STANLEY E HANSON FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- STANLEY E HANSON FOUNDATION (EIN 27-1104044)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-15
- IRS object ID
- 201813199349102451
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- General Explanation Attachment
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-15T11:43:33-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 952302617 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SINGERLEWAK LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10960 WILSHIRE BLVD STE 700 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 900243783 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 271104044 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE STANLEY E HANSON FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | STAN | BusinessNameControlTxt |
| Phone | 7147781900 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2121 E VIA BURTON | AddressLine1Txt |
| City | ANAHEIM | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 928061220 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES M KILKOWSKI | PersonNm |
| Person Title | DIRECTOR & PRESIDENT | PersonTitleTxt |
| Phone | 7147781900 | PhoneNum |
| Signature | 2018-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LIOR TEMKIN | PreparerPersonNm |
| PTIN | P00748170 | PTIN |
| Phone | 3104773924 | PhoneNum |
| Preparation | 2018-11-13 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 206.169.119.90 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-13 | IPDt |
| IP Tm | 17:39:24 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 06D20EB817935A6C49EE9BDC9BE79DA30A2AD795 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 167F6F37B6C632E6327F4EB24F1709DE37EDB1CB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $43,139,547 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $15,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $169,962 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $169,962 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $385,751 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $385,751 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $152,514 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $152,514 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | $112,694 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $1,690,654 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $22,527,322 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,690,654 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $113,286 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $102,289 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,527,167 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,501,170 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $180,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $126,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $54,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $15,257 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $15,257 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $56,038 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $42,029 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $14,009 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $447,223 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $312,809 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $134,414 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $59,294 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $39,820 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $19,474 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $11,846 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $82,911 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $91 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $15,726 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $852,569 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $520,749 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $252,880 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,676,200 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,616,200 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,528,769 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $520,749 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,869,080 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,602 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,980,421 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,493,340 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,520,340 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,520,340 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $752,392 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $752,392 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $752,392 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $752,392 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Other Investments BOY | $35,103,146 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $38,287,471 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $38,287,471 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $2,200,000 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $70,747 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $2,141,099 | LandBOYAmt |
| Land EOY | $2,129,253 | LandEOYAmt |
| Land EOYFMV | $2,129,253 | LandEOYFMVAmt |
| Other Assets BOY | $425,600 | OtherAssetsBOYAmt |
| Other Assets EOY | $450,091 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $450,091 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $40,915,577 | TotalAssetsBOYAmt |
| Total Assets EOY | $43,139,547 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $43,139,547 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $114,000 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $99,000 | AccountsPayableEOYAmt |
| Grants Payable BOY | $3,300,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $2,360,000 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $3,414,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,459,000 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $37,501,577 | UnrestrictedBOYAmt |
| Unrestricted EOY | $40,680,547 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $37,501,577 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $40,680,547 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $40,915,577 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $43,139,547 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $37,501,577 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,602 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,180,572 | OtherIncreasesAmt |
| Subtotal | $40,680,547 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $40,680,547 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (437 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 20,000 SH CHUBB CORP 3.15%25 DUE 03/15/25 | P | 2015-06-15 | 2017-02-08 | $20,020 | $19,606 | $414 | $414 |
| 50,000 SH AMERICAN EXPRES 2.375%17 DUE 03/24/17 | P | 2014-11-21 | 2017-03-24 | $50,000 | $50,000 | $0 | $0 |
| 25,000 SH BANK NEW YORK ME 4.15%21 DUE 02/01/21 | P | 2014-02-24 | 2017-02-08 | $26,596 | $26,212 | $384 | $384 |
| 2,000 SH CIGNA CORP 4%22 DUE 02/15/22 | P | 2012-12-19 | 2017-02-08 | $2,092 | $2,121 | -$29 | -$29 |
| 7,000 SH CIGNA CORP 4%22 DUE 02/15/22 | P | 2012-12-19 | 2017-02-08 | $7,322 | $7,384 | -$62 | -$62 |
| 7,000 SH CIGNA CORP 4%22 DUE 02/15/22 | P | 2014-04-30 | 2017-02-08 | $7,322 | $7,242 | $80 | $80 |
| 2,000 SH CIGNA CORP 4%22 DUE 02/15/22 | P | 2014-04-30 | 2017-02-08 | $2,092 | $2,069 | $23 | $23 |
| 3,000 SH CATERPILLAR INC 3.9%21 DUE 05/27/21 | P | 2012-07-06 | 2017-02-08 | $3,187 | $3,206 | -$19 | -$19 |
| 8,000 SH CATERPILLAR INC 3.9%21 DUE 05/27/21 | P | 2013-01-16 | 2017-02-08 | $8,498 | $8,511 | -$13 | -$13 |
| 9,000 SH CATERPILLAR INC 3.9%21 DUE 05/27/21 | P | 2014-05-01 | 2017-02-08 | $9,560 | $9,427 | $133 | $133 |
| 11,000 SH CITIGROUP INC 4.45XXX**MATURED** | P | 2013-05-14 | 2017-01-10 | $11,000 | $11,000 | $0 | $0 |
| 5,000 SH CITIGROUP INC 4.45XXX**MATURED** | P | 2013-07-19 | 2017-01-10 | $5,000 | $5,000 | $0 | $0 |
| 15,000 SH CITIGROUP INC 4.45XXX**MATURED** | P | 2013-09-12 | 2017-01-10 | $15,000 | $15,000 | $0 | $0 |
| 19,000 SH CITIGROUP INC 4.45XXX**MATURED** | P | 2013-10-21 | 2017-01-10 | $19,000 | $19,000 | $0 | $0 |
| 5,000 SH CITIGROUP INC 4.45XXX**MATURED** | P | 2014-01-02 | 2017-01-10 | $5,000 | $5,000 | $0 | $0 |
| 10,000 SH CITIGROUP INC 4.45XXX**MATURED** | P | 2014-12-04 | 2017-01-10 | $10,000 | $10,000 | $0 | $0 |
| 37,000 SH UST INFL IDX 2.375%01XXX**MATURED** | P | 2014-03-24 | 2017-01-15 | $44,320 | $44,320 | $0 | $0 |
| 25,000 SH US TREASU NT 0.875%01XXX**MATURED** | P | 2014-04-15 | 2017-01-31 | $25,000 | $25,000 | $0 | $0 |
| 35,000 SH US TREASU NT 0.875%01XXX**MATURED** | P | 2014-11-25 | 2017-01-31 | $35,000 | $35,000 | $0 | $0 |
| 25,000 SH US TREASU NT 0.875%01XXX**MATURED** | P | 2014-11-25 | 2017-01-31 | $25,000 | $25,000 | $0 | $0 |
| 110 SH VANGUARD TOTAL BOND MARKET ETF | P | 2017-07-14 | 2017-11-03 | $8,994 | $8,987 | $7 | $7 |
| 190 SH VANGUARD TOTAL BOND MARKET ETF | P | 2017-07-14 | 2017-11-03 | $15,534 | $15,523 | $11 | $11 |
| 100 SH VANGUARD TOTAL BOND MARKET ETF | P | 2017-07-14 | 2017-11-03 | $8,176 | $8,170 | $6 | $6 |
| 1,200 SH VANGUARD TOTAL BOND MARKET ETF | P | 2017-07-14 | 2017-11-03 | $98,108 | $98,042 | $66 | $66 |
| 200 SH VANGUARD TOTAL BOND MARKET ETF | P | 2017-07-14 | 2017-11-03 | $16,352 | $16,340 | $12 | $12 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 30 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $1,800 | $1,327 | $473 | $473 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $6,000 | $4,424 | $1,576 | $1,576 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $5,999 | $4,424 | $1,575 | $1,575 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $5,999 | $4,424 | $1,575 | $1,575 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $5,999 | $4,424 | $1,575 | $1,575 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $5,999 | $4,424 | $1,575 | $1,575 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $5,999 | $4,424 | $1,575 | $1,575 |
| 100 SH WISDOMTREE JAPAN HEDGED EQUITY ETF | P | 2016-10-10 | 2017-12-21 | $5,999 | $4,424 | $1,575 | $1,575 |
| SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2017-02-27 | 2017-03-31 | $1 | $1 | $0 | $0 |
| 1,852 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2016-01-04 | 2017-03-31 | $69,618 | $62,857 | $6,761 | $6,761 |
| 7 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2016-08-01 | 2017-03-31 | $269 | $269 | $0 | $0 |
| 7 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2016-08-29 | 2017-03-31 | $269 | $270 | -$1 | -$1 |
| 7 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2016-10-03 | 2017-03-31 | $267 | $271 | -$4 | -$4 |
| 7 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2016-10-31 | 2017-03-31 | $272 | $272 | $0 | $0 |
| 8 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2016-11-29 | 2017-03-31 | $292 | $273 | $19 | $19 |
| 8 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2017-01-03 | 2017-03-31 | $287 | $274 | $13 | $13 |
| 8 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2017-01-30 | 2017-03-31 | $284 | $275 | $9 | $9 |
| 7 SH WISDOMTREE EMERGING MARKT LOCAL ETF | P | 2017-02-27 | 2017-03-31 | $279 | $276 | $3 | $3 |
| 800 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $22,019 | $20,465 | $1,554 | $1,554 |
| 800 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $22,019 | $20,465 | $1,554 | $1,554 |
| 800 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $22,016 | $20,465 | $1,551 | $1,551 |
| 800 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $22,019 | $20,465 | $1,554 | $1,554 |
| 800 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $22,019 | $20,465 | $1,554 | $1,554 |
| 300 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $8,257 | $7,674 | $583 | $583 |
| 1,100 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $30,276 | $28,139 | $2,137 | $2,137 |
| 2,620 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-12-21 | $76,561 | $67,022 | $9,539 | $9,539 |
| 800 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $22,019 | $20,465 | $1,554 | $1,554 |
| 800 SH ISHARES MSCI CANADA ETF | P | 2016-10-10 | 2017-07-14 | $22,019 | $20,465 | $1,554 | $1,554 |
| 249,249 SH FIDELITY CONSRV INCM BD FD INSTL CL | P | 2016-11-23 | 2017-03-22 | $2,502,434 | $2,500,014 | $2,420 | $2,420 |
| 41 SH FIDELITY CONSRV INCM BD FD INSTL CL | P | 2016-11-30 | 2017-03-22 | $412 | $412 | $0 | $0 |
| 221 SH FIDELITY CONSRV INCM BD FD INSTL CL | P | 2016-12-30 | 2017-03-22 | $2,223 | $2,221 | $2 | $2 |
| 119,638 SH FIDELITY CONSRV INCM BD FD INSTL CL | P | 2017-01-24 | 2017-03-22 | $1,201,150 | $1,199,989 | $1,161 | $1,161 |
| 254 SH FIDELITY CONSRV INCM BD FD INSTL CL | P | 2017-01-31 | 2017-03-22 | $2,546 | $2,543 | $3 | $3 |
| 312 SH FIDELITY CONSRV INCM BD FD INSTL CL | P | 2017-02-28 | 2017-03-22 | $3,137 | $3,134 | $3 | $3 |
| 49,797 SH FIDELITY CONSRV INCM BD FD RETAIL | P | 2017-06-14 | 2017-11-03 | $499,948 | $499,982 | -$34 | -$34 |
| 53 SH FIDELITY CONSRV INCM BD FD RETAIL | P | 2017-06-30 | 2017-11-03 | $527 | $527 | $0 | $0 |
| 49,752 SH FIDELITY CONSRV INCM BD FD RETAIL | P | 2017-07-14 | 2017-11-03 | $499,490 | $499,525 | -$35 | -$35 |
| 49,801 SH FIDELITY CONSRV INCM BD FD RETAIL | P | 2017-06-14 | 2017-10-25 | $499,965 | $500,017 | -$52 | -$52 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 70 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,011 | $913 | $98 | $98 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 1,000 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $14,449 | $13,048 | $1,401 | $1,401 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 600 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $8,670 | $7,829 | $841 | $841 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 32 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $462 | $418 | $44 | $44 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 1,611 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $23,278 | $21,021 | $2,257 | $2,257 |
| 535 SH BLACKROCK FLOAT RATE INC | P | 2015-10-23 | 2017-03-31 | $7,730 | $7,009 | $721 | $721 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 200 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $2,896 | $2,610 | $286 | $286 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,446 | $1,305 | $141 | $141 |
| 25 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $362 | $326 | $36 | $36 |
| 25 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $362 | $326 | $36 | $36 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,448 | $1,303 | $145 | $145 |
| 75 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,086 | $977 | $109 | $109 |
| 25 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $362 | $326 | $36 | $36 |
| 25 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $362 | $326 | $36 | $36 |
| 75 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,086 | $977 | $109 | $109 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,446 | $1,305 | $141 | $141 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 52 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $751 | $679 | $72 | $72 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 50 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $722 | $652 | $70 | $70 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 100 SH BLACKROCK FLOAT RATE INC | P | 2015-09-10 | 2017-03-31 | $1,445 | $1,305 | $140 | $140 |
| 959 SH VANECK VECTORS GOLD MINERS ETF | P | 2015-07-29 | 2017-11-03 | $21,485 | $13,388 | $8,097 | $8,097 |
| 2,164 SH VANECK VECTORS GOLD MINERS ETF | P | 2015-08-13 | 2017-11-03 | $48,482 | $32,112 | $16,370 | $16,370 |
| 4,377 SH VANECK VECTORS GOLD MINERS ETF | P | 2015-08-13 | 2017-11-03 | $98,062 | $65,239 | $32,823 | $32,823 |
| 1,000 SH ISHARES RUSSELL 2000 ETF | P | 2016-10-28 | 2017-03-31 | $137,942 | $117,888 | $20,054 | $20,054 |
| 500 SH ISHARES RUSSELL 2000 ETF | P | 2016-11-21 | 2017-03-31 | $68,971 | $65,657 | $3,314 | $3,314 |
| 100 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $1,176 | $1,036 | $140 | $140 |
| 100 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $1,176 | $1,036 | $140 | $140 |
| 100 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $1,176 | $1,036 | $140 | $140 |
| 60 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $706 | $622 | $84 | $84 |
| 100 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $1,176 | $1,036 | $140 | $140 |
| 200 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $2,352 | $2,072 | $280 | $280 |
| 100 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $1,176 | $1,037 | $139 | $139 |
| 100 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $1,176 | $1,037 | $139 | $139 |
| 5,000 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $58,799 | $51,877 | $6,922 | $6,922 |
| 1,030 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $12,113 | $10,691 | $1,422 | $1,422 |
| 100 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $1,176 | $1,036 | $140 | $140 |
| 10 SH NUVEEN FLOATG RATE INCM | P | 2015-09-10 | 2017-03-31 | $118 | $104 | $14 | $14 |
| 100 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $31,306 | $27,212 | $4,094 | $4,094 |
| 100 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $31,306 | $27,212 | $4,094 | $4,094 |
| 400 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $125,225 | $108,848 | $16,377 | $16,377 |
| 627 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $196,290 | $170,619 | $25,671 | $25,671 |
| 487 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $152,456 | $132,681 | $19,775 | $19,775 |
| 643 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $201,292 | $174,973 | $26,319 | $26,319 |
| 23 SH SPDR S&P MIDCAP 400 ETF | P | 2015-10-23 | 2017-03-31 | $7,200 | $6,036 | $1,164 | $1,164 |
| 6 SH SPDR S&P MIDCAP 400 ETF | P | 2015-10-23 | 2017-03-31 | $1,878 | $1,575 | $303 | $303 |
| 331 SH SPDR S&P MIDCAP 400 ETF | P | 2015-10-23 | 2017-03-31 | $103,620 | $86,864 | $16,756 | $16,756 |
| 106 SH SPDR S&P MIDCAP 400 ETF | P | 2016-01-04 | 2017-03-31 | $33,184 | $26,514 | $6,670 | $6,670 |
| 100 SH SPDR S&P MIDCAP 400 ETF | P | 2016-01-04 | 2017-03-31 | $31,305 | $25,014 | $6,291 | $6,291 |
| 100 SH SPDR S&P MIDCAP 400 ETF | P | 2016-01-04 | 2017-03-31 | $31,305 | $25,014 | $6,291 | $6,291 |
| 100 SH SPDR S&P MIDCAP 400 ETF | P | 2016-01-04 | 2017-03-31 | $31,305 | $25,014 | $6,291 | $6,291 |
| 200 SH SPDR S&P MIDCAP 400 ETF | P | 2016-01-04 | 2017-03-31 | $62,610 | $50,028 | $12,582 | $12,582 |
| 100 SH SPDR S&P MIDCAP 400 ETF | P | 2016-01-04 | 2017-03-31 | $31,305 | $25,014 | $6,291 | $6,291 |
| 11 SH SPDR S&P MIDCAP 400 ETF | P | 2016-08-01 | 2017-03-31 | $3,464 | $3,134 | $330 | $330 |
| 293 SH SPDR S&P MIDCAP 400 ETF | P | 2016-10-10 | 2017-03-31 | $91,704 | $82,646 | $9,058 | $9,058 |
| 300 SH SPDR S&P MIDCAP 400 ETF | P | 2016-10-10 | 2017-07-14 | $96,506 | $84,639 | $11,867 | $11,867 |
| 57 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $17,845 | $15,511 | $2,334 | $2,334 |
| 16 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $5,009 | $4,354 | $655 | $655 |
| 400 SH SPDR S&P MIDCAP 400 ETF | P | 2016-10-10 | 2017-07-14 | $128,680 | $112,852 | $15,828 | $15,828 |
| 57 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $17,845 | $15,511 | $2,334 | $2,334 |
| 2 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $626 | $544 | $82 | $82 |
| 40 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $12,523 | $10,886 | $1,637 | $1,637 |
| 1 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $313 | $272 | $41 | $41 |
| 300 SH SPDR S&P MIDCAP 400 ETF | P | 2016-10-10 | 2017-07-14 | $96,506 | $84,639 | $11,867 | $11,867 |
| 39 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $12,210 | $10,614 | $1,596 | $1,596 |
| 61 SH SPDR S&P MIDCAP 400 ETF | P | 2015-08-13 | 2017-03-31 | $19,098 | $16,602 | $2,496 | $2,496 |
| 300 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $35,639 | $30,150 | $5,489 | $5,489 |
| 600 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $71,278 | $60,301 | $10,977 | $10,977 |
| 200 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $23,759 | $20,100 | $3,659 | $3,659 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $11,880 | $10,050 | $1,830 | $1,830 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $11,880 | $10,050 | $1,830 | $1,830 |
| 200 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $23,759 | $20,100 | $3,659 | $3,659 |
| 50 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $5,865 | $4,997 | $868 | $868 |
| 445 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $52,865 | $44,469 | $8,396 | $8,396 |
| 1,570 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $186,511 | $156,890 | $29,621 | $29,621 |
| 151 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $17,938 | $15,097 | $2,841 | $2,841 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $11,880 | $9,998 | $1,882 | $1,882 |
| 179 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $21,265 | $17,887 | $3,378 | $3,378 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,731 | $9,993 | $1,738 | $1,738 |
| 183 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $21,467 | $18,287 | $3,180 | $3,180 |
| 183 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $21,467 | $18,287 | $3,180 | $3,180 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,731 | $9,993 | $1,738 | $1,738 |
| 706 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $83,870 | $70,954 | $12,916 | $12,916 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $11,880 | $9,997 | $1,883 | $1,883 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $11,880 | $9,997 | $1,883 | $1,883 |
| 299 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $35,520 | $29,894 | $5,626 | $5,626 |
| 200 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $23,759 | $20,100 | $3,659 | $3,659 |
| 183 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $21,467 | $18,287 | $3,180 | $3,180 |
| 250 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $29,699 | $24,995 | $4,704 | $4,704 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $11,880 | $9,998 | $1,882 | $1,882 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $11,880 | $9,998 | $1,882 | $1,882 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-06-14 | $11,880 | $9,998 | $1,882 | $1,882 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $11,881 | $10,050 | $1,831 | $1,831 |
| 34 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $3,988 | $3,400 | $588 | $588 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,733 | $10,000 | $1,733 | $1,733 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,731 | $10,000 | $1,731 | $1,731 |
| 200 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $23,461 | $20,000 | $3,461 | $3,461 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,731 | $10,000 | $1,731 | $1,731 |
| 183 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $21,467 | $18,300 | $3,167 | $3,167 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,732 | $9,993 | $1,739 | $1,739 |
| 50 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $5,865 | $4,997 | $868 | $868 |
| 17 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $1,994 | $1,699 | $295 | $295 |
| 114 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $13,373 | $11,400 | $1,973 | $1,973 |
| 134 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $15,719 | $13,391 | $2,328 | $2,328 |
| 16 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $1,877 | $1,600 | $277 | $277 |
| 33 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $3,871 | $3,298 | $573 | $573 |
| 200 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $23,461 | $20,000 | $3,461 | $3,461 |
| 200 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $23,763 | $20,100 | $3,663 | $3,663 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,731 | $9,993 | $1,738 | $1,738 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $11,882 | $10,050 | $1,832 | $1,832 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $11,881 | $10,050 | $1,831 | $1,831 |
| 300 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $35,642 | $30,150 | $5,492 | $5,492 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $11,884 | $10,050 | $1,834 | $1,834 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,731 | $10,000 | $1,731 | $1,731 |
| 68 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $7,976 | $6,800 | $1,176 | $1,176 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,731 | $10,000 | $1,731 | $1,731 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,732 | $9,993 | $1,739 | $1,739 |
| 3 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $352 | $300 | $52 | $52 |
| 183 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $21,467 | $18,287 | $3,180 | $3,180 |
| 15 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $1,760 | $1,499 | $261 | $261 |
| 85 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $9,972 | $8,494 | $1,478 | $1,478 |
| 1,300 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $152,511 | $129,909 | $22,602 | $22,602 |
| 200 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-07-29 | 2017-06-14 | $23,763 | $20,100 | $3,663 | $3,663 |
| 300 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $35,195 | $29,979 | $5,216 | $5,216 |
| 183 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $21,467 | $18,287 | $3,180 | $3,180 |
| 183 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $21,467 | $18,287 | $3,180 | $3,180 |
| 100 SH PWRSHS FTSE RAFI US 1500SML MID ETF | P | 2015-08-13 | 2017-07-06 | $11,731 | $9,993 | $1,738 | $1,738 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,734 | $21,042 | $2,692 | $2,692 |
| 133 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $31,567 | $27,986 | $3,581 | $3,581 |
| 200 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $47,469 | $42,084 | $5,385 | $5,385 |
| 200 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $47,469 | $42,084 | $5,385 | $5,385 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,734 | $21,042 | $2,692 | $2,692 |
| 1,480 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-12-21 | $396,528 | $291,173 | $105,355 | $105,355 |
| 4 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $949 | $842 | $107 | $107 |
| 200 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $47,469 | $42,084 | $5,385 | $5,385 |
| 7 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $1,661 | $1,473 | $188 | $188 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,734 | $21,042 | $2,692 | $2,692 |
| 93 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $22,073 | $19,569 | $2,504 | $2,504 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,735 | $21,042 | $2,693 | $2,693 |
| 70 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $16,614 | $14,729 | $1,885 | $1,885 |
| 5 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $1,187 | $1,052 | $135 | $135 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,734 | $21,042 | $2,692 | $2,692 |
| 233 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $55,303 | $49,028 | $6,275 | $6,275 |
| 70 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $16,614 | $14,729 | $1,885 | $1,885 |
| 30 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $7,120 | $6,313 | $807 | $807 |
| 28 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $6,646 | $5,892 | $754 | $754 |
| 87 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $20,649 | $18,307 | $2,342 | $2,342 |
| 13 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $3,085 | $2,735 | $350 | $350 |
| 107 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $25,396 | $22,515 | $2,881 | $2,881 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,734 | $21,042 | $2,692 | $2,692 |
| 82 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $19,462 | $17,254 | $2,208 | $2,208 |
| 30 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $7,120 | $6,312 | $808 | $808 |
| 72 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $17,089 | $15,150 | $1,939 | $1,939 |
| 18 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $4,272 | $3,788 | $484 | $484 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,735 | $21,042 | $2,693 | $2,693 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,735 | $21,042 | $2,693 | $2,693 |
| 3,000 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-22 | $701,330 | $631,260 | $70,070 | $70,070 |
| 200 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $47,470 | $42,084 | $5,386 | $5,386 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,735 | $21,042 | $2,693 | $2,693 |
| 148 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $34,932 | $29,117 | $5,815 | $5,815 |
| 808 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $190,708 | $158,966 | $31,742 | $31,742 |
| 144 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $33,988 | $28,330 | $5,658 | $5,658 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,735 | $21,042 | $2,693 | $2,693 |
| 241 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $56,882 | $47,414 | $9,468 | $9,468 |
| 964 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $227,528 | $189,656 | $37,872 | $37,872 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,735 | $21,042 | $2,693 | $2,693 |
| 112 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $26,583 | $23,567 | $3,016 | $3,016 |
| 200 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $47,470 | $42,084 | $5,386 | $5,386 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,735 | $21,042 | $2,693 | $2,693 |
| 1,695 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $402,298 | $356,662 | $45,636 | $45,636 |
| 11 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $2,611 | $2,315 | $296 | $296 |
| 1,000 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-07-14 | $245,284 | $196,738 | $48,546 | $48,546 |
| 100 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $23,734 | $21,042 | $2,692 | $2,692 |
| 651 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $154,511 | $136,983 | $17,528 | $17,528 |
| 249 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $59,099 | $52,395 | $6,704 | $6,704 |
| 100 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $23,603 | $20,937 | $2,666 | $2,666 |
| 10 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $2,360 | $2,094 | $266 | $266 |
| 1,413 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $333,517 | $277,994 | $55,523 | $55,523 |
| 100 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $23,603 | $20,937 | $2,666 | $2,666 |
| 600 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $141,621 | $125,623 | $15,998 | $15,998 |
| 100 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $23,602 | $19,674 | $3,928 | $3,928 |
| 488 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $115,828 | $102,685 | $13,143 | $13,143 |
| 3,200 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-31 | $755,311 | $673,344 | $81,967 | $81,967 |
| 100 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $23,602 | $19,674 | $3,928 | $3,928 |
| 100 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-03-31 | $23,602 | $19,674 | $3,928 | $3,928 |
| 300 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $70,810 | $62,741 | $8,069 | $8,069 |
| 472 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $111,408 | $98,713 | $12,695 | $12,695 |
| 228 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-31 | $53,816 | $47,976 | $5,840 | $5,840 |
| 572 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $135,012 | $119,626 | $15,386 | $15,386 |
| 400 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $94,416 | $83,655 | $10,761 | $10,761 |
| 1,156 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $272,856 | $241,762 | $31,094 | $31,094 |
| 1,544 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $364,437 | $323,271 | $41,166 | $41,166 |
| 100 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $23,603 | $20,937 | $2,666 | $2,666 |
| 200 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $47,207 | $41,874 | $5,333 | $5,333 |
| 100 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $23,603 | $20,937 | $2,666 | $2,666 |
| 100 SH SPDR S&P 500 ETF | P | 2015-08-13 | 2017-03-31 | $23,603 | $20,937 | $2,666 | $2,666 |
| 2,500 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-07-06 | $602,591 | $491,846 | $110,745 | $110,745 |
| 412 SH SPDR S&P 500 ETF | P | 2015-07-29 | 2017-03-10 | $97,786 | $86,693 | $11,093 | $11,093 |
| 2,000 SH SPDR S&P 500 ETF | P | 2015-09-10 | 2017-06-14 | $488,669 | $393,477 | $95,192 | $95,192 |
| 8,109 SH VIRTUS SEIX HIGH INCM FD I | P | 2016-11-21 | 2017-12-21 | $52,764 | $52,013 | $751 | $751 |
| 59 SH VIRTUS SEIX HIGH INCM FD I | P | 2016-11-30 | 2017-12-21 | $386 | $381 | $5 | $5 |
| 188 SH VIRTUS SEIX HIGH INCM FD I | P | 2016-12-30 | 2017-12-21 | $1,220 | $1,203 | $17 | $17 |
| 186 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-01-31 | 2017-12-21 | $1,213 | $1,196 | $17 | $17 |
| 199 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-02-28 | 2017-12-21 | $1,298 | $1,279 | $19 | $19 |
| 209 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-03-31 | 2017-12-21 | $1,362 | $1,343 | $19 | $19 |
| 129 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-04-28 | 2017-12-21 | $841 | $829 | $12 | $12 |
| 132 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-05-31 | 2017-12-21 | $860 | $848 | $12 | $12 |
| 130 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-06-30 | 2017-12-21 | $845 | $833 | $12 | $12 |
| 132 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-07-31 | 2017-12-21 | $859 | $847 | $12 | $12 |
| 128 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-08-31 | 2017-12-21 | $834 | $822 | $12 | $12 |
| 125 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-09-29 | 2017-12-21 | $811 | $800 | $11 | $11 |
| 5,042 SH VIRTUS SEIX HIGH INCM FD I | P | 2017-10-25 | 2017-12-21 | $32,809 | $32,342 | $467 | $467 |
| 16,031 SH VIRTUS SEIX HIGH INCM FD I | P | 2016-11-21 | 2017-11-03 | $105,000 | $102,813 | $2,187 | $2,187 |
| 15,480 SH RIDGEWORTH SEIX HIGH INCM FD I | P | 2016-11-21 | 2017-03-31 | $100,000 | $97,715 | $2,285 | $2,285 |
| 200 SH ISHARES TIPS BOND ETF | P | 2016-10-28 | 2017-07-14 | $22,628 | $23,134 | -$506 | -$506 |
| 1,000 SH ISHARES TIPS BOND ETF | P | 2016-10-28 | 2017-07-14 | $113,138 | $115,667 | -$2,529 | -$2,529 |
| 312 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $24,928 | $24,957 | -$29 | -$29 |
| 6 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $479 | $480 | -$1 | -$1 |
| 250 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $19,974 | $19,998 | -$24 | -$24 |
| 5 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $399 | $400 | -$1 | -$1 |
| 105 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $8,389 | $8,399 | -$10 | -$10 |
| 11,619 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-31 | $926,254 | $923,362 | $2,892 | $2,892 |
| 1,381 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-03-31 | $110,092 | $110,466 | -$374 | -$374 |
| 2 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $160 | $160 | $0 | $0 |
| 51 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $4,075 | $4,079 | -$4 | -$4 |
| 25 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $1,997 | $2,000 | -$3 | -$3 |
| 125 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $9,987 | $9,999 | -$12 | -$12 |
| 119 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $9,508 | $9,519 | -$11 | -$11 |
| 125 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $9,987 | $9,999 | -$12 | -$12 |
| 28 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $2,237 | $2,240 | -$3 | -$3 |
| 2 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $160 | $160 | $0 | $0 |
| 35 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $2,796 | $2,800 | -$4 | -$4 |
| 25 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $1,997 | $2,000 | -$3 | -$3 |
| 1,843 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-07-14 | $147,589 | $147,422 | $167 | $167 |
| 4,657 SH VANGUARD SHORT TERM COR BD ETF | P | 2016-01-04 | 2017-07-14 | $372,935 | $367,839 | $5,096 | $5,096 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $7,990 | $7,999 | -$9 | -$9 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $7,990 | $7,999 | -$9 | -$9 |
| 91 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $7,271 | $7,279 | -$8 | -$8 |
| 20 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $1,598 | $1,600 | -$2 | -$2 |
| 18 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $1,438 | $1,440 | -$2 | -$2 |
| 136 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $10,866 | $10,879 | -$13 | -$13 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $7,990 | $7,999 | -$9 | -$9 |
| 50 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $3,995 | $4,000 | -$5 | -$5 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $7,966 | $7,946 | $20 | $20 |
| 200 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $15,932 | $15,892 | $40 | $40 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $7,966 | $7,946 | $20 | $20 |
| 500 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $39,829 | $39,730 | $99 | $99 |
| 2,800 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $223,042 | $222,488 | $554 | $554 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $7,966 | $7,946 | $20 | $20 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $7,966 | $7,946 | $20 | $20 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $7,966 | $7,946 | $20 | $20 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $7,966 | $7,946 | $20 | $20 |
| 5,600 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $446,084 | $445,032 | $1,052 | $1,052 |
| 200 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $15,932 | $15,892 | $40 | $40 |
| 100 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-09-10 | 2017-03-22 | $7,966 | $7,946 | $20 | $20 |
| 25 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $1,997 | $2,000 | -$3 | -$3 |
| 307 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $24,528 | $24,557 | -$29 | -$29 |
| 1,257 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $100,431 | $100,547 | -$116 | -$116 |
| 28 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $2,237 | $2,240 | -$3 | -$3 |
| 1,126 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $89,964 | $90,069 | -$105 | -$105 |
| 33 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $2,637 | $2,640 | -$3 | -$3 |
| 23 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $1,838 | $1,840 | -$2 | -$2 |
| 57 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $4,554 | $4,559 | -$5 | -$5 |
| 18 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $1,438 | $1,440 | -$2 | -$2 |
| 296 SH VANGUARD SHORT TERM COR BD ETF | P | 2015-10-23 | 2017-04-13 | $23,650 | $23,677 | -$27 | -$27 |
| 10,000 SH VANGUARD FTSE EUROPE ETF | P | 2016-10-10 | 2017-03-31 | $516,285 | $483,002 | $33,283 | $33,283 |
| 200 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $16,618 | $16,563 | $55 | $55 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,281 | $28 | $28 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,281 | $28 | $28 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,281 | $28 | $28 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,281 | $28 | $28 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,281 | $28 | $28 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,282 | $27 | $27 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,282 | $27 | $27 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,282 | $27 | $27 |
| 400 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $33,236 | $33,129 | $107 | $107 |
| 100 SH VANGUARD REIT ETF | P | 2016-10-10 | 2017-11-03 | $8,309 | $8,281 | $28 | $28 |
| 300 SH VANGUARD FTSE PACIFIC ETF | P | 2016-10-10 | 2017-03-31 | $18,968 | $18,201 | $767 | $767 |
| 600 SH VANGUARD FTSE PACIFIC ETF | P | 2016-10-10 | 2017-03-31 | $37,936 | $36,402 | $1,534 | $1,534 |
| 200 SH VANGUARD FTSE PACIFIC ETF | P | 2016-10-10 | 2017-03-31 | $12,645 | $12,134 | $511 | $511 |
| 100 SH VANGUARD FTSE PACIFIC ETF | P | 2016-10-10 | 2017-03-31 | $6,323 | $6,068 | $255 | $255 |
| 500 SH VANGUARD FTSE PACIFIC ETF | P | 2016-10-10 | 2017-03-31 | $31,613 | $30,335 | $1,278 | $1,278 |
| 300 SH VANGUARD FTSE PACIFIC ETF | P | 2016-10-10 | 2017-03-31 | $18,968 | $18,201 | $767 | $767 |
| 2,300 SH VANGUARD FTSE PACIFIC ETF | P | 2016-10-10 | 2017-03-31 | $145,421 | $139,564 | $5,857 | $5,857 |
| 2,200 SH VANGUARD FTSE PACIFIC ETF | P | 2016-10-10 | 2017-03-31 | $139,098 | $133,496 | $5,602 | $5,602 |
| 4,500 SH VANGUARD FTSE EMERGING MARKETS ETF | P | 2016-10-10 | 2017-07-06 | $182,750 | $172,351 | $10,399 | $10,399 |
| 10,000 SH VANGUARD FTSE EMERGING MARKETS ETF | P | 2016-10-10 | 2017-03-31 | $397,987 | $383,003 | $14,984 | $14,984 |
| 2,585 SH VANGUARD FTSE EMERGING MARKETS ETF | P | 2016-10-10 | 2017-12-21 | $116,638 | $99,006 | $17,632 | $17,632 |
| 750 SH ENERGY SELECT SECTOR SPDR ETF | P | 2016-10-10 | 2017-12-28 | $54,193 | $53,925 | $268 | $268 |
| 5,000 SH ENERGY SELECT SECTOR SPDR ETF | P | 2016-10-10 | 2017-07-14 | $326,453 | $359,499 | -$33,046 | -$33,046 |
| 3,200 SH ENERGY SELECT SECTOR SPDR ETF | P | 2016-10-10 | 2017-11-03 | $220,549 | $230,080 | -$9,531 | -$9,531 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,690,654 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,946,469 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $38,556,602 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.076419 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,383,263 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $41,415,406 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.081691 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,142,463 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $39,174,758 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.080217 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,249,268 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $37,132,718 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.087504 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,800,136 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $38,337,665 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.073039 | DistributionYr5Rt |
| Total Distribution | 0.398870 | TotalDistributionRt |
| Average Distribution | 0.079774 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $44,477,601 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,548,156 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $19,804 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,567,960 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,869,080 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $39,608 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $39,608 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $39,608 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $33,460 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $70,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $103,460 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $63,852 | OverpaymentAmt |
| Applied To ES Tax | $63,852 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JAMES M KILKOWSKI | IndividualWithBooksNm |
| Phone | 7147781900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2121 E VIA BURTON | AddressLine1Txt |
| City | ANAHEIM | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92806 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES M KILKOWSKI | ||||||||
| 1900 AVENUE OF THE STARS 25TH FLOOR | LOS ANGELES | CA | 90067 | DIRECTOR, PRESIDENT | 20.00 | $144,000 | $0 | $0 |
| LARRY KIRSCHENBAUM | ||||||||
| 406-1/2 CLUBHOUSE AVENUE | NEWPORT BEACH | CA | 92663 | DIRECTOR, CFO | 20.00 | $36,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| LEGACY PRIVATE CLIENT GROUP | |||||
| 1500 W BALBOA BLVD STE 201 | NEWPORT BEACH | CA | 92663 | INVESTMENT SERVICES | $214,881 |
| ANONYMOUS LLC | |||||
| 23091 MILL CREEK DRIVE | LAGUNA HILLS | CA | 92653 | GRANTMAKING & CONSULTING SERVICES | $132,588 |
| SINGERLEWAK LLP | |||||
| 10960 WILSHIRE BLVD 7TH FLOOR | LOS ANGELES | CA | 90024 | ACCOUNTING SERVICES | $56,038 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $40,498,341 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,818,029 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,838,555 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $45,154,925 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $45,154,925 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $677,324 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $44,477,601 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,223,880 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,223,880 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $39,608 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $39,608 | TotalTaxAmt |
| Distributable Before Adj | $2,184,272 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,184,272 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,184,272 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,869,080 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,869,080 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,869,080 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,184,272 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,409,373 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,408,280 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,234,133 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,371,657 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,036,271 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $6,459,714 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,869,080 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,184,272 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $684,808 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $7,144,522 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,409,373 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $5,735,149 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,408,280 | ExcessFromYear4Amt |
| Excess From Year3 | $1,234,133 | ExcessFromYear3Amt |
| Excess From Year2 | $1,371,657 | ExcessFromYear2Amt |
| Excess From Year1 | $1,036,271 | ExcessFromYear1Amt |
| Excess From Current Year | $684,808 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (60 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ABILITIES UNITED | ||||||||
| 525 E CHARLESTON RD | PALO ALTO | CA | 94306 | N/A | PUBLIC CHARITY | GENERAL | $20,000 | |
| AIDS SERVICES FOUNDATION | ||||||||
| 17982 SKY PARK CIRCLE J | IRVINE | CA | 92614 | N/A | PUBLIC CHARITY | GENERAL | $25,000 | |
| BOYS AND GIRLS CLUB OF WHITTIER | ||||||||
| 7905 SOUTH GREENLEAF AVE | WHITTIER | CA | 90602 | N/A | PUBLIC CHARITY | GENERAL | $20,000 | |
| C5LA | ||||||||
| 3100 N BROADWAY | LOS ANGELES | CA | 90031 | N/A | PUBLIC CHARITY | GENERAL | $25,000 | |
| CHILD ABUSE PREVENTION CENTER | ||||||||
| 2390 E ORANGEWOOD AVE 300 | ANAHEIM | CA | 92806 | N/A | PUBLIC CHARITY | GENERAL | $10,000 | |
| CHILDRENS HOSPITAL LOS ANGELES | ||||||||
| 4650 SUNSET BLVDMAILSTOP 29 | LOS ANGELES | CA | 90027 | N/A | PUBLIC CHARITY | GENERAL | $200,000 | |
| CHILDRENS HOSPITAL ORANGE COUNTY | ||||||||
| 1201 W LAVETA AVENUE | ORANGE | CA | 92868 | N/A | PUBLIC CHARITY | GENERAL | $45,000 | |
| CURE DUCHENNE | ||||||||
| 1400 QUAIL STREET 110 | NEWPORT BEACH | CA | 92660 | N/A | PUBLIC CHARITY | GENERAL | $50,000 | |
| CYSTIC FIBROSIS FOUNDATION | ||||||||
| 4929 WILSHIRE BLVD STE 760 | LOS ANGELES | CA | 90010 | N/A | PUBLIC CHARITY | GENERAL | $12,500 | |
| DREAMCATCHER | ||||||||
| PO BOX 9 | RAVENDALE | CA | 96123 | N/A | PUBLIC CHARITY | GENERAL | $12,000 | |
| EARLY ALERT CANINES | ||||||||
| 1641 CHALLENGE DRIVE SUITE 300 | CONCORD | CA | 94520 | N/A | PUBLIC CHARITY | GENERAL | $35,000 | |
| EASTER SEALS | ||||||||
| 233 S WACKER DR 2400 | CHICAGO | CA | 60606 | N/A | PUBLIC CHARITY | GENERAL | $150,000 | |
| ECOLOGY CENTER | ||||||||
| 32701 ALIPAZ ST | SAN JUAN CAPISTRANO | CA | 92675 | N/A | PUBLIC CHARITY | GENERAL | $20,000 | |
| EMERIL LAGASSE FOUNDATION | ||||||||
| 829 ST CHARLES AVE | NEW ORLEANS | LA | 70130 | N/A | PUBLIC CHARITY | GENERAL | $150,000 | |
| FAMILIES FORWARD | ||||||||
| 8 THOMAS | IRVINE | CA | 92618 | N/A | PUBLIC CHARITY | GENERAL | $2,500 | |
| FESTIVAL OF CHILDREN FOUNDATION (YSA) | ||||||||
| 3315 FAIRVIEW RD | COSTA MESA | CA | 92626 | N/A | PUBLIC CHARITY | GENERAL | $75,000 | |
| FOUNDATION FOR COLLEGE EDUCATION | ||||||||
| 2160 EUCLID AVENUE | E PALO ALTO | CA | 94303 | N/A | PUBLIC CHARITY | GENERAL | $10,000 | |
| FRESH START SURGICAL GIFTS | ||||||||
| 2011 PALOMAR AIRPORT RD 206 | CARLSBAD | CA | 92011 | N/A | PUBLIC CHARITY | GENERALGENERAL | $52,000 | |
| FRIENDS OF LEAPS AND BOUNDS | ||||||||
| 2200 HAMNER AVE 107 | NORCO | CA | 92860 | N/A | PUBLIC CHARITY | GENERAL | $5,000 | |
| FUZZY PET FOUNDATION | ||||||||
| 1158 26TH STREET 260 | FULLERTON | CA | 92832 | N/A | PUBLIC CHARITY | GENERAL | $7,500 | |
| GIRLS INC | ||||||||
| 120 WALL ST 18TH FLOOR | NEW YORK | NY | 10005 | N/A | PUBLIC CHARITY | GENERAL | $10,000 | |
| GOODWILL SOUTHERN CA | ||||||||
| 342 N SAN FERNANDO ROAD | LOS ANGELES | CA | 90031 | N/A | PUBLIC CHARITY | GENERAL | $100,000 | |
| JAMES BEARD FOUNDATION | ||||||||
| 6 WEST 18TH STREET 10TH FLOOR | NEW YORK | NY | 10011 | N/A | PUBLIC CHARITY | GENERAL | $20,000 | |
| JDRF | ||||||||
| 26 BROADWAY 14TH FLOOR | NEW YORK | NY | 10004 | N/A | PUBLIC CHARITY | GENERAL | $25,000 | |
| JESSIE REES FOUNDATION | ||||||||
| PO BOX 80667 | RANCHO SANTA MARGARITA | CA | 92688 | N/A | PUBLIC CHARITY | GENERAL | $50,000 | |
| JUNIOR BLIND | ||||||||
| 5300 ANGELES VISTA BOULEVARD | LOS ANGELES | CA | 90043 | N/A | PUBLIC CHARITY | GENERAL | $12,500 | |
| KIDS FIRST | ||||||||
| 18685 MAIN STREET A-467 | HUNTINGTON BEACH | CA | 92648 | N/A | PUBLIC CHARITY | GENERAL | $50,000 | |
| LGBT CENTER OC | ||||||||
| 1605 N SPURGEON ST | SANTA ANA | CA | 92701 | N/A | PUBLIC CHARITY | GENERAL | $2,500 | |
| LIVE EARTH DISCOVERY FARM CENTER | ||||||||
| 172 LITCHFIELD LN | WATSONVILLE | CA | 95076 | N/A | PUBLIC CHARITY | GENERAL | $3,600 | |
| MAPLE COUNSELING CENTER | ||||||||
| 9107 WILSHIRE BLVD | LOS ANGELES | CA | 90210 | N/A | PUBLIC CHARITY | GENERAL | $25,000 | |
| MAUI FOOD BANK | ||||||||
| 760 KOLU ST | WAILUKU | HI | 96793 | N/A | PUBLIC CHARITY | GENERAL | $50,000 | |
| MOMS ORANGE COUNTY | ||||||||
| 1128 W SANTA ANA | SANTA ANA | CA | 92703 | N/A | PUBLIC CHARITY | GENERAL | $10,000 | |
| NAVY LEAGUE ORANGE COUNTY | ||||||||
| 2115 PARK BLVD | SAN DIEGO | CA | 92101 | N/A | PUBLIC CHARITY | GENERAL | $25,000 | |
| NEW DIRECTIONS FOR WOMEN | ||||||||
| 2607 WILLO LANE | COSTA MESA | CA | 92627 | N/A | PUBLIC CHARITY | GENERAL | $62,500 | |
| O'NEIL SEA ODYSSEY | ||||||||
| 2222 EAST CLIFF DRIVE 222 | SANTA CRUZ | CA | 95062 | N/A | PUBLIC CHARITY | GENERAL | $30,000 | |
| ONE STEP CLOSER | ||||||||
| 2255 CRENSHAW BLVD | LOS ANGELES | CA | 90016 | N/A | PUBLIC CHARITY | GENERAL | $10,000 | |
| ORANGEWOOD CHILDREN'S FOUNDATION | ||||||||
| 1575 E 17TH STREET | SANTA ANA | CA | 92705 | N/A | PUBLIC CHARITY | GENERALGENERAL | $200,000 | |
| PARTNERSHIP HEALTHIER AMERICA | ||||||||
| 2001 PENNSYLVANIA AVE NW SUITE 900 | WASHINGTON | DC | 20006 | N/A | PUBLIC CHARITY | GENERAL | $75,000 | |
| PROJECT PEANUT BUTTER | ||||||||
| 7435 FLORA | MAPLEWOOD | MO | 63143 | N/A | PUBLIC CHARITY | GENERAL | $5,000 | |
| SAFE HOUSE | ||||||||
| 9685 HAYES ST | RIVERSIDE | CA | 92503 | N/A | PUBLIC CHARITY | GENERAL | $10,000 | |
| SANTA ANA UNIFIED SCHOOL DISTRICT | ||||||||
| 1601 EAST CHESTNUT AVE | SANTA ANA | CA | 92701 | N/A | PUBLIC CHARITY | GENERAL | $3,000 | |
| SEYMOUR DISCOVERY CENTERUC SANTA CRUZ | ||||||||
| 100 MCALLISTER WAY | SANTA CRUZ | CA | 95060 | N/A | PUBLIC CHARITY | GENERAL | $20,000 | |
| SHARE OUR STRENGTH | ||||||||
| PO BOX 7465 | LAGUNA NIGUEL | CA | 92607 | N/A | PUBLIC CHARITY | GENERAL | $100,000 | |
| SIMA ENVIRONMENTAL FUND | ||||||||
| 27831 LA PAZ ROAD | LAGUNA NIGUEL | CA | 92677 | N/A | PUBLIC CHARITY | GENERAL | $10,000 | |
| SNIP | ||||||||
| 17 JUNCTION DRIVE 215 | GLEN CARBON | IL | 62034 | N/A | PUBLIC CHARITY | GENERAL | $5,000 | |
| SOCIAL IMPACT FUNDCITY OF KINDNESS | ||||||||
| 3950 LAUREL CANYON BLVD 1621 | STUDIO CITY | CA | 91614 | N/A | PUBLIC CHARITY | GENERAL | $150,000 | |
| SOCIAL IMPACT FUNDHOME(FUL)FOUNDATION | ||||||||
| 3950 LAUREL CANYON BLVD 1621 | STUDIO CITY | CA | 91614 | N/A | PUBLIC CHARITY | GENERAL | $150,000 | |
| SOUTH CENTRAL SCHOLARS FOUNDATION | ||||||||
| 29000 S WESTERN AVE SUITE 401 | RANCHO PALOS VERDES | CA | 90275 | N/A | PUBLIC CHARITY | GENERAL | $50,000 | |
| TEAM IMPACT | ||||||||
| 2322 N BATAVIA ST 108 | ORANGE | CA | 92865 | N/A | PUBLIC CHARITY | GENERAL | $10,000 | |
| TECH MUSEUM OF INNOVATION | ||||||||
| 201 S MARKET ST | SAN JOSE | CA | 95113 | N/A | PUBLIC CHARITY | GENERAL | $600 | |
| THE GOOD CEMETERIAN HISTORICAL PRESERVATION PROJECT | ||||||||
| 22811 RICHARDSON LN | LAND O LAKES | FL | 34639 | N/A | PUBLIC CHARITY | GENERAL | $15,000 | |
| THE SURVIVOR MITZVAH PROJECT | ||||||||
| 2658 GRIFFITH PARK BL 299 | LOS ANGELES | CA | 90039 | N/A | PUBLIC CHARITY | GENERAL | $60,000 | |
| THE TODD ANGLIN HOME FOR CHILDREN | ||||||||
| 13641 GLENHAVEN DR | GARDEN GROVE | CA | 92843 | N/A | PUBLIC CHARITY | GENERAL | $25,000 | |
| THORN | ||||||||
| 10960 WILSHIRE BLVD C/O ALTMAN | LOS ANGELES | CA | 90024 | N/A | PUBLIC CHARITY | GENERAL | $100,000 | GREENFIELD SELVAGGI LLP |
| TIA'S ARMS | ||||||||
| 3 WILD GOOSE CT | NEWPORT BEACH | CA | 92663 | N/A | PUBLIC CHARITY | GENERAL | $5,000 | |
| TIGER WOODS FOUNDATION | ||||||||
| 121 INNOVATION DRIVE SUITE 150 | IRVINE | CA | 92617 | N/A | PUBLIC CHARITY | GENERAL | $60,000 | |
| TONY HALK FOUNDATION | ||||||||
| 1161-A S MELROSE DR360 | VISTA | CA | 92081 | N/A | PUBLIC CHARITY | GENERAL | $25,000 | |
| TRUE COLORS | ||||||||
| 30 ARBOR STREET SUITE 201A | HARTFORD | CT | 06106 | N/A | PUBLIC CHARITY | GENERAL | $25,000 | |
| UCI FOUNDATIONEYE INSTITUTE | ||||||||
| 555 ALDRICH HALL | IRVINE | OK | 926975600 | N/A | PUBLIC CHARITY | GENERAL | $5,000 | |
| WATER BUFFALO CLUB | ||||||||
| 12121 WILSHIRE BLVD 100 | LOS ANGELES | CA | 90025 | N/A | PUBLIC CHARITY | GENERAL | $95,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,616,200 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CHILDREN'S HOSPITAL ORANGE COUNTY | |||||||
| 1201 W LAVETA AVENUE | ORANGE | CA | 92868 | N/A | PUBLIC CHARITY | GENERAL | $35,000 |
| EMERIL LAGASSE FOUNDATION | |||||||
| 829 ST CHARLES AVE | NEW ORLEANS | LA | 70130 | N/A | PUBLIC CHARITY | GENERAL | $150,000 |
| FESTIVAL OF CHILDREN FOUNDATION (YSA) | |||||||
| 3315 FAIRVIEW RD | COSTA MESA | CA | 92626 | N/A | PUBLIC CHARITY | GENERAL | $75,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $260,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $169,962 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $385,751 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | $112,694 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,690,654 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| GAIN FROM PASS-THROUGH GOTHARD STREET INDUSTRIAL LP | 14 | $102,289 |
| LIFE INSURANCE PAYMENT | 01 | $10,997 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,472,347 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,472,347 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HANSON FAMILY TRUST DATED 12100 | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2121 E VIA BURTON | AddressLine1Txt |
| City | ANAHEIM | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92806 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $15,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $56,038 | Amt |
| Net Investment Income | $42,029 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $14,009 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (2 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Computation MethodComputationMethodTxt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | Prior Year DepreciationPriorYearDepreciationAmt | LifeLifeRt |
|---|---|---|---|---|---|---|---|
| LAND | 2012-09-01 | $1,738,000 | L | $0 | $0 | ||
| BUILDING | 2012-09-01 | $462,000 | SL | $11,846 | $0 | $58,901 | 39.000000000000 |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990PF, PART VII-B, LINE 3A: | FormAndLineReferenceDesc |
| Medium Explanation | GOTHARD STREET INDUSTRIAL LPTHE FOUNDATION OWNED A 15.89% INTEREST OF GOTHARD STREET INDUSTRIAL LP DURING THE YEAR. THE FOUNDATION SOLD THE INTEREST AND OWNED A 0% INTEREST AS OF DECEMBER 31, 2017. | MediumExplanationTxt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | INVESTMENT IN VARIOUS CHARLES SCHWAB ACCOUNTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMVCd |
| Book Value | $38,287,471 | BookValueAmt |
| EOYFMV | $38,287,471 | EOYFMVAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| LAND | $1,738,000 | $0 | $1,738,000 |
| BUILDING | $462,000 | $70,747 | $391,253 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $15,257 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $15,257 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PAINTING | $600 | $600 | $600 |
| DEPOSITS | $425,000 | $450,000 | $450,000 |
| INCOME TAX RECEIVABLE | $0 | -$509 | -$509 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $91 | $91 | $0 |
| OFFICE EXPENSES | $8,490 | $0 | $8,490 |
| INSURANCE | $74,330 | $0 | $7,236 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| GAIN FROM PASS-THROUGH GOTHARD STREET INDUSTRIAL LP | $102,289 | $102,289 | $0 |
| LIFE INSURANCE PAYMENT | $10,997 | $10,997 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED (GAIN)/ LOSS FROM INVESTMENTS | Desc |
| Amt | $3,180,572 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CONSULTING FEES | $132,588 | $0 | $132,588 |
| MANAGEMENT FEES | $308,549 | $308,549 | $0 |
| ADMINISTRATIVE FEES | $6,086 | $4,260 | $1,826 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PROPERTY TAXES | $19,474 | $0 | $19,474 |
| PROPERTY TAXES - VIA BURTON | $39,820 | $39,820 | $0 |
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