yes (true)	-$189,584	$28,291,057	1.00000
LANCASTER GENERAL INSURANCE COMPANY
				980176655	INSURANCE		LG HEALTH	C-CORP	Yes (true)				PO BOX 1109 GT	GRAND CAYMAN	GRAND CAYMAN	CJ	KYI-1102	CJ
LANCASTER GENERAL SERVICES BUS TRUST
555 NORTH DUKE STREET	LANCASTER	PA	17604	232250128	PROPERTY SVCS	PA	LG HEALTH	TRUST	Yes (true)
NAYA 1740 FUND LTD
					INVESTMENTS		TRUSTEES	C-CORP	Yes (true)	$16,160,625	$178,066,593	1.00000	PO BOX 309	UGLAND HOUSE	GRAND CAYMAN	CJ	KY1-1104	CJ
PENN TOWER HOTEL INC
3401 WALNUT STREET SUITE 440A	PHILADELPHIA	PA	19104	232812573	HOTEL/RESTAURANT	PA	TRUSTEES	C-CORP	Yes (true)	$3,055,232	$15,200,533	1.00000
PENN WHARTON CONSULTING (BEIJING) CO LTD
					BUS. CONSULTING		UPENN INT'L	C-CORP	Yes (true)				CHINA WORLD TOWER 1 14F	CHAOYANG DIST	BEIJING	CH	100004	CH
PRESBYTERIAN MEDICAL SERVICES
39TH AND MARKET STREET	PHILADELPHIA	PA	19104	232307991	HEALTHCARE		PMC	C-CORP	Yes (true)									PA
PROFESSIONAL PROVIDERS INC
701 E MARSHALL STREET	WEST CHESTER	PA	19380	233076589	PHYSICIAN SVCS	PA	CCH&HS	C-CORP	Yes (true)
QUAKER INSURANCE COMPANY LTD
3451 WALNUT ST ROOM 329	PHILADELPHIA	PA	19104	300708282	SELF-INSURANCE		TRUSTEES	C-CORP	Yes (true)	$3,462,677	$154,329,395	1.00000						BD
THE PAM 1740 FUND LTD
					INVESTMENTS		TRUSTEES	C-CORP	Yes (true)	$42,735,362	$153,365,054	1.00000	PO BOX 309	UGLAND HOUSE	GRAND CAYMAN	CJ	KYI-1102	CJ
TURK'S HEAD HEALTH SERVICES
701 E MARSHALL STREET	WEST CHESTER	PA	19380	232329753	MEDICAL SERVICES	PA	CCH&HS	C-CORP	Yes (true)
LANCASTER GENERAL 457 DEFERRED COMP PLAN
555 NORTH DUKE STREET	LANCASTER	PA	17604	232250941	TRUST	PA	LG HEALTH	TRUST	false
CHARITABLE REMAINDER TRUSTS (61)
					N/A	PA	NA	REMAINDER TRUST	false

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	Yes (true)	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (true)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	false	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (true)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	false	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	false	DivRelatedOrganizationInd
Asset Sale To Other Org	false	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	false	AssetPurchaseFromOtherOrgInd
Asset Exchange	false	AssetExchangeInd
Rental Of Facilities To Oth Org	false	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	Yes (true)	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	false	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	false	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (true)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (true)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	Yes (true)	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	Yes (true)	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (true)	TransferToOtherOrgInd
Transfer From Other Org	Yes (true)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (12 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
FRANKLIN CASUALTY INSURANCE CO
R	$39,604,249	FMV
GALLOPAVO LP
B	$50,000,000	FMV
JOG LIMITED PARTNERSHIP V CO-INVEST
B	$9,013,623	FMV
LANCASTER GENERAL HOSPITAL
P,Q	$37,310,377	FMV
PENN PRAXIS INC
O,R	$1,521,076	FMV
PENN TOWER HOTEL INC
A	$1,500,000	FMV
PRESBYTERIAN MEDICAL CENTER OF UPHS
K,O,P	$80,665,907	FMV
SRP INVESTORS FUND A LP
B	$14,118,213	FMV
THE PAM 1740 FUND LTD
B	$16,605,375	FMV
UPENN INTERNATIONAL
B,L	$4,733,161	FMV
UPENN RETIREE BENEFITS TRUST
B	$32,548,670	FMV
WISSAHICKON HOSPICE OF UPHS
O,P,R	$145,219	FMV

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE R, PART IV, LINE 4	FormAndLineReferenceDesc
Explanation	DETAIL OF LEGAL DOMICLES FOR CHARITABLE REMAINDER TRUSTS AS OF JUNE 30, 2017, THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA (THE "UNIVERSITY") HELD INTERESTS IN 1 CHARITABLE REMAINDER TRUST IN DELAWARE, 2 CHARITABLE REMAINDER TRUSTS IN FLORIDA, 1 CHARITABLE REMAINDER TRUST IN NEW YORK AND 57 CHARITABLE REMAINDER TRUSTS IN PENNSYLVANIA WHERE THE UNIVERSITY HAD MORE THAN 50% OF THE BENEFICIAL INTERESTS IN THE TRUSTS.	ExplanationTxt