WINIARSKI FAMILY FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- WINIARSKI FAMILY FOUNDATION (EIN 26-0474242)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-14
- IRS object ID
- 201843189349101314
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-14T11:04:45-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 941587502 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | G & J SEIBERLICH & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3264 VILLA LANE | AddressLine1Txt |
| City | NAPA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94558 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 260474242 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WINIARSKI FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WINI | BusinessNameControlTxt |
| Phone | 7072248822 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5766 SILVERADO TRAIL | AddressLine1Txt |
| City | NAPA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94558 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WARREN WINIARSKI | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7072248822 | PhoneNum |
| Signature | 2018-11-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GREG A BENNETT | PreparerPersonNm |
| PTIN | P00052597 | PTIN |
| Phone | 7072247948 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 50.233.16.142 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-08 | IPDt |
| IP Tm | 09:56:01 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 6C9B1A35775087DBDB8A6D25ECA509C7F6C27838 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $18,787,131 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $272,528 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $272,528 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $932,013 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,237,268 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $932,013 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,006 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $4,006 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,208,547 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,208,547 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,716 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,858 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,858 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $129,796 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $129,796 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $2,571 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,571 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,150 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,150 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $141,233 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $136,225 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $5,008 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $875,100 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $875,100 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,016,333 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $136,225 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $880,108 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $192,214 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,072,322 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,102,909 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,562,714 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,562,714 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $12,105,307 | CorporateStockBOYAmt |
| Corporate Stock EOY | $13,320,112 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,004,555 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $3,387,935 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $964,798 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,219,862 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | -$66,459 | OtherAssetsBOYAmt |
| Other Assets EOY | $939,507 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $17,529,692 | TotalAssetsBOYAmt |
| Total Assets EOY | $18,787,131 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $18,787,131 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $17,529,692 | UnrestrictedBOYAmt |
| Unrestricted EOY | $18,787,131 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,529,692 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $18,787,131 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,529,692 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $18,787,131 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,529,692 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $192,214 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,065,225 | OtherIncreasesAmt |
| Subtotal | $18,787,131 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $18,787,131 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (605 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ANTHEM INC | P | 2016-08-10 | 2017-07-13 | $6,553 | $4,349 | $2,204 | $2,204 |
| ANTHEM INC | P | 2016-08-02 | 2017-07-14 | $963 | $628 | $335 | $335 |
| ANTHEM INC | P | 2016-08-10 | 2017-07-14 | $7,890 | $5,244 | $2,646 | $2,646 |
| BOEING CO | P | 2017-04-26 | 2017-07-31 | $21,602 | $16,171 | $5,431 | $5,431 |
| BOEING CO | P | 2016-03-29 | 2017-01-17 | $2,496 | $2,245 | $251 | $251 |
| BOEING CO | P | 2016-03-29 | 2017-02-03 | $4,320 | $3,807 | $513 | $513 |
| BOEING CO | P | 2016-03-29 | 2017-02-14 | $8,689 | $7,712 | $977 | $977 |
| HILTON GRAND VACATIONS INC | P | 2016-02-17 | 2017-01-04 | $1,963 | $1,366 | $597 | $597 |
| HILTON GRAND VACATIONS INC | P | 2016-02-19 | 2017-01-04 | $233 | $161 | $72 | $72 |
| HILTON GRAND VACATIONS INC | P | 2016-02-29 | 2017-01-04 | $1,247 | $916 | $331 | $331 |
| HILTON GRAND VACATIONS INC | P | 2016-06-27 | 2017-01-04 | $1,116 | $831 | $285 | $285 |
| HILTON GRAND VACATIONS INC | P | 2016-02-08 | 2017-01-11 | $2,265 | $1,419 | $846 | $846 |
| HILTON GRAND VACATIONS INC | P | 2016-02-18 | 2017-01-11 | $1,664 | $1,166 | $498 | $498 |
| HILTON GRAND VACATIONS INC | P | 2016-02-19 | 2017-01-11 | $674 | $474 | $200 | $200 |
| HILTON GRAND VACATIONS INC | P | 2016-06-27 | 2017-02-15 | $39 | $29 | $10 | $10 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-10-26 | 2017-01-25 | $4,565 | $3,802 | $763 | $763 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-10-26 | 2017-06-26 | $39 | $29 | $10 | $10 |
| PARK HOTELS & RESORTS INC | P | 2016-02-29 | 2017-01-17 | $1,178 | $997 | $181 | $181 |
| PARK HOTELS & RESORTS INC | P | 2016-06-27 | 2017-01-17 | $2,241 | $1,923 | $318 | $318 |
| PARK HOTELS & RESORTS INC | P | 2016-02-17 | 2017-01-18 | $3,921 | $3,160 | $761 | $761 |
| PARK HOTELS & RESORTS INC | P | 2016-02-18 | 2017-01-18 | $1,115 | $888 | $227 | $227 |
| PARK HOTELS & RESORTS INC | P | 2016-02-19 | 2017-01-18 | $1,837 | $1,468 | $369 | $369 |
| PARK HOTELS & RESORTS INC | P | 2016-02-29 | 2017-01-18 | $1,319 | $1,122 | $197 | $197 |
| PARK HOTELS & RESORTS INC | P | 2016-02-08 | 2017-01-19 | $4,601 | $3,301 | $1,300 | $1,300 |
| PARK HOTELS & RESORTS INC | P | 2016-02-18 | 2017-01-19 | $2,254 | $1,810 | $444 | $444 |
| PARK HOTELS & RESORTS INC | P | 2017-03-09 | 2017-03-09 | $0 | $0 | ||
| PARK HOTELS & RESORTS INC | P | 2017-03-09 | 2017-04-13 | $0 | $0 | ||
| PARK HOTELS & RESORTS INC | P | 2017-03-09 | 2017-04-13 | $1,508 | $1,543 | -$35 | -$35 |
| QORVO INC | P | 2016-09-19 | 2017-04-25 | $6,357 | $5,010 | $1,347 | $1,347 |
| QORVO INC | P | 2016-09-23 | 2017-04-25 | $3,428 | $2,681 | $747 | $747 |
| QORVO INC | P | 2016-09-07 | 2017-04-26 | $13,678 | $10,698 | $2,980 | $2,980 |
| QORVO INC | P | 2016-09-08 | 2017-04-26 | $10,401 | $8,142 | $2,259 | $2,259 |
| QORVO INC | P | 2016-09-16 | 2017-04-26 | $14,818 | $11,541 | $3,277 | $3,277 |
| QORVO INC | P | 2016-09-21 | 2017-04-26 | $2,921 | $2,274 | $647 | $647 |
| QORVO INC | P | 2016-09-23 | 2017-04-26 | $3,847 | $3,016 | $831 | $831 |
| SKYWORKS SOLUTIONS INC | P | 2016-08-24 | 2017-03-08 | $31,647 | $24,053 | $7,594 | $7,594 |
| SKYWORKS SOLUTIONS INC | P | 2016-08-30 | 2017-03-08 | $18,469 | $14,288 | $4,181 | $4,181 |
| SKYWORKS SOLUTIONS INC | P | 2016-08-24 | 2017-04-25 | $6,254 | $4,387 | $1,867 | $1,867 |
| SKYWORKS SOLUTIONS INC | P | 2016-09-06 | 2017-04-25 | $14,489 | $10,130 | $4,359 | $4,359 |
| SKYWORKS SOLUTIONS INC | P | 2016-09-06 | 2017-04-27 | $15,190 | $10,640 | $4,550 | $4,550 |
| SKYWORKS SOLUTIONS INC | P | 2016-09-07 | 2017-04-27 | $2,497 | $1,738 | $759 | $759 |
| UNITEDHEALTH GROUP INC | P | 2016-08-23 | 2017-07-12 | $10,095 | $7,669 | $2,426 | $2,426 |
| UNITEDHEALTH GROUP INC | P | 2016-08-23 | 2017-07-14 | $12,334 | $9,374 | $2,960 | $2,960 |
| UNITEDHEALTH GROUP INC | P | 2016-08-19 | 2017-07-17 | $14,780 | $11,209 | $3,571 | $3,571 |
| UNITEDHEALTH GROUP INC | P | 2016-08-23 | 2017-07-17 | $374 | $284 | $90 | $90 |
| AETNA U S HEALTHCARE INC | P | 2014-05-06 | 2017-07-11 | $19,402 | $9,100 | $10,302 | $10,302 |
| AETNA U S HEALTHCARE INC | P | 2014-05-07 | 2017-07-11 | $2,156 | $1,010 | $1,146 | $1,146 |
| ANTHEM INC | P | 2015-08-04 | 2017-02-28 | $7,424 | $6,852 | $572 | $572 |
| ANTHEM INC | P | 2015-08-04 | 2017-03-01 | $13,608 | $12,334 | $1,274 | $1,274 |
| ANTHEM INC | P | 2015-08-04 | 2017-03-07 | $13,827 | $12,639 | $1,188 | $1,188 |
| ANTHEM INC | P | 2015-04-29 | 2017-03-08 | $5,649 | $5,121 | $528 | $528 |
| ANTHEM INC | P | 2015-08-04 | 2017-03-08 | $1,994 | $1,827 | $167 | $167 |
| ANTHEM INC | P | 2015-04-29 | 2017-03-09 | $4,826 | $4,368 | $458 | $458 |
| ANTHEM INC | P | 2015-10-22 | 2017-03-09 | $10,318 | $8,557 | $1,761 | $1,761 |
| ANTHEM INC | P | 2015-10-28 | 2017-03-09 | $6,157 | $5,160 | $997 | $997 |
| ANTHEM INC | P | 2015-11-10 | 2017-03-09 | $1,831 | $1,487 | $344 | $344 |
| ANTHEM INC | P | 2015-11-10 | 2017-07-11 | $8,645 | $6,085 | $2,560 | $2,560 |
| ANTHEM INC | P | 2015-11-11 | 2017-07-11 | $4,226 | $2,971 | $1,255 | $1,255 |
| ANTHEM INC | P | 2015-11-11 | 2017-07-12 | $12,953 | $9,047 | $3,906 | $3,906 |
| ANTHEM INC | P | 2015-11-11 | 2017-07-13 | $1,927 | $1,350 | $577 | $577 |
| BOEING CO | P | 2014-09-03 | 2017-07-31 | $6,311 | $3,270 | $3,041 | $3,041 |
| BOEING CO | P | 2016-01-19 | 2017-07-31 | $14,806 | $7,664 | $7,142 | $7,142 |
| BOEING CO | P | 2014-12-16 | 2017-08-01 | $243 | $124 | $119 | $119 |
| BOEING CO | P | 2016-01-19 | 2017-08-01 | $11,433 | $5,905 | $5,528 | $5,528 |
| BOEING CO | P | 2014-12-16 | 2017-08-07 | $5,285 | $2,736 | $2,549 | $2,549 |
| BOEING CO | P | 2016-02-12 | 2017-08-07 | $11,291 | $5,013 | $6,278 | $6,278 |
| BOEING CO | P | 2016-02-11 | 2017-08-08 | $2,636 | $1,172 | $1,464 | $1,464 |
| BOEING CO | P | 2016-02-12 | 2017-08-08 | $37,863 | $16,851 | $21,012 | $21,012 |
| BOEING CO | P | 2016-02-11 | 2017-08-09 | $28,517 | $12,890 | $15,627 | $15,627 |
| CISCO SYSTEM INC | P | 2015-08-25 | 2017-03-07 | $3,417 | $2,512 | $905 | $905 |
| CISCO SYSTEM INC | P | 2016-01-19 | 2017-03-07 | $3,348 | $2,324 | $1,024 | $1,024 |
| CISCO SYSTEM INC | P | 2016-01-19 | 2017-03-08 | $3,349 | $2,324 | $1,025 | $1,025 |
| CISCO SYSTEM INC | P | 2014-03-24 | 2017-03-10 | $18,436 | $11,686 | $6,750 | $6,750 |
| CISCO SYSTEM INC | P | 2016-01-19 | 2017-03-10 | $3,215 | $2,229 | $986 | $986 |
| CISCO SYSTEM INC | P | 2014-03-24 | 2017-05-25 | $20,400 | $14,070 | $6,330 | $6,330 |
| CISCO SYSTEM INC | P | 2014-03-24 | 2017-05-26 | $8,962 | $6,179 | $2,783 | $2,783 |
| DISNEY WALT CO | P | 2014-03-24 | 2017-06-06 | $106 | $80 | $26 | $26 |
| DISNEY WALT CO | P | 2016-03-29 | 2017-06-06 | $4,661 | $4,295 | $366 | $366 |
| DISNEY WALT CO | P | 2014-03-24 | 2017-06-07 | $8,906 | $6,737 | $2,169 | $2,169 |
| DISNEY WALT CO | P | 2014-03-24 | 2017-06-12 | $31,166 | $23,418 | $7,748 | $7,748 |
| DISCOVERY COMMUNICATIONS INC | P | 2014-11-04 | 2017-06-12 | $5,708 | $7,274 | -$1,566 | -$1,566 |
| DISCOVERY COMMUNICATIONS INC | P | 2014-11-04 | 2017-06-16 | $18,805 | $24,225 | -$5,420 | -$5,420 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-05-28 | 2017-06-16 | $1,993 | $2,420 | -$427 | -$427 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-06-15 | 2017-06-16 | $14,027 | $16,686 | -$2,659 | -$2,659 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-08-06 | 2017-06-16 | $51 | $55 | -$4 | -$4 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-08-06 | 2017-07-28 | $5,531 | $5,973 | -$442 | -$442 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-08-06 | 2017-07-31 | $12,839 | $15,276 | -$2,437 | -$2,437 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-08-06 | 2017-08-01 | $9,876 | $11,780 | -$1,904 | -$1,904 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-08-06 | 2017-08-02 | $1,927 | $2,284 | -$357 | -$357 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-08-13 | 2017-08-02 | $5,062 | $5,925 | -$863 | -$863 |
| DISCOVERY COMMUNICATIONS INC | P | 2015-08-14 | 2017-08-02 | $9,776 | $11,428 | -$1,652 | -$1,652 |
| FOSSIL GROUP INC | P | 2014-08-27 | 2017-05-31 | $1,106 | $10,547 | -$9,441 | -$9,441 |
| FOSSIL GROUP INC | P | 2014-09-09 | 2017-05-31 | $956 | $9,084 | -$8,128 | -$8,128 |
| FOSSIL GROUP INC | P | 2014-08-28 | 2017-06-01 | $130 | $1,211 | -$1,081 | -$1,081 |
| FOSSIL GROUP INC | P | 2014-09-02 | 2017-06-01 | $760 | $7,112 | -$6,352 | -$6,352 |
| FOSSIL GROUP INC | P | 2014-09-03 | 2017-06-01 | $608 | $5,693 | -$5,085 | -$5,085 |
| FOSSIL GROUP INC | P | 2014-09-09 | 2017-06-01 | $521 | $4,899 | -$4,378 | -$4,378 |
| FOSSIL GROUP INC | P | 2014-08-28 | 2017-06-02 | $1,210 | $11,404 | -$10,194 | -$10,194 |
| FOSSIL GROUP INC | P | 2014-08-28 | 2017-06-05 | $755 | $6,963 | -$6,208 | -$6,208 |
| FOSSIL GROUP INC | P | 2014-08-29 | 2017-06-05 | $1,104 | $10,180 | -$9,076 | -$9,076 |
| FOSSIL GROUP INC | P | 2015-02-26 | 2017-06-05 | $536 | $4,167 | -$3,631 | -$3,631 |
| FOSSIL GROUP INC | P | 2015-02-19 | 2017-06-09 | $1,484 | $11,617 | -$10,133 | -$10,133 |
| FOSSIL GROUP INC | P | 2015-02-20 | 2017-06-09 | $1,051 | $8,212 | -$7,161 | -$7,161 |
| FOSSIL GROUP INC | P | 2015-02-26 | 2017-06-09 | $2,893 | $22,704 | -$19,811 | -$19,811 |
| FOSSIL GROUP INC | P | 2015-04-14 | 2017-06-09 | $412 | $3,079 | -$2,667 | -$2,667 |
| FOSSIL GROUP INC | P | 2015-05-06 | 2017-06-09 | $2,373 | $17,659 | -$15,286 | -$15,286 |
| FOSSIL GROUP INC | P | 2015-07-02 | 2017-06-09 | $4,225 | $27,915 | -$23,690 | -$23,690 |
| FOSSIL GROUP INC | P | 2015-12-18 | 2017-06-09 | $4,280 | $14,362 | -$10,082 | -$10,082 |
| FRANKLIN RESOURCES INC | P | 2015-08-25 | 2017-02-03 | $15,262 | $15,051 | $211 | $211 |
| FRANKLIN RESOURCES INC | P | 2015-08-25 | 2017-02-08 | $5,361 | $5,361 | $0 | $0 |
| FRANKLIN RESOURCES INC | P | 2015-08-25 | 2017-02-09 | $26,016 | $25,614 | $402 | $402 |
| FRANKLIN RESOURCES INC | P | 2015-08-25 | 2017-02-10 | $3,055 | $2,978 | $77 | $77 |
| FRANKLIN RESOURCES INC | P | 2015-09-28 | 2017-02-10 | $15,276 | $13,767 | $1,509 | $1,509 |
| GKN PLC SPONSORED ADR | P | 2016-04-29 | 2017-07-14 | $14,457 | $14,447 | $10 | $10 |
| GKN PLC SPONSORED ADR | P | 2016-06-09 | 2017-07-14 | $4,724 | $4,592 | $132 | $132 |
| HILTON GRAND VACATIONS INC | P | 2016-02-08 | 2017-02-17 | $18 | $10 | $8 | $8 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-01-12 | 2017-01-23 | $4,910 | $4,669 | $241 | $241 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-01-07 | 2017-01-24 | $5,603 | $5,282 | $321 | $321 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-01-12 | 2017-01-24 | $2,372 | $2,254 | $118 | $118 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-01-07 | 2017-01-25 | $3,895 | $3,643 | $252 | $252 |
| PARK HOTELS & RESORTS INC | P | 2016-02-08 | 2017-02-15 | $5 | $4 | $1 | $1 |
| TIME WARNER INC | P | 2015-10-21 | 2017-01-17 | $2,828 | $2,136 | $692 | $692 |
| TIME WARNER INC | P | 2014-03-24 | 2017-01-18 | $2,088 | $1,400 | $688 | $688 |
| TIME WARNER INC | P | 2015-10-21 | 2017-01-18 | $9,680 | $7,261 | $2,419 | $2,419 |
| TIME WARNER INC | P | 2014-03-24 | 2017-08-15 | $6,527 | $4,073 | $2,454 | $2,454 |
| TIME WARNER INC | P | 2014-03-24 | 2017-08-16 | $7,330 | $4,582 | $2,748 | $2,748 |
| TIME WARNER INC | P | 2014-03-24 | 2017-08-17 | $9,764 | $6,110 | $3,654 | $3,654 |
| TIME WARNER INC | P | 2014-03-24 | 2017-08-21 | $5,609 | $3,500 | $2,109 | $2,109 |
| TIME WARNER INC | P | 2014-03-24 | 2017-08-22 | $3,663 | $2,291 | $1,372 | $1,372 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-25 | 2017-02-02 | $2,621 | $2,029 | $592 | $592 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-05-04 | 2017-02-02 | $5,444 | $4,219 | $1,225 | $1,225 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-25 | 2017-02-03 | $4,002 | $3,121 | $881 | $881 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-23 | 2017-03-08 | $69 | $52 | $17 | $17 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-25 | 2017-03-08 | $5,230 | $3,953 | $1,277 | $1,277 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-23 | 2017-03-09 | $2,616 | $1,977 | $639 | $639 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-23 | 2017-03-10 | $5,093 | $3,849 | $1,244 | $1,244 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-23 | 2017-03-13 | $3,511 | $2,653 | $858 | $858 |
| EVEREST REGROUP LTD | P | 2014-03-24 | 2017-02-02 | $4,897 | $3,336 | $1,561 | $1,561 |
| EVEREST REGROUP LTD | P | 2014-03-24 | 2017-02-06 | $9,100 | $6,218 | $2,882 | $2,882 |
| EVEREST REGROUP LTD | P | 2014-03-24 | 2017-02-07 | $17,072 | $11,374 | $5,698 | $5,698 |
| AMN HEALTHCARE SVCS INC | P | 2017-10-25 | 2017-12-14 | $2,366 | $2,151 | $215 | $215 |
| AQR MANAGED FUTURES STRATEGY | P | 2017-10-24 | 2017-12-14 | $76,000 | $75,000 | $1,000 | $1,000 |
| AARON RENTALS INC | P | 2017-10-25 | 2017-12-04 | $5,716 | $6,279 | -$563 | -$563 |
| AIRBUS GROUP | P | 2017-09-26 | 2017-10-24 | $36,838 | $34,705 | $2,133 | $2,133 |
| AIRBUS GROUP | P | 2017-09-27 | 2017-10-24 | $19,116 | $18,373 | $743 | $743 |
| ALIBABA GROUP HLDG LTD | P | 2017-10-26 | 2017-12-18 | $348 | $341 | $7 | $7 |
| ALPHABET INC | P | 2017-07-20 | 2017-10-26 | $4,883 | $4,836 | $47 | $47 |
| ALPHABET INC | P | 2017-07-21 | 2017-10-26 | $113,290 | $112,554 | $736 | $736 |
| AMERISOURCEBERGEN CORP | P | 2016-11-02 | 2017-10-30 | $15,239 | $15,044 | $195 | $195 |
| AMERISOURCEBERGEN CORP | P | 2016-11-03 | 2017-10-30 | $14,546 | $14,242 | $304 | $304 |
| AMERISOURCEBERGEN CORP | P | 2016-11-09 | 2017-10-30 | $3,233 | $3,175 | $58 | $58 |
| AMERISOURCEBERGEN CORP | P | 2016-11-10 | 2017-10-30 | $3,617 | $3,746 | -$129 | -$129 |
| AMERISOURCEBERGEN CORP | P | 2016-11-11 | 2017-10-30 | $19,241 | $19,519 | -$278 | -$278 |
| AMERISOURCEBERGEN CORP | P | 2017-08-10 | 2017-10-30 | $5,695 | $5,836 | -$141 | -$141 |
| AMERISOURCEBERGEN CORP | P | 2017-08-14 | 2017-10-30 | $7,004 | $7,282 | -$278 | -$278 |
| ANDERSONS INC | P | 2017-10-25 | 2017-12-04 | $445 | $510 | -$65 | -$65 |
| ANDERSONS INC | P | 2017-10-25 | 2017-12-05 | $1,934 | $2,258 | -$324 | -$324 |
| ANDERSONS INC | P | 2017-10-25 | 2017-12-06 | $373 | $437 | -$64 | -$64 |
| APOGEE ENTERPRISES INC | P | 2017-10-25 | 2017-12-14 | $237 | $237 | $0 | $0 |
| CBRE GROUP INC | P | 2016-12-02 | 2017-10-24 | $9,359 | $7,112 | $2,247 | $2,247 |
| CBRE GROUP INC | P | 2016-12-05 | 2017-10-24 | $4,286 | $3,335 | $951 | $951 |
| CBRE GROUP INC | P | 2016-12-06 | 2017-10-24 | $5,073 | $4,044 | $1,029 | $1,029 |
| CBRE GROUP INC | P | 2016-12-07 | 2017-10-24 | $4,168 | $3,412 | $756 | $756 |
| CBRE GROUP INC | P | 2016-12-08 | 2017-10-24 | $2,988 | $2,506 | $482 | $482 |
| CBRE GROUP INC | P | 2016-12-09 | 2017-10-24 | $13,645 | $11,404 | $2,241 | $2,241 |
| CBRE GROUP INC | P | 2016-12-12 | 2017-10-24 | $15,454 | $12,733 | $2,721 | $2,721 |
| CBRE GROUP INC | P | 2016-12-13 | 2017-10-24 | $7,353 | $6,048 | $1,305 | $1,305 |
| CBRE GROUP INC | P | 2016-12-14 | 2017-10-24 | $10,735 | $8,775 | $1,960 | $1,960 |
| CBRE GROUP INC | P | 2016-12-15 | 2017-10-24 | $39,597 | $32,065 | $7,532 | $7,532 |
| CDK GLOBAL INC | P | 2017-10-30 | 2017-11-15 | $585 | $599 | -$14 | -$14 |
| CVS CORPORATION DEL | P | 2016-10-26 | 2017-10-26 | $4,239 | $4,888 | -$649 | -$649 |
| CVS CORPORATION DEL | P | 2016-10-27 | 2017-10-26 | $9,385 | $10,822 | -$1,437 | -$1,437 |
| CVS CORPORATION DEL | P | 2016-10-28 | 2017-10-26 | $21,723 | $23,996 | -$2,273 | -$2,273 |
| CVS CORPORATION DEL | P | 2016-10-31 | 2017-10-26 | $14,154 | $15,729 | -$1,575 | -$1,575 |
| CVS CORPORATION DEL | P | 2016-11-08 | 2017-10-26 | $11,429 | $10,843 | $586 | $586 |
| CVS CORPORATION DEL | P | 2016-12-15 | 2017-10-26 | $9,007 | $9,274 | -$267 | -$267 |
| CVS CORPORATION DEL | P | 2016-12-19 | 2017-10-26 | $14,002 | $14,771 | -$769 | -$769 |
| CVS CORPORATION DEL | P | 2016-12-20 | 2017-10-26 | $9,385 | $9,977 | -$592 | -$592 |
| CVS CORPORATION DEL | P | 2017-02-22 | 2017-10-26 | $6,661 | $7,052 | -$391 | -$391 |
| CVS CORPORATION DEL | P | 2017-02-27 | 2017-10-26 | $10,142 | $10,920 | -$778 | -$778 |
| CVS CORPORATION DEL | P | 2017-03-07 | 2017-10-26 | $12,337 | $13,164 | -$827 | -$827 |
| CVS CORPORATION DEL | P | 2017-08-08 | 2017-10-26 | $5,677 | $5,834 | -$157 | -$157 |
| CVS CORPORATION DEL | P | 2017-08-17 | 2017-10-26 | $17,181 | $17,950 | -$769 | -$769 |
| CVS CORPORATION DEL | P | 2017-08-18 | 2017-10-26 | $7,493 | $7,720 | -$227 | -$227 |
| CARDINAL HEALTH INC | P | 2016-11-09 | 2017-10-24 | $5,057 | $5,263 | -$206 | -$206 |
| CARDINAL HEALTH INC | P | 2016-11-10 | 2017-10-24 | $7,319 | $7,853 | -$534 | -$534 |
| CARDINAL HEALTH INC | P | 2016-11-11 | 2017-10-24 | $5,123 | $5,485 | -$362 | -$362 |
| CARDINAL HEALTH INC | P | 2016-11-14 | 2017-10-24 | $4,990 | $5,428 | -$438 | -$438 |
| CARDINAL HEALTH INC | P | 2016-11-15 | 2017-10-24 | $5,256 | $5,668 | -$412 | -$412 |
| CARDINAL HEALTH INC | P | 2016-11-16 | 2017-10-24 | $4,791 | $5,132 | -$341 | -$341 |
| CARDINAL HEALTH INC | P | 2016-11-18 | 2017-10-24 | $6,121 | $6,527 | -$406 | -$406 |
| CARDINAL HEALTH INC | P | 2016-11-21 | 2017-10-24 | $10,979 | $11,592 | -$613 | -$613 |
| CARDINAL HEALTH INC | P | 2016-11-22 | 2017-10-24 | $13,108 | $13,772 | -$664 | -$664 |
| CARDINAL HEALTH INC | P | 2016-11-23 | 2017-10-24 | $2,595 | $2,742 | -$147 | -$147 |
| CARDINAL HEALTH INC | P | 2016-11-28 | 2017-10-24 | $5,323 | $5,719 | -$396 | -$396 |
| CARDINAL HEALTH INC | P | 2016-11-29 | 2017-10-24 | $7,053 | $7,525 | -$472 | -$472 |
| CARDINAL HEALTH INC | P | 2016-11-30 | 2017-10-24 | $8,384 | $8,952 | -$568 | -$568 |
| CERNER CORP | P | 2017-10-26 | 2017-12-18 | $415 | $430 | -$15 | -$15 |
| COCA COLA | P | 2017-10-26 | 2017-12-18 | $184 | $186 | -$2 | -$2 |
| DAVITA INC | P | 2017-10-30 | 2017-11-15 | $1,902 | $2,135 | -$233 | -$233 |
| DAVITA INC | P | 2017-10-30 | 2017-11-27 | $970 | $1,037 | -$67 | -$67 |
| DAVITA INC | P | 2017-10-30 | 2017-12-07 | $1,692 | $1,525 | $167 | $167 |
| DOLLAR TREE INC | P | 2017-10-30 | 2017-12-07 | $964 | $815 | $149 | $149 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2016-12-28 | 2017-10-24 | $17,320 | $13,960 | $3,360 | $3,360 |
| FEDERAL HOME LN MTG CORP | P | 2017-12-18 | 2017-12-31 | $2,530 | $2,677 | -$147 | -$147 |
| FEDERAL NATL MTG ASSN | P | 2017-11-27 | 2017-12-31 | $2,557 | $2,710 | -$153 | -$153 |
| FEDERAL NATL MTG ASSN | P | 2017-11-10 | 2017-12-31 | $2,776 | $2,909 | -$133 | -$133 |
| FEDERAL NATL MTG ASSN | P | 2017-11-10 | 2017-11-30 | $4,478 | $4,645 | -$167 | -$167 |
| FEDERAL NATL MTG ASSN | P | 2017-11-10 | 2017-12-31 | $4,880 | $5,062 | -$182 | -$182 |
| FEDERAL NATL MTG ASSN | P | 2017-12-04 | 2017-12-31 | $1,481 | $1,558 | -$77 | -$77 |
| FEDERAL NATL MTG ASSN | P | 2017-11-21 | 2017-12-31 | $3,447 | $3,638 | -$191 | -$191 |
| GLOBAL BRASS & COPPER HLDGS INC | P | 2017-10-25 | 2017-11-20 | $1,623 | $1,730 | -$107 | -$107 |
| GLOBAL BRASS & COPPER HLDGS INC | P | 2017-10-25 | 2017-11-21 | $1,207 | $1,280 | -$73 | -$73 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-10-26 | 2017-10-24 | $3,019 | $2,281 | $738 | $738 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-10-27 | 2017-10-24 | $6,955 | $5,245 | $1,710 | $1,710 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-11-01 | 2017-10-24 | $10,149 | $7,656 | $2,493 | $2,493 |
| KAR AUCTION SVCS INC | P | 2017-10-30 | 2017-11-15 | $625 | $614 | $11 | $11 |
| KAR AUCTION SVCS INC | P | 2017-10-30 | 2017-11-27 | $733 | $709 | $24 | $24 |
| LENNAR CORP CL B | P | 2017-10-30 | 2017-11-15 | $49 | $46 | $3 | $3 |
| LENNAR CORP CL B | P | 2017-10-30 | 2017-12-26 | $11 | $10 | $1 | $1 |
| LEUCADIA NATIONAL CORP | P | 2017-10-30 | 2017-11-15 | $202 | $203 | -$1 | -$1 |
| LIBERTY BROADBAND-C | P | 2017-10-30 | 2017-12-07 | $688 | $682 | $6 | $6 |
| LIBERTY MEDIA CORP DEL | P | 2017-10-30 | 2017-11-15 | $243 | $251 | -$8 | -$8 |
| LIBERTY MEDIA CORP DEL | P | 2017-10-30 | 2017-11-27 | $406 | $419 | -$13 | -$13 |
| MASTERCARD INC CL A | P | 2017-04-24 | 2017-10-26 | $21,303 | $16,756 | $4,547 | $4,547 |
| MCKESSON HBOC INC | P | 2016-10-28 | 2017-10-24 | $13,843 | $11,345 | $2,498 | $2,498 |
| MCKESSON HBOC INC | P | 2016-10-31 | 2017-10-24 | $14,746 | $12,487 | $2,259 | $2,259 |
| MOODYS CORP | P | 2017-01-19 | 2017-10-26 | $4,278 | $2,898 | $1,380 | $1,380 |
| MOODYS CORP | P | 2017-01-20 | 2017-10-26 | $3,835 | $2,623 | $1,212 | $1,212 |
| MOODYS CORP | P | 2017-01-25 | 2017-10-26 | $7,080 | $4,969 | $2,111 | $2,111 |
| MOODYS CORP | P | 2017-01-26 | 2017-10-26 | $6,638 | $4,685 | $1,953 | $1,953 |
| MOODYS CORP | P | 2017-01-31 | 2017-10-26 | $8,408 | $5,898 | $2,510 | $2,510 |
| MOODYS CORP | P | 2017-02-01 | 2017-10-26 | $12,390 | $8,688 | $3,702 | $3,702 |
| MOODYS CORP | P | 2017-02-02 | 2017-10-26 | $3,835 | $2,704 | $1,131 | $1,131 |
| MOODYS CORP | P | 2017-02-03 | 2017-10-26 | $8,555 | $6,153 | $2,402 | $2,402 |
| MOTOROLA INC | P | 2017-10-30 | 2017-11-15 | $728 | $724 | $4 | $4 |
| MOTOROLA INC | P | 2017-10-30 | 2017-11-27 | $743 | $724 | $19 | $19 |
| NRG ENERGY INC | P | 2017-10-31 | 2017-12-28 | $3,019 | $3,113 | -$94 | -$94 |
| NRG YIELD INC | P | 2017-10-25 | 2017-12-14 | $262 | $257 | $5 | $5 |
| NATIONAL-OILWELL INC | P | 2017-08-10 | 2017-10-24 | $13,283 | $11,982 | $1,301 | $1,301 |
| NATIONAL-OILWELL INC | P | 2017-08-11 | 2017-10-24 | $12,467 | $11,125 | $1,342 | $1,342 |
| NATIONAL-OILWELL INC | P | 2017-08-14 | 2017-10-24 | $7,813 | $7,047 | $766 | $766 |
| NATIONAL-OILWELL INC | P | 2017-08-15 | 2017-10-24 | $12,977 | $11,600 | $1,377 | $1,377 |
| NATIONAL-OILWELL INC | P | 2017-08-16 | 2017-10-24 | $8,255 | $7,351 | $904 | $904 |
| NATIONAL-OILWELL INC | P | 2017-08-17 | 2017-10-24 | $10,022 | $8,909 | $1,113 | $1,113 |
| NATUS MED INC DEL | P | 2017-10-25 | 2017-12-14 | $315 | $320 | -$5 | -$5 |
| NORTHERN TRUST CORP | P | 2017-03-20 | 2017-10-30 | $12,448 | $11,547 | $901 | $901 |
| NORTHERN TRUST CORP | P | 2017-03-21 | 2017-10-30 | $39,436 | $36,443 | $2,993 | $2,993 |
| NORTHERN TRUST CORP | P | 2017-07-19 | 2017-10-30 | $17,580 | $16,466 | $1,114 | $1,114 |
| NOVO-NORDISK A S ADR | P | 2017-10-26 | 2017-12-18 | $636 | $590 | $46 | $46 |
| NOVO-NORDISK A S ADR | P | 2017-10-26 | 2017-12-19 | $265 | $246 | $19 | $19 |
| OREILLY AUTOMOTIVE INC | P | 2017-08-02 | 2017-10-30 | $18,866 | $18,416 | $450 | $450 |
| OREILLY AUTOMOTIVE INC | P | 2017-08-03 | 2017-10-30 | $33,230 | $32,591 | $639 | $639 |
| OREILLY AUTOMOTIVE INC | P | 2017-08-07 | 2017-10-30 | $2,358 | $2,248 | $110 | $110 |
| OREILLY AUTOMOTIVE INC | P | 2017-08-08 | 2017-10-30 | $10,934 | $10,368 | $566 | $566 |
| OREILLY AUTOMOTIVE INC | P | 2017-08-09 | 2017-10-30 | $4,288 | $4,057 | $231 | $231 |
| OREILLY AUTOMOTIVE INC | P | 2017-08-15 | 2017-10-30 | $9,219 | $8,424 | $795 | $795 |
| PIMCO LOW DURATION FUND | P | 2016-10-31 | 2017-10-24 | $3,840 | $3,828 | $12 | $12 |
| PIMCO LOW DURATION FUND | P | 2016-11-30 | 2017-10-24 | $5,061 | $5,010 | $51 | $51 |
| PIMCO LOW DURATION FUND | P | 2016-12-31 | 2017-10-24 | $4,469 | $4,437 | $32 | $32 |
| PIMCO LOW DURATION FUND | P | 2017-01-31 | 2017-10-24 | $3,517 | $3,496 | $21 | $21 |
| PIMCO LOW DURATION FUND | P | 2017-02-28 | 2017-10-24 | $3,900 | $3,886 | $14 | $14 |
| PIMCO LOW DURATION FUND | P | 2017-03-31 | 2017-10-24 | $4,728 | $4,714 | $14 | $14 |
| PIMCO LOW DURATION FUND | P | 2017-04-30 | 2017-10-24 | $3,922 | $3,914 | $8 | $8 |
| PIMCO LOW DURATION FUND | P | 2017-05-31 | 2017-10-24 | $3,710 | $3,702 | $8 | $8 |
| PIMCO LOW DURATION FUND | P | 2017-06-30 | 2017-10-24 | $3,685 | $3,674 | $11 | $11 |
| PIMCO LOW DURATION FUND | P | 2017-07-31 | 2017-10-24 | $2,990 | $2,987 | $3 | $3 |
| PIMCO LOW DURATION FUND | P | 2017-08-31 | 2017-10-24 | $3,351 | $3,358 | -$7 | -$7 |
| PIMCO LOW DURATION FUND | P | 2017-09-29 | 2017-10-24 | $3,317 | $3,323 | -$6 | -$6 |
| PIMCO TOTAL RETURN FUND | P | 2016-10-31 | 2017-10-24 | $3,067 | $3,048 | $19 | $19 |
| PIMCO TOTAL RETURN FUND | P | 2016-11-30 | 2017-10-24 | $3,750 | $3,621 | $129 | $129 |
| PIMCO TOTAL RETURN FUND | P | 2016-12-31 | 2017-10-24 | $3,528 | $3,420 | $108 | $108 |
| PIMCO TOTAL RETURN FUND | P | 2017-01-31 | 2017-10-24 | $2,879 | $2,811 | $68 | $68 |
| PIMCO TOTAL RETURN FUND | P | 2017-02-28 | 2017-10-24 | $3,143 | $3,097 | $46 | $46 |
| PIMCO TOTAL RETURN FUND | P | 2017-03-31 | 2017-10-24 | $3,988 | $3,930 | $58 | $58 |
| PIMCO TOTAL RETURN FUND | P | 2017-04-30 | 2017-10-24 | $3,368 | $3,338 | $30 | $30 |
| PIMCO TOTAL RETURN FUND | P | 2017-05-31 | 2017-10-24 | $3,289 | $3,279 | $10 | $10 |
| PIMCO TOTAL RETURN FUND | P | 2017-06-30 | 2017-10-24 | $3,224 | $3,211 | $13 | $13 |
| PIMCO TOTAL RETURN FUND | P | 2017-07-31 | 2017-10-24 | $2,718 | $2,718 | $0 | $0 |
| PIMCO TOTAL RETURN FUND | P | 2017-08-31 | 2017-10-24 | $2,900 | $2,928 | -$28 | -$28 |
| PIMCO TOTAL RETURN FUND | P | 2017-09-29 | 2017-10-24 | $3,000 | $3,014 | -$14 | -$14 |
| PLY GEM HLDGS INC | P | 2017-10-25 | 2017-11-20 | $619 | $597 | $22 | $22 |
| PLY GEM HLDGS INC | P | 2017-10-25 | 2017-11-21 | $820 | $796 | $24 | $24 |
| PLY GEM HLDGS INC | P | 2017-10-25 | 2017-11-22 | $533 | $514 | $19 | $19 |
| QORVO INC | P | 2016-11-16 | 2017-10-24 | $12,349 | $9,385 | $2,964 | $2,964 |
| QORVO INC | P | 2017-07-11 | 2017-10-24 | $4,640 | $4,269 | $371 | $371 |
| QORVO INC | P | 2017-07-17 | 2017-10-24 | $5,710 | $5,359 | $351 | $351 |
| QORVO INC | P | 2017-07-21 | 2017-10-24 | $8,209 | $7,936 | $273 | $273 |
| QORVO INC | P | 2017-07-25 | 2017-10-24 | $9,493 | $9,188 | $305 | $305 |
| QORVO INC | P | 2017-07-27 | 2017-10-24 | $28,124 | $27,101 | $1,023 | $1,023 |
| QORVO INC | P | 2017-07-28 | 2017-10-24 | $6,781 | $6,547 | $234 | $234 |
| QORVO INC | P | 2017-07-31 | 2017-10-24 | $11,135 | $10,687 | $448 | $448 |
| S&P GLOBAL INC | P | 2017-01-17 | 2017-10-26 | $6,270 | $4,308 | $1,962 | $1,962 |
| S&P GLOBAL INC | P | 2017-01-18 | 2017-10-26 | $7,590 | $5,223 | $2,367 | $2,367 |
| S&P GLOBAL INC | P | 2017-01-20 | 2017-10-26 | $3,795 | $2,662 | $1,133 | $1,133 |
| S&P GLOBAL INC | P | 2017-01-24 | 2017-10-26 | $3,630 | $2,566 | $1,064 | $1,064 |
| S&P GLOBAL INC | P | 2017-01-25 | 2017-10-26 | $8,746 | $6,343 | $2,403 | $2,403 |
| S&P GLOBAL INC | P | 2017-01-26 | 2017-10-26 | $8,416 | $6,196 | $2,220 | $2,220 |
| S&P GLOBAL INC | P | 2017-01-27 | 2017-10-26 | $25,247 | $18,458 | $6,789 | $6,789 |
| SLM CORP | P | 2017-11-03 | 2017-12-18 | $3,210 | $3,278 | -$68 | -$68 |
| SKYWORKS SOLUTIONS INC | P | 2017-07-11 | 2017-10-24 | $7,380 | $7,022 | $358 | $358 |
| SKYWORKS SOLUTIONS INC | P | 2017-07-21 | 2017-10-24 | $14,022 | $14,177 | -$155 | -$155 |
| SKYWORKS SOLUTIONS INC | P | 2017-07-24 | 2017-10-24 | $19,504 | $19,596 | -$92 | -$92 |
| SKYWORKS SOLUTIONS INC | P | 2017-07-25 | 2017-10-24 | $8,750 | $8,785 | -$35 | -$35 |
| SKYWORKS SOLUTIONS INC | P | 2017-07-27 | 2017-10-24 | $18,555 | $18,752 | -$197 | -$197 |
| TESORO LOGISTICS LP/TESORO | P | 2017-11-09 | 2017-12-01 | $3,092 | $3,098 | -$6 | -$6 |
| TWEEDY BROWNE GLOBAL VALUE | P | 2016-12-28 | 2017-10-24 | $26,727 | $22,502 | $4,225 | $4,225 |
| UNITED STATES TREAS NT | P | 2017-11-06 | 2017-12-20 | $49,029 | $49,705 | -$676 | -$676 |
| UNITED STATES TREAS NT | P | 2017-11-28 | 2017-12-20 | $24,515 | $24,815 | -$300 | -$300 |
| UNITED STATES TREAS NT | P | 2017-10-08 | 2017-12-21 | $48,986 | $50,111 | -$1,125 | -$1,125 |
| UNITED TECHNOLOGIES CORP | P | 2017-03-27 | 2017-10-24 | $7,142 | $6,704 | $438 | $438 |
| UNITED TECHNOLOGIES CORP | P | 2017-03-28 | 2017-10-24 | $4,762 | $4,464 | $298 | $298 |
| UNITED TECHNOLOGIES CORP | P | 2017-03-29 | 2017-10-24 | $3,095 | $2,915 | $180 | $180 |
| UNITED TECHNOLOGIES CORP | P | 2017-04-03 | 2017-10-24 | $5,000 | $4,686 | $314 | $314 |
| UNITED TECHNOLOGIES CORP | P | 2017-07-27 | 2017-10-24 | $13,332 | $13,235 | $97 | $97 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2016-12-27 | 2017-10-24 | $15,605 | $15,434 | $171 | $171 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2017-03-29 | 2017-10-24 | $486 | $488 | -$2 | -$2 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2017-06-23 | 2017-10-24 | $592 | $597 | -$5 | -$5 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2017-09-22 | 2017-10-24 | $3,138 | $3,151 | -$13 | -$13 |
| VANGUARD EMERGING MARKETS STOCK | P | 2016-12-20 | 2017-10-24 | $1,516 | $1,204 | $312 | $312 |
| VANGUARD EMERGING MARKETS STOCK | P | 2017-03-22 | 2017-10-24 | $564 | $506 | $58 | $58 |
| VANGUARD EMERGING MARKETS STOCK | P | 2017-06-21 | 2017-10-24 | $1,999 | $1,814 | $185 | $185 |
| VANGUARD EMERGING MARKETS STOCK | P | 2017-09-20 | 2017-10-24 | $3,755 | $3,755 | $0 | $0 |
| VISA INC CL A | P | 2016-11-16 | 2017-10-26 | $13,738 | $9,992 | $3,746 | $3,746 |
| VISA INC CL A | P | 2016-11-23 | 2017-10-26 | $15,386 | $11,098 | $4,288 | $4,288 |
| VISA INC CL A | P | 2017-04-24 | 2017-10-26 | $19,453 | $16,234 | $3,219 | $3,219 |
| WPP PLC | P | 2017-09-07 | 2017-10-24 | $6,164 | $6,507 | -$343 | -$343 |
| WPP PLC | P | 2017-09-08 | 2017-10-24 | $11,547 | $12,158 | -$611 | -$611 |
| WPP PLC | P | 2017-09-11 | 2017-10-24 | $7,467 | $7,931 | -$464 | -$464 |
| WPP PLC | P | 2017-09-12 | 2017-10-24 | $10,245 | $10,851 | -$606 | -$606 |
| WPP PLC | P | 2017-09-13 | 2017-10-24 | $26,480 | $28,027 | -$1,547 | -$1,547 |
| AXALTA COATING SYSTEMS LTD | P | 2017-10-30 | 2017-11-15 | $633 | $647 | -$14 | -$14 |
| SENSARA TECH HLDG NV | P | 2017-10-30 | 2017-12-07 | $860 | $880 | -$20 | -$20 |
| AETNA U S HEALTHCARE INC | P | 2014-05-05 | 2017-10-26 | $48,453 | $21,566 | $26,887 | $26,887 |
| AETNA U S HEALTHCARE INC | P | 2014-05-07 | 2017-10-26 | $3,876 | $1,731 | $2,145 | $2,145 |
| AMERISOURCEBERGEN CORP | P | 2016-06-28 | 2017-10-30 | $9,159 | $8,956 | $203 | $203 |
| AMERISOURCEBERGEN CORP | P | 2016-07-05 | 2017-10-30 | $8,312 | $8,673 | -$361 | -$361 |
| AMERISOURCEBERGEN CORP | P | 2016-08-18 | 2017-10-30 | $6,850 | $7,899 | -$1,049 | -$1,049 |
| AMERISOURCEBERGEN CORP | P | 2016-08-19 | 2017-10-30 | $5,157 | $5,939 | -$782 | -$782 |
| AMERISOURCEBERGEN CORP | P | 2016-08-24 | 2017-10-30 | $7,543 | $8,714 | -$1,171 | -$1,171 |
| AMERISOURCEBERGEN CORP | P | 2016-10-11 | 2017-10-30 | $8,389 | $8,669 | -$280 | -$280 |
| AMERISOURCEBERGEN CORP | P | 2016-10-25 | 2017-10-30 | $9,698 | $10,053 | -$355 | -$355 |
| ANTHEM INC | P | 2014-04-10 | 2017-10-24 | $11,557 | $5,657 | $5,900 | $5,900 |
| ANTHEM INC | P | 2014-04-23 | 2017-10-24 | $26,247 | $12,692 | $13,555 | $13,555 |
| ANTHEM INC | P | 2016-08-02 | 2017-10-24 | $13,516 | $8,660 | $4,856 | $4,856 |
| BANK NEW YORK MELLON CORP | P | 2014-03-24 | 2017-10-26 | $65,348 | $44,601 | $20,747 | $20,747 |
| BANK NEW YORK MELLON CORP | P | 2016-01-20 | 2017-10-26 | $17,960 | $12,113 | $5,847 | $5,847 |
| CVS CORPORATION DEL | P | 2016-10-21 | 2017-10-26 | $13,094 | $15,109 | -$2,015 | -$2,015 |
| CVS CORPORATION DEL | P | 2016-10-24 | 2017-10-26 | $5,752 | $6,706 | -$954 | -$954 |
| CVS CORPORATION DEL | P | 2016-10-25 | 2017-10-26 | $7,342 | $8,480 | -$1,138 | -$1,138 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2012-11-19 | 2017-10-24 | $111,138 | $100,000 | $11,138 | $11,138 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2012-12-19 | 2017-10-24 | $104,856 | $100,000 | $4,856 | $4,856 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2012-12-28 | 2017-10-24 | $4,219 | $3,956 | $263 | $263 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2013-01-14 | 2017-10-24 | $103,007 | $100,000 | $3,007 | $3,007 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2013-03-05 | 2017-10-24 | $104,366 | $100,000 | $4,366 | $4,366 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2013-04-05 | 2017-10-24 | $106,907 | $100,000 | $6,907 | $6,907 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2013-05-10 | 2017-10-24 | $102,575 | $100,000 | $2,575 | $2,575 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2013-06-07 | 2017-10-24 | $106,907 | $100,000 | $6,907 | $6,907 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2013-07-08 | 2017-10-24 | $114,099 | $100,000 | $14,099 | $14,099 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2013-08-06 | 2017-10-24 | $109,480 | $100,000 | $9,480 | $9,480 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2013-12-27 | 2017-10-24 | $17,113 | $16,084 | $1,029 | $1,029 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2014-12-30 | 2017-10-24 | $20,897 | $18,795 | $2,102 | $2,102 |
| EATON VANCE SER TR II TAX-MANAGED | P | 2015-12-29 | 2017-10-24 | $21,051 | $15,689 | $5,362 | $5,362 |
| GKN PLC SPONSORED ADR | P | 2016-04-07 | 2017-10-24 | $14,547 | $13,930 | $617 | $617 |
| GKN PLC SPONSORED ADR | P | 2016-05-19 | 2017-10-24 | $27,699 | $26,687 | $1,012 | $1,012 |
| GKN PLC SPONSORED ADR | P | 2016-06-09 | 2017-10-24 | $9,311 | $8,995 | $316 | $316 |
| GKN PLC SPONSORED ADR | P | 2016-06-27 | 2017-10-24 | $30,337 | $25,475 | $4,862 | $4,862 |
| GKN PLC SPONSORED ADR | P | 2016-07-05 | 2017-10-24 | $18,605 | $15,505 | $3,100 | $3,100 |
| HILTON WORLDWIDE HLDGS INC | P | 2016-02-08 | 2017-10-30 | $19,665 | $9,852 | $9,813 | $9,813 |
| HILTON WORLDWIDE HLDGS INC | P | 2016-02-17 | 2017-10-30 | $18,006 | $10,216 | $7,790 | $7,790 |
| HILTON WORLDWIDE HLDGS INC | P | 2016-02-18 | 2017-10-30 | $15,554 | $8,723 | $6,831 | $6,831 |
| HILTON WORLDWIDE HLDGS INC | P | 2016-02-19 | 2017-10-30 | $8,438 | $4,747 | $3,691 | $3,691 |
| HILTON WORLDWIDE HLDGS INC | P | 2016-02-29 | 2017-10-30 | $11,443 | $6,853 | $4,590 | $4,590 |
| HILTON WORLDWIDE HLDGS INC | P | 2016-06-27 | 2017-10-30 | $10,193 | $6,186 | $4,007 | $4,007 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-06-01 | 2017-10-24 | $3,177 | $2,348 | $829 | $829 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-06-09 | 2017-10-24 | $5,255 | $3,871 | $1,384 | $1,384 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-06-10 | 2017-10-24 | $12,416 | $9,112 | $3,304 | $3,304 |
| INTERCONTINENTAL HOTELS GROUP | P | 2016-06-14 | 2017-10-24 | $10,201 | $7,251 | $2,950 | $2,950 |
| MASTERCARD INC CL A | P | 2014-03-24 | 2017-10-26 | $99,609 | $51,874 | $47,735 | $47,735 |
| MASTERCARD INC CL A | P | 2014-08-01 | 2017-10-26 | $47,454 | $24,123 | $23,331 | $23,331 |
| MCKESSON HBOC INC | P | 2016-07-05 | 2017-10-24 | $4,965 | $6,172 | -$1,207 | -$1,207 |
| MCKESSON HBOC INC | P | 2016-07-13 | 2017-10-24 | $4,213 | $5,524 | -$1,311 | -$1,311 |
| MCKESSON HBOC INC | P | 2016-07-14 | 2017-10-24 | $3,310 | $4,363 | -$1,053 | -$1,053 |
| MCKESSON HBOC INC | P | 2016-07-15 | 2017-10-24 | $7,824 | $10,246 | -$2,422 | -$2,422 |
| MCKESSON HBOC INC | P | 2016-07-18 | 2017-10-24 | $5,567 | $7,283 | -$1,716 | -$1,716 |
| MCKESSON HBOC INC | P | 2016-07-19 | 2017-10-24 | $6,470 | $8,483 | -$2,013 | -$2,013 |
| MCKESSON HBOC INC | P | 2016-07-21 | 2017-10-24 | $11,887 | $15,544 | -$3,657 | -$3,657 |
| MCKESSON HBOC INC | P | 2016-07-22 | 2017-10-24 | $7,824 | $10,210 | -$2,386 | -$2,386 |
| MCKESSON HBOC INC | P | 2016-08-25 | 2017-10-24 | $4,364 | $5,298 | -$934 | -$934 |
| MCKESSON HBOC INC | P | 2016-08-26 | 2017-10-24 | $3,160 | $3,825 | -$665 | -$665 |
| MCKESSON HBOC INC | P | 2016-09-08 | 2017-10-24 | $10,232 | $12,540 | -$2,308 | -$2,308 |
| MCKESSON HBOC INC | P | 2016-10-11 | 2017-10-24 | $20,915 | $22,876 | -$1,961 | -$1,961 |
| MCKESSON HBOC INC | P | 2016-10-19 | 2017-10-24 | $7,072 | $7,601 | -$529 | -$529 |
| MCKESSON HBOC INC | P | 2016-10-21 | 2017-10-24 | $5,116 | $5,490 | -$374 | -$374 |
| NATIONAL-OILWELL INC | P | 2015-02-17 | 2017-10-24 | $11,856 | $18,908 | -$7,052 | -$7,052 |
| NATIONAL-OILWELL INC | P | 2015-02-18 | 2017-10-24 | $2,616 | $4,270 | -$1,654 | -$1,654 |
| NATIONAL-OILWELL INC | P | 2015-02-19 | 2017-10-24 | $7,949 | $12,679 | -$4,730 | -$4,730 |
| NATIONAL-OILWELL INC | P | 2015-02-19 | 2017-10-24 | $16,918 | $26,733 | -$9,815 | -$9,815 |
| NATIONAL-OILWELL INC | P | 2015-03-17 | 2017-10-24 | $21,640 | $30,699 | -$9,059 | -$9,059 |
| NATIONAL-OILWELL INC | P | 2015-08-14 | 2017-10-24 | $8,561 | $9,961 | -$1,400 | -$1,400 |
| NATIONAL-OILWELL INC | P | 2015-08-19 | 2017-10-24 | $21,606 | $25,030 | -$3,424 | -$3,424 |
| NATIONAL-OILWELL INC | P | 2015-12-14 | 2017-10-24 | $11,244 | $11,056 | $188 | $188 |
| NATIONAL-OILWELL INC | P | 2015-12-17 | 2017-10-24 | $10,225 | $10,072 | $153 | $153 |
| NATIONAL-OILWELL INC | P | 2016-02-03 | 2017-10-24 | $21,436 | $17,597 | $3,839 | $3,839 |
| NATIONAL-OILWELL INC | P | 2016-02-04 | 2017-10-24 | $9,342 | $7,712 | $1,630 | $1,630 |
| NATIONAL-OILWELL INC | P | 2016-02-05 | 2017-10-24 | $8,357 | $6,946 | $1,411 | $1,411 |
| NATIONAL-OILWELL INC | P | 2016-02-08 | 2017-10-24 | $5,537 | $4,545 | $992 | $992 |
| ORACLE CORPORATION | P | 2014-03-24 | 2017-10-24 | $157,235 | $117,836 | $39,399 | $39,399 |
| ORACLE CORPORATION | P | 2014-06-20 | 2017-10-24 | $15,179 | $12,254 | $2,925 | $2,925 |
| ORACLE CORPORATION | P | 2014-07-17 | 2017-10-24 | $81,838 | $66,114 | $15,724 | $15,724 |
| ORACLE CORPORATION | P | 2015-06-22 | 2017-10-24 | $35,252 | $29,375 | $5,877 | $5,877 |
| PIMCO LOW DURATION FUND | P | 2009-09-02 | 2017-10-24 | $115,096 | $117,326 | -$2,230 | -$2,230 |
| PIMCO LOW DURATION FUND | P | 2011-09-30 | 2017-10-24 | $188 | $195 | -$7 | -$7 |
| PIMCO LOW DURATION FUND | P | 2011-10-31 | 2017-10-24 | $181 | $189 | -$8 | -$8 |
| PIMCO LOW DURATION FUND | P | 2011-11-30 | 2017-10-24 | $178 | $185 | -$7 | -$7 |
| PIMCO LOW DURATION FUND | P | 2011-12-07 | 2017-10-24 | $1 | $1 | $0 | $0 |
| PIMCO LOW DURATION FUND | P | 2011-12-28 | 2017-10-24 | $596 | $615 | -$19 | -$19 |
| PIMCO LOW DURATION FUND | P | 2011-12-31 | 2017-10-24 | $248 | $256 | -$8 | -$8 |
| PIMCO LOW DURATION FUND | P | 2012-01-31 | 2017-10-24 | $263 | $275 | -$12 | -$12 |
| PIMCO LOW DURATION FUND | P | 2012-02-29 | 2017-10-24 | $243 | $254 | -$11 | -$11 |
| PIMCO LOW DURATION FUND | P | 2012-03-31 | 2017-10-24 | $295 | $308 | -$13 | -$13 |
| PIMCO LOW DURATION FUND | P | 2012-04-05 | 2017-10-24 | $806,724 | $843,585 | -$36,861 | -$36,861 |
| PIMCO LOW DURATION FUND | P | 2012-04-17 | 2017-10-24 | $120,244 | $126,104 | -$5,860 | -$5,860 |
| PIMCO LOW DURATION FUND | P | 2012-09-30 | 2017-10-24 | $1,530 | $1,638 | -$108 | -$108 |
| PIMCO LOW DURATION FUND | P | 2012-10-31 | 2017-10-24 | $2,399 | $2,565 | -$166 | -$166 |
| PIMCO LOW DURATION FUND | P | 2012-11-30 | 2017-10-24 | $2,469 | $2,642 | -$173 | -$173 |
| PIMCO LOW DURATION FUND | P | 2012-12-12 | 2017-10-24 | $8,660 | $9,170 | -$510 | -$510 |
| PIMCO LOW DURATION FUND | P | 2012-12-12 | 2017-10-24 | $1,831 | $1,939 | -$108 | -$108 |
| PIMCO LOW DURATION FUND | P | 2012-12-27 | 2017-10-24 | $3,521 | $3,717 | -$196 | -$196 |
| PIMCO LOW DURATION FUND | P | 2012-12-31 | 2017-10-24 | $2,094 | $2,211 | -$117 | -$117 |
| PIMCO LOW DURATION FUND | P | 2013-01-31 | 2017-10-24 | $1,652 | $1,737 | -$85 | -$85 |
| PIMCO LOW DURATION FUND | P | 2013-02-28 | 2017-10-24 | $1,719 | $1,813 | -$94 | -$94 |
| PIMCO LOW DURATION FUND | P | 2013-03-31 | 2017-10-24 | $2,145 | $2,263 | -$118 | -$118 |
| PIMCO LOW DURATION FUND | P | 2013-04-30 | 2017-10-24 | $2,358 | $2,494 | -$136 | -$136 |
| PIMCO LOW DURATION FUND | P | 2013-05-31 | 2017-10-24 | $1,961 | $2,048 | -$87 | -$87 |
| PIMCO LOW DURATION FUND | P | 2013-06-30 | 2017-10-24 | $1,549 | $1,595 | -$46 | -$46 |
| PIMCO LOW DURATION FUND | P | 2013-07-31 | 2017-10-24 | $1,667 | $1,721 | -$54 | -$54 |
| PIMCO LOW DURATION FUND | P | 2013-08-31 | 2017-10-24 | $1,497 | $1,536 | -$39 | -$39 |
| PIMCO LOW DURATION FUND | P | 2013-09-30 | 2017-10-24 | $1,074 | $1,111 | -$37 | -$37 |
| PIMCO LOW DURATION FUND | P | 2013-10-31 | 2017-10-24 | $1,341 | $1,392 | -$51 | -$51 |
| PIMCO LOW DURATION FUND | P | 2013-11-30 | 2017-10-24 | $1,336 | $1,393 | -$57 | -$57 |
| PIMCO LOW DURATION FUND | P | 2013-12-11 | 2017-10-24 | $690 | $718 | -$28 | -$28 |
| PIMCO LOW DURATION FUND | P | 2013-12-26 | 2017-10-24 | $699,554 | $724,437 | -$24,883 | -$24,883 |
| PIMCO LOW DURATION FUND | P | 2013-12-31 | 2017-10-24 | $817 | $848 | -$31 | -$31 |
| PIMCO LOW DURATION FUND | P | 2014-01-31 | 2017-10-24 | $1,229 | $1,278 | -$49 | -$49 |
| PIMCO LOW DURATION FUND | P | 2014-02-28 | 2017-10-24 | $1,706 | $1,782 | -$76 | -$76 |
| PIMCO LOW DURATION FUND | P | 2014-03-31 | 2017-10-24 | $2,520 | $2,617 | -$97 | -$97 |
| PIMCO LOW DURATION FUND | P | 2014-04-30 | 2017-10-24 | $2,622 | $2,728 | -$106 | -$106 |
| PIMCO LOW DURATION FUND | P | 2014-05-31 | 2017-10-24 | $2,942 | $3,070 | -$128 | -$128 |
| PIMCO LOW DURATION FUND | P | 2014-06-30 | 2017-10-24 | $2,284 | $2,382 | -$98 | -$98 |
| PIMCO LOW DURATION FUND | P | 2014-07-31 | 2017-10-24 | $2,670 | $2,768 | -$98 | -$98 |
| PIMCO LOW DURATION FUND | P | 2014-08-31 | 2017-10-24 | $2,541 | $2,642 | -$101 | -$101 |
| PIMCO LOW DURATION FUND | P | 2014-09-30 | 2017-10-24 | $1,979 | $2,048 | -$69 | -$69 |
| PIMCO LOW DURATION FUND | P | 2014-10-31 | 2017-10-24 | $2,237 | $2,321 | -$84 | -$84 |
| PIMCO LOW DURATION FUND | P | 2014-11-30 | 2017-10-24 | $2,834 | $2,941 | -$107 | -$107 |
| PIMCO LOW DURATION FUND | P | 2014-12-29 | 2017-10-24 | $37,004 | $37,309 | -$305 | -$305 |
| PIMCO LOW DURATION FUND | P | 2014-12-31 | 2017-10-24 | $3,300 | $3,327 | -$27 | -$27 |
| PIMCO LOW DURATION FUND | P | 2015-01-31 | 2017-10-24 | $2,092 | $2,113 | -$21 | -$21 |
| PIMCO LOW DURATION FUND | P | 2015-02-28 | 2017-10-24 | $2,117 | $2,147 | -$30 | -$30 |
| PIMCO LOW DURATION FUND | P | 2015-03-31 | 2017-10-24 | $2,171 | $2,200 | -$29 | -$29 |
| PIMCO LOW DURATION FUND | P | 2015-04-30 | 2017-10-24 | $4,877 | $4,927 | -$50 | -$50 |
| PIMCO LOW DURATION FUND | P | 2015-05-31 | 2017-10-24 | $5,283 | $5,327 | -$44 | -$44 |
| PIMCO LOW DURATION FUND | P | 2015-06-30 | 2017-10-24 | $3,955 | $3,976 | -$21 | -$21 |
| PIMCO LOW DURATION FUND | P | 2015-07-31 | 2017-10-24 | $5,381 | $5,403 | -$22 | -$22 |
| PIMCO LOW DURATION FUND | P | 2015-08-31 | 2017-10-24 | $4,742 | $4,728 | $14 | $14 |
| PIMCO LOW DURATION FUND | P | 2015-09-30 | 2017-10-24 | $3,897 | $3,862 | $35 | $35 |
| PIMCO LOW DURATION FUND | P | 2015-10-31 | 2017-10-24 | $3,373 | $3,357 | $16 | $16 |
| PIMCO LOW DURATION FUND | P | 2015-11-30 | 2017-10-24 | $2,694 | $2,676 | $18 | $18 |
| PIMCO LOW DURATION FUND | P | 2015-12-03 | 2017-10-24 | $499,494 | $496,028 | $3,466 | $3,466 |
| PIMCO LOW DURATION FUND | P | 2015-12-29 | 2017-10-24 | $2,450 | $2,426 | $24 | $24 |
| PIMCO LOW DURATION FUND | P | 2015-12-31 | 2017-10-24 | $4,831 | $4,783 | $48 | $48 |
| PIMCO LOW DURATION FUND | P | 2016-01-31 | 2017-10-24 | $2,347 | $2,326 | $21 | $21 |
| PIMCO LOW DURATION FUND | P | 2016-02-29 | 2017-10-24 | $2,054 | $2,025 | $29 | $29 |
| PIMCO LOW DURATION FUND | P | 2016-03-31 | 2017-10-24 | $4,721 | $4,696 | $25 | $25 |
| PIMCO LOW DURATION FUND | P | 2016-04-30 | 2017-10-24 | $4,111 | $4,098 | $13 | $13 |
| PIMCO LOW DURATION FUND | P | 2016-05-31 | 2017-10-24 | $5,118 | $5,097 | $21 | $21 |
| PIMCO LOW DURATION FUND | P | 2016-06-30 | 2017-10-24 | $5,465 | $5,442 | $23 | $23 |
| PIMCO LOW DURATION FUND | P | 2016-07-31 | 2017-10-24 | $5,121 | $5,094 | $27 | $27 |
| PIMCO LOW DURATION FUND | P | 2016-08-31 | 2017-10-24 | $4,510 | $4,487 | $23 | $23 |
| PIMCO LOW DURATION FUND | P | 2016-09-30 | 2017-10-24 | $1,575 | $1,571 | $4 | $4 |
| PIMCO TOTAL RETURN FUND | P | 2008-04-29 | 2017-10-24 | $795,102 | $829,892 | -$34,790 | -$34,790 |
| PIMCO TOTAL RETURN FUND | P | 2008-05-30 | 2017-10-24 | $8,273 | $8,554 | -$281 | -$281 |
| PIMCO TOTAL RETURN FUND | P | 2008-06-30 | 2017-10-24 | $8,129 | $8,294 | -$165 | -$165 |
| PIMCO TOTAL RETURN FUND | P | 2008-07-31 | 2017-10-24 | $8,074 | $8,215 | -$141 | -$141 |
| PIMCO TOTAL RETURN FUND | P | 2008-08-29 | 2017-10-24 | $8,275 | $8,467 | -$192 | -$192 |
| PIMCO TOTAL RETURN FUND | P | 2008-09-30 | 2017-10-24 | $7,695 | $7,589 | $106 | $106 |
| PIMCO TOTAL RETURN FUND | P | 2008-10-31 | 2017-10-24 | $9,099 | $8,851 | $248 | $248 |
| PIMCO TOTAL RETURN FUND | P | 2008-11-28 | 2017-10-24 | $8,038 | $7,943 | $95 | $95 |
| PIMCO TOTAL RETURN FUND | P | 2008-12-10 | 2017-10-24 | $61,714 | $58,586 | $3,128 | $3,128 |
| PIMCO TOTAL RETURN FUND | P | 2008-12-10 | 2017-10-24 | $35,152 | $33,370 | $1,782 | $1,782 |
| PIMCO TOTAL RETURN FUND | P | 2008-12-31 | 2017-10-24 | $9,826 | $9,558 | $268 | $268 |
| PIMCO TOTAL RETURN FUND | P | 2009-01-30 | 2017-10-24 | $10,541 | $10,263 | $278 | $278 |
| PIMCO TOTAL RETURN FUND | P | 2009-02-27 | 2017-10-24 | $11,269 | $10,818 | $451 | $451 |
| PIMCO TOTAL RETURN FUND | P | 2009-03-31 | 2017-10-24 | $10,873 | $10,566 | $307 | $307 |
| PIMCO TOTAL RETURN FUND | P | 2009-04-30 | 2017-10-24 | $10,793 | $10,583 | $210 | $210 |
| PIMCO TOTAL RETURN FUND | P | 2009-05-29 | 2017-10-24 | $10,528 | $10,538 | -$10 | -$10 |
| PIMCO TOTAL RETURN FUND | P | 2009-06-30 | 2017-10-24 | $10,487 | $10,517 | -$30 | -$30 |
| PIMCO TOTAL RETURN FUND | P | 2009-07-31 | 2017-10-24 | $10,878 | $11,099 | -$221 | -$221 |
| PIMCO TOTAL RETURN FUND | P | 2009-08-31 | 2017-10-24 | $10,536 | $10,905 | -$369 | -$369 |
| PIMCO TOTAL RETURN FUND | P | 2009-12-31 | 2017-10-24 | $7,028 | $7,288 | -$260 | -$260 |
| PIMCO TOTAL RETURN FUND | P | 2010-12-08 | 2017-10-24 | $77,362 | $80,220 | -$2,858 | -$2,858 |
| PIMCO TOTAL RETURN FUND | P | 2010-12-08 | 2017-10-24 | $35,374 | $36,680 | -$1,306 | -$1,306 |
| PIMCO TOTAL RETURN FUND | P | 2010-12-31 | 2017-10-24 | $7,611 | $7,929 | -$318 | -$318 |
| PIMCO TOTAL RETURN FUND | P | 2011-01-31 | 2017-10-24 | $6,309 | $6,573 | -$264 | -$264 |
| PIMCO TOTAL RETURN FUND | P | 2011-09-30 | 2017-10-24 | $6,747 | $6,990 | -$243 | -$243 |
| PIMCO TOTAL RETURN FUND | P | 2012-08-13 | 2017-10-24 | $2,675 | $2,942 | -$267 | -$267 |
| PIMCO TOTAL RETURN FUND | P | 2012-08-23 | 2017-10-24 | $808 | $878 | -$70 | -$70 |
| PIMCO TOTAL RETURN FUND | P | 2012-09-23 | 2017-10-24 | $3,752 | $4,089 | -$337 | -$337 |
| PIMCO TOTAL RETURN FUND | P | 2012-10-23 | 2017-10-24 | $3,020 | $3,315 | -$295 | -$295 |
| PIMCO TOTAL RETURN FUND | P | 2012-11-23 | 2017-10-24 | $1,859 | $2,043 | -$184 | -$184 |
| PIMCO TOTAL RETURN FUND | P | 2013-06-30 | 2017-10-24 | $2,649 | $2,737 | -$88 | -$88 |
| PIMCO TOTAL RETURN FUND | P | 2013-07-31 | 2017-10-24 | $3,272 | $3,390 | -$118 | -$118 |
| PIMCO TOTAL RETURN FUND | P | 2013-08-31 | 2017-10-24 | $3,533 | $3,612 | -$79 | -$79 |
| PIMCO TOTAL RETURN FUND | P | 2013-09-30 | 2017-10-24 | $2,708 | $2,813 | -$105 | -$105 |
| PIMCO TOTAL RETURN FUND | P | 2013-12-11 | 2017-10-24 | $8,795 | $9,077 | -$282 | -$282 |
| PIMCO TOTAL RETURN FUND | P | 2013-12-11 | 2017-10-24 | $1,681 | $1,735 | -$54 | -$54 |
| PIMCO TOTAL RETURN FUND | P | 2013-12-31 | 2017-10-24 | $2,139 | $2,195 | -$56 | -$56 |
| PIMCO TOTAL RETURN FUND | P | 2014-01-31 | 2017-10-24 | $2,143 | $2,227 | -$84 | -$84 |
| PIMCO TOTAL RETURN FUND | P | 2014-02-28 | 2017-10-24 | $2,336 | $2,440 | -$104 | -$104 |
| PIMCO TOTAL RETURN FUND | P | 2014-03-31 | 2017-10-24 | $2,746 | $2,848 | -$102 | -$102 |
| PIMCO TOTAL RETURN FUND | P | 2014-04-30 | 2017-10-24 | $2,898 | $3,022 | -$124 | -$124 |
| PIMCO TOTAL RETURN FUND | P | 2014-12-29 | 2017-10-24 | $23,911 | $24,476 | -$565 | -$565 |
| PIMCO TOTAL RETURN FUND | P | 2014-12-31 | 2017-10-24 | $2,946 | $3,021 | -$75 | -$75 |
| PIMCO TOTAL RETURN FUND | P | 2015-01-31 | 2017-10-24 | $1,275 | $1,342 | -$67 | -$67 |
| PIMCO TOTAL RETURN FUND | P | 2015-02-28 | 2017-10-24 | $1,389 | $1,449 | -$60 | -$60 |
| PIMCO TOTAL RETURN FUND | P | 2015-03-31 | 2017-10-24 | $1,548 | $1,618 | -$70 | -$70 |
| PIMCO TOTAL RETURN FUND | P | 2015-04-30 | 2017-10-24 | $3,140 | $3,253 | -$113 | -$113 |
| PIMCO TOTAL RETURN FUND | P | 2015-05-31 | 2017-10-24 | $3,484 | $3,587 | -$103 | -$103 |
| PIMCO TOTAL RETURN FUND | P | 2015-06-30 | 2017-10-24 | $2,983 | $3,036 | -$53 | -$53 |
| PIMCO TOTAL RETURN FUND | P | 2015-07-31 | 2017-10-24 | $4,638 | $4,761 | -$123 | -$123 |
| PIMCO TOTAL RETURN FUND | P | 2015-08-31 | 2017-10-24 | $3,893 | $3,951 | -$58 | -$58 |
| PIMCO TOTAL RETURN FUND | P | 2015-09-30 | 2017-10-24 | $3,731 | $3,757 | -$26 | -$26 |
| PIMCO TOTAL RETURN FUND | P | 2015-10-31 | 2017-10-24 | $3,625 | $3,668 | -$43 | -$43 |
| PIMCO TOTAL RETURN FUND | P | 2015-11-30 | 2017-10-24 | $3,349 | $3,376 | -$27 | -$27 |
| PIMCO TOTAL RETURN FUND | P | 2015-12-16 | 2017-10-24 | $46,297 | $44,866 | $1,431 | $1,431 |
| PIMCO TOTAL RETURN FUND | P | 2015-12-31 | 2017-10-24 | $4,214 | $4,080 | $134 | $134 |
| PIMCO TOTAL RETURN FUND | P | 2016-01-31 | 2017-10-24 | $2,840 | $2,776 | $64 | $64 |
| PIMCO TOTAL RETURN FUND | P | 2016-02-29 | 2017-10-24 | $3,027 | $2,938 | $89 | $89 |
| PIMCO TOTAL RETURN FUND | P | 2016-03-31 | 2017-10-24 | $3,404 | $3,350 | $54 | $54 |
| PIMCO TOTAL RETURN FUND | P | 2016-04-30 | 2017-10-24 | $3,244 | $3,199 | $45 | $45 |
| PIMCO TOTAL RETURN FUND | P | 2016-05-31 | 2017-10-24 | $3,653 | $3,602 | $51 | $51 |
| PIMCO TOTAL RETURN FUND | P | 2016-06-30 | 2017-10-24 | $3,724 | $3,712 | $12 | $12 |
| PIMCO TOTAL RETURN FUND | P | 2016-07-31 | 2017-10-24 | $4,090 | $4,109 | -$19 | -$19 |
| PIMCO TOTAL RETURN FUND | P | 2016-08-31 | 2017-10-24 | $3,626 | $3,625 | $1 | $1 |
| PIMCO TOTAL RETURN FUND | P | 2016-09-30 | 2017-10-24 | $2,462 | $2,467 | -$5 | -$5 |
| PARKER-HANNIFIN CP | P | 2014-08-06 | 2017-10-30 | $47,542 | $28,622 | $18,920 | $18,920 |
| PARKER-HANNIFIN CP | P | 2014-08-07 | 2017-10-30 | $14,755 | $8,952 | $5,803 | $5,803 |
| PIMCO FDS PAC INVT MGMT SER ALL | P | 2008-05-25 | 2017-10-24 | $21,060 | $21,332 | -$272 | -$272 |
| PIMCO FDS PAC INVT MGMT SER ALL | P | 2008-05-29 | 2017-10-24 | $85,132 | $87,146 | -$2,014 | -$2,014 |
| PIMCO FDS PAC INVT MGMT SER ALL | P | 2008-06-19 | 2017-10-24 | $37,387 | $38,241 | -$854 | -$854 |
| PIMCO FDS PAC INVT MGMT SER ALL | P | 2010-09-16 | 2017-10-24 | $2,291 | $2,318 | -$27 | -$27 |
| PIMCO FDS PAC INVT MGMT SER ALL | P | 2011-06-16 | 2017-10-24 | $32,616 | $33,219 | -$603 | -$603 |
| PIMCO FDS PAC INVT MGMT SER ALL | P | 2013-09-19 | 2017-10-24 | $21,514 | $21,823 | -$309 | -$309 |
| QORVO INC | P | 2016-09-09 | 2017-10-24 | $30,693 | $22,905 | $7,788 | $7,788 |
| QORVO INC | P | 2016-09-12 | 2017-10-24 | $6,210 | $4,642 | $1,568 | $1,568 |
| QORVO INC | P | 2016-09-13 | 2017-10-24 | $5,853 | $4,412 | $1,441 | $1,441 |
| QORVO INC | P | 2016-09-20 | 2017-10-24 | $7,281 | $5,627 | $1,654 | $1,654 |
| QORVO INC | P | 2016-09-21 | 2017-10-24 | $642 | $499 | $143 | $143 |
| SABRE CORP | P | 2016-05-24 | 2017-10-30 | $5,224 | $8,158 | -$2,934 | -$2,934 |
| SABRE CORP | P | 2016-06-01 | 2017-10-30 | $4,395 | $6,843 | -$2,448 | -$2,448 |
| SABRE CORP | P | 2016-06-03 | 2017-10-30 | $2,288 | $3,558 | -$1,270 | -$1,270 |
| SABRE CORP | P | 2016-06-06 | 2017-10-30 | $14,482 | $22,635 | -$8,153 | -$8,153 |
| SABRE CORP | P | 2016-08-08 | 2017-10-30 | $9,384 | $13,872 | -$4,488 | -$4,488 |
| SKYWORKS SOLUTIONS INC | P | 2016-09-07 | 2017-10-24 | $3,057 | $2,100 | $957 | $957 |
| SKYWORKS SOLUTIONS INC | P | 2016-09-09 | 2017-10-24 | $28,570 | $18,160 | $10,410 | $10,410 |
| STATE STR CORP | P | 2014-05-06 | 2017-10-26 | $84,834 | $56,717 | $28,117 | $28,117 |
| STATE STR CORP | P | 2016-01-19 | 2017-10-26 | $12,677 | $7,324 | $5,353 | $5,353 |
| STATE STR CORP | P | 2016-01-20 | 2017-10-26 | $8,769 | $5,018 | $3,751 | $3,751 |
| STATE STR CORP | P | 2016-01-20 | 2017-10-26 | $24,974 | $14,123 | $10,851 | $10,851 |
| STATE STR CORP | P | 2016-01-25 | 2017-10-26 | $10,771 | $6,151 | $4,620 | $4,620 |
| SWISS RE LTD | P | 2015-06-05 | 2017-10-24 | $69,000 | $67,706 | $1,294 | $1,294 |
| SWISS RE LTD | P | 2015-06-08 | 2017-10-24 | $43,504 | $43,146 | $358 | $358 |
| TWEEDY BROWNE GLOBAL VALUE | P | 2013-09-24 | 2017-10-24 | $1,376,176 | $1,275,000 | $101,176 | $101,176 |
| TWEEDY BROWNE GLOBAL VALUE | P | 2013-12-27 | 2017-10-24 | $13,902 | $13,341 | $561 | $561 |
| TWEEDY BROWNE GLOBAL VALUE | P | 2014-12-29 | 2017-10-24 | $18,541 | $16,912 | $1,629 | $1,629 |
| TWEEDY BROWNE GLOBAL VALUE | P | 2015-12-03 | 2017-10-24 | $287,182 | $250,000 | $37,182 | $37,182 |
| TWEEDY BROWNE GLOBAL VALUE | P | 2015-12-29 | 2017-10-24 | $24,836 | $21,184 | $3,652 | $3,652 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2009-03-11 | 2017-10-24 | $437,150 | $378,387 | $58,763 | $58,763 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2014-12-29 | 2017-10-24 | $527 | $523 | $4 | $4 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2014-12-29 | 2017-10-24 | $5,641 | $5,596 | $45 | $45 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2015-03-27 | 2017-10-24 | $80 | $80 | $0 | $0 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2015-03-27 | 2017-10-24 | $46 | $46 | $0 | $0 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2015-12-28 | 2017-10-24 | $3,779 | $3,675 | $104 | $104 |
| VANGUARD FIXED INCOME SECS FD INC | P | 2016-06-17 | 2017-10-24 | $86 | $88 | -$2 | -$2 |
| VANGUARD EMERGING MARKETS STOCK | P | 2015-03-25 | 2017-10-24 | $295,699 | $269,050 | $26,649 | $26,649 |
| VANGUARD EMERGING MARKETS STOCK | P | 2015-04-20 | 2017-10-24 | $1,515 | $1,302 | $213 | $213 |
| VANGUARD EMERGING MARKETS STOCK | P | 2015-09-25 | 2017-10-24 | $12,043 | $8,927 | $3,116 | $3,116 |
| VANGUARD EMERGING MARKETS STOCK | P | 2016-03-15 | 2017-10-24 | $513 | $385 | $128 | $128 |
| VANGUARD EMERGING MARKETS STOCK | P | 2016-06-14 | 2017-10-24 | $2,063 | $1,559 | $504 | $504 |
| VANGUARD EMERGING MARKETS STOCK | P | 2016-09-13 | 2017-10-24 | $3,760 | $3,156 | $604 | $604 |
| VISA INC CL A | P | 2014-03-24 | 2017-10-26 | $6,924 | $3,529 | $3,395 | $3,395 |
| VISA INC CL A | P | 2014-04-22 | 2017-10-26 | $67,260 | $32,130 | $35,130 | $35,130 |
| VISA INC CL A | P | 2014-04-25 | 2017-10-26 | $6,814 | $3,111 | $3,703 | $3,703 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-23 | 2017-10-24 | $2,430 | $2,237 | $193 | $193 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-02-26 | 2017-10-24 | $8,420 | $7,737 | $683 | $683 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-03-02 | 2017-10-24 | $8,646 | $7,950 | $696 | $696 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-03-04 | 2017-10-24 | $25,712 | $23,288 | $2,424 | $2,424 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-03-20 | 2017-10-24 | $3,730 | $3,386 | $344 | $344 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-03-24 | 2017-10-24 | $6,951 | $6,286 | $665 | $665 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-03-25 | 2017-10-24 | $2,882 | $2,615 | $267 | $267 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-03-27 | 2017-10-24 | $20,400 | $18,450 | $1,950 | $1,950 |
| AXIS CAPITAL HOLDINGS LTD SHS | P | 2015-04-30 | 2017-10-24 | $4,747 | $4,363 | $384 | $384 |
| EVEREST RE GROUP LTD | P | 2014-03-24 | 2017-10-24 | $82,869 | $53,685 | $29,184 | $29,184 |
| ALTERNATIVES INVESTMENTS, INC. | P | 2015-01-01 | 2017-12-31 | $218,272 | $218,272 | $218,272 | |
| CAPITAL GAINS DIVIDENDS | P | $1,410 | $1,410 | $1,410 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $932,013 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $812,176 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $17,192,698 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.047240 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $888,850 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $18,178,628 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048895 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $939,067 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $19,485,976 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048192 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $347,238 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $18,806,067 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.018464 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,566,919 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $18,401,477 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.139495 | DistributionYr5Rt |
| Total Distribution | 0.302286 | TotalDistributionRt |
| Average Distribution | 0.060457 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $17,886,036 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,081,336 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $10,723 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,092,059 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $880,108 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $21,446 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $21,446 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $21,446 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $18,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $22,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $554 | OverpaymentAmt |
| Applied To ES Tax | $554 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TOM SUNIVILLE | IndividualWithBooksNm |
| Phone | 7072248822 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5766 SILVERADO TRAIL | AddressLine1Txt |
| City | NAPA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 945589413 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| WARREN WINIARSKI | ||||||||
| 5766 SILVERADO TRAIL | NAPA | CA | 94558 | PRESIDENT | 10.00 | $0 | $0 | $0 |
| BARBARA WINIARSKI | ||||||||
| 5766 SILVERADO TRAIL | NAPA | CA | 94558 | SECRETARY/TREASURER | 1.00 | $0 | $0 | $0 |
| GREG BENNETT | ||||||||
| 5766 SILVERADO TRAIL | NAPA | CA | 94558 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| STACY MADIGAN | ||||||||
| 5766 SILVERADO TRAIL | NAPA | CA | 94558 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,325,600 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,832,812 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,158,412 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,158,412 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $272,376 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $17,886,036 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $894,302 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $894,302 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $21,446 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $21,446 | TotalTaxAmt |
| Distributable Before Adj | $872,856 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $872,856 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $872,856 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $880,108 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $880,108 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $880,108 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $872,856 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $39,047 | ExcessDistributionCyovYr5Amt |
| Total Excess Distribution Cyov | $39,047 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $880,108 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $872,856 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $7,252 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $46,299 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $39,047 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $7,252 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $7,252 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALDEA | |||||||
| 1546 1ST ST | NAPA | CA | 94559 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $10,000 |
| CLAREMONT INSTITUTE | |||||||
| 937 WEST FOOTHILL BLVD STE E | CLAREMONT | CA | 91711 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $10,000 |
| COMMUNITY ACTION OF NAPA VALLEY | |||||||
| 2310 LAUREL ST STE 1 | NAPA | CA | 94559 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $2,000 |
| COPE FAMILY CENTER | |||||||
| 1340 4TH STREET | NAPA | CA | 94559 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $10,000 |
| DAMIAN MALDONADO MEMORIAL SCHOLARSHIP FOUNDATION | |||||||
| 1460 GRAYSON AVENUE | ST HELENA | CA | 94574 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $14,600 |
| FRIENDS OF THE SMITHSONIAN | |||||||
| PO BOX 37012 MRC 712 | WASHINGTON | DC | 200137012 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $2,500 |
| IF GIVEN A CHANCE | |||||||
| PO BOX 2607 | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $17,000 |
| INTERNATIONAL DOCUMENTARY ASSOCIATION | |||||||
| 3470 WILSHIRE BLVD | LOS ANGELES | CA | 90010 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $45,000 |
| NAPA VALLEY COLLEGE FOUNDATION | |||||||
| 2277 NAPA-VALLEJO HIGHWAY | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $20,000 |
| NAPA VALLEY FOOD BANK | |||||||
| 607-B AIRPARK BLVD | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $10,000 |
| NAPA VALLEY MUSEUM | |||||||
| PO BOX 3567 | YOUNTVILLE | CA | 94599 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $2,500 |
| NATIONAL ASSOCIATION OF SCHOLARS | |||||||
| 1 AIRPORT PLACE SUITE 7 | PRINCETON | NJ | 08540 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $10,000 |
| NATIONAL AUDUBON SOCIETY | |||||||
| PO BOX 422245 | PALM COAST | FL | 321426696 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $500 |
| NEWS | |||||||
| 1141 PEAR TREE LANE SUITE 220 | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $15,000 |
| NIMBUS ARTS | |||||||
| 649 MAIN ST | ST HELENA | CA | 94574 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $2,500 |
| OLE HEALTH | |||||||
| 1141 PEAR TREE LANE | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $250,000 |
| PARENTSCAN | |||||||
| 1909 JEFFERSON STREET | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $10,000 |
| PATHWAY HOME | |||||||
| PO BOX 3930 | YOUNTVILLE | CA | 94599 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $100,000 |
| QUEEN OF THE VALLEY MEDICAL CENTER FNDN | |||||||
| PO BOX 2069 | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $150,000 |
| SAINT GREGORY OF SINAI MONASTERY | |||||||
| 8252 HARRINGTON FLAT RD | KELSEYVILLE | CA | 95451 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $25,000 |
| THE SALVATION ARMY | |||||||
| PO BOX 2250 | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $1,000 |
| UC DAVIS FOUNDATION | |||||||
| ONE SHIELDS AVE | DAVIS | CA | 95616 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $100,000 |
| UC REGENTS | |||||||
| ONE SHIELDS AVE | DAVIS | CA | 95616 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $15,000 |
| UNIVERSITY OF CHICAGO | |||||||
| 1126 E 59HT STREET SUITE 110 | CHICAGO | IL | 60637 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $50,000 |
| VINTAGE HIGH SCHOOL | |||||||
| 1375 TROWER AVENUE | NAPA | CA | 94558 | NONE | PUBLIC CHARITY | FINANCIAL SUPPORT FOR THE ORGANIZATION | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $875,100 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $272,528 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $932,013 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TAX REFUND | Desc |
| Exclusion | $4,006 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,208,547 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,208,547 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $7,716 | Amt |
| Net Investment Income | $3,858 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,858 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | B OF A US TRUST FDN #6382 | StockNm |
| EOY Book Value | $13,320,112 | EOYBookValueAmt |
| EOYFMV | $14,004,555 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | PINEHURST INSTITUTIONAL LTD | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $964,798 | BookValueAmt |
| EOYFMV | $1,219,862 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MARKET VALUE ADJUSTMENT | Desc |
| BOY Book Value | -$66,459 | BOYBookValueAmt |
| EOY Book Value | $939,507 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER ADMINISTRATIVE EXPENSES | $1,140 | $0 | $1,140 |
| TAXES, LICENSE AND FILING FEES | $10 | $0 | $10 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TAX REFUND | Desc |
| Revenue And Expenses Per Books | $4,006 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $4,006 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $4,006 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $1,065,225 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MANAGEMENT FEES | CategoryTxt |
| Amt | $129,796 | Amt |
| Net Investment Income | $129,796 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX | CategoryTxt |
| Amt | $2,571 | Amt |
| Net Investment Income | $2,571 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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