DUKE UNIVERSITY: Form 990, tax year 2016

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2016-07-01 to 2017-06-30
Filed: 2018-05-15
IRS object ID: 201801359349312415
Schema version: 2016v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2018-05-15T16:41:21-05:00	ReturnTs
Tax Period End	2017-06-30	TaxPeriodEndDt
Return Type	990	ReturnTypeCd
Tax Period Begin	2016-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	DUKE	BusinessNameControlTxt
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHIN BLDG NO 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	TIMOTHY W WALSH	PersonNm
Person Title	TREASURER	PersonTitleTxt
Phone	9196842006	PhoneNum
Signature	2018-05-09	SignatureDt
Discuss With Paid Preparer	0	DiscussWithPaidPreparerInd

Field	Value	IRS element (for citing)
Tax	2016	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	VINCENT E PRICE	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$15,202,698,030	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.DUKE.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1841	FormationYr
Legal Domicile State	NC	LegalDomicileStateCd
Activity Or Mission	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDesc
Voting Members Governing Body	37	VotingMembersGoverningBodyCnt
Voting Members Independent	36	VotingMembersIndependentCnt
Total Employee	30595	TotalEmployeeCnt
Total Volunteers	2306	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$1,401,457,511	PYContributionsGrantsAmt
CY Contributions Grants	$1,508,458,854	CYContributionsGrantsAmt
PY Program Service Revenue	$1,010,988,968	PYProgramServiceRevenueAmt
CY Program Service Revenue	$1,060,469,805	CYProgramServiceRevenueAmt
PY Investment Income	$308,127,757	PYInvestmentIncomeAmt
CY Investment Income	$500,145,874	CYInvestmentIncomeAmt
PY Other Revenue	$65,507,954	PYOtherRevenueAmt
CY Other Revenue	$81,133,798	CYOtherRevenueAmt
PY Total Revenue	$2,786,082,190	PYTotalRevenueAmt
CY Total Revenue	$3,150,208,331	CYTotalRevenueAmt
PY Grants And Similar Paid	$322,116,406	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$338,440,367	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$1,513,978,073	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,594,655,005	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$3,075,942	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$1,884,789	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$56,744,880	CYTotalFundraisingExpenseAmt
PY Other Expenses	$1,023,544,212	PYOtherExpensesAmt
CY Other Expenses	$1,080,284,193	CYOtherExpensesAmt
PY Total Expenses	$2,862,714,633	PYTotalExpensesAmt
CY Total Expenses	$3,015,264,354	CYTotalExpensesAmt
PY Revenues Less Expenses	-$76,632,443	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$134,943,977	CYRevenuesLessExpensesAmt
Total Assets BOY	$12,594,506,113	TotalAssetsBOYAmt
Total Assets EOY	$13,782,414,345	TotalAssetsEOYAmt
Total Liabilities BOY	$3,003,881,317	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$3,289,290,985	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$9,590,624,796	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$10,493,123,360	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	SEE SCHEDULE O	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$1,499,736,868	ExpenseAmt
Grant	$294,543,573	GrantAmt
Revenue	$822,210,271	RevenueAmt
Desc	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 5,297 STUDENTS ANNUALLY	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$931,128,601	ExpenseAmt
Grant	$43,482,009	GrantAmt
Revenue	$1,136,710,475	RevenueAmt
Desc	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$299,183,643	ExpenseAmt
Grant	$414,785	GrantAmt
Revenue	$131,647,290	RevenueAmt
Desc	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$2,730,049,112	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	Yes (1)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	Yes (1)	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (1)	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	Yes (1)	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	0	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (1)	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	9699	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	30595	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	GM	ForeignCountryCd
Foreign Country	MA	ForeignCountryCd
Foreign Country	SP	ForeignCountryCd
Foreign Country	TZ	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	KE	ForeignCountryCd
Foreign Country	SN	ForeignCountryCd
Foreign Country	IN	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	BD	ForeignCountryCd
Foreign Country	KU	ForeignCountryCd
Foreign Country	EG	ForeignCountryCd
Foreign Country	EZ	ForeignCountryCd
Foreign Country	KS	ForeignCountryCd
Foreign Country	PE	ForeignCountryCd
Foreign Country	CI	ForeignCountryCd
Foreign Country	NI	ForeignCountryCd
Foreign Country	RO	ForeignCountryCd
Foreign Country	ID	ForeignCountryCd
Foreign Country	CO	ForeignCountryCd
Foreign Country	TU	ForeignCountryCd
Foreign Country	GR	ForeignCountryCd
Foreign Country	HU	ForeignCountryCd
Foreign Country	BR	ForeignCountryCd
Foreign Country	PL	ForeignCountryCd
Foreign Country	JA	ForeignCountryCd
Foreign Country	DA	ForeignCountryCd
Foreign Country	EI	ForeignCountryCd
Foreign Country	MY	ForeignCountryCd
Foreign Country	NO	ForeignCountryCd
Foreign Country	PO	ForeignCountryCd
Foreign Country	SW	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	37	GoverningBodyVotingMembersCnt
Independent Voting Member	36	IndependentVotingMemberCnt
Family Or Business Rln	Yes (1)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	AK	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CO	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WA	StatesWhereCopyOfReturnIsFldCd
Upon Request	Yes (X)	UponRequestInd
Other	Yes (X)	OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (61 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
LISA M BORDERS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JACK O BOVENDER JR
TRUSTEE	8.00	3.00	Yes (X)	$0	$0	$0
RICHARD H BRODHEAD
TRUSTEE/PRESIDENT	50.00	10.30	Yes (X)	$1,258,009	$0	$166,091	Yes (X)
TIMOTHY D COOK
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ALLYSON DUNCAN
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
RALPH EADS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
PAUL E FARMER
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ROBIN A FERRACONE
TRUSTEE	6.00	0.00	Yes (X)	$0	$0	$0
XIQING GAO
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
EDWARD A GILHULY
TRUSTEE	4.00	2.00	Yes (X)	$0	$0	$0
THOMAS M GORRIE
TRUSTEE	9.00	3.10	Yes (X)	$0	$0	$0
GERALD HASSELL
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
WILLIAM A HAWKINS
TRUSTEE	6.00	6.00	Yes (X)	$0	$0	$0
JANET HILL
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
BETSY D HOLDEN
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
PETER J KAHN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ELIZABETH KISS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ANNA ELIZABETH KNIGHT
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
NEIL KONDAMURI
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
MICHAEL MARSICANO
TRUSTEE	4.00	1.00	Yes (X)	$0	$0	$0
MARTHA MONSERRATE
TRUSTEE	4.00	0.10	Yes (X)	$0	$0	$0
PATRICIA RODERICK MORTON
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
SHEP MOYLE
TRUSTEE	2.00	0.10	Yes (X)	$0	$0	$0
CLARENCE G NEWSOME
TRUSTEE	2.00	0.10	Yes (X)	$0	$0	$0
STEPHEN G PAGLIUCA
TRUSTEE	1.00	0.00	Yes (X)	$0	$0	$0
ANN PELHAM
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ROBERT R PENN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
CARMICHAEL S ROBERTS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
DAVID M RUBENSTEIN
TRUSTEE	16.00	1.10	Yes (X)	$0	$0	$0
ALAN D SCHWARTZ
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
STEVEN M SCOTT MD
TRUSTEE	2.00	4.00	Yes (X)	$0	$0	$0
BENJAMIN SHELLHORN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ADAM SILVER
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
LAURENE M SPERLING
TRUSTEE	6.00	0.00	Yes (X)	$0	$0	$0
ASHLEY CROWDER STANLEY
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JEFFREY W UBBEN
TRUSTEE	8.00	0.00	Yes (X)	$0	$0	$0
HOPE MORGAN WARD
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	45.00	15.20		$548,628	$0	$49,432	Yes (X)
SALLY KORNBLUTH
PROVOST	70.00	0.30		$630,590	$0	$79,485	Yes (X)
RICHARD RIDDELL
VP & UNIVERSITY SECRETARY	50.00	0.00		$375,586	$0	$36,152	Yes (X)
TALLMAN TRASK
EXECUTIVE VICE PRESIDENT	45.00	0.50		$756,477	$0	$50,236	Yes (X)
TIMOTHY W WALSH
TREASURER & VP OF FINANCE	41.00	10.00		$415,110	$0	$44,093	Yes (X)
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	33.00	33.10		$2,090,109	$0	$144,548	Yes (X)
NANCY C ANDREWS MD
VICE CHANCELLOR OF ACADEMIC AFFAIRS	56.00	3.20		$959,361	$0	$90,625		Yes (X)
VALERIE ASHBY
DEAN, COLLEGE OF ARTS & SCIENCE	40.00	0.00		$418,987	$0	$38,068		Yes (X)
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN., SOM	55.00	0.50		$629,785	$0	$52,631		Yes (X)
ALICE GOULD
INVESTMENT MANAGER	40.00	0.00		$1,403,632	$0	$42,840		Yes (X)
EVAN L JONES
INVESTMENT MANAGER	40.00	0.00		$1,204,152	$0	$132,272		Yes (X)
JUSTIN B NIXON
INVESTMENT MANAGER	50.00	0.00		$858,540	$0	$109,297		Yes (X)
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	55.00	0.00		$347,134	$0	$75,251		Yes (X)
ERIC PETERSON
DIRECTOR, DCRI	40.00	15.00		$528,321	$0	$120,128		Yes (X)
JAMES S ROBERTS
EXEC VICE PROVOST FIN & ADMIN	50.00	0.10		$353,181	$0	$39,490		Yes (X)
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	50.00	0.40		$3,222,129	$0	$668,058		Yes (X)
DAVID N CUTCLIFFE
COACH	40.00	0.00		$2,480,725	$0	$54,482			Yes (X)
MICHAEL W KRZYZEWSKI
COACH	40.00	0.00		$5,723,849	$0	$1,317,135			Yes (X)
JOANNE MCCALLIE
COACH	40.00	0.00		$1,305,312	$0	$44,657			Yes (X)
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00	0.00		$1,135,917	$0	$370,455			Yes (X)
RALPH SNYDERMAN
CHANCELLOR EMERITUS	40.00	0.00		$1,191,176	$0	$46,118			Yes (X)
PETER LANGE
FORMER OFFICER	40.00	0.30		$451,134	$47,577	$40,040				Yes (X)
VICTOR J DZAU MD
FORMER OFFICER	0.00	0.00		$143,032	$0	$18,666				Yes (X)
ALVIN L CRUMBLISS
FORMER KEY EMPLOYEE	40.00	0.00		$143,559	$0	$22,823				Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$28,574,435	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$47,577	TotReportableCompRltdOrgAmt
Total Other Compensation	$3,853,073	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	3165	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
HC BECK LTD
1807 ROSS AVE STE 500	DALLAS	TX	75201	CONSTRUCTION SERVICE	$89,073,177
SKANSKA USA BUILDING INC
5010 HOPSON RD STE 1	DURHAM	NC	27703	CONSTRUCTION SERVICE	$87,949,879
LECHASE CONSTRUCTION SERVICES LLC
324 BLACKWELL ST 1200	DURHAM	NC	27701	CONSTRUCTION SERVICE	$38,601,693
LEND LEASE US CONSTRUCTION INC
324 BLACKWELL ST STE 130	DURHAM	NC	27701	CONSTRUCTION SERVICE	$33,049,812
BALFOUR BEATTY CONSTRUCTION
406 S MCDOWELL ST STE 200	RALEIGH	NC	27601	CONSTRUCTION SERVICE	$16,156,449

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	728	CntrctRcvdGreaterThan100KCnt
Fundraising	$5,954,283	FundraisingAmt
Related Organizations	$112,133,193	RelatedOrganizationsAmt
Government Grants	$595,899,017	GovernmentGrantsAmt
All Other Contributions	$794,472,361	AllOtherContributionsAmt
Noncash Contributions	$99,652,427	NoncashContributionsAmt
Total Contributions	$1,508,458,854	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES	611600	$771,103,434	$771,103,434
ANCILLARY STUDENT SVCS	611600	$131,647,290	$131,647,290
CONTINUING EDUCATION	611600	$46,003,350	$46,003,350
CONFERENCE FEES	611600	$5,103,487	$5,103,487
ACADEMIC MED. RESEARCH	611600	$3,203,545	$3,203,545

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$103,408,699	TotalRevenueColumnAmt
Related Or Exempt Func Income	$103,408,699	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$1,060,469,805	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$134,331,518	TotalRevenueColumnAmt
Exclusion	$134,331,518	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$139,119	TotalRevenueColumnAmt
Exclusion	$139,119	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$30,055,873	TotalRevenueColumnAmt
Exclusion	$30,055,873	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$8,295,823	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$3,959,544	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$4,336,279	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,336,279	TotalRevenueColumnAmt
Exclusion	$4,336,279	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$12,412,963,097	SecuritiesAmt
Other	$93,079	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$12,046,104,000	SecuritiesAmt
Other	$1,276,939	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$366,859,097	SecuritiesAmt
Other	-$1,183,860	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$365,675,237	TotalRevenueColumnAmt
Exclusion	$365,675,237	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$564,075	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$5,954,283	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$1,149,216	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$585,141	TotalRevenueColumnAmt
Exclusion	-$585,141	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
MISC. SALES	900099	$10,606,461	$10,606,461
VARIOUS FEES AND FINES	900099	$4,280,464	$4,280,464
STUDENT DUES	900099	$3,498,472	$3,498,472

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$28,941,390	TotalRevenueColumnAmt
Related Or Exempt Func Income	$28,941,390	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$47,326,787	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,150,208,331	TotalRevenueColumnAmt
Related Or Exempt Func Income	$1,107,796,592	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$533,952,885	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$11,153,928	TotalAmt
Program Services	$11,153,928	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$314,171,974	TotalAmt
Program Services	$314,171,974	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$13,114,465	TotalAmt
Program Services	$13,114,465	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$17,726,372	TotalAmt
Program Services	$653,625	ProgramServicesAmt
Management And General	$15,651,988	ManagementAndGeneralAmt
Fundraising	$1,420,759	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$1,433,558	TotalAmt
Program Services	$1,232,523	ProgramServicesAmt
Management And General	$201,035	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$1,274,444,860	TotalAmt
Program Services	$1,100,173,206	ProgramServicesAmt
Management And General	$145,492,835	ManagementAndGeneralAmt
Fundraising	$28,778,819	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$92,830,635	TotalAmt
Program Services	$81,228,398	ProgramServicesAmt
Management And General	$8,833,475	ManagementAndGeneralAmt
Fundraising	$2,768,762	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$115,909,009	TotalAmt
Program Services	$101,945,047	ProgramServicesAmt
Management And General	$11,688,244	ManagementAndGeneralAmt
Fundraising	$2,275,718	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$92,310,571	TotalAmt
Program Services	$80,310,197	ProgramServicesAmt
Management And General	$9,231,057	ManagementAndGeneralAmt
Fundraising	$2,769,317	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$19,263,377	TotalAmt
Program Services	$4,735,169	ProgramServicesAmt
Management And General	$14,465,063	ManagementAndGeneralAmt
Fundraising	$63,145	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$700,454	TotalAmt
Program Services	$25,072	ProgramServicesAmt
Management And General	$675,382	ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$1,884,789	TotalAmt
Fundraising	$1,884,789	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$26,134,997	TotalAmt
Management And General	$26,134,997	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$147,182,364	TotalAmt
Program Services	$109,834,998	ProgramServicesAmt
Management And General	$32,456,177	ManagementAndGeneralAmt
Fundraising	$4,891,189	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$5,049,154	TotalAmt
Program Services	$4,372,061	ProgramServicesAmt
Management And General	$454,278	ManagementAndGeneralAmt
Fundraising	$222,815	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$99,500,786	TotalAmt
Program Services	$96,788,458	ProgramServicesAmt
Management And General	$1,546,999	ManagementAndGeneralAmt
Fundraising	$1,165,329	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$37,963,382	TotalAmt
Program Services	$27,770,195	ProgramServicesAmt
Management And General	$9,715,024	ManagementAndGeneralAmt
Fundraising	$478,163	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$46,619,198	TotalAmt
Program Services	$27,655,537	ProgramServicesAmt
Management And General	$18,963,661	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$74,294,105	TotalAmt
Program Services	$64,664,245	ProgramServicesAmt
Management And General	$9,373,884	ManagementAndGeneralAmt
Fundraising	$255,976	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$61,517,741	TotalAmt
Program Services	$56,375,288	ProgramServicesAmt
Management And General	$2,714,055	ManagementAndGeneralAmt
Fundraising	$2,428,398	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$1,664	TotalAmt
Fundraising	$1,664	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$46,109,862	TotalAmt
Program Services	$33,135,781	ProgramServicesAmt
Management And General	$8,760,990	ManagementAndGeneralAmt
Fundraising	$4,213,091	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$74,745,372	TotalAmt
Program Services	$49,966,634	ProgramServicesAmt
Management And General	$24,778,676	ManagementAndGeneralAmt
Fundraising	$62	FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$212,930,186	TotalAmt
Program Services	$206,968,141	ProgramServicesAmt
Management And General	$5,962,045	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$3,903,586	TotalAmt
Program Services	$3,700,224	ProgramServicesAmt
Management And General	$196,180	ManagementAndGeneralAmt
Fundraising	$7,182	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
SUBRECIPIENT PAYMENTS	$165,711,899	$165,711,899	$0	$0
EQUIP RENTAL & MAINTENA	$44,494,335	$37,857,460	$6,458,949	$177,926
COST OF GOODS SOLD	$20,705,322	$17,629,551	$3,072,277	$3,494
PRINTING & PUBLICATIONS	$7,133,675	$4,411,703	$1,754,183	$967,789

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	-$13,677,266	TotalAmt
Program Services	$114,463,333	ProgramServicesAmt
Management And General	-$130,111,092	ManagementAndGeneralAmt
Fundraising	$1,970,493	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$3,015,264,354	TotalAmt
Program Services	$2,730,049,112	ProgramServicesAmt
Management And General	$228,470,362	ManagementAndGeneralAmt
Fundraising	$56,744,880	FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$174,347,899	BOYAmt
EOY	$443,535,234	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$507,062,069	BOYAmt
EOY	$502,300,811	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$631,792,216	BOYAmt
EOY	$132,098,697	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$43,630,309	BOYAmt
EOY	$38,211,042	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$18,310,790	BOYAmt
EOY	$18,091,035	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$41,696,372	BOYAmt
EOY	$43,870,758	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$5,399,920,379	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$2,920,313,927	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$2,229,999,095	BOYAmt
EOY	$2,479,606,452	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$1,057,182,636	BOYAmt
EOY	$1,299,467,437	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$7,072,608,364	BOYAmt
EOY	$7,991,158,069	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$817,876,363	BOYAmt
EOY	$834,074,810	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$12,594,506,113	BOYAmt
EOY	$13,782,414,345	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$327,042,238	BOYAmt
EOY	$356,080,847	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$193,687,675	BOYAmt
EOY	$204,619,022	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,321,895,000	BOYAmt
EOY	$1,018,305,000	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$4,816,809	BOYAmt
EOY	$4,500,887	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$557,525,292	BOYAmt
EOY	$1,126,110,533	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$598,914,303	BOYAmt
EOY	$579,674,696	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$3,003,881,317	BOYAmt
EOY	$3,289,290,985	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$4,211,843,150	BOYAmt
EOY	$4,693,704,553	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,565,198,974	BOYAmt
EOY	$2,834,495,110	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,813,582,672	BOYAmt
EOY	$2,964,923,697	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$9,590,624,796	BOYAmt
EOY	$10,493,123,360	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$12,594,506,113	BOYAmt
EOY	$13,782,414,345	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$134,943,977	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$595,180,832	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$172,373,755	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,433,799,156	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,351,838,332	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,426,168,238	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,401,457,511	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,508,458,854	CurrentTaxYearAmt
Total	$7,121,722,091	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,433,799,156	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,351,838,332	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,426,168,238	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,401,457,511	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,508,458,854	CurrentTaxYearAmt
Total	$7,121,722,091	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$1,896,289,488	SubstantialContributorsTotAmt
Public Support Total170	$5,225,432,603	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$86,836,168	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$147,572,208	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$134,279,038	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$136,205,095	CurrentTaxYearMinus1YearAmt
Current Tax Year	$168,862,789	CurrentTaxYearAmt
Total	$673,755,298	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$570,413,588	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$643,785,361	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$508,305,278	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$238,458,694	CurrentTaxYearMinus1YearAmt
Current Tax Year	$413,002,024	CurrentTaxYearAmt
Total	$2,373,964,945	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$10,169,442,334	TotalSupportAmt
Gross Receipts Rltd Activities	$4,837,044,118	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.51380	PublicSupportCY170Pct
Public Support PY170	0.51620	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$229,574	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$14,764	OtherActivitiesAmt
Total Lobbying Expenditures	$244,338	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990, SCHEDULE C, PART II-B	FormAndLineReferenceDesc
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES HAVE AND SOME SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Protection Natural Habitat	Yes (X)	ProtectionNaturalHabitatInd
Total Easements	1	TotalEasementsCnt
Total Acreage	0.21	TotalAcreageCnt
Historic Structure Easements	0	HistoricStructureEasementsCnt
Historic Strctr Easements Aftr	0	HistoricStrctrEasementsAftrCnt
Modified Easements	0	ModifiedEasementsCnt
States Easements Held	1	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (1)	WrittenPolicyMonitoringInd
Staff Hours Spent Enforcement	6.00	StaffHoursSpentEnforcementCnt
Expenses Incurred Enforcement	$180	ExpensesIncurredEnforcementAmt
Section170h Rqr Stsfd	Yes (1)	Section170hRqrStsfdInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$3,201,413	RevenuesIncludedAmt
Assets Included	$36,941,186	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Coll Used Loan Or Exch Prog	Yes (X)	CollUsedLoanOrExchProgInd
Solicited Assets Sale	Yes (1)	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,816,799,085	BeginningYearBalanceAmt
Contributions	$720,600,842	ContributionsAmt
Investment Earnings Or Losses	$758,983,475	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$86,753,679	GrantsOrScholarshipsAmt
Other Expenditures	$303,634,618	OtherExpendituresAmt
Administrative Expenses	$19,666,034	AdministrativeExpensesAmt
End Year Balance	$7,886,329,071	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,272,129,904	BeginningYearBalanceAmt
Contributions	$137,175,368	ContributionsAmt
Investment Earnings Or Losses	-$229,083,475	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$82,073,571	GrantsOrScholarshipsAmt
Other Expenditures	$264,809,551	OtherExpendituresAmt
Administrative Expenses	$16,539,590	AdministrativeExpensesAmt
End Year Balance	$6,816,799,085	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,012,623,559	BeginningYearBalanceAmt
Contributions	$288,397,235	ContributionsAmt
Investment Earnings Or Losses	$276,821,181	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$78,414,785	GrantsOrScholarshipsAmt
Other Expenditures	$227,297,286	OtherExpendituresAmt
End Year Balance	$7,272,129,904	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,019,979,874	BeginningYearBalanceAmt
Contributions	$125,705,635	ContributionsAmt
Investment Earnings Or Losses	$1,150,829,206	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$76,193,058	GrantsOrScholarshipsAmt
Other Expenditures	$207,698,098	OtherExpendituresAmt
End Year Balance	$7,012,623,559	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$5,537,135,706	BeginningYearBalanceAmt
Contributions	$91,146,456	ContributionsAmt
Investment Earnings Or Losses	$685,897,075	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$74,093,846	GrantsOrScholarshipsAmt
Other Expenditures	$220,105,517	OtherExpendituresAmt
End Year Balance	$6,019,979,874	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.56560	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.33210	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.10230	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	Yes (1)	EndowmentsHeldRelatedOrgInd
Related Org List Sch R	Yes (1)	RelatedOrgListSchRInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$24,463,604	OtherCostOrOtherBasisAmt
Book Value	$24,463,604	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$3,564,904,509	OtherCostOrOtherBasisAmt
Depreciation	$1,791,685,370	DepreciationAmt
Book Value	$1,773,219,139	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$213,018,599	OtherCostOrOtherBasisAmt
Depreciation	$142,724,049	DepreciationAmt
Book Value	$70,294,550	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$750,151,983	OtherCostOrOtherBasisAmt
Depreciation	$567,665,491	DepreciationAmt
Book Value	$182,486,492	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$847,381,684	OtherCostOrOtherBasisAmt
Depreciation	$418,239,017	DepreciationAmt
Book Value	$429,142,667	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$2,479,606,452	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (8 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
SHORT TERM INVESTMENTS	$1,040,492,222	F
US GOVERNMENT SECURITIES	$2,909,000	F
REAL ASSETS	$1,498,595,545	F
PRIVATE CAPITAL	$2,225,261,335	F
HEDGED STRATEGIES	$2,468,230,879	F
OTHER INVESTMENTS	-$17,559,665	F
FIXED INCOME	$5,737,135	F
EQUITIES	$767,491,618	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$7,991,158,069	TotalBookValueSecuritiesAmt

Other Assets Org OtherAssetsOrgGrp (2 entries)

DescDesc	Book ValueBookValueAmt
DEPOSITS WITH BOND TRUSTEE	$28,601,001
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	$805,473,809

Field	Value	IRS element (for citing)
Total Book Value Other Assets	$834,074,810	TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (7 entries)

DescDesc	AmtAmt
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$60,369,074
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$340,141,201
FUNDS HELD FOR OTHERS	$79,316,609
REFUNDABLE FEDERAL STUDENT LOANS	$36,337,905
CONDITIONAL ASSET RETIREMENT	$47,623,532
INTERNATIONAL LOAN RESERVE	$6,279,375
GENERAL INSURANCE IBNR	$9,607,000

Field	Value	IRS element (for citing)
Total Liability	$579,674,696	TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 5:	DUKE FOREST, A DEPARTMENT WITHIN DUKE UNIVERSITY, IS COMMITTED TO PROTECTING THE PURPOSE OF THE CONSERVATION EASEMENT. ACCORDINGLY, A WRITTEN MONITORING PROGRAM WAS DEVELOPED TO MAINTAIN AND PROTECT 12 SIGNIFICANT NATURAL HERITAGE AREAS WITHIN NORTH CAROLINA, INCLUDING THE CONSERVATION EASEMENT NOTED ON SCHEDULE D, PART II. THE POLICY INCLUDES DETAIL ABOUT CONDUCTING AN ONSITE INSPECTION, DOCUMENTING ALL FINDINGS ACCORDING TO A SITE-SPECIFIC MONITORING CHECKLIST. A POST-MONITORING REPORT AND OTHER DOCUMENTATION IS COMPLETED AS NECESSARY. DUKE FOREST STAFF (AND OTHER EXPERTS AS NECESSARY) ARE CONSULTED TO DETERMINE IF MANAGEMENT ACTIVITIES ARE NECESSARY TO ENSURE THE PURPOSE OF THE CONSERVATION EASEMENT. WHILE NOT IN THE WRITTEN DOCUMENT, THE INITIAL STEP TAKEN BY DUKE FOREST WOULD BE TO CONTACT THE RESPONSIBLE PARTY TO REQUEST REMEDY OF THE INFRACTION. SUBSEQUENT STEPS WOULD INCLUDE, BUT ARE NOT LIMITED TO CONSULTING WITH UNIVERSITY COUNSEL. THE EASEMENT DOCUMENTS DO NOT INCLUDE THE POLICY AS THE EASEMENT DOCUMENTS WERE CREATED BEFORE THE POLICY DOCUMENT.
PART II, LINE 9:	THE CONSERVATION EASEMENT REPORTED ABOVE WAS NOT INCLUDED IN DUKE UNIVERSITY'S STATEMENT OF ACTIVITIES, BALANCE SHEET, NOR FOOTNOTES TO THE FINANCIAL STATEMENTS.
SCHEDULE D, PART III, LINE 4	ART COLLECTION DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
SCHEDULE D, PART X	LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FIN 48 (ASC 740) AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FIN 48 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FIN 48 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2017.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE E, PART I, LINE 3	SEE PART II
FORM 990, SCHEDULE E, LINE 3	EQUAL OPPORTUNITY STATEMENT DUKE UNIVERSITY IS AN AFFIRMATIVE ACTION/EQUAL OPPORTUNITY EMPLOYER COMMITTED TO PROVIDING EMPLOYMENT OPPORTUNITY WITHOUT REGARD TO AN INDIVIDUAL'S AGE, COLOR, DISABILITY, GENDER, GENDER EXPRESSION, GENDER IDENTITY, GENETIC INFORMATION, NATIONAL ORIGIN, RACE, RELIGION, SEX, SEXUAL ORIENTATION, OR VETERAN STATUS. DUKE ALSO MAKES GOOD FAITH EFFORTS TO RECRUIT, HIRE, AND PROMOTE QUALIFIED WOMEN, MINORITIES, INDIVIDUALS WITH DISABILITIES, AND VETERANS. IN ACCORDANCE WITH TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, DUKE PROHIBITS DISCRIMINATION BASED ON SEX. SEXUAL HARASSMENT IS A FORM OF SEX DISCRIMINATION. DUKE HAS DESIGNATED A TITLE IX COORDINATOR IN THE OFFICE FOR INSTITUTIONAL EQUITY.
FORM 990, SCHEDULE E, LINE 6	EXPLANATION OF GOVERNMENT FINANCIAL AID IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	0	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (46 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
ANTARCTICA	0	0	PROGRAM SERVICES	RESEARCH	$1,105
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	EDUCATION	$205,569
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	RESEARCH	$36,508
CENTRAL AMERICA AND THE CARIBBEAN	0	3	PROGRAM SERVICES	STUDY ABROAD	$118,137
CENTRAL AMERICA AND THE CARIBBEAN	0	0	SEMINAR		$65,690
EAST ASIA AND THE PACIFIC	0	0	GRANTMAKING		$12,992,620
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	EDUCATION	$792,045
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	RESEARCH	$3,423,889
EAST ASIA AND THE PACIFIC	0	13	PROGRAM SERVICES	STUDY ABROAD	$901,498
EAST ASIA AND THE PACIFIC	0	0	SEMINAR		$1,550,106
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PROGRAM SERVICES	ATHLETIC EVENT	$1,945
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	FUNDRAISING		$11,323
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	GRANTMAKING		$111,250
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PROGRAM SERVICES	EDUCATION	$1,297,850
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PROGRAM SERVICES	RESEARCH	$5,933,962
EUROPE (INCLUDING ICELAND & GREENLAND)	2	40	PROGRAM SERVICES	STUDY ABROAD	$2,599,087
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	SEMINAR		$3,973,112
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$62,285
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$170,585
MIDDLE EAST AND NORTH AFRICA	0	5	PROGRAM SERVICES	STUDY ABROAD	$213,572
MIDDLE EAST AND NORTH AFRICA	0	0	SEMINAR		$226,561
NORTH AMERICA	0	0	GRANTMAKING		$200
NORTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$111,660
NORTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$7,820,875
NORTH AMERICA	0	1	PROGRAM SERVICES	STUDY ABROAD	$7,565
NORTH AMERICA	0	0	SEMINAR		$394,460
RUSSIA AND NEIGHBORING STATES	0	0	PROGRAM SERVICES	EDUCATION	$18,899
RUSSIA AND NEIGHBORING STATES	0	0	PROGRAM SERVICES	RESEARCH	$37,430
RUSSIA AND NEIGHBORING STATES	0	3	PROGRAM SERVICES	STUDY ABROAD	$44,546
RUSSIA AND NEIGHBORING STATES	0	0	SEMINAR		$75,405
SOUTH AMERICA	0	0	PROGRAM SERVICES	ATHLETIC EVENT	$2,643
SOUTH AMERICA	0	0	GRANTMAKING		$250
SOUTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$195,429
SOUTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$1,204,616
SOUTH AMERICA	0	5	PROGRAM SERVICES	STUDY ABROAD	$1,175,125
SOUTH AMERICA	0	0	SEMINAR		$377,463
SOUTH ASIA	0	0	GRANTMAKING		$741
SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	$157,331
SOUTH ASIA	0	0	PROGRAM SERVICES	RESEARCH	$558,669
SOUTH ASIA	0	6	PROGRAM SERVICES	STUDY ABROAD	$769,187
SOUTH ASIA	0	0	SEMINAR		$237,095
SUB-SAHARAN AFRICA	0	0	GRANTMAKING		$9,404
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$473,978
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$2,726,339
SUB-SAHARAN AFRICA	1	15	PROGRAM SERVICES	STUDY ABROAD	$152,625
SUB-SAHARAN AFRICA	0	0	SEMINAR		$337,140

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	3	SubtotalEmployeesCnt
Continutation Total Office	3	ContinutationTotalOfficeCnt
Continutation Total Employee	88	ContinutationTotalEmployeeCnt
Total Office	3	TotalOfficeCnt
Total Employee	91	TotalEmployeeCnt
Subtotal Spent	$17,635,563	SubtotalSpentAmt
Continuation Spent	$33,942,211	ContinuationSpentAmt
Total Spent	$51,577,774	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (2 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	GENERAL SUPPORT	$12,992,120	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM	GENERAL SUPPORT	$105,000	WIRE

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	2	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (8 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt	Non Cash AssistanceNonCashAssistanceAmt
BOOK REVIEW PRIZE	SOUTH AMERICA	1	$250	WIRE	$0
POSTER AWARD	EAST ASIA AND THE PACIFIC	1	$500	WIRE	$0
POSTER AWARD	EUROPE (INCLUDING ICELAND & GREENLAND)	5	$1,300	WIRE	$0
POSTER AWARD	NORTH AMERICA	2	$200	WIRE	$0
POSTER AWARD	SUB-SAHARAN AFRICA	1	$100	WIRE	$0
TUITION	EUROPE (INCLUDING ICELAND & GREENLAND)	2	$4,750	WIRE	$0
FELLOWHSIP	SOUTH ASIA	1	$741	WIRE	$0
TUITION	SUB-SAHARAN AFRICA	1	$6,915	WIRE	$0

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE F, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.	ExplanationTxt

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (1)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (10 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
GRENZEBACH GLIER & ASSOCIATES
SEE PART IV FOR ADDRESS	SEE PART IV	IL	60611	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$205,882	$0
COPPER REEF ENTERPRISES
SEE PART IV FOR ADDRESS	CARLSBAD	CA	92009	FUNDRAISING CONSULTING	0	$0	$93,142	$0
AUGUST JACKSON CO
SEE PART IV FOR ADDRESS	BALTIMORE	MD	21202	FUNDRAISING CONSULTING, PLANNING, DATA STORAGE, COMMU.	0	$0	$1,150,641	$0
CVENT ONARRIVAL INC
SEE PART IV FOR ADDRESS	NEW YORK	NY	10014	FUNDRAISING EVENT PLANNING	0	$0	$29,438	$0
T C G LEGACY INC
SEE PART IV FOR ADDRES	DURHAM	NC	27705	FUNDRAISING RELATED MATERIALS, CUSTOMIZATION	0	$0	$30,398	$0
ORACLE AMERICA INC
SEE PART IV FOR ADDRESS	SURFSIDE BEACH	SC	29575	FUNDRAISING RELATED DIGITAL COMMUNICATIONS	0	$0	$24,705	$0
REVERED LLC
SEE PART IV FOR ADDRESS	FULTON	MD	20759	FUNDRAISING RELATED MATERIALS, CUSTOMIZATION	0	$0	$67,900	$0
HORIZON VIDEO PRODUCTION INC
SEE PART IV FOR ADDRESS	CHICAGO	IL	60647	FUNDRAISING RELATED VIDEO SHOOT	0	$0	$78,909	$0
REEHER GROUP LLC
SEE PART IV FOR ADDRESS	DURHAM	NC	27707	FUNDRAISING RELATED MATERIALS, CUSTOMIZATION	0	$0	$36,540	$0
CMG PARTNERS LLC
SEE PART IV FOR ADDRESS	STANFORD	CA	94305	FUNDRAISING PROFESSIONAL DEVELOPMENT	0	$0	$87,217	$0

Field	Value	IRS element (for citing)
Total Retained By Contractors	$1,804,772	TotalRetainedByContractorsAmt
Licensed States	AL	LicensedStatesCd
Licensed States	AK	LicensedStatesCd
Licensed States	AR	LicensedStatesCd
Licensed States	CA	LicensedStatesCd
Licensed States	CO	LicensedStatesCd
Licensed States	CT	LicensedStatesCd
Licensed States	FL	LicensedStatesCd
Licensed States	GA	LicensedStatesCd
Licensed States	HI	LicensedStatesCd
Licensed States	IL	LicensedStatesCd
Licensed States	KS	LicensedStatesCd
Licensed States	KY	LicensedStatesCd
Licensed States	LA	LicensedStatesCd
Licensed States	ME	LicensedStatesCd
Licensed States	MD	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	MI	LicensedStatesCd
Licensed States	MN	LicensedStatesCd
Licensed States	MS	LicensedStatesCd
Licensed States	NH	LicensedStatesCd
Licensed States	NJ	LicensedStatesCd
Licensed States	NM	LicensedStatesCd
Licensed States	NY	LicensedStatesCd
Licensed States	NC	LicensedStatesCd
Licensed States	ND	LicensedStatesCd
Licensed States	OH	LicensedStatesCd
Licensed States	OK	LicensedStatesCd
Licensed States	OR	LicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	2016 CMN	Event1Nm
Gross Receipts Event1	$2,305,783	GrossReceiptsEvent1Amt
Charitable Contri Event1	$2,305,783	CharitableContriEvent1Amt
Cash Prizes Event1	$0	CashPrizesEvent1Amt
Non Cash Prizes Event1	$0	NonCashPrizesEvent1Amt
Rent Facility Costs Event1	$0	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$0	FoodAndBeverageEvent1Amt
Entertainment Event1	$0	EntertainmentEvent1Amt
Other Direct Expenses Event1	$176,708	OtherDirectExpensesEvent1Amt
Event2	ANGELS AMONG US	Event2Nm
Gross Receipts Event2	$2,014,328	GrossReceiptsEvent2Amt
Charitable Contri Event2	$1,913,855	CharitableContriEvent2Amt
Gross Revenue Event2	$100,473	GrossRevenueEvent2Amt
Cash Prizes Event2	$0	CashPrizesEvent2Amt
Non Cash Prizes Event2	$6,967	NonCashPrizesEvent2Amt
Food And Beverage Event2	$1,512	FoodAndBeverageEvent2Amt
Entertainment Event2	$9,571	EntertainmentEvent2Amt
Other Direct Expenses Event2	$91,488	OtherDirectExpensesEvent2Amt
Other Events Total	10	OtherEventsTotalCnt
Gross Receipts Other Events	$2,198,247	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$1,734,645	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$463,602	GrossRevenueOtherEventsAmt
Cash Prizes Other Events	$1,800	CashPrizesOtherEventsAmt
Non Cash Prizes Other Events	$189,669	NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events	$4,373	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$165,353	FoodAndBeverageOtherEventsAmt
Entertainment Other Events	$4,500	EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events	$497,275	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$6,518,358	GrossReceiptsTotalAmt
Charitable Contributions Tot	$5,954,283	CharitableContributionsTotAmt
Gross Revenue Total Events	$564,075	GrossRevenueTotalEventsAmt
Cash Prizes Total Events	$1,800	CashPrizesTotalEventsAmt
Non Cash Prizes Total Events	$196,636	NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events	$4,373	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$166,865	FoodAndBeverageTotalEventsAmt
Entertainment Total Events	$14,071	EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events	$765,471	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$1,149,216	DirectExpenseSummaryEventsAmt
Net Income Summary	-$585,141	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: COPPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: AUGUST JACKSON CO (I) ADDRESS OF FUNDRAISER: 7475 WISCONSIN AVE, BETHESDA, MD 20814 (I) NAME OF FUNDRAISER: CVENT (I) ADDRESS OF FUNDRAISER: 1765 GREENSBORO STATION, TYSONS CORNER, VA 22102 (I) NAME OF FUNDRAISER: T C G LEGACY, INC. (I) ADDRESS OF FUNDRAISER: 191 TECHNOLOGY DR., GARNER, NC 27529 (I) NAME OF FUNDRAISER: ORACLE AMERICA, INC. (I) ADDRESS OF FUNDRAISER: 500 ORACLE PARKWAY, REDWOOD SHORES, CA 94065 (I) NAME OF FUNDRAISER: REVERED (I) ADDRESS OF FUNDRAISER: 8801 FAST PARK DR., RALEIGH, NC 27617 (I) NAME OF FUNDRAISER: HORIZON VIDEO PRODUCTIONS, INC. (I) ADDRESS OF FUNDRAISER: 6114 FAYETTEVILLE RD, DURHAM, NC 27713 (I) NAME OF FUNDRAISER: REEHER GROUP, LLC. (I) ADDRESS OF FUNDRAISER: PO BOX 9202 VB BOX 159, MINNEAPOLIS, MN 55480 (I) NAME OF FUNDRAISER: CMG PARTNERS, LLC. (I) ADDRESS OF FUNDRAISER: 410 BLACKWELL ST., DURHAM, NC 27701

SCHEDULE G, LINE 2(B), COLUMN (V)

DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (86 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc
ACHIEVEMENT ACADEMY OF DURHAM
2614 CREST ST	DURHAM	NC	27705	412167219	501(C)(3)	$5,400	GENERAL SUPPORT
ALBERT SCHWEITZER FELLOWSHIP
330 BROOKLINE AVE	BOSTON	MA	02215	131982786	501(C)(3)	$20,000	GENERAL SUPPORT
AMER SOC FOR CLINICAL INVESTIG
PO BOX 7226	ANN ARBOR	MI	48107	520847477	501(C)(3)	$10,000	GENERAL SUPPORT
AMERICAN DANCE FESTIVAL INC
BOX 90772	DURHAM	NC	277080772	060932294	501(C)(3)	$32,804	GENERAL SUPPORT
AMERICAN MATHEMATICAL SOCIETY
PO BOX 6248	PROVIDENCE	RI	029042213	050264797	501(C)(3)	$6,102	GENERAL SUPPORT
AMERICAN PHYSICAL THERAPY ASSN
1111 N FAIRFAX ST	ALEXANDRIA	VA	223141488	131512769	501(C)(6)	$8,709	GENERAL SUPPORT
ASSOCIATION OF SOUTHEASTERN RESEARCH LIBRARIES
1190 MERAMEC STATION RD SUITE	BALLWIN	MO	63021	582598596	501(C)(3)	$226,150	DUKE START UP CHALLENGE PRIZE
BIOMETRIX CO
PO BOX 25325	DURHAM	NC	27702	472309739		$18,929	GENERAL SUPPORT
BIRCHWOOD LEARNING CENTER
416 WALTON ST	DURHAM	NC	27703	562062834	501(C)(3)		GENERAL SUPPORT	$5,088	FMV	FURNITURE/COMPUTER
BLOOD & MARROW TRANSPLANT INFO
1548 OLD SKOKIE RD UNIT 1	HIGHLAND PARK	IL	60035	363774980	501(C)(3)	$15,000	GENERAL SUPPORT
BOOK HARVEST
2501 UNIVERSITY DR	DURHAM	NC	27707	452610533	501(C)(3)	$10,000	GENERAL SUPPORT
CAMP KESEM NC
PO BOX 90834	DURHAM	NC	27708	510454147		$9,758	GENERAL SUPPORT
CAMPAIGN 4 CHANGE
PO BOX 3355	DURHAM	NC	27702	260096724	501(C)(3)	$7,500	GENERAL SUPPORT
CARING HOUSE INC
2625 PICKETT RD	DURHAM	NC	277055603	561647154	501(C)(3)	$22,500	GENERAL SUPPORT
CHAMBER ORCHESTRA OF THE TRIANGLE
1213 E FRANKLIN ST	CHAPEL HILL	NC	27514	561610461	501(C)(3)	$10,000	GENERAL SUPPORT
CHANGING A GENERATION WITH FACE
PO BOX 11587	DURHAM	NC	27703	562158704	501(C)(3)		GENERAL SUPPORT	$54,372	FMV	FURNITURE/COMPUTER
CHAPEL HILL OUTREACH PROJECT
80 EASTOWNE DRIVE 105	CHAPEL HILL	NC	27514	582046321	501(C)(3)		GENERAL SUPPORT	$7,915	FMV	FURNITURE
CHURCH OF THE PILGRIMS
2201 P ST NW	WASHINGTON	DC	20037	530211352	501(C)(3)	$10,000	GENERAL SUPPORT
CHURCH WORLD SERVICES INC
P O BOX 968	ELKHART	IN	46515	134080201	501(C)(3)	$2,650	GENERAL SUPPORT	$20,152	FMV	FURNITURE
CITY OF DURHAM
101 CITY HALL PLAZA	DURHAM	NC	27701	566000225	GOV'T ENTITY	$300	GENERAL SUPPORT	$17,962	FMV	FURNITURE
CITY OF JESUS
1321 HUMPHREY ST	DURHAM	NC	27701	463800893	501(C)(3)		GENERAL SUPPORT	$11,543	FMV	FURNITURE/COMPUTER
COMMON CATHEDRAL
PO BOX 51003	BOSTON	MA	02205	510469082	501(C)(3)	$10,000	GENERAL SUPPORT
COMMUNITY EMPOWERMENT FUND
208 N COLUMBIA ST SUITE 100	CHAPEL HILL	NC	275143504	270428981	501(C)(3)	$33,500	GENERAL SUPPORT
CREATIVE DIRECTIONS
PO BOX 1029	BURLINGTON	NC	27217	861098232	501(C)(3)		GENERAL SUPPORT	$9,505	FMV	FURNITURE/COMPUTER
CREST STREET COMMUNITY COUNCIL
2614 CREST ST	DURHAM	NC	27705	581399286	501(C)(4)	$10,250	GENERAL SUPPORT
CROHNS & COLITIS FOUNDATION
1100 S MINT ST SUITE 204	CHARLOTTE	NC	28203	136193105	501(C)(3)	$6,000	GENERAL SUPPORT
DIAPER BANK OF NC
304 E TRINITY AVE	DURHAM	NC	27701	320401621	501(C)(3)	$15,080	GENERAL SUPPORT
DUKE WESLEY FELLOWSHIP
2605 ACADIA ST	DURHAM	NC	27704	562023717		$10,000	GENERAL SUPPORT
DURHAM CONGREGATIONS IN ACTION
504 W CHAPEL HILL ST	DURHAM	NC	27701	237208424	501(C)(3)	$6,700	GENERAL SUPPORT
DURHAM CRISIS RESPONSE CENTER
206 N DILLARD ST	DURHAM	NC	277013404	581496427	501(C)(3)	$8,633	GENERAL SUPPORT	$738	FMV	FURNITURE
DURHAM LITERACY CENTER
PO BOX 52209	DURHAM	NC	27707	561479534	501(C)(3)	$10,900	GENERAL SUPPORT	$150	FMV	FURNITURE
DURHAM PUBLIC SCHOOLS
2520 VESSON AVE	DURHAM	NC	27707	566001021	GOV'T ENTITY	$234,941	GENERAL SUPPORT	$8,807	FMV	FURNITURE
EARTH REFORMERS
319 US HWY 70	DURHAM	NC	27703	272962264	501(C)(3)		GENERAL SUPPORT	$8,000	FMV	COMPUTER
ELLERBE CREEK WATERSHED ASSOCIATION
331 W MAIN ST STE 505	DURHAM	NC	27701	562123874	501(C)(3)	$5,000	GENERAL SUPPORT	$300	FMV	FURNITURE
EMILY KRZYZEWSKI FAMILY LIFE CENTER
904 W CHAPEL HILL ST	DURHAM	NC	27701	562230469	501(C)(3)	$205,750	GENERAL SUPPORT	$50	FMV	FURNITURE
EXCHANGE CLUB CHILD ABUSE PREVENTION
3708 LYCKAN PKWY STE 103	DURHAM	NC	277072586	581978668	501(C)(3)	$4,960	GENERAL SUPPORT	$304	FMV	FURNITURE
EXPLORIS MIDDLE SCHOOL
401 HILLSBOROUGH ST	RALEIGH	NC	27603	271719653	501(C)(3)		GENERAL SUPPORT	$12,000	FMV	COMPUTER
FAMILIES MOVING FORWARD
PO BOX 25426	DURHAM	NC	27702	561633998	501(C)(3)	$10,000	GENERAL SUPPORT
FAMILY HEALTH MINISTRIES INC
1921 NORTH POINTE DR SUITE 200	DURHAM	NC	27705	562206165	501(C)(3)	$15,000	GENERAL SUPPORT
GATHERING PLACE MINISTRIES
108 S MAIN ST	ROXBORO	NC	27573	541194439	501(C)(3)		GENERAL SUPPORT	$20,307	FMV	FURNITURE
GENIEUS
2402 W CARVER ST	DURHAM	NC	27705	813388658		$50,000	GENERAL SUPPORT
GEORGIA TECH FOUNDATION INC
760 SPRING ST NW SUITE 400	ATLANTA	GA	30308	586043294	501(C)(3)	$10,000	GENERAL SUPPORT
GOD 1ST PEOPLE 2ND
953 E MAIN STREET	DURHAM	NC	27701	201412180	501(C)(3)		GENERAL SUPPORT	$263,225	FMV	FURNITURE/COMPUTER
GORDON RESEARCH CONFERENCES
512 LIBERTY LANE	WEST KINGSTON	RI	02892	260150662	501(C)(3)	$10,000	GENERAL SUPPORT
GRADUATE CHEMISTRY COUNCIL
124 SCIENCE DR BOX 90354	DURHAM	NC	27708	465754212		$15,000	GENERAL SUPPORT
GREATER RALEIGH CHAMBER OF COMMERCE
PO BOX 2978	RALEIGH	NC	276022978	560370850	501(C)(6)	$5,500	GENERAL SUPPORT
HABITAT FOR HUMANITY OF DURHAM
215 N CHURCH ST	DURHAM	NC	27701	581674794	501(C)(3)	$31,250	GENERAL SUPPORT	$8,391	FMV	FURNITURE
ILASS
2409 E WEAVER STREET	DURHAM	NC	27707	352355979	501(C)(3)		GENERAL SUPPORT	$11,667	FMV	FURNITURE
J-JIREH SERVICES
PO BOX 148	WARRENTON	NC	27589	020783242	501(C)(3)		GENERAL SUPPORT	$6,716	FMV	FURNITURE/COMPUTER
KIDZ NOTES
PO BOX 200	DURHAM	NC	277020200	270446845	501(C)(3)	$4,343	GENERAL SUPPORT	$1,498	FMV	FURNITURE
KRAMDEN INSTITUTE
4915 PROSPECTUS DRIVE	DURHAM	NC	27713	743108814	501(C)(3)	$2,000	GENERAL SUPPORT	$195,415	FMV	COMPUTERS
LELAND STANFORD JUNIOR UNIVERSITY
651 SERRA ST	STANFORD	CA	94305	941156365	501(C)(3)	$10,000	GENERAL SUPPORT
LEUKEMIA & LYMPHOMA SOCIETY
401 HARRISON OAKS BLVD SUITE 2	CARY	NC	27513	135644916	501(C)(3)	$16,000	GENERAL SUPPORT
LINK CHRISTIAN DEVELOPMENT
715 E 4TH ST	WATERLOO	IA	50703	455237223	501(C)(3)	$10,000	GENERAL SUPPORT
LUMBEE LAND DEVELOPMENT
6984 HWY 711	PEMBROKE	NC	28372	562247884	501(C)(3)		GENERAL SUPPORT	$10,070	FMV	COMPUTER
MADE IN DURHAM
307 W MAIN ST	DURHAM	NC	27701	472262963	501(C)(3)	$100,000	GENERAL SUPPORT
MOUNT ZION CHRISTIAN CHURCH
3519 FAYETTEVILLE ST	DURHAM	NC	27707	561443711	501(C)(3)		GENERAL SUPPORT	$8,220	FMV	COMPUTER
MUSEUM OF DURHAM HISTORY
PO BOX 362	DURHAM	NC	27702	943455685	501(C)(3)	$10,350	GENERAL SUPPORT
NATIONAL HUMANITIES CENTER
7 T W ALEXANDER DR	RTP	NC	27709	591735367	501(C)(3)	$100,000	GENERAL SUPPORT
NAVIGATORS
1902 PERRY ST	DURHAM	NC	27705	846007896	501(C)(3)	$5,500	GENERAL SUPPORT
NC PUBLIC HEALTH FOUNDATION
PO BOX 18763	RALEIGH	NC	27619	470921425	501(C)(3)	$10,000	GENERAL SUPPORT
NORTH CAROLINA STATE UNIV FOUNDATION
CAMPUS BOX 7474	RALEIGH	NC	276957474	566049503	501(C)(3)	$15,750	GENERAL SUPPORT
PARTNERS FOR YOUTH OPPORTUNITY
1309 HALLEY ST	DURHAM	NC	27707	352206640	501(C)(3)	$22,826	GENERAL SUPPORT
PSYCHOLOGICAL CLINICAL SCIENCE
1800 MASSACHUSETTS AVE NW 402	WASHINGTON	DC	20036	263018654	501(C)(3)	$15,000	GENERAL SUPPORT
ROXBORO COMMUNITY SCHOOL
115 LAKE DR	ROXBORO	NC	27573	141920044	501(C)(3)		GENERAL SUPPORT	$8,874	FMV	FURNITURE
SAINT AUGUSTINE'S UNIVERSITY
1315 OAKWOOD AVENUE	RALEIGH	NC	27610	560547478	501(C)(3)		GENERAL SUPPORT	$18,322	FMV	FURNITURE/COMPUTER
SAVING GRACE ANIMALS FOR ADOPTION
27587 OLD CREEDMOOR ROAD	WAKE FOREST	NC	27587	920186555	501(C)(3)	$9,130	GENERAL SUPPORT
SCOTT CARTER FOUNDATION
PO BOX 700448	TULSA	OK	741700448	731437230	501(C)(3)	$10,000	GENERAL SUPPORT
SECOND CHANCE OUTREACH EQUIPPING CENTER
300 LAKESIDE DR APT C	HILLSBOROUGH	NC	27278	263511708	501(C)(3)		GENERAL SUPPORT	$5,672	FMV	FURNITURE/COMPUTER
SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201	DURHAM	NC	277012186	562084639	501(C)(3)	$16,000	GENERAL SUPPORT
SMITHSONIAN INSTITUTION
PO BOX 37012-MRC 1420	WASHINGTON	DC	200737012	530206027	501(C)(3)	$14,400	GENERAL SUPPORT
STEPUP
PO BOX 31786	RALEIGH	NC	27622	474578727	501(C)(3)	$100,650	GENERAL SUPPORT
STOP HUNGER NOW
615 HILLSBOROUGH ST SUITE 200	RALEIGH	NC	27603	161541024	501(C)(3)	$7,050	GENERAL SUPPORT
STUDENT NATIONAL MEDICAL ASSN
5113 GEORGIA AVE NW	WASHINGTON	DC	20011	520965479	501(C)(3)	$10,000	GENERAL SUPPORT
STUDENT U
3116 ACADEMY RD	DURHAM	NC	27707	560538019	501(C)(3)	$18,250	GENERAL SUPPORT
TEENS DESTINED TO SUCCEED
PO BOX 2653	BURLINGTON	NC	27216	263024874	501(C)(3)		GENERAL SUPPORT	$6,000	FMV	COMPUTER
TRIANGLE PROJECTS LLC
105 W CORBIN ST SUITE 204	HILLSBOROUGH	NC	27278	472703215		$50,000	GENERAL SUPPORT
TROSA INC
1820 JAMES ST	DURHAM	NC	277072024	561861158	501(C)(3)	$107,500	GENERAL SUPPORT	$65,109	FMV	FURNITURE
UNITED WAY
20312 MAIL SERVICE CTR	RALEIGH	NC	27699	560564547	501(C)(3)	$51,000	GENERAL SUPPORT
UNIVERSITY OF NORTH CAROLINA
227 GREENLAW HALL CB3520	CHAPEL HILL	NC	275993520	566001393	501(C)(3)	$6,100	GENERAL SUPPORT
URBAN MINISTRIES OF DURHAM INC
PO BOX 249	DURHAM	NC	27702	581505891	501(C)(3)	$4,700	GENERAL SUPPORT	$2,095	FMV	FURNITURE
VOICES TOGETHER
5007 SOUTHPARK DR SUITE 230	DURHAM	NC	27713	204612388	501(C)(3)	$5,000	GENERAL SUPPORT	$1,150	FMV	FURNITURE
WAKEMED FOUNDATION
3000 NEW BERN AVE	RALEIGH	NC	27610	561916549	501(C)(3)		GENERAL SUPPORT	$7,361	FMV	FURNITURE
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURHAM	NC	27705	562214825	501(C)(3)	$14,826	GENERAL SUPPORT
WASHINGTON UNIVERSITY
700 ROSEDALE AVE CB 1034	ST LOUIS	MO	63112	143060536	501(C)(3)	$100,000	GENERAL SUPPORT
WEST END COMMUNITY FOUNDATION
PO BOX 51398	DURHAM	NC	277171398	561858174	501(C)(3)	$14,826	GENERAL SUPPORT	$1,080	FMV	FURNITURE

Field	Value	IRS element (for citing)
Total501c3 Org	77	Total501c3OrgCnt
Total Other Org	9	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (22 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
ALLEN STARLING JOHNSON JR AWARD	9	$4,137
BRENDA ARMSTRONG AWARD	6	$600
DUSOMIE THINC PRIZE	14	$4,943
HOLTON PRIZE	7	$5,250
MELON GRANT	7	$6,000
MISCELLANEOUS ASSISTANCE	1	$8,258
RESEARCH PRIZE	12	$19,600
START UP CHALLENGE	12	$8,000
STUDENT AWARD	209	$149,530
TEACHING AWARD	9	$2,250
UNDERGRADUATE INSTITUTIONAL AWARDS	272	$3,193,934
INTERNSHIP STIPENDS	874	$1,953,533
GRADUATE STIPENDS	2139	$28,564,394
POSTDOCTORAL STIPENDS	34	$668,091
PREDOCTORAL STIPENDS	29	$586,603
UNDERGRADUATE STIPENDS	780	$2,207,733
GRADUATE ATHLETIC SCHOLARSHIPS	18	$1,172,672
UNDERGRADUATE ATHLETIC SCHOLARSHIPS	524	$26,370,740
UNDERGRADUATE SCHOLARSHIPS & STIPENDS	3023	$122,919,016
GRADUATE SCHOLARSHIPS & STIPENDS	4433	$76,904,951
POST DOCTORAL SCHOLARSHIPS & STIPENDS	32	$70,450
PRE DOCTORAL SCHOLARSHIPS & STIPENDS	2860	$49,351,289

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE I, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Idemnification Gross Up Pmts	Yes (X)	IdemnificationGrossUpPmtsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (25 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
RICHARD H BRODHEAD
TRUSTEE/PRESIDENT	$994,475	$0	$0	$0	$263,534	$0	$153,161	$0	$15,585	$0	$1,426,755	$0	$115,000	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	$530,628	$0	$0	$0	$18,000	$0	$32,411	$0	$18,414	$0	$599,453	$0	$0	$0
SALLY KORNBLUTH
PROVOST	$612,590	$0	$0	$0	$18,000	$0	$32,411	$0	$48,690	$0	$711,691	$0	$0	$0
RICHARD RIDDELL
VP & UNIVERSITY SECRETARY	$357,586	$0	$0	$0	$18,000	$0	$21,000	$0	$16,140	$0	$412,726	$0	$0	$0
TALLMAN TRASK
EXECUTIVE VICE PRESIDENT	$738,477	$0	$0	$0	$18,000	$0	$32,411	$0	$19,783	$0	$808,671	$0	$0	$0
TIMOTHY W WALSH
TREASURER & VP OF FINANCE	$415,110	$0	$0	$0	$0	$0	$32,411	$0	$16,792	$0	$464,313	$0	$0	$0
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	$1,161,674	$0	$904,735	$0	$23,700	$0	$132,411	$0	$15,246	$0	$2,237,766	$0	$0	$0
NANCY C ANDREWS MD
VICE CHANCELLOR OF ACADEMIC AFFAIRS	$594,822	$0	$346,539	$0	$18,000	$0	$32,411	$0	$59,782	$0	$1,051,554	$0	$0	$0
VALERIE ASHBY
DEAN, COLLEGE OF ARTS & SCIENCE	$418,987	$0	$0	$0	$0	$0	$32,411	$0	$6,753	$0	$458,151	$0	$0	$0
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN., SOM	$409,314	$0	$202,471	$0	$18,000	$0	$32,411	$0	$21,283	$0	$683,479	$0	$0	$0
ALICE GOULD
INVESTMENT MANAGER	$354,284	$0	$857,798	$0	$191,550	$0	$32,411	$0	$11,342	$0	$1,447,385	$0	$173,550	$0
EVAN L JONES
INVESTMENT MANAGER	$347,607	$0	$838,545	$0	$18,000	$0	$114,311	$0	$18,857	$0	$1,337,320	$0	$0	$0
JUSTIN B NIXON
INVESTMENT MANAGER	$293,107	$0	$565,433	$0	$0	$0	$93,836	$0	$16,255	$0	$968,631	$0	$0	$0
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	$333,689	$0	$1,445	$0	$12,000	$0	$32,411	$0	$43,697	$0	$423,242	$0	$0	$0
ERIC PETERSON
DIRECTOR, DCRI	$406,116	$0	$104,205	$0	$18,000	$0	$32,411	$0	$88,771	$0	$649,503	$0	$0	$0
JAMES S ROBERTS
EXEC VICE PROVOST FIN & ADMIN	$353,181	$0	$0	$0	$0	$0	$32,411	$0	$7,989	$0	$393,581	$0	$0	$0
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	$635,077	$0	$2,043,427	$0	$543,625	$0	$652,567	$0	$17,185	$0	$3,891,881	$0	$525,625	$0
DAVID N CUTCLIFFE
COACH	$2,121,341	$0	$325,484	$0	$33,900	$0	$32,411	$0	$27,792	$0	$2,540,928	$0	$0	$0
MICHAEL W KRZYZEWSKI
COACH	$2,673,733	$0	$1,375,000	$0	$1,675,116	$0	$1,299,814	$0	$24,543	$0	$7,048,206	$0	$1,246,799	$0
JOANNE MCCALLIE
COACH	$1,051,062	$0	$228,000	$0	$26,250	$0	$32,411	$0	$15,055	$0	$1,352,778	$0	$0	$0
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	$1,109,411	$0	$0	$0	$26,506	$0	$349,078	$0	$24,345	$0	$1,509,340	$0	$0	$0
RALPH SNYDERMAN
CHANCELLOR EMERITUS	$1,180,906	$0	$0	$0	$10,270	$0	$32,411	$0	$16,869	$0	$1,240,456	$0	$0	$0
PETER LANGE
FORMER OFFICER	$433,134	$47,577	$0	$0	$18,000	$0	$32,411	$0	$8,757	$0	$492,302	$47,577	$0	$0
VICTOR J DZAU MD
FORMER OFFICER	$0	$0	$143,032	$0	$0	$0	$18,666	$0	$15	$0	$161,713	$0	$0	$0
ALVIN L CRUMBLISS
FORMER KEY EMPLOYEE	$143,559	$0	$0	$0	$0	$0	$17,000	$0	$6,228	$0	$166,787	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 1A

CHARTER TRAVEL MICHAEL W. KRZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. RICHARD H. BRODHEAD, A. EUGENE WASHINGTON, MD, TALLMAN TRASK III AND SALLY KORNBLUTH USED FIRST CLASS OR CHARTER TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS COMPANIONS HAVE TRAVELED WITH RICHARD H. BRODHEAD, MICHAEL W. KRZYZEWSKI, AND A. EUGENE WASHINGTON, MD. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. TAX INDEMNIFICATION MICHAEL W. KRZYZEWSKI AND RICHARD H. BRODHEAD RECEIVED SOME BENEFIT THAT WAS GROSSED UP TO COMPENSATE FOR WITHHOLDING OF TAXES. RESIDENCE FOR PERSONAL USE RICHARD H. BRODHEAD AND A. EUGENE WASHINGTON, MD WERE PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITIES USED BY THE UNIVERSITY'S PRESIDENT AND CHANCELLOR. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THE FACILITIES ARE USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. CLUB DUES NANCY CATHERINE ANDREWS, MD, DAVID N. CUTCLIFFE, RICHARD RIDDELL AND JAMES SCOTT GIBSON WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.

PART I, LINE 4B

SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: NEAL F. TRIPLETT $525,625, RICHARD BRODHEAD $230,000, ALICE GOULD $173,550, MICHAEL W. KRZYZEWSKI $1,610,000. SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GDR6	2006-11-02	$397,964,337	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	65819GFT0	2009-02-25	$252,858,252	SEE PART VI	Yes (1)	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
C	561592154	65819GJQ2	2014-10-23	$260,825,252	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
D	561592154	65819GKX5	2015-11-18	$416,079,767	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Total ProceedsTotalProceedsAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Capital ExpendituresCapitalExpendituresAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	Bond DefeasedBondDefeasedAmt	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt
A	$381,460,000	$405,128,364	$8,814,929	$262,529,247	$2,807,772	$130,976,419	2008	Yes (1)	Yes (1)	Yes (1)	Yes (1)
B		$253,158,413	$7,249,152	$109,568,000	$2,182,146	$134,159,115	2013	Yes (1)	0	0	Yes (1)	$247,090,000
C		$260,867,558		$236,825,000	$994,215		2016	Yes (1)	0	0	Yes (1)		$23,048,343
D		$416,282,285	$1,744,007	$274,219,243	$2,173,484	$109,531,060		Yes (1)	0	0	Yes (1)			$28,614,491

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Total Private Business UseTotalPrivateBusinessUsePct	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00150	0.00150	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00080	0.00080	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Term Of GICTermOfGICPct	Regulatory Safe Harbor StsfdRegulatorySafeHarborStsfdInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
MORGAN STANLEY & CO
A	0	0	0	Yes (1)	Yes (1)	0	Yes (1)	1.900000000000	0	0	Yes (1)
(no name)
B	0	0	0	Yes (1)	0	0	0			0	Yes (1)
(no name)
C	0	0	0	Yes (1)	0	0	0			0	Yes (1)
(no name)
D	0	Yes (1)	0	0	0	0	0			0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND BOND ISSUE (B2): FORM 8038 LISTS THE CUSIP NUMBER AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 4/7/2016 AND CUSIPS 65818WGE8, 65818WGF5, 65818WGG3, 65818WGH1, 65818X3W0 WERE OUTSTANDING AS OF 6/30/2017 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS BOND ISSUE (B2): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($254,160,000) AND FIRST GENERATION CURRENT REFUNDING COMMERICAL PAPER NOTES ($33,860,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND THE OUTSTANDING 1996B BONDS ISSUED 7/9/1996, (2) REFUND A PORTION OF THE 2001A BONDS ISSUED 1/8/2002, (3) REFUND $92,699,000 AGGREGATE PRINCIPAL AMOUNT OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 9/18/2006 AND $3,260,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 20 PROJECTS LOCATED ON THE WEST AND EAST CAMPUS OF DUKE UNIVERSITY (2006A PROJECTS), AND (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF COST OF CONSTRUCTING AND EQUIPPING THE 2006A PROJECTS. BOND ISSUE (B): TO (1) REFUND $104,184,000 AGGREGATE PRINCIPAL OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 5/13/2008 AND $5,384,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 28 PROJECTS LOCATED ON WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY (2009B PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2009B PROJECTS. BOND ISSUE (C): TO (1) REFUND A PORTION OF THE 2005A BONDS ISSUED 06/24/2005, (2) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2006, (3) REFUND A PORTION OF THE 2006B BONDS ISSUED 01/09/2007, (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2014A-C PROJECTS. BOND ISSUE (B2): COMMERCIAL PAPER PROGRAM, THE PURPOSES OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 7/16/2014, AND (2) FINANCE PROJECTS ON THE WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY. BOND ISSUE (D): TO (1) REFUND THE REMAINING PORTION OF THE 2005A BONDS ISSUED 06/24/2005, (2) REFUND $185,101,000 AGGREGATE PRINCIPAL AMOUNT OF TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED 11/18/2015 TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 13 PROJECTS LOCATED ON THE WEST AND EST CAMPUS OF DUKE UNIVERSITY (2015B PROJECTS), (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2015B PROJECTS. BOND ISSUE (A2): TO (1) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2006, (2) REFUND A PORTION OF THE 2006B BONDS ISSUED 01/09/2007.
FORM 990, SCHEDULE K, PART II, LINE 13	TAX-EXEMPT BOND BOND ISSUE (D): NO YEAR IS PROVIDED AT THIS TIME DUE TO 2015B PROJECTS THAT ARE NOT SUBSTANTIALLY COMPLETE.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND LINE 2 BOND ISSUE (B2): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED. BOND ISSUE (A) - 11/1/2016 BOND ISSUE (B) - 2/1/2017 BOND ISSUE (C) - 9/30/2016 BOND ISSUE (D) - 11/1/2016 LINE 5D BOND ISSUE (A): ONLY TWO BIDS WERE RECEIVED FROM SIX PROVIDERS SOLICITED.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GLE6	2016-11-03	$380,642,978	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	99VARIOUS	2016-04-17	$254,160,000	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$380,642,978	$378,939,046	$1,703,932	2008	Yes (1)	0	Yes (1)	Yes (1)
B	$33,860,000	$33,860,000		2015	Yes (1)	0	0	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00170	0.00000	0.00170	0	0	Yes (1)
B	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	0.00000	0	0	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	Yes (1)	0	0	0	0	0	0	Yes (1)
B	0	0	0	0	0	0	0	0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)

Schedule L IRS990ScheduleL

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	1 RECIPIENT	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Relationship With Org	TRUSTEE	RelationshipWithOrgTxt
Cash Grant	$83,131	CashGrantAmt
Type Of Assistance	SCHLORSHIP	TypeOfAssistanceTxt
Assistance Purpose	TUITION ASSISTANCE	AssistancePurposeTxt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (7 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
CYNTHIA BRODHEAD
SEE PART V	$179,902	SEE PART V	0
LORI LEACHMAN
SEE PART V	$58,590	SEE PART V	0
DEBORAH JAKUBS
SEE PART V	$319,800	SEE PART V	0
BERNARD MATHEY-PREVOT
SEE PART V	$166,781	SEE PART V	0
MOLLY M WALSH
SEE PART V	$25,000	SEE PART V	0
JAMES MATTHEW GIBSON
SEE PART V	$47,818	SEE PART V	0
ZACHARY BERNARD
SEE PART V	$22,115	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:	FormAndLineReferenceDesc
Explanation	(A) NAME OF INTERESTED PERSON: CYNTHIA BRODHEAD(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: CYNTHIA BRODHEAD IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $179,902(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: LORI LEACHMAN(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LORI LEACHMAN IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER OFFICER(C) AMOUNT OF TRANSACTION: $58,590(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: DEBORAH JAKUBS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DEBORAH JAKUBS IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $319,800(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: BERNARD MATHEY-PREVOT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: BERNARD MATHEY-PREVOT IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $166,781(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: MOLLY M WALSH(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: MOLLY M WALSH IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $25,000(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: JAMES MATTHEW GIBSON(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES MATTHEW GIBSON IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $47,818(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: ZACHARY BERNARD(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: ZACHARY BERNARD IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $22,115(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO	ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	30	ContributionCnt
Noncash Contributions Rpt F990	$3,427,161	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$808,287	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1745	ContributionCnt
Noncash Contributions Rpt F990	$94,339,429	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenuesTxt

Real Estate Residential RealEstateResidentialGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1	ContributionCnt
Noncash Contributions Rpt F990	$63,299	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (3 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	EVENT TICKETS	3112	$632,545	FMV/FACE VALUE
Yes (X)	EQUIPMENT	12	$234,513	VARIOUS
Yes (X)	MISCELLANEOUS	66	$147,193	VARIOUS

Field	Value	IRS element (for citing)
Form8283 Received	21	Form8283ReceivedCnt
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 32B:	FormAndLineReferenceDesc
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (10 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART III, LINE 1	ORGANIZATION'S MISSION "JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION; AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
FORM 990, PART V, LINE 3B	THE ORGANIZATION DID NOT HAVE UNRELATED BUSINESS INCOME OF $1,000 OR MORE DURING THE FISCAL YEAR ENDED JUNE 30, 2017. THEREFORE, FORM 990-T IS NOT REQUIRED FOR THE FISCAL YEAR ENDED JUNE 30, 2017.
FORM 990, PART VI, SECTION A, LINE 2	TRUSTEES JANET HILL AND DAVID M. RUBENSTEIN ARE BOTH DIRECTORS OF THE CARLYLE GROUP.
FORM 990, PART VI, SECTION A, LINE 7A	GRADUATES OF DUKE UNIVERSITY HAVE THE RIGHT TO ELECT TWELVE TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES.
FORM 990, PART VI, SECTION B, LINE 11B	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT, RISK & COMPLIANCE COMMITTEE OF THE UNIVERSITY TRUSTEES IN ADVANCE OF THE MEETING. AT THE MEETING, THE DUKE UNIVERSITY TAX SENIOR DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, REVIEWS THE FORM 990 WITH THE COMMITTEE. THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS BOTH AT THE MEETING AND ANYTIME THEREAFTER BY CONTACTING THE TAX SENIOR DIRECTOR OR DUKE UNIVERSITY'S TAX ATTORNEY, WHO IS ALSO INVOLVED WITH THE PREPARATION OF DUKE UNIVERSITY'S FORM 990. SUBSEQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX SENIOR DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR ALL DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
FORM 990, PART VI, SECTION C, LINE 18	DUKE UNIVERSITY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON WWW.GUIDESTAR.ORG. GUIDESTAR INDEPENDENTLY POSTS TAX-EXEMPT ORGANIZATION'S FORM 990'S ON THEIR WEBSITE, OBTAINED FROM THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS.PDF (WEBLINK MUST BE INPUT IN ALL LOWER CASE LETTERS).
FORM 990, PART XI, LINE 9:	CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS 32,920,803. TRANSFER FROM DUHS 102,270,770. NONPERIODIC CHANGE 39,258,744. OTHER CHANGES -2,076,562.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UK TRUST LIMITED	BusinessNameLine1Txt

Foreign Address ForeignAddress

Field	Value	IRS element (for citing)
Address Line1	19 NORCOTT ROAD	AddressLine1Txt
City	LONDON	CityNm
Country	UK	CountryCd
Foreign Postal	N167EJ	ForeignPostalCd

Field	Value	IRS element (for citing)
EIN	980555714	EIN
Primary Activities	DEVELOPMENT	PrimaryActivitiesTxt
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountryCd
Total Income	$575,253	TotalIncomeAmt
End Of Year Assets	$7,856	EndOfYearAssetsAmt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (42 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd	EINEIN	Direct Controlling NADirectControllingNACd
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE III-O	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	11 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	11 TYPE III-O		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	11 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561465177
DUKE ALUMNI ASSOCIATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	611588319
DUKE HOSPITAL AUXILIARY INC
PO BOX 2895	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	11 TYPE III-O		0	561825604	N/A
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561701245
DUKE UNIV AFFILIATED PHYSICIANS
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE UNIVERSITY HEALTH SYSTEM INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917939
INNOVATIONS IN HEALTHCARE INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	11 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	11 TYPE III-O	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	11 TYPE III-O		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	11 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561655039
THE LORD FDN OF NORTH CAROLINA
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	561415423
DUKE INTEGRATED NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	463129771
DUKE QUALITY NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	461340679
DUKE JANJUN SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471150667
DUKE JULDEC SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471143245
DUKE ALLMO SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	471133466
DUKE INVESTMENT EDUCATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	475555092
FSB REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	811309454
DUKE AFFILIATIONS NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	812623775
TRIANGLE FIBER GROUP
310 BLACKWELL STREET 4TH FLOOR	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	11 TYPE 1	DUKE UNIVERSITY	Yes (1)	815328550
DUKE UNIV FED CRED UNION
2200 WEST MAIN STREET	DURHAM	NC	27705	BANKING	NC	501(C)(1)			0	561632379	N/A

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (21 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Predominant Income TypePredominantIncomeTypeTxt	Disproportionate AllocationsDisproportionateAllocationsInd	General Or Managing PartnerGeneralOrManagingPartnerInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd
BLACKWELL PARTNERS LLC - SERIES A - 20-8075455
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
CD FUND LP - 27-0130641
MCKINNEY AVE	DALLAS	TX	75201	INVESTMENTS	TX	N/A	N/A	0	0
LIQUID REALTY PTR 05-0537755
LINDA MESA	DANVILLE	CA	94526	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
OCTAVIAN BLUE FD 27-2408711
5TH AVENUE	NY	NY	10151	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
MANGUM II LLC - 46-5135858
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0
LS INVESTOR LLC 20-3891381
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
DILWEG BLUE PF LP 47-1225569
5310 S ALSTON AVE STE 210	DURHAM	NC	27713	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT IV 47-2172270
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE CHP PT 35-2503856
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES C - 81-1264533
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
GPE HOLDCO LLC - 47-5652832
2000 AVE OF THE STARS 11TH FL	LOS ANGELES	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
LIQUID RLT PTR II TE - 20-4362819
				INVESTMENTS	DE	N/A	N/A	0	0	10 MARKET ST 769 CAMANA BAY	GRAND CAYMAN	CJ	KY1-9006
STRATUS CAPITAL PARTNERS C LP
				INVESTMENTS		N/A	N/A	0	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	UK	EH3 9WJ	UK
ALTOS HYBRID D LLC - 47-3996176
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES B - 47-2530719
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES D - 81-3385353
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES E - 81-1511048
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (27 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct
DUKE CE LS INC
310 BLACKWELL STREET	DURHAM	NC	27701	202004016	REAL ESTATE	NC	N/A	C	0
DUKE CORP EDU INDIA PRIVATE
				421672476	CONSULTING		N/A	C	0	ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	AHMEDABAD	IN	380015	IN
DUKE CORPORATE EDUCATION LIM
				421672476	EDU CONSULT		N/A	C	0	165 FLEET STREET	LONDON		UK	EC4A 2DY	UK
DUKE CORPORATE EDUCATION RSA
				421672476	CONSULTING		N/A	C	0	GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	JOHANNESBURG	SF	02021	SF
DUKE GLOBAL CONSULTING (KUNSHAN)
					CONSULTING		N/A	C	0	1666 WEI CHEN NAN RD	KUNSHAN PR	KUNSHAN	CH	215300	CH
DUKE MEDICAL STRATEGIES INC
2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	HEALTHCARE	NC		C	Yes (1)							DUKE UNIVERSITY	$8	$5,445	1.00000
DUKE MEDICINE ASIA PTE LTD
					MEDICAL RESEARCH		N/A	C	0	5 SHENTON WAY 07-00 UIC BLD	SING		SN	0688	SN
DUKE UNIV QUADRANGLE FUND
PO BOX 185	PITTSBURGH	PA	152300185	566218971	INVESTMENTS	PA	N/A	T	0
DUKE UNIVERSITY TOWER FUND
PO BOX 185	PITTSBURGH	PA	152300185	566147362	INVESTMENTS	PA	N/A	T	0
DURHAM CASUALTY COMPANY LTD
				980113277	INSURANCE		N/A	C	0	AON HOUSE 30 WOODBOURNE AVE	PEMBROKE		BD	HM 08	BD
DUSVF EUROPEAN LP
				980346042	INVESTMENTS		N/A	C	0	7 CAVENDISH SQUARE	LONDON		UK	W1G 0PE	UK
GOTHIC INTERNATIONAL LTD
					INVESTMENTS		N/A	C	0	113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN		CJ	KY1-1108	CJ
JOHN & PATRICIA KOSKINEN CLUT
PO BOX 185	PITTSBURGH	PA	152300185	566532340	INVESTMENTS	PA	N/A	T	0
MARATHON BLUE CAYMAN FUND
					INVESTMENTS		N/A	C	0	89 NEXUS WAY PO BOX 31106	GRAND CAYMAN		CJ	KY1-1205	CJ
GHI HOLDINGS MAURITIUS
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI ERP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI HSP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI JBD LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI LTP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
QUORUM FUND LIMITED
					INVESTMENTS		N/A	C	0	PO BOX 1043 GEORGE TOWN	GRAND CAYMAN		CJ	KY1-1102	CJ
DUKE CE (SEA) PRIVATE LIMITED
					SUPPORT		N/A	C	0	1 RAFFLES PLACE TOWER 2	SINGAPORE		SN	048616	SN
MCP PRIVATE CAPITAL (FEEDER) FUND I LP
					INVESTMENTS		N/A	C	0	6 RUE GABRIEL LIPPMAN	LUXEMBOURG		LU	L-5365	LU
DUKE INDIA SERVICES PRIVATE LIMITED
					MEDICAL RESEARCH		N/A	C	0	302 PRIDE ELITE 10 MUSEUM ROAD	BANGALORE	KARNATAKA	IN	560001	IN
HEALTH SYSTEM MEDICAL STRATEGIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	562222444	HEALTHCARE	NC		C	Yes (1)							DUHS INC
CPP OFFICE PORTFOLIO (FEEDER) LP
				981152490	REAL ESTATE		N/A	C	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH		UK	EH3 9WJ	UK
INDOCHINA LAND INVESTMENTS III
					INVESTMENTS		N/A	C	0	CAPITAL PLACE 6 THAI VAN LUNG	HO CHI MINH CITY		VM		VM
TOWER VIEW LIMITED
					INVESTMENTS		N/A	C	0	89 NEXUS WAY CAMAN BAY	GRAND CAYMAN		CJ	KY1-9007	CJ

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	Yes (1)	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	Yes (1)	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	Yes (1)	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	0	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (26 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
THE LORD FOUNDATION OF NORTH CAROLINA
C	$1,385,036	FMV
HIGH POINT REALTY ASSOCIATES INC
C	$2,712,000	FMV
GOTHIC CORPORATION
R	$1,468,434,577	FMV
GOTHIC CORPORATION
S	$1,782,172,382	FMV
DURHAM ASSET MANAGEMENT COMPANY INC
C	$5,192,252	FMV
DURHAM ASSET MANAGEMENT COMPANY INC
B	$1,613,413	FMV
DUKE UNIVERSITY PHILANTHROPIES INC
C	$1,157,051	FMV
DUKE UNIVERSITY HEALTH SYSTEM INC
S	$108,231,145	FMV
DUKE SCHOLARLY EXHIBITS INC
B	$127,000	FMV
DUKE ALUMNI ASSOCIATION INC
B	$755,000	FMV
DUKE GLOBAL INC
C	$6,775,391	FMV
DUKE GLOBAL INC
B	$2,577,931	FMV
THE DUKE UNIVERSITY SCHOOL OF MEDICINE RESEARCH FOUNDATION
B	$825,000	FMV
DUMAC INC
R	$12,055,800	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
C	$387,617	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
B	$212,808	FMV
DURHAM REALTY INC
C	$331,847	FMV
DUKE UNIVERSITY SPECIAL VENTURES FUND INC
S	$58,357	FMV
THE RUTH K BROAD BIOMEDIAL RESEARCH FOUNDATION
C	$360,371	FMV
DUKE ALLMO SERVICES INC
R	$3,348,961	FMV
DUKE JANJUN SERVICES INC
R	$915,640	FMV
DUKE JULDEC SERVICES INC
R	$1,038,021	FMV
THE CENTER FOR DOCUMENTARY STUDIES
R	$911,361	FMV
DURHAM REALTY INC
B	$50,806,130	FMV
DUKE HOSPITAL AUXILIARY INC
R	$269,243	FMV
DUKE HOSPITAL AUXILIARY INC
C	$67,602	FMV