QUADRIVIUM: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- QUADRIVIUM (EIN 46-1535719)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-12
- IRS object ID
- 201823169349101332
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-12T15:03:03-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HOGAN LOVELLS US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 875 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 461535719 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | QUADRIVIUM | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % HMT HOGAN LOVELLS US LLP | InCareOfNm |
| Business Name Control | QUAD | BusinessNameControlTxt |
| Phone | 2129188297 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O HMT 875 THIRD AVE Suite 19TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES MURDOCH | PersonNm |
| Person Title | CO-PRESIDENT | PersonTitleTxt |
| Signature | 2018-11-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | HOWARD M TOPAZ | PreparerPersonNm |
| PTIN | P00295401 | PTIN |
| Phone | 2129183000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 65.202.29.56 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 13517420183165000001 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2018-11-12 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 53406C03A67203FE9958966804B48E163DCC9FC5 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | DB51A0E2C65BBCFE11B78395073821EEA5B5204B | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $17,145,890 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $6,066 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $6,066 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $370,817 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $370,817 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $880,748 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,155,483 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $880,748 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $127,589 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $53,475 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $14,424 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,311,106 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,272,055 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $127,589 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $88,681 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $88,681 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $60 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $60 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $63,370 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,370 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $62,000 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $750 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $750 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $152,861 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $90,111 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $62,750 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,929,289 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,929,289 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,082,150 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $90,111 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,992,039 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,771,044 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,181,944 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $127,589 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $96,156 | CashBOYAmt |
| Cash EOY | $238,125 | CashEOYAmt |
| Cash EOYFMV | $238,125 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,145,138 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $424,219 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $424,219 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,049,251 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,654,938 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,762,004 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,130,233 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,403,849 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,387,239 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,322,591 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,218,682 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,334,303 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $17,743,369 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,939,813 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $17,145,890 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $17,743,368 | CapitalStockBOYAmt |
| Capital Stock EOY | $14,939,813 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,743,368 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $14,939,813 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,743,368 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $14,939,813 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,743,368 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,771,044 | ExcessRevenueOverExpensesAmt |
| Subtotal | $14,972,324 | SubtotalAmt |
| Other Decreases | $32,511 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $14,939,813 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (12 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|---|---|---|
| TERRA ALPHA ST | P | 2017-01-01 | 2017-12-31 | $1,659 | -$1,659 | -$1,659 | |
| TERRA ALPHA LT | P | 2016-01-01 | 2017-12-31 | $3,398 | $3,398 | $3,398 | |
| JPM 1008 (SEE ATTACHED) | P | 2017-01-01 | 2017-12-31 | $47,901 | $6,200 | $6,200 | $54,101 |
| JPM 1008 (SEE ATTACHED) | P | 2016-01-01 | 2017-12-31 | $55,003 | $5,271 | $5,271 | $60,274 |
| JPM 3003 (SEE ATTACHED) | P | 2017-01-01 | 2017-12-31 | $238,353 | $20,191 | $20,191 | $258,544 |
| JPM 3003 (SEE ATTACHED) | P | 2016-01-01 | 2017-12-31 | $77,428 | -$9,222 | -$9,222 | $68,206 |
| JPM 3003 (SEE ATTACHED) | P | 2016-01-01 | 2017-12-31 | $7 | $7 | $7 | |
| JPM 7006 (SEE ATTACHED) | P | 2017-01-01 | 2017-12-31 | $2,028,649 | $102,857 | $102,857 | $2,131,506 |
| JPM 7006 (SEE ATTACHED) | P | 2016-01-01 | 2017-12-31 | $3,790,287 | $480,374 | $480,374 | $4,270,661 |
| JPM 7006 (SEE ATTACHED) | P | 2016-01-01 | 2017-12-31 | $35,455 | -$1,971 | -$1,971 | $33,484 |
| JPM 7006 (SEE ATTACHED) | P | 2013-07-25 | 2017-12-14 | $153,632 | $153,632 | $153,632 | |
| CAPITAL GAIN DIVIDENDS | P | $121,670 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $880,748 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $127,589 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,199,650 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $16,684,476 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.131838 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,892,465 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $14,008,606 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.135093 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,020,184 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $9,955,401 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.102475 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $456,528 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,962,458 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045825 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $6,263,121 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.0 | DistributionYr5Rt |
| Total Distribution | 0.415231 | TotalDistributionRt |
| Average Distribution | 0.083046 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,448,400 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,532,066 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $11,819 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,543,885 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,992,039 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $11,819 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $11,819 | SubtotalAmt |
| Tax Based On Investment Income | $11,819 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $15,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $25,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $30 | EsPenaltyAmt |
| Overpayment | $13,151 | OverpaymentAmt |
| Applied To ES Tax | $13,151 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HMT HOGAN LOVELLS US LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2129183000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 875 THIRD AVE | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES R MURDOCH | ||||||||
| 1211 AVENUE OF THE AMERICAS | NEW YORK | NY | 10036 | CO-PRESIDENT | 0 | $0 | $0 | $0 |
| KATHRYN MURDOCH | ||||||||
| 1211 AVENUE OF THE AMERICAS | NEW YORK | NY | 10036 | CO-PRESIDENT | 0 | $0 | $0 | $0 |
| JESSE ANGELO | ||||||||
| 1211 AVENUE OF THE AMERICAS | NEW YORK | NY | 10036 | SECRETARY/TREASURER | 0 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,759,247 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $970,093 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,729,340 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,729,340 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $280,940 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,448,400 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $922,420 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $922,420 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $11,819 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $11,819 | TotalTaxAmt |
| Distributable Before Adj | $910,601 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $910,601 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $910,601 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,992,039 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,992,039 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $11,819 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,980,220 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $910,601 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2015 | PriorYear1Yr |
| Prior Year2 | 2014 | PriorYear2Yr |
| Prior Year3 | 2013 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $625,337 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,290,905 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,429,324 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,345,566 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,992,039 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $910,601 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,081,438 | RemainingDistriFromCorpusAmt |
| Total Corpus | $6,427,004 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $6,427,004 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $625,337 | ExcessFromYear3Amt |
| Excess From Year2 | $1,290,905 | ExcessFromYear2Amt |
| Excess From Year1 | $1,429,324 | ExcessFromYear1Amt |
| Excess From Current Year | $3,081,438 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| CODEORG | ||||||||
| 1501 4TH AVE SUITE 900 | SEATTLE | WA | 98101 | NONE | PC | GENERAL | $500,000 | |
| DIA CENTER FOR THE ARTS INC | ||||||||
| 535 W 22ND ST 4TH FLOOR | NEW YORK | NY | 10011 | NONE | PC | GENERAL | $250,000 | |
| THE ROCKEFELLER UNIVERSITY | ||||||||
| 1230 YORK AVENUE | NEW YORK | NY | 100656307 | NONE | PC | GENERAL | $85,000 | |
| ENVIRONMENTAL DEFENSE FUND | ||||||||
| 275 PARK AVE S 17TH FL | NEW YORK | NY | 10010 | NONE | PC | GENERAL | $1,000,000 | |
| American Association for the Advancement of Scienc | ||||||||
| 1200 NEW YORK AVE NW | Washington | DC | 20005 | NONE | PC | GENERAL | $1,076,389 | |
| Inner-City Scholarship Fund Inc | ||||||||
| 1011 First Ave | New York | NY | 10022 | NONE | PC | GENERAL | $5,900 | Suite 1800 |
| World Science Foundation | ||||||||
| 475 Riverside Drive | New York | NY | 10115 | NONE | PC | GENERAL | $12,000 | Ste 950 |
| Anti-Defamation League | ||||||||
| 605 Third Avenue | New York | NY | 10158 | NONE | PC | GENERAL | $1,000,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,929,289 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $6,066 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $370,817 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $880,748 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| TAX REFUND | 14 | $39,051 |
| OTHER INCOME | 14 | $14,655 |
| TERRA ALPHA PARTNERS | 14 | -$231 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,311,106 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,311,106 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (8 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BLACKROCK HIGH YIELD | $500,000 | $488,787 |
| DODGE & COX INCOME F | $569,280 | $573,255 |
| DOUBLELINE TOTL RET | $863,187 | $844,714 |
| ISHARES BARCLAYS TIP | ||
| JPM PRIME MM FD | $100,000 | $99,990 |
| PIMCO FD PAC INV MGM | $118,358 | $129,023 |
| SCHWAB US TIPS ETF | $513,901 | $515,998 |
| VANGUARD TOTAL BOND | $739,123 | $735,472 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (52 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMERICAN EXPRESS CO | ||
| BANK OF NEW YORK MELLON | $23,823 | $39,048 |
| BERKSHIRE HATHAWAY IN | $42,188 | $64,422 |
| CENTURYLINK INC | $34,474 | $26,621 |
| CERNER CORP | $33,218 | $42,119 |
| DEUTSCHE X-TRACKERS | ||
| DEUTSCHE X-TRACKERS | ||
| DODGE & COX INTL STO | $346,796 | $451,595 |
| DOLLAR GENERAL CORP | $43,356 | $55,806 |
| EBAY INC | $32,111 | $46,231 |
| EUROPE HEDGED EQUITY | $291,619 | $339,619 |
| EXPEDITORS INTL WASH | $21,737 | $32,345 |
| FIDELITY INTL INDEX FUND | $347,427 | $343,922 |
| OAKMARK INTERNATIONAL | $671,188 | $833,458 |
| HONEYWELL INTERNATIONAL | $39,093 | $57,510 |
| ISHARES MSCI ALL COU | $219,856 | $329,377 |
| JAPAN HEDGED EQUITY | $420,026 | $524,891 |
| LAZARD EMERG MKT EQY-INST | $163,387 | $193,436 |
| MATTHEWS ASIA DIVIDE | $288,311 | $377,044 |
| MICROSOFT CORP | $14,471 | $29,939 |
| NESTLE SA SPONS ADR | $30,989 | $36,537 |
| OMNICOM GROUP | $35,075 | $34,594 |
| PACCAR INC | $33,969 | $39,094 |
| PARNASSUS CORE EQUIT | $567,005 | $681,610 |
| PROGRESSIVE CORP | $25,191 | $50,688 |
| QUEST DIAGNOSTICS INC | $24,570 | $24,623 |
| ROCKWELL AUTOMATION | ||
| ROSS STORES | ||
| SCHLUMBERGER LTD | $45,794 | $38,749 |
| STANLEY BLACK & DECK | $28,931 | $46,665 |
| UNILEVER PLC-SPONSOR | $16,873 | $23,520 |
| VANGUARD FTSE EMERGING | $143,316 | $195,209 |
| VANGUARD MID-CAP ETF | ||
| AMERISOURCEBERGEN C | ||
| AMG MAAGERS FAIRPOINT | $150,464 | $186,752 |
| ARTISAN INTL VALUE F | $0 | $244,061 |
| COMCAST CORP-CLASS A | $44,430 | $59,074 |
| DEVON ENERGY CORP | ||
| ISHARES MSCI INDIA E | $291,252 | $358,933 |
| JPMORGAN CHASE & CO | $33,438 | $50,797 |
| LEVEL 3 COMMUNICATION | ||
| NEUBERGER BER GR CHI | $120,063 | $166,724 |
| ORACLE CORP | $24,396 | $28,368 |
| POTASH CORP OF SASKA | $43,183 | $39,751 |
| PRIMECAP ODYSSEY STO | $1,103,657 | $1,427,671 |
| SPDR S&P 500 ETF TRU | $535,971 | $831,803 |
| SPDR S&P OIL AND GAS | $187,199 | $191,477 |
| TRIBUTARY SMALL CO-I | ||
| UNITEDHEALTH GROUP I | $28,268 | $66,138 |
| ACCENTURE PLC-CL A | $29,508 | $53,581 |
| TE CONNECTIVITY LTD | $26,045 | $42,768 |
| TJX | $52,270 | $55,434 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| TERRA ALPHA FUND LP | AT COST | $393,070 | $474,231 |
| ISHARES COHEN & STEE | AT COST | ||
| PRUDENTIAL GLOBAL RE | AT COST | $674,377 | $663,460 |
| AQR EQUITY MARKET NE | AT COST | ||
| EQUINOX CAMPBELL STR | AT COST | ||
| JPM ACCESS MULTI-STR | AT COST | $2,291,759 | $2,282,868 |
| TORTOISE MLP & PIPEL | AT COST | $314,193 | $376,979 |
| SPDR GOLD SHARES | AT COST | $545,283 | $536,765 |
| JPM ACCESS MULTI-STR | AT COST |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT | Desc |
| Amt | $32,511 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ATTORNEY GENERAL FILING | Desc |
| Revenue And Expenses Per Books | $750 | RevenueAndExpensesPerBooksAmt |
| Disbursements Charitable Prps | $750 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| TAX REFUND | $39,051 | |
| OTHER INCOME | $14,655 | $14,655 |
| TERRA ALPHA PARTNERSHIP | -$231 | -$231 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| INVESTMENT MGMT FEES | $80,940 | $80,940 |
| TERRA ALPHA | $7,741 | $7,741 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES - JPM | $359 | $359 | |
| FEDERAL TAX PAYMENT-PRIOR YEAR | $62,000 | $62,000 | |
| FOREIGN TAXES - TERRA ALPHA | $1,011 | $1,011 |
Comments