CATTO SHAW FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- CATTO SHAW FOUNDATION (EIN 46-5064265)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-15
- IRS object ID
- 201823199349105172
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Contractor Compensation Expln
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-15T17:31:54-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Moss Adams LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1999 BROADWAY SUITE 4000 | AddressLine1Txt |
| City | DENVER | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80202 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 465064265 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Catto Shaw Foundation | BusinessNameLine1Txt |
| Business Name Line2 | c/o Woody Creek Management Group | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % WOODY CREEK MANAGEMENT GROUP | InCareOfNm |
| Business Name Control | CATT | BusinessNameControlTxt |
| Phone | 3032258475 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 250 Steele Street Suite 375 | AddressLine1Txt |
| City | Denver | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80206 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JENNIFER CROSSETT | PersonNm |
| Person Title | Secretary | PersonTitleTxt |
| Phone | 3032258473 | PhoneNum |
| Signature | 2018-05-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Mira J Fine Partner | PreparerPersonNm |
| PTIN | P00232685 | PTIN |
| Phone | 3032989600 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 12.129.7.100 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 84042020183195000011 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2018-11-15 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | F8B3BE5D157362291A5EE8377E4151C25FD8D71A | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 784DA4990134F180A90FA1AF30C221A48D4AE535 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,401,369 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $393,222 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $342,371 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $340,277 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $54 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $54 | GrossRentsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $635,898 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,631,592 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $635,898 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $5,477 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $5,477 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,377,022 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $981,706 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $8,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $8,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $168,383 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $137,483 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $30,900 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $43,096 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $43,096 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $9,402 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,202 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $6,091 | TravConfMeetingRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $642 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $150 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $482 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $235,614 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $181,931 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $39,382 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $190,381 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $190,381 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $425,995 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $181,931 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $229,763 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $951,027 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $799,775 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $21,880 | CashBOYAmt |
| Cash EOY | $75,196 | CashEOYAmt |
| Cash EOYFMV | $75,196 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $434,703 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $795,360 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $795,360 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $11,805,531 | CorporateStockBOYAmt |
| Corporate Stock EOY | $13,429,569 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,429,569 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $1,655,335 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,101,230 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,101,230 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $14 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $14 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $13,917,449 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,401,369 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,401,369 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $13,917,449 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,401,369 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $13,917,449 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,401,369 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $13,917,449 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,401,369 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $13,917,449 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $951,027 | ExcessRevenueOverExpensesAmt |
| Other Increases | $532,893 | OtherIncreasesAmt |
| Subtotal | $15,401,369 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $15,401,369 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (16 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| NORTHERN TRUST #6835 | P | $319,303 | $311,886 | $7,417 | $7,417 | ||
| NORTHERN TRUST #6835 | P | $7,116,037 | $7,032,264 | $83,773 | $83,773 | ||
| DISH NETWORK CORP CL A - 125 SHS | P | $7,913 | $5,457 | $2,456 | $2,456 | 2016-02-18 | 2017-02-22 |
| MERRILL LYNCH #2646 | P | $18,376 | $18,388 | -$12 | -$12 | ||
| MERRILL LYNCH #2646 | P | $154 | $154 | ||||
| MERRILL LYNCH #2646 - CASH IN LIEU | P | $24 | $24 | $24 | |||
| MERRILL LYNCH #2647 | P | $67,584 | $67,127 | $457 | $457 | ||
| MERRILL LYNCH #2647 | P | $14,092 | $14,405 | -$313 | -$313 | ||
| MERRILL LYNCH #2647 | P | $284,969 | $226,066 | $58,903 | $58,903 | ||
| MERRILL LYNCH #2647 - CASH IN LIEU | P | $1 | $1 | $1 | 2017-09-08 | 2017-09-08 | |
| MERRILL LYNCH #2648 | P | $113,711 | $97,917 | $15,794 | $15,794 | ||
| MERRILL LYNCH #2649 | P | $124,347 | $114,081 | $10,938 | $10,266 | ||
| MERRILL LYNCH #2652 | P | $29,944 | $29,688 | $217 | $256 | ||
| MERRILL LYNCH #2653 | P | $278,676 | $275,350 | $3,326 | $3,326 | ||
| DISPOSAL OF VARIOUS PARTNERSHIPS | P | $4,241,616 | $3,803,544 | $438,072 | $438,072 | ||
| CAPITAL GAIN DIVIDENDS | P | $13,826 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $635,898 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $461,268 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,992,335 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.035503 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $579 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $97,277 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.005952 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $17,068 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $52,140 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.327349 | DistributionYr3Rt |
| Total Distribution | 0.368804 | TotalDistributionRt |
| Average Distribution | 0.122935 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $14,439,518 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,775,122 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,998 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,783,120 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $229,763 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,996 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $15,996 | SubtotalAmt |
| Tax Based On Investment Income | $15,996 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,737 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $3,500 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $9,237 | TotalPaymentsAndCreditsAmt |
| Tax Due | $6,759 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CO | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | www.cattoshawfoundation.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WOODY CREEK MANAGEMENT GROUP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3032258475 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 250 STEELE STREET SUITE 375 | AddressLine1Txt |
| City | DENVER | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80206 | ZIPCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Isa Catto Shaw | ||||||||
| 250 Steele Street Suite 375 | Denver | CO | 80206 | Executive Director | 0 | $0 | $0 | $0 |
| Daniel A Shaw | ||||||||
| 250 Steele Street Suite 375 | Denver | CO | 80206 | President | 0 | $0 | $0 | $0 |
| Jennifer Crossett | ||||||||
| 250 Steele Street Suite 375 | Denver | CO | 80206 | Treasurer | 0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Woody Creek Management Group | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 250 Steele Street Suite 375 | AddressLine1Txt |
| City | DENVER | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80206 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Inv Mgmt Services | ServiceTypeTxt |
| Compensation | $61,800 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $9,381,966 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,957,975 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,319,468 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $14,659,409 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $14,659,409 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $219,891 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $14,439,518 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $721,976 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $721,976 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,996 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,996 | TotalTaxAmt |
| Distributable Before Adj | $705,980 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $705,980 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $705,980 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $229,763 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $229,763 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $229,763 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $705,980 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $29,486 | UndistributedIncomePYAmt |
| Prior Year1 | 2015 | PriorYear1Yr |
| Prior Year2 | 2014 | PriorYear2Yr |
| Prior Year3 | 2013 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $119 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $119 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $229,763 | QualifyingDistributionsAmt |
| Applied To Year1 | $29,486 | AppliedToYear1Amt |
| Applied To Current Year | $200,277 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $119 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $119 | ExcessDistributionCyovAppCYAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Undistributed Income CY | $505,584 | UndistributedIncomeCYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ISA CATTO SHAW | ContributingManagerNm |
| Contributing Manager | DANIEL A SHAW | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| Friends of the Aspen Animal Shelter | ||||||
| 101 Animal Shelter Rd | Aspen | CO | 81611 | PC | GENERAL OPERATING FUND | $1,000 |
| Aspen Words | ||||||
| 110 East Hallam Street Ste 116 | Aspen | CO | 81611 | PC | GENERAL OPERATING FUND | $50,000 |
| Aspen Public Radio | ||||||
| 110 East Hallam Street Ste 134 | Aspen | CO | 81611 | PC | GENERAL OPERATING FUND | $10,000 |
| Fractured Atlas | ||||||
| 248 West 35th Street 10th Floor | New York | NY | 10001 | PC | GENERAL OPERATING FUND | $3,000 |
| The Secret City | ||||||
| 463 Upper Byrdcliffe Road | Woodstock | NY | 12498 | PC | GENERAL OPERATING FUND | $500 |
| Aspen Education Foundation | ||||||
| PO Box 2200 | Aspen | CO | 81612 | PC | GENERAL OPERATING FUND | $10,000 |
| Aspen Country Day School | ||||||
| 85 Country Day Way | Aspen | CO | 81611 | PC | GENERAL OPERATING FUND | $27,500 |
| The Madeira Fund | ||||||
| 8328 Georgetown Pike | McLean | VA | 22102 | PF | GENERAL OPERATING FUND | $500 |
| Aspen Center for Environmental Studies | ||||||
| 100 Puppy Smith St | Aspen | CO | 81611 | PC | GENERAL OPERATING FUND | $7,917 |
| Grist | ||||||
| 1201 Western Ave Suite 410 | Seattle | WA | 98101 | PC | GENERAL OPERATING FUND | $5,000 |
| Conservation International | ||||||
| 2011 Crystal Drive Suite 500 | Arlington | VA | 22202 | PC | GENERAL OPERATING FUND | $25,500 |
| GlobalGiving | ||||||
| 1110 Vermont Ave NW Ste 550 | Washington | DC | 20005 | PC | GENERAL OPERATING FUND | $3,964 |
| The Shalom Foundation | ||||||
| PO Box 1354 | Franklin | TN | 37065 | PC | GENERAL OPERATING FUND | $5,000 |
| Valley Settlement | ||||||
| 520 South Third Street Suite 9 | Carbondale | CO | 81623 | PC | GENERAL OPERATING FUND | $10,000 |
| Women's Earth Alliance | ||||||
| 2150 Allston Way Suite 460 | Berkeley | CA | 94704 | PC | GENERAL OPERATING FUND | $5,500 |
| Pitkin County Library | ||||||
| 120 N Mill St | Aspen | CO | 81611 | PC | GENERAL OPERATING FUND | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $190,381 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE STATEMENT ATTACHMENT | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 250 STEELE STREET SUITE 375 | AddressLine1Txt |
| City | DENVER | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80206 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | GENERAL SUPPORT | GrantOrContributionPurposeTxt |
| Amt | $305,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $305,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 541990 | BusinessCd |
| Unrelated Business Taxbl Incm | $93,002 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $249,369 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp |
Net Rental Income Personal Prop NetRentalIncomePersonalPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 541990 | BusinessCd |
| Unrelated Business Taxbl Incm | $31 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 16 | ExclusionCd |
| Exclusion | $23 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 541990 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,944 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $633,954 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| INVESTMENT INCOME FROM K-1'S | 541990 | $7,769 | 01 | |
| OTHER INVESTMENT INCOME | 01 | -$4,386 | ||
| TAX EXEMPT INCOME | 01 | $2,094 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $102,746 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $881,054 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $983,800 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| Catto Charitable Lead Annuity Trust | ||||||
| 1 | 250 STEELE STREET SUITE 375 | DENVER | CO | 80206 | $301,021 | Yes (X) |
| Catto Charitable Lead Unitrust | ||||||
| 2 | 250 STEELE STREET SUITE 375 | DENVER | CO | 80206 | $92,202 | Yes (X) |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Person | Woody Creek Management Group | ContractorPersonNm |
| Explanation | FAMILY OFFICE FEES | ExplanationTxt |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (16 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NORTHERN TRUST - 6835 | $0 | $0 |
| FIDELITY - 7925 | $0 | $0 |
| ALLIANCE BERNSTEIN | $0 | $0 |
| ARROWPOINT | $65,741 | $65,741 |
| HOLOWEKSO | $0 | $0 |
| HZO INC | $150,000 | $150,000 |
| SVB CERDIT INVEST VII | $97,174 | $97,174 |
| MERRILL LYNCH - 2646 | $1,146,936 | $1,146,936 |
| MERRILL LYNCH - 2647 | $4,022,221 | $4,022,221 |
| MERRILL LYNCH - 2648 | $991,065 | $991,065 |
| MERRILL LYNCH - 2649 | $1,644,769 | $1,644,769 |
| MERRILL LYNCH - 2650 | $881,621 | $881,621 |
| MERRILL LYNCH - 2651 | $702,134 | $702,134 |
| MERRILL LYNCH - 2652 | $556,000 | $556,000 |
| MERRILL LYNCH - 2653 | $2,576,118 | $2,576,118 |
| MERRILL LYNCH - 2676 | $595,790 | $595,790 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| WELLINGTON TRUST COMPANY, NA | $0 | $0 |
| AG DIRECT FUND | $1,101,230 | $1,101,230 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SUSPENSE | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $14 | EOYBookValueAmt |
| EOYFMV | $14 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS EXPENSE | Desc |
| Revenue And Expenses Per Books | $642 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $150 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $482 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Other Income | Desc |
| Revenue And Expenses Per Books | $5,477 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $5,477 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| 507(B)(2) TRANSFER FROM PREDECESSOR | $0 |
| CATTO CHARITABLE FOUNDATION | $21,775 |
| UNREALIZED GAIN/LOSS | $511,118 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MANAGEMENT FEES | $99,083 | $99,083 | |
| FAMILY OFFICE FEES | $61,800 | $30,900 | $30,900 |
| INVESTMENT CONSULTANT FEES | $7,500 | $7,500 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAXES | $1,202 | $1,202 |
| FEDERAL TAXES | $8,200 |
Comments