ZACHARY SMITH REYNOLDS TRUST: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- ZACHARY SMITH REYNOLDS TRUST (EIN 52-6021749)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-08-30
- IRS object ID
- 201942429349100204
- Schema version
- 2018v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-08-30T09:00:30-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 526021749 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ZACHARY SMITH REYNOLDS TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | REYN | BusinessNameControlTxt |
| Phone | 4127629161 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 116 ALLEGHENY CENTER MALL P8YB3502L | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15212 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PNC BANK N A BY | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 4127629161 | PhoneNum |
| Signature | 2019-08-29 | SignatureDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 161.150.240.4 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | D15B6E5F7E1F5A63C9C759381E6F3302D40930CB | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 3BB8C0E9FEC78F69228AD1801D614A994052CE46 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $182,482,975 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $4,026,273 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $4,027,331 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,805,783 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $103,695,008 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,805,783 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $158,104 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$273,966 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $11,990,160 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $11,559,148 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $364,623 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $291,698 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $72,925 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $445,394 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,276 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $80,880 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $97,884 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $890,897 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $390,858 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $72,925 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $9,544,960 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $9,544,960 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $10,435,857 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $390,858 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $9,617,885 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,554,303 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $11,168,290 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $8,609,063 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $23,829,852 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $23,829,852 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| US Government Obligations BOY | $5,924,387 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $8,249,883 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $8,343,021 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $18,684,510 | CorporateStockBOYAmt |
| Corporate Stock EOY | $15,956,871 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $16,681,696 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $8,553,599 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,025,044 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,055,470 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $133,476,083 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $122,764,058 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $127,583,636 | OtherInvestmentsEOYFMVAmt |
| Other Assets EOY | $3,250,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,989,300 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $175,247,642 | TotalAssetsBOYAmt |
| Total Assets EOY | $177,075,708 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $182,482,975 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $174,130,167 | CapitalStockBOYAmt |
| Capital Stock EOY | $176,210,106 | CapitalStockEOYAmt |
| Retained Earning BOY | $1,117,475 | RetainedEarningBOYAmt |
| Retained Earning EOY | $865,602 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $175,247,642 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $177,075,708 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $175,247,642 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $177,075,708 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $175,247,642 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,554,303 | ExcessRevenueOverExpensesAmt |
| Other Increases | $286,580 | OtherIncreasesAmt |
| Subtotal | $177,088,525 | SubtotalAmt |
| Other Decreases | $12,817 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $177,075,708 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (473 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 1301.58 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451 | 2014-07-02 | 2018-01-02 | $1,302 | $1,400 | -$98 | -$98 | |
| 528.15 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611 | 2017-10-17 | 2018-01-02 | $528 | $543 | -$15 | -$15 | |
| 1611.97 FEDERAL NATL MTG ASSN POOL AL2610 | 2014-03-14 | 2018-01-02 | $1,612 | $1,623 | -$11 | -$11 | |
| 927.52 FEDERAL NATL MTG ASSN POOL AL2935 | 2014-09-12 | 2018-01-02 | $928 | $947 | -$19 | -$19 | |
| 957.46 FEDERAL NATL MTG ASSN POOL AL3904 | 2014-05-02 | 2018-01-02 | $957 | $998 | -$41 | -$41 | |
| 1686.98 FEDERAL NATL MTG ASSN POOL AO7627 | 2012-11-05 | 2018-01-02 | $1,687 | $1,756 | -$69 | -$69 | |
| 981.81 FEDERAL NATL MTG ASSN POOL AQ0945 | 2012-11-20 | 2018-01-02 | $982 | $1,025 | -$43 | -$43 | |
| 956.39 FEDERAL NATL MTG ASSN POOL AS0765 | 2014-01-22 | 2018-01-02 | $956 | $995 | -$39 | -$39 | |
| 935.95 FEDERAL NATL MTG ASSN POOL AS5332 | 2017-09-15 | 2018-01-02 | $936 | $989 | -$53 | -$53 | |
| 816.38 FEDERAL NATL MTG ASSN POOL AS6111 | 2016-04-15 | 2018-01-02 | $816 | $873 | -$57 | -$57 | |
| 835.71 FEDERAL NATL MTG ASSN POOL AS6311 | 2016-05-06 | 2018-01-02 | $836 | $876 | -$40 | -$40 | |
| 388.79 FEDERAL NATL MTG ASSN POOL AS7343 | 2017-06-28 | 2018-01-02 | $389 | $391 | -$2 | -$2 | |
| 237.18 FEDERAL NATL MTG ASSN POOL AT2127 | 2014-11-14 | 2018-01-02 | $237 | $238 | -$1 | -$1 | |
| 828.83 FEDERAL NATL MTG ASSN POOL AT5900 | 2014-07-11 | 2018-01-02 | $829 | $819 | $10 | $10 | |
| 1097.14 FEDERAL NATL MTG ASSN POOL 932639 | 2010-12-20 | 2018-01-02 | $1,097 | $1,146 | -$49 | -$49 | |
| 615.54 FEDERAL NATL MTG ASSN POOL AB2077 | 2011-04-15 | 2018-01-02 | $616 | $608 | $8 | $8 | |
| 279.06 FEDERAL NATL MTG ASSN POOL AB2275 | 2011-02-23 | 2018-01-02 | $279 | $283 | -$4 | -$4 | |
| 1261.59 FEDERAL NATL MTG ASSN POOL AB2333 | 2011-02-23 | 2018-01-02 | $1,262 | $1,239 | $23 | $23 | |
| 399.42 FEDERAL NATL MTG ASSN POOL AB7859 | 2013-07-11 | 2018-01-02 | $399 | $400 | -$1 | -$1 | |
| 1157.65 FEDERAL NATL MTG ASSN POOL MA1525 | 2016-03-09 | 2018-01-02 | $1,158 | $1,207 | -$49 | -$49 | |
| 1002.56 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-10-19 | 2018-01-02 | $1,003 | $1,008 | -$5 | -$5 | |
| 1775. SUN CMNTYS INC | 2015-12-16 | 2018-01-02 | $162,625 | $121,367 | $41,258 | $41,258 | |
| 24474. VANGUARD LARGE CAP ETF | 2011-01-06 | 2018-01-02 | $3,016,121 | $1,427,304 | $1,588,817 | $1,588,817 | |
| 25000. TOYOTA MOTOR CREDIT CORP SER MTN UNSC | 2017-05-11 | 2018-01-08 | $25,041 | $25,141 | -$100 | -$100 | |
| 25000. TOYOTA MOTOR CREDIT CORP SER MTN UNSC | 2017-01-05 | 2018-01-08 | $25,041 | $25,061 | -$20 | -$20 | |
| 19905. VANGUARD LARGE CAP ETF | 2011-01-06 | 2018-01-08 | $2,500,297 | $1,160,844 | $1,339,453 | $1,339,453 | |
| 10512. VANGUARD SMALL CAP ETF | 2017-10-03 | 2018-01-08 | $1,573,410 | $1,498,457 | $74,953 | $74,953 | |
| 6154. VANGUARD SMALL CAP ETF | 2016-01-29 | 2018-01-08 | $921,116 | $622,853 | $298,263 | $298,263 | |
| 30000. SUMITOMO MITSUI FINL GRP SEDOL BZ1H048 ISIN US86562MAU45 | 2018-01-09 | $29,687 | $30,042 | -$355 | -$355 | ||
| 10000. USA TREASURY NOTES 01.625% DUE 08/31/2022 | 2017-10-18 | 2018-01-09 | $9,704 | $9,833 | -$129 | -$129 | |
| 25000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2018-01-09 | $24,794 | $25,027 | -$233 | -$233 | ||
| 25000. USA TREASURY NOTES 01.625% DUE 08/31/2022 | 2018-01-10 | $24,245 | $24,547 | -$302 | -$302 | ||
| 45000. USA TREASURY NOTES 01.625% DUE 08/15/2022 | 2018-01-10 | $43,694 | $44,760 | -$1,066 | -$1,066 | ||
| 45000. BANK OF AMERICA CORP SER MTN UNSC | 2016-11-10 | 2018-01-11 | $45,000 | $45,000 | |||
| 1976.64 FIFTH THIRD AUTO TRUST SERIES 2015 1 CLASS A3 | 2015-10-28 | 2018-01-15 | $1,977 | $1,976 | $1 | $1 | |
| 1090.35 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-05-24 | 2018-01-15 | $1,090 | $1,090 | |||
| 35000. DEUTSCHE BANK AG SEDOL ISIN US25152R2U64 | 2015-09-01 | 2018-01-17 | $34,936 | $35,035 | -$99 | -$99 | |
| 15000. DEUTSCHE BANK AG SEDOL BZ044G0 ISIN US251541AQ13 | 2017-05-23 | 2018-01-17 | $15,494 | $15,474 | $20 | $20 | |
| 3142.041 LAZARD GLOBAL LISTED INFRASTRUCTURE PORTFOLIO | 2016-06-07 | 2018-01-17 | $50,555 | $43,329 | $7,226 | $7,226 | |
| 183309.171 LAZARD GLOBAL LISTED INFRASTRUCTURE PORTFOLIO | 2018-01-17 | $2,949,445 | $2,996,679 | -$47,234 | -$47,234 | ||
| 35000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2017-03-24 | 2018-01-17 | $34,795 | $35,239 | -$444 | -$444 | |
| 15000. USA TREASURY NOTE 01.625% DUE 12/31/2019 | 2018-01-12 | 2018-01-17 | $14,878 | $14,889 | -$11 | -$11 | |
| 25000. WESTPAC BANKING CORP SEDOL ISIN US961214DK65 | 2017-02-27 | 2018-01-17 | $24,997 | $24,979 | $18 | $18 | |
| 25000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2017-03-24 | 2018-01-18 | $24,850 | $25,170 | -$320 | -$320 | |
| 2438.38 HONDA AUTO RECEIVABLES OWNER T SERIES 2015 4 CLASS A3 | 2015-10-14 | 2018-01-21 | $2,438 | $2,438 | |||
| 120000. USA TREASURY NOTES 01.750% DUE 03/31/2022 | 2017-03-24 | 2018-01-22 | $117,009 | $118,795 | -$1,786 | -$1,786 | |
| .25 HEICO CORP NEW | 2014-12-17 | 2018-01-23 | $19 | $9 | $10 | $10 | |
| 125944.584 METROPOLITAN WEST UNCONSTRAINED BOND FUND CLASS I | 2016-09-08 | 2018-01-23 | $1,500,000 | $1,497,481 | $2,519 | $2,519 | |
| 2701. WEST PHARMACEUTICAL SVCS INC | 2018-01-24 | $269,733 | $73,305 | $196,428 | $196,428 | ||
| 20000. USA TREASURY NOTES 02.500% DUE 02/15/2045 | 2018-01-29 | $18,355 | $18,453 | -$98 | -$98 | ||
| 10000. USA TREASURY NOTES 03.75% DUE 08/15/2041 | 2017-12-18 | 2018-01-30 | $11,437 | $11,903 | -$466 | -$466 | |
| 5000. USA TREASURY NOTES 01.625% DUE 05/15/2026 | 2018-01-17 | 2018-01-30 | $4,605 | $4,657 | -$52 | -$52 | |
| 1179.47 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451 | 2014-07-02 | 2018-01-31 | $1,179 | $1,268 | -$89 | -$89 | |
| 1304.55 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611 | 2017-10-17 | 2018-01-31 | $1,305 | $1,341 | -$36 | -$36 | |
| 1287.53 FEDERAL NATL MTG ASSN POOL AL2610 | 2014-03-14 | 2018-01-31 | $1,288 | $1,296 | -$8 | -$8 | |
| 1223.8 FEDERAL NATL MTG ASSN POOL AL2935 | 2014-09-12 | 2018-01-31 | $1,224 | $1,249 | -$25 | -$25 | |
| 939.44 FEDERAL NATL MTG ASSN POOL AL3904 | 2014-05-02 | 2018-01-31 | $939 | $979 | -$40 | -$40 | |
| 569.79 FEDERAL NATL MTG ASSN POOL AO7627 | 2012-11-05 | 2018-01-31 | $570 | $593 | -$23 | -$23 | |
| 1435.5 FEDERAL NATL MTG ASSN POOL AQ0945 | 2012-11-20 | 2018-01-31 | $1,436 | $1,498 | -$62 | -$62 | |
| 489.76 FEDERAL NATL MTG ASSN POOL AS0765 | 2014-01-22 | 2018-01-31 | $490 | $509 | -$19 | -$19 | |
| 792.15 FEDERAL NATL MTG ASSN POOL AS5332 | 2017-09-15 | 2018-01-31 | $792 | $837 | -$45 | -$45 | |
| 641.51 FEDERAL NATL MTG ASSN POOL AS6111 | 2016-04-15 | 2018-01-31 | $642 | $686 | -$44 | -$44 | |
| 957.24 FEDERAL NATL MTG ASSN POOL AS6311 | 2016-05-06 | 2018-01-31 | $957 | $1,004 | -$47 | -$47 | |
| 331.88 FEDERAL NATL MTG ASSN POOL AS7343 | 2017-06-28 | 2018-01-31 | $332 | $334 | -$2 | -$2 | |
| 385.07 FEDERAL NATL MTG ASSN POOL AT2127 | 2014-11-14 | 2018-01-31 | $385 | $386 | -$1 | -$1 | |
| 872.2 FEDERAL NATL MTG ASSN POOL AT5900 | 2014-07-11 | 2018-01-31 | $872 | $862 | $10 | $10 | |
| 121.39 FEDERAL NATL MTG ASSN POOL 932639 | 2010-12-20 | 2018-01-31 | $121 | $127 | -$6 | -$6 | |
| 796.71 FEDERAL NATL MTG ASSN POOL AB2077 | 2011-04-15 | 2018-01-31 | $797 | $787 | $10 | $10 | |
| 3098.66 FEDERAL NATL MTG ASSN POOL AB2275 | 2011-02-23 | 2018-01-31 | $3,099 | $3,146 | -$47 | -$47 | |
| 416.53 FEDERAL NATL MTG ASSN POOL AB2333 | 2011-02-23 | 2018-01-31 | $417 | $409 | $8 | $8 | |
| 1104.89 FEDERAL NATL MTG ASSN POOL AB7859 | 2013-07-11 | 2018-01-31 | $1,105 | $1,108 | -$3 | -$3 | |
| 941.98 FEDERAL NATL MTG ASSN POOL MA1525 | 2016-03-09 | 2018-01-31 | $942 | $982 | -$40 | -$40 | |
| 1069.48 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-10-19 | 2018-01-31 | $1,069 | $1,075 | -$6 | -$6 | |
| 935.36 GOVT NATL MTG ASSN II POOL MA0463 | 2013-03-12 | 2018-01-31 | $935 | $1,000 | -$65 | -$65 | |
| 823.05 GOVT NATL MTG ASSN II POOL MA0625 | 2013-01-28 | 2018-01-31 | $823 | $876 | -$53 | -$53 | |
| 30000. USA TREASURY NOTE 01.625% DUE 12/31/2019 | 2018-01-12 | 2018-01-31 | $29,712 | $29,779 | -$67 | -$67 | |
| 20000. BEAR STEARNS CO INC SR UNSECURED | 2016-10-12 | 2018-02-01 | $20,000 | $20,000 | |||
| 15000. USA TREASURY NOTE 04.500% DUE 02/15/2036 | 2018-02-05 | $18,493 | $19,021 | -$528 | -$528 | ||
| 1473.74 HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P. | 2010-06-01 | 2018-02-05 | $167,800 | $128,893 | $38,907 | $38,907 | |
| 5000. USA TREASURY NOTE 04.500% DUE 02/15/2036 | 2017-12-21 | 2018-02-06 | $6,138 | $6,336 | -$198 | -$198 | |
| 54310.93 LAZARD GLOBAL LISTED INFRASTRUCTURE PORTFOLIO | 2016-06-07 | 2018-02-14 | $800,000 | $748,948 | $51,052 | $51,052 | |
| 35000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2018-02-14 | $34,576 | $35,232 | -$656 | -$656 | ||
| 15000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2017-10-18 | 2018-02-14 | $14,819 | $15,098 | -$279 | -$279 | |
| 2015.44 FIFTH THIRD AUTO TRUST SERIES 2015 1 CLASS A3 | 2015-10-28 | 2018-02-15 | $2,015 | $2,015 | |||
| 791. HEICO CORP NEW CL A | 2015-03-03 | 2018-02-15 | $50,920 | $23,761 | $27,159 | $27,159 | |
| 1083.11 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-05-24 | 2018-02-15 | $1,083 | $1,083 | |||
| 10000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2017-12-18 | 2018-02-16 | $9,870 | $10,019 | -$149 | -$149 | |
| 50000. BANK OF AMERICA CREDIT CARD TR SERIES 2015 A2 CLASS A | 2015-04-22 | 2018-02-20 | $49,955 | $49,994 | -$39 | -$39 | |
| 10000. DUKE ENERGY PROGRESS INC CALL 06/01/2044 @ 100.000 MORT | 2014-11-17 | 2018-02-20 | $10,213 | $9,966 | $247 | $247 | |
| 12447. HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-05-24 | 2018-02-20 | $12,379 | $12,447 | -$68 | -$68 | |
| 2458.95 HONDA AUTO RECEIVABLES OWNER T SERIES 2015 4 CLASS A3 | 2015-10-14 | 2018-02-21 | $2,459 | $2,459 | |||
| 5000. FORD MOTOR COMPANY CALL 09/08/2026 UNSC | 2016-12-05 | 2018-02-23 | $4,934 | $5,000 | -$66 | -$66 | |
| 70000. NISSAN AUTO RECEIVABLES OWNER SERIES 2017 B CLASS A3 | 2017-08-16 | 2018-02-23 | $68,928 | $69,996 | -$1,068 | -$1,068 | |
| 15000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-02-20 | 2018-02-27 | $14,933 | $14,931 | $2 | $2 | |
| 4816. CALLIDUS SOFTWARE INC | 2018-02-28 | $172,506 | $86,615 | $85,891 | $85,891 | ||
| 812.61 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451 | 2014-07-02 | 2018-02-28 | $813 | $874 | -$61 | -$61 | |
| 748.92 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611 | 2017-10-17 | 2018-02-28 | $749 | $770 | -$21 | -$21 | |
| 1232.7 FEDERAL NATL MTG ASSN POOL AL2610 | 2014-03-14 | 2018-02-28 | $1,233 | $1,241 | -$8 | -$8 | |
| 1376.57 FEDERAL NATL MTG ASSN POOL AL2935 | 2014-09-12 | 2018-02-28 | $1,377 | $1,405 | -$28 | -$28 | |
| 836.63 FEDERAL NATL MTG ASSN POOL AL3904 | 2014-05-02 | 2018-02-28 | $837 | $872 | -$35 | -$35 | |
| 1588.68 FEDERAL NATL MTG ASSN POOL AO7627 | 2012-11-05 | 2018-02-28 | $1,589 | $1,653 | -$64 | -$64 | |
| 1116.02 FEDERAL NATL MTG ASSN POOL AQ0945 | 2012-11-20 | 2018-02-28 | $1,116 | $1,165 | -$49 | -$49 | |
| 713.86 FEDERAL NATL MTG ASSN POOL AS0765 | 2014-01-22 | 2018-02-28 | $714 | $742 | -$28 | -$28 | |
| 661.63 FEDERAL NATL MTG ASSN POOL AS5332 | 2017-09-15 | 2018-02-28 | $662 | $699 | -$37 | -$37 | |
| 740.19 FEDERAL NATL MTG ASSN POOL AS6111 | 2016-04-15 | 2018-02-28 | $740 | $791 | -$51 | -$51 | |
| 707.91 FEDERAL NATL MTG ASSN POOL AS6311 | 2016-05-06 | 2018-02-28 | $708 | $742 | -$34 | -$34 | |
| 256.13 FEDERAL NATL MTG ASSN POOL AS7343 | 2017-06-28 | 2018-02-28 | $256 | $258 | -$2 | -$2 | |
| 535.65 FEDERAL NATL MTG ASSN POOL AT2127 | 2014-11-14 | 2018-02-28 | $536 | $537 | -$1 | -$1 | |
| 764.88 FEDERAL NATL MTG ASSN POOL AT5900 | 2014-07-11 | 2018-02-28 | $765 | $756 | $9 | $9 | |
| 1053.88 FEDERAL NATL MTG ASSN POOL 932639 | 2010-12-20 | 2018-02-28 | $1,054 | $1,100 | -$46 | -$46 | |
| 1275.35 FEDERAL NATL MTG ASSN POOL AB2077 | 2011-04-15 | 2018-02-28 | $1,275 | $1,259 | $16 | $16 | |
| 713.24 FEDERAL NATL MTG ASSN POOL AB2275 | 2011-02-23 | 2018-02-28 | $713 | $724 | -$11 | -$11 | |
| 417.26 FEDERAL NATL MTG ASSN POOL AB2333 | 2011-02-23 | 2018-02-28 | $417 | $410 | $7 | $7 | |
| 282.46 FEDERAL NATL MTG ASSN POOL AB7859 | 2013-07-11 | 2018-02-28 | $282 | $283 | -$1 | -$1 | |
| 695.26 FEDERAL NATL MTG ASSN POOL MA1525 | 2016-03-09 | 2018-02-28 | $695 | $725 | -$30 | -$30 | |
| 932.3 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-10-19 | 2018-02-28 | $932 | $937 | -$5 | -$5 | |
| 324.98 GOVT NATL MTG ASSN II POOL MA0463 | 2013-03-12 | 2018-02-28 | $325 | $348 | -$23 | -$23 | |
| 799.34 GOVT NATL MTG ASSN II POOL MA0625 | 2013-01-28 | 2018-02-28 | $799 | $851 | -$52 | -$52 | |
| 15000. NISOURCE FINANCE CORP CALL 02/15/2027 COGT | 2017-05-11 | 2018-02-28 | $14,688 | $14,998 | -$310 | -$310 | |
| 3370. VANGUARD INDUSTRIALS ETF | 2016-12-06 | 2018-03-02 | $471,057 | $403,289 | $67,768 | $67,768 | |
| 3974. VANGUARD INDUSTRIALS ETF | 2017-05-23 | 2018-03-02 | $555,484 | $501,538 | $53,946 | $53,946 | |
| 55793. VANGUARD LARGE CAP ETF | 2011-01-06 | 2018-03-02 | $6,889,188 | $3,253,803 | $3,635,385 | $3,635,385 | |
| 25000. ABBOTT LABORATORIES CALL 08/30/2026 @ 100.000 UNSC | 2018-03-06 | $24,764 | $24,823 | -$59 | -$59 | ||
| 5000. CONSTELLATION BRANDS INC CALL 11/15/2027 COGT | 2018-01-29 | 2018-03-06 | $4,850 | $4,990 | -$140 | -$140 | |
| 10000. USA TREASURY NOTES 01.625% DUE 08/15/2022 | 2017-05-31 | 2018-03-06 | $9,598 | $9,913 | -$315 | -$315 | |
| 35487. ISHARES EDGE MSCI USA VALUE FACTOR ETF | 2018-03-07 | $2,986,386 | $2,974,350 | $12,036 | $12,036 | ||
| 28022. VANGUARD VALUE ETF | 2016-11-15 | 2018-03-07 | $2,970,353 | $2,520,013 | $450,340 | $450,340 | |
| 45000. VERIZON COMMUNICATIONS UNSC | 2018-03-08 | $45,123 | $45,155 | -$32 | -$32 | ||
| 20000. SCRIPPS NETWORKS INTERAC CALL 03/15/2020 @ 100.000 UNSC | 2018-03-12 | $19,835 | $20,037 | -$202 | -$202 | ||
| 15000. SCRIPPS NETWORKS INTERAC CALL 03/15/2020 @ 100.000 UNSC | 2015-05-18 | 2018-03-12 | $14,876 | $14,949 | -$73 | -$73 | |
| 5931. GENERAL MOTORS CO | 2017-10-03 | 2018-03-13 | $226,944 | $257,220 | -$30,276 | -$30,276 | |
| 3564. ISHARES TR S&P 500 INDEX FD | 2018-03-07 | 2018-03-13 | $1,000,398 | $971,996 | $28,402 | $28,402 | |
| 6181. YUM CHINA HOLDINGS INC -W/I | 2017-06-27 | 2018-03-13 | $257,576 | $247,136 | $10,440 | $10,440 | |
| 35000. ASSURANT INC UNSC | 2018-03-15 | $35,000 | $34,955 | $45 | $45 | ||
| 1813.71 FIFTH THIRD AUTO TRUST SERIES 2015 1 CLASS A3 | 2015-10-28 | 2018-03-15 | $1,814 | $1,813 | $1 | $1 | |
| 563. GRAND CANYON EDUCATION INC | 2013-11-18 | 2018-03-15 | $59,665 | $25,647 | $34,018 | $34,018 | |
| 35000. HARTFORD FINL SVCS GRP SR NOTES | 2016-09-13 | 2018-03-15 | $35,000 | $35,000 | |||
| 715. HEICO CORP NEW CL A | 2018-03-15 | $50,472 | $19,490 | $30,982 | $30,982 | ||
| .03 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-05-24 | 2018-03-15 | |||||
| .34 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-05-24 | 2018-03-15 | |||||
| 400. HUBSPOT INC | 2016-08-15 | 2018-03-15 | $47,105 | $23,812 | $23,293 | $23,293 | |
| 487. TYLER TECHNOLOGIES INC | 2018-03-15 | $101,197 | $34,194 | $67,003 | $67,003 | ||
| 15000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2018-01-17 | 2018-03-16 | $14,811 | $14,922 | -$111 | -$111 | |
| 8395. JACOBS ENGINEERING GROUP INC | 2018-03-20 | $505,797 | $497,505 | $8,292 | $8,292 | ||
| 1003. MOHAWK INDS INC | 2017-10-03 | 2018-03-20 | $245,971 | $250,401 | -$4,430 | -$4,430 | |
| 3735. UNITED RENTALS INC COM | 2018-03-20 | $695,799 | $513,663 | $182,136 | $182,136 | ||
| 20000. USA TREASURY NOTE 01.625% DUE 12/31/2019 | 2018-02-23 | 2018-03-20 | $19,759 | $19,780 | -$21 | -$21 | |
| 2292.17 HONDA AUTO RECEIVABLES OWNER T SERIES 2015 4 CLASS A3 | 2015-10-14 | 2018-03-21 | $2,292 | $2,292 | |||
| 719. HEICO CORP NEW CL A | 2016-02-24 | 2018-03-27 | $51,998 | $18,901 | $33,097 | $33,097 | |
| 151. ROGERS CORP | 2018-01-16 | 2018-03-27 | $18,856 | $26,407 | -$7,551 | -$7,551 | |
| 107. ROGERS CORP | 2016-11-17 | 2018-03-27 | $13,362 | $7,543 | $5,819 | $5,819 | |
| 30000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-02-20 | 2018-03-27 | $29,870 | $29,863 | $7 | $7 | |
| 770. APPLE INC | 2017-02-15 | 2018-03-29 | $128,910 | $104,358 | $24,552 | $24,552 | |
| 2172. FACEBOOK INC | 2016-11-15 | 2018-03-29 | $335,082 | $255,232 | $79,850 | $79,850 | |
| 568.39 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451 | 2014-07-02 | 2018-03-31 | $568 | $611 | -$43 | -$43 | |
| 542.535 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611 | 2017-10-17 | 2018-03-31 | $543 | $558 | -$15 | -$15 | |
| 1138.55 FEDERAL NATL MTG ASSN POOL AL2610 | 2014-03-14 | 2018-03-31 | $1,139 | $1,146 | -$7 | -$7 | |
| 1359.959 FEDERAL NATL MTG ASSN POOL AL2935 | 2014-09-12 | 2018-03-31 | $1,360 | $1,388 | -$28 | -$28 | |
| 1106. FEDERAL NATL MTG ASSN POOL AL3904 | 2014-05-02 | 2018-03-31 | $1,106 | $1,152 | -$46 | -$46 | |
| 626.454 FEDERAL NATL MTG ASSN POOL AO7627 | 2012-11-05 | 2018-03-31 | $626 | $652 | -$26 | -$26 | |
| 1308.37 FEDERAL NATL MTG ASSN POOL AQ0945 | 2012-11-20 | 2018-03-31 | $1,308 | $1,365 | -$57 | -$57 | |
| 814.399 FEDERAL NATL MTG ASSN POOL AS0765 | 2014-01-22 | 2018-03-31 | $814 | $847 | -$33 | -$33 | |
| 768.638 FEDERAL NATL MTG ASSN POOL AS5332 | 2017-09-15 | 2018-03-31 | $769 | $812 | -$43 | -$43 | |
| 810.978 FEDERAL NATL MTG ASSN POOL AS6111 | 2016-04-15 | 2018-03-31 | $811 | $867 | -$56 | -$56 | |
| 753.211 FEDERAL NATL MTG ASSN POOL AS6311 | 2016-05-06 | 2018-03-31 | $753 | $790 | -$37 | -$37 | |
| 412.717 FEDERAL NATL MTG ASSN POOL AS7343 | 2017-06-28 | 2018-03-31 | $413 | $415 | -$2 | -$2 | |
| 271.26 FEDERAL NATL MTG ASSN POOL AT2127 | 2014-11-14 | 2018-03-31 | $271 | $272 | -$1 | -$1 | |
| 710.188 FEDERAL NATL MTG ASSN POOL AT5900 | 2014-07-11 | 2018-03-31 | $710 | $702 | $8 | $8 | |
| 988.125 FEDERAL NATL MTG ASSN POOL 932639 | 2010-12-20 | 2018-03-31 | $988 | $1,031 | -$43 | -$43 | |
| 630.07 FEDERAL NATL MTG ASSN POOL AB2077 | 2011-04-15 | 2018-03-31 | $630 | $622 | $8 | $8 | |
| 237.032 FEDERAL NATL MTG ASSN POOL AB2275 | 2011-02-23 | 2018-03-31 | $237 | $241 | -$4 | -$4 | |
| 1125.629 FEDERAL NATL MTG ASSN POOL AB2333 | 2011-02-23 | 2018-03-31 | $1,126 | $1,106 | $20 | $20 | |
| 1624.222 FEDERAL NATL MTG ASSN POOL AB7859 | 2013-07-11 | 2018-03-31 | $1,624 | $1,629 | -$5 | -$5 | |
| 957.55 FEDERAL NATL MTG ASSN POOL MA1525 | 2016-03-09 | 2018-03-31 | $958 | $998 | -$40 | -$40 | |
| 923.706 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-10-19 | 2018-03-31 | $924 | $929 | -$5 | -$5 | |
| 709.603 GOVT NATL MTG ASSN II POOL MA0463 | 2013-03-12 | 2018-03-31 | $710 | $759 | -$49 | -$49 | |
| 682.148 GOVT NATL MTG ASSN II POOL MA0625 | 2013-01-28 | 2018-03-31 | $682 | $726 | -$44 | -$44 | |
| 1541.285 HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P. | 2010-06-01 | 2018-03-31 | $178,635 | $134,801 | $43,834 | $43,834 | |
| 30000. BANK OF AMERICA CREDIT CARD TR SERIES 2017 A1 CLASS A1 | 2017-03-23 | 2018-04-02 | $29,541 | $29,991 | -$450 | -$450 | |
| 15000. BMW VEHICLE OWNER TRUST SERIES 2018 A CLASS A4 | 2018-01-17 | 2018-04-02 | $14,850 | $14,998 | -$148 | -$148 | |
| 45000. CAPITAL ONE MULTI-ASSET EXECUT SERIES 2017 A4 CLASS A4 | 2017-10-04 | 2018-04-02 | $44,170 | $44,997 | -$827 | -$827 | |
| 571. GLOBUS MEDICAL INC A | 2018-04-02 | $28,264 | $14,455 | $13,809 | $13,809 | ||
| 976. HEICO CORP NEW | 2014-12-17 | 2018-04-02 | $83,395 | $34,813 | $48,582 | $48,582 | |
| 25000. NISSAN AUTO RECEIVABLES OWNER SERIES 2017 C CLASS A3 | 2017-12-06 | 2018-04-02 | $24,688 | $24,996 | -$308 | -$308 | |
| 25000. TOYOTA AUTO RECEIVABLES OWNER SERIES 2017 D CLASS A4 | 2017-11-07 | 2018-04-02 | $24,465 | $24,997 | -$532 | -$532 | |
| 284560.332 GOLDMAN SACHS EQ DIV PREM IS FD 2530 | 2018-04-03 | $3,613,916 | $3,500,000 | $113,916 | $113,916 | ||
| 25000. AT&T INC CALL 11/15/2045 @ 100.000 UNSC | 2018-04-04 | $24,079 | $24,591 | -$512 | -$512 | ||
| 15000. AT&T INC CALL 02/14/2037 UNSC | 2018-04-04 | $15,073 | $14,996 | $77 | $77 | ||
| 15000. ABBVIE INC CALL 04/14/2021 @ 100.000 UNSC | 2016-05-09 | 2018-04-04 | $14,627 | $14,974 | -$347 | -$347 | |
| 15000. ACTAVIS FUNDING SCS SEDOL ISIN US00507UAR23 | 2018-04-04 | $14,891 | $14,867 | $24 | $24 | ||
| 35000. ACTIVISION BLIZZARD CALL 05/15/2022 UNSC | 2018-04-04 | $33,873 | $34,899 | -$1,026 | -$1,026 | ||
| 25000. ALABAMA POWER CO SER 17A CALL 02/28/2022 | 2017-02-27 | 2018-04-04 | $24,359 | $24,980 | -$621 | -$621 | |
| 20000. AMERICAN ELECTRIC POWER UNSC | 2017-11-08 | 2018-04-04 | $19,543 | $19,973 | -$430 | -$430 | |
| 10000. AMGEN INC CALL 04/11/2022 UNSC | 2017-05-08 | 2018-04-04 | $9,744 | $9,979 | -$235 | -$235 | |
| 20000. ANDEAVOR CALL 10/01/2047 UNSC | 2018-04-04 | $18,693 | $19,866 | -$1,173 | -$1,173 | ||
| 35000. ANHEUSER-BUSCH INBEV FIN CALL 01/01/2021 @ 100.000 COGT | 2018-02-14 | 2018-04-04 | $34,803 | $34,632 | $171 | $171 | |
| 15000. ANHEUSER-BUSCH INBEV FIN CALL 08/01/2035 @ 100.000 COGT | 2016-11-14 | 2018-04-04 | $15,787 | $15,877 | -$90 | -$90 | |
| 20000. ANHEUSER-BUSCH INBEV FIN CALL 08/01/2035 @ 100.000 COGT | 2017-08-10 | 2018-04-04 | $21,049 | $22,063 | -$1,014 | -$1,014 | |
| 25000. APPLE INC UNSC | 2014-04-29 | 2018-04-04 | $24,510 | $22,540 | $1,970 | $1,970 | |
| 15000. ATMOS ENERGY CORP CALL 03/15/2027 UNSC | 2017-06-05 | 2018-04-04 | $14,370 | $14,997 | -$627 | -$627 | |
| 25000. AUTOMATIC DATA PROCESSNG CALL 06/15/2020 @ 100.000 UNSC | 2015-09-08 | 2018-04-04 | $25,040 | $24,973 | $67 | $67 | |
| 20000. BB&T CORPORATION SER MTN CALL 03/01/2022 | 2017-03-16 | 2018-04-04 | $19,611 | $19,963 | -$352 | -$352 | |
| 10000. BANK OF AMERICA CORP SER MTN SUB | 2017-12-05 | 2018-04-04 | $10,100 | $10,543 | -$443 | -$443 | |
| 40000. BANK OF AMERICA CORP SER MTN SUB | 2014-08-21 | 2018-04-04 | $40,398 | $39,971 | $427 | $427 | |
| 10000. BANK OF AMERICA CORP SER MTN CALL 10/21/26 @100 UNSC | 2016-10-18 | 2018-04-04 | $9,435 | $10,000 | -$565 | -$565 | |
| 20000. BANK OF NY MELLON CORP SER MTN CALL 07/17/20 @100 UNSC | 2018-02-16 | 2018-04-04 | $19,852 | $19,898 | -$46 | -$46 | |
| 20000. BURLINGTN NORTH SANTA FE CALL 03/01/2044 @ 100.000 UNSC | 2014-08-11 | 2018-04-04 | $21,461 | $19,889 | $1,572 | $1,572 | |
| 15000. CBS CORP CALL 07/15/2044 @ 100.000 COGT | 2017-05-12 | 2018-04-04 | $14,514 | $14,810 | -$296 | -$296 | |
| 10000. CVS HEALTH CORP SER 7YR CALL 05/20/22 @100 UNSC | 2018-03-06 | 2018-04-04 | $10,012 | $9,948 | $64 | $64 | |
| 15000. CVS HEALTH CORP SER 7YR CALL 05/20/22 @100 UNSC | 2016-12-02 | 2018-04-04 | $15,018 | $15,346 | -$328 | -$328 | |
| 30000. CVS HEALTH CORP CALL 12/25/2027 UNSC | 2018-04-04 | $30,168 | $29,633 | $535 | $535 | ||
| 40000. CAPITAL ONE FINANCIAL CO CALL 04/12/2020 UNSC | 2017-05-09 | 2018-04-04 | $39,409 | $39,937 | -$528 | -$528 | |
| 35000. CINTAS CORP NO.2 COMP GUARNT | 2018-04-04 | $36,237 | $36,795 | -$558 | -$558 | ||
| 20000. CITIGROUP INC SR UNSEC | 2017-01-04 | 2018-04-04 | $19,844 | $20,000 | -$156 | -$156 | |
| 25000. COMCAST CORP CALL 01/15/2036 @ 100.000 UNSC | 2016-07-13 | 2018-04-04 | $22,087 | $25,023 | -$2,936 | -$2,936 | |
| 5000. CONOCOPHILLIPS NOTES | 2014-12-17 | 2018-04-04 | $6,521 | $6,451 | $70 | $70 | |
| 20000. DUKE ENERGY FLORIDA LLC CALL 10/15/2026 MORT | 2017-01-03 | 2018-04-04 | $19,492 | $19,988 | -$496 | -$496 | |
| 15000. EQT CORP CALL 07/01/2027 UNSC | 2017-09-28 | 2018-04-04 | $14,347 | $15,022 | -$675 | -$675 | |
| 15000. ENERGY TRANSFER PARTNERS CALL 06/15/2045 @ 100.000 UNSC | 2015-06-18 | 2018-04-04 | $15,414 | $14,943 | $471 | $471 | |
| 15000. ENTERPRISE PRODUCTS OPER CALL 03/15/2021 @ 100.000 COGT | 2018-03-16 | 2018-04-04 | $14,818 | $14,818 | |||
| 53810.126 FEDERAL HOME LOAN MTG CORP GOLD POOL G08451 | 2014-07-02 | 2018-04-04 | $56,641 | $57,842 | -$1,201 | -$1,201 | |
| 65000. FHLMC MULTIFAMILY STRUCTURED P SERIES K067 CLASS A2 | 2017-11-17 | 2018-04-04 | $64,116 | $66,707 | -$2,591 | -$2,591 | |
| 74806.958 FEDERAL NATL MTG ASSN POOL AL2610 | 2014-03-14 | 2018-04-04 | $73,673 | $75,284 | -$1,611 | -$1,611 | |
| 63232.546 FEDERAL NATL MTG ASSN POOL AO7627 | 2012-11-05 | 2018-04-04 | $63,351 | $65,761 | -$2,410 | -$2,410 | |
| 36783.601 FEDERAL NATL MTG ASSN POOL AS0765 | 2014-01-22 | 2018-04-04 | $37,502 | $38,236 | -$734 | -$734 | |
| 32566.022 FEDERAL NATL MTG ASSN POOL AS6111 | 2016-04-15 | 2018-04-04 | $33,416 | $34,806 | -$1,390 | -$1,390 | |
| 77678.812 FEDERAL NATL MTG ASSN POOL AT5900 | 2014-07-11 | 2018-04-04 | $76,222 | $76,787 | -$565 | -$565 | |
| 117810.778 FEDERAL NATL MTG ASSN POOL AB7859 | 2013-07-11 | 2018-04-04 | $118,897 | $118,126 | $771 | $771 | |
| 20000. FEDEX CORP COGT | 2015-01-06 | 2018-04-04 | $19,259 | $19,908 | -$649 | -$649 | |
| 10000. FEDEX CORP CALL 08/15/2047 COGT | 2018-01-29 | 2018-04-04 | $9,358 | $9,958 | -$600 | -$600 | |
| 15000. GENERAL ELECTRIC CO SR UNSECD | 2014-05-21 | 2018-04-04 | $13,901 | $14,760 | -$859 | -$859 | |
| 10000. GENERAL MOTORS CO CALL 10/01/2035 @ 100.000 UNSC | 2017-04-06 | 2018-04-04 | $11,426 | $11,378 | $48 | $48 | |
| 5000. GENERAL MOTORS CO CALL 07/01/2027 UNSC | 2017-08-02 | 2018-04-04 | $4,948 | $4,997 | -$49 | -$49 | |
| 20000. GOLDMAN SACHS GROUP INC CALL 11/15/2020 @ 100.000 UNSC | 2016-09-22 | 2018-04-04 | $19,353 | $19,979 | -$626 | -$626 | |
| 30000. HONDA AUTO RECEIVABLES OWNER T SERIES 2016 3 CLASS A4 | 2016-08-15 | 2018-04-04 | $29,334 | $29,993 | -$659 | -$659 | |
| 25000. INTERCONTINENTALEXCHANGE CALL 08/15/2022 COGT | 2017-08-10 | 2018-04-04 | $24,037 | $24,943 | -$906 | -$906 | |
| 45000. JPMORGAN CHASE & CO CALL 05/07/2021 @ 100.000 UNSC | 2017-05-22 | 2018-04-04 | $43,998 | $45,033 | -$1,035 | -$1,035 | |
| 35000. JP MORGAN CHASE & CO SR UNSEC CALL 7/24/37 @ 100 | 2018-04-04 | $33,924 | $35,635 | -$1,711 | -$1,711 | ||
| 25000. JOHNSON & JOHNSON CALL 09/01/2035 @ 100.000 UNSC | 2018-04-04 | $24,624 | $24,886 | -$262 | -$262 | ||
| 15000. JP MORGAN CHASE & CO CALL 10/01/24 @100 JR SUB | 2017-01-20 | 2018-04-04 | $15,733 | $15,399 | $334 | $334 | |
| 30000. KLA-TENCOR CORP CALL 09/01/2021 @ 100.000 UNSC | 2018-04-04 | $30,837 | $30,067 | $770 | $770 | ||
| 15000. KINDER MORGAN ENER PART SR UNSEC | 2011-02-24 | 2018-04-04 | $18,058 | $15,867 | $2,191 | $2,191 | |
| 15000. KRAFT FOODS GROUP INC SER WI | 2015-06-24 | 2018-04-04 | $14,928 | $14,751 | $177 | $177 | |
| 10000. KROGER CO CALL 08/01/2046 UNSC | 2017-06-28 | 2018-04-04 | $9,429 | $9,730 | -$301 | -$301 | |
| 20000. MPLX LP CALL 10/15/2037 UNSC | 2018-04-04 | $19,662 | $19,782 | -$120 | -$120 | ||
| 15000. MICROSOFT CORP CALL 02/08/2036 @ 100.000 UNSC | 2017-02-09 | 2018-04-04 | $14,591 | $14,189 | $402 | $402 | |
| 20000. MIDAMERICAN ENERGY CO CALL 02/01/2048 MORT | 2018-01-29 | 2018-04-04 | $19,012 | $19,825 | -$813 | -$813 | |
| 30000. MORGAN STANLEY SER GMTN UNSC | 2017-12-18 | 2018-04-04 | $30,281 | $31,419 | -$1,138 | -$1,138 | |
| 40000. MORGAN STANLEY UNSC | 2018-04-04 | $39,153 | $39,989 | -$836 | -$836 | ||
| 15000. MORGAN STANLEY UNSC | 2018-04-04 | $14,676 | $14,856 | -$180 | -$180 | ||
| 15000. NBCUNIVERSAL MEDIA LLC WI SR UNSEC | 2018-02-14 | 2018-04-04 | $15,581 | $15,638 | -$57 | -$57 | |
| 25000. PACKAGING CORP OF AMERIC CALL 09/15/2027 UNSC | 2018-04-04 | $23,907 | $24,937 | -$1,030 | -$1,030 | ||
| 10000. PETROLEOS MEXICANOS COM GTD ISIN US71654QAW24 | 2014-02-04 | 2018-04-04 | $10,438 | $10,393 | $45 | $45 | |
| 15000. PHILLIPS 66 CALL 05/15/2034 @ 100.000 COGT | 2014-11-12 | 2018-04-04 | $15,678 | $14,812 | $866 | $866 | |
| 15000. PRICELINE GROUP INC/THE CALL 12/15/2024 @ 100.000 UNSC | 2018-04-04 | $14,837 | $14,970 | -$133 | -$133 | ||
| 10000. PRICELINE GROUP INC/THE CALL 02/15/2023 UNSC | 2017-08-10 | 2018-04-04 | $9,634 | $9,985 | -$351 | -$351 | |
| 15000. PUBLIC STORAGE CALL 06/15/2027 UNSC | 2017-09-13 | 2018-04-04 | $14,323 | $15,000 | -$677 | -$677 | |
| 15000. ROYAL CARIBBEAN CRUISES SEDOL ISIN US780153AW20 | 2018-04-04 | $14,358 | $14,966 | -$608 | -$608 | ||
| 20000. SANTANDER UK GROUP HLDGS SEDOL BYZDT48 ISIN US80281LAC90 | 2018-04-04 | $19,837 | $19,987 | -$150 | -$150 | ||
| 10000. SEMPRA ENERGY CALL 10/01/2027 UNSC | 2018-01-09 | 2018-04-04 | $9,553 | $9,930 | -$377 | -$377 | |
| 25000. SHERWIN-WILLIAMS CO CALL 05/01/2022 UNSC | 2018-04-04 | $24,296 | $25,044 | -$748 | -$748 | ||
| 70000. SUMITOMO MITSUI FINL GRP SEDOL ISIN US86562MAX83 | 2018-01-09 | 2018-04-04 | $68,769 | $70,000 | -$1,231 | -$1,231 | |
| 5000. TORONTO-DOMINION BANK SEDOL ISIN US89114QBC15 | 2015-12-07 | 2018-04-04 | $4,934 | $4,989 | -$55 | -$55 | |
| 15000. UNITED MEXICAN STATES ISIN US91086QBB32 SEDOL B76P9J9 | 2016-12-12 | 2018-04-04 | $14,552 | $13,399 | $1,153 | $1,153 | |
| 15000. VALERO ENERGY CORP CALL 06/15/2026 @ 100.000 UNSC | 2018-02-28 | 2018-04-04 | $14,408 | $14,390 | $18 | $18 | |
| 40000. VERIZON COMMUNICATIONS UNSC | 2018-03-08 | 2018-04-04 | $42,848 | $42,443 | $405 | $405 | |
| 15000. VISA INC CALL 06/14/2035 @ 100.000 UNSC | 2015-12-09 | 2018-04-04 | $15,872 | $14,980 | $892 | $892 | |
| 15000. WAL-MART STORES INC SR NOTES | 2010-04-08 | 2018-04-04 | $18,781 | $14,922 | $3,859 | $3,859 | |
| 35000. WELLS FARGO & COMPANY SER MTN SUB | 2017-12-14 | 2018-04-04 | $34,828 | $36,771 | -$1,943 | -$1,943 | |
| 35000. WESTPAC BANKING CORP SEDOL ISIN US961214DU48 | 2018-01-17 | 2018-04-04 | $34,567 | $34,976 | -$409 | -$409 | |
| 10000. AT&T INC CALL 09/01/2056 UNSC | 2017-01-31 | 2018-04-05 | $10,637 | $9,940 | $697 | $697 | |
| 15000. ACE INA HOLDINGS CALL 09/03/2022 @ 100.000 COGT | 2015-10-27 | 2018-04-05 | $14,806 | $14,981 | -$175 | -$175 | |
| 10000. AMERICAN EXPRESS CO CALL 09/29/2024 UNSC | 2017-10-23 | 2018-04-05 | $9,596 | $9,994 | -$398 | -$398 | |
| 15000. AMGEN INC CALL 11/01/2044 @ 100.000 UNSC | 2015-06-02 | 2018-04-05 | $14,962 | $14,186 | $776 | $776 | |
| 25000. AMPHENOL CORP CALL 12/30/2018 @ 100.000 UNSC | 2017-03-21 | 2018-04-05 | $24,941 | $25,106 | -$165 | -$165 | |
| 35000. BP CAPITAL MARKETS PLC SEDOL ISIN US05565QDL95 | 2017-02-08 | 2018-04-05 | $34,478 | $34,998 | -$520 | -$520 | |
| 15000. BANK OF NY MELLON CORP SER MTN CALL 02/04/26 @100 UNSC | 2017-12-12 | 2018-04-05 | $14,093 | $14,667 | -$574 | -$574 | |
| 5000. CAPITAL ONE FINANCIAL CO CALL 09/30/2024 UNSC | 2017-10-26 | 2018-04-05 | $4,821 | $4,985 | -$164 | -$164 | |
| 30000. CARNIVAL CORP SEDOL ISIN US143658BA91 | 2013-10-09 | 2018-04-05 | $30,742 | $29,922 | $820 | $820 | |
| 15000. CATERPILLAR FINL SERVICE SER MTN UNSC | 2017-01-05 | 2018-04-05 | $14,834 | $14,984 | -$150 | -$150 | |
| 10000. CITIGROUP INC UNSC | 2015-07-23 | 2018-04-05 | $9,987 | $9,997 | -$10 | -$10 | |
| 10000. CITIGROUP INC SUB | 2016-03-01 | 2018-04-05 | $10,110 | $9,786 | $324 | $324 | |
| 25000. CITIGROUP INC SUB | 2017-12-19 | 2018-04-05 | $25,275 | $26,230 | -$955 | -$955 | |
| 35000. CITIGROUP INC UNSC | 2015-12-11 | 2018-04-05 | $34,862 | $34,916 | -$54 | -$54 | |
| 30000. CONSTELLATION BRANDS INC COGT | 2017-01-13 | 2018-04-05 | $30,453 | $30,730 | -$277 | -$277 | |
| 25000. CREDIT SUISSE SUB NOTES ISIN US22546QAD97 SEDOL B5PGKF2 | 2018-04-05 | $25,923 | $25,998 | -$75 | -$75 | ||
| 20000. JOHN DEERE CAPITAL CORP SER MTN UNSC | 2015-07-09 | 2018-04-05 | $19,823 | $19,983 | -$160 | -$160 | |
| 25000. JOHN DEERE CAPITAL CORP SER MTN UNSC | 2017-09-05 | 2018-04-05 | $23,923 | $24,949 | -$1,026 | -$1,026 | |
| 20000. ENERGY TRANSFER PARTNERS CALL 12/15/2024 @ 100.000 UNSC | 2018-04-05 | $19,565 | $19,367 | $198 | $198 | ||
| 15000. FORD MOTOR COMPANY CALL 09/08/2026 UNSC | 2016-12-05 | 2018-04-05 | $14,833 | $15,000 | -$167 | -$167 | |
| 20000. GENERAL MOTORS FINL CO COGT | 2017-12-19 | 2018-04-05 | $19,812 | $20,695 | -$883 | -$883 | |
| 15000. GILEAD SCIENCES INC UNSC | 2017-09-14 | 2018-04-05 | $14,820 | $14,995 | -$175 | -$175 | |
| 45000. GOLDMAN SACHS GROUP INC CALL 11/13/2019 UNSC | 2016-12-08 | 2018-04-05 | $44,541 | $44,966 | -$425 | -$425 | |
| 25000. HOST HOTELS & RESORTS SER D CALL 07/15/23 @100 UNSC | 2015-10-08 | 2018-04-05 | $24,646 | $24,305 | $341 | $341 | |
| 25000. INTEL CORP CALL 03/11/2024 UNSC | 2018-04-05 | $24,337 | $25,111 | -$774 | -$774 | ||
| 20000. KIMCO REALTY CORP UNSC | 2018-03-20 | 2018-04-05 | $21,103 | $21,123 | -$20 | -$20 | |
| 25000. KIMCO REALTY CORP CALL 07/01/2026 @ 100.000 UNSC | 2018-04-05 | $22,310 | $24,830 | -$2,520 | -$2,520 | ||
| 40000. KROGER CO BONDS | 2017-03-29 | 2018-04-05 | $42,202 | $42,649 | -$447 | -$447 | |
| 15000. METLIFE INC JR SUB | 2011-02-25 | 2018-04-05 | $16,440 | $14,250 | $2,190 | $2,190 | |
| 25000. MORGAN STANLEY NTS | 2016-11-17 | 2018-04-05 | $25,375 | $25,600 | -$225 | -$225 | |
| 15000. PUBLIC SERVICE COLORADO CALL 12/15/2046 MORT | 2018-04-05 | $14,609 | $15,050 | -$441 | -$441 | ||
| 65000. ROYAL BANK OF CANADA SEDOL ISIN US780082AC79 | 2017-01-10 | 2018-04-05 | $63,887 | $64,769 | -$882 | -$882 | |
| 15000. SAN DIEGO G & E SER RRR CALL 12/01/2046 | 2018-04-05 | $14,528 | $14,938 | -$410 | -$410 | ||
| 20000. SHIRE ACQ INV IRELAND DA SEDOL ISIN US82481LAA70 | 2016-09-28 | 2018-04-05 | $19,683 | $20,013 | -$330 | -$330 | |
| 30000. SPIRIT REALTY LP CALL 06/15/2026 COGT | 2017-06-30 | 2018-04-05 | $28,708 | $28,514 | $194 | $194 | |
| 10000. TEVA PHARM FIN IV BV ISIN US88166JAA16 SEDOL B41H706 | 2015-11-10 | 2018-04-05 | $9,433 | $10,019 | -$586 | -$586 | |
| 10000. TEVA PHARMACEUTICALS NE SEDOL ISIN US88167AAD37 | 2017-08-07 | 2018-04-05 | $8,547 | $9,431 | -$884 | -$884 | |
| 25000. TEVA PHARMACEUTICALS NE SEDOL ISIN US88167AAE10 | 2018-04-05 | $20,193 | $24,086 | -$3,893 | -$3,893 | ||
| 35000. TORONTO-DOMINION BANK SEDOL ISIN US89114QAS75 | 2014-06-26 | 2018-04-05 | $34,760 | $34,957 | -$197 | -$197 | |
| 25000. TORONTO-DOMINION BANK SEDOL ISIN US89114QBX51 | 2018-01-18 | 2018-04-05 | $24,676 | $24,966 | -$290 | -$290 | |
| 35000. TOYOTA MOTOR CREDIT CORP SER GMTN UNSC | 2018-01-08 | 2018-04-05 | $34,231 | $34,980 | -$749 | -$749 | |
| 45000. 21ST CENTY FOX AMER INC 06.900% DUE 03/01/2019 | 2018-04-05 | $46,608 | $46,716 | -$108 | -$108 | ||
| 799. TYLER TECHNOLOGIES INC | 2012-04-24 | 2018-04-05 | $167,951 | $31,524 | $136,427 | $136,427 | |
| 130000. USA TREASURY NOTES 03.75% DUE 08/15/2041 | 2018-04-05 | $145,803 | $150,475 | -$4,672 | -$4,672 | ||
| 120000. USA TREASURY NOTES 03.75% DUE 08/15/2041 | 2018-04-05 | $134,588 | $125,202 | $9,386 | $9,386 | ||
| 15000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-02-20 | 2018-04-05 | $14,941 | $14,931 | $10 | $10 | |
| 55000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-01-22 | 2018-04-05 | $54,267 | $54,613 | -$346 | -$346 | |
| 165000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2017-03-09 | 2018-04-05 | $162,802 | $165,245 | -$2,443 | -$2,443 | |
| 20000. USA TREASURY NOTES 01.625% DUE 05/15/2026 | 2018-01-17 | 2018-04-05 | $18,280 | $18,628 | -$348 | -$348 | |
| 20000. USA TREASURY NOTES 02.500% DUE 08/15/2023 | 2017-03-03 | 2018-04-05 | $19,833 | $20,244 | -$411 | -$411 | |
| 80000. USA TREASURY NOTES 02.500% DUE 08/15/2023 | 2018-04-05 | $79,331 | $80,166 | -$835 | -$835 | ||
| 175000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2018-04-05 | $172,129 | $172,348 | -$219 | -$219 | ||
| 100000. USA TREASURY BOND TREASURY INFLAT PROTECTN SECS | 2017-04-11 | 2018-04-05 | $101,718 | $101,484 | $234 | $234 | |
| 15000. VEREIT OPERATING PARTNER CALL 05/15/2027 COGT | 2017-08-08 | 2018-04-05 | $14,039 | $14,900 | -$861 | -$861 | |
| 15000. WELLS FARGO & COMPANY CALL 01/24/2022 UNSC | 2017-01-17 | 2018-04-05 | $14,740 | $15,000 | -$260 | -$260 | |
| 40000. WESTPAC BANKING CORP SEDOL BCJ52J2 ISIN US961214CC58 | 2016-03-10 | 2018-04-05 | $39,963 | $40,048 | -$85 | -$85 | |
| 15000. XILINX INC CALL 04/01/2024 UNSC | 2017-05-24 | 2018-04-05 | $14,358 | $14,983 | -$625 | -$625 | |
| 25000. XLIT LTD SEDOL ISIN US98420EAA38 | 2018-04-05 | $24,905 | $25,010 | -$105 | -$105 | ||
| 25000. AMERICAN CAMPUS CMNTYS CALL 01/15/2023 @ 100.000 COGT | 2018-04-06 | $24,946 | $24,677 | $269 | $269 | ||
| 83065. CENTERPOINT ENERGY TRANSITION SERIES 2012-1 CLASS A2 | 2012-08-09 | 2018-04-06 | $82,410 | $84,489 | -$2,079 | -$2,079 | |
| 63392.053 FEDERAL HOME LOAN MTG CORP GOLD POOL V61611 | 2017-10-17 | 2018-04-06 | $63,333 | $65,161 | -$1,828 | -$1,828 | |
| 90680.198 FEDERAL NATL MTG ASSN POOL AL2935 | 2014-09-12 | 2018-04-06 | $91,134 | $92,545 | -$1,411 | -$1,411 | |
| 40176.113 FEDERAL NATL MTG ASSN POOL AL3904 | 2014-05-02 | 2018-04-06 | $40,942 | $41,843 | -$901 | -$901 | |
| 82289.71 FEDERAL NATL MTG ASSN POOL AQ0945 | 2012-11-20 | 2018-04-06 | $80,258 | $85,858 | -$5,600 | -$5,600 | |
| 55387.606 FEDERAL NATL MTG ASSN POOL AS5332 | 2017-09-15 | 2018-04-06 | $56,945 | $58,510 | -$1,565 | -$1,565 | |
| 82136.349 FEDERAL NATL MTG ASSN POOL AS6311 | 2016-05-06 | 2018-04-06 | $82,342 | $86,098 | -$3,756 | -$3,756 | |
| 47290.996 FEDERAL NATL MTG ASSN POOL AS7343 | 2017-06-28 | 2018-04-06 | $46,079 | $47,556 | -$1,477 | -$1,477 | |
| 44432.902 FEDERAL NATL MTG ASSN POOL AT2127 | 2014-11-14 | 2018-04-06 | $43,336 | $44,559 | -$1,223 | -$1,223 | |
| 44685.682 FEDERAL NATL MTG ASSN POOL 932639 | 2010-12-20 | 2018-04-06 | $47,814 | $46,644 | $1,170 | $1,170 | |
| 79615.821 FEDERAL NATL MTG ASSN POOL AB2077 | 2011-04-15 | 2018-04-06 | $81,855 | $78,602 | $3,253 | $3,253 | |
| 94666.482 FEDERAL NATL MTG ASSN POOL AB2275 | 2011-02-23 | 2018-04-06 | $99,518 | $96,100 | $3,418 | $3,418 | |
| 72821.406 FEDERAL NATL MTG ASSN POOL AB2333 | 2011-02-23 | 2018-04-06 | $75,006 | $71,530 | $3,476 | $3,476 | |
| 72557.628 FEDERAL NATL MTG ASSN POOL MA1525 | 2016-03-09 | 2018-04-06 | $72,898 | $75,632 | -$2,734 | -$2,734 | |
| 89364.29 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-10-19 | 2018-04-06 | $87,549 | $89,843 | -$2,294 | -$2,294 | |
| 20000. FIFTH THIRD AUTO TRUST SERIES 2017 1 CLASS A3 | 2017-09-12 | 2018-04-06 | $19,605 | $19,999 | -$394 | -$394 | |
| 14821. FIFTH THIRD AUTO TRUST SERIES 2015 1 CLASS A3 | 2015-10-28 | 2018-04-06 | $14,673 | $14,819 | -$146 | -$146 | |
| 20000. FORD CREDIT AUTO LEASE TRUST SERIES 2017 B CLASS A2 | 2017-10-24 | 2018-04-06 | $19,821 | $19,999 | -$178 | -$178 | |
| 15000. FORD CREDIT AUTO OWNER TRUST SERIES 2017 C CLASS A4 | 2017-11-14 | 2018-04-06 | $14,571 | $14,998 | -$427 | -$427 | |
| 48839.406 GOVT NATL MTG ASSN II POOL MA0463 | 2013-03-12 | 2018-04-06 | $50,427 | $52,516 | -$2,089 | -$2,089 | |
| 54111.637 GOVT NATL MTG ASSN II POOL MA0625 | 2013-01-28 | 2018-04-06 | $54,737 | $57,884 | -$3,147 | -$3,147 | |
| 25000. GM FINANCIAL SECURITIZED TERM SERIES 2018 1 CLASS A3 | 2018-01-09 | 2018-04-06 | $24,578 | $24,994 | -$416 | -$416 | |
| 18969. HONDA AUTO RECEIVABLES OWNER T SERIES 2015 4 CLASS A3 | 2015-10-14 | 2018-04-06 | $18,845 | $18,966 | -$121 | -$121 | |
| 80000. HYUNDAI AUTO RECEIVABLES TRUST SERIES 2017 A CLASS A3 | 2017-03-22 | 2018-04-06 | $78,813 | $79,994 | -$1,181 | -$1,181 | |
| 20000. JOHN DEERE OWNER TRUST SERIES 2017 A CLASS A3 | 2017-02-22 | 2018-04-06 | $19,656 | $19,997 | -$341 | -$341 | |
| 20000. PUGET SOUND ENERGY INC 1ST MORTGAGE | 2010-06-24 | 2018-04-06 | $24,527 | $20,397 | $4,130 | $4,130 | |
| 30000. TEXAS ST TRANSN COMMN TAX FIRST TIER SER B | 2018-04-06 | $34,433 | $35,386 | -$953 | -$953 | ||
| 90000. USA TREASURY NOTE 04.500% DUE 02/15/2036 | 2018-04-06 | $110,116 | $111,590 | -$1,474 | -$1,474 | ||
| 65000. USA TREASURY NOTES 02.500% DUE 02/15/2045 | 2018-04-06 | $58,434 | $57,179 | $1,255 | $1,255 | ||
| 40000. USA TREASURY NOTES 02.500% DUE 02/15/2045 | 2018-04-06 | $35,959 | $35,626 | $333 | $333 | ||
| 35000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2018-01-17 | 2018-04-06 | $34,590 | $34,818 | -$228 | -$228 | |
| 50000. USA TREASURY NOTE 01.625% DUE 12/31/2019 | 2018-02-23 | 2018-04-06 | $49,451 | $49,451 | |||
| 145000. USA TREASURY NOTES 02.250% DUE 11/15/2025 | 2018-04-06 | $139,931 | $142,309 | -$2,378 | -$2,378 | ||
| 5000. USA TREASURY NOTES 02.250% DUE 11/15/2025 | 2018-02-23 | 2018-04-06 | $4,825 | $4,794 | $31 | $31 | |
| 455000. USA TREASURY NOTES 01.625% DUE 08/15/2022 | 2018-04-06 | $437,475 | $444,622 | -$7,147 | -$7,147 | ||
| 65000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-03-28 | 2018-04-06 | $62,786 | $62,908 | -$122 | -$122 | |
| 1. CROCS INC | 2001-01-01 | 2018-04-27 | $37 | $25 | $12 | $12 | |
| 3368. BRISTOL MYERS SQUIBB CO | 2017-08-31 | 2018-05-03 | $173,113 | $202,204 | -$29,091 | -$29,091 | |
| 630. TEXAS ROADHOUSE INC | 2013-11-18 | 2018-05-04 | $38,923 | $17,309 | $21,614 | $21,614 | |
| 254662.493 SEAFARER OVERSEAS GROWTH & INCOME INSTL CLASS | 2018-05-15 | $3,318,252 | $3,000,000 | $318,252 | $318,252 | ||
| 861. CATHAY GENERAL BANCORP | 2016-06-07 | 2018-05-18 | $36,183 | $26,777 | $9,406 | $9,406 | |
| 526. CATHAY GENERAL BANCORP | 2017-12-19 | 2018-05-18 | $22,105 | $23,133 | -$1,028 | -$1,028 | |
| 378. GRAND CANYON EDUCATION INC | 2018-05-18 | $41,662 | $17,184 | $24,478 | $24,478 | ||
| 781. PROASSURANCE CORPORATION | 2013-11-18 | 2018-05-18 | $31,016 | $36,678 | -$5,662 | -$5,662 | |
| 21927. VANGUARD FINANCIALS ETF | 2018-05-30 | $1,516,517 | $1,371,606 | $144,911 | $144,911 | ||
| 2159. KAPSTONE PAPER & PACKAGING MERGED 11/02/2018 @ $35.00 P/S | 2018-06-01 | $74,158 | $60,241 | $13,917 | $13,917 | ||
| 639. FIVE BELOW | 2015-08-10 | 2018-06-08 | $64,917 | $23,907 | $41,010 | $41,010 | |
| 39912. VANGUARD FTSE EMERGING MARKETS ETF | 2018-01-17 | 2018-06-11 | $1,799,633 | $1,944,660 | -$145,027 | -$145,027 | |
| 140697.301 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND CL I | 2018-06-19 | $1,910,669 | $2,000,000 | -$89,331 | -$89,331 | ||
| 279890.387 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND CL I | 2018-06-19 | $3,800,911 | $3,900,000 | -$99,089 | -$99,089 | ||
| 136473. XTRACKERS MSCI EUROPE HEDGED ETF | 2017-09-27 | 2018-06-19 | $3,929,007 | $3,840,760 | $88,247 | $88,247 | |
| 1700. LOCKHEED MARTIN CORP | 2018-06-26 | $506,560 | $499,999 | $6,561 | $6,561 | ||
| 2895. RAYTHEON COMPANY | 2018-06-26 | $561,342 | $500,592 | $60,750 | $60,750 | ||
| 41242. SPDR METALS & MINING ETF | 2018-01-02 | 2018-06-26 | $1,467,969 | $1,537,044 | -$69,075 | -$69,075 | |
| 208. ICU MED INC | 2013-11-18 | 2018-06-28 | $59,440 | $12,942 | $46,498 | $46,498 | |
| 816.885 HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P. | 2010-06-01 | 2018-06-30 | $95,330 | $71,445 | $23,885 | $23,885 | |
| 1. BARRICK GOLD XXX-XX-XXXX | 2001-01-01 | 2018-07-18 | $75 | $75 | $75 | ||
| 1. OMNIVISION TECHNOLOGIES INC. XXX-XX-XXXX | 2001-01-01 | 2018-07-20 | $290 | $25 | $265 | $265 | |
| 1. BARRETT BUSINESS SERVICES XXX-XX-XXXX | 2001-01-01 | 2018-07-20 | $390 | $25 | $365 | $365 | |
| 702. LOGMEIN INC | 2018-07-30 | $56,103 | $35,034 | $21,069 | $21,069 | ||
| 1000000. JP MORGAN SX5E DRAWDOWN NOTE 7.00% COUPON, 12% KNOCK-IN | 2017-07-26 | 2018-08-02 | $1,000,000 | $1,000,000 | |||
| 1. ST JUDE MEDICAL XXX-XX-XXXX | 2001-01-01 | 2018-08-07 | $1,135 | $25 | $1,110 | $1,110 | |
| 1. BANK OF NEW YORK MELLON CORPORATION SECURITIES | 2001-01-01 | 2018-08-14 | $244 | $244 | $244 | ||
| 97696. XTRACKERS MSCI EUROPE HEDGED ETF | 2015-07-14 | 2018-08-15 | $2,762,201 | $2,728,073 | $34,128 | $34,128 | |
| 38777. XTRACKERS MSCI EUROPE HEDGED ETF | 2017-09-27 | 2018-08-15 | $1,096,359 | $1,091,301 | $5,058 | $5,058 | |
| 25609. SPDR S&P HOMEBUILDERS ETF | 2018-08-15 | $994,897 | $1,134,777 | -$139,880 | -$139,880 | ||
| 654. NETAPP INC | 2017-05-03 | 2018-08-21 | $53,207 | $26,131 | $27,076 | $27,076 | |
| 1034. NETAPP INC | 2018-08-21 | $84,122 | $45,796 | $38,326 | $38,326 | ||
| 1681. LOGMEIN INC | 2014-09-15 | 2018-08-22 | $132,628 | $77,941 | $54,687 | $54,687 | |
| 3853. COTIVITI HOLDINGS INC MERGED 08/27/18 @ $44.75 P/S | 2018-08-27 | $172,422 | $137,276 | $35,146 | $35,146 | ||
| 794. COTIVITI HOLDINGS INC MERGED 08/27/18 @ $44.75 P/S | 2018-04-05 | 2018-08-27 | $35,532 | $27,284 | $8,248 | $8,248 | |
| 25927. ISHARES INC MSCI JAPAN ETF | 2018-09-05 | $1,475,097 | $1,503,615 | -$28,518 | -$28,518 | ||
| 160481.444 T ROWE PRICE INSTITUTIONAL FLOATING RATE FUND | 2016-09-08 | 2018-09-05 | $1,600,000 | $1,608,024 | -$8,024 | -$8,024 | |
| 27676. SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES | 2018-01-23 | 2018-09-05 | $1,489,503 | $1,467,382 | $22,121 | $22,121 | |
| 1. LEHMAN BROTHERS HLDGS INC | 2001-01-01 | 2018-09-07 | $242 | $25 | $217 | $217 | |
| 12568. BANK OF AMERICA CORP | 2017-08-31 | 2018-09-18 | $380,428 | $300,624 | $79,804 | $79,804 | |
| 3919. CITIGROUP INC | 2017-06-27 | 2018-09-18 | $278,368 | $253,504 | $24,864 | $24,864 | |
| 4277. ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF | 2018-05-15 | 2018-09-18 | $504,380 | $471,881 | $32,499 | $32,499 | |
| 976. NORTHROP GRUMMAN CORPORATION | 2017-06-27 | 2018-09-18 | $307,213 | $250,366 | $56,847 | $56,847 | |
| 877. NORTHROP GRUMMAN CORPORATION | 2017-09-27 | 2018-09-18 | $276,051 | $251,029 | $25,022 | $25,022 | |
| 9357. SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES | 2018-09-18 | $501,251 | $483,801 | $17,450 | $17,450 | ||
| 2846. STATE STR CORP COM | 2017-06-27 | 2018-09-18 | $243,924 | $251,790 | -$7,866 | -$7,866 | |
| 7059. VANGUARD FINANCIALS ETF | 2017-06-27 | 2018-09-18 | $499,815 | $437,381 | $62,434 | $62,434 | |
| 436. HUBSPOT INC | 2018-09-19 | $65,183 | $25,649 | $39,534 | $39,534 | ||
| 702. SYSMEX CORP UNSPONSORED ADR | 2018-09-06 | 2018-09-19 | $30,903 | $30,418 | $485 | $485 | |
| 942. EDUCATION REALTY TRUST INC MERGED 09/20/18 @ $41.50 P/S | 2017-12-19 | 2018-09-21 | $39,093 | $34,617 | $4,476 | $4,476 | |
| 3651. EDUCATION REALTY TRUST INC MERGED 09/20/18 @ $41.50 P/S | 2018-09-21 | $151,517 | $123,873 | $27,644 | $27,644 | ||
| 20385. SPDR S&P HOMEBUILDERS ETF | 2018-09-26 | $801,834 | $870,018 | -$68,184 | -$68,184 | ||
| 793.805 HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P. | 2010-06-01 | 2018-09-30 | $96,503 | $69,426 | $27,077 | $27,077 | |
| 2409. ANDEAVOR MERGED 10/01/19 @ $19.799044 | 2017-10-03 | 2018-10-04 | $47,696 | $47,696 | $47,696 | ||
| .085 MARATHON PETROLEUM CORP | 2017-10-03 | 2018-10-05 | $7 | $5 | $2 | $2 | |
| 19916. SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES | 2017-06-27 | 2018-10-12 | $1,015,304 | $999,154 | $16,150 | $16,150 | |
| 10652. SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES | 2017-11-14 | 2018-10-12 | $543,032 | $549,643 | -$6,611 | -$6,611 | |
| 1862. KAPSTONE PAPER & PACKAGING MERGED 11/02/2018 @ $35.00 P/S | 2014-04-22 | 2018-10-15 | $60,680 | $48,621 | $12,059 | $12,059 | |
| 18123. ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF | 2018-10-19 | $1,975,323 | $1,956,221 | $19,102 | $19,102 | ||
| 13157. SPDR S&P SEMICONDUCTOR ETF ETF | 2018-03-13 | 2018-10-19 | $893,487 | $993,329 | -$99,842 | -$99,842 | |
| 142653.352 AQR LONG-SHORT EQUITY-I | 2018-04-10 | 2018-10-25 | $1,684,736 | $2,000,000 | -$315,264 | -$315,264 | |
| 45362. SPDR S&P REGIONAL BANKING ETF | 2018-10-25 | $2,357,305 | $2,722,786 | -$365,481 | -$365,481 | ||
| 721. UNITED BANKSHARES INC WEST V COM | 2016-12-22 | 2018-10-26 | $22,920 | $33,755 | -$10,835 | -$10,835 | |
| 2475. HIBBETT SPORTS INC | 2018-11-01 | $43,108 | $103,848 | -$60,740 | -$60,740 | ||
| 400. DASSAULT SYSTEMS SA SPON ADR | 2018-08-20 | 2018-11-12 | $49,011 | $62,001 | -$12,990 | -$12,990 | |
| 667. WPP PLC ADR | 2018-11-12 | $36,588 | $53,644 | -$17,056 | -$17,056 | ||
| 1096. DAITO TRUST CONS-SPN ADR ADR SEDOL BHBXYK4 | 2018-11-13 | $36,301 | $40,738 | -$4,437 | -$4,437 | ||
| 79393. SPDR S&P OIL GAS EXPLORATION & PRODUCTION | 2018-11-13 | $2,744,771 | $3,044,497 | -$299,726 | -$299,726 | ||
| 120914. SPDR OIL & GAS EQUIPMENT & SERVICES ETF | 2018-11-13 | $1,518,382 | $2,144,603 | -$626,221 | -$626,221 | ||
| 85416. SPDR BLOOMBERG BARCLAYS REV SPLIT 05/06/2019 | 2018-11-20 | $2,940,852 | $3,141,749 | -$200,897 | -$200,897 | ||
| 1000000. CITIGROUP AMLP NOTE PHOENIX AUTOCALL 12.410% COUPON | 2018-07-24 | 2018-11-29 | $846,100 | $1,000,000 | -$153,900 | -$153,900 | |
| 3500000. USA TREASURY BILLS DTD 05/31/2018 DUE 11/29/2018 | 2000-12-31 | 2018-11-29 | $3,485,483 | $3,485,483 | |||
| .5 ITAU UNIBANCO BANCO HOLDING SPONSERED ADR | 2018-08-20 | 2018-11-30 | $5 | $4 | $1 | $1 | |
| 1. AVON PRODUCTS, INC SECURITIES LITIGATION XXX-XX-XXXX | 2001-01-01 | 2018-11-30 | $1,593 | $25 | $1,568 | $1,568 | |
| 1194. HEALTH CARE SERVICES GROUP INC | 2018-12-07 | $49,629 | $33,140 | $16,489 | $16,489 | ||
| 16253. AES CORP | 2018-12-11 | $255,515 | $182,875 | $72,640 | $72,640 | ||
| 3393. ABBOTT LABORATORIES INC | 2018-12-11 | $242,512 | $163,752 | $78,760 | $78,760 | ||
| 2782. AGILENT TECHNOLOGIES (IPO) | 2018-12-11 | $197,008 | $183,290 | $13,718 | $13,718 | ||
| 773. ALBEMARLE CORP | 2018-08-21 | 2018-12-11 | $69,140 | $73,186 | -$4,046 | -$4,046 | |
| 1322. ALBEMARLE CORP | 2018-12-11 | $118,244 | $178,154 | -$59,910 | -$59,910 | ||
| 2912. BAXTER INTERNATIONAL INC | 2018-12-11 | $191,358 | $173,347 | $18,011 | $18,011 | ||
| 3488. BORG WARNER INC. | 2018-12-11 | $121,730 | $156,076 | -$34,346 | -$34,346 | ||
| 5453. CISCO SYS INC COM | 2018-12-11 | $255,610 | $181,857 | $73,753 | $73,753 | ||
| 6003. CORNING INC | 2018-12-11 | $189,988 | $175,521 | $14,467 | $14,467 | ||
| 2101. DANAHER CORP | 2018-12-11 | $211,996 | $177,984 | $34,012 | $34,012 | ||
| 4086. FRANKLIN RES INC COM | 2018-12-11 | $128,523 | $175,142 | -$46,619 | -$46,619 | ||
| 2221. GILEAD SCIENCES INC COM | 2018-12-11 | $149,740 | $165,079 | -$15,339 | -$15,339 | ||
| 9023. HP INC | 2018-12-11 | $203,039 | $174,669 | $28,370 | $28,370 | ||
| 7673. HANESBRANDS INC - W/I | 2018-12-11 | $113,583 | $171,759 | -$58,176 | -$58,176 | ||
| 4031. HESS CORPORATION | 2018-12-11 | $209,207 | $179,198 | $30,009 | $30,009 | ||
| 12311. HEWLETT PACKARD ENTERPRISE CO | 2018-12-11 | $178,281 | $174,982 | $3,299 | $3,299 | ||
| 1247. INTERNATIONAL BUSINESS MACHS CORP | 2018-12-11 | $150,389 | $187,314 | -$36,925 | -$36,925 | ||
| 11615. MATTEL INC | 2018-12-11 | $147,441 | $201,239 | -$53,798 | -$53,798 | ||
| 2832. MERCK & CO INC | 2018-12-11 | $217,433 | $180,701 | $36,732 | $36,732 | ||
| 5211. NATIONAL OIL-WELL INC COM | 2018-12-11 | $146,683 | $174,759 | -$28,076 | -$28,076 | ||
| 2430. NETAPP INC | 2018-12-11 | $154,624 | $95,620 | $59,004 | $59,004 | ||
| 5076. PFIZER INC COM | 2018-12-11 | $222,163 | $174,511 | $47,652 | $47,652 | ||
| 2045. RALPH LAUREN CORP | 2018-12-11 | $214,076 | $173,261 | $40,815 | $40,815 | ||
| 2167. WESTERN DIGITAL CORP | 2018-12-11 | $89,233 | $188,688 | -$99,455 | -$99,455 | ||
| 2317. WESTERN DIGITAL CORP | 2018-10-30 | 2018-12-11 | $95,410 | $95,901 | -$491 | -$491 | |
| 9421. WESTERN UNION CO - W/I | 2018-12-11 | $172,031 | $180,511 | -$8,480 | -$8,480 | ||
| 5526. XEROX CORPORATION MERGED 08/01/2019 | 2018-12-11 | $137,044 | $168,006 | -$30,962 | -$30,962 | ||
| 3304. AIR LIQUIDE ADR | 2018-12-13 | $80,049 | $81,263 | -$1,214 | -$1,214 | ||
| 1445. BBA AVIATION PLC-UNSPON ADR ADR SEDOL B2RB0W1 | 2018-12-13 | $19,570 | $29,006 | -$9,436 | -$9,436 | ||
| 1136. CSL LTD-SPONSORED ADR ADR SEDOL BN5TD14 | 2018-12-13 | $74,389 | $90,429 | -$16,040 | -$16,040 | ||
| 335. BLACKBAUD INC | 2014-05-20 | 2018-12-27 | $20,281 | $11,234 | $9,047 | $9,047 | |
| 353. EXLSERVICE HOLDINGS INC | 2017-06-30 | 2018-12-27 | $17,650 | $19,820 | -$2,170 | -$2,170 | |
| CAPITAL GAIN DIVIDENDS | $373,092 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,805,783 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $9,091,726 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $196,791,691 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.0462 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $9,437,697 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $183,303,857 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.051487 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $9,257,485 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $191,670,717 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.048299 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $9,000,506 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $198,313,188 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.045385 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $8,733,963 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $185,161,964 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047169 | DistributionYr5Rt |
| Total Distribution | 0.23854 | TotalDistributionRt |
| Average Distribution | 0.047708 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $201,544,984 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,615,308 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $111,683 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,726,991 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $9,617,885 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $223,366 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $223,366 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $223,366 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $315,200 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $315,200 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $91,834 | OverpaymentAmt |
| Applied To ES Tax | $91,834 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MD | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NC | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Phone | 4127629161 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 116 ALLEGHENY CENTER MALL | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15212 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PNC BANK N A | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 116 ALLEGHENY CENTER MALL | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15212 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $364,623 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $204,614,197 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $0 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $204,614,197 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $204,614,197 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,069,213 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $201,544,984 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $10,077,249 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $10,077,249 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $223,366 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $223,366 | TotalTaxAmt |
| Distributable Before Adj | $9,853,883 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $9,853,883 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $9,853,883 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $9,617,885 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $9,617,885 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $9,617,885 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,853,883 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $9,544,960 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $9,617,885 | QualifyingDistributionsAmt |
| Applied To Year1 | $9,544,960 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $72,925 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $9,780,958 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Z SMITH REYNOLDS FOUNDATION | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 102 W THIRD STREET | AddressLine1Txt |
| City | WINSTONSALEM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | GENERAL SUPPORT | GrantOrContributionPurposeTxt |
| Amt | $9,544,960 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $9,544,960 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,026,273 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,805,783 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (5 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| BCE INC ISIN CA055 | 14 | $5,281 |
| CANADIAN NATURAL R | 14 | $436 |
| POTASH CORP SASK I | 14 | $1,127 |
| SUNCOR ENERGY INC | 14 | $103 |
| FEDERAL TAX REFUND | 14 | $151,157 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $11,990,160 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $11,990,160 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $7,120,250 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $7,192,323 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,129,633 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,150,698 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MUTUAL FUNDS - FIXED | AT COST | $8,387,505 | $8,061,252 |
| MUTUAL FUNDS - EQUITY | AT COST | $109,140,270 | $117,423,887 |
| LIMITED PARTNERSHIPS | AT COST | $5,236,283 | $2,098,497 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| POSTED CURR YEAR FOR PRIOR YEAR | $4,827 |
| COST ADJ FOR AMORTIZATION | $7,990 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MAP MANAGEMENT FEES | $76,672 | $76,672 | $0 |
| ADR SERVICE FEES | $4,208 | $4,208 | $0 |
| PARTNERSHIP - EXPENSE | $17,004 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BCE INC ISIN CA05534B7604 SEDOL B188TH2 | $5,281 | $5,281 |
| CANADIAN NATURAL RESOURCES SEDOL 2171573 | $436 | $436 |
| POTASH CORP SASK INC LESS EXCHANGE RATE | $1,127 | $1,127 |
| SUNCOR ENERGY INC ISIN CA8672241079 SEDO | $103 | $103 |
| FEDERAL TAX REFUND FROM PRIOR YEAR | $151,157 | $0 |
| OTHER REVENUE | -$280,913 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIFF BETWEEN SECURITIES RECEIVED/DELIVER | Desc |
| Amt | $286,580 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,276 | $1,276 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $128,918 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $315,200 | $0 | $0 |
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