BRENDEN MANN FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- BRENDEN MANN FOUNDATION (EIN 11-3789260)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-13
- IRS object ID
- 201823179349101727
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-13T15:00:32-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 460454087 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DORSEY & WHITNEY TRUST COMPANY LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 401 E 8TH ST STE 319 | AddressLine1Txt |
| City | SIOUX FALLS | CityNm |
| State Abbreviation | SD | StateAbbreviationCd |
| ZIP | 571037031 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 113789260 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BRENDEN MANN FOUNDATION CO DORSEY & WHITNEY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BREN | BusinessNameControlTxt |
| Phone | 6053366832 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 401 E 8TH ST STE 319 | AddressLine1Txt |
| City | SIOUX FALLS | CityNm |
| State Abbreviation | SD | StateAbbreviationCd |
| ZIP | 571037031 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHNNY BRENDEN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6053366832 | PhoneNum |
| Signature | 2018-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MATTHEW C MCMILLEN | PreparerPersonNm |
| PTIN | P01212096 | PTIN |
| Phone | 6053366832 | PhoneNum |
| Preparation | 2018-11-13 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 170.112.24.7 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 2C2864AF39BD008CE6A161AE725B86790A9B2621 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 2C2864AF39BD008CE6A161AE725B86790A9B2621 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,909,275 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $380,721 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $379,837 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,308,938 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,448,818 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,308,938 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $6,335 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,926 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,695,994 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,690,701 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $110,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $27,500 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $82,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $340,827 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $210,725 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $130,102 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $21,718 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $14,407 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $6,311 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $20,759 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $3,007 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $17,752 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $9,771 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $9,771 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $18,380 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $15,999 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $521,455 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $271,638 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $246,436 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $909,229 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $909,229 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,430,684 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $271,638 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,155,665 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $265,310 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,419,063 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $112 | CashBOYAmt |
| Cash EOY | $160 | CashEOYAmt |
| Cash EOYFMV | $160 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $610,740 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $837,322 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $837,322 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $3,817,832 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,514,352 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,487,592 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,121,052 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,426,810 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,470,013 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $8,399,307 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,185,676 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,114,188 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $17,949,043 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,964,320 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,909,275 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $17,949,043 | CapitalStockBOYAmt |
| Capital Stock EOY | $17,964,320 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,949,043 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,964,320 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,949,043 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,964,320 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,949,043 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $265,310 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $18,214,353 | SubtotalAmt |
| Other Decreases | $250,033 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,964,320 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (736 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 26. SANDVIK AB SPONS ADR | 2016-08-05 | 2017-01-03 | $321 | $277 | $44 | $44 | |
| 46. SANDVIK AB SPONS ADR | 2016-08-05 | 2017-01-03 | $572 | $491 | $81 | $81 | |
| 3065. ISHARES CORE U.S. AGGREGATE BO | 2015-09-24 | 2017-01-04 | $331,381 | $335,249 | -$3,868 | -$3,868 | |
| 2440. ISHARES CORE U.S. AGGREGATE BO | 2017-01-04 | $263,807 | $268,489 | -$4,682 | -$4,682 | ||
| 2000. PIMCO ENHANCED SHORT MATURITY ETF | 2015-09-24 | 2017-01-04 | $202,636 | $201,973 | $663 | $663 | |
| 18. SANDVIK AB SPONS ADR | 2016-08-05 | 2017-01-04 | $224 | $192 | $32 | $32 | |
| 4100. VANGUARD TOTAL BOND MARKET | 2015-09-24 | 2017-01-04 | $331,276 | $335,255 | -$3,979 | -$3,979 | |
| 3300. VANGUARD TOTAL BOND MARKET | 2017-01-04 | $266,637 | $271,637 | -$5,000 | -$5,000 | ||
| 6400. VANGUARD SHORT TERM CORP BOND ETF | 2015-09-24 | 2017-01-04 | $507,707 | $509,747 | -$2,040 | -$2,040 | |
| 20. SANDVIK AB SPONS ADR | 2016-08-05 | 2017-01-05 | $249 | $213 | $36 | $36 | |
| 130. NXP SEMICONDUCTORS | 2017-01-06 | $12,778 | $11,624 | $1,154 | $1,154 | ||
| 9. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-01-09 | $189 | $279 | -$90 | -$90 | |
| 97. SANDVIK AB SPONS ADR | 2016-08-05 | 2017-01-09 | $1,213 | $1,035 | $178 | $178 | |
| 245. COCA COLA AMATIL LTD SPONS ADR | 2014-03-12 | 2017-01-10 | $1,806 | $2,479 | -$673 | -$673 | |
| 1. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-01-10 | $21 | $31 | -$10 | -$10 | |
| 77. SANDVIK AB SPONS ADR | 2016-08-05 | 2017-01-10 | $976 | $822 | $154 | $154 | |
| 41. COCA COLA AMATIL LTD SPONS ADR | 2016-03-21 | 2017-01-11 | $301 | $278 | $23 | $23 | |
| 252. COCA COLA AMATIL LTD SPONS ADR | 2017-01-11 | $1,852 | $2,336 | -$484 | -$484 | ||
| 96. SANDVIK AB SPONS ADR | 2016-08-05 | 2017-01-11 | $1,205 | $1,025 | $180 | $180 | |
| 108. TAIWAN SEMICONDUCTOR SPONS ADR | 2017-01-11 | $3,226 | $2,186 | $1,040 | $1,040 | ||
| 28. COCA COLA AMATIL LTD SPONS ADR | 2016-03-21 | 2017-01-13 | $207 | $190 | $17 | $17 | |
| 4. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-01-13 | $80 | $124 | -$44 | -$44 | |
| 9. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-01-13 | $180 | $279 | -$99 | -$99 | |
| 14. SANDVIK AB SPONS ADR | 2016-08-05 | 2017-01-13 | $181 | $149 | $32 | $32 | |
| 14. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-01-17 | $280 | $434 | -$154 | -$154 | |
| 12. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-01-17 | $240 | $372 | -$132 | -$132 | |
| 70. PROCTER & GAMBLE COMPANY | 2017-01-18 | $5,938 | $6,038 | -$100 | -$100 | ||
| 42. SKY PLC SPONS ADR | 2015-04-21 | 2017-01-19 | $2,062 | $2,784 | -$722 | -$722 | |
| 30. SKY PLC SPONS ADR | 2015-04-21 | 2017-01-20 | $1,477 | $1,989 | -$512 | -$512 | |
| 9. SKY PLC SPONS ADR | 2014-03-12 | 2017-01-23 | $448 | $554 | -$106 | -$106 | |
| 249. ALLIANZ SE SPONS ADR | 2017-01-24 | $4,163 | $4,316 | -$153 | -$153 | ||
| 130. CVS HEALTH CORP | 2017-01-24 | $10,601 | $11,866 | -$1,265 | -$1,265 | ||
| 10. CGI GROUP INC | 2015-04-21 | 2017-01-24 | $479 | $453 | $26 | $26 | |
| 235. REYNOLDS AMERICAN INC | 2016-07-26 | 2017-01-24 | $13,912 | $11,762 | $2,150 | $2,150 | |
| 13. TOYOTA MTR CORP SPONSD ADR | 2015-04-21 | 2017-01-24 | $1,518 | $1,845 | -$327 | -$327 | |
| 18. CGI GROUP INC | 2017-01-25 | $870 | $784 | $86 | $86 | ||
| 250. ACTELION LTD SPONS ADR | 2017-01-26 | $16,998 | $9,870 | $7,128 | $7,128 | ||
| 4. CGI GROUP INC | 2015-07-29 | 2017-01-26 | $196 | $150 | $46 | $46 | |
| 8. GETINGE AB UNSPONS ADR | 2015-10-19 | 2017-01-27 | $127 | $202 | -$75 | -$75 | |
| 5. BROADCOM LTD | 2015-04-21 | 2017-01-27 | $1,026 | $619 | $407 | $407 | |
| 1. BROADCOM LTD | 2015-04-21 | 2017-01-27 | $205 | $124 | $81 | $81 | |
| 7. BROADCOM LTD | 2015-04-21 | 2017-01-27 | $1,436 | $866 | $570 | $570 | |
| 145. ANHEUSER-BUSCH INBEV SPONS ADR | 2016-07-26 | 2017-01-30 | $15,138 | $18,387 | -$3,249 | -$3,249 | |
| 8. GETINGE AB UNSPONS ADR | 2015-10-19 | 2017-01-31 | $128 | $202 | -$74 | -$74 | |
| 23. ALPHABET INC CL A | 2015-04-10 | 2017-02-01 | $18,708 | $12,566 | $6,142 | $6,142 | |
| 749. GENTEX CORP | 2017-02-01 | $15,400 | $8,507 | $6,893 | $6,893 | ||
| 10. GETINGE AB UNSPONS ADR | 2015-10-19 | 2017-02-01 | $161 | $253 | -$92 | -$92 | |
| 16. CGI GROUP INC | 2015-07-29 | 2017-02-01 | $780 | $599 | $181 | $181 | |
| 327. HOLOGIC INC | 2015-11-05 | 2017-02-01 | $13,351 | $13,054 | $297 | $297 | |
| 104. ROCHE HLDG LTD SPONS ADR | 2017-02-01 | $3,106 | $3,875 | -$769 | -$769 | ||
| 16. GETINGE AB UNSPONS ADR | 2015-10-19 | 2017-02-02 | $257 | $405 | -$148 | -$148 | |
| 4. CGI GROUP INC | 2015-07-29 | 2017-02-02 | $197 | $150 | $47 | $47 | |
| 14. ROCHE HLDG LTD SPONS ADR | 2014-03-12 | 2017-02-02 | $415 | $519 | -$104 | -$104 | |
| 10. ANSYS INC | 2015-04-16 | 2017-02-03 | $951 | $877 | $74 | $74 | |
| 320. GENTEX CORP | 2012-08-21 | 2017-02-03 | $6,528 | $2,920 | $3,608 | $3,608 | |
| 11. GETINGE AB UNSPONS ADR | 2015-10-19 | 2017-02-03 | $177 | $278 | -$101 | -$101 | |
| 8. MIDDLEBY CORP | 2015-04-16 | 2017-02-03 | $1,061 | $838 | $223 | $223 | |
| 40. NATIONAL INSTRS CORP | 2015-04-16 | 2017-02-03 | $1,271 | $1,307 | -$36 | -$36 | |
| 25. PRA GROUP INC | 2015-04-16 | 2017-02-03 | $984 | $1,391 | -$407 | -$407 | |
| 8. ULTIMATE SOFTWARE GROUP INC | 2015-04-16 | 2017-02-03 | $1,570 | $1,463 | $107 | $107 | |
| 25. ZELTIQ AESTHETIC INC | 2016-07-14 | 2017-02-03 | $1,115 | $804 | $311 | $311 | |
| 51. SKY PLC SPONS ADR | 2014-03-12 | 2017-02-06 | $2,549 | $3,142 | -$593 | -$593 | |
| 27. KINGFISHER PLC SPONS ADR | 2014-03-12 | 2017-02-07 | $228 | $364 | -$136 | -$136 | |
| 90. ROCHE HLDG LTD SPONS ADR | 2014-03-12 | 2017-02-07 | $2,688 | $3,339 | -$651 | -$651 | |
| 2. GETINGE AB UNSPONS ADR | 2015-10-19 | 2017-02-08 | $32 | $51 | -$19 | -$19 | |
| 41. KINGFISHER PLC SPONS ADR | 2014-03-12 | 2017-02-08 | $346 | $553 | -$207 | -$207 | |
| 13. CGI GROUP INC | 2017-02-09 | $629 | $487 | $142 | $142 | ||
| 25. KINGFISHER PLC SPONS ADR | 2014-03-12 | 2017-02-09 | $208 | $337 | -$129 | -$129 | |
| 20. SYNGENTA AG ADR | 2017-02-09 | $1,723 | $1,326 | $397 | $397 | ||
| 1. SYNGENTA AG ADR | 2016-03-21 | 2017-02-09 | $86 | $82 | $4 | $4 | |
| 39. TOYOTA MTR CORP SPONSD ADR | 2014-03-12 | 2017-02-09 | $4,335 | $4,344 | -$9 | -$9 | |
| 2. CGI GROUP INC | 2015-07-31 | 2017-02-10 | $97 | $75 | $22 | $22 | |
| 4. CGI GROUP INC | 2015-07-31 | 2017-02-10 | $195 | $149 | $46 | $46 | |
| 25. KINGFISHER PLC SPONS ADR | 2017-02-10 | $207 | $313 | -$106 | -$106 | ||
| 9. SYNGENTA AG ADR | 2016-03-21 | 2017-02-10 | $776 | $741 | $35 | $35 | |
| 5. TOYOTA MTR CORP SPONSD ADR | 2016-03-21 | 2017-02-10 | $565 | $535 | $30 | $30 | |
| 3. TOYOTA MTR CORP SPONSD ADR | 2014-03-12 | 2017-02-10 | $339 | $334 | $5 | $5 | |
| 125. APPLIED MATERIALS INC | 2016-11-01 | 2017-02-13 | $4,437 | $3,583 | $854 | $854 | |
| 12. CGI GROUP INC | 2017-02-13 | $587 | $447 | $140 | $140 | ||
| 35. KINGFISHER PLC SPONS ADR | 2015-11-12 | 2017-02-13 | $291 | $378 | -$87 | -$87 | |
| 42. KINGFISHER PLC SPONS ADR | 2015-11-12 | 2017-02-14 | $349 | $454 | -$105 | -$105 | |
| 13. KINGFISHER PLC SPONS ADR | 2015-11-12 | 2017-02-15 | $108 | $140 | -$32 | -$32 | |
| 120. MEAD JOHNSON NUTRITION CO | 2017-02-15 | $10,551 | $10,710 | -$159 | -$159 | ||
| 83. KOMATSU LTD SPONS ADR | 2017-02-16 | $2,066 | $1,864 | $202 | $202 | ||
| 4. KINGFISHER PLC SPONS ADR | 2015-11-12 | 2017-02-17 | $33 | $43 | -$10 | -$10 | |
| 2. WPP PLC SPONS ADR | 2015-04-21 | 2017-02-17 | $235 | $237 | -$2 | -$2 | |
| 2. WPP PLC SPONS ADR | 2015-04-21 | 2017-02-17 | $235 | $237 | -$2 | -$2 | |
| 126. AUTODESK INC | 2015-09-03 | 2017-02-21 | $10,979 | $5,795 | $5,184 | $5,184 | |
| 176. KINGFISHER PLC SPONS ADR | 2017-02-21 | $1,441 | $1,868 | -$427 | -$427 | ||
| 3. WPP PLC SPONS ADR | 2015-04-21 | 2017-02-21 | $351 | $356 | -$5 | -$5 | |
| 114. KINGFISHER PLC SPONS ADR | 2017-02-22 | $926 | $1,199 | -$273 | -$273 | ||
| 54. NOVO NORDISK AS SPONS ADR | 2017-02-22 | $1,905 | $2,497 | -$592 | -$592 | ||
| 1. WPP PLC SPONS ADR | 2015-04-21 | 2017-02-22 | $117 | $119 | -$2 | -$2 | |
| 1800. ISHARES EDGE MSCI MIN VOL EMER | 2017-02-23 | $94,377 | $108,361 | -$13,984 | -$13,984 | ||
| 600. ISHARES BARCLAYS TIPS BOND ETF | 2017-02-23 | $68,735 | $68,549 | $186 | $186 | ||
| 3000. ISHARES NORTH AMERICAN NATUR | 2015-09-24 | 2017-02-23 | $104,676 | $87,838 | $16,838 | $16,838 | |
| 2950. ISHARES IBOXX USD HIGH YIELD | 2015-09-24 | 2017-02-23 | $259,988 | $249,118 | $10,870 | $10,870 | |
| 450. ISHARES IBOXX USD HIGH YIELD | 2016-12-13 | 2017-02-23 | $39,659 | $39,018 | $641 | $641 | |
| 19000. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-02-23 | $904,762 | $546,647 | $358,115 | $358,115 | |
| 475. PIMCO ENHANCED SHORT MATURITY ETF | 2015-09-24 | 2017-02-23 | $48,242 | $47,969 | $273 | $273 | |
| 925. PIMCO ENHANCED SHORT MATURITY ETF | 2017-02-23 | $93,944 | $93,676 | $268 | $268 | ||
| 1000. SPDR CITI INTL GOV INFL-PROT | 2017-02-23 | $54,603 | $53,777 | $826 | $826 | ||
| 2600. VANGUARD TOTAL INTERNATIONAL | 2015-09-24 | 2017-02-23 | $140,511 | $137,768 | $2,743 | $2,743 | |
| 6. WPP PLC SPONS ADR | 2015-04-21 | 2017-02-23 | $700 | $712 | -$12 | -$12 | |
| 71. RELX PLC SPONS ADR | 2017-02-24 | $1,345 | $1,220 | $125 | $125 | ||
| 6. WPP PLC SPONS ADR | 2017-02-24 | $700 | $702 | -$2 | -$2 | ||
| 44. RELX PLC SPONS ADR | 2015-04-21 | 2017-02-27 | $835 | $751 | $84 | $84 | |
| 84. RELX PLC SPONS ADR | 2015-04-21 | 2017-03-01 | $1,587 | $1,434 | $153 | $153 | |
| 20. WPP PLC SPONS ADR | 2017-03-03 | $2,151 | $2,138 | $13 | $13 | ||
| 381. ADVISORY BOARD COMPANY | 2017-03-06 | $17,201 | $19,017 | -$1,816 | -$1,816 | ||
| 125. ANHEUSER-BUSCH INBEV SPONS ADR | 2017-03-06 | $13,397 | $15,129 | -$1,732 | -$1,732 | ||
| 75. MICROSOFT CORP | 2016-11-01 | 2017-03-06 | $4,834 | $4,462 | $372 | $372 | |
| 80. SCHLUMBERGER LTD | 2016-07-26 | 2017-03-06 | $6,453 | $6,369 | $84 | $84 | |
| 1. WPP PLC SPONS ADR | 2014-12-08 | 2017-03-06 | $105 | $105 | |||
| 7. WPP PLC SPONS ADR | 2017-03-06 | $739 | $730 | $9 | $9 | ||
| 119. ADVANCED AUTO PARTS | 2017-03-09 | $18,379 | $18,935 | -$556 | -$556 | ||
| 27. ALPHABET INC CL A | 2015-04-10 | 2017-03-09 | $23,081 | $14,752 | $8,329 | $8,329 | |
| 268. AUTODESK INC | 2015-09-03 | 2017-03-09 | $22,217 | $12,326 | $9,891 | $9,891 | |
| 76. CANADIAN PACIFIC RAILWAY LTD | 2016-12-16 | 2017-03-09 | $11,176 | $11,046 | $130 | $130 | |
| 186. CELGENE CORP | 2014-07-14 | 2017-03-09 | $23,263 | $16,452 | $6,811 | $6,811 | |
| 171. DANAHER CORP | 2014-06-03 | 2017-03-09 | $14,913 | $10,163 | $4,750 | $4,750 | |
| 58. DANAHER CORP | 2016-10-21 | 2017-03-09 | $5,058 | $4,637 | $421 | $421 | |
| 35. DEUTSCHE POST AG SPONS ADR | 2014-03-12 | 2017-03-09 | $1,149 | $1,236 | -$87 | -$87 | |
| 244. DOLLAR GENERAL CORP | 2016-03-02 | 2017-03-09 | $17,943 | $18,275 | -$332 | -$332 | |
| 212. FACEBOOK INC-A | 2015-03-11 | 2017-03-09 | $29,223 | $16,446 | $12,777 | $12,777 | |
| 467. HOLOGIC INC | 2017-03-09 | $19,681 | $18,224 | $1,457 | $1,457 | ||
| 393. NEWELL BRANDS INC | 2016-05-18 | 2017-03-09 | $18,943 | $18,493 | $450 | $450 | |
| 198. NORTHERN TR CORP | 2016-05-25 | 2017-03-09 | $17,685 | $14,671 | $3,014 | $3,014 | |
| 204. PROGRESSIVE CORP OHIO COM | 2017-02-03 | 2017-03-09 | $8,030 | $7,587 | $443 | $443 | |
| 289. QUINTILES IMS HOLDINGS | 2017-03-09 | $22,984 | $21,814 | $1,170 | $1,170 | ||
| 30. ROCKWELL AUTOMATION INC | 2016-07-26 | 2017-03-09 | $4,558 | $3,594 | $964 | $964 | |
| 432. SABRE CORP | 2016-12-16 | 2017-03-09 | $9,296 | $10,928 | -$1,632 | -$1,632 | |
| 249. SCHLUMBERGER LTD | 2016-04-19 | 2017-03-09 | $19,427 | $19,652 | -$225 | -$225 | |
| 60. UNITED TECHNOLOGIES CORP | 2016-07-26 | 2017-03-09 | $6,725 | $6,444 | $281 | $281 | |
| 70. VISA INC | 2016-11-01 | 2017-03-09 | $6,238 | $5,703 | $535 | $535 | |
| 260. VISA INC | 2017-03-09 | $23,116 | $21,346 | $1,770 | $1,770 | ||
| 120. ZOETIS INC | 2016-07-26 | 2017-03-09 | $6,398 | $5,998 | $400 | $400 | |
| 81. ALLERGAN PLC | 2016-04-05 | 2017-03-09 | $19,410 | $18,707 | $703 | $703 | |
| 147. DELPHI AUTOMOTIVE PLC | 2017-03-09 | $11,176 | $10,156 | $1,020 | $1,020 | ||
| 428. NIELSEN HOLDINGS PLC | 2017-03-09 | $18,939 | $21,091 | -$2,152 | -$2,152 | ||
| 155. WILLIS TOWERS WATSON PLC | 2016-01-05 | 2017-03-09 | $19,621 | $19,263 | $358 | $358 | |
| 420. ASSA ABLOY UNSPONS ADR | 2016-07-26 | 2017-03-10 | $3,989 | $4,511 | -$522 | -$522 | |
| 40. DEUTSCHE POST AG SPONS ADR | 2014-03-12 | 2017-03-10 | $1,331 | $1,413 | -$82 | -$82 | |
| 325. RELX NV SPONS ADR | 2016-07-26 | 2017-03-10 | $5,771 | $5,701 | $70 | $70 | |
| 90. WOLTERS KLUWER NV SPONS ADR | 2016-07-26 | 2017-03-10 | $3,603 | $3,729 | -$126 | -$126 | |
| 12. BROADCOM LTD | 2017-03-10 | $2,705 | $1,573 | $1,132 | $1,132 | ||
| 182. PUBLICIS GROUPE SPONS ADR | 2014-03-12 | 2017-03-13 | $2,998 | $4,134 | -$1,136 | -$1,136 | |
| 7. WPP PLC SPONS ADR | 2014-03-12 | 2017-03-13 | $730 | $713 | $17 | $17 | |
| 155. PROCTER & GAMBLE COMPANY | 2016-07-26 | 2017-03-14 | $14,115 | $13,210 | $905 | $905 | |
| 54. CELGENE CORP | 2014-07-14 | 2017-03-15 | $6,793 | $4,776 | $2,017 | $2,017 | |
| 174. HOLOGIC INC | 2015-07-13 | 2017-03-15 | $7,392 | $6,773 | $619 | $619 | |
| 2000. ISHARES EDGE MSCI MIN VOL EMER | 2017-03-15 | $104,847 | $116,234 | -$11,387 | -$11,387 | ||
| 5700. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-03-15 | $273,596 | $163,994 | $109,602 | $109,602 | |
| 61. WILLIS TOWERS WATSON PLC | 2016-01-05 | 2017-03-15 | $7,913 | $7,581 | $332 | $332 | |
| 7000. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-03-20 | $337,513 | $201,396 | $136,117 | $136,117 | |
| 57. KOMATSU LTD SPONS ADR | 2014-03-12 | 2017-03-21 | $1,513 | $1,227 | $286 | $286 | |
| 8. ALPHABET INC CL C | 2017-03-23 | $6,522 | $6,102 | $420 | $420 | ||
| 189. KINGFISHER PLC SPONS ADR | 2017-03-23 | $1,546 | $1,959 | -$413 | -$413 | ||
| 70. RED HAT INC | 2017-03-23 | $5,804 | $5,124 | $680 | $680 | ||
| 72. ADVANCED AUTO PARTS | 2016-06-27 | 2017-03-24 | $10,763 | $11,151 | -$388 | -$388 | |
| 183. ALLIANZ SE SPONS ADR | 2014-03-12 | 2017-03-24 | $3,340 | $3,102 | $238 | $238 | |
| 17. ALPHABET INC CL A | 2015-04-10 | 2017-03-24 | $14,163 | $9,288 | $4,875 | $4,875 | |
| 161. AUTODESK INC | 2015-09-03 | 2017-03-24 | $13,892 | $7,405 | $6,487 | $6,487 | |
| 45. CANADIAN PACIFIC RAILWAY LTD | 2016-12-16 | 2017-03-24 | $6,544 | $6,540 | $4 | $4 | |
| 93. CELGENE CORP | 2014-07-14 | 2017-03-24 | $11,456 | $8,226 | $3,230 | $3,230 | |
| 138. DANAHER CORP | 2016-10-21 | 2017-03-24 | $11,825 | $11,033 | $792 | $792 | |
| 146. DOLLAR GENERAL CORP | 2016-03-02 | 2017-03-24 | $10,115 | $10,935 | -$820 | -$820 | |
| 127. FACEBOOK INC-A | 2015-03-11 | 2017-03-24 | $17,790 | $9,852 | $7,938 | $7,938 | |
| 217. HOLOGIC INC | 2015-07-13 | 2017-03-24 | $9,150 | $8,447 | $703 | $703 | |
| 235. NEWELL BRANDS INC | 2016-05-18 | 2017-03-24 | $11,186 | $11,058 | $128 | $128 | |
| 119. NORTHERN TR CORP | 2016-05-25 | 2017-03-24 | $10,142 | $8,817 | $1,325 | $1,325 | |
| 123. PROGRESSIVE CORP OHIO COM | 2017-02-03 | 2017-03-24 | $4,844 | $4,574 | $270 | $270 | |
| 174. QUINTILES IMS HOLDINGS | 2015-05-13 | 2017-03-24 | $13,514 | $13,111 | $403 | $403 | |
| 73. RAYMOND JAMES FINANCIAL INC | 2017-03-15 | 2017-03-24 | $5,420 | $5,715 | -$295 | -$295 | |
| 260. SABRE CORP | 2016-12-16 | 2017-03-24 | $5,429 | $6,577 | -$1,148 | -$1,148 | |
| 149. SCHLUMBERGER LTD | 2016-04-19 | 2017-03-24 | $11,456 | $11,759 | -$303 | -$303 | |
| 156. VISA INC | 2016-09-01 | 2017-03-24 | $13,897 | $12,702 | $1,195 | $1,195 | |
| 48. ALLERGAN PLC | 2016-04-05 | 2017-03-24 | $11,400 | $11,085 | $315 | $315 | |
| 89. DELPHI AUTOMOTIVE PLC | 2016-01-14 | 2017-03-24 | $6,992 | $6,091 | $901 | $901 | |
| 257. NIELSEN HOLDINGS PLC | 2014-07-25 | 2017-03-24 | $10,583 | $12,437 | -$1,854 | -$1,854 | |
| 71. WILLIS TOWERS WATSON PLC | 2016-01-05 | 2017-03-24 | $9,207 | $8,824 | $383 | $383 | |
| 35. KINGFISHER PLC SPONS ADR | 2016-03-21 | 2017-03-27 | $291 | $359 | -$68 | -$68 | |
| 40690.3417 SJC OFFSHORE CAP FINANCE FD | 2011-12-29 | 2017-03-28 | $25,808 | $25,808 | $25,808 | ||
| 4500. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-03-28 | $215,103 | $129,469 | $85,634 | $85,634 | |
| 1000. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 2016-12-13 | 2017-03-28 | $90,511 | $88,420 | $2,091 | $2,091 | |
| 1000. VANGUARD S&P 500 ETF | 2017-03-15 | 2017-03-28 | $216,339 | $218,377 | -$2,038 | -$2,038 | |
| 50. KOMATSU LTD SPONS ADR | 2014-03-12 | 2017-03-29 | $1,330 | $1,076 | $254 | $254 | |
| 12. WPP PLC SPONS ADR | 2017-03-30 | $1,296 | $1,308 | -$12 | -$12 | ||
| 2100. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-03-31 | $100,339 | $60,419 | $39,920 | $39,920 | |
| 283. KINGFISHER PLC SPONS ADR | 2017-03-31 | $2,346 | $2,750 | -$404 | -$404 | ||
| 3000. VANGUARD FTSE EUROPE ETF | 2017-03-31 | $154,860 | $145,716 | $9,144 | $9,144 | ||
| 53. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2015-04-21 | 2017-04-03 | $579 | $685 | -$106 | -$106 | |
| 52. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2015-04-21 | 2017-04-04 | $568 | $672 | -$104 | -$104 | |
| 48. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-04-05 | $524 | $615 | -$91 | -$91 | ||
| 386. HOLOGIC INC | 2015-07-13 | 2017-04-07 | $16,408 | $15,026 | $1,382 | $1,382 | |
| 40. FANUC CORP UNSPONS ADR | 2015-04-21 | 2017-04-10 | $809 | $883 | -$74 | -$74 | |
| 24. FANUC CORP UNSPONS ADR | 2017-04-11 | $483 | $440 | $43 | $43 | ||
| 24. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-03-21 | 2017-04-11 | $260 | $303 | -$43 | -$43 | |
| 18. FANUC CORP UNSPONS ADR | 2014-12-08 | 2017-04-12 | $365 | $314 | $51 | $51 | |
| 6. NOVO NORDISK AS SPONS ADR | 2016-03-21 | 2017-04-12 | $218 | $329 | -$111 | -$111 | |
| 3. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-03-21 | 2017-04-12 | $33 | $38 | -$5 | -$5 | |
| 2. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-03-21 | 2017-04-13 | $22 | $25 | -$3 | -$3 | |
| 13. SUNCOR ENERGY INC | 2014-04-29 | 2017-04-13 | $400 | $507 | -$107 | -$107 | |
| 4. SUNCOR ENERGY INC | 2014-04-29 | 2017-04-17 | $124 | $156 | -$32 | -$32 | |
| 2. NOVO NORDISK AS SPONS ADR | 2016-03-21 | 2017-04-18 | $73 | $110 | -$37 | -$37 | |
| 4. SUNCOR ENERGY INC | 2017-04-18 | $123 | $156 | -$33 | -$33 | ||
| 40. SUNCOR ENERGY INC | 2017-04-18 | $1,225 | $1,404 | -$179 | -$179 | ||
| 20. CELGENE CORP | 2014-07-14 | 2017-04-19 | $2,461 | $1,769 | $692 | $692 | |
| 27. FACEBOOK INC-A | 2015-03-11 | 2017-04-19 | $3,843 | $2,095 | $1,748 | $1,748 | |
| 48. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-03-21 | 2017-04-19 | $508 | $606 | -$98 | -$98 | |
| 56. QUINTILES IMS HOLDINGS | 2015-05-13 | 2017-04-19 | $4,564 | $4,220 | $344 | $344 | |
| 18. SUNCOR ENERGY INC | 2014-10-10 | 2017-04-19 | $546 | $594 | -$48 | -$48 | |
| 19. SUNCOR ENERGY INC | 2017-04-19 | $583 | $624 | -$41 | -$41 | ||
| 2500. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-04-20 | $119,953 | $71,927 | $48,026 | $48,026 | |
| 23. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-04-19 | 2017-04-20 | $241 | $299 | -$58 | -$58 | |
| 1600. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 2016-12-13 | 2017-04-20 | $145,217 | $141,472 | $3,745 | $3,745 | |
| 13. SKY PLC SPONS ADR | 2014-03-12 | 2017-04-20 | $655 | $801 | -$146 | -$146 | |
| 14. SKY PLC SPONS ADR | 2014-03-12 | 2017-04-20 | $704 | $862 | -$158 | -$158 | |
| 9. SUNCOR ENERGY INC | 2014-03-12 | 2017-04-20 | $272 | $295 | -$23 | -$23 | |
| 10. SUNCOR ENERGY INC | 2014-03-12 | 2017-04-20 | $304 | $328 | -$24 | -$24 | |
| 30. VANGUARD FTSE EUROPE ETF | 2017-03-15 | 2017-04-20 | $1,545 | $1,516 | $29 | $29 | |
| 970. VANGUARD FTSE EUROPE ETF | 2016-03-22 | 2017-04-20 | $49,957 | $46,771 | $3,186 | $3,186 | |
| 400. VANGUARD S&P 500 ETF | 2017-03-15 | 2017-04-20 | $86,431 | $87,351 | -$920 | -$920 | |
| 21. SKY PLC SPONS ADR | 2014-03-12 | 2017-04-24 | $1,052 | $1,294 | -$242 | -$242 | |
| 4. NOVO NORDISK AS SPONS ADR | 2016-03-21 | 2017-04-25 | $149 | $220 | -$71 | -$71 | |
| 1020. BANK AMER CORP | 2017-04-26 | $24,459 | $21,903 | $2,556 | $2,556 | ||
| 500. GUGGENHEIM ULTRA SHORT DUR ETF | 2017-03-28 | 2017-04-26 | $25,119 | $25,113 | $6 | $6 | |
| 183. GETINGE AB UNSPONS ADR | 2017-04-26 | $3,512 | $4,428 | -$916 | -$916 | ||
| 800. ISHARES IBOXX USD HIGH YIELD | 2016-03-22 | 2017-04-26 | $70,566 | $65,742 | $4,824 | $4,824 | |
| 1000. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-04-26 | $48,522 | $28,771 | $19,751 | $19,751 | |
| 64. NOVO NORDISK AS SPONS ADR | 2017-04-26 | $2,387 | $2,973 | -$586 | -$586 | ||
| 300. PIMCO ENHANCED SHORT MATURITY ETF | 2016-04-12 | 2017-04-26 | $30,488 | $30,248 | $240 | $240 | |
| 500. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 2016-12-13 | 2017-04-26 | $46,083 | $44,210 | $1,873 | $1,873 | |
| 300. VANGUARD S&P 500 ETF | 2017-03-15 | 2017-04-26 | $65,878 | $65,513 | $365 | $365 | |
| 132. COGNEX CORP | 2017-04-28 | $11,280 | $6,324 | $4,956 | $4,956 | ||
| 156. NEOGEN CORP | 2017-04-28 | $9,797 | $4,956 | $4,841 | $4,841 | ||
| 325. ZELTIQ AESTHETIC INC | 2017-04-28 | $18,363 | $9,311 | $9,052 | $9,052 | ||
| 59. YAHOO JAPAN CORP UNSPONS ADR | 2016-03-21 | 2017-05-01 | $490 | $502 | -$12 | -$12 | |
| .25 HEICO CORP | 2015-04-17 | 2017-05-02 | $18 | $12 | $6 | $6 | |
| 45. YAHOO JAPAN CORP UNSPONS ADR | 2016-03-21 | 2017-05-02 | $373 | $383 | -$10 | -$10 | |
| .4 CIELO SA SPONS ADR | 2015-02-27 | 2017-05-03 | $3 | $4 | -$1 | -$1 | |
| 44. PUBLICIS GROUPE SPONS ADR | 2014-03-12 | 2017-05-03 | $781 | $999 | -$218 | -$218 | |
| 90. PUBLICIS GROUPE SPONS ADR | 2014-03-12 | 2017-05-04 | $1,599 | $2,044 | -$445 | -$445 | |
| 215. PUBLICIS GROUPE SPONS ADR | 2014-03-12 | 2017-05-05 | $3,843 | $4,884 | -$1,041 | -$1,041 | |
| 139. PUBLICIS GROUPE SPONS ADR | 2017-05-08 | $2,464 | $3,080 | -$616 | -$616 | ||
| 168. YAHOO JAPAN CORP UNSPONS ADR | 2016-03-21 | 2017-05-08 | $1,412 | $1,428 | -$16 | -$16 | |
| 60. YAHOO JAPAN CORP UNSPONS ADR | 2016-03-21 | 2017-05-09 | $504 | $510 | -$6 | -$6 | |
| 17708.1643 SJC OFFSHORE CAP FINANCE FD | 2017-05-11 | $7,902 | $7,902 | $7,902 | |||
| 70. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-04-19 | 2017-05-11 | $735 | $909 | -$174 | -$174 | |
| 443. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-05-12 | $4,689 | $5,241 | -$552 | -$552 | ||
| 156. CK HUTCHISON HOLDING UNSPONS ADR | 2017-05-15 | $1,995 | $3,391 | -$1,396 | -$1,396 | ||
| 77. KOMATSU LTD SPONS ADR | 2014-03-12 | 2017-05-15 | $1,860 | $1,657 | $203 | $203 | |
| 46. AUTODESK INC | 2015-09-03 | 2017-05-16 | $4,477 | $2,116 | $2,361 | $2,361 | |
| 60. APPLE INC | 2017-05-17 | $9,219 | $8,306 | $913 | $913 | ||
| 175. APPLIED MATERIALS INC | 2017-05-17 | $7,710 | $5,968 | $1,742 | $1,742 | ||
| 1500. GUGGENHEIM ULTRA SHORT DUR ETF | 2017-03-28 | 2017-05-17 | $75,373 | $75,340 | $33 | $33 | |
| 1000. XTRACKERS MSCI EUROPE HEDGED EQ ETF | 2017-03-31 | 2017-05-17 | $28,209 | $27,053 | $1,156 | $1,156 | |
| 800. PIMCO ENHANCED SHORT MATURITY ETF | 2017-05-17 | $81,329 | $80,609 | $720 | $720 | ||
| 900. PROSHARES HIGH YIELD INTEREST | 2017-02-23 | 2017-05-17 | $61,642 | $62,660 | -$1,018 | -$1,018 | |
| 130. RED HAT INC | 2017-05-17 | $11,318 | $9,683 | $1,635 | $1,635 | ||
| 500. VANGUARD FTSE EUROPE ETF | 2017-03-15 | 2017-05-17 | $27,815 | $25,264 | $2,551 | $2,551 | |
| 1000. VANGUARD SHORT TERM CORP BOND ETF | 2016-04-12 | 2017-05-17 | $80,078 | $80,070 | $8 | $8 | |
| 69. WILLIS TOWERS WATSON PLC | 2016-01-05 | 2017-05-19 | $9,711 | $8,575 | $1,136 | $1,136 | |
| 3500. GUGGENHEIM ULTRA SHORT DUR ETF | 2017-05-24 | $175,951 | $175,489 | $462 | $462 | ||
| 125. FIVE BELOW | 2017-05-24 | $6,468 | $5,398 | $1,070 | $1,070 | ||
| 1900. ISHARES EDGE MSCI MIN VOL EMER | 2012-11-27 | 2017-05-24 | $105,305 | $109,385 | -$4,080 | -$4,080 | |
| 6000. ISHARES CORE MSCI EMERGING | 2015-09-24 | 2017-05-24 | $300,464 | $234,369 | $66,095 | $66,095 | |
| 1700. PIMCO ENHANCED SHORT MATURITY ETF | 2016-03-15 | 2017-05-24 | $172,837 | $171,001 | $1,836 | $1,836 | |
| 2200. VANGUARD SHORT TERM CORP BOND ETF | 2017-05-24 | $176,067 | $175,331 | $736 | $736 | ||
| 228. STERICYCLE INC | 2017-05-25 | $18,970 | $21,688 | -$2,718 | -$2,718 | ||
| 162. UNITED NAT FOODS INC | 2017-05-25 | $6,535 | $10,431 | -$3,896 | -$3,896 | ||
| 1500. GUGGENHEIM ULTRA SHORT DUR ETF | 2016-12-13 | 2017-05-26 | $75,409 | $75,179 | $230 | $230 | |
| 1000. ISHARES EDGE MSCI MIN VOL EMER | 2017-05-26 | $55,665 | $57,455 | -$1,790 | -$1,790 | ||
| 1500. ISHARES FLOATING RATE BOND ETF | 2017-05-17 | 2017-05-26 | $76,306 | $76,245 | $61 | $61 | |
| 1000. ISHARES CORE MSCI EMERGING | 2015-09-24 | 2017-05-26 | $50,412 | $39,062 | $11,350 | $11,350 | |
| 800. PIMCO ENHANCED SHORT MATURITY ETF | 2016-03-15 | 2017-05-26 | $81,327 | $80,471 | $856 | $856 | |
| 800. VANGUARD SHORT TERM CORP BOND ETF | 2015-09-24 | 2017-05-26 | $64,017 | $63,718 | $299 | $299 | |
| 120. APPLIED MATERIALS INC | 2017-06-05 | $5,621 | $3,207 | $2,414 | $2,414 | ||
| 35. BUNZL PLC SPONS ADR | 2016-03-21 | 2017-06-05 | $1,092 | $996 | $96 | $96 | |
| 385. CISCO SYSTEMS INC | 2017-06-05 | $12,199 | $12,236 | -$37 | -$37 | ||
| 20. FIDELITY NATL INFORMATION SVCS | 2017-03-30 | 2017-06-05 | $1,735 | $1,604 | $131 | $131 | |
| 1350. ISHARES EDGE MSCI MIN VOL EMER | 2012-11-12 | 2017-06-05 | $75,508 | $77,503 | -$1,995 | -$1,995 | |
| 880. ISHARES FLOATING RATE BOND ETF | 2017-05-17 | 2017-06-05 | $44,738 | $44,730 | $8 | $8 | |
| 400. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-06-05 | $19,908 | $11,508 | $8,400 | $8,400 | |
| 1500. ISHARES CORE MSCI EMERGING | 2015-09-24 | 2017-06-05 | $75,795 | $58,592 | $17,203 | $17,203 | |
| 67. NORTHERN TR CORP | 2016-05-25 | 2017-06-05 | $5,976 | $4,964 | $1,012 | $1,012 | |
| 965. POWERSHARES SENIOR LOAN | 2017-05-24 | 2017-06-05 | $22,474 | $22,463 | $11 | $11 | |
| 600. VANGUARD SHORT TERM CORP BOND ETF | 2015-09-24 | 2017-06-05 | $48,006 | $47,789 | $217 | $217 | |
| 40. BUNZL PLC SPONS ADR | 2017-06-06 | $1,241 | $1,129 | $112 | $112 | ||
| 16. ROCHE HLDG LTD SPONS ADR | 2014-03-12 | 2017-06-06 | $518 | $594 | -$76 | -$76 | |
| 22. ALPHABET INC CL C | 2017-06-07 | $21,557 | $16,677 | $4,880 | $4,880 | ||
| 23. ROCHE HLDG LTD SPONS ADR | 2014-03-12 | 2017-06-07 | $745 | $853 | -$108 | -$108 | |
| 200. FIDELITY NATL INFORMATION SVCS | 2017-06-08 | $17,096 | $15,830 | $1,266 | $1,266 | ||
| 7. ROCHE HLDG LTD SPONS ADR | 2014-03-12 | 2017-06-13 | $226 | $260 | -$34 | -$34 | |
| 21. ROCHE HLDG LTD SPONS ADR | 2014-03-12 | 2017-06-13 | $677 | $779 | -$102 | -$102 | |
| 88. ROCHE HLDG LTD SPONS ADR | 2017-06-21 | $2,830 | $3,222 | -$392 | -$392 | ||
| 117. ERICSSON SPONS ADR | 2017-06-22 | $846 | $1,430 | -$584 | -$584 | ||
| 46. CELGENE CORP | 2014-07-14 | 2017-06-26 | $6,157 | $4,069 | $2,088 | $2,088 | |
| 45. FACEBOOK INC-A | 2015-03-11 | 2017-06-26 | $6,968 | $3,491 | $3,477 | $3,477 | |
| 500. ISHARES EDGE MSCI MIN VOL EMER | 2012-11-12 | 2017-06-26 | $27,939 | $28,705 | -$766 | -$766 | |
| 500. VANGUARD S&P 500 ETF | 2017-06-05 | 2017-06-26 | $111,788 | $112,062 | -$274 | -$274 | |
| 116. NIELSEN HOLDINGS PLC | 2014-07-25 | 2017-06-26 | $4,495 | $5,614 | -$1,119 | -$1,119 | |
| 107. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-05-19 | 2017-07-07 | $1,034 | $1,310 | -$276 | -$276 | |
| 32. PUBLICIS GROUPE SPONS ADR | 2015-04-21 | 2017-07-07 | $584 | $663 | -$79 | -$79 | |
| 12. WPP PLC SPONS ADR | 2014-03-12 | 2017-07-07 | $1,206 | $1,223 | -$17 | -$17 | |
| 18. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-05-19 | 2017-07-10 | $173 | $220 | -$47 | -$47 | |
| 25. PUBLICIS GROUPE SPONS ADR | 2015-04-21 | 2017-07-10 | $446 | $518 | -$72 | -$72 | |
| 3. WPP PLC SPONS ADR | 2014-03-12 | 2017-07-10 | $303 | $306 | -$3 | -$3 | |
| .884 COMPASS GROUP PLC SPONS ADR | 2016-07-26 | 2017-07-11 | $18 | $18 | |||
| .9612 COMPASS GROUP PLC SPONS ADR | 2016-03-21 | 2017-07-11 | $20 | $18 | $2 | $2 | |
| 71. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-07-11 | $686 | $830 | -$144 | -$144 | ||
| 10. WPP PLC SPONS ADR | 2014-03-12 | 2017-07-11 | $999 | $1,019 | -$20 | -$20 | |
| 21. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-07-12 | $557 | $651 | -$94 | -$94 | |
| 12. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2014-07-21 | 2017-07-12 | $115 | $131 | -$16 | -$16 | |
| 138. PUBLICIS GROUPE SPONS ADR | 2017-07-12 | $2,462 | $2,689 | -$227 | -$227 | ||
| 9. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-07-13 | $236 | $279 | -$43 | -$43 | |
| 23. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-07-13 | $602 | $713 | -$111 | -$111 | |
| 7. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-07-13 | $67 | $76 | -$9 | -$9 | ||
| 29. WPP PLC SPONS ADR | 2014-03-12 | 2017-07-13 | $2,933 | $2,955 | -$22 | -$22 | |
| 12. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-07-14 | $314 | $372 | -$58 | -$58 | |
| 13. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2014-07-17 | 2017-07-14 | $126 | $142 | -$16 | -$16 | |
| 41. WPP PLC SPONS ADR | 2014-03-12 | 2017-07-14 | $4,152 | $4,178 | -$26 | -$26 | |
| 30. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-07-17 | $785 | $931 | -$146 | -$146 | |
| 16. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2014-07-17 | 2017-07-17 | $155 | $175 | -$20 | -$20 | |
| 27. WPP PLC SPONS ADR | 2014-03-12 | 2017-07-17 | $2,730 | $2,752 | -$22 | -$22 | |
| 50. CHEMED CORP | 2017-07-18 | $10,158 | $4,392 | $5,766 | $5,766 | ||
| 57. ERICSSON SPONS ADR | 2017-07-18 | $355 | $685 | -$330 | -$330 | ||
| 15. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-07-18 | $267 | $349 | -$82 | -$82 | |
| 25. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-07-18 | $657 | $775 | -$118 | -$118 | |
| 371. PATTERSON COS INC | 2017-07-18 | $16,018 | $13,868 | $2,150 | $2,150 | ||
| 296. STRATASYS LTD | 2017-07-18 | $7,202 | $9,983 | -$2,781 | -$2,781 | ||
| 259. ERICSSON SPONS ADR | 2017-07-19 | $1,581 | $2,988 | -$1,407 | -$1,407 | ||
| 40. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-07-19 | $709 | $930 | -$221 | -$221 | |
| 8. GRUPO TELEVISA SA DE CV SPONS ADR | 2014-03-12 | 2017-07-19 | $210 | $248 | -$38 | -$38 | |
| 25. GRUPO TELEVISA SA DE CV SPONS ADR | 2017-07-19 | $656 | $758 | -$102 | -$102 | ||
| 10. GRUPO TELEVISA SA DE CV SPONS ADR | 2015-11-05 | 2017-07-19 | $263 | $296 | -$33 | -$33 | |
| 27. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-07-19 | $258 | $294 | -$36 | -$36 | ||
| 20. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-07-20 | $354 | $465 | -$111 | -$111 | |
| 36. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-07-20 | $349 | $390 | -$41 | -$41 | ||
| 9. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-07-21 | $157 | $209 | -$52 | -$52 | |
| 9. BEACON ROOFING SUPPLY INC | 2015-04-16 | 2017-07-25 | $426 | $288 | $138 | $138 | |
| 4. BIO-TECHNE CORP | 2015-04-16 | 2017-07-25 | $472 | $403 | $69 | $69 | |
| 5. COSTAR GROUP INC | 2015-04-16 | 2017-07-25 | $1,413 | $982 | $431 | $431 | |
| 28. DIPLOMAT PHARMACY INC | 2016-10-21 | 2017-07-25 | $443 | $811 | -$368 | -$368 | |
| 9. DORMAN PRODUCTS | 2014-04-03 | 2017-07-25 | $698 | $542 | $156 | $156 | |
| 5. ELLIE MAE INC | 2016-12-01 | 2017-07-25 | $572 | $400 | $172 | $172 | |
| 17. FASTENAL CO | 2014-12-08 | 2017-07-25 | $750 | $791 | -$41 | -$41 | |
| 15. FIVE BELOW | 2015-07-24 | 2017-07-25 | $700 | $566 | $134 | $134 | |
| 5. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-07-25 | $87 | $116 | -$29 | -$29 | |
| 17. HEALTHCARE SVCS GROUP INC | 2015-06-23 | 2017-07-25 | $917 | $569 | $348 | $348 | |
| 5. HEICO CORP | 2016-06-22 | 2017-07-25 | $401 | $270 | $131 | $131 | |
| 35. INNERWORKINGS INC | 2012-08-21 | 2017-07-25 | $409 | $442 | -$33 | -$33 | |
| 4. INTERNATIONAL FLAVORS & FRAGRANCES | 2015-11-04 | 2017-07-25 | $531 | $464 | $67 | $67 | |
| 22. LKQ CORP | 2012-08-21 | 2017-07-25 | $724 | $427 | $297 | $297 | |
| 8. MEDNAX INC | 2015-04-16 | 2017-07-25 | $458 | $586 | -$128 | -$128 | |
| 12. PROTO LABS INC | 2015-04-16 | 2017-07-25 | $858 | $936 | -$78 | -$78 | |
| 18. ROLLINS, INC | 2015-04-16 | 2017-07-25 | $748 | $443 | $305 | $305 | |
| 7. VEEVA SYSTEMS INC | 2015-12-16 | 2017-07-25 | $455 | $197 | $258 | $258 | |
| 170. EOG RES INC | 2017-07-26 | $16,231 | $14,425 | $1,806 | $1,806 | ||
| 21. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-07-26 | $360 | $488 | -$128 | -$128 | |
| 325. NOVO NORDISK AS SPONS ADR | 2017-07-26 | $13,587 | $15,936 | -$2,349 | -$2,349 | ||
| 1500. ISHARES EDGE MSCI MIN VOL EMER | 2012-11-12 | 2017-07-27 | $86,157 | $86,115 | $42 | $42 | |
| 625. ISHARES NORTH AMERICAN NATUR | 2016-06-09 | 2017-07-27 | $20,396 | $21,038 | -$642 | -$642 | |
| 1000. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 2017-06-05 | 2017-07-27 | $94,278 | $92,887 | $1,391 | $1,391 | |
| 200. VANGUARD S&P 500 ETF | 2017-06-05 | 2017-07-27 | $45,446 | $44,825 | $621 | $621 | |
| 984. NOVADAQ TECHNOLOGIES INC | 2017-07-28 | $11,522 | $10,650 | $872 | $872 | ||
| 69. RELX PLC SPONS ADR | 2016-03-21 | 2017-07-28 | $1,520 | $1,269 | $251 | $251 | |
| 70. RELX PLC SPONS ADR | 2016-03-21 | 2017-07-28 | $1,541 | $1,288 | $253 | $253 | |
| 49. TEVA PHARMACEUTICAL INDS LTD ADR | 2015-04-21 | 2017-08-03 | $1,256 | $3,168 | -$1,912 | -$1,912 | |
| 4. TEVA PHARMACEUTICAL INDS LTD ADR | 2015-04-21 | 2017-08-03 | $102 | $259 | -$157 | -$157 | |
| 10. SKY PLC SPONS ADR | 2017-08-04 | $503 | $604 | -$101 | -$101 | ||
| 15. TEVA PHARMACEUTICAL INDS LTD ADR | 2015-04-21 | 2017-08-04 | $319 | $970 | -$651 | -$651 | |
| 45. TEVA PHARMACEUTICAL INDS LTD ADR | 2017-08-04 | $997 | $2,639 | -$1,642 | -$1,642 | ||
| 5. SKY PLC SPONS ADR | 2014-04-10 | 2017-08-07 | $252 | $301 | -$49 | -$49 | |
| 58. WILLIS TOWERS WATSON PLC | 2016-01-05 | 2017-08-08 | $8,672 | $7,208 | $1,464 | $1,464 | |
| 6. CARLSBERG A/S SPONS ADR | 2014-03-12 | 2017-08-09 | $131 | $120 | $11 | $11 | |
| 11. CARLSBERG A/S SPONS ADR | 2014-03-12 | 2017-08-10 | $240 | $221 | $19 | $19 | |
| 14. CARLSBERG A/S SPONS ADR | 2014-03-12 | 2017-08-11 | $305 | $281 | $24 | $24 | |
| 1007. ABERDEEN ASSET MGMT PLC UNSPONS ADR | 2017-08-14 | $8,341 | $13,774 | -$5,433 | -$5,433 | ||
| 17. CARLSBERG A/S SPONS ADR | 2014-03-12 | 2017-08-14 | $369 | $341 | $28 | $28 | |
| 710. SAMPO OYJ A SHARES UNSPONS ADR | 2016-07-26 | 2017-08-14 | $18,852 | $14,605 | $4,247 | $4,247 | |
| 74. ADVANCED AUTO PARTS | 2016-06-27 | 2017-08-15 | $6,115 | $11,461 | -$5,346 | -$5,346 | |
| 70. ADVANCED AUTO PARTS | 2017-08-15 | $5,784 | $9,823 | -$4,039 | -$4,039 | ||
| 15. CARLSBERG A/S SPONS ADR | 2014-03-12 | 2017-08-15 | $325 | $301 | $24 | $24 | |
| 5. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-08-15 | $89 | $116 | -$27 | -$27 | |
| 29. CARLSBERG A/S SPONS ADR | 2014-03-12 | 2017-08-16 | $614 | $582 | $32 | $32 | |
| 1. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-08-16 | $18 | $23 | -$5 | -$5 | |
| 440. NATIONAL INSTRS CORP | 2017-08-16 | $17,629 | $12,241 | $5,388 | $5,388 | ||
| 3. SKY PLC SPONS ADR | 2014-04-10 | 2017-08-16 | $147 | $180 | -$33 | -$33 | |
| 33. CARLSBERG A/S SPONS ADR | 2014-03-12 | 2017-08-17 | $711 | $662 | $49 | $49 | |
| 3. GETINGE AB UNSPONS ADR | 2015-07-07 | 2017-08-17 | $53 | $70 | -$17 | -$17 | |
| 8. SKY PLC SPONS ADR | 2017-08-17 | $393 | $481 | -$88 | -$88 | ||
| 10. SKY PLC SPONS ADR | 2014-12-08 | 2017-08-17 | $491 | $596 | -$105 | -$105 | |
| 600. ISHARES IBOXX USD HIGH YIELD | 2017-08-18 | $52,482 | $49,190 | $3,292 | $3,292 | ||
| 1000. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 2017-08-18 | $91,793 | $91,100 | $693 | $693 | ||
| 2000. VANGUARD TOTAL INTERNATIONAL | 2016-03-22 | 2017-08-18 | $109,477 | $108,852 | $625 | $625 | |
| 400. VANGUARD S&P 500 ETF | 2017-08-18 | $89,370 | $87,191 | $2,179 | $2,179 | ||
| 700. WISDOMTREE JAPAN HEDGED EQUITY FUND | 2017-07-27 | 2017-08-18 | $36,038 | $36,832 | -$794 | -$794 | |
| 6. SKY PLC SPONS ADR | 2014-12-08 | 2017-08-22 | $294 | $358 | -$64 | -$64 | |
| 855. ASSA ABLOY UNSPONS ADR | 2016-07-26 | 2017-08-25 | $9,009 | $9,183 | -$174 | -$174 | |
| 63. PUBLICIS GROUPE SPONS ADR | 2017-08-25 | $1,096 | $1,166 | -$70 | -$70 | ||
| 64. PUBLICIS GROUPE SPONS ADR | 2017-08-25 | $1,109 | $1,181 | -$72 | -$72 | ||
| 10. SKY PLC SPONS ADR | 2017-08-25 | $490 | $596 | -$106 | -$106 | ||
| 3. SKY PLC SPONS ADR | 2016-04-19 | 2017-08-25 | $147 | $177 | -$30 | -$30 | |
| 21. SKY PLC SPONS ADR | 2016-04-19 | 2017-08-25 | $1,030 | $1,240 | -$210 | -$210 | |
| 47. CIE FINANCIERE RICH UNSPONS ADR | 2015-11-12 | 2017-08-28 | $418 | $379 | $39 | $39 | |
| 19. PUBLICIS GROUPE SPONS ADR | 2016-08-02 | 2017-08-28 | $330 | $349 | -$19 | -$19 | |
| 264. CIE FINANCIERE RICH UNSPONS ADR | 2017-08-29 | $2,357 | $2,049 | $308 | $308 | ||
| 198. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-08-29 | $1,658 | $2,246 | -$588 | -$588 | ||
| 67. PUBLICIS GROUPE SPONS ADR | 2017-08-29 | $1,148 | $1,230 | -$82 | -$82 | ||
| 5. SKY PLC SPONS ADR | 2016-04-19 | 2017-08-29 | $246 | $295 | -$49 | -$49 | |
| 61. CIE FINANCIERE RICH UNSPONS ADR | 2017-08-30 | $539 | $450 | $89 | $89 | ||
| 165. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-08-05 | 2017-08-30 | $1,350 | $1,847 | -$497 | -$497 | |
| 200. PUBLICIS GROUPE SPONS ADR | 2017-08-30 | $3,417 | $3,400 | $17 | $17 | ||
| 43. SKY PLC SPONS ADR | 2017-08-30 | $2,112 | $2,533 | -$421 | -$421 | ||
| 175. CONTINENTAL AG SPONS ADR | 2016-07-26 | 2017-08-31 | $7,873 | $7,224 | $649 | $649 | |
| 391. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-08-31 | $3,148 | $4,252 | -$1,104 | -$1,104 | ||
| 20. PUBLICIS GROUPE SPONS ADR | 2014-10-16 | 2017-08-31 | $337 | $325 | $12 | $12 | |
| 64. PUBLICIS GROUPE SPONS ADR | 2016-10-24 | 2017-08-31 | $1,080 | $1,096 | -$16 | -$16 | |
| 5. SKY PLC SPONS ADR | 2015-02-05 | 2017-08-31 | $246 | $294 | -$48 | -$48 | |
| 166. UBS GROUP AG | 2017-08-31 | $2,726 | $3,464 | -$738 | -$738 | ||
| 235. DAIWA HOUSE INDUSTRY CO UNSPONS ADR | 2016-07-26 | 2017-09-01 | $8,139 | $6,573 | $1,566 | $1,566 | |
| 58. PUBLICIS GROUPE SPONS ADR | 2016-10-24 | 2017-09-01 | $967 | $993 | -$26 | -$26 | |
| 3. SKY PLC SPONS ADR | 2015-02-05 | 2017-09-01 | $148 | $176 | -$28 | -$28 | |
| 154. UBS GROUP AG | 2014-03-12 | 2017-09-01 | $2,524 | $3,232 | -$708 | -$708 | |
| 72. UBS GROUP AG | 2017-09-05 | $1,173 | $1,514 | -$341 | -$341 | ||
| 5. SKY PLC SPONS ADR | 2016-03-21 | 2017-09-06 | $249 | $293 | -$44 | -$44 | |
| 92. UBS GROUP AG | 2017-09-06 | $1,491 | $1,866 | -$375 | -$375 | ||
| 12. SKY PLC SPONS ADR | 2016-03-21 | 2017-09-07 | $596 | $703 | -$107 | -$107 | |
| 51. WH GROUP LTD SPONS ADR | 2015-05-27 | 2017-09-07 | $1,057 | $792 | $265 | $265 | |
| 1200. ISHARES NORTH AMERICAN NATUR | 2017-09-08 | $38,343 | $37,876 | $467 | $467 | ||
| 300. ISHARES IBOXX USD HIGH YIELD | 2016-03-17 | 2017-09-08 | $26,349 | $24,566 | $1,783 | $1,783 | |
| 3000. POWERSHARES DB COMMODITY INDEX TRACKING FUND | 2017-03-15 | 2017-09-08 | $45,336 | $46,735 | -$1,399 | -$1,399 | |
| 325. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 2016-12-13 | 2017-09-08 | $30,345 | $28,736 | $1,609 | $1,609 | |
| 500. SPDR CITI INTL GOV INFL-PROT | 2016-03-17 | 2017-09-08 | $29,584 | $26,610 | $2,974 | $2,974 | |
| 9. SKY PLC SPONS ADR | 2016-03-21 | 2017-09-08 | $451 | $527 | -$76 | -$76 | |
| 200. VANGUARD S&P SMALL-CAP 600 ETF | 2017-02-23 | 2017-09-08 | $25,144 | $25,259 | -$115 | -$115 | |
| 1000. VANGUARD TOTAL INTERNATIONAL | 2015-09-24 | 2017-09-08 | $54,909 | $52,988 | $1,921 | $1,921 | |
| 56. WH GROUP LTD SPONS ADR | 2015-05-27 | 2017-09-08 | $1,160 | $870 | $290 | $290 | |
| 500. WISDOMTREE JAPAN HEDGED EQUITY FUND | 2017-09-08 | $25,672 | $26,150 | -$478 | -$478 | ||
| 361. PRADA S.P.A. UNSPONS ADR | 2017-09-11 | $2,270 | $5,392 | -$3,122 | -$3,122 | ||
| 25. SKY PLC SPONS ADR | 2016-03-21 | 2017-09-11 | $1,252 | $1,464 | -$212 | -$212 | |
| 28. PUBLICIS GROUPE SPONS ADR | 2016-10-24 | 2017-09-12 | $471 | $479 | -$8 | -$8 | |
| 55. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-09-13 | $454 | $536 | -$82 | -$82 | ||
| 206. SKY PLC SPONS ADR | 2017-09-14 | $10,204 | $11,002 | -$798 | -$798 | ||
| 20. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2014-10-15 | 2017-09-18 | $166 | $188 | -$22 | -$22 | |
| 71. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2017-09-19 | $594 | $661 | -$67 | -$67 | ||
| 100. DANAHER CORP | 2016-10-21 | 2017-09-20 | $8,674 | $7,995 | $679 | $679 | |
| 43. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-10-24 | 2017-09-20 | $366 | $450 | -$84 | -$84 | |
| 35. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2014-10-16 | 2017-09-20 | $298 | $322 | -$24 | -$24 | |
| 90. APPLE INC | 2016-07-26 | 2017-09-21 | $13,955 | $8,727 | $5,228 | $5,228 | |
| 1. SELECTINVEST MULTISTRATEGY LTD. | 2011-12-29 | 2017-09-22 | $261 | $261 | $261 | ||
| 291. GETINGE AB UNSPONS ADR | 2017-09-22 | $5,645 | $6,464 | -$819 | -$819 | ||
| 49. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-10-24 | 2017-09-22 | $417 | $513 | -$96 | -$96 | |
| 39. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-10-24 | 2017-09-25 | $329 | $408 | -$79 | -$79 | |
| 1. ALPHABET INC CL A | 2016-07-26 | 2017-09-26 | $937 | $755 | $182 | $182 | |
| 140. APPLIED MATERIALS INC | 2016-07-26 | 2017-09-26 | $6,519 | $3,712 | $2,807 | $2,807 | |
| 625. CONVATEC GROUP PLC UNSPONS ADR | 2017-07-10 | 2017-09-26 | $9,038 | $9,956 | -$918 | -$918 | |
| 85. KELLOGG COMPANY | 2017-09-26 | $5,379 | $6,393 | -$1,014 | -$1,014 | ||
| 75. KELLOGG COMPANY | 2016-07-26 | 2017-09-26 | $4,746 | $6,225 | -$1,479 | -$1,479 | |
| 15. MICROSOFT CORP | 2016-07-26 | 2017-09-26 | $1,105 | $851 | $254 | $254 | |
| 155. TAIWAN SEMICONDUCTOR SPONS ADR | 2016-07-26 | 2017-09-26 | $5,761 | $4,377 | $1,384 | $1,384 | |
| 135. TENCENT HLDGS LTD UNSPONS ADR | 2016-07-26 | 2017-09-26 | $5,815 | $3,241 | $2,574 | $2,574 | |
| 65. VANTIV INC CL A | 2016-07-26 | 2017-09-26 | $4,641 | $3,853 | $788 | $788 | |
| 35. ACCENTURE PLC CL A | 2016-07-26 | 2017-09-26 | $4,828 | $3,975 | $853 | $853 | |
| 14. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-10-24 | 2017-09-28 | $116 | $146 | -$30 | -$30 | |
| 64. PROSIEBENSAT 1 MEDIA AG UNSPONS ADR | 2016-10-24 | 2017-09-29 | $535 | $669 | -$134 | -$134 | |
| 47. KROTON EDUCATIONAL SPONS ADR | 2017-07-13 | 2017-10-04 | $319 | $226 | $93 | $93 | |
| 6. KROTON EDUCATIONAL SPONS ADR | 2017-07-13 | 2017-10-05 | $40 | $29 | $11 | $11 | |
| 5. SUNCOR ENERGY INC | 2014-03-12 | 2017-10-11 | $173 | $164 | $9 | $9 | |
| 70. SUNCOR ENERGY INC | 2014-03-12 | 2017-10-11 | $2,421 | $2,293 | $128 | $128 | |
| 430. ERICSSON SPONS ADR | 2017-10-12 | $2,455 | $4,500 | -$2,045 | -$2,045 | ||
| 48. SUNCOR ENERGY INC | 2014-03-12 | 2017-10-12 | $1,626 | $1,573 | $53 | $53 | |
| 152. WH GROUP LTD SPONS ADR | 2017-10-12 | $3,066 | $2,354 | $712 | $712 | ||
| 1000. GUGGENHEIM ULTRA SHORT DUR ETF | 2017-10-13 | $50,331 | $50,308 | $23 | $23 | ||
| 500. ISHARES IBOXX USD HIGH YIELD | 2016-03-17 | 2017-10-13 | $44,164 | $40,943 | $3,221 | $3,221 | |
| 3000. ISHARES EDGE MSCI MIN VOL USA ETF | 2012-11-12 | 2017-10-13 | $153,302 | $86,313 | $66,989 | $66,989 | |
| 225. PIMCO ENHANCED SHORT MATURITY ETF | 2017-08-18 | 2017-10-13 | $22,901 | $22,895 | $6 | $6 | |
| 275. PIMCO ENHANCED SHORT MATURITY ETF | 2016-03-15 | 2017-10-13 | $27,991 | $27,662 | $329 | $329 | |
| 750. PROSHARES HIGH YIELD INTEREST | 2017-02-23 | 2017-10-13 | $51,043 | $52,216 | -$1,173 | -$1,173 | |
| 16. SUNCOR ENERGY INC | 2014-03-12 | 2017-10-13 | $540 | $524 | $16 | $16 | |
| 23. TEVA PHARMACEUTICAL INDS LTD ADR | 2015-03-06 | 2017-10-13 | $338 | $1,290 | -$952 | -$952 | |
| 10. TEVA PHARMACEUTICAL INDS LTD ADR | 2017-10-13 | $145 | $551 | -$406 | -$406 | ||
| 10. TEVA PHARMACEUTICAL INDS LTD ADR | 2017-10-13 | $150 | $548 | -$398 | -$398 | ||
| 3700. VANGUARD TOTAL INTERNATIONAL | 2015-09-24 | 2017-10-13 | $202,227 | $196,054 | $6,173 | $6,173 | |
| 600. VANGUARD SHORT TERM CORP BOND ETF | 2015-09-24 | 2017-10-13 | $48,065 | $47,789 | $276 | $276 | |
| 600. WISDOMTREE JAPAN HEDGED EQUITY FUND | 2017-06-05 | 2017-10-13 | $33,452 | $31,332 | $2,120 | $2,120 | |
| 47. TAIWAN SEMICONDUCTOR SPONS ADR | 2016-03-21 | 2017-10-16 | $1,921 | $1,221 | $700 | $700 | |
| 6. TAIWAN SEMICONDUCTOR SPONS ADR | 2016-03-21 | 2017-10-16 | $245 | $156 | $89 | $89 | |
| 11. TEVA PHARMACEUTICAL INDS LTD ADR | 2016-08-05 | 2017-10-18 | $162 | $603 | -$441 | -$441 | |
| 37. ROCHE HLDG LTD SPONS ADR | 2017-10-20 | $1,099 | $1,319 | -$220 | -$220 | ||
| 88. ROCHE HLDG LTD SPONS ADR | 2017-10-20 | $2,621 | $3,008 | -$387 | -$387 | ||
| 94. TEVA PHARMACEUTICAL INDS LTD ADR | 2017-10-20 | $1,399 | $5,058 | -$3,659 | -$3,659 | ||
| 5000. XTRACKERS MSCI EUROPE HEDGED EQ ETF | 2017-10-24 | $143,466 | $139,270 | $4,196 | $4,196 | ||
| 47. ROCHE HLDG LTD SPONS ADR | 2017-10-24 | $1,393 | $1,553 | -$160 | -$160 | ||
| 78. TEVA PHARMACEUTICAL INDS LTD ADR | 2017-10-24 | $1,119 | $3,828 | -$2,709 | -$2,709 | ||
| 87. ROCHE HLDG LTD SPONS ADR | 2017-10-25 | $2,536 | $2,765 | -$229 | -$229 | ||
| 78. TEVA PHARMACEUTICAL INDS LTD ADR | 2014-03-12 | 2017-10-25 | $1,082 | $3,806 | -$2,724 | -$2,724 | |
| 49. COSTAR GROUP INC | 2017-10-26 | $14,262 | $8,471 | $5,791 | $5,791 | ||
| 76. TEVA PHARMACEUTICAL INDS LTD ADR | 2014-03-12 | 2017-10-26 | $1,050 | $3,708 | -$2,658 | -$2,658 | |
| 12. GRUPO TELEVISA SA DE CV SPONS ADR | 2017-10-27 | $285 | $352 | -$67 | -$67 | ||
| 81. GRUPO TELEVISA SA DE CV SPONS ADR | 2017-10-27 | $1,916 | $2,318 | -$402 | -$402 | ||
| 81. GRUPO TELEVISA SA DE CV SPONS ADR | 2017-10-27 | $1,879 | $2,252 | -$373 | -$373 | ||
| 81. TEVA PHARMACEUTICAL INDS LTD ADR | 2017-10-27 | $1,085 | $3,756 | -$2,671 | -$2,671 | ||
| 4. GRUPO TELEVISA SA DE CV SPONS ADR | 2016-06-23 | 2017-10-30 | $90 | $106 | -$16 | -$16 | |
| 205. NEWELL BRANDS INC | 2016-05-18 | 2017-10-30 | $8,232 | $9,647 | -$1,415 | -$1,415 | |
| 291. GETINGE AB UNSPONS ADR | 2017-10-31 | $100 | $100 | $100 | |||
| 4. GRUPO TELEVISA SA DE CV SPONS ADR | 2016-06-23 | 2017-10-31 | $88 | $106 | -$18 | -$18 | |
| 2. GRUPO TELEVISA SA DE CV SPONS ADR | 2016-06-23 | 2017-11-01 | $43 | $53 | -$10 | -$10 | |
| 5. GRUPO TELEVISA SA DE CV SPONS ADR | 2016-06-23 | 2017-11-01 | $108 | $132 | -$24 | -$24 | |
| 59. YAHOO JAPAN CORP UNSPONS ADR | 2017-11-01 | $523 | $464 | $59 | $59 | ||
| 25. GRUPO TELEVISA SA DE CV SPONS ADR | 2017-11-02 | $528 | $660 | -$132 | -$132 | ||
| 139. YAHOO JAPAN CORP UNSPONS ADR | 2015-09-29 | 2017-11-02 | $1,240 | $1,045 | $195 | $195 | |
| 6. GRUPO TELEVISA SA DE CV SPONS ADR | 2016-06-22 | 2017-11-03 | $123 | $156 | -$33 | -$33 | |
| 35. GRUPO TELEVISA SA DE CV SPONS ADR | 2017-11-03 | $715 | $877 | -$162 | -$162 | ||
| 44. COGNEX CORP | 2015-07-06 | 2017-11-06 | $5,901 | $2,107 | $3,794 | $3,794 | |
| 214. NEWELL BRANDS INC | 2016-05-18 | 2017-11-06 | $6,473 | $10,070 | -$3,597 | -$3,597 | |
| 65. YAHOO JAPAN CORP UNSPONS ADR | 2017-11-06 | $578 | $489 | $89 | $89 | ||
| 63. YAHOO JAPAN CORP UNSPONS ADR | 2017-11-07 | $559 | $472 | $87 | $87 | ||
| 300. ISHARES MSCI JAPAN ETF | 2017-10-24 | 2017-11-09 | $17,788 | $17,456 | $332 | $332 | |
| 400. VANGUARD S&P SMALL-CAP 600 ETF | 2017-02-23 | 2017-11-09 | $53,721 | $50,517 | $3,204 | $3,204 | |
| 350. VANGUARD S&P MID CAP 400 ETF | 2017-02-23 | 2017-11-09 | $43,147 | $40,675 | $2,472 | $2,472 | |
| 300. WISDOMTREE JAPAN HEDGED EQUITY FUND | 2017-06-05 | 2017-11-09 | $17,533 | $15,666 | $1,867 | $1,867 | |
| 155. CENOVUS ENERGY INC | 2014-03-12 | 2017-11-10 | $1,759 | $4,052 | -$2,293 | -$2,293 | |
| 555. CHANNELADVISOR CORP | 2017-11-13 | $4,717 | $13,579 | -$8,862 | -$8,862 | ||
| 60. JAPAN TOBACCO INC UNSPONS ADR | 2016-06-27 | 2017-11-13 | $998 | $1,218 | -$220 | -$220 | |
| 114. JAPAN TOBACCO INC UNSPONS ADR | 2017-11-14 | $1,875 | $2,286 | -$411 | -$411 | ||
| 133. JAPAN TOBACCO INC UNSPONS ADR | 2017-11-15 | $2,175 | $2,600 | -$425 | -$425 | ||
| 217. BUNZL PLC SPONS ADR | 2017-11-17 | $6,167 | $5,763 | $404 | $404 | ||
| 1000. GUGGENHEIM ULTRA SHORT DUR ETF | 2016-12-13 | 2017-11-17 | $50,350 | $50,119 | $231 | $231 | |
| 7300. XTRACKERS MSCI EUROPE HEDGED EQ ETF | 2017-11-17 | $206,666 | $196,639 | $10,027 | $10,027 | ||
| 500. PROSHARES HIGH YIELD INTEREST | 2017-02-23 | 2017-11-17 | $33,636 | $34,811 | -$1,175 | -$1,175 | |
| 500. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 2017-10-13 | 2017-11-17 | $48,770 | $48,368 | $402 | $402 | |
| 820. VANGUARD SHORT TERM CORP BOND ETF | 2017-11-17 | $65,305 | $65,816 | -$511 | -$511 | ||
| 180. VANGUARD SHORT TERM CORP BOND ETF | 2015-09-24 | 2017-11-17 | $14,335 | $14,337 | -$2 | -$2 | |
| 45. ALIBABA GROUP HOLDING LTD SPONS ADR | 2017-06-08 | 2017-11-20 | $8,444 | $6,276 | $2,168 | $2,168 | |
| 90. KOMATSU LTD SPONS ADR | 2017-11-20 | $2,840 | $1,934 | $906 | $906 | ||
| 180. TENCENT HLDGS LTD UNSPONS ADR | 2017-11-20 | $9,799 | $4,928 | $4,871 | $4,871 | ||
| 125. KOMATSU LTD SPONS ADR | 2017-11-21 | $3,994 | $2,602 | $1,392 | $1,392 | ||
| 51. KOMATSU LTD SPONS ADR | 2016-03-21 | 2017-11-22 | $1,671 | $891 | $780 | $780 | |
| 144. NORTHERN TR CORP | 2017-11-27 | $13,555 | $10,465 | $3,090 | $3,090 | ||
| 150. PPG INDUSTRIES INC | 2017-12-06 | $17,477 | $15,324 | $2,153 | $2,153 | ||
| 121. DOLLAR GENERAL CORP | 2016-03-02 | 2017-12-07 | $11,195 | $9,063 | $2,132 | $2,132 | |
| 135. ROCHE HLDG LTD SPONS ADR | 2017-12-08 | $4,061 | $4,199 | -$138 | -$138 | ||
| 1. SELECTINVEST ARV LTD. | 2011-12-29 | 2017-12-12 | $671 | $671 | $671 | ||
| 21968.639 CHIRON CAPITAL ALLOCATION-I | 2017-09-08 | 2017-12-18 | |||||
| 21968.639 CHIRON CAPITAL ALLOCATION-I | 2017-09-08 | 2017-12-18 | |||||
| 14902.839 GUGGENHEIM-LIMIT DURATION-I | 2017-06-01 | 2017-12-18 | |||||
| 4339.749 GUGGENHEIM-LIMIT DURATION-I | 2017-06-05 | 2017-12-18 | |||||
| 41.414 GUGGENHEIM-LIMIT DURATION-I | 2017-06-30 | 2017-12-18 | |||||
| 51.229 GUGGENHEIM-LIMIT DURATION-I | 2017-07-31 | 2017-12-18 | |||||
| 46.678 GUGGENHEIM-LIMIT DURATION-I | 2017-08-31 | 2017-12-18 | |||||
| 38.902 GUGGENHEIM-LIMIT DURATION-I | 2017-09-29 | 2017-12-18 | |||||
| 31.43 GUGGENHEIM-LIMIT DURATION-I | 2017-10-31 | 2017-12-18 | |||||
| 34.169 GUGGENHEIM-LIMIT DURATION-I | 2017-11-30 | 2017-12-18 | |||||
| 34.169 GUGGENHEIM-LIMIT DURATION-I | 2017-11-30 | 2017-12-18 | |||||
| 31.43 GUGGENHEIM-LIMIT DURATION-I | 2017-10-31 | 2017-12-18 | |||||
| 38.902 GUGGENHEIM-LIMIT DURATION-I | 2017-09-29 | 2017-12-18 | |||||
| 46.678 GUGGENHEIM-LIMIT DURATION-I | 2017-08-31 | 2017-12-18 | |||||
| 51.229 GUGGENHEIM-LIMIT DURATION-I | 2017-07-31 | 2017-12-18 | |||||
| 41.414 GUGGENHEIM-LIMIT DURATION-I | 2017-06-30 | 2017-12-18 | |||||
| 4339.749 GUGGENHEIM-LIMIT DURATION-I | 2017-06-05 | 2017-12-18 | |||||
| 14902.839 GUGGENHEIM-LIMIT DURATION-I | 2017-06-01 | 2017-12-18 | |||||
| 17448.18 GUGGENHEIM TOT RET BND-INST | 2017-01-12 | 2017-12-18 | |||||
| 35.261 GUGGENHEIM TOT RET BND-INST | 2017-01-31 | 2017-12-18 | |||||
| 63.414 GUGGENHEIM TOT RET BND-INST | 2017-02-28 | 2017-12-18 | |||||
| 1884.659 GUGGENHEIM TOT RET BND-INST | 2017-03-15 | 2017-12-18 | |||||
| 64.474 GUGGENHEIM TOT RET BND-INST | 2017-03-31 | 2017-12-18 | |||||
| 60.141 GUGGENHEIM TOT RET BND-INST | 2017-04-28 | 2017-12-18 | |||||
| 797.131 GUGGENHEIM TOT RET BND-INST | 2017-04-28 | 2017-12-18 | |||||
| 71.997 GUGGENHEIM TOT RET BND-INST | 2017-05-31 | 2017-12-18 | |||||
| 1024.662 GUGGENHEIM TOT RET BND-INST | 2017-06-01 | 2017-12-18 | |||||
| 926.365 GUGGENHEIM TOT RET BND-INST | 2017-06-05 | 2017-12-18 | |||||
| 66.571 GUGGENHEIM TOT RET BND-INST | 2017-06-30 | 2017-12-18 | |||||
| 66.372 GUGGENHEIM TOT RET BND-INST | 2017-07-31 | 2017-12-18 | |||||
| 75.34 GUGGENHEIM TOT RET BND-INST | 2017-08-31 | 2017-12-18 | |||||
| 60.57 GUGGENHEIM TOT RET BND-INST | 2017-09-29 | 2017-12-18 | |||||
| 60.103 GUGGENHEIM TOT RET BND-INST | 2017-10-31 | 2017-12-18 | |||||
| 54.389 GUGGENHEIM TOT RET BND-INST | 2017-11-30 | 2017-12-18 | |||||
| 54.389 GUGGENHEIM TOT RET BND-INST | 2017-11-30 | 2017-12-18 | |||||
| 60.103 GUGGENHEIM TOT RET BND-INST | 2017-10-31 | 2017-12-18 | |||||
| 60.57 GUGGENHEIM TOT RET BND-INST | 2017-09-29 | 2017-12-18 | |||||
| 75.34 GUGGENHEIM TOT RET BND-INST | 2017-08-31 | 2017-12-18 | |||||
| 66.372 GUGGENHEIM TOT RET BND-INST | 2017-07-31 | 2017-12-18 | |||||
| 66.571 GUGGENHEIM TOT RET BND-INST | 2017-06-30 | 2017-12-18 | |||||
| 926.365 GUGGENHEIM TOT RET BND-INST | 2017-06-05 | 2017-12-18 | |||||
| 1024.662 GUGGENHEIM TOT RET BND-INST | 2017-06-01 | 2017-12-18 | |||||
| 71.997 GUGGENHEIM TOT RET BND-INST | 2017-05-31 | 2017-12-18 | |||||
| 797.131 GUGGENHEIM TOT RET BND-INST | 2017-04-28 | 2017-12-18 | |||||
| 60.141 GUGGENHEIM TOT RET BND-INST | 2017-04-28 | 2017-12-18 | |||||
| 64.474 GUGGENHEIM TOT RET BND-INST | 2017-03-31 | 2017-12-18 | |||||
| 1884.659 GUGGENHEIM TOT RET BND-INST | 2017-03-15 | 2017-12-18 | |||||
| 63.414 GUGGENHEIM TOT RET BND-INST | 2017-02-28 | 2017-12-18 | |||||
| 35.261 GUGGENHEIM TOT RET BND-INST | 2017-01-31 | 2017-12-18 | |||||
| 17448.18 GUGGENHEIM TOT RET BND-INST | 2017-01-12 | 2017-12-18 | |||||
| 7405.746 GUGGENHEIM FLOAT RTE STR-INS | 2017-01-12 | 2017-12-18 | |||||
| 31.452 GUGGENHEIM FLOAT RTE STR-INS | 2017-01-31 | 2017-12-18 | |||||
| 47.316 GUGGENHEIM FLOAT RTE STR-INS | 2017-02-28 | 2017-12-18 | |||||
| 1913.509 GUGGENHEIM FLOAT RTE STR-INS | 2017-03-15 | 2017-12-18 | |||||
| 69.049 GUGGENHEIM FLOAT RTE STR-INS | 2017-03-31 | 2017-12-18 | |||||
| 78.825 GUGGENHEIM FLOAT RTE STR-INS | 2017-04-28 | 2017-12-18 | |||||
| 1063.238 GUGGENHEIM FLOAT RTE STR-INS | 2017-04-28 | 2017-12-18 | |||||
| 63.307 GUGGENHEIM FLOAT RTE STR-INS | 2017-05-31 | 2017-12-18 | |||||
| 59.605 GUGGENHEIM FLOAT RTE STR-INS | 2017-06-30 | 2017-12-18 | |||||
| 2529.127 GUGGENHEIM FLOAT RTE STR-INS | 2017-07-20 | 2017-12-18 | |||||
| 48.772 GUGGENHEIM FLOAT RTE STR-INS | 2017-07-31 | 2017-12-18 | |||||
| 58.671 GUGGENHEIM FLOAT RTE STR-INS | 2017-08-31 | 2017-12-18 | |||||
| 50.498 GUGGENHEIM FLOAT RTE STR-INS | 2017-09-29 | 2017-12-18 | |||||
| 43.636 GUGGENHEIM FLOAT RTE STR-INS | 2017-10-31 | 2017-12-18 | |||||
| 43.294 GUGGENHEIM FLOAT RTE STR-INS | 2017-11-30 | 2017-12-18 | |||||
| 43.294 GUGGENHEIM FLOAT RTE STR-INS | 2017-11-30 | 2017-12-18 | |||||
| 43.636 GUGGENHEIM FLOAT RTE STR-INS | 2017-10-31 | 2017-12-18 | |||||
| 50.498 GUGGENHEIM FLOAT RTE STR-INS | 2017-09-29 | 2017-12-18 | |||||
| 58.671 GUGGENHEIM FLOAT RTE STR-INS | 2017-08-31 | 2017-12-18 | |||||
| 48.772 GUGGENHEIM FLOAT RTE STR-INS | 2017-07-31 | 2017-12-18 | |||||
| 2529.127 GUGGENHEIM FLOAT RTE STR-INS | 2017-07-20 | 2017-12-18 | |||||
| 59.605 GUGGENHEIM FLOAT RTE STR-INS | 2017-06-30 | 2017-12-18 | |||||
| 63.307 GUGGENHEIM FLOAT RTE STR-INS | 2017-05-31 | 2017-12-18 | |||||
| 1063.238 GUGGENHEIM FLOAT RTE STR-INS | 2017-04-28 | 2017-12-18 | |||||
| 78.825 GUGGENHEIM FLOAT RTE STR-INS | 2017-04-28 | 2017-12-18 | |||||
| 69.049 GUGGENHEIM FLOAT RTE STR-INS | 2017-03-31 | 2017-12-18 | |||||
| 1913.509 GUGGENHEIM FLOAT RTE STR-INS | 2017-03-15 | 2017-12-18 | |||||
| 47.316 GUGGENHEIM FLOAT RTE STR-INS | 2017-02-28 | 2017-12-18 | |||||
| 31.452 GUGGENHEIM FLOAT RTE STR-INS | 2017-01-31 | 2017-12-18 | |||||
| 7405.746 GUGGENHEIM FLOAT RTE STR-INS | 2017-01-12 | 2017-12-18 | |||||
| 500. ISHARES MSCI JAPAN ETF | 2017-12-18 | $30,301 | $29,052 | $1,249 | $1,249 | ||
| 28228.652 MATTHEWS ASIA DIVIDEND FUND | 2011-03-31 | 2017-12-18 | |||||
| 2101.223 MATTHEWS ASIA DIVIDEND FUND | 2017-12-06 | 2017-12-18 | |||||
| 344.534 MATTHEWS ASIA DIVIDEND FUND | 2011-06-23 | 2017-12-18 | |||||
| 14134.276 MATTHEWS ASIA DIVIDEND FUND | 2011-06-23 | 2017-12-18 | |||||
| 13908.206 MATTHEWS ASIA DIVIDEND FUND | 2011-07-01 | 2017-12-18 | |||||
| 537.554 MATTHEWS ASIA DIVIDEND FUND | 2011-09-22 | 2017-12-18 | |||||
| 150.278 MATTHEWS ASIA DIVIDEND FUND | 2011-12-08 | 2017-12-18 | |||||
| 295.138 MATTHEWS ASIA DIVIDEND FUND | 2011-12-08 | 2017-12-18 | |||||
| 255.116 MATTHEWS ASIA DIVIDEND FUND | 2012-03-22 | 2017-12-18 | |||||
| 621.939 MATTHEWS ASIA DIVIDEND FUND | 2012-06-21 | 2017-12-18 | |||||
| 542.552 MATTHEWS ASIA DIVIDEND FUND | 2012-09-20 | 2017-12-18 | |||||
| 949.721 MATTHEWS ASIA DIVIDEND FUND | 2012-12-13 | 2017-12-18 | |||||
| 540.3 MATTHEWS ASIA DIVIDEND FUND | 2013-03-21 | 2017-12-18 | |||||
| 6297.229 MATTHEWS ASIA DIVIDEND FUND | 2013-06-04 | 2017-12-18 | |||||
| 602.341 MATTHEWS ASIA DIVIDEND FUND | 2013-06-20 | 2017-12-18 | |||||
| 497.8 MATTHEWS ASIA DIVIDEND FUND | 2013-09-19 | 2017-12-18 | |||||
| 950.105 MATTHEWS ASIA DIVIDEND FUND | 2013-12-12 | 2017-12-18 | |||||
| 127.161 MATTHEWS ASIA DIVIDEND FUND | 2014-03-20 | 2017-12-18 | |||||
| 451.501 MATTHEWS ASIA DIVIDEND FUND | 2014-06-19 | 2017-12-18 | |||||
| 729.298 MATTHEWS ASIA DIVIDEND FUND | 2014-09-18 | 2017-12-18 | |||||
| 79.898 MATTHEWS ASIA DIVIDEND FUND | 2015-03-19 | 2017-12-18 | |||||
| 748.649 MATTHEWS ASIA DIVIDEND FUND | 2015-06-18 | 2017-12-18 | |||||
| 143.434 MATTHEWS ASIA DIVIDEND FUND | 2015-09-17 | 2017-12-18 | |||||
| 182.297 MATTHEWS ASIA DIVIDEND FUND | 2015-12-10 | 2017-12-18 | |||||
| 1081.394 MATTHEWS ASIA DIVIDEND FUND | 2015-12-10 | 2017-12-18 | |||||
| 46.339 MATTHEWS ASIA DIVIDEND FUND | 2016-03-21 | 2017-12-18 | |||||
| 842.955 MATTHEWS ASIA DIVIDEND FUND | 2016-06-21 | 2017-12-18 | |||||
| 273.223 MATTHEWS ASIA DIVIDEND FUND | 2016-09-20 | 2017-12-18 | |||||
| 190.711 MATTHEWS ASIA DIVIDEND FUND | 2016-12-07 | 2017-12-18 | |||||
| 860.697 MATTHEWS ASIA DIVIDEND FUND | 2016-12-07 | 2017-12-18 | |||||
| 102.241 MATTHEWS ASIA DIVIDEND FUND | 2017-03-21 | 2017-12-18 | |||||
| 598.46 MATTHEWS ASIA DIVIDEND FUND | 2017-06-20 | 2017-12-18 | |||||
| 356.479 MATTHEWS ASIA DIVIDEND FUND | 2017-09-19 | 2017-12-18 | |||||
| 949.721 MATTHEWS ASIA DIVIDEND FUND | 2012-12-13 | 2017-12-18 | |||||
| 542.552 MATTHEWS ASIA DIVIDEND FUND | 2012-09-20 | 2017-12-18 | |||||
| 621.939 MATTHEWS ASIA DIVIDEND FUND | 2012-06-21 | 2017-12-18 | |||||
| 255.116 MATTHEWS ASIA DIVIDEND FUND | 2012-03-22 | 2017-12-18 | |||||
| 295.138 MATTHEWS ASIA DIVIDEND FUND | 2011-12-08 | 2017-12-18 | |||||
| 150.278 MATTHEWS ASIA DIVIDEND FUND | 2011-12-08 | 2017-12-18 | |||||
| 537.554 MATTHEWS ASIA DIVIDEND FUND | 2011-09-22 | 2017-12-18 | |||||
| 13908.206 MATTHEWS ASIA DIVIDEND FUND | 2011-07-01 | 2017-12-18 | |||||
| 14134.276 MATTHEWS ASIA DIVIDEND FUND | 2011-06-23 | 2017-12-18 | |||||
| 344.534 MATTHEWS ASIA DIVIDEND FUND | 2011-06-23 | 2017-12-18 | |||||
| 2101.223 MATTHEWS ASIA DIVIDEND FUND | 2017-12-06 | 2017-12-18 | |||||
| 28228.652 MATTHEWS ASIA DIVIDEND FUND | 2011-03-31 | 2017-12-18 | |||||
| 356.479 MATTHEWS ASIA DIVIDEND FUND | 2017-09-19 | 2017-12-18 | |||||
| 598.46 MATTHEWS ASIA DIVIDEND FUND | 2017-06-20 | 2017-12-18 | |||||
| 102.241 MATTHEWS ASIA DIVIDEND FUND | 2017-03-21 | 2017-12-18 | |||||
| 860.697 MATTHEWS ASIA DIVIDEND FUND | 2016-12-07 | 2017-12-18 | |||||
| 190.711 MATTHEWS ASIA DIVIDEND FUND | 2016-12-07 | 2017-12-18 | |||||
| 273.223 MATTHEWS ASIA DIVIDEND FUND | 2016-09-20 | 2017-12-18 | |||||
| 842.955 MATTHEWS ASIA DIVIDEND FUND | 2016-06-21 | 2017-12-18 | |||||
| 46.339 MATTHEWS ASIA DIVIDEND FUND | 2016-03-21 | 2017-12-18 | |||||
| 1081.394 MATTHEWS ASIA DIVIDEND FUND | 2015-12-10 | 2017-12-18 | |||||
| 182.297 MATTHEWS ASIA DIVIDEND FUND | 2015-12-10 | 2017-12-18 | |||||
| 143.434 MATTHEWS ASIA DIVIDEND FUND | 2015-09-17 | 2017-12-18 | |||||
| 748.649 MATTHEWS ASIA DIVIDEND FUND | 2015-06-18 | 2017-12-18 | |||||
| 79.898 MATTHEWS ASIA DIVIDEND FUND | 2015-03-19 | 2017-12-18 | |||||
| 729.298 MATTHEWS ASIA DIVIDEND FUND | 2014-09-18 | 2017-12-18 | |||||
| 451.501 MATTHEWS ASIA DIVIDEND FUND | 2014-06-19 | 2017-12-18 | |||||
| 127.161 MATTHEWS ASIA DIVIDEND FUND | 2014-03-20 | 2017-12-18 | |||||
| 950.105 MATTHEWS ASIA DIVIDEND FUND | 2013-12-12 | 2017-12-18 | |||||
| 497.8 MATTHEWS ASIA DIVIDEND FUND | 2013-09-19 | 2017-12-18 | |||||
| 602.341 MATTHEWS ASIA DIVIDEND FUND | 2013-06-20 | 2017-12-18 | |||||
| 6297.229 MATTHEWS ASIA DIVIDEND FUND | 2013-06-04 | 2017-12-18 | |||||
| 540.3 MATTHEWS ASIA DIVIDEND FUND | 2013-03-21 | 2017-12-18 | |||||
| 600. GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | 2016-12-13 | 2017-12-18 | $60,684 | $53,052 | $7,632 | $7,632 | |
| 712. SPDR BLOOMBERG BARCLAYS HIGH YIELD | 2017-06-07 | 2017-12-18 | |||||
| 712. SPDR BLOOMBERG BARCLAYS HIGH YIELD | 2017-06-07 | 2017-12-18 | |||||
| 700. VANGUARD FTSE EUROPE ETF | 2017-10-13 | 2017-12-18 | $41,315 | $41,241 | $74 | $74 | |
| 39857.389 WESTERN ASSET CORE PLUS BD-I | 2017-01-12 | 2017-12-18 | |||||
| 54.044 WESTERN ASSET CORE PLUS BD-I | 2017-01-31 | 2017-12-18 | |||||
| 110.893 WESTERN ASSET CORE PLUS BD-I | 2017-02-28 | 2017-12-18 | |||||
| 4363.002 WESTERN ASSET CORE PLUS BD-I | 2017-03-15 | 2017-12-18 | |||||
| 131.999 WESTERN ASSET CORE PLUS BD-I | 2017-03-31 | 2017-12-18 | |||||
| 118.293 WESTERN ASSET CORE PLUS BD-I | 2017-04-28 | 2017-12-18 | |||||
| 1666.459 WESTERN ASSET CORE PLUS BD-I | 2017-04-28 | 2017-12-18 | |||||
| 131.619 WESTERN ASSET CORE PLUS BD-I | 2017-05-31 | 2017-12-18 | |||||
| 2238.349 WESTERN ASSET CORE PLUS BD-I | 2017-06-01 | 2017-12-18 | |||||
| 2121.528 WESTERN ASSET CORE PLUS BD-I | 2017-06-05 | 2017-12-18 | |||||
| 148.442 WESTERN ASSET CORE PLUS BD-I | 2017-06-30 | 2017-12-18 | |||||
| 123.941 WESTERN ASSET CORE PLUS BD-I | 2017-07-31 | 2017-12-18 | |||||
| 130.093 WESTERN ASSET CORE PLUS BD-I | 2017-08-31 | 2017-12-18 | |||||
| 121.555 WESTERN ASSET CORE PLUS BD-I | 2017-09-29 | 2017-12-18 | |||||
| 123.258 WESTERN ASSET CORE PLUS BD-I | 2017-10-31 | 2017-12-18 | |||||
| 171.272 WESTERN ASSET CORE PLUS BD-I | 2017-11-30 | 2017-12-18 | |||||
| 171.272 WESTERN ASSET CORE PLUS BD-I | 2017-11-30 | 2017-12-18 | |||||
| 123.258 WESTERN ASSET CORE PLUS BD-I | 2017-10-31 | 2017-12-18 | |||||
| 121.555 WESTERN ASSET CORE PLUS BD-I | 2017-09-29 | 2017-12-18 | |||||
| 130.093 WESTERN ASSET CORE PLUS BD-I | 2017-08-31 | 2017-12-18 | |||||
| 123.941 WESTERN ASSET CORE PLUS BD-I | 2017-07-31 | 2017-12-18 | |||||
| 148.442 WESTERN ASSET CORE PLUS BD-I | 2017-06-30 | 2017-12-18 | |||||
| 2121.528 WESTERN ASSET CORE PLUS BD-I | 2017-06-05 | 2017-12-18 | |||||
| 2238.349 WESTERN ASSET CORE PLUS BD-I | 2017-06-01 | 2017-12-18 | |||||
| 131.619 WESTERN ASSET CORE PLUS BD-I | 2017-05-31 | 2017-12-18 | |||||
| 1666.459 WESTERN ASSET CORE PLUS BD-I | 2017-04-28 | 2017-12-18 | |||||
| 118.293 WESTERN ASSET CORE PLUS BD-I | 2017-04-28 | 2017-12-18 | |||||
| 131.999 WESTERN ASSET CORE PLUS BD-I | 2017-03-31 | 2017-12-18 | |||||
| 4363.002 WESTERN ASSET CORE PLUS BD-I | 2017-03-15 | 2017-12-18 | |||||
| 110.893 WESTERN ASSET CORE PLUS BD-I | 2017-02-28 | 2017-12-18 | |||||
| 54.044 WESTERN ASSET CORE PLUS BD-I | 2017-01-31 | 2017-12-18 | |||||
| 39857.389 WESTERN ASSET CORE PLUS BD-I | 2017-01-12 | 2017-12-18 | |||||
| 22504.459 WESTERN ASST MACRO OPP-I | 2017-09-08 | 2017-12-18 | |||||
| 22504.459 WESTERN ASST MACRO OPP-I | 2017-09-08 | 2017-12-18 | |||||
| 193. JAPAN TOBACCO INC UNSPONS ADR | 2017-12-19 | $3,163 | $3,726 | -$563 | -$563 | ||
| 100. JAPAN TOBACCO INC UNSPONS ADR | 2017-12-20 | $1,630 | $1,817 | -$187 | -$187 | ||
| .75 COMMERCE BANCSHARES INC | 2017-02-17 | 2017-12-27 | $42 | $42 | |||
| 1. MORGAN STANLEY REAL ESTATE FUND VI | 2011-01-01 | 2017-12-31 | $37,124 | $37,124 | $37,124 | ||
| 1. MORGAN STANLEY SMITH BARNEY HOLDINGS LLC | 2017-01-01 | 2017-12-31 | $1,159,526 | $1,153,782 | $5,744 | $5,744 | |
| CAPITAL GAIN DIVIDENDS | $38,090 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,308,938 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,104,206 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $19,476,138 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.056695 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $949,523 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $22,303,896 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.042572 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $907,333 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $21,173,479 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.042852 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $993,829 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $20,942,282 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.047456 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $604,228 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $19,086,605 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.031657 | DistributionYr5Rt |
| Total Distribution | 0.221232 | TotalDistributionRt |
| Average Distribution | 0.044246 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $19,713,831 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $872,258 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $14,191 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $886,449 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,155,665 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $14,191 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $14,191 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $14,191 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,627 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $5,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $22,627 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $8,436 | OverpaymentAmt |
| Applied To ES Tax | $8,436 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NV | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DORSEY & WHITNEY TRUST COMPANY LLC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6053366832 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 401 E 8TH ST STE 319 | AddressLine1Txt |
| City | SIOUX FALLS | CityNm |
| State Abbreviation | SD | StateAbbreviationCd |
| ZIP | 571037031 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHNNY BRENDEN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4321 WEST FLAMINGO RD | AddressLine1Txt |
| City | LAS VEGAS | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PRESIDENT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 10 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $110,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| MORGAN STANLEY | |||||
| 440 S LASALLE | CHICAGO | IL | 60605 | INVESTMENT SERVICES | $125,997 |
| KATHRYN JENSEN | |||||
| 3565 GOLFVIEW DR | WHITE BEAR LAKE | MN | 55110 | GRANT ADMINISTRATOR | $85,000 |
| DORSEY & WHITNEY TRUST COMPANY LLC | |||||
| 401 E 8TH ST STE 319 | SIOUX FALLS | SD | 57103 | CUSTODIAN FEES | $50,113 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $19,498,979 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $515,063 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,014,042 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $20,014,042 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $300,211 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $19,713,831 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $985,692 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $985,692 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $14,191 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $14,191 | TotalTaxAmt |
| Distributable Before Adj | $971,501 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $971,501 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $971,501 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,155,665 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,155,665 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $14,191 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,141,474 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $971,501 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $805,074 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,155,665 | QualifyingDistributionsAmt |
| Applied To Year1 | $805,074 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $350,591 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $620,910 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (71 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| EAST BAY GOLF FOUNDATION | ||||||||
| 2290 DIAMOND BLVD SUITE 203 | CONCORD | CA | 94520 | N/A | PC | MAYOR GOLF CLASSIC | $1,000 | |
| LANDMARK SCHOOL INC | ||||||||
| 429 HALE ST | PRIDES CROSSING | MA | 01965 | N/A | PC | SCIENCE LAB & IPADS FOR | $55,000 | |
| FRIENDSHIP CONNECTION FOUNDATION INC | ||||||||
| C/O 169 WEST END AVE | BROOKLYN | NY | 11235 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 | |
| AMERICAN COM FOR THE WEIZMANN INST | ||||||||
| 633 THIRD AVENUE 20TH FL | NEW YORK | NY | 10017 | N/A | PC | FUNDRAISING CAMPAIGN | $5,000 | |
| AMERICAN CANCER SOCIETY INC | ||||||||
| 250 WILLIAMS STREET NW | ATLANTA | GA | 30303 | N/A | PC | MEMORIAL GIFT | $2,500 | |
| ANTI-DEFAMATION LEAGUE | ||||||||
| 605 THIRD AVENUE | NEW YORK | NY | 10158 | N/A | PC | ENTERTAINMENT INDUSTRY | $5,000 | |
| MEMORIAL SLOAN KETTERING CANCER CTR | ||||||||
| 1275 YORK AVENUE | NEW YORK | NY | 10065 | N/A | PC | CYCLE FOR SURVIVAL | $6,000 | |
| NATIONAL MULTIPLE SCLEROSIS SOCIETY | ||||||||
| 733 THIRD AVENUE | NEW YORK | NY | 10017 | N/A | PC | DINNER OF CHAMPIONS | $5,000 | |
| WILL ROGERS MOTION PICTURE PIONEERS | ||||||||
| 6767 FOREST LAWN DRIVE STE 303 | LOS ANGELES | CA | 90068 | N/A | PC | PIONEER OF THE YEAR EVENT | $12,884 | FOUNDATION |
| MARTY HENNESSY INSPIRING CHILDREN | ||||||||
| PO BOX 60953 | BOULDER CITY | NV | 89006 | N/A | PC | GENERAL OPERATING SUPPORT | $1,500 | FOUNDATION |
| FOUNDATION FOR RECOVERY INC | ||||||||
| 4800 ALPINE PLACE SUITE 12 | LAS VEGAS | NV | 89107 | N/A | PC | VISIONS OF HOPE GALA & GOLF | $10,000 | |
| BHFA SCHOLARSHIP FUND INC | ||||||||
| PO BOX 1720 | BEVERLY HILLS | CA | 90213 | N/A | PC | SCHOLARSHIP FUND | $2,500 | |
| JEWISH RESOURCE CENTER CHABAD OF ASPEN | ||||||||
| 435 WEST MAIN SREET | ASPEN | CO | 81611 | N/A | PC | TEEN PROGRAMMING | $5,000 | |
| BEST FRIENDS ANIMAL SOCIETY | ||||||||
| 5001 ANGEL CANYON RD | KANAB | UT | 84741 | N/A | PC | GENERAL PRGRAM SUPPORT | $5,000 | |
| VARIETY-CHILDRENS CHARITY OF THE US | ||||||||
| 4601 WILSHIRE BOULEVARD SUITE 260 | LOS ANGELES | CA | 90010 | N/A | PC | ANNUAL MEETING COSTS | $10,000 | |
| ONE DROP FOUNDATION INC | ||||||||
| 980 KELLY JOHNSON DR STE 200 | LAS VEGAS | NV | 89119 | N/A | PC | ONE NIGHT FOR ONE DROP | $1,850 | |
| HAROLD ROBINSON FOUNDATION | ||||||||
| 10008 NATIONAL BLVD SUITE 324 | LOS ANGELES | CA | 90034 | N/A | PC | PEDAL ON THE PIER | $2,500 | |
| CAMPING & EDUCATION FOUNDATION | ||||||||
| 3515 MICHIGAN AVE | CINCINNATI | OH | 45208 | N/A | PC | CAMP KOOCHICHING ANNUAL | $2,000 | |
| WALDORF SCHOOL OF ORANGE COUNTY | ||||||||
| 2350 CANYON DR | COSTA MESA | CA | 92627 | N/A | PC | CLASS TRIPS, BABY GRAND | $71,845 | |
| ISLAMIC EDUCATIONAL CENTER | ||||||||
| 3194 AIRPORT LOOP DR STE B | COSTA MESA | CA | 92626 | N/A | PC | MEMORIAL DONATION | $20,000 | |
| YELLOWSTONE WOMENS FIRST STEP HOUSE INC | ||||||||
| 154 E BAY ST | COSTA MESA | CA | 92627 | N/A | PC | OPERATING SUPPORT | $1,500 | |
| DEVELOPMENTS IN LITERACY INC | ||||||||
| 17320 RED HILL AVENUE SUITE 120 | IRVINE | CA | 92614 | N/A | PC | ANNUAL GALA | $1,000 | |
| CLEVELAND CLINIC FOUNDATION | ||||||||
| PO BOX 931517 | CLEVELAND | OH | 44193 | N/A | PC | GIVING THANKS THROUGH ART | $5,000 | |
| AUGSBURG UNIVERSITY | ||||||||
| 2211 RIVERSIDE AVE | MINNEAPOLIS | MN | 55454 | N/A | PC | STEPUP GALA | $5,000 | |
| FRASER | ||||||||
| 2400 W 64TH ST | MINNEAPOLIS | MN | 55423 | N/A | PC | MEMORIAL GIFT | $2,500 | |
| MOUNT OLIVET ROLLING ACRES INC | ||||||||
| 18986 LAKE DRIVE EAST | CHANHASSEN | MN | 55317 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 | |
| MAYO CLINIC ROCHESTER | ||||||||
| 200 FIRST ST SW | ROCHESTER | MN | 55905 | N/A | PC | CARDIOVASCULAR RESEARCH, | $10,000 | |
| UNIVERSITY OF MINNESOTA FOUNDATION | ||||||||
| 200 OAK ST SE STE 500 | MINNEAPOLIS | MN | 55455 | N/A | PC | WELLNESS CENTER FUND | $5,000 | |
| THE ELIZABETH DOLE FOUNDATION | ||||||||
| 600 NEW HAMPSHIRE AVE NW 1020 | WASHINGTON | DC | 20037 | N/A | PC | HIDDEN HEROS CAMPAIGN | $5,000 | |
| HUNTINGTON BEACH POLICE & COMMUNITY | ||||||||
| 2000 MAIN ST | HUNTINGTON BEACH | CA | 92648 | N/A | PC | ANNUAL AWARDS LUNCHEON | $6,000 | FOUNDATION |
| CONTRA COSTA FAMILY JUSTICE ALLIANCE | ||||||||
| 256 24TH ST | RICHMOND | CA | 94804 | N/A | PC | BUILDING SAFETY THROUGH | $5,000 | |
| VARIETY - THE CHILDRENS CHARITY | ||||||||
| 4601 WILSHIRE BLVD STE 260 | LOS ANGELES | CA | 90010 | N/A | PC | RIFTON PACER GATE TRAINER | $1,000 | INTERNATIONAL |
| CALIFORNIA STORM OF SACRAMENTO | ||||||||
| 4041 AMERICAN RIVER DR | SACRAMENTO | CA | 95864 | N/A | PC | SOCCER CLINIC | $1,000 | |
| TODOS SANTOS BUSINESS ASSN ARTS FNDN | ||||||||
| PO BOX 921 | CONCORD | CA | 94522 | N/A | PC | CONCORD JULY 4TH | $2,500 | |
| CONTRA COSTA MIDRASHA | ||||||||
| 25 HILLCROFT WAY | WALNUT CREEK | CA | 94597 | N/A | PC | BRENDEN MANN SCHOLARSHIP | $5,000 | |
| SHERIFFS CHARITIES INC | ||||||||
| PO BOX 1088 | DANVILLE | CA | 94526 | N/A | PC | GOLF TOURNAMENT | $2,500 | |
| VEGAS GOLDEN KNIGHTS FOUNDATION INC | ||||||||
| 1701 VILLAGE CENTER CIRCLE | LAS VEGAS | NV | 89134 | N/A | PC | SALUTE TO SERVICE GALA | $5,000 | |
| ASPEN ART MUSEUM | ||||||||
| 637 EAST HYMAN AVE | ASPEN | CO | 81611 | N/A | PC | 2016 ARTCRUSH EVENT | $5,000 | |
| CITY OF RIFLE | ||||||||
| 202 RAILROAD AVE | RIFLE | CO | 81650 | N/A | GOV | YOUTH SPORTS TEAMS AND | $10,725 | |
| BOYS & GIRLS CLUBS OF S NEVADA | ||||||||
| 2850 LINDELL ROAD | LAS VEGAS | NV | 89146 | N/A | PC | HOLIDAY MEALS | $10,000 | |
| JEWISH FEDERATION OF LAS VEGAS | ||||||||
| 2317 RENAISSANCE DR | LAS VEGAS | NV | 89119 | N/A | PC | WOMEN'S PHILANTHROPY LUNCH | $15,000 | DBA JEWISH NEVADA |
| CONGREGATION NER TAMID | ||||||||
| 55 N VALLE VERDE DR | HENDERSON | NV | 89074 | N/A | PC | FRAMERS GALA | $5,000 | |
| THE ANIMAL FOUNDATION | ||||||||
| 655 N MOJAVE RD | LAS VEGAS | NV | 89101 | N/A | PC | FOSTER PROGRAM | $5,000 | |
| OPPORTUNITY VILLAGE FOUNDATION | ||||||||
| 6300 W OAKEY BLVD | LAS VEGAS | NV | 89146 | N/A | PC | SANTA RUN | $5,000 | |
| GREATER LAS VEGAS INNER-CITY GAMES | ||||||||
| 3720 HOWARD HUGHES PARKWAY | LAS VEGAS | NV | 89169 | N/A | PC | DODGEBALL TOURNAMENT | $2,500 | |
| INTERFAITH HOSPITALITY NETWORK OF LV | ||||||||
| PO BOX 270128 | LAS VEGAS | NV | 89127 | N/A | PC | SWING INTO SPRING EVENT | $1,000 | DBA FAMILY PROMISE OF LAS VEGAS |
| FRIENDS FOR LV METRO POLICE DEPT | ||||||||
| PO BOX 271468 | LAS VEGAS | NV | 89106 | N/A | PC | ENDURO HELMENTS | $15,000 | |
| LAS VEGAS CHILDREN FOUNDATION | ||||||||
| 2675 S NELLIS BLVD | LAS VEGAS | NV | 89121 | N/A | PC | ANNUAL GOLF TOURNAMENT | $2,000 | |
| VARIETY - THE CHILDREN'S CHARITY OF | ||||||||
| 582 MARKET ST SUITE 101 | SAN FRANCISCO | CA | 94104 | N/A | PC | ANNUAL GOLD HEART CLASSIC | $10,000 | NORTHERN CALIFORNIA |
| NEVADA BALLET THEATRE | ||||||||
| 1651 INNER CIR | LAS VEGAS | NV | 89134 | N/A | PC | STUDENT MATINEE PERFORMANCE | $5,000 | |
| STAND FOR FAMILIES FREE OF VIOLENCE | ||||||||
| 1410 DANZIG PLAZA | CONCORD | CA | 94520 | N/A | PC | GENERAL OPERATING SUPPORT | $2,500 | |
| CANDLELIGHTERS FOR CHILDHOOD CANCER | ||||||||
| 8990 SPANISH RIDGE AVENUE SUITE 10 | LAS VEGAS | NV | 89148 | N/A | PC | COUNSELING SERVICES AND | $20,000 | |
| CHILDRENS CRISIS CENTER OF STANISLAUS | ||||||||
| 1244 FIORI AVE | MODESTO | CA | 95350 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 | COUNTY |
| DR MIRIAM & SHELDON G ADELSON | ||||||||
| 9700 HILLPOINTE RD | LAS VEGAS | NV | 89134 | N/A | PC | CAMPERSHIPS FOR CAMP | $21,000 | EDUCATIONAL INSTITUTE |
| UNIVERSITY OF NEVADA LAS VEGAS | ||||||||
| 4505 S MARYLAND PKWY BOX 451006 | LAS VEGAS | NV | 89154 | N/A | PC | FILM DEPT PROJECTS; | $45,925 | FOUNDATION |
| CITY OF CONCORD POLICE DEPARTMENT | ||||||||
| 1350 GALINDO STREET | CONCORD | CA | 94520 | N/A | GOV | DOWNTOWN PATROL PROGRAM AND | $71,000 | |
| CITY OF CONCORD | ||||||||
| 1950 PARKSIDE DR | CONCORD | CA | 94519 | N/A | GOV | MUSIC AND MARKET SERIES | $5,000 | |
| CITY OF MODESTO POLICE DEPARTMENT | ||||||||
| 600 10TH STREET | MODESTO | CA | 95354 | N/A | GOV | DOWNTOWN BIKE PATROL | $50,000 | |
| VARIETY - THE CHILDREN'S CHARITY OF | ||||||||
| 4601 WILSHIRE BLVD SUITE 260 | LOS ANGELES | CA | 90010 | N/A | PC | CASINO NIGHT/GOLF EVENT/DAY | $32,500 | SOUTHERN CALIFORNIA TENT 25 |
| PEPPERDINE UNIVERSITY | ||||||||
| 24255 PACIFIC COAST HIGHWAY | MALIBU | CA | 90263 | N/A | PC | SCHOLARS PROGRAM & ISRAEL | $130,500 | |
| FIRST CHRISTIAN CHURCH OF H B | ||||||||
| 1207 MAIN ST | HUNTINGTON BEACH | CA | 92648 | N/A | PC | RESOURCE CENTER, PROM | $15,000 | |
| JR ACHIEVEMENT OF SOUTHERN CA INC | ||||||||
| 6250 FOREST LAWN DR | LOS ANGELES | CA | 90068 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| VARIETY BOYS AND GIRLS CLUB | ||||||||
| 2530 CINCINNATI ST | LOS ANGELES | CA | 90033 | N/A | PC | GOLF TOURNAMENT AND | $41,000 | |
| EPILEPSY FOUNDATION OF GREATER | ||||||||
| 5777 WEST CENTURY BLVD 820 | LOS ANGELES | CA | 90045 | N/A | PC | ANNUAL CARE AND CURE | $5,000 | LOS ANGELES |
| THE UCLA FOUNDATION | ||||||||
| 10920 WILSHIRE BOULEVARD SUITE 900 | LOS ANGELES | CA | 90024 | N/A | PC | ICONS OF LA AWARD, MS HOPE | $10,000 | |
| UNIVERSITY OF CALIFORNIA IRVINE | ||||||||
| 100 THEORY SUITE 250 | IRVINE | CA | 92617 | N/A | PC | SAVI SCOUT MACHINE | $19,000 | FOUNDATION |
| CHILDREN OF THE NIGHT | ||||||||
| 14530 SYLVAN STREET | VAN NUYS | CA | 91411 | N/A | PC | HEROES OF THE HEART | $1,000 | |
| RHONDA FLEMING FOUNDATION | ||||||||
| 10340 SANTA MONICA BLVD | LOS ANGELES | CA | 90025 | N/A | PF | GENERAL OPERATING SUPPORT | $12,500 | |
| LA SPORTS & ENTERTAINMENT COMMISSION | ||||||||
| 333 S HOPE STREET 18TH FLOOR | LOS ANGELES | CA | 90071 | N/A | PC | LAKERS ALL ACCESS EVENT | $12,500 | |
| BOYS & GIRLS CLUBS OF HUNTINGTON VALLEY | ||||||||
| 16582 BROOKHURST STREET | FOUNTAIN VALLEY | CA | 92708 | N/A | PC | TECHNOLOGY ACCESS & | $10,000 | |
| CHP 11-99 FOUNDATION | ||||||||
| 2244 N STATE COLLEGE BLVD | FULLERTON | CA | 92831 | N/A | PC | GENERAL OPERATING SUPPORT | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $909,229 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (9 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| UNIVERSITY OF CALIFORNIA IRVINE | |||||||
| FOUNDATION | 100 THEORY SUITE 25 | IRVINE | CA | 92617 | N/A | SAVI SCOUT GRANT | $19,000 |
| CHP 11-99 FOUNDATION | |||||||
| 2244 N STATE COLLEGE | FULLERTON | CA | 92831 | N/A | GENERAL OPERATING SUPPORT | $5,000 | |
| UNIVERSITY OF NEVADA LAS VEGAS | |||||||
| FOUNDATION | 4505 S MARYLAND PKWY | LAS VEGAS | NV | 89154 | N/A | FILM DEPARTMENT GRANT | $20,925 |
| PEPPERDINE UNIVERSITY | |||||||
| 24255 PACIFIC COAST | MALIBU | CA | 90263 | N/A | BRNDEN MANN ISRAEL | $140,500 | |
| PEPPERDINE UNIVERSITY | |||||||
| 24255 PACIFIC COAST | MALIBU | CA | 90263 | N/A | BRENDEN MANN SCHOLAS | $75,000 | |
| CITY OF CONCORD POLICE DEPARTMENT | |||||||
| 1350 GALINDO ST | CONCORD | CA | 94520 | N/A | DOWNTOWN POLICING | $52,400 | |
| CITY OF VACAVILLE POLICE DEPARTMENT | |||||||
| 660 MERCHANT STREET | VACAVILLE | CA | 95688 | N/A | CAMERAS AND DOWNTOWN BIKE | $38,000 | |
| LANDMARK SCHOOL INC | |||||||
| 429 HALE ST | PRIDES CROSSING | MA | 01965 | N/A | MIDDLE SCHOOL SCIENCE LAB | $40,000 | |
| RHONDA FLEMING FOUNDATION | |||||||
| 10340 SANTA MONICA | LOS ANGELES | CA | 90025 | N/A | GENERAL OPERATING SUPPORT | $12,500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $403,325 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $380,721 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,926 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,308,938 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,695,994 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,695,994 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RHONDA FLEMING FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10281 CENTURY WOODS DR | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2017-01-20 | GrantDt |
| Grant | $12,500 | GrantAmt |
| Purpose Of Grant | TO MAKE GRANTS TO 501(C)(3) PUBLIC CHARITIES | PurposeOfGrantTxt |
| Any Diversion By Grantee | TO THE BEST OF THE GRANTOR'S KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED. | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 11/21/2017 | DatesOfReportsByGranteeTxt |
| Verification | 2017-11-21 | VerificationDt |
| Results Of Verification | GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OF THE REPORT AND DID NOT MAKE AN INDEPENDENT VERIFICATION. | ResultsOfVerificationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DMSTIC FI - SEE ATTACHED | $3,675,916 | $3,729,239 |
| FOREIGN FI - SEE ATTACHED | $750,894 | $740,774 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DMSTIC CS - SEE ATTACHED | $1,829,525 | $2,476,168 |
| INTNL CS - SEE ATTACHED | $1,684,827 | $2,011,424 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| EQTY FNDS - SEE ATTACHED | AT COST | $5,057,345 | $5,865,092 |
| INTNL FNDS - SEE ATTACHED | AT COST | $1,154,556 | $1,559,728 |
| ALTERNATIVES - SEE ATTACHED | AT COST | $2,928,163 | $3,643,642 |
| OTHER EQUITY INTERESTS - SEE A | AT COST | $7,138 | $7,252 |
| MORTGAGES AND NOTES - SEE ATTA | AT COST | $38,474 | $38,474 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TIMING DIFFERENCE | Desc |
| Amt | $250,033 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PASSTHROUGH ENTITY DEDUCTIONS | $15,968 | $15,968 | $0 |
| NONDEDUCTIBLE MEAL EXPENSES | $565 | $0 | $0 |
| ANNUAL REPORT FEE | $50 | $0 | $0 |
| OTHER MISCELLANEOUS EXPENSES | $1,797 | $31 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| OTHER REVENUE | $4,409 | $0 |
| ACL ALTERNATIVE FUND | $1,280 | $1,280 |
| PORTAGE FOUNDERS LP | $646 | $646 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CONSULTING FEES | $106,250 | $21,250 | $85,000 |
| DWTC CUSTODIAN FEES | $50,113 | $5,011 | $45,102 |
| INVESTMENT FEES | $184,464 | $184,464 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $12,303 | $12,303 | $0 |
| PAYROLL TAXES | $8,415 | $2,104 | $6,311 |
| FEDERAL INCOME TAX | $1,000 | $0 | $0 |
Comments