JAY AND CAROL BORZI FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- JAY AND CAROL BORZI FOUNDATION (EIN 20-3977239)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-08-21
- IRS object ID
- 201922339349100802
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-08-21T11:35:57-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 820337128 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LALLMAN FELTON PETERSON & PIERCE PA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 S LEADVILLE AVENUE STE 200 | AddressLine1Txt |
| City | KETCHUM | CityNm |
| State Abbreviation | ID | StateAbbreviationCd |
| ZIP | 83340 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203977239 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAY AND CAROL BORZI FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAYA | BusinessNameControlTxt |
| Phone | 3105169100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5436 E THE TOLEDO | AddressLine1Txt |
| City | LONG BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90803 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WILLIAM J BORZI | PersonNm |
| Person Title | PRES/TRUSTEE | PersonTitleTxt |
| Phone | 6262933302 | PhoneNum |
| Signature | 2019-07-01 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KENNETH PIERCE | PreparerPersonNm |
| PTIN | P00074219 | PTIN |
| Phone | 2087267500 | PhoneNum |
| Preparation | 2019-08-21 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 167.68.16.49 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-08-21 | IPDt |
| IP Tm | 11:35:57 | IPTm |
| IP Timezone | CD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 869ADC07537344D558453C3B1B37E6587F0DB1DC | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 25B693A878EA450C1F311616A82E4637ACC61B31 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $471,837 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $221 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $221 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $9,847 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $9,847 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $238,884 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $360,941 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $238,884 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$873 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $248,079 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $248,952 | TotalNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $3,702 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,702 | AccountingFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $8,786 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $286 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $7,986 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $7,986 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $20,474 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $11,974 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $411,826 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $411,826 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $432,300 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $11,974 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $411,826 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$184,221 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $236,978 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $839 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $157,720 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $10,289 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $10,289 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $285,195 | CorporateStockBOYAmt |
| Corporate Stock EOY | $301,935 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $447,501 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $14,156 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $14,863 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $13,883 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $15,297 | OtherInvestmentsBOYAmt |
| Other Assets BOY | $40,458 | OtherAssetsBOYAmt |
| Other Assets EOY | $164 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $164 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $513,665 | TotalAssetsBOYAmt |
| Total Assets EOY | $327,251 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $471,837 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $513,665 | RetainedEarningBOYAmt |
| Retained Earning EOY | $327,251 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $513,665 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $327,251 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $513,665 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $327,251 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $513,665 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$184,221 | ExcessRevenueOverExpensesAmt |
| Subtotal | $329,444 | SubtotalAmt |
| Other Decreases | $2,193 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $327,251 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (21 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| CBRE CLARION GLOBAL REAL ESTATE | P | 2017-10-31 | 2018-10-31 | $1,307 | $1,421 | -$114 | -$114 |
| SPDR S&P 500 ETF | P | 2006-09-16 | 2018-08-22 | $2,864 | $1,050 | $1,814 | $1,814 |
| ENBRIDGE INC. | P | 2018-03-19 | 2018-12-21 | $27 | $21 | $6 | $6 |
| SPDR S&P MIDCAP 400 ETF | P | 2006-10-25 | 2018-11-06 | $11,938 | $4,901 | $7,037 | $7,037 |
| ENBRIDGE ENERGY PARTNERS | P | 2017-08-23 | 2018-03-19 | $10,725 | $15,683 | -$4,958 | -$4,958 |
| DREYFUS INTL. STOCK | P | 2011-05-24 | 2018-11-06 | $5,000 | $3,919 | $1,081 | $1,081 |
| ENBRIDGE ENERGY MANAGEMENT | P | 2018-03-19 | 2018-11-14 | $12,866 | $10,346 | $2,520 | $2,520 |
| VANGUARD DIVIDEND APPRECIATION ETF | P | 2013-05-07 | 2018-11-06 | $5,290 | $3,391 | $1,899 | $1,899 |
| ALPHABET INC. | P | 2009-10-21 | 2018-11-06 | $30,990 | $5,696 | $25,294 | $25,294 |
| DODGE & COX INTL. STOCK | P | 2009-11-20 | 2018-10-31 | $5,000 | $5,067 | -$67 | -$67 |
| ALPHABET INC. | P | 2009-10-21 | 2018-12-21 | $32,163 | $5,934 | $26,229 | $26,229 |
| ENBRIDGE ENERGY - BASIS ADJ. | P | 2017-08-23 | 2018-03-19 | $1,645 | $1,645 | $1,645 | |
| APPLE INC. | P | 2009-10-15 | 2018-10-31 | $3,288 | $245 | $3,043 | $3,043 |
| BANK OF AMERICA | P | 2009-01-22 | 2018-12-17 | $152,818 | $28,293 | $124,525 | $124,525 |
| BERKSHIRE HATHAWAY | P | 2015-12-31 | 2018-10-31 | $12,343 | $7,937 | $4,406 | $4,406 |
| CBRE CLARION GLOBAL | P | 2012-08-31 | 2018-08-22 | $5,238 | $5,846 | -$608 | -$608 |
| ISHARES EXPANDED TECH SECTOR ETF | P | 2006-11-30 | 2018-10-31 | $11,723 | $3,041 | $8,682 | $8,682 |
| ISHARES NASDAQ BIOTECHNOLOGY | P | 2006-11-09 | 2018-10-31 | $7,620 | $1,766 | $5,854 | $5,854 |
| ISHARES RUSSELL GROWTH ETF | P | 2006-10-25 | 2018-01-31 | $28,824 | $10,502 | $18,322 | $18,322 |
| LORD ABBETT VALUE OPPORTUNITIES | P | 2011-04-20 | 2018-08-22 | $8,000 | $6,427 | $1,573 | $1,573 |
| PJT PARTNERS INC. | P | 2015-10-01 | 2018-08-22 | $8,869 | $571 | $8,298 | $8,298 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $238,884 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$901 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $244,300 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $578,569 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.422249 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $234,494 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $462,802 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.506683 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $272,421 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $537,646 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.506692 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $280,004 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $716,005 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.391064 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $174,750 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $785,221 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.222549 | DistributionYr5Rt |
| Total Distribution | 2.049237 | TotalDistributionRt |
| Average Distribution | 0.409847 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $756,892 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $310,210 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,370 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $312,580 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $411,826 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,370 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $2,370 | SubtotalAmt |
| Tax Based On Investment Income | $2,370 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,582 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $5,582 | TotalPaymentsAndCreditsAmt |
| Overpayment | $3,212 | OverpaymentAmt |
| Applied To ES Tax | $3,212 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | WILLIAM J BORZI | IndividualWithBooksNm |
| Phone | 3105169100 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5436 E THE TOLEDO | AddressLine1Txt |
| City | LONG BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90803 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| WILLIAM J BORZI | ||||||||
| 5436 E THE TOLEDO | LONG BEACH | CA | 90803 | PRES/TRUSTEE | 0.20 | $0 | $0 | $0 |
| CAROL BORZI | ||||||||
| 5436 E THE TOLEDO | LONG BEACH | CA | 90803 | TRUSTEE | 0.20 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $684,931 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $83,487 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $768,418 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $768,418 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $11,526 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $756,892 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $37,845 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $37,845 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,370 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,370 | TotalTaxAmt |
| Distributable Before Adj | $35,475 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $35,475 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $35,475 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $411,826 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $411,826 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,370 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $409,456 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $35,475 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $138,481 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $245,896 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $249,997 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $215,366 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $220,821 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,070,561 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $411,826 | QualifyingDistributionsAmt |
| Applied To Current Year | $35,475 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $376,351 | RemainingDistriFromCorpusAmt |
| Total Corpus | $1,446,912 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $138,481 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,308,431 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $245,896 | ExcessFromYear4Amt |
| Excess From Year3 | $249,997 | ExcessFromYear3Amt |
| Excess From Year2 | $215,366 | ExcessFromYear2Amt |
| Excess From Year1 | $220,821 | ExcessFromYear1Amt |
| Excess From Current Year | $376,351 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | WILLIAM J BORZI | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| LOS ANGELES WATERKEEPER | ||||||||
| 120 BROADWAY SUITE 105 | SANTA MONICA | CA | 90401 | NONE | 501(C)3 | GENERAL | $10,000 | |
| THE HELP GROUP | ||||||||
| 13130 BURBANK BLVD | SHERMAN OAKS | CA | 91401 | NONE | 501(C)3 | GENERAL | $20,000 | |
| MEMORIAL MEDICAL CTR FOUNDATION | ||||||||
| 701 N 1ST STREET | SPRINGFIELD | IL | 62702 | NONE | 501(C)3 | GENERAL | $5,000 | |
| BOYS AND GIRLS CLUB OF LONG BEACH | ||||||||
| 3635 LONG BEACH BLVD | LONG BEACH | CA | 90807 | NONE | 501(C)3 | GENERAL | $10,000 | |
| PEDIATRIC THERAPY NETWORK | ||||||||
| 1815 W 213TH ST | TORRANCE | CA | 90501 | NONE | 501(C)3 | GENERAL | $25,000 | SUITE 100 |
| MANHATTAN BEACH EDUCATION FOUND | ||||||||
| 325 S PECK AVE | MANHATTAN BEACH | CA | 90266 | NONE | 501(C)3 | GENERAL | $5,200 | |
| LAND OF THE FREE FOUNDATION | ||||||||
| 13191 CROSSROADS PARKWAY | CITY OF INDUSTRY | CA | 917463497 | NONE | 501(C)3 | GENERAL | $5,000 | N 6TH FLOOR |
| THE UCLA FOUNDATION | ||||||||
| 10920 WILSHIRE BLVD | LOS ANGELES | CA | 900246519 | NONE | 501(C)3 | GENERAL | $47,500 | SUITE 900 |
| UNIVERSITY OF CALIFORNIA | ||||||||
| 1111 FRANKLIN ST | OAKLAND | CA | 94607 | NONE | 501(C)3 | GENERAL | $1,000 | 12TH FLOOR |
| COACHING CORPS | ||||||||
| 310 8TH STREET SUITE 300 | OAKLAND | CA | 94607 | NONE | 501(C)3 | GENERAL | $12,500 | |
| COMMUNITY PARTNERS | ||||||||
| 1000 N ALAMEDA ST | LOS ANGELES | CA | 90012 | NONE | 501(C)3 | GENERAL | $5,000 | SUITE 240 |
| UCLA HEALTH | ||||||||
| 10945 LE CONTE AVE | LOS ANGELES | CA | 90095 | NONE | 501(C)3 | GENERAL | $10,000 | SUITE 3132 |
| THE ALS ASSOCIATION | ||||||||
| 1275 K STREET NW | WASHINGTON | DC | 20005 | NONE | 501(C)3 | GENERAL | $2,500 | SUITE 250 |
| KCRW | ||||||||
| 1900 PICO BLVD | SANTA MONICA | CA | 90405 | NONE | 501(C)3 | GENERAL | $60,000 | |
| ERNIE CARILLO SCHOLARSHIP | ||||||||
| 1500 S HARBOR BLVD | SAN PEDRO | CA | 90731 | NONE | 501(C)3 | GENERAL | $1,000 | |
| MIRACLES FOR KIDS | ||||||||
| 3002 DOW AVE 126 | TUSTIN | CA | 92780 | NONE | 501(C)3 | GENERAL | $20,000 | |
| SAE ALUMNI ASSOCIATION | ||||||||
| 1856 SHERIDAN ROAD | EVANSTON | IL | 602013837 | NONE | 501(C)3 | GENERAL | $500 | |
| THE JEWISH FEDERATION | ||||||||
| 25 BROADWAY 17TH FL | NEW YORK | NY | 10004 | NONE | 501(C)3 | GENERAL | $25,000 | |
| AL WOOTEN JR YOUTH CENTER | ||||||||
| 9106 S WESTERN AVE | LOS ANGELES | CA | 90047 | NONE | 501(C)3 | GENERAL | $5,000 | |
| KCSB | ||||||||
| PO BOX 13401 | SANTA BARBARA | CA | 931073401 | NONE | 501(C)3 | GENERAL | $1,000 | |
| LA PHIL | ||||||||
| 151 S GRAND AVENUE | LOS ANGELES | CA | 90012 | NONE | 501(C)3 | GENERAL | $22,376 | |
| EAST HARLEM TUTORIAL PROGRAM | ||||||||
| 2050 2ND AVE | NEW YORK | NY | 10029 | NONE | 501(C)3 | GENERAL | $5,000 | |
| THE FRIENDSHIP PADDLE | ||||||||
| 920 GARDEN ST | SANTA BARBARA | CA | 93101 | NONE | 501(C)3 | GENERAL | $1,000 | |
| GREGGS GIFT | ||||||||
| 208 W 23RD STREET | NEW YORK CITY | NY | 10001 | NONE | 501(C)3 | GENERAL | $1,000 | |
| LOS ANGELES TEAM MENTORING | ||||||||
| 145 S SPRING | LOS ANGELES | CA | 90012 | NONE | 501(C)3 | GENERAL | $6,250 | SUITE 725 |
| LUPUS RESEARCH ALLIANCE | ||||||||
| 275 MADISON AVE | NEW YORK | NY | 10016 | NONE | 501(C)3 | GENERAL | $15,000 | 10TH FLOOR |
| THE METROPOLITAN MUSEUM OF ART | ||||||||
| 1000 FIFTH AVE | NEW YORK | NY | 10028 | NONE | 501(C)3 | GENERAL | $20,000 | |
| CHILDREN'S HOSPITAL OF LA | ||||||||
| 4650 SUNSET BLVD | LOS ANGELES | CA | 90027 | NONE | 501(C)3 | GENERAL | $50,000 | |
| NAVY SEAL FOUNDATION | ||||||||
| 1619 D STREET | VIRGINIA BEACH | VA | 23459 | NONE | 501(C)3 | GENERAL | $20,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $411,826 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $221 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $9,847 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 26 | ExclusionCd |
| Exclusion | $238,884 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1: ENBRIDGE ENERGY ORDINA | Desc |
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | -$873 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 1 | ExclusionCd |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$873 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $248,952 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $248,079 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,702 | Amt |
| Net Investment Income | $3,702 | NetInvestmentIncomeAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIDELITY ADVISORS EMERGING MARKETS | BondNm |
| EOY Book Value | $14,863 | EOYBookValueAmt |
| EOYFMV | $13,883 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (23 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NASDAQ BIOTECH INDEX | $4,289 | $16,393 |
| MIDCAP SPIDER | $7,001 | $15,134 |
| ISHARES S&P GSTI TECHNOLOGY INDEX | $4,570 | $15,454 |
| S & P DEPOSITORY RECEIPTS | $15,255 | $17,494 |
| DODGE AND COX INTERNATIONAL STOCK FD | $29,690 | $27,274 |
| CLARION GLOBAL REAL ESTATE | $14,298 | $12,616 |
| FIRST TRUST NORTH AMERICA | $15,129 | $17,160 |
| RUSSELL 1000 GROWTH | ||
| DREYFUS PREMIER INT. STOCK FUND | $12,503 | $14,959 |
| LORD ABBETT VALUE OPPORTUNITIES FUND | $10,978 | $9,581 |
| IVA WORLDWIDE FUND | $7,178 | $6,667 |
| APPLE INC. | $981 | $9,464 |
| BERKSHIRE HATHAWAY | $18,519 | $28,585 |
| VANGUARD DIVIDEND APPRECIATION | $10,172 | $14,693 |
| BARON EMERGING MARKETS FUND | $16,188 | $15,602 |
| BANK OF AMERICA CORP. | $10,041 | $44,352 |
| GOLDMAN SACHS GROUP | $9,860 | $25,893 |
| ALPHABET INC. | $12,262 | $62,417 |
| PJT PARTNERS INC. | ||
| ENBRIDGE INC. | $4,235 | $5,346 |
| PRIMECAP ODYSSEY GROWTH FUND | $30,631 | $26,388 |
| WCM FOCUSED INTL. GROWTH | $15,530 | $13,216 |
| CITIGROUP INC. | $52,625 | $48,813 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd |
|---|---|
| ENBRIDGE ENERGY PARTNERS | AT COST |
| ENBRIDGE ENERGY PTRS. DISALLOWED | AT COST |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| OTHER RECEIVABLES IN TRANSIT | $219 | $164 | $164 |
| PENDING TRADES | $40,239 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| N/D EXPENSES | $1 |
| UNREALIZED LOSS | $60 |
| NON-DIVIDEND DIST. | $2,132 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXPENSES | ||
| MANAGEMENT FEES | $7,986 | $7,986 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1: ENBRIDGE ENERGY ORDINARY | Desc |
| Revenue And Expenses Per Books | -$873 | RevenueAndExpensesPerBooksAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAXES | $186 | $186 |
| STATE FILING | $100 | $100 |
| FEDERAL INCOME TAXES | $8,500 |
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