DUKE UNIVERSITY: Form 990, tax year 2017

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2017-07-01 to 2018-06-30
Filed: 2019-05-15
IRS object ID: 201921359349311137
Schema version: 2017v2.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-05-15T16:22:10-05:00	ReturnTs
Tax Period End	2018-06-30	TaxPeriodEndDt
Return Type	990	ReturnTypeCd
Tax Period Begin	2017-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	DUKE	BusinessNameControlTxt
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHIN BLDG NO 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	TIMOTHY W WALSH	PersonNm
Person Title	TREASURER	PersonTitleTxt
Phone	9196842006	PhoneNum
Signature	2019-05-13	SignatureDt
Discuss With Paid Preparer	0	DiscussWithPaidPreparerInd

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	152.3.34.51	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-05-15	IPDt
IP Tm	16:19:53	IPTm
IP Timezone	ED	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	76FF2A6BB2396675DA7FC3BECCB7F23E28595D91	AtSubmissionCreationDeviceId
At Submission Filing Device Id	924F5484B370A9FF257601B07D0C5CFB195EBBD3	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2017	TaxYr
Build TS	2019-02-21 02:37:17Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	VINCENT E PRICE	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$16,657,751,223	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.DUKE.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1841	FormationYr
Legal Domicile State	NC	LegalDomicileStateCd
Activity Or Mission	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDesc
Voting Members Governing Body	37	VotingMembersGoverningBodyCnt
Voting Members Independent	34	VotingMembersIndependentCnt
Total Employee	31755	TotalEmployeeCnt
Total Volunteers	2819	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$566,529	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$1,508,458,854	PYContributionsGrantsAmt
CY Contributions Grants	$1,476,290,488	CYContributionsGrantsAmt
PY Program Service Revenue	$1,060,469,805	PYProgramServiceRevenueAmt
CY Program Service Revenue	$1,144,558,705	CYProgramServiceRevenueAmt
PY Investment Income	$500,145,874	PYInvestmentIncomeAmt
CY Investment Income	$682,324,859	CYInvestmentIncomeAmt
PY Other Revenue	$81,133,798	PYOtherRevenueAmt
CY Other Revenue	$77,297,402	CYOtherRevenueAmt
PY Total Revenue	$3,150,208,331	PYTotalRevenueAmt
CY Total Revenue	$3,380,471,454	CYTotalRevenueAmt
PY Grants And Similar Paid	$338,440,367	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$368,877,688	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$1,594,655,005	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,691,039,639	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$1,884,789	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$540,112	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$54,496,875	CYTotalFundraisingExpenseAmt
PY Other Expenses	$1,080,284,193	PYOtherExpensesAmt
CY Other Expenses	$1,146,924,537	CYOtherExpensesAmt
PY Total Expenses	$3,015,264,354	PYTotalExpensesAmt
CY Total Expenses	$3,207,381,976	CYTotalExpensesAmt
PY Revenues Less Expenses	$134,943,977	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$173,089,478	CYRevenuesLessExpensesAmt
Total Assets BOY	$13,782,414,345	TotalAssetsBOYAmt
Total Assets EOY	$14,655,049,117	TotalAssetsEOYAmt
Total Liabilities BOY	$3,289,290,985	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$3,270,096,500	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$10,493,123,360	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$11,384,952,617	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	SEE SCHEDULE O	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$1,610,602,938	ExpenseAmt
Grant	$323,921,382	GrantAmt
Revenue	$888,351,732	RevenueAmt
Desc	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 5,478 STUDENTS ANNUALLY	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$954,150,383	ExpenseAmt
Grant	$44,582,307	GrantAmt
Revenue	$1,147,424,109	RevenueAmt
Desc	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$325,839,880	ExpenseAmt
Grant	$373,999	GrantAmt
Revenue	$145,560,530	RevenueAmt
Desc	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$2,890,593,201	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	Yes (1)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	Yes (1)	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (1)	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	Yes (1)	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	0	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (1)	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	9750	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	31755	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	GM	ForeignCountryCd
Foreign Country	MA	ForeignCountryCd
Foreign Country	SP	ForeignCountryCd
Foreign Country	TZ	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	KE	ForeignCountryCd
Foreign Country	SN	ForeignCountryCd
Foreign Country	IN	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	KU	ForeignCountryCd
Foreign Country	EG	ForeignCountryCd
Foreign Country	EZ	ForeignCountryCd
Foreign Country	KS	ForeignCountryCd
Foreign Country	PE	ForeignCountryCd
Foreign Country	CI	ForeignCountryCd
Foreign Country	NI	ForeignCountryCd
Foreign Country	RO	ForeignCountryCd
Foreign Country	ID	ForeignCountryCd
Foreign Country	CO	ForeignCountryCd
Foreign Country	TU	ForeignCountryCd
Foreign Country	GR	ForeignCountryCd
Foreign Country	HU	ForeignCountryCd
Foreign Country	BR	ForeignCountryCd
Foreign Country	PL	ForeignCountryCd
Foreign Country	JA	ForeignCountryCd
Foreign Country	DA	ForeignCountryCd
Foreign Country	EI	ForeignCountryCd
Foreign Country	MY	ForeignCountryCd
Foreign Country	NO	ForeignCountryCd
Foreign Country	PO	ForeignCountryCd
Foreign Country	SW	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Form8899 Filedind	1	Form8899Filedind
Indoor Tanning Services	0	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	37	GoverningBodyVotingMembersCnt
Independent Voting Member	34	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	Yes (1)	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	AL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	AR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	FL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	GA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	HI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	IL	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KS	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	KY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MN	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NM	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	ND	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	PA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	RI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	TN	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	UT	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	VA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WV	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	WI	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd
Other	Yes (X)	OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (63 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	OfficerOfficerInd	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
LISA M BORDERS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JACK O BOVENDER JR
TRUSTEE	8.00	3.10	Yes (X)	$0	$0	$0
JACK W BOYD
TRUSTEE	2.00	0.10	Yes (X)	$0	$0	$0
TIMOTHY D COOK
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ANN PELHAM CULLEN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ALLYSON K DUNCAN
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
RALPH EADS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JAMAL A EDWARDS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
PAUL E FARMER
TRUSTEE	2.00	0.00	Yes (X)	$1,000	$0	$0
XIQING GAO
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
EDWARD A GILHULY
TRUSTEE	4.00	2.00	Yes (X)	$0	$0	$0
THOMAS M GORRIE
TRUSTEE	9.00	3.00	Yes (X)	$0	$0	$0
GERALD HASSELL
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
WILLIAM HAWKINS
TRUSTEE	6.00	8.00	Yes (X)	$0	$0	$0
JANET HILL
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
BETSY D HOLDEN
TRUSTEE	4.00	0.00	Yes (X)	$0	$0	$0
KATHRYN A HOLLISTER
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
PETER J KAHN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ELIZABETH KISS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ANNA ELIZABETH KNIGHT
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
MICHAEL MARSICANO
TRUSTEE	4.00	1.00	Yes (X)	$0	$0	$0
MARTHA MONSERRATE
TRUSTEE	4.00	0.10	Yes (X)	$0	$0	$0
PATRICIA RODERICK MORTON
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
CLARENCE G NEWSOME
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
STEPHEN G PAGLIUCA
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
CHRISTOPHER JOHN PAUL
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
ROBERT PENN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
VINCENT E PRICE
TRUSTEE/PRESIDENT	40.00	3.30	Yes (X)	$992,232	$0	$46,239	Yes (X)
JB PRITZKER
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
CARMICHAEL S ROBERTS
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
STEVEN M SCOTT MD
TRUSTEE	2.00	4.00	Yes (X)	$0	$0	$0
ADAM SILVER
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
LAURENE M SPERLING
TRUSTEE	6.00	0.00	Yes (X)	$0	$0	$0
ASHLEY CROWDER STANLEY
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
L FREDERICK SUTHERLAND
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
JEFFREY W UBBEN
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
HOPE MORGAN WARD
TRUSTEE	2.00	0.00	Yes (X)	$0	$0	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	45.00	15.30		$575,672	$0	$50,750	Yes (X)
SALLY KORNBLUTH
PROVOST	70.00	0.40		$670,300	$0	$43,516	Yes (X)
RICHARD RIDDELL
SENIOR VP & UNIVERSITY SECRETARY	50.00	0.00		$473,437	$0	$41,432	Yes (X)
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	45.00	1.50		$817,472	$0	$48,865	Yes (X)
TIMOTHY W WALSH
TREASURER & VP OF FINANCE	41.00	10.00		$442,368	$0	$43,991	Yes (X)
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	33.00	33.10		$2,385,493	$0	$145,527	Yes (X)
NANCY C ANDREWS MD
VICE CHANCELLOR OF ACADEMIC AFFAIRS	45.00	0.20		$1,211,007	$0	$74,785		Yes (X)
VALERIE ASHBY
DEAN, COLLEGE OF ARTS & SCIENCES	40.00	0.00		$436,004	$0	$38,822		Yes (X)
RICHARD H BRODHEAD
FACULTY/FORMER PRESIDENT	10.00	0.00		$1,278,170	$0	$49,994		Yes (X)
MARK E CORIGLIANO
INVESTMENT MANAGER	40.00	0.00		$655,899	$0	$77,632		Yes (X)
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	55.00	0.50		$701,459	$0	$54,133		Yes (X)
ALICE GOULD
INVESTMENT MANAGER	40.00	0.00		$1,114,916	$0	$43,996		Yes (X)
EVAN L JONES
INVESTMENT MANAGER	40.00	0.00		$1,106,469	$0	$242,526		Yes (X)
MARY E KLOTMAN MD
VICE CHANCELLOR & DEAN, SOM	40.00	25.50		$612,547	$0	$46,707		Yes (X)
JUSTIN B NIXON
INVESTMENT MANAGER	50.00	0.00		$885,709	$0	$169,665		Yes (X)
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	55.00	0.00		$373,502	$0	$94,260		Yes (X)
ERIC PETERSON
DIRECTOR, DCRI	40.00	0.00		$553,650	$0	$85,523		Yes (X)
JAMES S ROBERTS
EXEC VICE PROVOST FIN & ADMIN	50.00	0.20		$368,458	$0	$39,985		Yes (X)
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	50.00	0.40		$3,549,646	$0	$373,537		Yes (X)
DAVID N CUTCLIFFE
COACH	40.00	0.00		$2,605,542	$0	$56,496			Yes (X)
MICHAEL W KRZYZEWSKI
COACH	40.00	0.00		$5,928,000	$0	$1,319,451			Yes (X)
JOANNE MCCALLIE
COACH	40.00	0.00		$1,250,716	$0	$50,479			Yes (X)
RALPH SNYDERMAN
CHANCELLOR EMERITUS/CHIEF OF RHEUMATOLOGY	40.00	0.00		$1,222,466	$0	$47,398			Yes (X)
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00	0.00		$1,210,445	$0	$363,254			Yes (X)
PETER LANGE
FORMER OFFICER	40.00	1.00		$283,276	$47,000	$40,235				Yes (X)
ROBERT M CALIFF
FORMER KEY EMPLOYEE	40.00	0.00		$424,138	$0	$26,677				Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$32,129,993	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$47,000	TotReportableCompRltdOrgAmt
Total Other Compensation	$3,715,875	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	3500	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
SKANSKA USA BUILDING INC
4309 EMPEROR BLVD SUITE 200	DURHAM	NC	27703	CONSTRUCTION SERVICE	$59,070,325
BALFOUR BEATTY CONSTRUCTION
406 S MCDOWELL ST STE 200	RALEIGH	NC	27601	CONSTRUCTION SERVICE	$52,674,082
HC BECK LTD
3500 LENOX ROAD SUITE 250	ATLANTA	GA	30326	CONSTRUCTION SERVICE	$48,005,263
LECHASE CONSTRUCTION SERVICES LLC
324 BLACKWELL ST 130	DURHAM	NC	27701	CONSTRUCTION SERVICE	$29,041,561
MID-ATLANTIC INFRASTRUCTURE SYSTEMS
975 PINEBROOK KNOLLS DRIVE	WINSTON SALEM	NC	27105	CONSTRUCTION SERVICE	$23,621,449

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	755	CntrctRcvdGreaterThan100KCnt
Fundraising	$6,352,845	FundraisingAmt
Related Organizations	$118,517,626	RelatedOrganizationsAmt
Government Grants	$681,056,350	GovernmentGrantsAmt
All Other Contributions	$670,363,667	AllOtherContributionsAmt
Noncash Contributions	$48,175,213	NoncashContributionsAmt
Total Contributions	$1,476,290,488	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES	611600	$828,519,739	$828,519,739
ANCILLARY STUDENT SVCS	611600	$145,560,530	$145,560,530
CONTINUING EDUCATION	611600	$52,942,737	$52,942,737
CONFERENCE FEES	611600	$6,889,256	$6,889,256
ACADEMIC MED. RESEARCH	611600	$2,487,441	$2,487,441

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$108,159,002	TotalRevenueColumnAmt
Related Or Exempt Func Income	$108,159,002	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$1,144,558,705	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$127,925,200	TotalRevenueColumnAmt
Exclusion	$127,925,200	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$312,972	TotalRevenueColumnAmt
Exclusion	$312,972	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$36,490,530	TotalRevenueColumnAmt
Exclusion	$36,490,530	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$7,997,174	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$3,676,327	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$4,320,847	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,320,847	TotalRevenueColumnAmt
Exclusion	$4,320,847	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$13,826,059,358	SecuritiesAmt
Other	$158,716	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$13,270,978,000	SecuritiesAmt
Other	$1,153,387	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$555,081,358	SecuritiesAmt
Other	-$994,671	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$554,086,687	TotalRevenueColumnAmt
Exclusion	$554,086,687	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$656,171	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$6,352,845	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$1,472,055	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$815,884	TotalRevenueColumnAmt
Exclusion	-$815,884	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
MISC. SALES	900099	$9,841,317	$9,841,317
STUDENT DUES	900099	$3,137,996	$3,137,996
VARIOUS FEES AND FINES	900099	$2,297,422	$2,297,422

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$22,025,174	TotalRevenueColumnAmt
Related Or Exempt Func Income	$22,025,174	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$37,301,909	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,380,471,454	TotalRevenueColumnAmt
Related Or Exempt Func Income	$1,181,860,614	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$722,320,352	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$14,513,618	TotalAmt
Program Services	$14,513,618	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$323,141,878	TotalAmt
Program Services	$323,141,878	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$31,222,192	TotalAmt
Program Services	$31,222,192	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$20,863,941	TotalAmt
Program Services	$1,124,266	ProgramServicesAmt
Management And General	$17,797,450	ManagementAndGeneralAmt
Fundraising	$1,942,225	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$1,731,834	TotalAmt
Program Services	$1,731,834	ProgramServicesAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$1,347,159,107	TotalAmt
Program Services	$1,165,996,675	ProgramServicesAmt
Management And General	$152,038,740	ManagementAndGeneralAmt
Fundraising	$29,123,692	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$99,871,020	TotalAmt
Program Services	$90,475,625	ProgramServicesAmt
Management And General	$7,436,849	ManagementAndGeneralAmt
Fundraising	$1,958,546	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$128,333,091	TotalAmt
Program Services	$110,071,072	ProgramServicesAmt
Management And General	$14,066,721	ManagementAndGeneralAmt
Fundraising	$4,195,298	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$93,080,646	TotalAmt
Program Services	$79,472,255	ProgramServicesAmt
Management And General	$11,495,460	ManagementAndGeneralAmt
Fundraising	$2,112,931	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$17,195,094	TotalAmt
Program Services	$8,116,086	ProgramServicesAmt
Management And General	$9,010,899	ManagementAndGeneralAmt
Fundraising	$68,109	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$620,550	TotalAmt
Program Services	$21,517	ProgramServicesAmt
Management And General	$599,033	ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$540,112	TotalAmt
Fundraising	$540,112	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$26,072,534	TotalAmt
Management And General	$26,072,534	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$158,049,227	TotalAmt
Program Services	$122,868,217	ProgramServicesAmt
Management And General	$32,665,792	ManagementAndGeneralAmt
Fundraising	$2,515,218	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$5,993,365	TotalAmt
Program Services	$4,942,923	ProgramServicesAmt
Management And General	$616,620	ManagementAndGeneralAmt
Fundraising	$433,822	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$105,514,304	TotalAmt
Program Services	$101,900,020	ProgramServicesAmt
Management And General	$2,289,098	ManagementAndGeneralAmt
Fundraising	$1,325,186	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$35,885,510	TotalAmt
Program Services	$24,007,651	ProgramServicesAmt
Management And General	$11,439,762	ManagementAndGeneralAmt
Fundraising	$438,097	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$53,415,376	TotalAmt
Program Services	$30,521,435	ProgramServicesAmt
Management And General	$22,893,941	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$84,866,512	TotalAmt
Program Services	$64,052,394	ProgramServicesAmt
Management And General	$20,574,400	ManagementAndGeneralAmt
Fundraising	$239,718	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$59,722,185	TotalAmt
Program Services	$55,093,367	ProgramServicesAmt
Management And General	$2,201,799	ManagementAndGeneralAmt
Fundraising	$2,427,019	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$46,240,288	TotalAmt
Program Services	$34,588,068	ProgramServicesAmt
Management And General	$8,624,840	ManagementAndGeneralAmt
Fundraising	$3,027,380	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$79,922,161	TotalAmt
Program Services	$53,576,808	ProgramServicesAmt
Management And General	$26,342,768	ManagementAndGeneralAmt
Fundraising	$2,585	FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$236,721,059	TotalAmt
Program Services	$230,092,869	ProgramServicesAmt
Management And General	$6,628,190	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$3,677,221	TotalAmt
Program Services	$3,223,571	ProgramServicesAmt
Management And General	$444,529	ManagementAndGeneralAmt
Fundraising	$9,121	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
SUBRECIPIENT PAYMENTS	$153,269,683	$153,269,683	$0	$0
EQUIP RENTAL & MAINTENA	$68,994,229	$62,890,529	$5,925,646	$178,054
COST OF GOODS SOLD	$21,770,952	$18,520,425	$3,229,332	$21,195
PRINTING & PUBLICATIONS	$7,215,785	$4,585,305	$1,797,406	$833,074

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	-$18,221,498	TotalAmt
Program Services	$100,572,918	ProgramServicesAmt
Management And General	-$121,899,909	ManagementAndGeneralAmt
Fundraising	$3,105,493	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$3,207,381,976	TotalAmt
Program Services	$2,890,593,201	ProgramServicesAmt
Management And General	$262,291,900	ManagementAndGeneralAmt
Fundraising	$54,496,875	FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$443,535,234	BOYAmt
EOY	$373,406,497	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$502,300,811	BOYAmt
EOY	$500,049,772	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$132,098,697	BOYAmt
EOY	$127,072,008	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$38,211,042	BOYAmt
EOY	$33,418,182	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$18,091,035	BOYAmt
EOY	$18,324,619	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$43,870,758	BOYAmt
EOY	$51,838,656	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$5,768,762,901	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$3,133,479,712	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$2,479,606,452	BOYAmt
EOY	$2,635,283,189	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$1,299,467,437	BOYAmt
EOY	$2,502,787,750	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$7,991,158,069	BOYAmt
EOY	$7,541,902,733	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$834,074,810	BOYAmt
EOY	$870,965,711	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$13,782,414,345	BOYAmt
EOY	$14,655,049,117	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$356,080,847	BOYAmt
EOY	$384,540,910	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$204,619,022	BOYAmt
EOY	$212,257,193	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,018,305,000	BOYAmt
EOY	$1,001,575,000	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$4,500,887	BOYAmt
EOY	$4,215,114	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$1,126,110,533	BOYAmt
EOY	$1,122,731,048	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$579,674,696	BOYAmt
EOY	$544,777,235	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$3,289,290,985	BOYAmt
EOY	$3,270,096,500	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$4,693,704,553	BOYAmt
EOY	$5,110,600,191	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,834,495,110	BOYAmt
EOY	$3,150,379,321	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$2,964,923,697	BOYAmt
EOY	$3,123,973,105	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$10,493,123,360	BOYAmt
EOY	$11,384,952,617	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$13,782,414,345	BOYAmt
EOY	$14,655,049,117	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$173,089,478	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$519,607,354	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$199,132,425	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,351,838,332	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,426,168,238	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,401,457,511	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,508,458,854	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,476,290,488	CurrentTaxYearAmt
Total	$7,164,213,423	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,351,838,332	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,426,168,238	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,401,457,511	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,508,458,854	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,476,290,488	CurrentTaxYearAmt
Total	$7,164,213,423	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$1,922,716,283	SubstantialContributorsTotAmt
Public Support Total170	$5,241,497,140	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$147,572,208	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$134,279,038	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$136,205,095	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$168,862,789	CurrentTaxYearMinus1YearAmt
Current Tax Year	$169,049,549	CurrentTaxYearAmt
Total	$755,968,679	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$643,785,361	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$508,305,278	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$238,458,694	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$413,002,024	CurrentTaxYearMinus1YearAmt
Current Tax Year	$592,044,767	CurrentTaxYearAmt
Total	$2,395,596,124	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$10,315,778,226	TotalSupportAmt
Gross Receipts Rltd Activities	$5,101,790,804	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.50810	PublicSupportCY170Pct
Public Support PY170	0.51380	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$275,487	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$61,517	OtherActivitiesAmt
Total Lobbying Expenditures	$337,004	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990, SCHEDULE C, PART II-B	FormAndLineReferenceDesc
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES HAVE AND SOME SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Protection Natural Habitat	Yes (X)	ProtectionNaturalHabitatInd
Total Easements	1	TotalEasementsCnt
Total Acreage	0.21	TotalAcreageCnt
Historic Structure Easements	0	HistoricStructureEasementsCnt
Historic Strctr Easements Aftr	0	HistoricStrctrEasementsAftrCnt
Modified Easements	0	ModifiedEasementsCnt
States Easements Held	1	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (1)	WrittenPolicyMonitoringInd
Staff Hours Spent Enforcement	6.00	StaffHoursSpentEnforcementCnt
Expenses Incurred Enforcement	$180	ExpensesIncurredEnforcementAmt
Section170h Rqr Stsfd	Yes (1)	Section170hRqrStsfdInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$2,866,515	RevenuesIncludedAmt
Assets Included	$40,303,550	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Coll Used Loan Or Exch Prog	Yes (X)	CollUsedLoanOrExchProgInd
Solicited Assets Sale	Yes (1)	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,886,329,071	BeginningYearBalanceAmt
Contributions	$117,860,979	ContributionsAmt
Investment Earnings Or Losses	$908,790,366	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$89,041,660	GrantsOrScholarshipsAmt
Other Expenditures	$305,957,313	OtherExpendituresAmt
Administrative Expenses	$20,415,325	AdministrativeExpensesAmt
End Year Balance	$8,497,566,118	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,816,799,085	BeginningYearBalanceAmt
Contributions	$720,600,842	ContributionsAmt
Investment Earnings Or Losses	$758,983,475	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$86,753,679	GrantsOrScholarshipsAmt
Other Expenditures	$303,634,618	OtherExpendituresAmt
Administrative Expenses	$19,666,034	AdministrativeExpensesAmt
End Year Balance	$7,886,329,071	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,272,129,904	BeginningYearBalanceAmt
Contributions	$137,175,368	ContributionsAmt
Investment Earnings Or Losses	-$229,083,475	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$82,073,571	GrantsOrScholarshipsAmt
Other Expenditures	$264,809,551	OtherExpendituresAmt
Administrative Expenses	$16,539,590	AdministrativeExpensesAmt
End Year Balance	$6,816,799,085	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,012,623,559	BeginningYearBalanceAmt
Contributions	$288,397,235	ContributionsAmt
Investment Earnings Or Losses	$276,821,181	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$78,414,785	GrantsOrScholarshipsAmt
Other Expenditures	$227,297,286	OtherExpendituresAmt
End Year Balance	$7,272,129,904	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,019,979,874	BeginningYearBalanceAmt
Contributions	$125,705,635	ContributionsAmt
Investment Earnings Or Losses	$1,150,829,206	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$76,193,058	GrantsOrScholarshipsAmt
Other Expenditures	$207,698,098	OtherExpendituresAmt
End Year Balance	$7,012,623,559	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.57680	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.32070	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.10250	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	Yes (1)	EndowmentsHeldRelatedOrgInd
Related Org List Sch R	Yes (1)	RelatedOrgListSchRInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$29,416,888	OtherCostOrOtherBasisAmt
Book Value	$29,416,888	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$3,905,362,356	OtherCostOrOtherBasisAmt
Depreciation	$1,942,048,847	DepreciationAmt
Book Value	$1,963,313,509	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$280,549,555	OtherCostOrOtherBasisAmt
Depreciation	$157,133,148	DepreciationAmt
Book Value	$123,416,407	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$785,451,463	OtherCostOrOtherBasisAmt
Depreciation	$594,270,662	DepreciationAmt
Book Value	$191,180,801	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$767,982,639	OtherCostOrOtherBasisAmt
Depreciation	$440,027,055	DepreciationAmt
Book Value	$327,955,584	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$2,635,283,189	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (8 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
SHORT TERM INVESTMENTS	$18,178,401	F
US GOVERNMENT SECURITIES	$3,042,742	F
REAL ASSETS	$1,628,413,646	F
PRIVATE CAPITAL	$2,720,122,100	F
HEDGED STRATEGIES	$2,516,071,956	F
OTHER INVESTMENTS	-$10,777,437	F
FIXED INCOME	$7,742,606	F
EQUITIES	$659,108,719	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$7,541,902,733	TotalBookValueSecuritiesAmt

Other Assets Org OtherAssetsOrgGrp (2 entries)

DescDesc	Book ValueBookValueAmt
DEPOSITS WITH BOND TRUSTEE	$1,286,131
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	$869,679,580

Field	Value	IRS element (for citing)
Total Book Value Other Assets	$870,965,711	TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (8 entries)

DescDesc	AmtAmt
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$59,747,093
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$282,794,654
FUNDS HELD FOR OTHERS	$84,287,703
REFUNDABLE FEDERAL STUDENT LOANS	$29,786,880
CONDITIONAL ASSET RETIREMENT	$47,860,407
INTERNATIONAL LOAN RESERVE	$7,039,980
GENERAL INSURANCE IBNR	$8,261,000
OTHER	$24,999,518

Field	Value	IRS element (for citing)
Total Liability	$544,777,235	TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 5:	DUKE FOREST, A DEPARTMENT WITHIN DUKE UNIVERSITY, IS COMMITTED TO PROTECTING THE PURPOSE OF THE CONSERVATION EASEMENT. ACCORDINGLY, A WRITTEN MONITORING PROGRAM WAS DEVELOPED TO MAINTAIN AND PROTECT 12 SIGNIFICANT NATURAL HERITAGE AREAS WITHIN NORTH CAROLINA, INCLUDING THE CONSERVATION EASEMENT NOTED ON SCHEDULE D, PART II. THE POLICY INCLUDES DETAILS ABOUT CONDUCTING AN ONSITE INSPECTION, DOCUMENTING ALL FINDINGS ACCORDING TO A SITE-SPECIFIC MONITORING CHECKLIST. A POST-MONITORING REPORT AND OTHER DOCUMENTATION IS COMPLETED AS NECESSARY. DUKE FOREST STAFF (AND OTHER EXPERTS AS NECESSARY) ARE CONSULTED TO DETERMINE IF MANAGEMENT ACTIVITIES ARE NECESSARY TO ENSURE THE PURPOSE OF THE CONSERVATION EASEMENT. WHILE NOT IN THE WRITTEN DOCUMENT, THE INITIAL STEP TAKEN BY DUKE FOREST WOULD BE TO CONTACT THE RESPONSIBLE PARTY TO REQUEST REMEDY OF THE INFRACTION. SUBSEQUENT STEPS WOULD INCLUDE, BUT ARE NOT LIMITED TO CONSULTING WITH UNIVERSITY COUNSEL. THE EASEMENT DOCUMENTS DO NOT INCLUDE THE POLICY AS THE EASEMENT DOCUMENTS WERE CREATED BEFORE THE POLICY DOCUMENT.
PART II, LINE 9:	THE CONSERVATION EASEMENT REPORTED ABOVE WAS NOT INCLUDED IN DUKE UNIVERSITY'S STATEMENT OF ACTIVITIES, BALANCE SHEET, NOR FOOTNOTES TO THE FINANCIAL STATEMENTS.
SCHEDULE D, PART III, LINE 4	ART COLLECTION DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
SCHEDULE D, PART X	LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FIN 48 (ASC 740) AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FIN 48 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FIN 48 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2018.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

FORM 990, SCHEDULE E, LINE 3

EQUAL OPPORTUNITY AND NON DISCRIMINATION STATEMENT DUKE IS AN AFFIRMATIVE ACTION/EQUAL OPPORTUNITY EMPLOYER COMMITTED TO PROVIDING EMPLOYMENT OPPORTUNITY WITHOUT REGARD TO AN INDIVIDUAL'S AGE, COLOR, DISABILITY, GENDER, GENDER EXPRESSION, GENDER IDENTITY, GENETIC INFORMATION, NATIONAL ORIGIN, RACE, RELIGION, SEX, SEXUAL ORIENTATION, OR VETERAN STATUS. DUKE ALSO MAKES GOOD FAITH EFFORTS TO RECRUIT, HIRE, AND PROMOTE QUALIFIED WOMEN, MINORITIES, INDIVIDUALS WITH DISABILITIES, AND VETERANS. IN ACCORDANCE WITH TITLE IX OF THE EDUCATION AMENDMENTS OF 1972, DUKE PROHIBITS DISCRIMINATION BASED ON SEX. SEXUAL HARASSMENT IS A FORM OF SEX DISCRIMINATION. DUKE HAS DESIGNATED A TITLE IX COORDINATOR IN THE OFFICE FOR INSTITUTIONAL EQUITY. QUESTIONS OR CONCERNS REGARDING TITLE IX, HARASSMENT OR DISCRIMINATION MAY BE DIRECTED TO THE OFFICE FOR INSTITUTIONAL EQUITY. THE EQUAL OPPORTUNITY POLICY IS DISTRIBUTED TO ALL MEMBERS OF THE UNIVERSITY COMMUNITY. POLICY INFORMATION IS PROVIDED TO NEW EMPLOYEES AT ORIENTATION SESSIONS AND TO UNION OFFICIALS REPRESENTING UNIVERSITY EMPLOYEES. THE STATEMENT IS PUBLISHED IN THE DUKE UNIVERSITY HUMAN RESOURCE POLICY MANUAL, FACULTY HANDBOOK, STAFF HANDBOOK AND IS ALSO AVAILABLE ON THE UNIVERSITY WEBSITES. THE POLICY IS DISCUSSED IN MANAGEMENT TRAINING PROGRAMS, AND IS DESCRIBED IN VARIOUS LITERATURE DISTRIBUTED BY THE UNIVERSITY. NONDISCRIMINATION CLAUSES ARE INCLUDED IN ALL UNION AGREEMENTS AND ALL SUCH CONTRACTUAL PROVISIONS ARE REVIEWED TO ENSURE THAT THEY ARE NONDISCRIMINATORY. PURCHASE ORDERS, LEASES, AND CONTRACTS INCORPORATE AN EQUAL OPPORTUNITY CLAUSE AS REQUIRED. INFORMATION IS ALSO POSTED ON BULLETIN BOARDS THROUGHOUT THE UNIVERSITY. THE OFCCP "EQUAL EMPLOYMENT OPPORTUNITY IS THE LAW AND OTHER FEDERAL AND STATE LABOR LAW NOTICES ARE PROMINENTLY POSTED AT MULTIPLE LOCATIONS. ALL LOCATIONS ARE REVIEWED BY THE OFFICE FOR INSTITUTIONAL EQUITY AT LEAST ONCE A YEAR. PUBLICATIONS AND WEBSITES PICTURE BOTH MINORITY AND NONMINORITY MEN AND WOMEN AND PERSONS WITH DISABILITIES. RECRUITING ADVERTISEMENTS STATE THAT THE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER.

FORM 990, SCHEDULE E, LINE 6

EXPLANATION OF GOVERNMENT FINANCIAL AID IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	0	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (46 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
ANTARCTICA	0	0	PROGRAM SERVICES	EDUCATION	$2,000
ANTARCTICA	0	0	PROGRAM SERVICES	RESEARCH	$1,000
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	ATHLETIC EVENT	$100,000
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	EDUCATION	$256,000
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	RESEARCH	$25,000
CENTRAL AMERICA AND THE CARIBBEAN	0	6	PROGRAM SERVICES	STUDY ABROAD	$134,000
CENTRAL AMERICA AND THE CARIBBEAN	0	0	SEMINAR		$54,000
EAST ASIA AND THE PACIFIC	0	0	GRANTMAKING		$31,101,000
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	EDUCATION	$1,300,000
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	RESEARCH	$3,086,000
EAST ASIA AND THE PACIFIC	0	13	PROGRAM SERVICES	STUDY ABROAD	$1,501,000
EAST ASIA AND THE PACIFIC	0	0	SEMINAR		$1,400,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PROGRAM SERVICES	ATHLETIC EVENT	$1,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	FUNDRAISING		$12,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	GRANTMAKING		$96,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PROGRAM SERVICES	EDUCATION	$1,376,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PROGRAM SERVICES	RESEARCH	$5,014,000
EUROPE (INCLUDING ICELAND & GREENLAND)	2	42	PROGRAM SERVICES	STUDY ABROAD	$3,372,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	SEMINAR		$4,455,000
MIDDLE EAST AND NORTH AFRICA	0	0	GRANTMAKING		$21,000
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$110,000
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$25,000
MIDDLE EAST AND NORTH AFRICA	0	4	PROGRAM SERVICES	STUDY ABROAD	$29,000
MIDDLE EAST AND NORTH AFRICA	0	0	SEMINAR		$210,000
NORTH AMERICA	0	0	GRANTMAKING		$3,000
NORTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$119,000
NORTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$5,915,000
NORTH AMERICA	0	0	PROGRAM SERVICES	STUDY ABROAD	$13,000
NORTH AMERICA	0	0	SEMINAR		$650,000
RUSSIA AND NEIGHBORING STATES	0	0	PROGRAM SERVICES	EDUCATION	$20,000
RUSSIA AND NEIGHBORING STATES	0	0	PROGRAM SERVICES	RESEARCH	$83,000
RUSSIA AND NEIGHBORING STATES	0	2	PROGRAM SERVICES	STUDY ABROAD	$37,000
RUSSIA AND NEIGHBORING STATES	0	0	SEMINAR		$45,000
SOUTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$239,000
SOUTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$476,000
SOUTH AMERICA	0	6	PROGRAM SERVICES	STUDY ABROAD	$637,000
SOUTH AMERICA	0	0	SEMINAR		$171,000
SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	$277,000
SOUTH ASIA	0	0	PROGRAM SERVICES	RESEARCH	$622,000
SOUTH ASIA	0	5	PROGRAM SERVICES	STUDY ABROAD	$1,007,000
SOUTH ASIA	0	0	SEMINAR		$127,000
SUB-SAHARAN AFRICA	0	0	GRANTMAKING		$2,000
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$442,000
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$2,948,000
SUB-SAHARAN AFRICA	0	15	PROGRAM SERVICES	STUDY ABROAD	$217,000
SUB-SAHARAN AFRICA	0	0	SEMINAR		$531,000

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	6	SubtotalEmployeesCnt
Continuation Total Office	2	ContinuationTotalOfficeCnt
Continuation Total Employee	87	ContinuationTotalEmployeeCnt
Total Office	2	TotalOfficeCnt
Total Employee	93	TotalEmployeeCnt
Subtotal Spent	$31,673,000	SubtotalSpentAmt
Continuation Spent	$36,589,000	ContinuationSpentAmt
Total Spent	$68,262,000	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (3 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	GENERAL SUPPORT	$31,101,000	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM	SPONSORSHIP	$11,564	WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)	GENERAL SUPPORT	$25,000	WIRE

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	3	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (5 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
FELLOWSHIP	EUROPE (INCLUDING ICELAND & GREENLAND)	1	$55,000	WIRE
FELLOWSHIP	MIDDLE EAST AND NORTH AFRICA	6	$20,805	WIRE
INTERNSHIP	EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU	1	$2,992	WIRE
POSTER AWARD	EUROPE (INCLUDING ICELAND & GREENLAND)	2	$200	CHECK
POSTER AWARD	NORTH AMERICA	1	$100	CHECK

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE F, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.	ExplanationTxt

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (1)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (10 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
GRENZEBACH GLIER & ASSOCIATES
SEE PART IV FOR ADDRESS	SEE PART IV	IL	60611	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$122,811	$0
COPPER REEF ENTERPRISES
SEE PART IV FOR ADDRESS	CARLSBAD	CA	92009	FUNDRAISING CONSULTING	0	$0	$114,783	$0
ORACLE AMERICA INC
SEE PART IV FOR ADDRESS	SURFSIDE BEACH	SC	29575	FUNDRAISING RELATED DIGITAL COMMUNICATIONS	0	$0	$28,813	$0
CODE A SITE LLC
SEE PART IV FOR ADDRESS	DURHAM	NC	27703	FUNDRAISING RELATED WEBSITE DEVELOPMENT	0	$0	$23,250	$0
LAWERENCE VAN ALSTYNE
SEE PART IV FOR ADDRESS	SKANEATELES	NY	13152	FUNDRAISING RELATED MATERIALS, CUSTOMIZATION	0	$0	$22,700	$0
HORIZON VIDEO PRODUCTION INC
SEE PART IV FOR ADDRESS	CHICAGO	IL	60647	FUNDRAISING RELATED VIDEO SHOOT	0	$0	$77,665	$0
STANFORD UNIVERSITY
SEE PART IV FOR ADDRESS	STANFORD	CA	94305	FUNDRAISING PROFESSIONAL DEVELOPMENT	0	$0	$55,500	$0
REEHER GROUP LLC
SEE PART IV FOR ADDRESS	DURHAM	NC	27707	FUNDRAISING RELATED MATERIALS, CUSTOMIZATION	0	$0	$36,540	$0
WEALTH-X LLC
SEE PART IV FOR ADDRESS	NEW YORK	NY	10018	FUNDRAISING RELATED STRATEGIC PLANNING	0	$0	$35,550	$0
HUSTLE INC
SEE PART IV FOR ADDRESS	SAN FRANCISCO	CA	94108	FUNDRAISING RELATED DIGITAL COMMUNICATIONS	0	$0	$22,500	$0

Field	Value	IRS element (for citing)
Total Retained By Contractors	$540,112	TotalRetainedByContractorsAmt
Licensed States	AL	LicensedStatesCd
Licensed States	AK	LicensedStatesCd
Licensed States	AR	LicensedStatesCd
Licensed States	CA	LicensedStatesCd
Licensed States	CO	LicensedStatesCd
Licensed States	CT	LicensedStatesCd
Licensed States	DC	LicensedStatesCd
Licensed States	FL	LicensedStatesCd
Licensed States	GA	LicensedStatesCd
Licensed States	HI	LicensedStatesCd
Licensed States	IL	LicensedStatesCd
Licensed States	KS	LicensedStatesCd
Licensed States	KY	LicensedStatesCd
Licensed States	ME	LicensedStatesCd
Licensed States	MD	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	MI	LicensedStatesCd
Licensed States	MN	LicensedStatesCd
Licensed States	MS	LicensedStatesCd
Licensed States	NH	LicensedStatesCd
Licensed States	NJ	LicensedStatesCd
Licensed States	NM	LicensedStatesCd
Licensed States	NY	LicensedStatesCd
Licensed States	NC	LicensedStatesCd
Licensed States	ND	LicensedStatesCd
Licensed States	OH	LicensedStatesCd
Licensed States	OK	LicensedStatesCd
Licensed States	OR	LicensedStatesCd
Licensed States	PA	LicensedStatesCd
Licensed States	RI	LicensedStatesCd
Licensed States	SC	LicensedStatesCd
Licensed States	TN	LicensedStatesCd
Licensed States	UT	LicensedStatesCd
Licensed States	VA	LicensedStatesCd
Licensed States	WA	LicensedStatesCd
Licensed States	WV	LicensedStatesCd
Licensed States	WI	LicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	CMN	Event1Nm
Gross Receipts Event1	$2,294,243	GrossReceiptsEvent1Amt
Charitable Contri Event1	$2,294,243	CharitableContriEvent1Amt
Cash Prizes Event1	$0	CashPrizesEvent1Amt
Non Cash Prizes Event1	$0	NonCashPrizesEvent1Amt
Rent Facility Costs Event1	$0	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$10,040	FoodAndBeverageEvent1Amt
Entertainment Event1	$0	EntertainmentEvent1Amt
Other Direct Expenses Event1	$214,059	OtherDirectExpensesEvent1Amt
Event2	ANGELS AMONG US	Event2Nm
Gross Receipts Event2	$2,219,757	GrossReceiptsEvent2Amt
Charitable Contri Event2	$2,140,693	CharitableContriEvent2Amt
Gross Revenue Event2	$79,064	GrossRevenueEvent2Amt
Cash Prizes Event2	$0	CashPrizesEvent2Amt
Non Cash Prizes Event2	$36,092	NonCashPrizesEvent2Amt
Rent Facility Costs Event2	$15,515	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$1,058	FoodAndBeverageEvent2Amt
Entertainment Event2	$1,930	EntertainmentEvent2Amt
Other Direct Expenses Event2	$65,491	OtherDirectExpensesEvent2Amt
Other Events Total	10	OtherEventsTotalCnt
Gross Receipts Other Events	$2,495,016	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$1,917,909	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$577,107	GrossRevenueOtherEventsAmt
Cash Prizes Other Events	$3,605	CashPrizesOtherEventsAmt
Non Cash Prizes Other Events	$205,840	NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events	$3,920	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$140,877	FoodAndBeverageOtherEventsAmt
Entertainment Other Events	$28,829	EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events	$744,799	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$7,009,016	GrossReceiptsTotalAmt
Charitable Contributions Tot	$6,352,845	CharitableContributionsTotAmt
Gross Revenue Total Events	$656,171	GrossRevenueTotalEventsAmt
Cash Prizes Total Events	$3,605	CashPrizesTotalEventsAmt
Non Cash Prizes Total Events	$241,932	NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events	$19,435	RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events	$151,975	FoodAndBeverageTotalEventsAmt
Entertainment Total Events	$30,759	EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events	$1,024,349	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$1,472,055	DirectExpenseSummaryEventsAmt
Net Income Summary	-$815,884	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: COPPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: HORIZON VIDEO PRODUCTIONS, INC. (I) ADDRESS OF FUNDRAISER: 4222 EMPEROR BLVD, DURHAM, NC 27703 (I) NAME OF FUNDRAISER: STANFORD UNIVERSITY (I) ADDRESS OF FUNDRAISER: 651 SERRA ST, STANFORD, CA 94305 (I) NAME OF FUNDRAISER: REEHER GROUP, LLC. (I) ADDRESS OF FUNDRAISER: PO BOX 9202 VB, BOX 159, MINNEAPOLIS, MN 55480 (I) NAME OF FUNDRAISER: WEALTH-X, LLC. (I) ADDRESS OF FUNDRAISER: 142 W 36TH ST, NEW YORK, NY 10018 (I) NAME OF FUNDRAISER: ORACLE AMERICA, INC. (I) ADDRESS OF FUNDRAISER: 500 ORACLE PARKWAY, REDWOOD SHORES, CA 94065 (I) NAME OF FUNDRAISER: CODE A SITE, LLC (I) ADDRESS OF FUNDRAISER: 1009 SLATER RD, DURHAM, NC 27703 (I) NAME OF FUNDRAISER: LAWRENCE VAN ALSTYNE (I) ADDRESS OF FUNDRAISER: PO BOX 173, SKANEATELES, NY 13152 (I) NAME OF FUNDRAISER: HUSTLE, INC. (I) ADDRESS OF FUNDRAISER: 251 KEARNY ST, SAN FRANCISCO, CA 94108

SCHEDULE G, LINE 2(B), COLUMN (V)

DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (76 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc
A CHILDS PLACE OF CHARLOTTE IN
601 E 5TH ST SUITE 230	CHARLOTTE	NC	28202	581911741	501(C)(3)	$9,164	GENERAL SUPPORT
ACLU NORTH CAROLINA LEGAL FOUNDATION
PO BOX 28004	RALEIGH	NC	27611	561019644	501(C)(3)	$15,000	GENERAL SUPPORT
ALL SAINTS INDIAN MISSION
3044 LONGFELLOW AVE S	MINNEAPOLIS	MN	55407	364645018	501(C)(3)	$10,000	GENERAL SUPPORT
AMERICAN DANCE FESTIVAL INC
BOX 90772	DURHAM	NC	277080772	060932294	501(C)(3)	$19,043	GENERAL SUPPORT
AMERICAN HEART ASSOCIATION
3131 RDU CENTER DR SUITE 100	MORRISVILLE	NC	27560	135613797	501(C)(3)	$10,250	GENERAL SUPPORT
AMERICAN MATHEMATICAL SOCIETY
PO BOX 6248	PROVIDENCE	RI	029042213	050264797	501(C)(3)	$6,289	GENERAL SUPPORT
ASIAN UNIVERSITY FOR WOMEN
1100 MASSACHUSETTS AVE SUITE 1	CAMBRIDGE	MA	02138	364483980	501(C)(3)	$20,000	GENERAL SUPPORT
BOOK HARVEST
2501 UNIVERSITY DR	DURHAM	NC	27707	452610533	501(C)(3)	$6,500	GENERAL SUPPORT
BOSTON URBAN MUSIC PROJECT INC
504 W CHAPEL HILL ST	DURHAM	NC	27701	205410127	501(C)(3)	$6,878	GENERAL SUPPORT
BRAIN KITCHEN INC
4320 MIDDLETON CT	MARION	IN	46953	812733711	501(C)(3)	$10,000	GENERAL SUPPORT
BRAINBUILD INC
85 CLEARY CT APT 12	SAN FRANCISCO	CA	94109	813607295		$18,447	GENERAL SUPPORT
CAMP KESEM NATIONAL
PO BOX 452	CULVER CITY	CA	90232	510454157	501(C)(3)	$19,471	GENERAL SUPPORT
CAMPAIGN 4 CHANGE
PO BOX 3355	DURHAM	NC	27702	260096724	501(C)(3)	$5,250	GENERAL SUPPORT
CARING HOUSE INC
2625 PICKETT RD	DURHAM	NC	277055603	561647154	501(C)(3)	$25,500	GENERAL SUPPORT
CHANGING A GENERATION WITH FACE
PO BOX 11587	DURHAM	NC	27703	562158704	501(C)(3)		GENERAL SUPPORT	$18,799	FMV	FURNITURE/ COMPUTER
CHURCH WORLD SERVICE
112 S DUKE ST SUITE 4B	DURHAM	NC	27701	134080201	501(C)(3)	$14,000	GENERAL SUPPORT	$2,408	FMV	FURNITURE
CITY OF DURHAM
1900 CAMDEN AVENUE	DURHAM	NC	27704	566000225	GOV'T ENTITY		GENERAL SUPPORT	$8,603	FMV	FURNITURE
CLEANWATER FOR NORTH CAROLINA
1070 TUNNEL RD BLDG 4 STE 1	ASHEVILLE	NC	28805	581592902	501(C)(3)	$6,000	GENERAL SUPPORT
COMMUNITIES IN PARTNERSHIP
PO BOX 11247	DURHAM	NC	27703	475567396	501(C)(3)	$25,000	GENERAL SUPPORT
COMMUNITY EMPOWERMENT FUND
208 N COLUMBIA ST SUITE 100	CHAPEL HILL	NC	275143504	270428981	501(C)(3)	$17,721	GENERAL SUPPORT
CREST STREET COMMUNITY COUNCIL
7 ZELKO CT	DURHAM	NC	27705	581399286	501(C)(4)	$6,250	GENERAL SUPPORT	$377	FMV	FURNITURE/ OFFICE SUPPLIES
CROHNS & COLITIS FOUNDATION
1100 S MINT ST SUITE 204	CHARLOTTE	NC	28203	136193105	501(C)(3)	$6,000	GENERAL SUPPORT
DOGWOOD ALLIANCE INC
PO BOX 7645	ASHEVILLE	NC	28802	562139120	501(C)(3)	$6,000	GENERAL SUPPORT
DUKE HOSPITAL AUXILIARY INC
PO BOX 61366	DURHAM	NC	27710	561825604	501(C)(3)	$59,956	GENERAL SUPPORT
DUKE WESLEY FELLOWSHIP
2605 ACADIA ST	DURHAM	NC	27704	562023717	501(C)(3)	$13,000	GENERAL SUPPORT
DURHAM ARTS COUNCIL
120 MORRIS ST	DURHAM	NC	277013242	560599829	501(C)(3)	$7,200	GENERAL SUPPORT
DURHAM CAN
4907 GARRETT RD	DURHAM	NC	27707	311661463	501(C)(3)	$7,000	GENERAL SUPPORT
DURHAM COMMUNITY LAND TRUSTEES
1208 W CHAPEL HILL ST	DURHAM	NC	27701	561203878	501(C)(3)	$15,250	GENERAL SUPPORT	$415	FMV	FURNITURE/ OFFICE SUPPLIES
DURHAM CONGREGATIONS IN ACTION
504 W CHAPEL HILL ST	DURHAM	NC	27701	237208424	501(C)(3)	$6,995	GENERAL SUPPORT
DURHAM CRISIS RESPONSE CENTER
206 N DILLARD ST	DURHAM	NC	277013404	581496427	501(C)(3)	$10,825	GENERAL SUPPORT
DURHAM LITERACY CENTER
PO BOX 52209	DURHAM	NC	27707	561479534	501(C)(3)	$13,000	GENERAL SUPPORT	$625	FMV	FURNITURE
DURHAM PUBLIC SCHOOLS
2410 E MAIN STREET	DURHAM	NC	27703	566001021	GOV'T ENTITY	$215,389	GENERAL SUPPORT	$8,527	FMV	FURNITURE/ OFFICE SUPPLIES
EL FUTURO INC
136 E CHAPEL HILL STREET	DURHAM	NC	27701	800122334	501(C)(3)	$8,145	GENERAL SUPPORT
EMILY KRZYZEWSKI FAMILY LIFE CENTER
904 W CHAPEL HILL ST	DURHAM	NC	27701	562230469	501(C)(3)	$215,250	GENERAL SUPPORT
EUGENE ONEILL MEMORIAL THEATER
305 GREAT NECK RD	WATERFORD	CT	06385	066070900	501(C)(3)	$5,700	GENERAL SUPPORT
EXODUS ROAD INC
PO BOX 1681	COLORADO SPRINGS	CO	80901	461384815	501(C)(3)	$18,000	GENERAL SUPPORT
FAMILY HEALTH MINISTRIES INC
PO BOX 16783	CHAPEL HILL	NC	27516	562206165	501(C)(3)	$15,000	GENERAL SUPPORT
FORESITE AI INC
1408 SWALLOW DR	RALEIGH	NC	27606	352631494		$7,000	GENERAL SUPPORT
GEORGIA TECH FOUNDATION INC
760 SPRING ST NW SUITE 400	ATLANTA	GA	30308	586043294	501(C)(3)	$7,000	GENERAL SUPPORT
GLOBAL GENOMIC MEDICINE COLLAB
101 SCIENCE DR CIEMAS RM 2111	DURHAM	NC	27708	813079744	501(C)(3)	$10,000	GENERAL SUPPORT
GOD 1ST PEOPLE 2ND
953 E MAIN ST	DURHAM	NC	27701	201412180	501(C)(3)		GENERAL SUPPORT	$220,354	FMV	FURNITURE/ OFFICE SUPPLIES
GORDON RESEARCH CONFERENCES
512 LIBERTY LANE	WEST KINGSTON	RI	02892	260150662	501(C)(3)	$10,000	GENERAL SUPPORT
HABITAT FOR HUMANITY OF DURHAM
215 N CHURCH ST	DURHAM	NC	27701	581674794	501(C)(3)	$26,500	GENERAL SUPPORT	$322	FMV	FURNITURE/ OFFICE SUPPLIES
HELIUS FOUNDATION
112-B BROADWAY ST	DURHAM	NC	27701	474482327	501(C)(3)	$25,000	GENERAL SUPPORT
HICKORY GROVE PRESBYTERIAN CHURCH
5735 EAST WT HARRIS BLVD	CHARLOTTE	NC	28215	560851769	501(C)(3)	$10,000	GENERAL SUPPORT
HOUSE OF REFUGE PRAYER FOR ALL PEOPLE
947 E MAIN ST	DURHAM	NC	27701	561988451	501(C)(3)		GENERAL SUPPORT	$6,821	FMV	FURNITURE/ COMPUTERS
JOSHS HOPE FOUNDATION INC
PO BOX 1209	HILLSBOROUGH	NC	27278	272474758	501(C)(3)	$12,769	GENERAL SUPPORT	$300
JUSTICEMATTERS INC
PO BOX 199	DURHAM	NC	27702	271378558	501(C)(3)	$13,000	GENERAL SUPPORT	$685	FMV	FURNITURE/ OFFICE SUPPLIES
LAUREL PARK ELEMENTARY
2450 LAURA DUNCAN RD	APEX	NC	27523	561137759	GOV'T ENTITY		GENERAL SUPPORT	$11,600	FMV	COMPUTERS
LEADERSHIP TRIANGLE
PO BOX 611	DURHAM	NC	27702	561852726	501(C)(3)	$9,500	GENERAL SUPPORT
MIRACLE LEAGUE OF THE TRIANGLE
PO BOX 4193	CARY	NC	27519	202696836	501(C)(3)	$70,000	GENERAL SUPPORT
NC ALBERT SCHWEITZER FELLOWSHI
PO BOX 1636	DAVIDSON	NC	28036	822682491	501(C)(3)	$20,000	GENERAL SUPPORT
NORTH CAROLINA STATE UNIV FOUN
CAMPUS BOX 7474	RALEIGH	NC	276957474	566049503	501(C)(3)	$15,000	GENERAL SUPPORT
OCCONEECHEE COUNCIL BOY SCOUTS
3231 ATLANTIC AVE	RALEIGH	NC	27604	560529984	501(C)(3)	$10,000	GENERAL SUPPORT
PARTNERS FOR YOUTH OPPORTUNITY
1309 HALLEY ST	DURHAM	NC	27707	352206640	501(C)(3)	$19,826	GENERAL SUPPORT
PULLMAN PRESBYTERIAN CHURCH
1630 NE STADIUM WAY	PULLMAN	WA	99163	910665040	501(C)(3)	$10,000	GENERAL SUPPORT
REALITY MINISTRIES INC
PO BOX 242	DURHAM	NC	27702	261514118	501(C)(3)	$7,972	GENERAL SUPPORT
REBOUND ALTERNATIVES FOR YOUTH
811 NINTH STREET SUITE 120	DURHAM	NC	27705	462246995		$5,750	GENERAL SUPPORT	$262	FMV	FURNITURE
RISE AGAINST HUNGER INC
3733 NATIONAL DRIVE	RALEIGH	NC	27612	161541024	501(C)(3)	$7,498	GENERAL SUPPORT
SAINT AUGUSTINE'S UNIVERSITY
1315 OAKWOOD AVE	RALEIGH	NC	27610	560547478	501(C)(3)		GENERAL SUPPORT	$7,572	FMV	FURNITURE/ OFFICE SUPPLIES
SECOND CHANCE OUTREACH EQUIPPING CENTER
300 LAKESIDE DR APT C	HILLSBOROUGH	NC	27278	263511708	501(C)(3)		GENERAL SUPPORT	$11,484	FMV	FURNITURE/ OFFICE SUPPLIES
SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201	DURHAM	NC	277012186	562084639	501(C)(3)	$9,153	GENERAL SUPPORT
SHIRATI HEALTH EDUC & DEV FNDT
2131 CURTIS DR	PENNGROVE	CA	94951	562462704	501(C)(3)	$6,550	GENERAL SUPPORT
STUDENT ACTION WITH FARMWORKER
1317 W PETTIGREW ST	DURHAM	NC	27705	561789014	501(C)(3)	$7,500	GENERAL SUPPORT	$375	FMV	FURNITURE
STUDENT U
3116 ACADEMY RD	DURHAM	NC	27707	273460491	501(C)(3)	$18,250	GENERAL SUPPORT
TRIANGLE PROJECTS LLC
5482 WILSHIRE BLVD 171	LOS ANGELES	CA	90036	472703215		$25,000	GENERAL SUPPORT
TROSA INC
1820 JAMES ST	DURHAM	NC	277072024	561861158	501(C)(3)	$2,000	GENERAL SUPPORT	$132,642	FMV	FURNITURE
UNGRADED PRODUCE LLC
605 W CHAPEL HILL ST APT 327	DURHAM	NC	27701	812168459		$33,334	GENERAL SUPPORT
UNION BAPTIST CHURCH
904 N ROXBORO RD	DURHAM	NC	27701	560929296	501(C)(3)		GENERAL SUPPORT	$26,707	FMV	FURNITURE/ OFFICE SUPPLIES
UNITED METHODIST COMMITTEE
PO BOX 9068	NEW YORK	NY	10116	135562279	501(C)(3)	$10,000	GENERAL SUPPORT
URBAN MINISTRIES OF DURHAM
410 LIBERTY STREET	DURHAM	NC	27701	581505891	501(C)(3)	$8,036	GENERAL SUPPORT	$200	FMV	FURNITURE
VETS TO VETS UNITED INC
732 NINTH STREET 595	DURHAM	NC	27705	352434695	501(C)(3)	$9,895	GENERAL SUPPORT
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURHAM	NC	27705	562214825	501(C)(3)	$16,326	GENERAL SUPPORT
WEST END COMMUNITY FOUNDATION
PO BOX 51398	DURHAM	NC	277171398	561858174	501(C)(3)	$14,826	GENERAL SUPPORT	$825	FMV	FURNITURE
YMCA OF THE TRIANGLE AREA INC
801 CORPORATE CENTER DR STE 20	RALEIGH	NC	27606	560591307	501(C)(3)	$20,000	GENERAL SUPPORT
YOUTH EMPOWERED SOLUTIONS
4021 CARYA DR SUITE 160	RALEIGH	NC	27610	061813332	501(C)(3)	$25,000	GENERAL SUPPORT

Field	Value	IRS element (for citing)
Total501c3 Org	70	Total501c3OrgCnt
Total Other Org	6	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (18 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
ALLEN STARLING JOHNSON JR AWARD	14	$2,000
POSTER AWARD	3	$350
MISCELLANEOUS ASSISTANCE	26	$13,000
RESEARCH AWARD	8	$12,600
TRAVEL GRANT AWARD	9	$19,905
STUDENT AWARD	313	$266,324
TEACHING AWARD	11	$4,850
UNDERGRADUATE INSTITUTIONAL AWARDS	273	$3,711,742
INTERNSHIP STIPENDS	520	$1,787,283
GRADUATE STIPENDS	1969	$29,072,294
POSTDOCTORAL STIPENDS	36	$669,678
PREDOCTORAL STIPENDS	29	$633,478
UNDERGRADUATE STIPENDS	1053	$2,930,670
GRADUATE ATHLETIC SCHOLARSHIPS	15	$803,747
UNDERGRADUATE ATHLETIC SCHOLARSHIPS	538	$28,249,257
UNDERGRADUATE SCHOLARSHIPS & STIPENDS	2777	$123,921,251
GRADUATE SCHOLARSHIPS & STIPENDS	3355	$79,816,353
PRE-DOCTORAL SCHOLARSHIPS & STIPENDS	2899	$51,227,096

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE I, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (27 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
VINCENT E PRICE
TRUSTEE/PRESIDENT	$633,232	$0	$350,000	$0	$9,000	$0	$32,980	$0	$15,358	$0	$1,040,570	$0	$0	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	$557,672	$0	$0	$0	$18,000	$0	$32,980	$0	$19,556	$0	$628,208	$0	$0	$0
SALLY KORNBLUTH
PROVOST	$652,300	$0	$0	$0	$18,000	$0	$32,980	$0	$12,636	$0	$715,916	$0	$0	$0
RICHARD RIDDELL
SENIOR VP & UNIVERSITY SECRETARY	$384,387	$0	$71,050	$0	$18,000	$0	$26,000	$0	$16,722	$0	$516,159	$0	$0	$0
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	$799,472	$0	$0	$0	$18,000	$0	$32,980	$0	$18,473	$0	$868,925	$0	$0	$0
TIMOTHY W WALSH
TREASURER & VP OF FINANCE	$442,368	$0	$0	$0	$0	$0	$32,980	$0	$15,039	$0	$490,387	$0	$0	$0
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	$1,191,878	$0	$1,175,615	$0	$18,000	$0	$132,980	$0	$16,438	$0	$2,534,911	$0	$0	$0
NANCY C ANDREWS MD
VICE CHANCELLOR OF ACADEMIC AFFAIRS	$783,024	$0	$409,983	$0	$18,000	$0	$32,980	$0	$44,339	$0	$1,288,326	$0	$0	$0
VALERIE ASHBY
DEAN, COLLEGE OF ARTS & SCIENCES	$434,504	$0	$1,500	$0	$0	$0	$32,980	$0	$7,226	$0	$476,210	$0	$0	$0
RICHARD H BRODHEAD
FACULTY/FORMER PRESIDENT	$1,018,670	$0	$0	$0	$259,500	$0	$32,980	$0	$20,329	$0	$1,331,479	$0	$120,751	$0
MARK E CORIGLIANO
INVESTMENT MANAGER	$197,724	$0	$440,175	$0	$18,000	$0	$64,975	$0	$13,268	$0	$734,142	$0	$0	$0
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN, SOM	$420,017	$0	$263,442	$0	$18,000	$0	$32,980	$0	$22,481	$0	$756,920	$0	$0	$0
ALICE GOULD
INVESTMENT MANAGER	$354,227	$0	$742,689	$0	$18,000	$0	$32,980	$0	$12,125	$0	$1,160,021	$0	$0	$0
EVAN L JONES
INVESTMENT MANAGER	$347,302	$0	$741,167	$0	$18,000	$0	$185,980	$0	$57,633	$0	$1,350,082	$0	$0	$0
MARY E KLOTMAN MD
VICE CHANCELLOR & DEAN, SOM	$514,479	$0	$80,068	$0	$18,000	$0	$32,980	$0	$15,369	$0	$660,896	$0	$0	$0
JUSTIN B NIXON
INVESTMENT MANAGER	$292,852	$0	$592,857	$0	$0	$0	$153,655	$0	$16,972	$0	$1,056,336	$0	$0	$0
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	$357,482	$0	$1,020	$0	$15,000	$0	$32,980	$0	$62,401	$0	$468,883	$0	$0	$0
ERIC PETERSON
DIRECTOR, DCRI	$438,387	$0	$97,263	$0	$18,000	$0	$32,980	$0	$53,933	$0	$640,563	$0	$0	$0
JAMES S ROBERTS
EXEC VICE PROVOST FIN & ADMIN	$368,458	$0	$0	$0	$0	$0	$32,980	$0	$8,163	$0	$409,601	$0	$0	$0
NEAL F TRIPLETT
CHIEF INVESTMENT OFFICER	$634,492	$0	$2,305,217	$0	$609,937	$0	$357,167	$0	$18,431	$0	$3,925,244	$0	$591,937	$0
DAVID N CUTCLIFFE
COACH	$2,220,655	$0	$350,000	$0	$34,887	$0	$32,980	$0	$30,823	$0	$2,669,345	$0	$0	$0
MICHAEL W KRZYZEWSKI
COACH	$2,873,128	$0	$2,985,000	$0	$69,872	$0	$1,300,942	$0	$27,982	$0	$7,256,924	$0	$1,267,962	$0
JOANNE MCCALLIE
COACH	$1,146,391	$0	$75,000	$0	$29,325	$0	$32,980	$0	$21,239	$0	$1,304,935	$0	$0	$0
RALPH SNYDERMAN
CHANCELLOR EMERITUS/CHIEF OF RHEUMAT	$1,210,036	$0	$0	$0	$12,430	$0	$32,980	$0	$18,369	$0	$1,273,815	$0	$0	$0
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	$1,178,695	$0	$0	$0	$31,750	$0	$349,647	$0	$17,454	$0	$1,577,546	$0	$0	$0
PETER LANGE
FORMER OFFICER	$265,276	$47,000	$0	$0	$18,000	$0	$32,980	$0	$8,070	$0	$324,326	$47,000	$0	$0
ROBERT M CALIFF
FORMER KEY EMPLOYEE	$423,388	$0	$750	$0	$0	$0	$26,677	$0	$1,360	$0	$452,175	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 1A

CHARTER TRAVEL MICHAEL W. KRZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. VINCENT E. PRICE, A. EUGENE WASHINGTON, MD, TALLMAN TRASK III , RICHARD RIDDELL AND SALLY KORNBLUTH USED FIRST CLASS OR CHARTER TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS COMPANIONS HAVE TRAVELED WITH VINCENT E. PRICE, MICHAEL W. KRZYZEWSKI, AND A. EUGENE WASHINGTON, MD. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. RESIDENCE FOR PERSONAL USE VINCENT E. PRICE AND A. EUGENE WASHINGTON, MD WERE PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITIES USED BY THE UNIVERSITY'S PRESIDENT AND CHANCELLOR. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THE FACILITIES ARE USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. CLUB DUES NANCY CATHERINE ANDREWS, MD, DAVID N. CUTCLIFFE, RICHARD RIDDELL AND JAMES SCOTT GIBSON WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.

PART I, LINE 4B

SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: NEAL F. TRIPLETT $591,937, MICHAEL W. KRZYZEWSKI $1,610,000 AND RICHARD H. BRODHEAD $241,500. SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GFT0	2009-02-25	$252,858,252	SEE PART VI	Yes (1)	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	65819GJQ2	2014-10-23	$260,825,252	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
C	561592154	65819GKX5	2015-11-18	$416,079,767	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
D	561592154	65819GLE6	2016-11-03	$380,642,978	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Capital ExpendituresCapitalExpendituresAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt
A	$247,090,000	$253,158,413	$7,249,152	$109,568,000	$2,182,146	$134,159,115	2013	Yes (1)	0	Yes (1)
B		$260,867,558		$236,825,000	$994,215		2016	Yes (1)	0	Yes (1)	$23,048,343
C		$416,626,983	$1,744,007	$274,219,243	$2,173,484	$137,165,036		Yes (1)	0	Yes (1)		$1,325,213
D		$380,642,978		$378,939,046	$1,703,932		2008	Yes (1)	Yes (1)	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Total Private Business UseTotalPrivateBusinessUsePct	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)
B	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00070	0.00070	Yes (1)
C	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	Yes (1)
D	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00140	0.00140	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	No Rebate DueNoRebateDueInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	Yes (1)	Yes (1)
B	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)
D	Yes (1)	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND BOND ISSUE (A2): FORM 8038 LISTS THE CUSIP NUMBER AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 6/27/2018 AND CUSIPS 65818X4A7, 65818WGU2, 65818WG57 WERE OUTSTANDING AS OF 6/30/2018 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS BOND ISSUE (A2): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($472,535,000) AND FIRST GENERATION CURRENT REFUNDING COMMERICAL PAPER NOTES ($33,860,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	DESCRIPTION OF PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND $104,184,000 AGGREGATE PRINCIPAL OF TAX-EXEMPT COMMERCIAL PAPER NOTES ISSUED 5/13/2008 AND $5,384,000 OF TAXABLE COMMERCIAL PAPER NOTES ISSUED TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 28 PROJECTS LOCATED ON WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY (2009B PROJECTS), AND (2) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2009B PROJECTS. BOND ISSUE (B): TO (1) REFUND A PORTION OF THE 2005A BONDS ISSUED 06/24/2005, (2) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2006, (3) REFUND A PORTION OF THE 2006B BONDS ISSUED 01/09/2007, (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2014A-C PROJECTS. BOND ISSUE (A2): COMMERCIAL PAPER PROGRAM, THE PURPOSES OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 7/16/2014, AND (2) FINANCE PROJECTS ON THE WEST, EAST, AND CENTRAL CAMPUS OF DUKE UNIVERSITY. BOND ISSUE (C): TO (1) REFUND THE REMAINING PORTION OF THE 2005A BONDS ISSUED 06/24/2005, (2) REFUND $185,101,000 AGGREGATE PRINCIPAL AMOUNT OF TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED 11/18/2015 TO PROVIDE INTERIM FINANCING FOR CONSTRUCTION AND EQUIPPING 13 PROJECTS LOCATED ON THE WEST AND EST CAMPUS OF DUKE UNIVERSITY (2015B PROJECTS), (4) PAY AND REIMBURSE THE UNIVERSITY FOR PAYING A PORTION OF THE COST OF CONSTRUCTING AND EQUIPPING THE 2015B PROJECTS. BOND ISSUE (D): TO (1) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2006, (2) REFUND A PORTION OF THE 2006B BONDS ISSUED 01/09/2007.
FORM 990, SCHEDULE K, PART II, LINE 13	TAX-EXEMPT BOND BOND ISSUE (C): NO YEAR IS PROVIDED AT THIS TIME DUE TO 2015B PROJECTS THAT ARE NOT SUBSTANTIALLY COMPLETE.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND LINE 2 BOND ISSUE (A2): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED. BOND ISSUE (A) - 2/1/2018 BOND ISSUE (B) - 9/30/2017 BOND ISSUE (C) - 11/1/2017 BOND ISSUE (D) - 11/1/2017

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	NC CAPITAL FACILITIES FINANCE AGENCY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Bond Issuer EIN	561592154	BondIssuerEIN
CUSIP	99VARIOUS	CUSIPNum
Bond Issued	2018-06-27	BondIssuedDt
Issue Price	$472,535,000	IssuePriceAmt
Purpose	SEE PART VI	PurposeDesc
Defeased	0	DefeasedInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Pool Financing	0	PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Total Proceeds	$33,860,000	TotalProceedsAmt
Refunding Escrow	$33,860,000	RefundingEscrowAmt
Substantial Completion	2015	SubstantialCompletionYr
Current Refunding	Yes (1)	CurrentRefundingInd
Advance Refunding	0	AdvanceRefundingInd
Final Allocation Made	0	FinalAllocationMadeInd
Adequate Books And Rec Maint	Yes (1)	AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	0	OwningBondFinancedPropertyInd
Any Lease Arrangements	0	AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd Prop	Yes (1)	MgmtContractBondFincdPropInd
Engage Bond Counsel Contracts	Yes (1)	EngageBondCounselContractsInd
Any Research Agreements	Yes (1)	AnyResearchAgreementsInd
Engage Bond Counsel Research	Yes (1)	EngageBondCounselResearchInd
Private Bus Use By Others	0.00000	PrivateBusUseByOthersPct
Private Bus Concerning UBI	0.00000	PrivateBusConcerningUBIPct
Total Private Business Use	0.00000	TotalPrivateBusinessUsePct
Bond Iss Meet Prvt Sec Pymt Test	0	BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop	0	ChangeInUseBondFinancedPropInd
Procs Nonqualified Bond Remdtd	Yes (1)	ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	0	Form8038TFiledInd
Rebate Not Due Yet	0	RebateNotDueYetInd
Exception To Rebate	0	ExceptionToRebateInd
No Rebate Due	0	NoRebateDueInd
Variable Rate Issue	0	VariableRateIssueInd
Hedge Identified In Bks And Rec	0	HedgeIdentifiedInBksAndRecInd
Gross Proceeds Invested In GIC	0	GrossProceedsInvestedInGICInd
Gross Proceeds Invested	0	GrossProceedsInvestedInd
Written Proc To Monitor Reqs	Yes (1)	WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Procedures Corrective Action	Yes (1)	ProceduresCorrectiveActionInd

Schedule L IRS990ScheduleL

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	1 RECIPIENT	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Relationship With Org	TRUSTEE	RelationshipWithOrgTxt
Cash Grant	$33,098	CashGrantAmt
Type Of Assistance	SCHLORSHIP	TypeOfAssistanceTxt
Assistance Purpose	TUITION ASSISTANCE	AssistancePurposeTxt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (8 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
LORI LEACHMAN
SEE PART V	$59,790	SEE PART V	0
DEBORAH JAKUBS
SEE PART V	$327,800	SEE PART V	0
BERNARD MATHEY-PREVOT
SEE PART V	$170,951	SEE PART V	0
MOLLY M WALSH
SEE PART V	$25,000	SEE PART V	0
JAMES MATTHEW GIBSON
SEE PART V	$50,820	SEE PART V	0
TREVOR PRICE
SEE PART V	$48,471	SEE PART V	0
SHARON E CALIFF
SEE PART V	$104,274	SEE PART V	0
RYAN T MILLER
SEE PART V	$61,500	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:	FormAndLineReferenceDesc
Explanation	(A) NAME OF INTERESTED PERSON: LORI LEACHMAN(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LORI LEACHMAN IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER OFFICER(C) AMOUNT OF TRANSACTION: $59,790(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: DEBORAH JAKUBS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DEBORAH JAKUBS IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $327,800(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: BERNARD MATHEY-PREVOT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: BERNARD MATHEY-PREVOT IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $170,951(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: MOLLY M WALSH(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: MOLLY M WALSH IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $25,000(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: JAMES MATTHEW GIBSON(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES MATTHEW GIBSON IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $50,820(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: TREVOR PRICE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: TREVOR PRICE IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $48,471(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: SHARON E. CALIFF(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: SHARON E. CALIFF IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $104,274(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: RYAN T. MILLER(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: RYAN T. MILLER IS A FAMILY MEMBER OF A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $61,500(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO	ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	26	ContributionCnt
Noncash Contributions Rpt F990	$2,958,865	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$1,052,850	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Clothing And Household Goods ClothingAndHouseholdGoodsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$7,735	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1000	ContributionCnt
Noncash Contributions Rpt F990	$42,493,858	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (3 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	EQUIPMENT	13	$703,820	VARIOUS
Yes (X)	EVENT TICKETS	3364	$660,067	FMV/FACE VALUE
Yes (X)	MISCELLANEOUS	147	$298,018	VARIOUS

Field	Value	IRS element (for citing)
Form8283 Received	21	Form8283ReceivedCnt
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 32B:	FormAndLineReferenceDesc
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (9 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART III, LINE 1	ORGANIZATION'S MISSION "JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION; AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
FORM 990, PART VI, SECTION A, LINE 4	THE BYLAWS WERE REVISED TO INCLUDE A CHANGE TO THE DUTIES OF OFFICER: CHANCELLOR FOR HEALTH AFFAIRS WAS EXPANDED FROM STRATEGIC, ACADEMIC AND BUDETARY OVERSIGHT AND AUTHORITY OVER THE SCHOOL OF MEDICINE AND SCHOOL OF NURSING TO NOW ALSO INCLUDE DUKE - NUS GRADUATE MEDICAL SCHOOL SINGAPORE, AND ALL ACADEMIC INSTITUTES AND PROGRAMS AFFILIATED WITH THOSE SCHOOLS.
FORM 990, PART VI, SECTION A, LINE 7A	GRADUATES OF DUKE UNIVERSITY HAVE THE RIGHT TO ELECT TWELVE TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES.
FORM 990, PART VI, SECTION B, LINE 11B	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT, RISK & COMPLIANCE COMMITTEE OF THE UNIVERSITY TRUSTEES IN ADVANCE OF THE MEETING. AT THE MEETING, THE DUKE UNIVERSITY TAX SENIOR DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, IS AVAILABLE FOR QUESTIONS FROM THE COMMITTEE. NOT ONLY IS THE COMMITTEE OFFERED AN OPPORTUNITY TO ASK QUESTIONS AT THE MEETING, BUT ALSO ANYTIME THEREAFTER BY CONTACTING THE TAX SENIOR DIRECTOR OR DUKE UNIVERSITY'S TAX ATTORNEY, WHO IS ALSO INVOLVED WITH THE PREPARATION OF DUKE UNIVERSITY'S FORM 990. SUBSEQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX SENIOR DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR ALL DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
FORM 990, PART VI, SECTION C, LINE 18	DUKE UNIVERSITY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON WWW.GUIDESTAR.ORG. GUIDESTAR INDEPENDENTLY POSTS TAX-EXEMPT ORGANIZATION'S FORM 990'S ON THEIR WEBSITE, OBTAINED FROM THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS2017-18.PDF (WEBLINK MUST BE INPUT IN ALL LOWER CASE LETTERS).
FORM 990, PART XI, LINE 9:	CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS 64,205,771. TRANSFER FROM DUHS 87,444,562. NONPERIODIC CHANGE 72,789,103. OTHER CHANGES -25,307,011.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UK TRUST LIMITED	BusinessNameLine1Txt

Foreign Address ForeignAddress

Field	Value	IRS element (for citing)
Address Line1	19 NORCOTT ROAD	AddressLine1Txt
City	LONDON	CityNm
Country	UK	CountryCd
Foreign Postal	N167EJ	ForeignPostalCd

Field	Value	IRS element (for citing)
EIN	980555714	EIN
Primary Activities	DEVELOPMENT	PrimaryActivitiesTxt
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountryCd
Total Income	$422,734	TotalIncomeAmt
End Of Year Assets	$63,485	EndOfYearAssetsAmt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (42 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd	EINEIN	Direct Controlling NADirectControllingNACd
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	12 TYPE III-O	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	12 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	12 TYPE III-O		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	12 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561465177
DUKE ALUMNI ASSOCIATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	611588319
DUKE HOSPITAL AUXILIARY INC
PO BOX 2895	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	12 TYPE III-O		0	561825604	N/A
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561701245
DUKE UNIV AFFILIATED PHYSICIANS
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE UNIVERSITY HEALTH SYSTEM INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917939
INNOVATIONS IN HEALTHCARE INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	12 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	12 TYPE III-O	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	12 TYPE III-O		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	12 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561655039
THE LORD FDN OF NORTH CAROLINA
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561415423
DUKE INTEGRATED NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	463129771
DUKE QUALITY NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	461340679
DUKE JANJUN SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471150667
DUKE JULDEC SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471143245
DUKE ALLMO SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471133466
DUKE INVESTMENT EDUCATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	475555092
FSB REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	811309454
DUKE AFFILIATIONS NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	812623775
TRIANGLE FIBER GROUP
310 BLACKWELL STREET 4TH FLOOR	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	815328550
DUKE UNIV FED CRED UNION
2200 WEST MAIN STREET	DURHAM	NC	27705	BANKING	NC	501(C)(1)			0	561632379	N/A

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (24 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Predominant Income TypePredominantIncomeTypeTxt	Disproportionate AllocationsDisproportionateAllocationsInd	General Or Managing PartnerGeneralOrManagingPartnerInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd
BLACKWELL PARTNERS LLC - SERIES A - 20-8075455
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
CD FUND LP - 27-0130641
MCKINNEY AVE	DALLAS	TX	75201	INVESTMENTS	TX	N/A	N/A	0	0
LIQUID REALTY PTR 05-0537755
LINDA MESA	DANVILLE	CA	94526	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
MANGUM II LLC - 46-5135858
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0
LS INVESTOR LLC 20-3891381
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
DILWEG BLUE PF LP 47-1225569
5310 S ALSTON AVE STE 210	DURHAM	NC	27713	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT IV 47-2172270
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE CHP PT 35-2503856
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES C - 81-1264533
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
GPE HOLDCO LLC - 47-5652832
2000 AVE OF THE STARS 11TH FL	LOS ANGELES	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
LIQUID RLT PTR II TE - 20-4362819
				INVESTMENTS	DE	N/A	N/A	0	0	10 MARKET ST 769 CAMANA BAY	GRAND CAYMAN	CJ	KY1-9006
STRATUS CAPITAL PARTNERS C LP
				INVESTMENTS		N/A	N/A	0	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	UK	EH3 9WJ	UK
ALTOS HYBRID D LLC - 47-3996176
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES B - 47-2530719
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES D - 81-3385353
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES E - 81-1511048
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
ALTOS HYBRID 2D LLC - 81-5176567
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
OCTAVIAN BLUE FD 27-2408711
5TH AVENUE	NEW YORK	NY	10151	INVESTMENTS	DE	N/A	N/A	0	0
GILEAD CAPITAL PARTNERS LP - 32-0520146
157 COLUMBUS AVE SUITE 403	NEW YORK	NY	10023	INVESTMENTS	DE	N/A	N/A	0	0
TOWER VIEW LIMITED
				INVESTMENTS		N/A	N/A	0	0	89 NEXUS WAY CAMANA BAY	CAYMAN ISLANDS	CJ	KY1-9007	CJ

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (25 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct
DUKE CE LS INC
310 BLACKWELL STREET	DURHAM	NC	27701	202004016	REAL ESTATE	NC	N/A	C	0
DUKE CORP EDU INDIA PRIVATE
				421672476	CONSULTING		N/A	C	0	ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	AHMEDABAD	IN	380015	IN
DUKE CORPORATE EDUCATION LIM
				421672476	EDU CONSULT		N/A	C	0	165 FLEET STREET	LONDON		UK	EC4A 2DY	UK
DUKE CORPORATE EDUCATION RSA
				421672476	CONSULTING		N/A	C	0	GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	JOHANNESBURG	SF	02021	SF
DUKE GLOBAL CONSULTING (KUNSHAN)
					CONSULTING		N/A	C	0	1666 WEI CHEN NAN RD	KUNSHAN PR	KUNSHAN	CH	215300	CH
DUKE MEDICAL STRATEGIES INC
2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	HEALTHCARE	NC		C	Yes (1)							DUKE UNIVERSITY	$58,353	$5,445	1.00000
DUKE MEDICINE ASIA PTE LTD
					MEDICAL RESEARCH		N/A	C	0	5 SHENTON WAY 07-00 UIC BLD	SING		SN	0688	SN
DUKE UNIV QUADRANGLE FUND
PO BOX 185	PITTSBURGH	PA	152300185	566218971	INVESTMENTS	PA	N/A	T	0
DUKE UNIVERSITY TOWER FUND
PO BOX 185	PITTSBURGH	PA	152300185	566147362	INVESTMENTS	PA	N/A	T	0
DURHAM CASUALTY COMPANY LTD
				980113277	INSURANCE		N/A	C	0	AON HOUSE 30 WOODBOURNE AVE	PEMBROKE		BD	HM 08	BD
DUSVF EUROPEAN LP
				980346042	INVESTMENTS		N/A	C	0	7 CAVENDISH SQUARE	LONDON		UK	W1G 0PE	UK
GOTHIC INTERNATIONAL LTD
					INVESTMENTS		N/A	C	0	113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN		CJ	KY1-1108	CJ
JOHN & PATRICIA KOSKINEN CLUT
PO BOX 185	PITTSBURGH	PA	152300185	566532340	INVESTMENTS	PA	N/A	T	0
MARATHON BLUE CAYMAN FUND
					INVESTMENTS		N/A	C	0	89 NEXUS WAY PO BOX 31106	GRAND CAYMAN		CJ	KY1-1205	CJ
GHI HOLDINGS MAURITIUS
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI ERP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI HSP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI JBD LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI LTP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
QUORUM FUND LIMITED
					INVESTMENTS		N/A	C	0	PO BOX 1043 GEORGE TOWN	GRAND CAYMAN		CJ	KY1-1102	CJ
DUKE CE (SEA) PRIVATE LIMITED
					SUPPORT		N/A	C	0	1 RAFFLES PLACE TOWER 2	SINGAPORE		SN	048616	SN
MCP PRIVATE CAPITAL (FEEDER) FUND I LP
					INVESTMENTS		N/A	C	0	6 RUE GABRIEL LIPPMANN	LUXEMBOURG		LU	L-5365	LU
DUKE INDIA SERVICES PRIVATE LIMITED
					MEDICAL RESEARCH		N/A	C	0	302 PRIDE ELITE 10 MUSEUM ROAD	BANGALORE	KARNATAKA	IN	560001	IN
HEALTH SYSTEM MEDICAL STRATEGIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	562222444	HEALTHCARE	NC		C	Yes (1)							DUHS INC
CPP OFFICE PORTFOLIO (FEEDER) LP
				981152490	REAL ESTATE		N/A	C	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH		UK	EH3 9WJ	UK

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	Yes (1)	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	Yes (1)	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	0	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp

Other Organization Name OtherOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Involved	$0	InvolvedAmt