TERRENCE AND NICOLA MULLEN FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- TERRENCE AND NICOLA MULLEN FOUNDATION (EIN 13-7347303)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-15
- IRS object ID
- 201943199349101934
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-15T10:35:12-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 137347303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE TERRENCE & NICOLA MULLEN FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O PKF O'CONNOR DAVIES LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | TERR | BusinessNameControlTxt |
| Phone | 2122862600 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE NO 6 FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | TERRENCE MULLEN | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2122862600 | PhoneNum |
| Signature | 2019-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | EMMANUEL T CHIRICO | PreparerPersonNm |
| PTIN | P00891698 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2019-11-13 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 4.15.211.182 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-13 | IPDt |
| IP Tm | 17:26:32 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | DC0B0D3D57C65E63E4E5DD57EC55C105810819AE | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-03-31 21:24:44Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $24,381,641 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $8,305,742 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $31,565 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $31,565 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $86,351 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $86,351 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$85,290 | NetGainSaleAstRevAndExpnssAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$125,481 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$75,715 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $8,212,887 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $42,201 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,200 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $70,054 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $70,054 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $1,997 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,997 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,552 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,552 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $57,129 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $57,129 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $140,932 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $133,732 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $7,000 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $975,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $975,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,115,932 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $133,732 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $982,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $7,096,955 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $9,969,210 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,546,104 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,546,104 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $12,975 | CorporateStockBOYAmt |
| Corporate Stock EOY | $0 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $0 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $1,957,171 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,384,957 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $14,335,537 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $3,875,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $6,500,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $6,500,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $15,814,356 | TotalAssetsBOYAmt |
| Total Assets EOY | $24,431,061 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $24,381,641 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $1,519,750 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,519,750 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $15,814,356 | UnrestrictedBOYAmt |
| Unrestricted EOY | $22,911,311 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,814,356 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $22,911,311 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,814,356 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $24,431,061 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,814,356 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $7,096,955 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $22,911,311 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $22,911,311 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (12 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | P | 2018-12-31 | $13,351 | -$13,351 | -$13,351 | ||
| CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | P | 2018-12-31 | $919 | -$919 | -$919 | ||
| CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | P | 2018-12-31 | $433 | $433 | $433 | ||
| CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | P | 2018-12-31 | $24,423 | $24,423 | $24,423 | ||
| CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | P | 2018-12-31 | $42,649 | -$42,649 | -$42,649 | ||
| CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | P | 2018-12-31 | $25,477 | -$25,477 | -$25,477 | ||
| CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | P | 2018-12-31 | $21,567 | -$21,567 | -$21,567 | ||
| CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | P | 2018-12-31 | $1,655 | -$1,655 | -$1,655 | ||
| CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | P | 2018-12-31 | $3,612 | -$3,612 | -$3,612 | ||
| CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | P | 2018-12-31 | $1,608 | -$1,608 | -$1,608 | ||
| 312 SHS JD COM STOCK | D | 2018-01-02 | $31 | $13,472 | $13,472 | $13,503 | 2017-12-27 |
| 128 SHS JD COM STOCK | D | 2018-01-08 | $9 | $5,897 | $5,897 | $5,906 | 2018-01-05 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$66,613 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,392,723 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,489,396 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.399130 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $400,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $3,025,489 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.132210 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $560,690 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,240,358 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.173033 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,596,437 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,595,545 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.615068 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $58,390 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $978,441 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.059677 | DistributionYr5Rt |
| Total Distribution | 1.379118 | TotalDistributionRt |
| Average Distribution | 0.275824 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,117,634 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,445,630 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $0 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,445,630 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $982,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $0 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $0 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $0 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $9,690 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $9,690 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $9,690 | OverpaymentAmt |
| Applied To ES Tax | $9,690 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TERRENCE MULLEN | IndividualWithBooksNm |
| Phone | 9147939343 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 ARGYLE PL | AddressLine1Txt |
| City | BRONXVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10708 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| NICOLA Z MULLEN | |||||||||
| C/O PKF OCONNOR DAVIES 665 FIFTH | AVENUE | NEW YORK | NY | 10165 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| ALEXA ZESIGER CARVER | |||||||||
| C/O PKF OCONNOR DAVIES 665 FIFTH | AVENUE | NEW YORK | NY | 10165 | TRUSTEE | 4.00 | $0 | $0 | $0 |
| ALBERT CAREY ZESIGER | |||||||||
| C/O PKF OCONNOR DAVIES 665 FIFTH | AVENUE | NEW YORK | NY | 10165 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| TERRENCE M MULLEN | |||||||||
| C/O PKF OCONNOR DAVIES 665 FIFTH | AVENUE | NEW YORK | NY | 10165 | TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,472,636 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,890,444 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,363,080 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,363,080 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $245,446 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,117,634 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $805,882 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $805,882 | MinimumInvestmentReturnAmt |
| Total Tax | $0 | TotalTaxAmt |
| Distributable Before Adj | $805,882 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $805,882 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $805,882 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $982,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $982,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $982,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $805,882 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $12,515 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,467,756 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $402,244 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $248,726 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,220,807 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,352,048 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $982,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $805,882 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $176,118 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,528,166 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $12,515 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,515,651 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,467,756 | ExcessFromYear4Amt |
| Excess From Year3 | $402,244 | ExcessFromYear3Amt |
| Excess From Year2 | $248,726 | ExcessFromYear2Amt |
| Excess From Year1 | $1,220,807 | ExcessFromYear1Amt |
| Excess From Current Year | $176,118 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NICOLA Z MULLEN | ContributingManagerNm |
| Contributing Manager | TERRENCE M MULLEN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| UNIVERSITY OF NOTRE DAME | |||||||
| NORTH EDDY STREET | NOTRE DAME | IN | 46556 | N/A | PC | EDUCATIONAL PURPOSES | $775,000 |
| TRUSTEES OF DARTMOUTH COLLEGE | |||||||
| 7 LEBANON STREET SUITE 302 NO 6015 | HANOVER | NH | 03755 | N/A | PC | EDUCATIONAL PURPOSES | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $975,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $31,565 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $86,351 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$27,618 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$57,672 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (5 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| OTHER INVESTMENT LOSS THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | 14 | $281 | ||
| OTHER INVESTMENT INCOME THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | 14 | -$75,996 | ||
| OTHER INVESTMENT INCOME THRU HB2 ORIGINATION | 525990 | -$49,775 | ||
| OTHER INVESTMENT LOSS THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | 525990 | $35 | ||
| OTHER INVESTMENT INCOME THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | -$26 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$77,384 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$15,471 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$92,855 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| TERRENCE M & NICOLA Z MULLEN | |||||||
| 1 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $8,300,000 | Yes (X) | |
| NICOLA MULLEN | |||||||
| 2 | 11 ARGYLE PLACE | BRONXVILLE | NY | 10708 | $5,742 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 2 | ContributorNum |
| Noncash Property | 128 SHARES OF JD.COM | NoncashPropertyDesc |
| Fair Market Value | $5,742 | FairMarketValueAmt |
| Received | 2018-01-05 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PKF O'CONNOR DAVIES, LLP - ACCOUNTING FEES | CategoryTxt |
| Amt | $7,200 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,000 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| INVESCO EXCHANGE TRADED FROM GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | AT COST | $586,882 | $559,277 |
| GP LOW VOLATILITY HEDGED STRATEGIES OFFSHORE LTD. | AT COST | $1,705,395 | $1,761,166 |
| GP EMERGING MARKETS STRATEGIES, LP | AT COST | $1,533,750 | $1,275,744 |
| GP GLOBAL EQUITY STRATEGIES, LP | AT COST | $2,352,646 | $2,352,225 |
| GP OPPORTUNISTIC GROWTH STRATEGIES OFFSHORE, LTD. | AT COST | $5,256,059 | $5,419,049 |
| HB2 ORIGINATION, LLC | AT COST | $2,950,225 | $2,968,076 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENTS MADE IN ADVANCE | Desc |
| BOY Book Value | $3,875,000 | BOYBookValueAmt |
| EOY Book Value | $6,500,000 | EOYBookValueAmt |
| EOYFMV | $6,500,000 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER DEDUCTIONS THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | $15,204 | $15,204 | $0 |
| OTHER DEDUCTIONS THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | $41,925 | $41,925 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INVESTMENT LOSS THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | $281 | $281 | $281 |
| OTHER INVESTMENT INCOME THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | -$75,996 | -$75,996 | -$75,996 |
| OTHER INVESTMENT INCOME THRU HB2 ORIGINATION | -$49,775 | $0 | -$49,775 |
| OTHER INVESTMENT LOSS THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | $35 | $35 | |
| OTHER INVESTMENT INCOME THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | -$26 | -$26 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEPOSIT ERROR - FUNDS TRANFERED TO WRONG ACCOUNT | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $1,519,750 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| GRESHAM PARTNERS, LLC - INVESTMENT MGMT FEES | $70,054 | $70,054 | $0 |
| GP EMERGING MARKETS STRATEGIES, LP K-1 - INVESTMENT MGMT FEES. | $0 | $0 | $0 |
| GP GLOBAL EQUITY STRATEGIES, LP K-1 - INVESTMENT MGMT FEES | $0 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX PAID THRU GP EMERGING MARKETS STRATEGIES, LP K-1 | $2,410 | $2,410 | $0 |
| FOREIGN TAX PAID THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 | $2,142 | $2,142 | $0 |
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