TRANSFORMATION TRUST INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- TRANSFORMATION TRUST INC (EIN 35-2024586)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-13
- IRS object ID
- 201843179349101609
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-13T13:43:09-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 352123203 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KSM BUSINESS SERVICES INC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 40857 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 462400857 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 352024586 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRANSFORMATION TRUST INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | TRAN | BusinessNameControlTxt |
| Phone | 3175802002 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46280 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHEILA KLINK | PersonNm |
| Person Title | OFFICER | PersonTitleTxt |
| Phone | 3176843150 | PhoneNum |
| Signature | 2018-10-22 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CASSE TATE | PreparerPersonNm |
| PTIN | P01271193 | PTIN |
| Phone | 3175802000 | PhoneNum |
| Preparation | 2018-10-22 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 64.132.79.19 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-10-22 | IPDt |
| IP Tm | 15:15:36 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | CA4F7FF0BAD594412DC482CCF566D25B1012FBA1 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 4F4D98130D17C1E52A85229F4A52BA3E760F4C80 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $29,815,039 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $243,187 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $522,294 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $522,294 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $335,301 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,198,408 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $335,301 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,703 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,703 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,102,485 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $859,298 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $97,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $48,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $30,250 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,025 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $131,315 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $129,064 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $832 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $832 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $10,557 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,136 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $385 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $385 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $270,339 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $133,417 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $51,525 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,506,546 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,506,546 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,776,885 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $133,417 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,558,071 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$674,400 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $725,881 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $35,227 | CashBOYAmt |
| Cash EOY | $221,713 | CashEOYAmt |
| Cash EOYFMV | $221,713 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,735,695 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,190,987 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,190,987 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $824,129 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $565,972 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $572,221 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $23,224,048 | CorporateStockBOYAmt |
| Corporate Stock EOY | $23,208,589 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $26,382,236 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $133,400 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $133,468 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $125,808 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $454,431 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $325,995 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $322,074 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $27,406,930 | TotalAssetsBOYAmt |
| Total Assets EOY | $26,646,724 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $29,815,039 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $27,406,930 | RetainedEarningBOYAmt |
| Retained Earning EOY | $26,646,724 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $27,406,930 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $26,646,724 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $27,406,930 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $26,646,724 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $27,406,930 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$674,400 | ExcessRevenueOverExpensesAmt |
| Other Increases | $10,002 | OtherIncreasesAmt |
| Subtotal | $26,742,532 | SubtotalAmt |
| Other Decreases | $95,808 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $26,646,724 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | SoldSoldDt |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $436,518 | $441,215 | -$4,697 | -$4,697 | ||
| DISPOSAL OF CAMBRIDGE | $140,800 | $171,892 | -$31,092 | -$31,092 | P | 2017-12-31 |
| DISPOSAL OF ALDARRA | $236,818 | $250,000 | -$13,182 | -$13,182 | P | 2017-12-31 |
| CAPITAL GAINS DIVIDENDS | $384,272 | $384,272 | $384,272 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $335,301 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,432,627 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $28,832,503 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049688 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,566,806 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $30,193,179 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.051893 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,315,011 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $31,883,525 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.041244 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,509,939 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $32,057,403 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.047101 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,607,515 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $32,591,249 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.049324 | DistributionYr5Rt |
| Total Distribution | 0.239250 | TotalDistributionRt |
| Average Distribution | 0.047850 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $29,272,321 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,400,681 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,259 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,407,940 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,558,071 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $7,259 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $7,259 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $7,259 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $40,211 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $40,211 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $32,952 | OverpaymentAmt |
| Applied To ES Tax | $32,952 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TRANSFORMATION TRUST | IndividualWithBooksNm |
| Phone | 3175802002 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46280 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SHEILA KLINK | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 20.00 | $75,000 | $0 | $0 |
| ELIZABETH HAMILTON | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 10.00 | $22,000 | $0 | $0 |
| PATSY HEARD | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OXFORD FINANCIAL GROUP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11711 N MERIDIAN STREET | AddressLine1Txt |
| City | CARMEL | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46032 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $109,381 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $29,607,958 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $110,134 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $29,718,092 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $29,718,092 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $445,771 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $29,272,321 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,463,616 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,463,616 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,259 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,259 | TotalTaxAmt |
| Distributable Before Adj | $1,456,357 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,456,357 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,456,357 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,558,071 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,558,071 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $7,259 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,550,812 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,456,357 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,275,807 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,558,071 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,275,807 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $282,264 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,174,093 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ARTMIX INC FKA VSA INDIANA INC | |||||||
| 1505 NORTH DELEWARE | INDIANAPOLIS | IN | 46202 | N/A | PC | GENERAL OPERATIONS | $25,000 |
| BIG BROTHERS BIG SISTERS | |||||||
| 2960 N MERIDIAN STREET SUITE 150 | INDIANAPOLIS | IN | 46208 | N/A | PC | MENTORING MORE YOUTH IN CENTRAL INDIANA | $25,000 |
| CHEF ANN FOUNDATION | |||||||
| 3004 ARAPAHOE AVE | BOULDER | CO | 80303 | N/A | PC | GENERAL OPERATIONS | $50,000 |
| DRESS FOR SUCCESS INDIANAPOLIS INC | |||||||
| 820 N MERIDIAN STREET | INDIANAPOLIS | IN | 46204 | N/A | PC | GENERAL OPERATIONS | $30,000 |
| GANNA WALSKA LOTUSLAND FOUNDATION | |||||||
| 695 ASHLEY ROD | SANTA BARBARA | CA | 931081059 | N/A | PC | GENERAL OPERATIONS | $75,000 |
| GIVE BACK YOGA FOUNDATION | |||||||
| 900 BASELINE ROAD 13B | BOULDER | CO | 80302 | N/A | PC | Y12SR URBAN OUTREACH PROJECT | $25,000 |
| INDIANA SYMPHONY SOCIETY INC | |||||||
| 32 E WASHINGTON ST STE 600 | INDIANAPOLIS | IN | 46204 | N/A | PC | METROPOLITAN YOUTH ORCHESTRA - BUILDING HUMAN POTENTIAL | $175,000 |
| INSTITUTE OF HEARTMATH | |||||||
| 14700 WEST PARK AVE | BOULDER CREEK | CA | 95006 | N/A | PC | GLOBAL COHERENCE APP | $266,650 |
| INSTITUTE OF HEARTMATH | |||||||
| 14700 WEST PARK AVE | BOULDER CREEK | CA | 95006 | N/A | PC | MATCHING FUNDS FOR HEARTMATH'S PROJECT HOPE FOR VICTIMS OF COMPLEX TRAUMA | $44,000 |
| INSTITUTE OF HEARTMATH | |||||||
| 14700 WEST PARK AVE | BOULDER CREEK | CA | 95006 | N/A | PC | COMPLEX TRAUMA RESILIENCE TRAINING FOR THE SYRIAN REFUGEE COMMUNITY | $132,000 |
| INSTITUTE OF HEARTMATH | |||||||
| 14700 WEST PARK AVE | BOULDER CREEK | CA | 95006 | N/A | PC | KAREN JENKINS: BECOME A HEARTMATH CERTIFIED TRAINER | $4,200 |
| INSTITUTE OF HEARTMATH | |||||||
| 14700 WEST PARK AVE | BOULDER CREEK | CA | 95006 | N/A | PC | RESILIENCE TRAINING FOR PRESCHOOL AND DAY CARE TEACHERS; RESILIENCE TRAINING FOR KOREAN SOLDIERS | $9,300 |
| PLANNED PARENTHOOD OF INDIANA INC DBA PLANNED PARENTHOOD OF INDIANA AND KEN | |||||||
| 200 S MERIDIAN ST SUITE 400 | INDIANAPOLIS | IN | 46225 | N/A | PC | GENERAL OPERATIONS | $100,000 |
| POSITIVE ACTION COMMUNITY THEATRE (PACT) | |||||||
| 2061 VILLAGE PARK WAY 227 | ENCINITAS | CA | 92024 | N/A | PC | PERFORMING ARTS FOR AUTISM | $8,000 |
| RED ALERT ROBOTICS PARENT ORGANIZATION | |||||||
| 704 S SR 135 SUITE D BOX 236 | GREENWOOD | IN | 461436501 | N/A | PC | GENERAL OPERATIONS | $5,000 |
| SCIENCE AND NONDUALITY | |||||||
| 1251 GOLD RIDGE RD | SEBASTOPOL | CA | 954732606 | N/A | PC | GENERAL OPERATIONS | $200,000 |
| SIERRA HARVEST | |||||||
| 313 RAILROAD AVE SUITE 201 | NEVADA CITY | CA | 95959 | N/A | PC | GENERAL OPERATIONS | $232,396 |
| SOLIYA | |||||||
| 261 MADISON AVENUE 9TH FLOOR | NEW YORK | NY | 10016 | N/A | PC | GENERAL OPERATIONS | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,506,546 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $522,294 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,703 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $335,301 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $859,298 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $859,298 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $30,250 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,025 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LOOMIS SAYLES BOND INSTL (LSBDX ) | $100,024 | $94,635 |
| SEARS HLDGS CORP SR NT | $1,839 | $1,018 |
| WILLIAMS COS INC (WMB ) | $31,605 | $30,155 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (58 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BOSTON PARTNERS LONG SHORT RESEARCH INSTL (BPIRX) | $540,000 | $650,878 |
| COHEN & STEERS GL INFRASTRUCTURE (CSUIX) | $496,185 | $774,818 |
| COLUMBIA ACORN CLASS Z (ACRNX ) | $140,648 | $78,102 |
| DODGE & COX INCOME | $6,755,092 | $6,699,390 |
| HARTFORD WORLD BOND FUND CL Y | $612,263 | $601,507 |
| FIDELITY TREASURY ONLY MONEY MARKET (FDLXX) | $0 | $4 |
| FIMM TREASURY ONLY PORTFOLIO (FSIXX) | $0 | $5,566 |
| ISHARES TR RUSSELL 1000 VALUE INDEX FD (IWD) | $253,763 | $512,156 |
| IVA WORLDWIDE FUND CL I (IVWIX ) | $2,343,944 | $2,894,874 |
| JENSEN PORTFOLIO CLASS I (JENIX ) | $575,096 | $1,471,388 |
| JPMORGAN CHASE & CO ALERIAN MLP INDEX | $966,016 | $733,806 |
| JPMORGAN CORE BOND SELECT SHARES (WOBDX) | $5,354,500 | $5,472,624 |
| MATTHEWS ASIAN GROWTH & INCOME FUND (MACSX) | $88,000 | $96,045 |
| MERIDIAN GROWTH FUND (MERDX ) | $133,616 | $149,368 |
| PAX WORLD BALANCED INDIVIDUAL INV (PAXWX) | $1,344,878 | $1,465,696 |
| PAX WORLD GLOBAL GREEN FUND (PGINX) | $1,166,649 | $1,884,955 |
| TWEEDY BROWNE GLOBAL VALUE FUND | $409,250 | $433,238 |
| VANGUARD 500 INDEX ADMIRAL | $600,000 | $778,858 |
| VICTORY GLOBAL NATURAL RESOURCES Y | $718,500 | $447,411 |
| A.P. MOLLER - MAERSK UNSPON ADR EA | $52,960 | $60,968 |
| ALPHABET INC CAP STK CL A (GOOGL) | $2,362 | $8,427 |
| ALPHABET INC CAP STK CL C (GOOG) | $2,349 | $8,371 |
| ASSOCIATED CAP GROUP INC CL A (AC) | $41,246 | $43,648 |
| BOLLORE SA ISIN #FR0000039299 | $29,899 | $38,876 |
| BROOKFIELD ASSET MANAGEMENT INC LTD VTG SHS NPV CL A (BAM) | $5,002 | $10,319 |
| CBOE HOLDINGS INC COM USD0.01 (CBOE) | $4,493 | $24,918 |
| CIVEO CORP CDS COM NPV (CVEO) | $80,258 | $86,817 |
| CLARKSON ORD GBP0.25 ISIN (CKNHF) | $46,038 | $48,881 |
| CME GROUP INC COM CL A (CME) | $33,915 | $34,614 |
| CRIMSON WINE GROUP (CWGL) | $1,660 | $1,494 |
| DISH NETWORK CORP (DISH) | $14,573 | $24,305 |
| DREAM UNLIMITED CORP COM CL A SUB VTG (DRUNF) | $46,360 | $23,733 |
| ECHOSTAR CORP CL A (SATS) | $5,370 | $8,386 |
| FRANCO NEVADA CORP COM (FNV) | $20,900 | $31,660 |
| GAMCO INVESTORS INC COM (GBL) | $3,140 | $2,402 |
| GMO INTERNET INC NPV ISIN (GMOYF) | $19,968 | $21,272 |
| HOWARD HUGHES CORP COM (HHC) | $45,079 | $137,046 |
| ICAHN ENTERPRISES LP DESPOSTITARY UNIT (IEP ) | $29,327 | $29,150 |
| LIBERTY BROADBAND CORP COM CL A (LBRDA) | $4,360 | $21,518 |
| LIBERTY MEDIA CORP DELAWARE COM A (LSXMA) | $10,400 | $40,255 |
| LIBERTY MEDIA CORP DELAWARE COM C (LSXMK) | $20,129 | $80,510 |
| LIBERTY MEDIA CORP DELAWARE COM C (BATRK) | $1,486 | $4,511 |
| LIBERTY MEDIA CORP DELAWARE COM A (BATRA) | $932 | $2,227 |
| LIBERTY MEDIA CORP DELAWARE COM SER A (FWONA) | $1,932 | $8,278 |
| LIBERTY MEDIA CORP DELAWARE COM SER C | $3,735 | $17,319 |
| LIBERY BROADBAND CORP COM SER C (LBRDK) | $3,361 | $20,779 |
| LIONS GATE ENTERTAINMENT CORP | $14,120 | $17,171 |
| MADISON SQUARE GARDEN CO NEW CL A (MSG) | $6,510 | $9,910 |
| MSG NETWORK INC CL A (MSGN) | $2,296 | $2,855 |
| OCEANEERING INTL INC (OII) | $8,750 | $8,562 |
| ONEX CORP SUB VTG ISIN (ONEXF) | $42,764 | $74,608 |
| PAR PACIFIC HOLDINGS INC COM NEW (PARR) | $19,401 | $19,126 |
| TEXAS PACIFIC LAND TRUST SUB SHARE CERTIFICATES (TPL ) | $41,468 | $153,194 |
| TIME INC NEW COM ISIN (TIME) | $241 | $664 |
| TRISURA GROUP LTD USD CONTRA | $9 | $0 |
| URBANA CORP COM CL A NON-VTG | $11,985 | $11,227 |
| WENDYS COMPANY (THE) COM USD0.10 (WEN ) | $10,752 | $39,096 |
| WYNN RESORTS LTD (WYNN ) | $20,659 | $54,455 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $565,972 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $572,221 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| OAKTREE CAP GROUP LLC UNITS CL A | AT COST | $14,382 | $11,030 |
| VANGUARD SCOTTSDALE FDS SHORT TERM TREAS (VGSH) | AT COST | $262,967 | $260,810 |
| WHEATON PRECIOUS METALS CORP COM (WPM) | AT COST | $25,209 | $35,895 |
| XBT PROVIDER AB BITCOIN TRACKER CTF | AT COST | $9,624 | $7,035 |
| ICAHN ENTERPRISES | FMV | $13,813 | $7,304 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST/BASIS ADJUSTMENT | Desc |
| Amt | $95,808 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BANK FEES | Desc |
| Revenue And Expenses Per Books | $385 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $385 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME FROM K1S | Desc |
| Revenue And Expenses Per Books | $1,703 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,703 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $1,703 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR YEARS PASSIVE LOSSES UTILIZED IN THE CURRENT YEAR | Desc |
| Amt | $10,002 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $129,064 | $129,064 | $0 |
| OTHER CONTRACT SERVICES | $2,251 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES ON INVESTMENTS | $3,136 | $3,136 | $0 |
| PAYROLL TAXES | $7,421 | $0 | $0 |
Comments