ANNE S RICHARDSON FUND T5874: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- ANNE S RICHARDSON FUND T5874 (EIN 13-6192516)
- Tax period
- 2017-08-01 to 2018-07-31
- Filed
- 2018-12-08
- IRS object ID
- 201813429349100301
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-12-08T19:00:36-06:00 | ReturnTs |
| Tax Period End | 2018-07-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 127 PUBLIC SQUARE | AddressLine1Txt |
| City | CLEVELAND | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44114 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-08-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136192516 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANNE S RICHARDSON FUND XXXXX3004 | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ANNE | BusinessNameControlTxt |
| Phone | 8004962583 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN IL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SUSAN THIES | PersonNm |
| Person Title | Vice President | PersonTitleTxt |
| Phone | 8004962583 | PhoneNum |
| Signature | 2018-12-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KELLY NEUGEBAUER | PreparerPersonNm |
| PTIN | P01285591 | PTIN |
| Phone | 3124869652 | PhoneNum |
| Preparation | 2018-12-08 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 167.219.0.140 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 37A74F8ED9B06DD105226C9AC771FE156DA9CD3F | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 37A74F8ED9B06DD105226C9AC771FE156DA9CD3F | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,638,381 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $298,469 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $298,399 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $385,165 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,430,416 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $385,165 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $683,634 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $683,564 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $91,853 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $55,112 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $36,741 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $25,938 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,182 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Tot Opr Expenses Rev And Expnss | $117,791 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $60,294 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $36,741 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $575,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $575,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $692,791 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $60,294 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $611,741 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$9,157 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $623,270 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $24,727 | CashBOYAmt |
| Cash EOY | $40,649 | CashEOYAmt |
| Cash EOYFMV | $40,649 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $189,206 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $114,272 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $114,272 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $7,565,194 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,393,049 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,903,444 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,305,494 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,496,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,484,810 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,042,499 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,073,004 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,095,206 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $10,127,120 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,116,974 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,638,381 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $10,127,120 | CapitalStockBOYAmt |
| Capital Stock EOY | $10,116,974 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,127,120 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,116,974 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,127,120 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,116,974 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,127,120 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$9,157 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $10,117,963 | SubtotalAmt |
| Other Decreases | $989 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,116,974 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (167 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 9. T-MOBILE US INC | 2017-08-01 | $567 | $363 | $204 | $204 | ||
| 12. T-MOBILE US INC | 2017-08-01 | $757 | $482 | $275 | $275 | ||
| 3. HUMANA INC | 2017-08-14 | $751 | $609 | $142 | $142 | 2017-01-23 | |
| 1. HUMANA INC | 2017-08-14 | $250 | $70 | $180 | $180 | 2011-04-11 | |
| 5. HUMANA INC | 2017-08-21 | $1,244 | $348 | $896 | $896 | 2011-04-11 | |
| 1. LINCOLN NATL CORP IND | 2017-08-21 | $67 | $71 | -$4 | -$4 | 2017-07-13 | |
| 2. LINCOLN NATL CORP IND | 2017-08-21 | $134 | $142 | -$8 | -$8 | 2017-07-13 | |
| 1. LINCOLN NATL CORP IND | 2017-08-21 | $67 | $71 | -$4 | -$4 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-22 | $68 | $71 | -$3 | -$3 | 2017-07-12 | |
| 3. LINCOLN NATL CORP IND | 2017-08-22 | $203 | $212 | -$9 | -$9 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-22 | $68 | $71 | -$3 | -$3 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-23 | $68 | $71 | -$3 | -$3 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-24 | $68 | $71 | -$3 | -$3 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-24 | $68 | $71 | -$3 | -$3 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-24 | $68 | $71 | -$3 | -$3 | 2017-07-12 | |
| 2. LINCOLN NATL CORP IND | 2017-08-25 | $137 | $141 | -$4 | -$4 | 2017-07-12 | |
| 2. LINCOLN NATL CORP IND | 2017-08-28 | $136 | $141 | -$5 | -$5 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-28 | $68 | $71 | -$3 | -$3 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-29 | $67 | $71 | -$4 | -$4 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-30 | $68 | $70 | -$2 | -$2 | 2017-07-12 | |
| 1. LINCOLN NATL CORP IND | 2017-08-30 | $68 | $70 | -$2 | -$2 | 2017-07-12 | |
| 32. STARBUCKS CORP | 2017-09-22 | $1,760 | $1,788 | -$28 | -$28 | 2017-03-17 | |
| . DOWDUPONT INC | 2017-09-29 | $11 | $11 | $11 | |||
| 2. ALEXION PHARMACEUTICALS INC | 2017-10-03 | $283 | $312 | -$29 | -$29 | 2016-04-06 | |
| 4. ALEXION PHARMACEUTICALS INC | 2017-10-03 | $566 | $387 | $179 | $179 | 2013-05-07 | |
| 4. HARTFORD FINL SVCS GROUP INC | 2017-10-03 | $222 | $191 | $31 | $31 | 2016-12-16 | |
| 6. BROADCOM LTD | 2017-10-03 | $1,435 | $245 | $1,190 | $1,190 | 2013-04-25 | |
| 1. BROADCOM LTD | 2017-10-03 | $239 | $41 | $198 | $198 | 2013-04-25 | |
| 1. ALEXION PHARMACEUTICALS INC | 2017-10-04 | $141 | $97 | $44 | $44 | 2013-05-07 | |
| 1. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $56 | $48 | $8 | $8 | 2016-12-16 | |
| 4. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $223 | $191 | $32 | $32 | 2016-12-16 | |
| 2. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $111 | $95 | $16 | $16 | 2016-12-16 | |
| 1. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $56 | $41 | $15 | $15 | 2016-09-09 | |
| 1. HARTFORD FINL SVCS GROUP INC | 2017-10-05 | $56 | $41 | $15 | $15 | 2016-09-09 | |
| 2. HARTFORD FINL SVCS GROUP INC | 2017-10-09 | $111 | $83 | $28 | $28 | 2016-09-09 | |
| 49. GENERAL ELEC CO | 2017-10-10 | $1,160 | $1,486 | -$326 | -$326 | ||
| 7. AT&T INC | 2017-10-27 | $238 | $242 | -$4 | -$4 | 2015-06-01 | |
| 22. AT&T INC | 2017-10-27 | $745 | $760 | -$15 | -$15 | ||
| 21. AT&T INC | 2017-10-30 | $710 | $724 | -$14 | -$14 | ||
| 17. AT&T INC | 2017-10-30 | $570 | $585 | -$15 | -$15 | 2015-06-02 | |
| 7. ANALOG DEVICES INC | 2017-11-10 | $627 | $450 | $177 | $177 | ||
| 3. BIOGEN IDEC INC | 2017-11-10 | $931 | $587 | $344 | $344 | ||
| 5. ANALOG DEVICES INC | 2017-11-13 | $448 | $320 | $128 | $128 | ||
| 13878.34 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL | 2017-11-17 | $124,350 | $116,162 | $8,188 | $8,188 | 2016-04-01 | |
| 14. TJX COS INC NEW | 2017-11-17 | $990 | $1,089 | -$99 | -$99 | ||
| 2. TJX COS INC NEW | 2017-11-17 | $142 | $155 | -$13 | -$13 | 2016-12-05 | |
| 9. PNC FINL SVCS GROUP INC | 2017-11-20 | $1,200 | $1,148 | $52 | $52 | ||
| 1. BLACKROCK INC | 2017-11-21 | $481 | $345 | $136 | $136 | 2015-01-14 | |
| 3. ADOBE SYS INC | 2017-12-04 | $507 | $100 | $407 | $407 | ||
| 3. ADOBE SYS INC | 2017-12-05 | $510 | $96 | $414 | $414 | 2012-08-03 | |
| 2. ADOBE SYS INC | 2017-12-05 | $337 | $64 | $273 | $273 | 2012-08-03 | |
| 16. GENERAL ELEC CO | 2017-12-05 | $284 | $475 | -$191 | -$191 | ||
| 10. GENERAL ELEC CO | 2017-12-05 | $178 | $254 | -$76 | -$76 | ||
| 24. GENERAL ELEC CO | 2017-12-05 | $427 | $599 | -$172 | -$172 | 2015-09-08 | |
| 2. GENERAL ELEC CO | 2017-12-06 | $36 | $50 | -$14 | -$14 | 2015-09-08 | |
| 30. GENERAL ELEC CO | 2017-12-06 | $532 | $743 | -$211 | -$211 | ||
| 20. GENERAL ELEC CO | 2017-12-06 | $353 | $490 | -$137 | -$137 | ||
| . BANK OF AMERICA CORPORATION | 2017-12-12 | $84 | $84 | $84 | |||
| 5. STADA ARZNEIMITTEL AG | 2017-12-13 | $314 | $195 | $119 | $119 | 2013-11-26 | |
| 14. STADA ARZNEIMITTEL AG | 2017-12-13 | $880 | $542 | $338 | $338 | ||
| 12. STADA ARZNEIMITTEL AG | 2017-12-13 | $754 | $448 | $306 | $306 | 2013-12-12 | |
| 15084.803 GOLDMAN SACHS STRAT INC-INST | 2017-12-21 | $142,853 | $146,172 | -$3,319 | -$3,319 | 2017-07-05 | |
| 25899.115 GOLDMAN SACHS STRAT INC-INST | 2017-12-21 | $245,265 | $270,043 | -$24,778 | -$24,778 | 2014-10-28 | |
| . DELPHI TECHNOLOGIES PLC | 2017-12-26 | $35 | $35 | $35 | |||
| 3. BLACKROCK INC | 2018-01-11 | $1,606 | $994 | $612 | $612 | ||
| 3. CMS ENERGY CORP | 2018-01-11 | $133 | $105 | $28 | $28 | 2015-12-02 | |
| 7. CMS ENERGY CORP | 2018-01-11 | $312 | $244 | $68 | $68 | 2015-12-02 | |
| 24. THE KRAFT HEINZ CO | 2018-01-11 | $1,856 | $2,012 | -$156 | -$156 | ||
| 3. CMS ENERGY CORP | 2018-01-12 | $133 | $105 | $28 | $28 | 2015-12-02 | |
| 1. CMS ENERGY CORP | 2018-01-12 | $44 | $35 | $9 | $9 | 2015-12-02 | |
| 24. CMS ENERGY CORP | 2018-01-12 | $1,060 | $832 | $228 | $228 | ||
| 9639.723 JPMORGAN GL RES ENH IDX-R6 | 2018-01-17 | $226,823 | $178,431 | $48,392 | $48,392 | 2014-12-23 | |
| 6636.9 VANGUARD TOTAL BOND MARKET INDEX FUND-ADM | 2018-01-17 | $70,882 | $71,811 | -$929 | -$929 | 2016-02-24 | |
| 4799.036 VANGUARD TOTAL INTL BND-ADM | 2018-01-17 | $103,947 | $104,187 | -$240 | -$240 | 2017-04-11 | |
| 7. APPLE COMPUTER INC | 2018-01-26 | $1,193 | $898 | $295 | $295 | 2017-02-02 | |
| 3. APPLE COMPUTER INC | 2018-01-26 | $511 | $30 | $481 | $481 | 2006-04-07 | |
| 23. TJX COS INC NEW | 2018-01-26 | $1,851 | $1,306 | $545 | $545 | ||
| 5. DELPHI TECHNOLOGIES PLC | 2018-01-26 | $280 | $245 | $35 | $35 | ||
| 1. WELLS FARGO & CO NEW | 2018-02-06 | $58 | $55 | $3 | $3 | 2017-06-30 | |
| 9. WELLS FARGO & CO NEW | 2018-02-06 | $517 | $499 | $18 | $18 | 2017-06-30 | |
| 10. WELLS FARGO & CO NEW | 2018-02-06 | $567 | $546 | $21 | $21 | ||
| 6965.116 PIMCO SHORT TERM FUND INSTL | 2018-02-07 | $68,885 | $68,746 | $139 | $139 | 2018-01-17 | |
| 30190.125 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL | 2018-02-08 | $265,975 | $243,987 | $21,988 | $21,988 | ||
| 10400.048 T ROWE PR EMERG MKTS BND-I | 2018-02-09 | $125,945 | $131,039 | -$5,094 | -$5,094 | 2016-07-19 | |
| 4. ANADARKO PETE CORP | 2018-02-22 | $234 | $289 | -$55 | -$55 | ||
| 2. ANADARKO PETE CORP | 2018-02-22 | $118 | $143 | -$25 | -$25 | ||
| 2. ANADARKO PETE CORP | 2018-02-22 | $117 | $142 | -$25 | -$25 | ||
| 2. ANADARKO PETE CORP | 2018-02-22 | $118 | $142 | -$24 | -$24 | ||
| 15. ANADARKO PETE CORP | 2018-02-22 | $878 | $1,037 | -$159 | -$159 | ||
| 1. ANADARKO PETE CORP | 2018-02-22 | $59 | $69 | -$10 | -$10 | 2017-01-30 | |
| 7. CIGNA CORP | 2018-02-22 | $1,350 | $1,244 | $106 | $106 | ||
| 16. METLIFE INC | 2018-02-22 | $751 | $763 | -$12 | -$12 | ||
| 4. METLIFE INC | 2018-02-22 | $189 | $189 | ||||
| 11. METLIFE INC | 2018-02-22 | $517 | $516 | $1 | $1 | ||
| 1. CONCHO RESOURCES INC | 2018-03-09 | $153 | $134 | $19 | $19 | 2017-05-15 | |
| 5. CONCHO RESOURCES INC | 2018-03-09 | $762 | $671 | $91 | $91 | 2017-05-15 | |
| 8. INTERNATIONAL BUSINESS MACHS CORP | 2018-03-09 | $1,267 | $1,252 | $15 | $15 | 2017-12-04 | |
| 11. INGERSOLL-RAND PLC | 2018-03-09 | $981 | $975 | $6 | $6 | ||
| 1. INGERSOLL-RAND PLC | 2018-03-09 | $89 | $88 | $1 | $1 | 2017-05-18 | |
| 1. CONCHO RESOURCES INC | 2018-03-12 | $154 | $122 | $32 | $32 | 2016-07-22 | |
| 1. ABBOTT LABS | 2018-04-06 | $59 | $47 | $12 | $12 | 2015-04-21 | |
| 28. ABBOTT LABS | 2018-04-06 | $1,620 | $1,220 | $400 | $400 | ||
| 1. MARTIN MARIETTA MATLS INC | 2018-04-06 | $202 | $174 | $28 | $28 | 2015-08-14 | |
| 14. WALGREENS BOOTS ALLIANCE INC | 2018-04-06 | $888 | $1,137 | -$249 | -$249 | 2017-01-30 | |
| 4. MARTIN MARIETTA MATLS INC | 2018-04-09 | $803 | $697 | $106 | $106 | 2015-08-14 | |
| 4. MARTIN MARIETTA MATLS INC | 2018-04-10 | $819 | $653 | $166 | $166 | ||
| 41. COMCAST CORP NEW CL A | 2018-04-13 | $1,354 | $1,734 | -$380 | -$380 | 2018-01-11 | |
| 3. COMCAST CORP NEW CL A | 2018-04-13 | $99 | $25 | $74 | $74 | 2009-12-07 | |
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-13 | $157 | $156 | $1 | $1 | 2017-12-04 | |
| 6. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-13 | $942 | $912 | $30 | $30 | 2017-11-21 | |
| 5. MOLSON COORS BREWING CO | 2018-04-13 | $365 | $459 | -$94 | -$94 | ||
| 12. MOLSON COORS BREWING CO | 2018-04-13 | $880 | $887 | -$7 | -$7 | ||
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-16 | $158 | $152 | $6 | $6 | 2017-11-21 | |
| 8. MOLSON COORS BREWING CO | 2018-04-16 | $589 | $585 | $4 | $4 | ||
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-17 | $159 | $152 | $7 | $7 | 2017-11-21 | |
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-17 | $160 | $152 | $8 | $8 | 2017-11-21 | |
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-18 | $149 | $152 | -$3 | -$3 | 2017-11-21 | |
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-18 | $149 | $152 | -$3 | -$3 | 2017-11-21 | |
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-18 | $149 | $152 | -$3 | -$3 | 2017-11-21 | |
| 5. AGILENT TECHNOLOGIES INC | 2018-04-26 | $332 | $284 | $48 | $48 | ||
| 1. AGILENT TECHNOLOGIES INC | 2018-04-26 | $66 | $57 | $9 | $9 | 2017-05-05 | |
| 9. APPLE COMPUTER INC | 2018-04-26 | $1,479 | $89 | $1,390 | $1,390 | 2006-04-07 | |
| 2. AGILENT TECHNOLOGIES INC | 2018-04-27 | $132 | $113 | $19 | $19 | 2017-05-05 | |
| 4. AGILENT TECHNOLOGIES INC | 2018-04-27 | $265 | $227 | $38 | $38 | ||
| 10. AGILENT TECHNOLOGIES INC | 2018-04-30 | $661 | $565 | $96 | $96 | ||
| 5. INGERSOLL-RAND PLC | 2018-05-15 | $444 | $439 | $5 | $5 | ||
| 1. INGERSOLL-RAND PLC | 2018-05-15 | $89 | $82 | $7 | $7 | 2017-02-10 | |
| 3. INGERSOLL-RAND PLC | 2018-05-15 | $266 | $245 | $21 | $21 | ||
| 1. INGERSOLL-RAND PLC | 2018-05-15 | $89 | $82 | $7 | $7 | 2017-02-10 | |
| 9. INGERSOLL-RAND PLC | 2018-05-15 | $799 | $735 | $64 | $64 | 2017-02-10 | |
| 1. CONCHO RESOURCES INC | 2018-05-22 | $154 | $122 | $32 | $32 | 2016-07-22 | |
| 1. CONCHO RESOURCES INC | 2018-05-22 | $153 | $122 | $31 | $31 | 2016-07-22 | |
| 7. CONCHO RESOURCES INC | 2018-05-22 | $1,052 | $829 | $223 | $223 | ||
| 1. PHILIP MORRIS INTERNATIONAL | 2018-05-22 | $80 | $117 | -$37 | -$37 | 2017-08-01 | |
| 4. PHILIP MORRIS INTERNATIONAL | 2018-05-22 | $320 | $466 | -$146 | -$146 | ||
| 2. PHILIP MORRIS INTERNATIONAL | 2018-05-22 | $160 | $233 | -$73 | -$73 | 2017-08-01 | |
| 1. PHILIP MORRIS INTERNATIONAL | 2018-05-22 | $80 | $116 | -$36 | -$36 | 2017-08-01 | |
| 1. PHILIP MORRIS INTERNATIONAL | 2018-05-23 | $80 | $116 | -$36 | -$36 | 2017-08-01 | |
| 2. PHILIP MORRIS INTERNATIONAL | 2018-05-23 | $163 | $233 | -$70 | -$70 | 2017-08-01 | |
| 4. PHILIP MORRIS INTERNATIONAL | 2018-05-23 | $325 | $455 | -$130 | -$130 | 2017-05-18 | |
| 2964.46 DODGE & INTERNATIONAL STOCK FUND | 2018-06-11 | $131,830 | $84,453 | $47,377 | $47,377 | ||
| 10. LOWES COS INC | 2018-06-12 | $1,006 | $201 | $805 | $805 | 2011-09-28 | |
| 7345.105 CRM LONG/SHORT OPPORTUNITIES FUND | 2018-07-12 | $79,474 | $78,225 | $1,249 | $1,249 | 2018-01-17 | |
| 238.295 CRM LONG/SHORT OPPORTUNITIES FUND | 2018-07-12 | $2,578 | $2,435 | $143 | $143 | 2017-07-05 | |
| 10963.349 EQUINOX CAMPBELL STRATEGY-I | 2018-07-12 | $106,016 | $121,474 | -$15,458 | -$15,458 | 2014-10-28 | |
| 6926.539 CHILTON STRATEGIC EUROPEAN EQUITIES FD | 2018-07-13 | $76,400 | $75,776 | $624 | $624 | 2018-01-17 | |
| 1249.5 GMO SGM MAJOR MARKETS FD-VI | 2018-07-13 | $40,396 | $40,396 | 2018-01-17 | |||
| 1820.925 HARTFORD CAPITAL APPREC FD CL - F | 2018-07-13 | $74,276 | $54,577 | $19,699 | $19,699 | 2010-01-28 | |
| 5585.934 JPMORGAN GL RES ENH IDX-R6 | 2018-07-13 | $128,141 | $103,213 | $24,928 | $24,928 | ||
| 3674.808 PARNASSUS EQTY INCOME FD-INS | 2018-07-13 | $165,844 | $98,228 | $67,616 | $67,616 | 2012-06-04 | |
| 1. AMERISOURCEBERGEN CORP | 2018-07-18 | $86 | $86 | 2018-04-09 | |||
| 16. CAPITAL ONE FINL CORP | 2018-07-18 | $1,553 | $1,664 | -$111 | -$111 | 2018-01-11 | |
| 15. DISH NETWORK CORP | 2018-07-18 | $468 | $801 | -$333 | -$333 | ||
| 15. DISH NETWORK CORP | 2018-07-18 | $468 | $693 | -$225 | -$225 | ||
| 1. AMERISOURCEBERGEN CORP | 2018-07-19 | $85 | $86 | -$1 | -$1 | 2018-04-09 | |
| 3. AMERISOURCEBERGEN CORP | 2018-07-19 | $256 | $258 | -$2 | -$2 | ||
| 1. AMERISOURCEBERGEN CORP | 2018-07-20 | $85 | $85 | 2018-04-06 | |||
| 1. AMERISOURCEBERGEN CORP | 2018-07-24 | $84 | $85 | -$1 | -$1 | 2018-04-06 | |
| 1. AMERISOURCEBERGEN CORP | 2018-07-25 | $85 | $85 | 2018-04-06 | |||
| 1. AMERISOURCEBERGEN CORP | 2018-07-25 | $85 | $85 | 2018-04-06 | |||
| 1. AMERISOURCEBERGEN CORP | 2018-07-26 | $83 | $85 | -$2 | -$2 | 2018-04-06 | |
| 1. EQT CORPORATION | 2018-07-26 | $54 | $76 | -$22 | -$22 | 2015-07-27 | |
| 5. EQT CORPORATION | 2018-07-26 | $272 | $380 | -$108 | -$108 | 2015-07-27 | |
| 5. EQT CORPORATION | 2018-07-26 | $272 | $380 | -$108 | -$108 | 2015-07-27 | |
| 13. EQT CORPORATION | 2018-07-26 | $704 | $889 | -$185 | -$185 | ||
| 1. AMERISOURCEBERGEN CORP | 2018-07-27 | $83 | $85 | -$2 | -$2 | 2018-04-06 | |
| CAPITAL GAIN DIVIDENDS | $186,324 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $385,165 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $610,216 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,441,016 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049049 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $652,480 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $12,193,055 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.053512 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $624,129 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $13,311,355 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046887 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $609,269 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,214,553 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.046106 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $597,440 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $12,004,018 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.04977 | DistributionYr5Rt |
| Total Distribution | 0.245324 | TotalDistributionRt |
| Average Distribution | 0.049065 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,544,433 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $664,558 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $6,233 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $670,791 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $611,741 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $12,465 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,465 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,465 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,300 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $11,300 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $1,165 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8004962583 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $91,853 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,471,739 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $278,954 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,750,693 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,750,693 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $206,260 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,544,433 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $677,222 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $677,222 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,465 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,465 | TotalTaxAmt |
| Distributable Before Adj | $664,757 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $664,757 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $664,757 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $611,741 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $611,741 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $611,741 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $664,757 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $572,506 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $611,741 | QualifyingDistributionsAmt |
| Applied To Year1 | $572,506 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $39,235 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $625,522 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | LEO BRESNAHAN JPMORGAN CHASE BANK | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 270 PARK AVENUE FL 14 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2126481497 | RecipientPhoneNum |
| Recipient Email Address | NONE@JPMORGAN.COM | RecipientEmailAddressTxt |
| Form And Info And Materials | WWWFOUNDATIONCENTER ORG/GRANTMAKER/RICHARDSON | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | FUNDING INT.24 ORG.RECOMMENDED BY MS.RICHARDSON,ORG THAT ASSIST LOWER INCOME PEOPLE OR ARE OF GEN.INT.TO THE COMMUNITY IN RIDGEFIELD & FAIRFIELD CT PROG SUPPORTING INDEPENDENCE OF WOMEN,GAY COMM., ETC | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (26 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| PLANNED PARENTHOOD OF SOUTHERN | ||||||||
| NEW ENGLAND | 345 WHITNEY AVENUE | NEW HAVEN | CT | 06511 | NONE | PC | GENERAL | $40,000 |
| CONNECTICUT COLLEGE | ||||||||
| 270 MONHEGAN AVENUE | NEW LONDON | CT | 06320 | NONE | PC | GENERAL | $15,000 | |
| VISITING NURSE ASSOCIATION OF RIDGEFIELD | ||||||||
| INC | 90 EAST RIDGE | RIDGEFIELD | CT | 06877 | NONE | PC | GENERAL | $25,000 |
| FIRST CONGREGATIONAL CHURCH OF | ||||||||
| RIDGEFIELD | 103 MAIN ST | Ridgefield | CT | 06877 | NONE | PC | GENERAL | $5,000 |
| GARDEN AND CONSERVATION TRUST | ||||||||
| 21R GILBERT ST | RIDGEFIELD | CT | 06877 | NONE | PC | GENERAL | $15,000 | |
| RIDGEFIELD GUILD OF ARTISTS | ||||||||
| PO BOX 552 | Ridgefield | CT | 06877 | NONE | PC | GENERAL | $25,000 | |
| PRO BONO PARTNERSHIP INC | ||||||||
| 237 MAMARONECK AVENUE | White Plains | NY | 10605 | NONE | PC | GENERAL | $30,000 | |
| RIDGEFIELD PLAYHOUSE FOR MOVIES AND THE | ||||||||
| 80 EAST RIDGE | Ridgefield | CT | 06877 | NONE | PC | GENERAL | $55,000 | |
| NORWALK RIVER WATERSHED | ||||||||
| PO BOX 197 | Georgetown | CT | 06829 | NONE | PC | GENERAL | $10,000 | |
| WOMEN'S BUSINESS DEVELOPMENT COUNCIL | ||||||||
| 184 BEDFORD STREET SUITE 201 | Stamford | CT | 06901 | NONE | PC | GENERAL | $35,000 | |
| RIDGEFIELD GARDEN CLUB | ||||||||
| PO BOX 105 | RIDGEFIELD | CT | 06877 | NONE | PC | GENERAL | $20,000 | |
| RIDGEFIELD SYMPHONY ORCHESTRA | ||||||||
| 90 EAST RIDGE ROAD | Ridgefield | CT | 06877 | NONE | PC | GENERAL | $15,000 | |
| MEMORIAL SLOAN KETTERING CANCER CENTER | ||||||||
| 1275 YORK AVENUE | NY | NY | 10065 | NONE | PC | GENERAL | $15,000 | |
| RIDGEFIELD BOYS CLUB DBA RIDGEFIELD BOYS | ||||||||
| AND GIRLS CLUB | 41 GOVERNOR ST | Ridgefield | CT | 06877 | NONE | PC | GENERAL | $15,000 |
| RIDGEFIELD CHORALE | ||||||||
| PO BOX 686 | CT | CT | 06877 | NONE | PC | GENERAL | $5,000 | |
| TRIANGLE COMMUNITY CENTER INC | ||||||||
| 650 WEST AVENUE | Norwalk | CT | 06850 | NONE | PC | GENERAL | $30,000 | |
| FOUNDERS HALL FOUNDATION INC | ||||||||
| 193 DANBURYR ROAD | Ridgefield | CT | 06877 | NONE | PC | GENERAL | $30,000 | |
| THE TRUST FOR PUBLIC LAND BRIDGEPORT | ||||||||
| 101 WHITNEY AVE D | New Haven | CT | 06510 | NONE | PC | GENERAL | $35,000 | |
| FAMILY REENTRY INC | ||||||||
| 50 FITCH ST | NEW HAVEN | CT | 06515 | NONE | PC | GENERAL | $25,000 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 2038 | NEW HAVEN | CT | 06521 | NONE | PC | GENERAL | $15,000 | |
| SAINT STEPHENS EPISCOPAL CHURCH | ||||||||
| 351 MAIN STREET | RIDGEFIELD | CT | 06877 | NONE | PC | GENERAL | $15,000 | |
| AGING IN AMERICA INC | ||||||||
| 1500 PELHAM PARKWAY | BRONX | NY | 10461 | NONE | PC | GENERAL | $15,000 | |
| MEALS ON WHEELS INC | ||||||||
| 25 GILBERT STREET | RIDGEFIELD | CT | 06877 | NONE | PC | GENERAL | $10,000 | |
| THE NATURE CONSERVANCY CONNECTICUT | ||||||||
| 55 CHURCH STREET FLOOR 3 | NEW HAVEN | CT | 065103029 | NONE | PC | GENERAL | $45,000 | |
| NEW YORK-PRESBYTERIAN HOSPITAL | ||||||||
| L525 EAST 68TH STREET | NEW YORK | NY | 10065 | NONE | PC | GENERAL | $15,000 | |
| NORWALK HOSPITAL FOUNDATIONINC | ||||||||
| 34 MAPLE STREET | NORWALK | CT | 06850 | NONE | PC | GENERAL | $15,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $575,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $298,469 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $385,165 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $683,634 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $683,634 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (8 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 256210105 DODGE & COX INCOME F | $254,030 | $252,068 |
| 693390841 PIMCO FD PAC INV MGM | ||
| 77956H534 T ROWE PR EMERG MKTS | ||
| 921937603 VANGUARD TOTAL BOND | $282,504 | $275,774 |
| 92203J308 VANGUARD TOTAL INTL | $548,061 | $549,000 |
| 592905764 METROPOLITAN WEST T/ | $134,150 | $130,535 |
| 693390601 PIMCO SHORT-TERM FD- | $137,741 | $137,815 |
| 921937827 VANGUARD SHORT-TERM | $139,514 | $139,618 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (132 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 00171A530 AMG MANAGERS PICTET | ||
| 00206R102 AT&T INC | ||
| 00724F101 ADOBE SYSTEMS INC | $511 | $3,915 |
| 00846U101 AGILENT TECHNOLOGIES | $1,168 | $1,651 |
| 02079K107 | $4,163 | $12,173 |
| 02079K305 ALPHABET INC/CA-CL A | $2,042 | $4,909 |
| 09062X103 BIOGEN INC | $166 | $1,003 |
| 09247X101 BLACKROCK INC | ||
| 14042Y601 CAPITAL GR NON US EQ | $454,656 | $596,736 |
| 16119P108 CHARTER COMMUNICATIO | $3,608 | $4,264 |
| 20030N101 COMCAST CORP-CLASS A | $499 | $2,111 |
| 20605P101 CONCHO RESOURCES INC | ||
| 25278X109 DIAMONDBACK ENERGY I | $1,454 | $1,847 |
| 25470M109 DISH NETWORK CORP-A | ||
| 26875P101 EOG RESOURCES INC | $4,226 | $6,576 |
| 26884L109 EQT CORP | ||
| 30303M102 FACEBOOK INC-A | $2,931 | $6,040 |
| 31620M106 FIDELITY NATIONAL IN | $2,027 | $3,300 |
| 38141G104 GOLDMAN SACHS GROUP | $1,653 | $2,612 |
| 45866F104 INTERCONTINENTAL EXC | $1,105 | $1,404 |
| 46434G822 ISHARES INC MSCI JAP | $250,347 | $261,512 |
| 46637K513 JPM GLBL RES ENH IND | ||
| 4812A2389 JPM US LARGE CP CORE | ||
| 57636Q104 MASTERCARD INC-CLASS | $1,124 | $8,316 |
| 58933Y105 MERCK & CO. INC. | $3,046 | $3,162 |
| 60871R209 MOLSON COORS BREWING | ||
| 65339F101 NEXTERA ENERGY INC | $2,777 | $3,183 |
| 65473P105 NISOURCE INC | $1,083 | $1,990 |
| 67103H107 O'REILLY AUTOMOTIVE | $2,850 | $3,366 |
| G0176J109 ALLEGION PLC | $1,635 | $2,039 |
| G0177J108 ALLERGAN PLC | $5,837 | $4,234 |
| G1151C101 ACCENTURE PLC-CL A | $2,021 | $3,824 |
| G27823106 DELPHI AUTOMOTIVE PL | ||
| G47791101 INGERSOLL-RAND PLC | ||
| H1467J104 CHUBB LTD | $1,821 | $4,471 |
| Y09827109 BROADCOM LTD | ||
| 002824100 ABBOTT LABORATORIES | ||
| 015351109 ALEXION PHARMACEUTIC | ||
| 23135106 AMAZON.COM INC | $3,267 | $14,220 |
| 26874784 AMERICAN INTERNATIONA | $3,222 | $3,092 |
| 032511107 ANADARKO PETROLEUM C | ||
| 32654105 ANALOG DEVICES INC | $1,146 | $1,731 |
| 37833100 APPLE INC | $643 | $12,369 |
| 60505104 BANK OF AMERICA CORP | $2,802 | $7,566 |
| 64058100 BANK OF NEW YORK MELL | $1,946 | $2,192 |
| 84670702 BERKSHIRE HATHAWAY IN | $2,867 | $3,364 |
| 101137107 BOSTON SCIENTIFIC CO | $2,664 | $4,100 |
| 110122108 BRISTOL-MYERS SQUIBB | $2,493 | $3,349 |
| 151020104 CELGENE CORP | $1,048 | $1,712 |
| 172967424 CITIGROUP INC | $3,686 | $6,183 |
| 125896100 CMS ENERGY CORP | ||
| 256206103 DODGE & COX INTL STO | $323,576 | $666,673 |
| 260543103 DOW CHEMICAL CO/THE | ||
| 263534109 DU PONT (E.I.) DE NE | ||
| 277432100 EASTMAN CHEMICAL CO | $1,679 | $2,694 |
| 532457108 ELI LILLY & CO | $3,178 | $3,952 |
| 302933502 FMI LARGE CAP FUND-I | $286,958 | $553,600 |
| 369550108 GENERAL DYNAMICS COR | $2,257 | $2,797 |
| 369604103 GENERAL ELECTRIC CO | ||
| 375558103 GILEAD SCIENCES INC | $1,626 | $1,323 |
| 416649309 HARTFORD CAPITAL APP | ||
| 416515104 HARTFORD FINANCIAL S | $1,108 | $1,739 |
| 437076102 HOME DEPOT INC | $980 | $5,728 |
| 438516106 HONEYWELL INTERNATIO | $2,135 | $8,142 |
| 444859102 HUMANA INC | ||
| 464287465 ISHARES MSCI EAFE IN | $1,037,308 | $1,247,348 |
| 493267108 KEYCORP | $1,145 | $2,170 |
| 534187109 LINCOLN NATIONAL COR | ||
| 548661107 LOWE'S COS INC | $679 | $3,477 |
| 573284106 MARTIN MARIETTA MATE | ||
| 574599106 MASCO CORP | $738 | $2,581 |
| 595017104 MICROCHIP TECHNOLOGY | $1,455 | $1,869 |
| 594918104 MICROSOFT CORP | $4,026 | $16,230 |
| 609207105 MONDELEZ INTERNATION | $2,478 | $3,557 |
| 617446448 MORGAN STANLEY | $3,440 | $7,028 |
| 654106103 NIKE INC -CL B | $1,983 | $2,769 |
| 655844108 NORFOLK SOUTHERN COR | $4,295 | $5,239 |
| 666807102 NORTHROP GRUMMAN COR | $3,354 | $3,906 |
| 674599105 OCCIDENTAL PETROLEUM | $4,035 | $6,211 |
| 701769408 PARNASSUS CORE EQUIT | $156,367 | $267,222 |
| 713448108 PEPSICO INC | $4,389 | $5,175 |
| 717081103 PFIZER INC | $5,045 | $5,910 |
| 718172109 PHILIP MORRIS INTERN | $2,359 | $1,812 |
| 723787107 PIONEER NATURAL RESO | $2,835 | $3,785 |
| 693475105 PNC FINANCIAL SERVIC | ||
| 808513105 SCHWAB (CHARLES) COR | $1,306 | $2,349 |
| 78462F103 SPDR S&P 500 ETF TRU | $2,067,127 | $3,441,229 |
| 854502101 STANLEY BLACK & DECK | $2,634 | $4,036 |
| 855244109 STARBUCKS CORP | ||
| 78486Q101 SVB FINANCIAL GROUP | $1,257 | $3,079 |
| 882508104 TEXAS INSTRUMENTS IN | $2,182 | $4,564 |
| 500754106 THE KRAFT HEINZ CO | ||
| 872540109 TJX COMPANIES INC | ||
| 872590104 T-MOBILE US INC | ||
| 90130A101 TWENTY-FIRST CENTURY | $2,494 | $3,600 |
| 907818108 UNION PACIFIC CORP | $3,736 | $5,246 |
| 910047109 UNITED CONTINENTAL H | ||
| 91324P102 UNITEDHEALTH GROUP I | $2,513 | $10,635 |
| 92532F100 VERTEX PHARMACEUTICA | $514 | $2,101 |
| 92826C839 VISA INC-CLASS A SHA | $1,919 | $3,419 |
| 931427108 WALGREENS BOOTS ALLI | ||
| 254687106 WALT DISNEY CO/THE | $5,827 | $6,586 |
| 94106B101 WASTE CONNECTIONS IN | $1,518 | $2,328 |
| 949746101 WELLS FARGO & CO | $1,642 | $5,786 |
| 96208T104 WEX INC | $1,207 | $2,468 |
| 98138H101 WORKDAY INC-CLASS A | $908 | $1,364 |
| 46432F842 ISHARES CORE MSCI EA | $479,344 | $511,699 |
| 25816109 AMERICAN EXPRESS CO | $1,627 | $1,592 |
| 191216100 COCA-COLA CO/THE | $2,629 | $2,751 |
| 247361702 DELTA AIR LINES INC | $1,926 | $1,959 |
| 256746108 DOLLAR TREE INC | $2,026 | $2,008 |
| 315911750 FIDELITY 500 INDEX F | $205,784 | $216,257 |
| 693656100 PVH CORP | $2,021 | $1,996 |
| 701094104 PARKER HANNIFIN CORP | $2,082 | $1,691 |
| 701877102 PARSLEY ENERGY INC-C | $1,367 | $1,351 |
| 913017109 UNITED TECHNOLOGIES | $1,953 | $2,172 |
| 981558109 WORLDPAY INC CL A | $1,225 | $1,397 |
| 3.073E+108 AMERISOURCEBERGEN C | $342 | $327 |
| 00171C403 AMG MG PICTET INTL-Z | $454,656 | $577,897 |
| 11135F101 BROADCOM INC | $890 | $5,322 |
| 26078J100 DOWDUPONT INC | $6,262 | $7,221 |
| 41664T719 HARTFORD CAPITAL APP | $291,804 | $401,884 |
| 48129C207 JPMORGAN GL RES ENH | $887,852 | $1,226,405 |
| 48129C603 JPMORGAN US L/C CORE | $291,691 | $578,334 |
| 56585A102 MARATHON PETROLEUM C | $3,240 | $3,476 |
| 67066G104 NVIDIA CORP | $2,655 | $3,183 |
| 68389X105 ORACLE CORP | $3,306 | $3,099 |
| 70450Y103 PAYPAL HOLDINGS INC | $2,063 | $1,971 |
| 79466L302 SALESFORCE.COM INC | $1,935 | $2,194 |
| 98956P102 ZIMMER HOLDINGS INC | $4,156 | $4,644 |
| G5960L103 MEDTRONIC PLC | $3,132 | $3,429 |
| G6095L109 APTIV PLC | $2,335 | $2,942 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 00771X435 CHILTON STRATEGIC EU | AT COST | $197,531 | $205,838 |
| 12628J881 CRM LONG/SHORT OPPOR | AT COST | $192,831 | $209,473 |
| 29446A710 EQUINOX FDS TR IPM S | AT COST | $117,781 | $116,099 |
| 29446A819 EQUINOX CAMPBELL STR | |||
| 38145C646 GOLDMAN SACHS STRAT | |||
| 24525131 AMER BCN NUM INTEGR A | AT COST | $137,486 | $135,407 |
| 24525172 AMERICAN BEACON GLG T | AT COST | $137,486 | $139,807 |
| 362014623 GMO SGM MAJOR MARKET | AT COST | $152,403 | $152,827 |
| 72201U638 PIMCO MTGE OPPORTUNI | AT COST | $137,486 | $135,755 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT | Desc |
| Amt | $989 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $44 | $44 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $9,456 | $0 | $0 |
| FEDERAL ESTIMATES - INCOME | $11,300 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $4,622 | $4,622 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $516 | $516 | $0 |
Comments