SARAH CAMPBELL BLAFFER FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- SARAH CAMPBELL BLAFFER FOUNDATION (EIN 74-6065234)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-14
- IRS object ID
- 201843189349102624
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Mortgages And Notes Payable Sch
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-14T15:14:02-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BKD LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2700 Post Oak Blvd Ste 1500 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77056 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 746065234 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Sarah Campbell Blaffer Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MARILYN STEINBERGER | InCareOfNm |
| Business Name Control | SARA | BusinessNameControlTxt |
| Phone | 7136397741 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 6826 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 772656826 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHARLES W HALL | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7136397741 | PhoneNum |
| Signature | 2018-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Amanda Maya | PreparerPersonNm |
| PTIN | P01067777 | PTIN |
| Phone | 7134994600 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 167.68.126.162 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 76915820183185000020 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2018-11-14 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | CC1FFD46B306D286B219C0C49226907667777A47 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 3C05F97901279AF0647DFC7D8771036E0E35E774 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $184,926,297 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,488,689 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,487,650 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $1,487,650 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,176,940 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,925,278 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $4,176,940 | CapGainNetIncmNetInvstIncmAmt |
| Incm Modifications Adj Net Incm | $3,500,000 | IncmModificationsAdjNetIncmAmt |
| Other Income Rev And Expnss | -$140,843 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$114,685 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | -$114,685 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $5,524,786 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,549,905 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $4,872,965 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $233,294 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $23,329 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $23,329 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $209,964 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $64,384 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $6,438 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $6,438 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $57,946 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $19,660 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $1,966 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $1,966 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,694 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $62,153 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $6,215 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $6,215 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $52,147 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $42,228 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,223 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $4,223 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $63,032 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $92,758 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $92,758 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $92,758 | OtherProfFeesAdjNetIncmAmt |
| Interest Rev And Expnss | $28,670 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $28,670 | InterestNetInvstIncmAmt |
| Interest Adj Net Incm | $28,670 | InterestAdjNetIncmAmt |
| Taxes Rev And Expnss | $67,392 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $270 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $270 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $40,000 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $18,812 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $341,500 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $4,000,000 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $23,438 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $2,344 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $2,344 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $19,296 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $237,631 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $91,244 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $91,244 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $147,540 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,231,920 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $257,457 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $257,457 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,607,619 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $0 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $0 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,231,920 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $257,457 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $257,457 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,607,619 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,292,866 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,292,448 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $4,615,508 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $400,620 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $471,551 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $471,551 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $8,375,000 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $12,033,500 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $12,033,500 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $38,609,703 | CorporateStockBOYAmt |
| Corporate Stock EOY | $39,928,659 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $39,928,659 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,558,151 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,772,832 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,772,832 | CorporateBondsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $132,405 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $105,963 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $25,693 | LandBOYAmt |
| Land EOY | $26,442 | LandEOYAmt |
| Land EOYFMV | $26,442 | LandEOYFMVAmt |
| Other Assets BOY | $38,232,410 | OtherAssetsBOYAmt |
| Other Assets EOY | $34,912,578 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $126,693,313 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $91,201,577 | TotalAssetsBOYAmt |
| Total Assets EOY | $93,145,562 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $184,926,297 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $349,250 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $39,327 | AccountsPayableEOYAmt |
| Mortgages And Notes Payable BOY | $1,700,000 | MortgagesAndNotesPayableBOYAmt |
| Mortgages And Notes Payable EOY | $890,000 | MortgagesAndNotesPayableEOYAmt |
| Other Liabilities BOY | $237,996 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $258,933 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,287,246 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,188,260 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $88,914,331 | UnrestrictedBOYAmt |
| Unrestricted EOY | $91,957,302 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $88,914,331 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $91,957,302 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $91,201,577 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $93,145,562 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $88,914,331 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,292,866 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,275,796 | OtherIncreasesAmt |
| Subtotal | $95,482,993 | SubtotalAmt |
| Other Decreases | $3,525,691 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $91,957,302 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (15 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| PAINTING INSTALLMENT SALE | P | $3,500,000 | $3,500,000 | $3,500,000 | |
| 12,794.621 SHS EMERALD GROWTH FUND | P | $332,916 | $67,044 | $67,044 | $265,872 |
| 9,913.805 SHS PIMCO INCOME FD | P | $114,187 | $3,684 | $3,684 | $110,503 |
| 11,890.558 SHS T ROWE PRICE | P | $1,156,703 | $246,080 | $246,080 | $910,623 |
| 16,182.007 SHS VULCAN VALUE PART SM CAP | P | $350,611 | $80,425 | $80,425 | $270,186 |
| 25,884.837 SHS VULCAN VALUE PARTNERS FD | P | $517,638 | $135,060 | $135,060 | $382,578 |
| JP MORGAN #8005 - SEE ATTACHMENT D-1 | P | $1,105,348 | -$2,830 | -$2,830 | $1,108,178 |
| JP MORGAN #8005 - SEE ATTACHMENT D-1 | P | $1,328,452 | $13,237 | $13,237 | $1,315,215 |
| US TREASURY 0.75% 06/30/17 | P | $380,000 | $380,000 | ||
| ESTANCIA CAPITAL PARTNERS LP | P | -$5,183 | -$5,183 | $5,183 | |
| ESTANCIA CAPITAL PARTNERS LP | P | $13,230 | $13,230 | $13,230 | |
| HARBERT MEZZANINE PARTNERS III, LP | P | $1,478 | $1,478 | $1,478 | |
| MONTAUK TRIGUARD FUND VII LP | P | $3,697 | $3,697 | $3,697 | |
| MONTAUK TRIGUARD FUND VII LP | P | $22,874 | $22,874 | $22,874 | |
| CAPITAL GAIN DIVIDENDS | P | $98,144 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $4,176,940 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$4,316 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,011,295 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $41,305,117 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.072904 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $5,189,366 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $40,437,888 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.128329 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,294,181 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $42,979,706 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.099912 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,488,245 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $41,120,912 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.036192 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,277,845 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $39,602,090 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.032267 | DistributionYr5Rt |
| Total Distribution | 0.369604 | TotalDistributionRt |
| Average Distribution | 0.073921 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $44,157,627 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,264,176 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $52,924 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,317,100 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $5,069,027 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $52,924 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $52,924 | SubtotalAmt |
| Tax Based On Investment Income | $52,924 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $48,226 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $58,226 | TotalPaymentsAndCreditsAmt |
| Overpayment | $5,302 | OverpaymentAmt |
| Applied To ES Tax | $5,302 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (true) | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARILYN STEINBERGER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7136397741 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 6826 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 772656826 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CHARLES W HALL | ||||||||
| PO Box 6826 | Houston | TX | 772656826 | PRESIDENT | 1.0 | $0 | $0 | $0 |
| EDWARD JOSEPH HUDSON JR | ||||||||
| PO Box 6826 | Houston | TX | 772656826 | VICE PRES./SECRETARY | 1.0 | $0 | $0 | $0 |
| RONALD W ADZGERY | ||||||||
| PO Box 6826 | Houston | TX | 772656826 | ASSISTANT SECRETARY | 1.0 | $0 | $0 | $0 |
| MARILYN STEINBERGER | ||||||||
| PO Box 6826 | Houston | TX | 772656826 | ADMINISTRATOR/ASST TREASURER | 1.0 | $68,106 | $6,410 | $0 |
| ANNE D OWEN | ||||||||
| PO Box 6826 | Houston | TX | 772656826 | VICE PRES./TREASURER | 1.0 | $0 | $0 | $0 |
| ROBERT LEE HUDSON | ||||||||
| PO Box 6826 | Houston | TX | 772656826 | VICE PRESIDENT | 1.0 | $0 | $0 | $0 |
| DR JAMES CLIFTON | ||||||||
| PO Box 6826 | Houston | TX | 772656826 | DIRECTOR | 1.0 | $105,188 | $9,900 | $69,542 |
| JAMES OWEN COLEMAN | ||||||||
| PO Box 6826 | Houston | TX | 772656826 | VICE PRESIDENT | 1.0 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NORTON ROSE FULBRIGHT US LLP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1301 MCKINNEY SUITE 5100 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | LEGAL | ServiceTypeTxt |
| Compensation | $62,153 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | OPERATE MUSEUM GALLERY | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $40,960,877 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $420,377 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,448,824 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $44,830,078 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $44,830,078 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $672,451 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $44,157,627 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,207,881 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,607,619 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $461,408 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $5,069,027 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $52,924 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $5,016,103 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $2,207,881 | CurrentYearAmt |
| Year1 | $2,065,256 | Year1Amt |
| Year2 | $2,021,894 | Year2Amt |
| Year3 | $2,148,985 | Year3Amt |
| Total | $8,444,016 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,876,699 | CurrentYearAmt |
| Year1 | $1,755,468 | Year1Amt |
| Year2 | $1,718,610 | Year2Amt |
| Year3 | $1,826,637 | Year3Amt |
| Total | $7,177,414 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $5,069,027 | CurrentYearAmt |
| Year1 | $3,048,069 | Year1Amt |
| Year2 | $5,238,437 | Year2Amt |
| Year3 | $4,331,056 | Year3Amt |
| Total | $17,686,589 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $5,069,027 | CurrentYearAmt |
| Year1 | $3,048,069 | Year1Amt |
| Year2 | $5,238,437 | Year2Amt |
| Year3 | $4,331,056 | Year3Amt |
| Total | $17,686,589 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,471,921 | CurrentYearAmt |
| Year1 | $1,376,837 | Year1Amt |
| Year2 | $1,347,930 | Year2Amt |
| Year3 | $1,432,657 | Year3Amt |
| Total | $5,629,345 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NOT APPLICABLE | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | SBFC ATTN MR EJ HUDSON JR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 6826 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 772656826 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7136397741 | RecipientPhoneNum |
| Form And Info And Materials | LETTER IN THE FORM OF A PROPOSAL EXPLAINING THE PROGRAM OR PROJECT THEY ARE SEEKING FUNDS FOR AND THE AMOUNT THEY ARE REQUESTING. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | AUGUST 31 OF EACH YEAR | SubmissionDeadlinesTxt |
| Restrictions On Awards | MUST BE A PUBLIC CHARITY, LISTED IN THE IRS PUBLICATION 78, MUST BE IN USA OR HAVE A USA AFFILIATE. WE CONTRIBUTE PREDOMINANTLY TO THE ARTS, EDUCATION, RELIGIOUS INTERESTS AND MEDICAL RESEARCH. | RestrictionsOnAwardsTxt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,040 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,487,650 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,176,940 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| OTHER INCOME | 01 | $47 | ||
| ESTANCIA CAPITAL PARTNERS, LP (27-0665503) | -$66,119 | 900099 | -$16,001 | |
| MONTAUK TRIGUARD FUND VII LP (74-6065234) | -$12,431 | 900099 | -$10,205 | |
| HARBERT MEZZANINE PARTNERS LP (45-2704508) | 01 | -$36,135 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$25,166 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,549,952 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,524,786 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (32 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 27,063.20 SHS FNMA 6% 12/1/20 | $27,783 | $27,783 |
| 172,705.83 SHS FNMA 5.5% 2/28 | $190,634 | $190,634 |
| 134,479.97 SHS FNMA 5% 7/1/30 | $144,602 | $144,602 |
| 150,000.00 SHS GOLDMAN SACHS | $156,123 | $156,123 |
| 86,982.12 SHS FNMA 4.5% 5/34 | $92,817 | $92,817 |
| 190,000.00 SHS FNMA 3/21/18 | $190,038 | $190,038 |
| 305,000.00 SHS FFCB 5/17/18 | $305,165 | $305,165 |
| 200,000.00 SHS FFCB 5/25/18 | $200,160 | $200,160 |
| 170,000.00 SHS BERKSHIRE HATHA | $171,319 | $171,319 |
| 115,000.00 SHS MERCK & CO INC | $115,707 | $115,707 |
| 185,000.00 SHS GENERAL ELEC CA | $186,610 | $186,610 |
| 170,000.00 SHS AMERICAN EXPRES | $171,545 | $171,545 |
| 135,000.00 SHS WELLS FARGO | $137,842 | $137,842 |
| 109,861.95 SHS FNMA 5.5% 2/23 | $115,376 | $115,376 |
| 165,000.000 SHS JPMORGAN CHASE | $169,272 | $169,272 |
| 185,000.00 SHS MORGAN STANLEY | $190,261 | $190,261 |
| 205,000.00 SHS BANK OF NY | $210,617 | $210,617 |
| 37,748.91 SHS FNMA 6% 5/1/24 | $40,001 | $40,001 |
| 160,223.28 SHS FHLMC GOLD 4.5% | $170,939 | $170,939 |
| 305,000.00 SHS US TREAS 2.75% | $306,796 | $306,796 |
| 840,000.00 SHS US TREAS 2.875% | $860,513 | $860,513 |
| 65,000.00 SHS US TREAS 2.5% | $61,761 | $61,761 |
| 76,019.37 SHS FHLMC GOLD 5% | $79,400 | $79,400 |
| 60,000.00 SHS UNITED PARCEL | $60,102 | $60,102 |
| 110,000.00 SHS INTEL CORP | $110,569 | $110,569 |
| 185,000.00 SHS WALT DISNEY | $186,537 | $186,537 |
| 60,000.00 SHS BANK OF AMERICA | $60,285 | $60,285 |
| 485,000.00 SHS FHLMC MTN | $484,530 | $484,530 |
| 170,000.00 SHS FFCB 4/24/19 | $170,065 | $170,065 |
| 145,000.00 SHS FFCB 4/3/19 | $145,054 | $145,054 |
| 105,000.00 SHS FHLB 5/2/18 | $104,990 | $104,990 |
| 155,000.00 SHS FFCB 3/15/19 | $155,419 | $155,419 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (12 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 48,260 SHS CHEVRON CORP | $6,041,669 | $6,041,669 |
| 135,072 SHS EXXON MOBIL CORP | $11,297,422 | $11,297,422 |
| 96,053.839 SHS VULCAN VAL PTR | $1,885,536 | $1,885,536 |
| 58,081.593 SHS DODGE & COX FD | $2,690,339 | $2,690,339 |
| 439,724.64 SHS PIMCO FDS | $5,456,983 | $5,456,983 |
| 71,843.479 SHS EMERALD GROWTH | $1,967,792 | $1,967,792 |
| 33,798.306 SHS T ROWE PRICE BL | $3,255,114 | $3,255,114 |
| 161,887.273 SHS VULCAN VAL PTR | $3,317,070 | $3,317,070 |
| ESTANCIA CAPITAL | $1,877,821 | $1,877,821 |
| HARBERT MEZZANINE PARTNERS III | $1,466,005 | $1,466,005 |
| MONTAUK TRIGUARD FUND VII LP | $304,656 | $304,656 |
| HARBERT CREDIT SOLUTIONS FD IV | $368,252 | $368,252 |
Mortgages And Notes Payable Sch MortgagesAndNotesPayableSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mortgage | $890,000 | MortgageAmt |
Note Payable NotePayableGrp
Lender Name LenderNameGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JPMORGAN CHASE BANK N A | PersonNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Loan Original | $1,900,000 | LoanOriginalAmt |
| Balance Due | $890,000 | BalanceDueAmt |
| Loan Maturity | 2019-03 | LoanMaturityDt |
| Interest | 1.9375 | InterestRt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (15 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MISCELLANEOUS PRINTS | $934,852 | $950,452 | $1,111,870 |
| A GOLDEN AGE OF PAINTING | $11,629,673 | $11,629,673 | $23,820,000 |
| GOYA COLLECTION | $68,059 | $68,059 | $233,500 |
| SPANISH COLLECTION | $308,000 | $308,000 | $1,800,000 |
| BRITISH PAINTINGS | $2,152,727 | $2,152,727 | $17,516,000 |
| FRENCH PAINTINGS | $7,788,974 | $7,788,974 | $11,600,000 |
| MODERN PAINTINGS | $795,341 | $795,341 | $28,000,000 |
| MISCELLANEOUS PAINTINGS | $20,853 | $20,853 | $20,953 |
| HOGARTH PRINTS | $14,065 | $14,065 | $143,500 |
| ITALIAN COLLECTION | $6,627,419 | $6,627,419 | $37,645,000 |
| ACCRUED INTEREST RECEIVABLE | $56,198 | $51,116 | $51,116 |
| MISCELLANEOUS ART OBJECTS | $818,767 | $994,575 | $1,240,050 |
| DUE FROM OTHERS | $7,000,000 | $3,500,000 | $3,500,000 |
| PREPAID INSURANCE | $9,256 | $9,256 | $9,256 |
| FIT RECEIVABLE | $8,226 | $2,068 | $2,068 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| BOOK/TAX DIFFERENCES ON PAINTING SALES | $3,500,000 |
| HARBERT MEZZ K-1 INCOME | $25,691 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|---|
| ART HANDLING | $1,058 | $1,058 | ||
| CRAFTING | $3,501 | $3,501 | ||
| OFFICE & MISCELLANEOUS | $17,544 | $16,692 | $1,754 | $1,754 |
| INSURANCE | $97,395 | $97,395 | ||
| WAREHOUSE | $21,994 | $21,994 | ||
| FREIGHT AND DELIVERY SERVICES | $556 | $665 | ||
| CAR LEASE | $6,028 | $6,170 | ||
| EXHIBITIONS/OTHER EXPENSE | $65 | $65 | ||
| INVSMT EXP - ESTANCIA CAPITAL | $41,584 | $41,584 | $41,584 | |
| INVSMT EXP - HARBERT MEZZAINE | $30,196 | $30,196 | $30,196 | |
| INVSMT EXP - HARBERT CREDIT | $12,749 | $12,749 | $12,749 | |
| INVSMT EXP - MONTAUK TRIGUARD | $4,961 | $4,961 | $4,961 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ESTANCIA CAPITAL PARTNERS LP K-1 | -$82,119 | -$66,119 | -$66,119 |
| HARBERT MEZZANINE PARTNERS LP K-1 | -$36,135 | -$36,135 | -$36,135 |
| MONTAUK TRIGUARD FUND VII LP K-1 | -$22,636 | -$12,431 | -$12,431 |
| other income | $47 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (4 entries)
| DescDesc | AmtAmt |
|---|---|
| ESTANCIA CAPITAL PARTNERS LP K-1 INCOME | $494,520 |
| MONTAUK TRIGUARD FUND VII LP K-1 INCOME | $69,972 |
| HARBERT CREDIT FUND IV LP K-1 INCOME | $19,229 |
| CHANGE IN UNREALIZED GAIN ON SECURITIES | $1,692,075 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED TAXES | Desc |
| BOY Book Value | $237,996 | BOYBookValueAmt |
| EOY Book Value | $258,933 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY & MGMT | CategoryTxt |
| Amt | $92,758 | Amt |
| Net Investment Income | $92,758 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $92,758 | AdjustedNetIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|---|
| EXCISE TAXES | $67,122 | $40,000 | ||
| FOREIGN TAX FROM ESTANCIA K-1 | $1 | $1 | $1 | |
| FOREIGN TAX FROM MONTAUK K-1 | $269 | $269 | $269 |
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