THE NORMAN AND SADIE LEE FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- THE NORMAN AND SADIE LEE FOUNDATION (EIN 95-3333368)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-15
- IRS object ID
- 201843199349104499
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-15T17:51:07-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK E FL 16 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 953333368 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NORMAN & SADIE LEE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O CLIFTONLARSONALLEN LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORM | BusinessNameControlTxt |
| Phone | 3102732501 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAUL A JAMES | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3102732501 | PhoneNum |
| Signature | 2018-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KURT KILWEIN | PreparerPersonNm |
| PTIN | P00109165 | PTIN |
| Phone | 3102732501 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 67.137.57.251 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-15 | IPDt |
| IP Tm | 16:40:31 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | E4F1A10121B9D6C57FA14663D7335F8689FE0A5A | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $41,092,831 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,396,600 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,396,600 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,192,615 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $27,590,554 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,192,615 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $15,891 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $15,891 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,605,106 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,605,106 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $293 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $293 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,825 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,412 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $4,413 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $206 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $206 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $37,932 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $37,782 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $150 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $58,185 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $58,185 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $0 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $307,692 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $206,584 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $44,582 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $413,133 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $307,169 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $49,438 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,849,951 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,849,951 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,263,084 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $307,169 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,899,389 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,342,022 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,297,937 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $904,671 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $945,268 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $945,268 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $252,533 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,134,378 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,124,422 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $14,212,883 | CorporateStockBOYAmt |
| Corporate Stock EOY | $12,863,511 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,500,005 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $19,532,810 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $22,420,315 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $23,054,911 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,550,175 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,509,557 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,438,898 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $6,535 | OtherAssetsBOYAmt |
| Other Assets EOY | $29,327 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $29,327 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $37,459,607 | TotalAssetsBOYAmt |
| Total Assets EOY | $38,902,356 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $41,092,831 | TotalAssetsEOYFMVAmt |
| Loans From Officers EOY | $101,343 | LoansFromOfficersEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $101,343 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $37,459,607 | RetainedEarningBOYAmt |
| Retained Earning EOY | $38,801,013 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $37,459,607 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $38,801,013 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $37,459,607 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $38,902,356 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $37,459,607 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,342,022 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $38,801,629 | SubtotalAmt |
| Other Decreases | $616 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $38,801,013 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (22 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| MORGAN STANLEY BASIS ADJUSTMENTS | P | $13,051 | $13,051 | $13,051 | |
| MORGAN STANLEY (#-3852) | P | $2,274,185 | $408,611 | $408,611 | $1,865,574 |
| MORGAN STANLEY (#-3853) | P | $1,897,038 | -$2,227 | -$2,227 | $1,899,265 |
| MORGAN STANLEY (#-3854) | P | $2,865,599 | -$27,751 | -$27,751 | $2,893,350 |
| MORGAN STANLEY (#-3855) | P | $343,052 | $82,610 | $82,610 | $260,442 |
| MORGAN STANLEY (#-3856) | P | $4,749,500 | $547,940 | $547,940 | $4,201,560 |
| MORGAN STANLEY (#-3857) | P | $2,270,849 | $452,050 | $452,050 | $1,818,799 |
| MORGAN STANLEY (#-3858) | P | $2,088,239 | $213,862 | $213,862 | $1,874,377 |
| MORGAN STANLEY (#-3859) | P | $1,973,779 | -$60,363 | -$60,363 | $2,034,142 |
| MORGAN STANLEY (#-3862) | P | $609,062 | $21,605 | $21,605 | $587,457 |
| MORGAN STANLEY (#-4100) | P | $497,162 | $2,027 | $2,027 | $495,135 |
| MORGAN STANLEY (#-4101) | P | $2,577,807 | $71,687 | $71,687 | $2,506,120 |
| MORGAN STANLEY (#-4103)* | P | $2,591,932 | $128,104 | $128,104 | $2,463,828 |
| MORGAN STANLEY (#-4893) | P | $229,936 | $52,699 | $52,699 | $177,237 |
| MORGAN STANLEY (#-6408) | P | $2,146,012 | $72,063 | $72,063 | $2,073,949 |
| MORGAN STANLEY (#-7003) | P | $155,118 | $4,536 | $4,536 | $150,582 |
| MORGAN STANLEY (#-7006) | P | $99,012 | $10,217 | $10,217 | $88,795 |
| BASIS ADJ - DISPOSITION OF INVESTMENT IN KKR FINANCIAL HOLDINGS (MS #-4103) | P | -$206 | -$206 | $206 | |
| DIRECT LENDING FUND I - BWM, LP | P | $62,594 | $62,594 | $62,594 | |
| OAKTREE RE OPPORTUNITIES FUND VI AIF (CAYMAN), L.P. | P | $3,454 | $3,454 | $3,454 | |
| OAKTREE RE OPPORTUNITIES FUND VI, L.P. | P | $85,388 | $78,267 | $78,267 | $7,121 |
| CAPITAL GAINS DIVIDENDS | P | $57,785 | $57,785 | $57,785 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,192,615 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,020,303 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $38,965,276 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.051849 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,001,825 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $39,639,688 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050501 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,996,687 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $41,021,568 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048674 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,018,502 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $41,246,970 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048937 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,788,543 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $41,333,892 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.043271 | DistributionYr5Rt |
| Total Distribution | 0.243232 | TotalDistributionRt |
| Average Distribution | 0.048646 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $40,397,601 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,965,182 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $32,979 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,998,161 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,899,389 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $65,959 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $65,959 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $65,959 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,756 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $75,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $87,756 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $21,797 | OverpaymentAmt |
| Applied To ES Tax | $21,797 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CLIFTONLARSONALLEN LLP | IndividualWithBooksNm |
| Phone | 3102732501 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| PAUL A JAMES | ||||||||
| 712 27TH STREET | MANHATTAN BEACH | CA | 90266 | DIR/PRESIDENT/TREAS/SEC | 1.00 | $0 | $0 | $0 |
| BRYAN ISAACS | ||||||||
| 80915 WEISKOPF | LA QUINTA | CA | 92253 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 NEW YORK PLAZA 12TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $200,560 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $39,712,185 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,300,608 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $41,012,793 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $41,012,793 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $615,192 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $40,397,601 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,019,880 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,019,880 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $65,959 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $15,427 | IncomeTaxAmt |
| Total Tax | $81,386 | TotalTaxAmt |
| Distributable Before Adj | $1,938,494 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,938,494 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,938,494 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,899,389 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,899,389 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,899,389 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,938,494 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,832,856 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,899,389 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,832,856 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $66,533 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,871,961 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (30 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1736 FAMILY CRISIS CENTER | |||||||||||
| 2116 ARLINGTON AVE | LOS ANGELES | CA | 90018 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| AMERICAN RIVER CONSERVANCY | |||||||||||
| 348 CA-49 | COLOMA | CA | 95613 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 | ||||
| BEIT T'SHUVAH | |||||||||||
| 8831 VENICE BLVD | LOS ANGELES | CA | 90034 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| CENTER THEATRE GROUP | |||||||||||
| 601 W TEMPLE ST | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $200,000 | ||||
| CHILDREN'S HOSPITAL LOS ANGELES | |||||||||||
| 4650 SUNSET BLVD | LOS ANGELES | CA | 90027 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| CITY OF HOPE | |||||||||||
| 1500 E DUARTE RD | DUARTE | CA | 91010 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $20,000 | ||||
| DISABLED SPORTS EASTERN SIERRA | |||||||||||
| 1 MINARET RD | MAMMOTH LAKES | CA | 93546 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 | ||||
| DOWNTOWN EMERGENCY SERVICE CENTER | |||||||||||
| 515 THIRD AVE | SEATTLE | WA | 98104 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| GIRLS INC OF GREATER LOS ANGELES | |||||||||||
| 9800 S LA CIENEGA BLVD 410 | INGLEWOOD | CA | 90301 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 | ||||
| GLOBAL LYME ALLIANCE | |||||||||||
| 1290 E MAIN ST 3RD FLOOR | STAMFORD | CT | 06902 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| GRAY AREA GRAND THEATER | |||||||||||
| 2665 MISSION ST | SAN FRANCISCO | CA | 94110 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| JUNIOR LIFEGUARDS | |||||||||||
| 1008 SANTA CLARA PL | SAN DIEGO | CA | 92109 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 | ||||
| LAURA'S HOUSE | |||||||||||
| 999 CORPORATE DR 225 | LADERA RANCH | CA | 92694 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 | ||||
| LOS ANGELES MUSEUM OF THE HOLOCAUST | |||||||||||
| 100 THE GROVE DR | LOS ANGELES | CA | 90036 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 | ||||
| LOS ANGELES OPERA | |||||||||||
| 135 N GRAND AVE | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $160,000 | ||||
| LOS ANGELES PHILHARMONIC | |||||||||||
| 111 S GRAND AVE | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $606,000 | ||||
| MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST | |||||||||||
| 1999 AVE OF THE STARS SUITE 2400 | LOS ANGELES | CA | 90067 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $445,000 | ||||
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VI LP - K-1 PASSTHROUGH | |||||||||||
| 333 S GRAND AVE 28TH FLOOR | LOS ANGELES | CA | 90071 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $36 | ||||
| PROJECT HEAL | |||||||||||
| 38-18 WEST DR | DOUGLASTON | NY | 11363 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| REDWOOD EMPIRE FOOD BANK | |||||||||||
| 3990 BRICKWAY BLVD | SANTA ROSA | CA | 95403 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| REEL RECOVERY | |||||||||||
| 160 BROOKSIDE RD | NEEDHAM | MA | 02492 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 | ||||
| SAN FRANCISCO PARKS ALLIANCE | |||||||||||
| 1663 MISSION ST 320 | SAN FRANCISCO | CA | 94103 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| SKIRBALL CULTURAL CENTER | |||||||||||
| 2701 N SEPULVEDA BLVD | LOS ANGELES | CA | 90049 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $55,000 | ||||
| ST VINCENT MEALS ON WHEELS | |||||||||||
| 2303 MIRAMAR ST | LOS ANGELES | CA | 90057 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| THE ELI AND EDYTHE BROAD STAGE | |||||||||||
| 1310 11TH ST | SANTA MONICA | CA | 90401 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $10,000 | ||||
| THE UCLA FOUNDATION | |||||||||||
| 10920 WILSHIRE BLVD 900 | LOS ANGELES | CA | 90024 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $45,000 | ||||
| THE YMCA CAMP SEQUOIA LAKE | |||||||||||
| 49716 CA-180 | MIRAMONTE | CA | 93641 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 | ||||
| UK STEM CELL FOUNDATION | |||||||||||
| NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $66,915 | 21 ALBEMARLE ST | LONDON | UK | W15 4BS | ||||
| USC ASSOCIATES | |||||||||||
| 1150 S OLIVE ST SUITE 2000 | LOS ANGELES | CA | 90015 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $151,000 | ||||
| VENICE FAMILY CLINIC | |||||||||||
| 604 ROSE AVE | VENICE | CA | 90291 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $60,000 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,849,951 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,396,600 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $15,891 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,192,615 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,605,106 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,605,106 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $8,825 | Amt |
| Net Investment Income | $4,412 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,413 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | MORGAN STANLEY BROKERAGE ACCOUNTS | BondNm |
| EOY Book Value | $22,420,315 | EOYBookValueAmt |
| EOYFMV | $23,054,911 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | MORGAN STANLEY BROKERAGE ACCOUNTS | StockNm |
| EOY Book Value | $12,863,511 | EOYBookValueAmt |
| EOYFMV | $14,500,005 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,134,378 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,124,422 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | MORGAN STANLEY BROKERAGE ACCOUNTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $1,509,557 | BookValueAmt |
| EOYFMV | $1,438,898 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $293 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $293 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DECLARED DIVIDENDS | Desc |
| BOY Book Value | $6,535 | BOYBookValueAmt |
| EOY Book Value | $29,327 | EOYBookValueAmt |
| EOYFMV | $29,327 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | KKR FINANCIAL HOLDINGS LLC (PY ADJ) | Desc |
| Amt | $616 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE EXPENSE | $3,378 | $3,378 | $0 |
| INVESTMENT MANAGEMENT FEES | $202,864 | $202,864 | $0 |
| TRAVEL | $44,582 | $0 | $44,582 |
| CARLYLE STRUCTURED CREDIT FUND L.P. | $905 | $0 | $0 |
| DIRECT LENDING FUND I-BWM, LP | $20,397 | $0 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI, L.P. | $31,376 | $0 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI AIF (CAYMAN), L.P. | $3,848 | $0 | $0 |
| POSTAGE | $342 | $342 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| KKR FINANCIAL HOLDINGS LLC | $224 | $224 | $224 |
| FOREIGN CURRENCY EXCHANGE GAIN | $5,373 | $5,373 | $5,373 |
| MISCELLANEOUS INCOME | $10,294 | $10,294 | $10,294 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE INCOME TAXES | $10,010 | $10,010 | $0 |
| STATE FILING FEES | $150 | $0 | $150 |
| FOREIGN TAXES PAID | $8,693 | $8,693 | $0 |
| FEDERAL TAXES | $19,000 | $19,000 | $0 |
| FEDERAL CREDIT | $79 | $79 | $0 |
Comments