JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-11
- IRS object ID
- 201803159349100205
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-11T18:05:32-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911741928 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 4TH AVENUE SUITE 2050 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 4252843095 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11900 NE 1ST STREET SUITE 300 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAYLE E IVERSON | PersonNm |
| Person Title | TRUSTEE & CEO | PersonTitleTxt |
| Phone | 4252843095 | PhoneNum |
| Signature | 2018-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ELIZABETH C HEDLUND CPA | PreparerPersonNm |
| PTIN | P00173862 | PTIN |
| Phone | 2064439017 | PhoneNum |
| Preparation | 2018-11-10 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 209.210.157.4 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-10 | IPDt |
| IP Tm | 11:47:43 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | E3FD8AAFF9326A4D8E8464C1DB22A23EFF4AC8C6 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $29,868,474 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1,901 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,901 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $738,714 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $738,714 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $11,413,318 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $24,105,333 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $11,413,318 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $12,153,933 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $12,153,933 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $155,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $38,750 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $116,250 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $8,655 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $2,163 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $6,492 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,445 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,200 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $245 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $62,901 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $56,611 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $6,290 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $116,345 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $116,345 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $138,724 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $18,916 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $9,808 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $10,570 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $5,285 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $5,285 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $578 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $289 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $289 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,384 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,816 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,568 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $501,602 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $243,375 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $148,227 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,500,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,500,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,001,602 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $243,375 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,648,227 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $10,152,331 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $11,910,558 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,866,089 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $502,451 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $502,451 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $10,310,606 | CorporateStockBOYAmt |
| Corporate Stock EOY | $0 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $0 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $200,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $100,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $99,966 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,499,413 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $26,435,587 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $29,252,385 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $4,960 | OtherAssetsBOYAmt |
| Other Assets EOY | $13,672 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $13,672 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $16,881,068 | TotalAssetsBOYAmt |
| Total Assets EOY | $27,051,710 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $29,868,474 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $18,311 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $18,311 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $16,881,068 | CapitalStockBOYAmt |
| Capital Stock EOY | $27,033,399 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,881,068 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $27,033,399 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,881,068 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $27,051,710 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,881,068 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $10,152,331 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $27,033,399 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $27,033,399 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (182 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 3,000 ABBVIE INC COM | P | 2016-03-01 | 2017-02-01 | $182,089 | $167,651 | $14,438 | $14,438 |
| 700 ASCENT CAP GROUP INC A | P | 2016-03-01 | 2017-02-01 | $10,702 | $7,428 | $3,274 | $3,274 |
| 231 COMMERCEHUB INC SER A | P | 2016-09-29 | 2017-02-01 | $3,416 | $3,628 | -$212 | -$212 |
| 162 COMMERCEHUB ICOMMERCEHUB INC SER C | P | 2016-09-29 | 2017-02-01 | $2,372 | $2,563 | -$191 | -$191 |
| 600 DIEBOLD INC | P | 2016-03-10 | 2017-02-01 | $15,996 | $15,133 | $863 | $863 |
| 800 ESSEX PPTY TR INC | P | 2016-12-08 | 2017-02-01 | $178,449 | $175,054 | $3,395 | $3,395 |
| 500 HARRIS CORP | P | 2016-06-29 | 2017-02-01 | $50,924 | $41,046 | $9,878 | $9,878 |
| 3,000 HERC HLDGS INC | P | 2016-09-29 | 2017-02-01 | $154,853 | $98,592 | $56,261 | $56,261 |
| 10,000 REORG/INTERNAP REVERSE STOCK SPLIT INTERNAP SL1NAZ2 11-21-2017 | P | 2016-11-04 | 2017-02-01 | $16,202 | $10,978 | $5,224 | $5,224 |
| 96 LIBERTY MEDIA CORP DEL COM SER C BRAVES GROUP COM SER C | P | 2017-02-01 | $1,915 | $1,229 | $686 | $686 | |
| 2,000 MONSANTO CO | P | 2016-02-25 | 2017-02-01 | $217,271 | $179,178 | $38,093 | $38,093 |
| 1,000 NAVISTAR INTL CORP | P | 2016-02-26 | 2017-02-01 | $27,349 | $8,111 | $19,238 | $19,238 |
| 800 PUB STORAGE INC | P | 2016-11-30 | 2017-02-01 | $171,978 | $167,622 | $4,356 | $4,356 |
| 4,000 SCRIPPS E W CO OHIO CL A NEW COM STK | P | 2016-06-29 | 2017-02-01 | $78,762 | $63,979 | $14,783 | $14,783 |
| 1,000 SIMON PPTY GROUP INC | P | 2016-12-23 | 2017-02-01 | $183,908 | $175,882 | $8,026 | $8,026 |
| 800 TEXTRON INC | P | 2016-06-29 | 2017-02-01 | $37,752 | $27,910 | $9,842 | $9,842 |
| 1,000 VIACOM INC A | P | 2016-09-29 | 2017-02-01 | $44,574 | $41,183 | $3,391 | $3,391 |
| 5,000 WADDELL & REED FINL INC A | P | 2017-02-01 | $90,018 | $106,352 | -$16,334 | -$16,334 | |
| 4,000 WEATHERFORD INTERNATIONAL LTD | P | 2017-02-01 | $20,605 | $22,656 | -$2,051 | -$2,051 | |
| 1,600 MILLICOM INTERNATIONAL CELLULAR COM USD 1.5 (POST-SUBD) | P | 2017-02-01 | $78,494 | $80,210 | -$1,716 | -$1,716 | |
| 3,544.84 MFB NORTHERN FDS STK INDEX FD | P | 2017-02-03 | 2017-04-18 | $100,000 | $98,121 | $1,879 | $1,879 |
| 4,350.85 MFB NORTHERN FDS STK INDEX FD | P | 2017-02-03 | 2017-04-28 | $125,000 | $120,432 | $4,568 | $4,568 |
| 750 ISHARES RUSSELL 1000 GROWTH INDEX | P | 2017-02-01 | 2017-06-19 | $89,976 | $81,214 | $8,762 | $8,762 |
| 2,851.44 MFO DFA INVT DIMENSIONS GROUP INC REAL ESTATE SECS PORTFOLIO | P | 2017-07-17 | $100,000 | $99,809 | $191 | $191 | |
| 1,500 MFC ISHARES TR GLOBAL INFRASTRUCTURE ETF INDEX FD | P | 2017-02-08 | 2017-07-17 | $66,673 | $60,120 | $6,553 | $6,553 |
| 2,500 MFC ISHARES TR GLOBAL INFRASTRUCTURE ETF INDEX FD | P | 2017-08-09 | $113,122 | $98,798 | $14,324 | $14,324 | |
| 500 ISHARES RUSSELL 1000 GROWTH INDEX | P | 2017-02-01 | 2017-09-29 | $62,524 | $54,142 | $8,382 | $8,382 |
| 21.265.21 BLACKROCK FDS HIGH YIELD BD PORTFOLIO | P | 2017-11-13 | $165,443 | $165,107 | $336 | $336 | |
| 2,200 ALEXANDRIA REAL ESTATE EQUITIES | P | 2016-01-29 | 2017-02-01 | $239,942 | $171,559 | $68,383 | $68,383 |
| 2,000 BANK NEW YORK MELLON CORP | P | 2013-02-22 | 2017-02-01 | $90,150 | $55,103 | $35,047 | $35,047 |
| 60 BIGLARI HLDGS INC A | P | 2014-09-19 | 2017-02-01 | $26,221 | $15,000 | $11,221 | $11,221 |
| 500 BLACKROCK INC A | P | 2015-08-26 | 2017-02-01 | $185,680 | $150,750 | $34,930 | $34,930 |
| 1,000 BOEING CO | P | 2011-01-13 | 2017-02-01 | $163,454 | $69,912 | $93,542 | $93,542 |
| 3,000 BOSTON SCIENTIFIC CORP | P | 2012-10-01 | 2017-02-01 | $71,776 | $17,248 | $54,528 | $54,528 |
| 5,000 BRINKS CO | P | 2017-02-01 | $215,819 | $132,254 | $83,565 | $83,565 | |
| 900 BROWN FORMAN CORP A | P | 2011-01-10 | 2017-02-01 | $41,459 | $20,366 | $21,093 | $21,093 |
| 2,000 REORG/CST BRANDS INC CIN CASH MERGER 6-28-2017 | P | 2015-10-14 | 2017-02-01 | $96,278 | $67,952 | $28,326 | $28,326 |
| 1,000 REORG/CHEMTURA CORP CASH MERGER 4-21-2017 | P | 2014-04-17 | 2017-02-01 | $33,044 | $23,613 | $9,431 | $9,431 |
| 7,500 CISCO SYS INC | P | 2013-11-01 | 2017-02-01 | $228,450 | $168,824 | $59,626 | $59,626 |
| 5,000 CINCINNATI BELL INC | P | 2017-02-01 | $112,193 | $72,468 | $39,725 | $39,725 | |
| 8.6 COMMERCEHUB INC SER A | P | 2017-02-01 | $127 | $34 | $93 | $93 | |
| 17.2 COMMERCEHUB INCOMMERCEHUB INC SER C | P | 2017-02-01 | $252 | $68 | $184 | $184 | |
| 3,000 FORTUNE BRANDS HOME & SEC INC | P | 2017-02-01 | $167,562 | $40,259 | $127,303 | $127,303 | |
| 2,000 GRIFFON CORP | P | 2014-04-29 | 2017-02-01 | $50,750 | $21,442 | $29,308 | $29,308 |
| 4,050 HIGHWOODS PPTYS INC | P | 2015-09-15 | 2017-02-01 | $204,335 | $156,180 | $48,155 | $48,155 |
| 1,000 HOSPITALITY PPTYS TR COM SH BEN INT | P | 2015-10-29 | 2017-02-01 | $30,821 | $26,928 | $3,893 | $3,893 |
| 20,000 REORG/INTERNAP REVERSE STOCK SPLIT INTERNAP 2L1NAZ2 11-21-2017 | P | 2017-02-01 | $32,403 | $146,513 | -$114,110 | -$114,110 | |
| 2,000 INTERPUBLIC GROUP COS INC | P | 2014-06-11 | 2017-02-01 | $46,413 | $39,448 | $6,965 | $6,965 |
| 4,450 J P MORGAN CHASE & CO | P | 2011-12-02 | 2017-02-01 | $380,030 | $146,169 | $233,861 | $233,861 |
| 5,000 JANUS CAP GROUP INC | P | 2012-04-26 | 2017-02-01 | $60,882 | $38,778 | $22,104 | $22,104 |
| 1,000 LEGG MASON | P | 2013-02-11 | 2017-02-01 | $33,128 | $27,305 | $5,823 | $5,823 |
| 105 LIBERTY BROADBAND CORP LIBERTY VENTURES SER A | P | 2017-02-01 | $8,894 | $4,238 | $4,656 | $4,656 | |
| 34.4 LIBERTY EXPEDIA HLDGS INC SER A | P | 2017-02-01 | $1,495 | $383 | $1,112 | $1,112 | |
| 51.6 LIBERTY INTERACTIVE CORP LIBERTY VENTURES SER A | P | 2017-02-01 | $2,236 | $575 | $1,661 | $1,661 | |
| 1,000 LIBERTY PPTY TR SH BEN INT | P | 2015-10-29 | 2017-02-01 | $37,588 | $34,329 | $3,259 | $3,259 |
| 86 LIBERTY TRIPADVISOR HLDGS INC A | P | 2017-02-01 | $1,499 | $1,011 | $488 | $488 | |
| 3,850 MERCK & CO INC | P | 2015-08-26 | 2017-02-01 | $238,125 | $205,036 | $33,089 | $33,089 |
| 2,000 NAVISTAR INTL CORP | P | 2012-08-31 | 2017-02-01 | $54,699 | $45,992 | $8,707 | $8,707 |
| 4,000 NORTHERN TRUST CORP | P | 2011-11-11 | 2017-02-01 | $334,391 | $160,099 | $174,292 | $174,292 |
| 5,000 PATTERSON COMPANIES INC | P | 2012-08-31 | 2017-02-01 | $207,654 | $170,965 | $36,689 | $36,689 |
| 2,350 PEPSICO INC | P | 2011-08-05 | 2017-02-01 | $242,399 | $151,744 | $90,655 | $90,655 |
| 2,700 PRUDENTIAL FINL INC | P | 2013-01-18 | 2017-02-01 | $285,854 | $155,685 | $130,169 | $130,169 |
| 329 RYMAN HOSPITALITY PPTYS INC | P | 2012-12-21 | 2017-02-01 | $19,949 | $11,965 | $7,984 | $7,984 |
| 200 SNYDERS-LANE INC | P | 2012-01-13 | 2017-01-01 | $7,594 | $4,608 | $2,986 | $2,986 |
| 2,543.5 TELEPHONE & DATA SYS INC | P | 2017-01-01 | $75,002 | $62,988 | $12,014 | $12,014 | |
| 2,500 THE TRAVELERS COMPANIES INC | P | 2011-03-16 | 2017-01-01 | $292,090 | $144,614 | $147,476 | $147,476 |
| 1,500 TREDEGAR CORP INC | P | 2015-09-23 | 2017-01-01 | $34,613 | $19,139 | $15,474 | $15,474 |
| 1,800 UNION PAC CORP | P | 2015-09-03 | 2017-01-01 | $192,429 | $154,476 | $37,953 | $37,953 |
| 5,000 WELLS FARGO & CO | P | 2017-01-01 | $281,333 | $166,196 | $115,137 | $115,137 | |
| 4,800 WHOLE FOODS MKT INC | P | 2015-09-04 | 2017-01-01 | $141,737 | $153,806 | -$12,069 | -$12,069 |
| 3,000 XYLEM INC | P | 2012-05-03 | 2017-01-01 | $146,937 | $82,347 | $64,590 | $64,590 |
| 1,500 AMC NETWORKS INC A | P | 2017-02-01 | $84,780 | $10,813 | $73,967 | $73,967 | |
| 8,900 AT&T INC | P | 2017-02-01 | $372,707 | $161,551 | $211,156 | $211,156 | |
| 160 ADVANSIX INC | P | 2017-02-01 | $4,157 | $624 | $3,533 | $3,533 | |
| 4,500 AMERICAN EXPRESS CO | P | 2017-02-01 | $346,693 | $125,837 | $220,856 | $220,856 | |
| 3,000 AMETEK INC | P | 2002-02-22 | 2017-02-01 | $152,824 | $14,094 | $138,730 | $138,730 |
| 3,000 ARCHER DANIELS MIDLAND CO | P | 2002-02-22 | 2017-02-01 | $131,556 | $42,020 | $89,536 | $89,536 |
| 800 ASCENT CAP GROUP INC SER A | P | 2017-02-01 | $12,231 | $19,937 | -$7,706 | -$7,706 | |
| 8,000 BANK NEW YORK MELLON CORP | P | 2017-02-01 | $360,601 | $228,513 | $132,088 | $132,088 | |
| 1,000 BAXTR INTL INC | P | 2010-06-17 | 2017-02-01 | $46,941 | $22,964 | $23,977 | $23,977 |
| 300 BIGLARI HLDGS INC A | P | 2010-01-07 | 2017-02-01 | $131,104 | $87,479 | $43,625 | $43,625 |
| 3,000 BOSTON SCIENTIFIC CORP | P | 2017-02-01 | $71,776 | $21,643 | $50,133 | $50,133 | |
| 4,000 CTS CORP | P | 2002-08-14 | 2017-02-01 | $83,973 | $23,777 | $60,196 | $60,196 |
| 4,000 CAMPBELL SOUP CO | P | 2017-02-01 | $249,809 | $118,257 | $131,552 | $131,552 | |
| 2,500 CAVCO INDS INC | P | 2017-02-01 | $239,165 | $49,752 | $189,413 | $189,413 | |
| 1,000 CHEMED CORP | P | 2002-02-22 | 2017-02-01 | $166,386 | $17,914 | $148,472 | $148,472 |
| 1,500 CHEVRONTEXACO CORP | P | 2017-02-01 | $166,753 | $108,766 | $57,987 | $57,987 | |
| 8,000 CHURCH & DWIGHT INC | P | 2017-02-01 | $360,105 | $40,977 | $319,128 | $319,128 | |
| 5,000 COCA COLA CO | P | 2008-05-15 | 2017-02-01 | $206,396 | $142,629 | $63,767 | $63,767 |
| 60.4 COMMERCEHUB INC SER A | P | 2017-02-01 | $893 | $288 | $605 | $605 | |
| 120.8 COMMERCEHUB ICOMMERCEHUB INC SER C | P | 2017-02-01 | $1,768 | $577 | $1,191 | $1,191 | |
| 4,000 CORNING INC | P | 2017-02-01 | $104,042 | $27,336 | $76,706 | $76,706 | |
| 2,000 CRANE CO | P | 2017-02-01 | $147,428 | $64,689 | $82,739 | $82,739 | |
| 2,000 CURTISS WRIGHT CORP | P | 2010-09-15 | 2017-02-01 | $194,145 | $58,447 | $135,698 | $135,698 |
| 6,000 ADR DANONE SPONSORED ADR | P | 2005-12-28 | 2017-02-01 | $75,118 | $64,212 | $10,906 | $10,906 |
| 800 DEERE & CO | P | 2004-07-28 | 2017-02-01 | $85,452 | $25,260 | $60,192 | $60,192 |
| 1,400 DIEBOLD INC | P | 2017-02-01 | $37,323 | $36,979 | $344 | $344 | |
| 750 DISCOVERY COMMUNICTIONS INC SER A | P | 2017-02-01 | $20,913 | $5,262 | $15,651 | $15,651 | |
| 2,250 DISCOVERY COMMUNICATIONS INC SER C | P | 2017-02-01 | $61,403 | $14,539 | $46,864 | $46,864 | |
| 8,000 DISH NETWORK CORP A | P | 2017-02-01 | $482,647 | $139,060 | $343,587 | $343,587 | |
| 2,000 DR PEPPER SNAPPLE GROUP INC | P | 2017-02-01 | $180,413 | $35,952 | $144,461 | $144,461 | |
| 800 ECHOSTAR CORP | P | 2017-02-01 | $44,026 | $20,851 | $23,175 | $23,175 | |
| 1,400 EDGEWELL PERS CARE CO | P | 2002-03-04 | 2017-02-01 | $108,184 | $22,377 | $85,807 | $85,807 |
| 5,000 EL PASO ELECTRIC CO | P | 2017-02-01 | $225,975 | $71,926 | $154,049 | $154,049 | |
| 1,000 ENERGIZER HLDGS INC | P | 2002-03-04 | 2017-02-01 | $51,868 | $5,528 | $46,340 | $46,340 |
| 1,200 EXXON MOBIL CORP | P | 2017-02-01 | $99,389 | $86,464 | $12,925 | $12,925 | |
| 2,000 FIRSTENERGY CORP | P | 2002-10-30 | 2017-02-01 | $59,732 | $15,467 | $44,265 | $44,265 |
| 9,000 FLOWERS FOODS INC | P | 2017-02-01 | $179,296 | $28,557 | $150,739 | $150,739 | |
| 4,500 FLOWSERVE CORP | P | 2017-02-01 | $220,194 | $16,691 | $203,503 | $203,503 | |
| 4,000 GATX CORP | P | 2017-02-01 | $230,662 | $138,358 | $92,304 | $92,304 | |
| 8,700 GENERAL ELEC CO | P | 2017-02-01 | $257,781 | $172,154 | $85,627 | $85,627 | |
| 5,000 GENERAL MILLS INC | P | 2005-10-07 | 2017-02-01 | $308,095 | $119,992 | $188,103 | $188,103 |
| 2000 GRIFFON CORP | P | 2010-12-15 | 2017-02-01 | $50,750 | $24,845 | $25,905 | $25,905 |
| 4,000 HONEYWELL INTL INC | P | 2017-02-01 | $470,456 | $116,506 | $353,950 | $353,950 | |
| 3,900 HOSPITALITY PPTYS TR COM SH BEN INT | P | 2017-02-01 | $120,203 | $130,488 | -$10,285 | -$10,285 | |
| 1,000 ITT INC | P | 2017-02-01 | $40,677 | $18,512 | $22,165 | $22,165 | |
| 4,100 ILLINOIS TOOL WORKS INC | P | 2010-07-30 | 2017-02-01 | $517,848 | $178,370 | $339,478 | $339,478 |
| 800 INGREDION INC | P | 2002-02-22 | 2017-02-01 | $101,590 | $12,216 | $89,374 | $89,374 |
| 1,100 INTL BUSINESS MACHINES CORP | P | 2017-02-01 | $190,613 | $114,389 | $76,224 | $76,224 | |
| 1,000 INTL FLAVORS & FRAGRANCE | P | 2006-11-27 | 2017-02-01 | $115,884 | $47,588 | $68,296 | $68,296 |
| 3,000 J P MORGAN CHASE & CO | P | 2017-02-01 | $256,200 | $109,272 | $146,928 | $146,928 | |
| 10,000 JANUS CAP GROUP INC | P | 2017-02-01 | $121,764 | $101,383 | $20,381 | $20,381 | |
| 2,000 JOHNSON & JOHNSON | P | 2007-07-26 | 2017-02-01 | $225,422 | $130,955 | $94,467 | $94,467 |
| 2,000 KAMAN CORPORATION A | P | 2009-04-08 | 2017-02-01 | $101,045 | $29,480 | $71,565 | $71,565 |
| 3,200 REORG/KINDER MORGAN WORTHLESS 6-2-2017 | P | 2009-06-19 | 2017-02-01 | $18 | $3,821 | -$3,803 | -$3,803 |
| 4,000 LEGG MASON | P | 2017-02-01 | $132,512 | $98,959 | $33,553 | $33,553 | |
| 169 LIBERTY BROADBAND CORP SER A | P | 2017-02-01 | $14,044 | $638 | $13,406 | $13,406 | |
| 338 LIBRTY BROADBAND CORP SER C | P | 2017-02-01 | $28,631 | $1,216 | $27,415 | $27,415 | |
| 241.6 LIBERTY EXPEDIA HLDGS INC SER A | P | 2017-02-01 | $10,497 | $3,261 | $7,236 | $7,236 | |
| 2,500 LIBERTY INTERACTIVE CORPORATION QVC GROUP SER A | P | 2017-02-01 | $47,070 | $35,235 | $11,835 | $11,835 | |
| 362.4 LIBERTY INTERACTIVE CORP LIBERTY VENTURES COM SER A NEW SER A | P | 2017-02-01 | $15,703 | $4,892 | $10,811 | $10,811 | |
| 4,600 LIBERTY PPTY TR SH BEN INT | P | 2017-02-01 | $172,905 | $148,473 | $24,432 | $24,432 | |
| 67 LIBERTY MEDIA CORP SER A BRAVES GROUP COM SER A | P | 2017-02-01 | $1,331 | $128 | $1,203 | $1,203 | |
| 338 LIBERTY MEDIA CORPORATION COM SER C FORMULA | P | 2017-02-01 | $9,788 | $537 | $9,251 | $9,251 | |
| 169 LIBERTY MEDIA CORP SER A FORMULAONE SER A MEDIA | P | 2017-02-01 | $4,948 | $268 | $4,680 | $4,680 | |
| 135 LIBERTY MEDIA CORP SER C BRAVES GROUP SER C | P | 2017-02-01 | $2,693 | $213 | $2,480 | $2,480 | |
| 250 LIBERTY TRIPADVISOR HLDGS INC A | P | 2017-02-01 | $4,359 | $2,674 | $1,685 | $1,685 | |
| 2,500 MSG NETWORK INC A | P | 2017-02-01 | $58,159 | $6,429 | $51,730 | $51,730 | |
| 833 MADISON SQUARE GARDEN CO A | P | 2017-02-01 | $145,085 | $16,509 | $128,576 | $128,576 | |
| 4,700 MICROSOFT CORP | P | 2017-02-01 | $299,525 | $95,451 | $204,074 | $204,074 | |
| 5,000 MONDELEZ INTL INC | P | 2017-02-01 | $219,019 | $93,681 | $125,338 | $125,338 | |
| 5,000 NCR CORP | P | 2017-02-01 | $211,436 | $64,762 | $146,674 | $146,674 | |
| 4,000 NATIONAL FUEL GAS CO | P | 2017-02-01 | $219,974 | $176,427 | $43,547 | $43,547 | |
| 2,500 NEWS CORP A | P | 2017-02-01 | $30,526 | $17,181 | $13,345 | $13,345 | |
| 3,150 ADR NOVARTIS AG SPONSORED ADR | P | 2017-02-01 | $230,652 | $136,974 | $93,678 | $93,678 | |
| 11,610 PFIZER INC | P | 2017-02-01 | $364,208 | $213,546 | $150,662 | $150,662 | |
| 2,100 PROCTER & GAMBLE CO | P | 2017-02-01 | $183,094 | $119,612 | $63,482 | $63,482 | |
| 6,700 PROLOGIS INC | P | 2017-02-01 | $324,707 | $187,785 | $136,922 | $136,922 | |
| 4,500 RPC INC | P | 2009-08-28 | 2017-02-01 | $95,872 | $16,483 | $79,389 | $79,389 |
| 2,500 RYMAN HOSPITALITY PPTYS INC | P | 2017-02-01 | $151,588 | $56,204 | $95,384 | $95,384 | |
| 1,500 SCRIPPS NETWORKS INTERACTIVE INC A | P | 2002-02-22 | 2017-02-01 | $113,246 | $51,741 | $61,505 | $61,505 |
| 5,000 SOUTHWEST GAS CORP | P | 2003-11-03 | 2017-02-01 | $394,441 | $113,690 | $280,751 | $280,751 |
| 4,000 STATE STREET CORP | P | 2017-02-01 | $305,133 | $186,024 | $119,109 | $119,109 | |
| 956.5 TELEPHONE & DATA SYS INC | P | 2009-05-06 | 2017-02-01 | $28,205 | $27,393 | $812 | $812 |
| 2,100 3M CO | P | 2017-02-01 | $366,888 | $139,291 | $227,597 | $227,597 | |
| 5,000 TIME WARNER INC | P | 2017-02-01 | $484,092 | $120,369 | $363,723 | $363,723 | |
| 2,400 ADR TOTAL SA | P | 2009-09-21 | 2017-02-01 | $120,210 | $147,224 | -$27,014 | -$27,014 |
| 1,500 TREDEGAR CORP INC | P | 2017-02-01 | $34,613 | $25,140 | $9,473 | $9,473 | |
| 10,000 TWENTY-FIRST CENTURY FOX INC A | P | 2017-02-01 | $312,844 | $127,445 | $185,399 | $185,399 | |
| 4,000 ADR UNILEVER PLC SPONSORED ADR | P | 2017-02-01 | $163,717 | $110,361 | $53,356 | $53,356 | |
| 3,000 U S CELLULAR CORPORATION | P | 2003-10-02 | 2017-02-01 | $127,466 | $89,180 | $38,286 | $38,286 |
| 2,000 UNITED TECHNOLOGIES CORP | P | 2017-02-01 | $216,875 | $109,126 | $107,749 | $107,749 | |
| 6,000 VERIZON COMMUNICATIONS | P | 2017-02-01 | $292,327 | $175,242 | $117,085 | $117,085 | |
| 4,000 VIACOM INC A | P | 2017-02-01 | $178,295 | $131,845 | $46,450 | $46,450 | |
| 7,600 WASTE MGMT INC | P | 2017-02-01 | $524,926 | $250,901 | $274,025 | $274,025 | |
| 3,000 WATTS INDUSTRIES INC | P | 2002-02-22 | 2017-02-01 | $197,703 | $47,271 | $150,432 | $150,432 |
| 3,800 WELLTOWER INC REIT | P | 2017-02-01 | $249,563 | $125,112 | $124,451 | $124,451 | |
| 4,000 WESTAR ENERGY INC | P | 2017-02-01 | $218,464 | $51,251 | $167,213 | $167,213 | |
| 2,000 XYLEM INC | P | 2017-02-01 | $97,958 | $55,474 | $42,484 | $42,484 | |
| 525 LIBERTY GLOBAL PLC A | P | 2017-02-01 | $18,942 | $3,897 | $15,045 | $15,045 | |
| 1,575 LIBERTY GLOBAL PLC SER C | P | 2017-02-01 | $54,765 | $10,814 | $43,951 | $43,951 | |
| 65 REORG/LIBERTY MANDATORY EXCHANGE LIBERTY 2-1-2018 | P | 2017-02-01 | $1,473 | $530 | $943 | $943 | |
| 196 LILAC GROUP CL C | P | 2017-02-01 | $4,306 | $1,509 | $2,797 | $2,797 | |
| 100,000 GENERAL ELEC CAP CORP INTERNOTES BOOOK ENTRY MTN 5% DUE 8-15-2017 | P | 2009-08-18 | 2017-08-15 | $100,000 | $100,000 | $0 | $0 |
| 2,000 INVESTMENT AB KINNEVIK B | P | 2016-02-26 | 2017-03-02 | $53,723 | $50,559 | $3,164 | $3,164 |
| CLASS ACTION PROCEEDS - PFIZER INC | P | 2017-01-06 | $105 | $105 | $105 | ||
| CLASS ACTION PROCEEDS - SPRINT NEXTEL CORPORATION | P | 2017-02-27 | $32 | $32 | $32 | ||
| CLASS ACTION PROCEEDS - THE BANK OF NEW YORK MELLON CORPORATION | P | 2017-04-13 | $1,281 | $1,281 | $1,281 | ||
| CLASS ACTION PROCEEDS - SPRINT NEXTEL CORPORATION | P | 2017-06-30 | $33 | $33 | $33 | ||
| CLASS ACTION PROCEEDS - THE BANK OF NEW YORK MELLON CORPORATION | P | 2017-08-07 | $1,281 | $1,281 | $1,281 | ||
| FOREIGN TAX RECLAIMS | P | 2017-12-31 | $4,253 | -$4,253 | -$4,253 | ||
| CAPITAL GAINS DIVIDENDS | P | $278,872 | $278,872 | $278,872 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $11,413,318 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,363,057 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $26,181,317 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052062 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,353,002 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $27,161,136 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.049814 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,283,422 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $27,532,020 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046616 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,140,603 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $25,917,668 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.044009 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,110,427 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $23,054,331 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.048166 | DistributionYr5Rt |
| Total Distribution | 0.240667 | TotalDistributionRt |
| Average Distribution | 0.048133 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $28,078,813 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,351,518 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $119,106 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,470,624 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,648,227 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $119,106 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $119,106 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $119,106 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $131,576 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $131,576 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $12,470 | OverpaymentAmt |
| Applied To ES Tax | $12,470 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VON HARTEN COMPANY INC PS | IndividualWithBooksNm |
| Phone | 2064439017 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE STE 2050 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAYLE E IVERSON | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | TRUSTEE & CEO | 40.00 | $125,000 | $8,655 | $0 |
| JUSTIN M O'CONNELL | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | PROGRAM OFFICER | 8.33 | $30,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| NORTHERN TRUST BANK | |||||
| 1301 SECOND AVENUE 2600 | SEATTLE | WA | 98101 | INVESTMENT MANAGEMENT | $101,928 |
| VON HARTEN & COMPANY INC PS | |||||
| 2101 FOURTH AVE 2050 | SEATTLE | WA | 98121 | ACCOUNTING SERVICES | $62,901 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,850,664 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,642,073 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $13,672 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $28,506,409 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $28,506,409 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $427,596 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $28,078,813 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,403,941 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,403,941 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $119,106 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $119,106 | TotalTaxAmt |
| Distributable Before Adj | $1,284,835 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,284,835 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,284,835 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,648,227 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,648,227 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $119,106 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,529,121 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,284,835 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,077,843 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,648,227 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,077,843 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $570,384 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $714,451 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAYLE E IVERSON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JAMES B PENDLETON CHARITABLE TRUST | AddressLine1Txt |
| Address Line2 | 11900 NE 1ST ST 300 | AddressLine2Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4252843095 | RecipientPhoneNum |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| GLADSTONE INSTITUTES | ||||||
| 1650 OWENS STREET | SAN FRANCISCO | CA | 94158 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| THE SCRIPPS RESEARCH INSTITUTE | ||||||
| 10550 N TORREY PINES ROAD | LA JOLLA | CA | 92037 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| UC DAVIS | ||||||
| 202 COUSTEAU PLACE SUITE 185 | DAVIS | CA | 95618 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $200,000 |
| UC SAN DIEGO FOUNDATION | ||||||
| 9500 GILMAN DRIVE 0940 | LA JOLLA | CA | 920930940 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $450,000 |
| UCLA FOUNDATION | ||||||
| 10920 WILSHIRE BLVD SUITE 900 960 | LOS ANGELES | CA | 900246519 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $350,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,500,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,901 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $738,714 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $11,413,318 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $12,153,933 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $12,153,933 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | VON HARTEN & COMPANY INC PS | CategoryTxt |
| Amt | $62,901 | Amt |
| Net Investment Income | $56,611 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $6,290 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | GENERAL ELECTRIC CAP CP 4.55% 3/15/18 | BondNm |
| EOY Book Value | $100,000 | EOYBookValueAmt |
| EOYFMV | $99,966 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK HIGH YIELD BD PORTFOLIO | AT COST | $2,009,122 | $2,024,673 |
| DOUBLELINE CORE FIXED INCOME FUND | AT COST | $1,530,000 | $1,544,179 |
| FLEXSHARES IBOXX$ 3 YR TARGET TIPS INDEX | AT COST | $497,200 | $487,000 |
| FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES | AT COST | $811,370 | $898,830 |
| ISHARES TR GLOBAL INFRASTRUCTURE ETF | AT COST | $315,033 | $361,760 |
| ISHARES TR RUSSELL 1000 GFROWTH ETF | AT COST | $785,065 | $976,430 |
| CAUSEWAY CAP MGMT INTL VALUE FD | AT COST | $1,010,000 | $1,195,495 |
| DFA EMERGING MKTS CORE EQUITY PORTFOLIO | AT COST | $1,300,000 | $1,609,920 |
| DFA INTL REAL ESTATE SECS PORTFOLIO | AT COST | $450,000 | $489,313 |
| DFA INTL SMALL CO PORTFOLIO | AT COST | $539,230 | $628,564 |
| DFA REAL ESTATE SECS PORTFOLIO | AT COST | $351,316 | $358,292 |
| DFA US L/C VALUE PORTFOLIO | AT COST | $1,229,753 | $1,335,113 |
| DFA US SMALL CAP PORTFOLIO | AT COST | $811,994 | $852,871 |
| HARDING LOEVNER INTL EQUITY PORTFOLIO | AT COST | $656,046 | $790,440 |
| NORTHERN BD INDEX FD | AT COST | $1,150,000 | $1,157,182 |
| NORTHERN MID CAP INDEX FD | AT COST | $1,384,590 | $1,449,415 |
| NORTHERN STK INDEX FD | AT COST | $6,118,921 | $7,029,665 |
| NORTHERN ULTRA SHORT FIXED INCOME FD | AT COST | $2,000,947 | $1,998,351 |
| VANGUARD EMERGING MKTS STK INDEX | AT COST | $600,000 | $697,220 |
| VANGUARD FTSE ALL WORLD EX-US INDEX | AT COST | $2,885,000 | $3,366,076 |
| ACCRUED INCOME ON INVESTMENTS | AT COST | $0 | $1,596 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GREENBERG GLUSKER | CategoryTxt |
| Legal Fees | $2,445 | LegalFeesAmt |
| Net Investment Income | $2,200 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $245 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME REPORTED ON TAX RETURN NOT YET RECEIVED | Desc |
| BOY Book Value | $4,960 | BOYBookValueAmt |
| EOY Book Value | $13,672 | EOYBookValueAmt |
| EOYFMV | $13,672 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TELEPHONE EXPENSE | $176 | $88 | $88 |
| PAYROLL PROCESSING EXPENSE | $1,191 | $298 | $893 |
| MEMBERSHIP DUES | $1,097 | $549 | $548 |
| OFFICE SUPPLIES | $154 | $77 | $77 |
| BANK CHARGES | $223 | $112 | $111 |
| COMPUTER EXPENSES | $3,303 | $1,652 | $1,651 |
| POSTAGE | $80 | $40 | $40 |
| STATE REGISTRATION FEES | $160 | $0 | $160 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| CREDIT CARD PAYABLE | $0 | $5,354 |
| REFUND PAYABLE | $0 | $12,957 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT - GARLAND CAPITAL MANAGEMENT INC | $1,620 | $1,620 | $0 |
| INVESTMENT MANAGEMENT - GAMCO INVESTORS INC | $10,403 | $10,403 | $0 |
| INVESTMENT MANAGEMENT - BNY MELLON NA | $2,394 | $2,394 | $0 |
| INVESTMENT MANAGEMENT - NORTHERN TRUST BANK | $101,928 | $101,928 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES | $13,077 | $3,269 | $9,808 |
| FEDERAL EXCISE TAX PAYMENTS | $110,000 | $0 | $0 |
| FOREIGN TAXES PAID | $15,647 | $15,647 | $0 |
Comments