E A MORRIS CHARITABLE FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- E A MORRIS CHARITABLE FOUNDATION (EIN 58-1413060)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-13
- IRS object ID
- 201923179349100957
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-13T09:42:42-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 562231176 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KB Morgan PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 405 Battleground Avenue Suite 101 | AddressLine1Txt |
| City | Greensboro | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 581413060 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EA Morris Charitable Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EAMO | BusinessNameControlTxt |
| Phone | 9194039498 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3802 Swarthmore Road | AddressLine1Txt |
| City | Durham | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27707 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KENNETH B MORGAN | PersonNm |
| Person Title | Treasurer | PersonTitleTxt |
| Phone | 3362712870 | PhoneNum |
| Signature | 2019-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kenneth B Morgan | PreparerPersonNm |
| PTIN | P00006346 | PTIN |
| Phone | 3362712870 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 216.237.236.228 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-13 | IPDt |
| IP Tm | 09:39:19 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 58C44F696F9A3287F8ED19FF67445C593BCBF1B7 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-04-17 16:48:07Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $11,976,941 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $128,308 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $128,308 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $881,624 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,200,500 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $881,624 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,009,932 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,009,932 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $219,851 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $10,993 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $164,276 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $19,595 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $0 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $6,342 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $21,014 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $21,014 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $154 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $3,000 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $0 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $75,414 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $72,304 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $345,370 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $104,311 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $164,276 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $366,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $366,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $711,370 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $104,311 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $530,276 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $298,562 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $905,621 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $27,783 | CashBOYAmt |
| Cash EOY | $45,040 | CashEOYAmt |
| Cash EOYFMV | $45,040 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,134,177 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $385,316 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $385,316 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,548,320 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,704,219 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,697,544 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $8,078,760 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,481,674 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,813,105 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $566,637 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $38,144 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $36,188 | CorporateBondsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $834 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $543 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $445 | LandBOYAmt |
| Land EOY | $291 | LandEOYAmt |
| Land EOYFMV | -$252 | LandEOYFMVAmt |
| Total Assets BOY | $11,356,122 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,654,684 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $11,976,941 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $4,474,067 | CapitalStockBOYAmt |
| Capital Stock EOY | $4,474,067 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $6,882,055 | RetainedEarningBOYAmt |
| Retained Earning EOY | $7,180,617 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $11,356,122 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,654,684 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $11,356,122 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,654,684 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $11,356,122 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $298,562 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $11,654,684 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $11,654,684 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (463 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| ISHS GOLD TRUST ETF 3000 shs | 2018-03-22 | 2018-12-31 | $35,610 | $37,980 | -$2,370 | -$2,370 | |
| ABERDN PHYS PLATINUM ETF PHYSICAL PLATINUM ETF 141 shs | 2013-12-31 | 2018-12-14 | $10,698 | $12,844 | -$2,146 | -$2,146 | |
| ISHS SILVER TR ETF 476 shs | 2012-01-26 | 2018-12-06 | $6,526 | $7,792 | -$1,266 | -$1,266 | |
| FIRST MAJESTIC SILVER CORP 604 shs | 2013-12-31 | 2018-12-06 | $4,077 | $4,800 | -$723 | -$723 | |
| RSP PERMIAN INC 222 shs | 2013-12-31 | 2018-11-13 | $10,767 | $10,097 | $670 | $670 | |
| SOUTHWESTERN ENERGY CO COMPANY 914 shs | 2017-08-23 | 2018-10-19 | $4,058 | $10,095 | -$6,037 | -$6,037 | |
| EOG RESOURCES INC 30 shs | 2016-12-01 | 2018-10-19 | $3,526 | $2,550 | $976 | $976 | |
| CIMAREX ENERGY COMPANY 74 shs | 2015-01-27 | 2018-10-19 | $7,509 | $10,097 | -$2,588 | -$2,588 | |
| ALCOA UPSTREAM CORP 54 shs | 2018-04-24 | 2018-10-19 | $2,861 | $1,608 | $1,253 | $1,253 | |
| ALCOA UPSTREAM CORP 85 shs | 2018-08-30 | 2018-10-19 | $4,504 | $2,115 | $2,389 | $2,389 | |
| ALCOA UPSTREAM CORP 44 shs | 2012-01-26 | 2018-10-19 | $2,331 | $1,487 | $844 | $844 | |
| ALCOA UPSTREAM CORP 89 shs | 2011-09-30 | 2018-10-19 | $4,716 | $2,847 | $1,869 | $1,869 | |
| CAMECO CORP 186 shs | 2015-04-17 | 2018-10-19 | $1,871 | $2,013 | -$142 | -$142 | |
| CAMECO CORP 479 shs | 2011-12-07 | 2018-10-19 | $4,819 | $5,053 | -$234 | -$234 | |
| ALCOA UPSTREAM CORP 30 shs | 2013-08-14 | 2018-10-19 | $1,795 | $746 | $1,049 | $1,049 | |
| COLUMBIA SMCP IDX I SMALL CAP INDEX INSTL CL 1464.844 shs | 2013-12-30 | 2018-10-18 | $37,500 | $34,409 | $3,091 | $3,091 | |
| COLUMBIA MDCP IDX I MID CAP INDEX INSTL CL 2292.176 shs | 2013-12-30 | 2018-10-18 | $37,500 | $34,360 | $3,140 | $3,140 | |
| COMMERCE BANCSHARES INC 0.9 shs | 2013-12-06 | 2018-12-28 | $57 | $32 | $25 | $25 | |
| PRAXAIR INC 32 shs | 2013-12-06 | 2018-10-31 | $5,230 | $4,011 | $1,219 | $1,219 | |
| PRAXAIR INC 17 shs | 2015-09-25 | 2018-10-31 | $2,779 | $1,717 | $1,062 | $1,062 | |
| PRAXAIR INC 44 shs | 2016-01-04 | 2018-10-31 | $7,192 | $4,449 | $2,743 | $2,743 | |
| NORDSTROM INC 144 shs | 2013-12-06 | 2018-10-19 | $8,640 | $8,698 | -$58 | -$58 | |
| MTS SYS CORP 178 shs | 2016-06-16 | 2018-10-19 | $9,421 | $7,858 | $1,563 | $1,563 | |
| MICROSOFT CORP 34 shs | 2013-12-06 | 2018-10-19 | $3,756 | $1,302 | $2,454 | $2,454 | |
| MTS SYS CORP 113 shs | 2016-06-14 | 2018-10-19 | $5,980 | $4,775 | $1,205 | $1,205 | |
| NORDSTROM INC 26 shs | 2016-01-04 | 2018-10-19 | $1,560 | $1,286 | $274 | $274 | |
| ACCENTURE PLC IRELD CL A CLASS A NEW 20 shs | 2017-10-19 | 2018-10-19 | $3,160 | $2,759 | $401 | $401 | |
| SOUTHERN COMPANY 69 shs | 2013-12-06 | 2018-10-19 | $3,100 | $2,851 | $249 | $249 | |
| PRICE T ROWE GRP INC 34 shs | 2013-12-06 | 2018-10-19 | $3,441 | $2,710 | $731 | $731 | |
| STARBUCKS CORP 71 shs | 2016-09-08 | 2018-10-19 | $4,188 | $3,926 | $262 | $262 | |
| PRAXAIR INC 21 shs | 2013-12-06 | 2018-10-19 | $3,394 | $2,632 | $762 | $762 | |
| NORTHERN TRUST CORP 44 shs | 2013-12-06 | 2018-10-19 | $4,090 | $2,583 | $1,507 | $1,507 | |
| MEDTRONIC PLC 43 shs | 2015-08-20 | 2018-10-19 | $4,108 | $3,259 | $849 | $849 | |
| BROWN & BROWN INC 195 shs | 2013-12-06 | 2018-10-19 | $5,594 | $3,013 | $2,581 | $2,581 | |
| CLOROX COMPANY 19 shs | 2013-12-06 | 2018-10-19 | $2,912 | $1,813 | $1,099 | $1,099 | |
| BECTON DICKINSON & CO 14 shs | 2013-12-06 | 2018-10-19 | $3,366 | $1,514 | $1,852 | $1,852 | |
| ANALOG DEVICES INC 106 shs | 2013-12-06 | 2018-10-19 | $8,867 | $5,220 | $3,647 | $3,647 | |
| AMERN EXPRESS CO 40 shs | 2013-12-06 | 2018-10-19 | $4,258 | $3,433 | $825 | $825 | |
| COMMERCE BANCSHARES INC 71 shs | 2013-12-06 | 2018-10-19 | $4,509 | $2,615 | $1,894 | $1,894 | |
| DONALDSON CO INC 95 shs | 2013-12-06 | 2018-10-19 | $5,015 | $3,997 | $1,018 | $1,018 | |
| MCDONALDS CORP 17 shs | 2013-12-06 | 2018-10-19 | $2,843 | $1,646 | $1,197 | $1,197 | |
| MASTERCARD INC A CL A 17 shs | 2015-08-25 | 2018-10-19 | $3,520 | $1,496 | $2,024 | $2,024 | |
| M&T BANK CORP 21 shs | 2013-12-06 | 2018-10-19 | $3,411 | $2,402 | $1,009 | $1,009 | |
| HOME DEPOT INC 15 shs | 2014-06-04 | 2018-10-19 | $2,699 | $1,212 | $1,487 | $1,487 | |
| STRYKER CORP 22 shs | 2013-12-06 | 2018-10-19 | $3,787 | $1,636 | $2,151 | $2,151 | |
| TJX COS INC NEW 11 shs | 2014-06-05 | 2018-10-08 | $1,214 | $609 | $605 | $605 | |
| MICROSOFT CORP 69 shs | 2013-12-06 | 2018-08-16 | $7,450 | $2,642 | $4,808 | $4,808 | |
| MASTERCARD INC A CL A 64 shs | 2015-08-25 | 2018-08-16 | $13,042 | $5,632 | $7,410 | $7,410 | |
| NEW PERSP A CL A 5843.852 shs | 2014-01-08 | 2018-11-16 | $250,000 | $217,923 | $32,077 | $32,077 | |
| CAP WRLD GRW INC A GROWTH & INCOME CL A 5256.518 shs | 2014-01-08 | 2018-11-16 | $250,000 | $236,602 | $13,398 | $13,398 | |
| OCCIDENTAL 4.1 020121 CORP SENIOR NOTE CPN 4.100% DUE 02/01/21 DTD 12/16 | 2013-06-24 | 2018-11-28 | $45,543 | $45,625 | -$82 | -$82 | |
| OCCIDENTAL 4.1 020121 CORP SENIOR NOTE CPN 4.100% DUE 02/01/21 DTD 12/16 | 2017-08-18 | 2018-11-28 | $10,121 | $10,404 | -$283 | -$283 | |
| ORACLE CORP 3.625 071523 NOTE CPN 3.625% DUE 07/15/23 DTD 07/16/13 FC 01/15 | 2017-08-22 | 2018-11-28 | $55,108 | $58,014 | -$2,906 | -$2,906 | |
| PHILLIPS 66 4.3 040122 GTD SR NOTE CPN 4.300% DUE 04/01/22 DTD 10/01/12 F | 2017-11-29 | 2018-11-28 | $45,721 | $47,292 | -$1,571 | -$1,571 | |
| MS SR NOTE 5.5 072821 SR NOTE CPN 5.500% DUE 07/28/21 DTD 07/28/11 FC 01 | 2018-09-27 | 2018-11-28 | $20,877 | $20,992 | -$115 | -$115 | |
| ABBVIE INC 2.5 051420 SR UNSECD NOTE CPN 2.500% DUE 05/14/20 DTD 05/14/1 | 2017-11-29 | 2018-11-28 | $49,254 | $50,118 | -$864 | -$864 | |
| JPM NOTE 4.95 032520 NOTE CPN 4.950% DUE 03/25/20 DTD 03/25/10 FC 09/25 | 2014-04-07 | 2018-11-28 | $40,842 | $41,153 | -$311 | -$311 | |
| JPM NOTE 4.95 032520 NOTE CPN 4.950% DUE 03/25/20 DTD 03/25/10 FC 09/25 | 2017-08-24 | 2018-11-28 | $15,316 | $15,576 | -$260 | -$260 | |
| KEYCORP 5.1 032421 MEDIUM TERM SENIOR NOTE CPN 5.100% DUE 03/24/21 DT | 2017-11-29 | 2018-11-28 | $46,534 | $47,662 | -$1,128 | -$1,128 | |
| MICROSOFT CRP 4.2 060119 NOTE CPN 4.200% DUE 06/01/19 DTD 05/18/09 FC 12/01 | 2016-09-16 | 2018-11-28 | $20,155 | $20,304 | -$149 | -$149 | |
| TARGET CORP 2.9 011522 NOTE CPN 2.900% DUE 01/15/22 DTD 01/12/12 FC 07/15 | 2017-11-29 | 2018-11-28 | $34,662 | $35,596 | -$934 | -$934 | |
| UNITEDHEALTH2.875 031523 NOTE CPN 2.875% DUE 03/15/23 DTD 02/28/13 FC 09/15 | 2018-09-27 | 2018-11-28 | $14,570 | $14,625 | -$55 | -$55 | |
| UST NOTE 2.125 022924 CPN 2.125% DUE 02/29/24 DTD 02/28/17 FC 08/31/17 5 | 2018-03-23 | 2018-11-28 | $4,814 | $4,842 | -$28 | -$28 | |
| UST NOTE 2.125 022924 CPN 2.125% DUE 02/29/24 DTD 02/28/17 FC 08/31/17 1 | 2018-08-02 | 2018-11-28 | $16,368 | $16,361 | $7 | $7 | |
| UST NOTE 2.125 051525 CPN 2.125% DUE 05/15/25 DTD 05/15/15 FC 11/15/15 3 | 2018-01-09 | 2018-11-28 | $33,311 | $34,199 | -$888 | -$888 | |
| VERIZON COMMNS4.6 040121 NOTE CPN 4.600% DUE 04/01/21 DTD 03/28/11 FC 10/01 | 2011-09-13 | 2018-11-28 | $51,314 | $51,408 | -$94 | -$94 | |
| UST NOTE 2.125 022924 CPN 2.125% DUE 02/29/24 DTD 02/28/17 FC 08/31/17 1 | 2017-11-29 | 2018-11-28 | $12,517 | $12,919 | -$402 | -$402 | |
| UST BOND 3.125 081544 CPN 3.125% DUE 08/15/44 DTD 08/15/14 FC 02/15/15 2 | 2015-11-30 | 2018-11-28 | $26,059 | $27,664 | -$1,605 | -$1,605 | |
| UST BOND 2.875 111546 CPN 2.875% DUE 11/15/46 DTD 11/15/16 FC 05/15/17 3 | 2017-01-27 | 2018-11-28 | $28,418 | $29,811 | -$1,393 | -$1,393 | |
| UST BOND 2.875 111546 CPN 2.875% DUE 11/15/46 DTD 11/15/16 FC 05/15/17 5 | 2017-08-31 | 2018-11-28 | $4,584 | $5,138 | -$554 | -$554 | |
| UST BOND 2.875 111546 CPN 2.875% DUE 11/15/46 DTD 11/15/16 FC 05/15/17 3 | 2018-10-09 | 2018-11-28 | $2,750 | $2,730 | $20 | $20 | |
| UST BOND 3.125 081544 CPN 3.125% DUE 08/15/44 DTD 08/15/14 FC 02/15/15 3 | 2014-09-26 | 2018-11-28 | $2,895 | $2,944 | -$49 | -$49 | |
| HUNTINGTON BAN2.3 011422 SUB NOTE CPN 2.300% DUE 01/14/22 DTD 08/09/16 FC 0 | 2017-11-29 | 2018-11-28 | $42,982 | $44,390 | -$1,408 | -$1,408 | |
| MICROSOFT CRP 4.2 060119 NOTE CPN 4.200% DUE 06/01/19 DTD 05/18/09 FC 12/01 | 2017-08-18 | 2018-11-28 | $35,272 | $35,482 | -$210 | -$210 | |
| BURLINGTON 3.85 090123 LLC DEBENTURE CPN 3.850% DUE 09/01/23 DTD 08/22/13 | 2018-10-25 | 2018-11-28 | $10,133 | $10,163 | -$30 | -$30 | |
| CAP ONE FINL 3.2 020525 SR NOTE CPN 3.200% DUE 02/05/25 DTD 02/05/15 FC 08 | 2017-11-29 | 2018-11-28 | $41,706 | $44,693 | -$2,987 | -$2,987 | |
| CISCO SYS 4.45 011520 SR NOTE CPN 4.450% DUE 01/15/20 DTD 11/17/09 FC 01 | 2014-08-27 | 2018-11-28 | $35,528 | $35,871 | -$343 | -$343 | |
| CISCO SYS 4.45 011520 SR NOTE CPN 4.450% DUE 01/15/20 DTD 11/17/09 FC 01 | 2017-08-24 | 2018-11-28 | $20,302 | $20,619 | -$317 | -$317 | |
| GS MTN 5.375 031520 MEDIUM TERM NOTE CPN 5.375% DUE 03/15/20 DTD 03/08 | 2017-08-31 | 2018-11-28 | $15,351 | $15,635 | -$284 | -$284 | |
| BAC 4.1 072423 SR NOTE CPN 4.100% DUE 07/24/23 DTD 07/23/13 FC 01 | 2017-08-31 | 2018-11-28 | $20,103 | $21,146 | -$1,043 | -$1,043 | |
| APPLE COMPUTER2.4 050323 SR NOTE CPN 2.400% DUE 05/03/23 DTD 05/03/13 FC 11 | 2018-06-14 | 2018-11-28 | $9,545 | $9,616 | -$71 | -$71 | |
| AT&T INC 3.0 063022 NOTE CPN 3.000% DUE 06/30/22 DTD 05/04/15 FC 12/30 | 2018-09-27 | 2018-11-28 | $14,530 | $14,626 | -$96 | -$96 | |
| AT&T INC 3.0 063022 NOTE CPN 3.000% DUE 06/30/22 DTD 05/04/15 FC 12/30 | 2018-10-25 | 2018-11-28 | $1,937 | $1,942 | -$5 | -$5 | |
| BAC 4.1 072423 SR NOTE CPN 4.100% DUE 07/24/23 DTD 07/23/13 FC 01 | 2016-10-26 | 2018-11-28 | $35,181 | $36,981 | -$1,800 | -$1,800 | |
| CITI SR NT 2.7 102722 SR NOTE CPN 2.700% DUE 10/27/22 DTD 10/27/17 FC 04 | 2018-10-25 | 2018-11-28 | $14,334 | $14,391 | -$57 | -$57 | |
| BERKSHIRE 3.75 081521 SR NOTE CPN 3.750% DUE 08/15/21 DTD 08/15/11 FC 02 | 2017-11-29 | 2018-11-28 | $45,722 | $46,903 | -$1,181 | -$1,181 | |
| GS MTN 5.375 031520 MEDIUM TERM NOTE CPN 5.375% DUE 03/15/20 DTD 03/08 | 2014-03-19 | 2018-11-28 | $27,632 | $27,768 | -$136 | -$136 | |
| GS MTN 5.375 031520 MEDIUM TERM NOTE CPN 5.375% DUE 03/15/20 DTD 03/08 | 2017-03-28 | 2018-11-28 | $15,351 | $15,562 | -$211 | -$211 | |
| COCA COLA 3.2 110123 NOTE CPN 3.200% DUE 11/01/23 DTD 11/01/13 FC 05/01 | 2018-10-25 | 2018-11-28 | $14,873 | $14,865 | $8 | $8 | |
| COMCAST CORP3.125 071522 NOTE CPN 3.125% DUE 07/15/22 DTD 07/02/12 FC 01/15 | 2017-11-29 | 2018-11-28 | $39,434 | $40,964 | -$1,530 | -$1,530 | |
| WAL MART NT 4.125 020119 NOTE CPN 4.125% DUE 02/01/19 DTD 01/23/09 FC 08/01 | 2017-02-10 | 2018-10-25 | $25,073 | $25,172 | -$99 | -$99 | |
| WAL MART NT 4.125 020119 NOTE CPN 4.125% DUE 02/01/19 DTD 01/23/09 FC 08/01 | 2017-08-24 | 2018-10-25 | $15,044 | $15,104 | -$60 | -$60 | |
| FHLMC MTN 3.75 032719 MEDIUM TERM NOTE CPN 3.750% DUE 03/27/19 DTD 03/27 | 2012-06-28 | 2018-10-25 | $2,010 | $2,020 | -$10 | -$10 | |
| UST NOTE 2.125 022924 CPN 2.125% DUE 02/29/24 DTD 02/28/17 FC 08/31/17 3 | 2017-11-29 | 2018-09-27 | $30,654 | $31,801 | -$1,147 | -$1,147 | |
| FHLMC MTN 3.75 032719 MEDIUM TERM NOTE CPN 3.750% DUE 03/27/19 DTD 03/27 | 2010-12-21 | 2018-08-02 | $45,413 | $45,127 | $286 | $286 | |
| FHLMC MTN 3.75 032719 MEDIUM TERM NOTE CPN 3.750% DUE 03/27/19 DTD 03/27 | 2012-06-28 | 2018-08-02 | $8,073 | $8,125 | -$52 | -$52 | |
| FNMA NOTE 1.875 021919 NOTE CPN 1.875% DUE 02/19/19 DTD 01/13/14 FC 02/19 | 2016-09-20 | 2018-08-02 | $19,950 | $20,103 | -$153 | -$153 | |
| UST NOTE 2.125 051525 CPN 2.125% DUE 05/15/25 DTD 05/15/15 FC 11/15/15 9 | 2018-01-09 | 2018-04-30 | $8,554 | $8,794 | -$240 | -$240 | |
| WAL MART NT 4.125 020119 NOTE CPN 4.125% DUE 02/01/19 DTD 01/23/09 FC 08/01 | 2017-02-10 | 2018-04-30 | $15,181 | $15,300 | -$119 | -$119 | |
| FHLMC MTN 3.75 032719 MEDIUM TERM NOTE CPN 3.750% DUE 03/27/19 DTD 03/27 | 2010-12-21 | 2018-04-30 | $10,132 | $10,039 | $93 | $93 | |
| UST NOTE 1.5 033119 CPN 1.500% DUE 03/31/19 DTD 03/31/12 FC 09/30/12 1 | 2015-10-06 | 2018-04-26 | $14,896 | $15,065 | -$169 | -$169 | |
| UST NOTE 1.5 033119 CPN 1.500% DUE 03/31/19 DTD 03/31/12 FC 09/30/12 2 | 2012-09-26 | 2018-04-26 | $19,861 | $20,101 | -$240 | -$240 | |
| UST NOTE 1.5 033119 CPN 1.500% DUE 03/31/19 DTD 03/31/12 FC 09/30/12 5 | 2015-09-16 | 2018-04-26 | $4,965 | $5,010 | -$45 | -$45 | |
| FNMA NOTE 1.875 021919 NOTE CPN 1.875% DUE 02/19/19 DTD 01/13/14 FC 02/19 | 2016-09-20 | 2018-04-26 | $39,878 | $40,306 | -$428 | -$428 | |
| UST NOTE 1.5 033119 CPN 1.500% DUE 03/31/19 DTD 03/31/12 FC 09/30/12 2 | 2012-09-26 | 2018-03-22 | $21,861 | $22,123 | -$262 | -$262 | |
| UST NOTE 1.375 093018 CPN 1.375% DUE 09/30/18 DTD 09/30/11 FC 03/31/12 6 | 2017-11-29 | 2018-01-09 | $59,843 | $59,885 | -$42 | -$42 | |
| UST NOTE 1.5 033119 CPN 1.500% DUE 03/31/19 DTD 03/31/12 FC 09/30/12 1 | 2012-09-26 | 2018-01-09 | $18,909 | $19,127 | -$218 | -$218 | |
| FHLMC GO7961 RETURN PRIN | 2018-12-15 | $195 | $195 | $0 | $0 | ||
| FHLMC GO7961 RETURN PRIN | 2019-01-15 | $135 | $135 | $0 | $0 | ||
| FHLMC GO8807 RETURN PRIN | 2018-12-15 | $16 | $16 | $0 | $0 | ||
| FHLMC GO8807 RETURN PRIN | 2019-01-15 | $6 | $6 | $0 | $0 | ||
| FHLMC GO8542 RETURN PRIN | 2018-12-15 | $12 | $12 | $0 | $0 | ||
| FHLMC GO8542 RETURN PRIN | 2019-01-15 | $9 | $9 | $0 | $0 | ||
| FHLMC GO8623 RETURN PRIN | 2018-12-15 | $84 | $84 | $0 | $0 | ||
| FHLMC GO8623 RETURN PRIN | 2019-01-15 | $63 | $63 | $0 | $0 | ||
| FHLMC GO8624 RETURN PRIN | 2018-12-15 | $85 | $85 | $0 | $0 | ||
| FHLMC GO8624 RETURN PRIN | 2019-01-15 | $67 | $67 | $0 | $0 | ||
| FHLMC GO8669 RETURN PRIN | 2018-12-15 | $16 | $16 | $0 | $0 | ||
| FHLMC GO8669 RETURN PRIN | 2019-01-15 | $15 | $15 | $0 | $0 | ||
| FHLMC GO8659 RETURN PRIN | 2018-12-15 | $173 | $173 | $0 | $0 | ||
| FHLMC GO8659 RETURN PRIN | 2019-01-15 | $155 | $155 | $0 | $0 | ||
| FHLMC GO8700 RETURN PRIN | 2018-12-15 | $17 | $17 | $0 | $0 | ||
| FHLMC GO8700 RETURN PRIN | 2019-01-15 | $14 | $14 | $0 | $0 | ||
| FHLMC GO8682 RETURN PRIN | 2018-12-15 | $29 | $29 | $0 | $0 | ||
| FHLMC GO8682 RETURN PRIN | 2019-01-15 | $24 | $24 | $0 | $0 | ||
| FHLMC GO8747 RETURN PRIN | 2018-12-15 | $113 | $113 | $0 | $0 | ||
| FHLMC GO8747 RETURN PRIN | 2019-01-15 | $110 | $110 | $0 | $0 | ||
| FHLMC C09071 RETURN PRIN | 2018-12-15 | $135 | $135 | $0 | $0 | ||
| FHLMC C09071 RETURN PRIN | 2019-01-15 | $102 | $102 | $0 | $0 | ||
| FHLMC A86314 RETURN PRIN | 2018-12-15 | $19 | $19 | $0 | $0 | ||
| FHLMC A86314 RETURN PRIN | 2019-01-15 | $18 | $18 | $0 | $0 | ||
| FHLMC V80530 RETURN PRIN | 2018-12-15 | $4 | $4 | $0 | $0 | ||
| FHLMC V80530 RETURN PRIN | 2019-01-15 | $4 | $4 | $0 | $0 | ||
| FHLMC V81760 RETURN PRIN | 2018-12-15 | $330 | $330 | $0 | $0 | ||
| FHLMC V81760 RETURN PRIN | 2019-01-15 | $29 | $29 | $0 | $0 | ||
| FNMA 310104 RETURN PRIN | 2018-12-25 | $60 | $60 | $0 | $0 | ||
| FNMA 310104 RETURN PRIN | 2019-01-25 | $59 | $59 | $0 | $0 | ||
| FNMA AH5583 RETURN PRIN | 2018-12-25 | $43 | $43 | $0 | $0 | ||
| FNMA AH5583 RETURN PRIN | 2019-01-25 | $72 | $72 | $0 | $0 | ||
| FNMA AJ 7688 RETURN PRIN | 2018-12-25 | $9 | $9 | $0 | $0 | ||
| FNMA AJ 7688 RETURN PRIN | 2019-01-25 | $7 | $7 | $0 | $0 | ||
| FNMAS AK5545 RETURN PRIN | 2018-12-25 | $32 | $32 | $0 | $0 | ||
| FNMAS AK5545 RETURN PRIN | 2019-01-25 | $11 | $11 | $0 | $0 | ||
| FNMA AL5213 RETURN PRIN | 2018-12-25 | $27 | $27 | $0 | $0 | ||
| FNMA AL5213 RETURN PRIN | 2019-01-25 | $5 | $5 | $0 | $0 | ||
| FNMA AS0907 RETURN PRIN | 2018-12-25 | $81 | $81 | $0 | $0 | ||
| FNMA AS0907 RETURN PRIN | 2019-01-25 | $60 | $60 | $0 | $0 | ||
| FNMA AS4168 RETURN PRIN | 2018-12-25 | $48 | $48 | $0 | $0 | ||
| FNMA AS4168 RETURN PRIN | 2019-01-25 | $27 | $27 | $0 | $0 | ||
| FNMA AS4169 RETURN PRIN | 2018-12-25 | $2 | $2 | $0 | $0 | ||
| FNMA AS4169 RETURN PRIN | 2019-01-25 | $2 | $2 | $0 | $0 | ||
| FNMA AS4783 RETURN PRIN | 2018-12-25 | $35 | $35 | $0 | $0 | ||
| FNMA AS4783 RETURN PRIN | 2019-01-25 | $17 | $17 | $0 | $0 | ||
| FNMA AS5696 RETURN PRIN | 2018-12-25 | $27 | $27 | $0 | $0 | ||
| FNMA AS5696 RETURN PRIN | 2019-01-25 | $18 | $18 | $0 | $0 | ||
| FNMA AS6408 RETURN PRIN | 2018-12-25 | $14 | $14 | $0 | $0 | ||
| FNMA AS6408 RETURN PRIN | 2019-01-25 | $18 | $18 | $0 | $0 | ||
| FNMA AS 6520 RETURN PRIN | 2018-12-25 | $14 | $14 | $0 | $0 | ||
| FNMA AS 6520 RETURN PRIN | 2019-01-25 | $16 | $16 | $0 | $0 | ||
| FNMA AS9459 RETURN PRIN | 2018-12-25 | $19 | $19 | $0 | $0 | ||
| FNMA AS9459 RETURN PRIN | 2019-01-25 | $90 | $90 | $0 | $0 | ||
| FNMA AS9490 RETURN PRIN | 2018-12-25 | $11 | $11 | $0 | $0 | ||
| FNMA AS9490 RETURN PRIN | 2019-01-25 | $21 | $21 | $0 | $0 | ||
| FNMA AV6368 RETURN PRIN | 2018-12-25 | $19 | $19 | $0 | $0 | ||
| FNMA AV6368 RETURN PRIN | 2019-01-25 | $57 | $57 | $0 | $0 | ||
| FNMA AW8992 RETURN PRIN | 2018-12-25 | $4 | $4 | $0 | $0 | ||
| FNMA AW8992 RETURN PRIN | 2019-01-25 | $48 | $48 | $0 | $0 | ||
| FNMA AX3195 RETURN PRIN | 2018-12-25 | $7 | $7 | $0 | $0 | ||
| FNMA AX3195 RETURN PRIN | 2019-01-25 | $2 | $2 | $0 | $0 | ||
| FNMA AX7732 RETURN PRIN | 2018-12-25 | $10 | $10 | $0 | $0 | ||
| FNMA AX7732 RETURN PRIN | 2019-01-25 | $51 | $51 | $0 | $0 | ||
| FNMA AZ6973 RETURN PRIN | 2018-12-25 | $3 | $3 | $0 | $0 | ||
| FNMA AZ6973 RETURN PRIN | 2019-01-25 | $3 | $3 | $0 | $0 | ||
| FNMA BA2889 RETURN PRIN | 2018-12-25 | $41 | $41 | $0 | $0 | ||
| FNMA BA2889 RETURN PRIN | 2019-01-25 | $20 | $20 | $0 | $0 | ||
| FNMA BM1066 RETURN PRIN | 2018-12-25 | $52 | $52 | $0 | $0 | ||
| FNMA BM1066 RETURN PRIN | 2019-01-25 | $31 | $31 | $0 | $0 | ||
| FNMS SB1389 RETURN PRIN | 2018-12-25 | $40 | $40 | $0 | $0 | ||
| FNMS SB1389 RETURN PRIN | 2019-01-25 | $41 | $41 | $0 | $0 | ||
| FNMA AB3314 RETURN PRIN | 2018-12-25 | $3 | $3 | $0 | $0 | ||
| FNMA AB3314 RETURN PRIN | 2019-01-25 | $9 | $9 | $0 | $0 | ||
| FNMA MA 1732 RETURN PRIN | 2018-12-25 | $55 | $55 | $0 | $0 | ||
| FNMA MA 1732 RETURN PRIN | 2019-01-25 | $64 | $64 | $0 | $0 | ||
| FNMA MA2671 RETURN PRIN | 2018-12-25 | $24 | $24 | $0 | $0 | ||
| FNMA MA2671 RETURN PRIN | 2019-01-25 | $22 | $22 | $0 | $0 | ||
| FNMA MA2371 RETURN PRIN | 2018-12-25 | $22 | $22 | $0 | $0 | ||
| FNMA MA2371 RETURN PRIN | 2019-01-25 | $24 | $24 | $0 | $0 | ||
| FNMA MA2771 RETURN PRIN | 2018-12-25 | $233 | $233 | $0 | $0 | ||
| FNMA MA2771 RETURN PRIN | 2019-01-25 | $196 | $196 | $0 | $0 | ||
| FNMA MA2960 RETURN PRIN | 2018-12-25 | $39 | $39 | $0 | $0 | ||
| FNMA MA2960 RETURN PRIN | 2019-01-25 | $28 | $28 | $0 | $0 | ||
| FNMA MA3026 RETURN PRIN | 2018-12-25 | $104 | $104 | $0 | $0 | ||
| FNMA MA3026 RETURN PRIN | 2019-01-25 | $113 | $113 | $0 | $0 | ||
| FNMA MA3027 RETURN PRIN | 2018-12-25 | $31 | $31 | $0 | $0 | ||
| FNMA MA3027 RETURN PRIN | 2019-01-25 | $26 | $26 | $0 | $0 | ||
| FNMA MA3120 RETURN PRIN | 2018-12-25 | $39 | $39 | $0 | $0 | ||
| FNMA MA3120 RETURN PRIN | 2019-01-25 | $39 | $39 | $0 | $0 | ||
| FNMA MA3211 RETURN PRIN | 2018-12-25 | $30 | $30 | $0 | $0 | ||
| FNMA MA3211 RETURN PRIN | 2019-01-25 | $24 | $24 | $0 | $0 | ||
| FNMA MA3276 RETURN PRIN | 2018-12-25 | $24 | $24 | $0 | $0 | ||
| FNMA MA3276 RETURN PRIN | 2019-01-25 | $20 | $20 | $0 | $0 | ||
| FNMA MA 3442 RETURN PRIN | 2018-12-25 | $12 | $12 | $0 | $0 | ||
| FNMA MA 3442 RETURN PRIN | 2019-01-25 | $10 | $10 | $0 | $0 | ||
| FNMA AD5093 RETURN PRIN | 2018-12-25 | $16 | $16 | $0 | $0 | ||
| FNMA AD5093 RETURN PRIN | 2019-01-25 | $15 | $15 | $0 | $0 | ||
| FNMA AD5093 RETURN PRIN | 2018-12-25 | $24 | $24 | $0 | $0 | ||
| FNMA AD5093 RETURN PRIN | 2019-01-25 | $28 | $28 | $0 | $0 | ||
| ISHS CORE MSCI E/MKT ETF EMERGING MARKETS ETF 12 shs | 2017-06-06 | 2018-12-12 | $586 | $606 | -$20 | -$20 | |
| SPDR PORT SMALL CAP ETF SMALL CAP ETF 1509 shs | 2018-04-10 | 2018-12-12 | $43,519 | $45,527 | -$2,008 | -$2,008 | |
| INV OPTIMUM YLD K1 ETF OPTIMUM YLD DIVERSIFIED COMMODITY STR K1 ETF 1060 s | 2018-03-16 | 2018-12-12 | $17,161 | $18,327 | -$1,166 | -$1,166 | |
| TECH SEL SECT SPDR ETF SELECT SECTOR SPDR 519 shs | 2018-01-09 | 2018-12-12 | $34,752 | $34,544 | $208 | $208 | |
| ISHS S&P TTL US STK ETF U S STOCK MARKET ETF 373 shs | 2012-11-08 | 2018-10-19 | $23,450 | $11,785 | $11,665 | $11,665 | |
| ISHS EDGE MSCI MIN ETF EDGE MSCI MIN VOLATILITY ETF 370 shs | 2015-08-11 | 2018-10-19 | $20,457 | $15,568 | $4,889 | $4,889 | |
| FIRST TRUST SENIOR LOAN FUND ETF 184 shs | 2018-07-12 | 2018-10-19 | $8,854 | $8,827 | $27 | $27 | |
| VNGRD S&P 500 ETF INDEX ETF 28 shs | 2018-10-11 | 2018-10-19 | $7,096 | $7,084 | $12 | $12 | |
| ISHS EDGE MSCI MIN ETF EDGE MSCI MIN VOLATILITY ETF 77 shs | 2016-01-07 | 2018-10-19 | $4,257 | $3,152 | $1,105 | $1,105 | |
| INV S&P 500 EQUAL ETF WEIGHT ETF 176 shs | 2017-03-14 | 2018-10-19 | $17,712 | $15,935 | $1,777 | $1,777 | |
| SPDR S&P MDCP 400 ETF 35 shs | 2017-02-09 | 2018-10-19 | $11,901 | $10,904 | $997 | $997 | |
| JPM DIVS RET INTL EQ ETF DIVERSIFIED RETURN INTL EQUITY ETF 130 shs | 2017-06-06 | 2018-10-11 | $7,080 | $7,379 | -$299 | -$299 | |
| JPM DIVS RET INTL EQ ETF DIVERSIFIED RETURN INTL EQUITY ETF 746 shs | 2016-05-11 | 2018-10-11 | $40,627 | $37,307 | $3,320 | $3,320 | |
| TECH SEL SECT SPDR ETF SELECT SECTOR SPDR 586 shs | 2017-05-11 | 2018-09-11 | $43,610 | $32,448 | $11,162 | $11,162 | |
| TECH SEL SECT SPDR ETF SELECT SECTOR SPDR 6 shs | 2018-01-09 | 2018-09-11 | $447 | $399 | $48 | $48 | |
| INV OPTIMUM YLD K1 ETF OPTIMUM YLD DIVERSIFIED COMMODITY STR K1 ETF 690 sh | 2018-03-16 | 2018-07-12 | $12,192 | $11,930 | $262 | $262 | |
| INV OPTIMUM YLD K1 ETF OPTIMUM YLD DIVERSIFIED COMMODITY STR K1 ETF 1567 s | 2017-07-12 | 2018-07-12 | $27,689 | $24,649 | $3,040 | $3,040 | |
| INV OPTIMUM YLD K1 ETF OPTIMUM YLD DIVERSIFIED COMMODITY STR K1 ETF 968 sh | 2017-09-11 | 2018-07-12 | $17,104 | $16,030 | $1,074 | $1,074 | |
| OSI FTSE US QUAL DIV ETF FTSE U S QUALITY DIVIDEND ETF 356 shs | 2016-12-06 | 2018-07-12 | $11,175 | $9,565 | $1,610 | $1,610 | |
| SPDR PORT E/MKTS ETF EMERGING MARKETS ETF 943 shs | 2017-11-08 | 2018-07-12 | $33,750 | $35,230 | -$1,480 | -$1,480 | |
| PWRSH QQQ ETF 106 shs | 2016-10-13 | 2018-04-10 | $16,998 | $12,381 | $4,617 | $4,617 | |
| PWRSH QQQ ETF 86 shs | 2017-09-11 | 2018-04-10 | $13,791 | $12,531 | $1,260 | $1,260 | |
| FT LGCP CORE ALPHADX ETF CORE ALPHADEX ETF 234 shs | 2016-01-07 | 2018-04-10 | $13,703 | $9,762 | $3,941 | $3,941 | |
| ISHS CORE S&P 500 ETF 106 shs | 2016-01-07 | 2018-03-16 | $29,493 | $20,913 | $8,580 | $8,580 | |
| ISHS CORE S&P 500 ETF 34 shs | 2014-09-15 | 2018-03-16 | $9,460 | $6,803 | $2,657 | $2,657 | |
| ISHS CORE S&P 500 ETF 29 shs | 2013-09-11 | 2018-03-16 | $8,069 | $4,932 | $3,137 | $3,137 | |
| PWRSH QQQ ETF 189 shs | 2016-10-13 | 2018-02-07 | $30,781 | $22,075 | $8,706 | $8,706 | |
| WSDMTR U S DLR BLLSH ETF BLOOMBERG U S DOLLAR BULLISH FUND 857 shs | 2016-05-11 | 2018-02-07 | $21,604 | $22,385 | -$781 | -$781 | |
| SPDR BLACKSTONE GSO ETF BLACKSTONE GSO SR LN ETF 886 shs | 2017-05-11 | 2018-01-09 | $41,951 | $42,050 | -$99 | -$99 | |
| ISHS SHORT TREASURY ETF SHORT TREASURY BOND ETF | 2018-03-22 | 2018-12-31 | $6,618 | $6,619 | -$1 | -$1 | |
| ANNALY CAPITAL MANAGEMENT INC | 2013-12-31 | 2018-12-14 | $28,699 | $23,302 | $5,397 | $5,397 | |
| PROCTER & GAMBLE CO | 2012-01-26 | 2018-12-06 | $16,199 | $11,482 | $4,717 | $4,717 | |
| PROCTER & GAMBLE CO | 2013-12-31 | 2018-12-06 | $368 | $326 | $42 | $42 | |
| CISCO SYSTEMS INC | 2013-12-31 | 2018-11-13 | $18,679 | $9,207 | $9,472 | $9,472 | |
| LOWES COMPANIES INC | 2017-08-23 | 2018-10-19 | $3,491 | $2,508 | $983 | $983 | |
| MCKESSON CORP | 2016-12-01 | 2018-10-19 | $10,781 | $11,462 | -$681 | -$681 | |
| MEDTRONIC PLC | 2015-01-27 | 2018-10-19 | $18,150 | $14,377 | $3,773 | $3,773 | |
| MOLSON COORS BREWNG CL B COMPANY CLASS B | 2018-04-24 | 2018-10-19 | $8,445 | $10,079 | -$1,634 | -$1,634 | |
| AMERISOURCEBERGEN CORP | 2018-08-30 | 2018-10-19 | $14,169 | $13,376 | $793 | $793 | |
| JOHNSON & JOHNSON | 2012-01-26 | 2018-10-19 | $16,720 | $7,874 | $8,846 | $8,846 | |
| EXXON MOBIL CORP | 2011-09-30 | 2018-10-19 | $2,796 | $2,524 | $272 | $272 | |
| EXELON CORP | 2015-04-17 | 2018-10-19 | $4,811 | $3,627 | $1,184 | $1,184 | |
| EXXON MOBIL CORP | 2011-12-07 | 2018-10-19 | $8,881 | $8,689 | $192 | $192 | |
| EXXON MOBIL CORP | 2013-08-14 | 2018-10-19 | $1,480 | $1,608 | -$128 | -$128 | |
| GLAXOSMITHKLINE PLC ADR SPON ADR | 2015-12-23 | 2018-10-19 | $13,027 | $13,065 | -$38 | -$38 | |
| PEPSICO INC | 2012-01-26 | 2018-10-19 | $24,310 | $14,727 | $9,583 | $9,583 | |
| PPG INDUSTRIES INC | 2016-10-25 | 2018-10-19 | $6,068 | $5,490 | $578 | $578 | |
| U S BANCORP DE NEW | 2010-12-13 | 2018-10-19 | $13,820 | $6,943 | $6,877 | $6,877 | |
| WELLS FARGO & CO NEW NEW | 2012-01-26 | 2018-10-19 | $8,547 | $4,770 | $3,777 | $3,777 | |
| U S BANCORP DE NEW | 2013-01-31 | 2018-10-19 | $314 | $199 | $115 | $115 | |
| UPS INC B INC CL B | 2017-03-09 | 2018-10-19 | $10,421 | $9,551 | $870 | $870 | |
| TRAVELERS COS INC | 2009-11-27 | 2018-10-19 | $7,534 | $3,125 | $4,409 | $4,409 | |
| TARGET CORP | 2014-02-19 | 2018-10-19 | $24,903 | $17,049 | $7,854 | $7,854 | |
| ISHS SHORT TREASURY ETF SHORT TREASURY BOND ETF | 2018-03-22 | 2018-10-19 | $79,459 | $79,423 | $36 | $36 | |
| EXELON CORP | 2013-12-31 | 2018-10-19 | $6,998 | $4,404 | $2,594 | $2,594 | |
| PROCTER & GAMBLE COMPANY | 2012-01-26 | 2018-10-19 | $7,838 | $5,872 | $1,966 | $1,966 | |
| QUALCOMM INC | 2015-01-30 | 2018-10-19 | $11,241 | $10,511 | $730 | $730 | |
| VERIZON COMMNS INC INC | 2016-09-15 | 2018-10-19 | $19,789 | $18,562 | $1,227 | $1,227 | |
| LOWES COMPANIES INC | 2017-08-21 | 2018-10-19 | $4,488 | $3,306 | $1,182 | $1,182 | |
| CISCO SYSTEMS INC | 2012-01-26 | 2018-10-19 | $7,825 | $3,386 | $4,439 | $4,439 | |
| ANNALY CAPITAL MANAGEMENT INC | 2013-12-31 | 2018-10-19 | $8,143 | $6,776 | $1,367 | $1,367 | |
| CONOCOPHILLIPS | 2016-11-11 | 2018-10-19 | $8,832 | $5,228 | $3,604 | $3,604 | |
| AMERN EXPRESS CO | 2015-02-13 | 2018-10-19 | $4,794 | $3,511 | $1,283 | $1,283 | |
| AMERN EXPRESS CO | 2015-07-24 | 2018-10-19 | $6,925 | $4,932 | $1,993 | $1,993 | |
| EBAY INC | 2016-06-27 | 2018-10-19 | $8,984 | $6,929 | $2,055 | $2,055 | |
| LOWES COMPANIES INC | 2017-08-21 | 2018-08-22 | $16,069 | $11,019 | $5,050 | $5,050 | |
| WALMART INC | 2014-05-27 | 2018-08-17 | $1,989 | $1,509 | $480 | $480 | |
| EXELON CORP | 2013-12-31 | 2018-08-17 | $16,782 | $10,322 | $6,460 | $6,460 | |
| WALMART INC | 2016-01-04 | 2018-08-17 | $29,842 | $18,207 | $11,635 | $11,635 | |
| WALMART INC | 2015-08-19 | 2018-08-17 | $34,318 | $23,522 | $10,796 | $10,796 | |
| KROGER COMPANY | 2017-06-21 | 2018-08-08 | $22,023 | $16,192 | $5,831 | $5,831 | |
| TAIWAN SEMICON MFG CO MANUFACTURING CO LTD SPON ADR | 2013-12-31 | 2018-08-03 | $29,240 | $12,198 | $17,042 | $17,042 | |
| TAIWAN SEMICON MFG CO MANUFACTURING CO LTD SPON ADR | 2013-08-20 | 2018-08-03 | $6,057 | $2,297 | $3,760 | $3,760 | |
| MICROSOFT CORP | 2013-12-31 | 2018-06-01 | $13,975 | $5,197 | $8,778 | $8,778 | |
| MICROSOFT CORP | 2016-04-22 | 2018-06-01 | $20,108 | $10,314 | $9,794 | $9,794 | |
| SUNTRUST BANKS INC | 2016-02-05 | 2018-05-11 | $9,554 | $4,800 | $4,754 | $4,754 | |
| TAIWAN SEMICON MFG CO MANUFACTURING CO LTD SPON ADR | 2013-08-20 | 2018-05-11 | $7,996 | $3,169 | $4,827 | $4,827 | |
| SUNTRUST BANKS INC | 2012-01-12 | 2018-05-11 | $6,137 | $1,813 | $4,324 | $4,324 | |
| CISCO SYSTEMS INC | 2012-01-26 | 2018-05-11 | $6,912 | $2,988 | $3,924 | $3,924 | |
| PPG INDUSTRIES INC | 2016-10-25 | 2018-05-11 | $23,591 | $20,587 | $3,004 | $3,004 | |
| CONOCOPHILLIPS | 2016-11-11 | 2018-05-11 | $24,247 | $15,249 | $8,998 | $8,998 | |
| QUALCOMM INC | 2015-01-30 | 2018-05-11 | $12,417 | $13,911 | -$1,494 | -$1,494 | |
| SCHLUMBERGER LTD | 2017-11-28 | 2018-05-11 | $24,969 | $21,735 | $3,234 | $3,234 | |
| EXELON CORP | 2013-11-11 | 2018-05-11 | $12,135 | $8,595 | $3,540 | $3,540 | |
| TORCHMARK CORP | 2012-01-26 | 2018-05-11 | $8,613 | $3,011 | $5,602 | $5,602 | |
| WALMART INC | 2014-05-27 | 2018-05-11 | $10,362 | $9,434 | $928 | $928 | |
| VERIZON COMMS INC INC | 2016-09-15 | 2018-05-11 | $19,504 | $20,624 | -$1,120 | -$1,120 | |
| WELLS FARGO & CO NEW NEW | 2012-01-26 | 2018-05-11 | $20,508 | $11,181 | $9,327 | $9,327 | |
| AMERN EXPRESS CO | 2015-02-13 | 2018-05-11 | $23,048 | $17,557 | $5,491 | $5,491 | |
| ISHS SHORT TREASURY ETF SHORT TREASURY BOND ETF | 2018-03-22 | 2018-05-11 | $71,687 | $71,702 | -$15 | -$15 | |
| UPS INC B INC CL B | 2017-03-09 | 2018-05-11 | $25,959 | $23,877 | $2,082 | $2,082 | |
| U S BANCORP DE NEW | 2010-12-13 | 2018-05-11 | $3,203 | $1,631 | $1,572 | $1,572 | |
| TARGET CORP | 2014-02-19 | 2018-05-11 | $1,051 | $852 | $199 | $199 | |
| CISCO SYSTEMS INC | 2012-01-24 | 2018-05-11 | $17,280 | $7,383 | $9,897 | $9,897 | |
| TRAVELERS COMPANIES INC | 2009-11-27 | 2018-05-11 | $16,500 | $6,511 | $9,989 | $9,989 | |
| U S BANCORP DE NEW | 2010-06-18 | 2018-05-11 | $16,172 | $7,330 | $8,842 | $8,842 | |
| TARGET CORP | 2013-12-31 | 2018-05-11 | $16,473 | $14,906 | $1,567 | $1,567 | |
| PNC FINL SVCS GROUP INC GROUP INC | 2012-01-26 | 2018-05-11 | $11,382 | $4,502 | $6,880 | $6,880 | |
| DIAMOND OFFSHORE DRLNG DRILLING INC | 2017-06-08 | 2018-05-11 | $5,852 | $3,276 | $2,576 | $2,576 | |
| EBAY INC | 2015-07-23 | 2018-05-11 | $3,290 | $2,408 | $882 | $882 | |
| EXXON MOBIL CORP | 2011-09-30 | 2018-05-11 | $4,149 | $3,786 | $363 | $363 | |
| EXXON MOBIL CORP | 2011-08-12 | 2018-05-11 | $7,485 | $6,659 | $826 | $826 | |
| KROGER COMPANY | 2017-06-21 | 2018-05-11 | $22,718 | $20,658 | $2,060 | $2,060 | |
| GLAXOSMITHKLINE PLC ADR SPON ADR | 2012-01-26 | 2018-05-11 | $11,750 | $13,330 | -$1,580 | -$1,580 | |
| HONDA MTR LTD ADR ADR REPSTG 2 ORD SHS | 2014-11-20 | 2018-05-11 | $15,742 | $14,752 | $990 | $990 | |
| JOHNSON & JOHNSON | 2012-01-26 | 2018-05-11 | $15,791 | $8,202 | $7,589 | $7,589 | |
| GLAXOSMITHKLINE PLC ADR SPON ADR | 2015-12-23 | 2018-05-11 | $1,593 | $1,633 | -$40 | -$40 | |
| GLAXOSMITHKLINE PLC ADR SPON ADR | 2013-12-31 | 2018-05-11 | $9,559 | $12,766 | -$3,207 | -$3,207 | |
| MCKESSON CORP | 2016-12-01 | 2018-05-11 | $22,262 | $21,490 | $772 | $772 | |
| EXXON MOBIL CORP | 2011-08-11 | 2018-05-11 | $7,810 | $6,679 | $1,131 | $1,131 | |
| MICROSOFT CORP | 2013-12-31 | 2018-05-11 | $21,116 | $8,075 | $13,041 | $13,041 | |
| EXELON CORP | 2013-12-31 | 2018-05-11 | $16,180 | $11,010 | $5,170 | $5,170 | |
| NATIONAL GRID ADR 2017 SPON ADR NEW 2017 | 2018-02-21 | 2018-05-11 | $22,924 | $21,072 | $1,852 | $1,852 | |
| MOLSON COORS BREWNG CL B COMPANY CLASS B | 2018-04-24 | 2018-05-11 | $22,886 | $26,997 | -$4,111 | -$4,111 | |
| DIAMOND OFFSHORE DRLNG DRILLING INC | 2016-01-04 | 2018-05-11 | $9,521 | $9,912 | -$391 | -$391 | |
| MICROSOFT CORP | 2012-01-26 | 2018-05-11 | $880 | $267 | $613 | $613 | |
| EXXON MOBIL CORP | 2011-08-05 | 2018-05-11 | $15,133 | $14,004 | $1,129 | $1,129 | |
| MEDTRONIC PLC | 2015-01-27 | 2018-05-11 | $25,777 | $22,701 | $3,076 | $3,076 | |
| EBAY INC | 2016-06-27 | 2018-05-11 | $6,387 | $3,688 | $2,699 | $2,699 | |
| AMERN EXPRESS CO | 2012-01-26 | 2018-04-30 | $8,955 | $4,547 | $4,408 | $4,408 | |
| GLAXOSMITHKLINE PLC ADR SPON ADR | 2012-01-26 | 2018-04-30 | $15,078 | $16,945 | -$1,867 | -$1,867 | |
| AMERN EXPRESS CO | 2015-02-13 | 2018-04-30 | $3,483 | $2,731 | $752 | $752 | |
| TORCHMARK CORP | 2012-01-26 | 2018-04-30 | $10,916 | $3,763 | $7,153 | $7,153 | |
| SUNTRUST BANKS INC | 2012-01-12 | 2018-04-30 | $11,753 | $3,605 | $8,148 | $8,148 | |
| CVS HEALTH CORP | 2017-03-09 | 2018-04-04 | $23,562 | $29,526 | -$5,964 | -$5,964 | |
| CVS HEALTH CORP | 2016-12-01 | 2018-04-04 | $7,101 | $8,398 | -$1,297 | -$1,297 | |
| CONOCOPHILLIPS | 2016-11-11 | 2018-03-29 | $19,187 | $14,160 | $5,027 | $5,027 | |
| CVS HEALTH CORP | 2016-12-01 | 2018-03-20 | $29,298 | $35,499 | -$6,201 | -$6,201 | |
| EBAY INC | 2015-07-23 | 2018-03-07 | $46,882 | $30,448 | $16,434 | $16,434 | |
| PNC FINL SVCS GROUP INC GROUP INC | 2012-01-26 | 2018-02-26 | $45,780 | $17,106 | $28,674 | $28,674 | |
| UPS INC B INC CL B | 2017-03-09 | 2018-01-23 | $15,192 | $12,204 | $2,988 | $2,988 | |
| DIAMOND OFFSHORE DRLNG DRILLING INC | 2016-01-04 | 2018-01-23 | $1,475 | $1,549 | -$74 | -$74 | |
| CISCO SYSTEMS INC | 2011-10-06 | 2018-01-23 | $4,000 | $1,575 | $2,425 | $2,425 | |
| KROGER COMPANY | 2017-06-21 | 2018-01-23 | $15,325 | $11,725 | $3,600 | $3,600 | |
| CONOCOPHILLIPS | 2016-11-11 | 2018-01-23 | $22,721 | $16,338 | $6,383 | $6,383 | |
| DIAMOND OFFSHORE DRLNG DRILLING INC | 2014-12-02 | 2018-01-23 | $11,212 | $16,842 | -$5,630 | -$5,630 | |
| TARGET CORP | 2012-01-26 | 2018-01-23 | $7,452 | $4,835 | $2,617 | $2,617 | |
| CISCO SYSTEMS INC | 2012-01-24 | 2018-01-23 | $8,211 | $3,839 | $4,372 | $4,372 | |
| LOWES COMPANIES INC | 2017-08-21 | 2018-01-23 | $20,281 | $13,958 | $6,323 | $6,323 | |
| DIAMOND OFFSHORE DRLNG DRILLING INC | 2014-12-05 | 2018-01-23 | $16,817 | $25,057 | -$8,240 | -$8,240 | |
| TARGET CORP | 2017-11-24 | 2018-12-26 | $22,747 | $18,395 | $4,352 | $4,352 | |
| CIGNA CORP NEW NEW | 2018-11-21 | 2018-12-24 | $132 | $138 | -$6 | -$6 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2017-11-24 | 2018-12-24 | $1,585 | $1,585 | $0 | $0 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2018-11-21 | 2018-12-24 | $60 | $39 | $21 | $21 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2018-10-24 | 2018-12-24 | $23 | $24 | -$1 | -$1 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2017-11-24 | 2018-12-24 | $1,777 | $1,768 | $9 | $9 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2018-05-16 | 2018-12-24 | $4,083 | $1,282 | $2,801 | $2,801 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2018-05-16 | 2018-12-24 | $3,555 | $2,061 | $1,494 | $1,494 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2018-10-24 | 2018-12-24 | $53 | $41 | $12 | $12 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2018-05-16 | 2018-12-10 | $26 | $26 | $0 | $0 | |
| HALLIBURTON COMPANY | 2017-11-24 | 2018-12-10 | $2,257 | $4,081 | -$1,824 | -$1,824 | |
| HALLIBURTON COMPANY | 2018-10-24 | 2018-12-10 | $2,843 | $4,050 | -$1,207 | -$1,207 | |
| HALLIBURTON COMPANY | 2017-11-24 | 2018-12-10 | $1,524 | $1,784 | -$260 | -$260 | |
| INCYTE CORP | 2018-01-25 | 2018-12-10 | $6,345 | $9,555 | -$3,210 | -$3,210 | |
| STATE STREET CORP | 2018-05-16 | 2018-12-10 | $3,980 | $6,865 | -$2,885 | -$2,885 | |
| STATE STREET CORP | 2018-10-24 | 2018-12-10 | $3,146 | $4,964 | -$1,818 | -$1,818 | |
| STATE STREET CORP | 2018-11-21 | 2018-12-10 | $1,990 | $2,112 | -$122 | -$122 | |
| STATE STREET CORP | 2018-11-21 | 2018-12-10 | $1,348 | $1,525 | -$177 | -$177 | |
| OCCIDENTAL PETRO CORP CORP | 2018-10-24 | 2018-12-10 | $1,224 | $1,375 | -$151 | -$151 | |
| OCCIDENTAL PETRO CORP CORP | 2018-10-24 | 2018-12-10 | $3,995 | $4,312 | -$317 | -$317 | |
| INCYTE CORP | 2018-11-21 | 2018-12-10 | $2,551 | $2,412 | $139 | $139 | |
| INCYTE CORP | 2018-05-16 | 2018-12-10 | $3,074 | $3,011 | $63 | $63 | |
| OCCIDENTAL PETRO CORP CORP | 2018-05-16 | 2018-12-10 | $3,480 | $4,561 | -$1,081 | -$1,081 | |
| INCYTE CORP | 2018-11-21 | 2018-12-10 | $5,102 | $5,247 | -$145 | -$145 | |
| HALLIBURTON COMPANY | 2017-11-24 | 2018-12-10 | $997 | $1,090 | -$93 | -$93 | |
| BOEING CO | 2018-05-16 | 2018-10-31 | $11,115 | $9,048 | $2,067 | $2,067 | |
| PRAXAIR INC | 2018-10-24 | 2018-10-31 | $8,009 | $7,770 | $239 | $239 | |
| PRAXAIR INC | 2017-11-24 | 2018-10-31 | $4,577 | $4,540 | $37 | $37 | |
| PRAXAIR INC | 2017-11-24 | 2018-10-25 | $9,807 | $9,212 | $595 | $595 | |
| CHARTER COMMNS INC NEW A INC NEW CL A | 2018-02-27 | 2018-10-25 | $7,292 | $7,587 | -$295 | -$295 | |
| PHILIP MORRIS INTL INC | 2017-11-24 | 2018-10-25 | $1,818 | $2,095 | -$277 | -$277 | |
| PROCTER & GAMBLE COMPANY | 2017-11-24 | 2018-10-25 | $12,304 | $12,249 | $55 | $55 | |
| OCCIDENTAL PETRO CORP CORP | 2017-11-24 | 2018-10-25 | $7,583 | $7,536 | $47 | $47 | |
| PHILIP MORRIS INTL INC | 2018-03-27 | 2018-10-25 | $11,271 | $12,799 | -$1,528 | -$1,528 | |
| BLUEBIRD BIO INC | 2017-11-24 | 2018-10-25 | $2,452 | $3,802 | -$1,350 | -$1,350 | |
| COMCAST CORP A NEW | 2018-05-16 | 2018-10-25 | $11,347 | $11,334 | $13 | $13 | |
| BLUEBIRD BIO INC | 2018-05-16 | 2018-10-25 | $1,985 | $3,005 | -$1,020 | -$1,020 | |
| OCCIDENTAL PETRO CORP CORP | 2018-10-24 | 2018-10-25 | $1,861 | $2,280 | -$419 | -$419 | |
| BLUEBIRD BIO INC | 2017-11-24 | 2018-10-25 | $1,284 | $1,283 | $1 | $1 | |
| WELLS FARGO & CO NEW NEW | 2018-05-17 | 2018-09-27 | $13,017 | $13,444 | -$427 | -$427 | |
| NEWELL BRANDS INC | 2018-05-16 | 2018-09-27 | $7,661 | $10,115 | -$2,454 | -$2,454 | |
| NEWELL BRANDS INC | 2017-11-24 | 2018-09-27 | $7,191 | $9,293 | -$2,102 | -$2,102 | |
| NEWELL BRANDS INC | 2018-05-16 | 2018-09-27 | $266 | $367 | -$101 | -$101 | |
| QUALCOMM INC | 2017-11-24 | 2018-09-27 | $2,230 | $1,754 | $476 | $476 | |
| QUALCOMM INC | 2018-05-16 | 2018-09-27 | $5,827 | $5,570 | $257 | $257 | |
| STARBUCKS CORP | 2017-11-24 | 2018-09-27 | $9,921 | $9,842 | $79 | $79 | |
| STARBUCKS CORP | 2018-05-16 | 2018-08-21 | $11,594 | $11,409 | $185 | $185 | |
| ROCHE HLDNG LTD SPNS ADR SPONSORED ADR | 2017-11-24 | 2018-08-21 | $2,933 | $2,694 | $239 | $239 | |
| NEWELL BRANDS INC | 2017-11-24 | 2018-08-21 | $8,724 | $11,280 | -$2,556 | -$2,556 | |
| ROCHE HLDNG LTD SPNS ADR SPONSORED ADR | 2018-03-27 | 2018-07-25 | $3,704 | $3,775 | -$71 | -$71 | |
| ENBRIDGE INC | 2017-11-24 | 2018-07-25 | $3,637 | $3,149 | $488 | $488 | |
| ENBRIDGE INC | 2018-05-16 | 2018-07-25 | $15,178 | $16,147 | -$969 | -$969 | |
| CH ROBINSON WORLDWID NEW INC NEW | 2017-11-24 | 2018-07-25 | $3,925 | $3,696 | $229 | $229 | |
| CH ROBINSON WORLDWID NEW INC NEW | 2018-05-16 | 2018-06-07 | $4,655 | $4,067 | $588 | $588 | |
| ASTRAZENECA PLC ADR SPONSORED ADR | 2017-11-24 | 2018-06-07 | $3,781 | $3,795 | -$14 | -$14 | |
| ASTRAZENECA PLC ADR SPONSORED ADR | 2017-11-24 | 2018-05-17 | $4,727 | $4,387 | $340 | $340 | |
| APPLE INC | 2017-11-24 | 2018-05-17 | $8,596 | $8,051 | $545 | $545 | |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | 2018-01-25 | 2018-05-17 | $4,085 | $4,331 | -$246 | -$246 | |
| DIGITAL REALTY TRUST INC | 2018-05-16 | 2018-05-17 | $6,127 | $6,435 | -$308 | -$308 | |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | 2018-05-16 | 2018-05-17 | $3,404 | $3,429 | -$25 | -$25 | |
| DIGITAL REALTY TRUST INC TRUST INC | 2017-11-24 | 2018-05-17 | $5,282 | $5,335 | -$53 | -$53 | |
| DOLLAR GENERAL CORP NEW | 2017-11-24 | 2018-05-17 | $9,300 | $8,330 | $970 | $970 | |
| HEXCEL CORP NEW | 2018-05-16 | 2018-05-17 | $11,195 | $9,591 | $1,604 | $1,604 | |
| DOLLAR GENERAL CORP NEW | 2017-11-24 | 2018-03-27 | $8,041 | $7,995 | $46 | $46 | |
| ANALOG DEVICES INC | 2017-11-24 | 2018-03-27 | $4,878 | $4,606 | $272 | $272 | |
| AMAZON.COM INC | 2017-11-24 | 2018-03-27 | $7,866 | $5,878 | $1,988 | $1,988 | |
| HP INC | 2017-11-24 | 2018-03-27 | $8,051 | $7,656 | $395 | $395 | |
| CARNIVAL CORP PAIRD CTF 1 COM CARNIVL CRP & 1 TR SH BEN INT P&O PRINCESS | 2017-11-24 | 2018-03-27 | $4,326 | $4,327 | -$1 | -$1 | |
| CANADIAN NATL RAILWAY CO RAILWAY COMPANY | 2017-11-24 | 2018-02-27 | $5,192 | $5,745 | -$553 | -$553 | |
| UNILEVER PLC SPONS ADR SPONSORED ADR NEW | 2017-11-24 | 2018-02-27 | $5,107 | $5,558 | -$451 | -$451 | |
| CERNER CORP | 2017-11-24 | 2018-02-27 | $16,119 | $17,713 | -$1,594 | -$1,594 | |
| MONSANTO COMPANY NEW | 2017-11-24 | 2018-01-25 | $9,584 | $9,229 | $355 | $355 | |
| EXPRESS SCRIPTS HLDG CO HOLDING CO | 2017-11-24 | 2018-01-25 | $4,848 | $3,657 | $1,191 | $1,191 | |
| EXXON MOBIL CORP | 2017-11-24 | 2018-01-25 | $9,560 | $8,789 | $771 | $771 | |
| TEXAS INSTRUMENTS INC | 2017-11-24 | 2018-01-25 | $5,743 | $5,143 | $600 | $600 | |
| NEVRO CORP | 2017-11-14 | 2018-07-25 | $7,744 | $9,677 | -$1,933 | -$1,933 | |
| NEVRO CORP | 2017-01-30 | 2018-07-25 | $1,501 | $2,128 | -$627 | -$627 | |
| MAXLINEAR INC | 2018-01-26 | 2018-07-12 | $7,639 | $11,973 | -$4,334 | -$4,334 | |
| FACEBOOK INC CL A | 2015-07-17 | 2018-04-25 | $11,016 | $6,572 | $4,444 | $4,444 | |
| PEPSICO INC | 2009-11-25 | 2018-04-23 | $921 | $568 | $353 | $353 | |
| PEPSICO INC | 2013-01-31 | 2018-04-23 | $307 | $218 | $89 | $89 | |
| PEPSICO INC | 2013-12-31 | 2018-04-23 | $12,175 | $9,890 | $2,285 | $2,285 | |
| BIOGEN INC | 2015-07-27 | 2018-02-20 | $12,280 | $11,893 | $387 | $387 | |
| MAXIMUS INC | 2013-12-31 | 2018-02-20 | $11,847 | $7,747 | $4,100 | $4,100 | |
| MAXIMUS INC | 2013-07-02 | 2018-02-20 | $8,280 | $4,448 | $3,832 | $3,832 | |
| CHURCH & DWIGHT COMPANY COMPANY INC | 2013-12-31 | 2018-02-02 | $12,473 | $8,905 | $3,568 | $3,568 | |
| PEPSICO INC | 2009-11-25 | 2018-02-02 | $7,760 | $4,105 | $3,655 | $3,655 | |
| ELI LILLY & COMPANY | 2017-01-30 | 2018-01-26 | $7,470 | $6,525 | $945 | $945 | |
| AETNA INC NEW NEW | 2017-10-20 | 2018-01-25 | $16,924 | $13,973 | $2,951 | $2,951 | |
| SNYDERS LANCE INC | 2017-09-22 | 2018-01-05 | $13,356 | $9,950 | $3,406 | $3,406 | |
| PRICELINE GROUP INC | 2013-12-31 | 2018-01-05 | $18,107 | $11,563 | $6,544 | $6,544 | |
| PRICELINE GROUP INC | 2013-01-31 | 2018-01-05 | $1,811 | $682 | $1,129 | $1,129 | |
| PRICELINE GROUP INC | 2010-12-08 | 2018-01-05 | $7,243 | $1,661 | $5,582 | $5,582 | |
| OPPEN DEV MKT Y DEVELOPING MARKETS CL Y | 2014-06-10 | 2018-10-24 | $18,000 | $19,606 | -$1,606 | -$1,606 | |
| OPPEN DEV MKT Y DEVELOPING MARKETS CL Y | 2014-06-10 | 2018-10-18 | $50,000 | $53,134 | -$3,134 | -$3,134 | |
| OPPEN DEV MKT Y DEVELOPING MARKETS CL Y | 2014-06-10 | 2018-09-04 | $20,000 | $19,460 | $540 | $540 | |
| PIMCO FXD INC-580 | 2017-12-01 | 2018-11-20 | $5,736 | $5,980 | -$244 | -$244 | |
| UST NOTE 2.25 | 2017-10-25 | 2018-09-06 | $4,758 | $7,918 | -$3,160 | -$3,160 | |
| UST NOTE 2.25 | 2018-07-24 | 2018-09-06 | $3,876 | $3,849 | $27 | $27 | |
| UST NOTE 2.0 | 2017-09-01 | 2018-07-23 | $6,835 | $7,082 | -$247 | -$247 | |
| PIMCO FXD INC SHS-880 | 2018-05-01 | $8,818 | $10,850 | -$2,032 | -$2,032 | ||
| PIMCO FXD INC SHS-1100 | 2018-09-06 | $11,033 | $13,563 | -$2,530 | -$2,530 | ||
| PIMCO FXD INC SHS-24070 | 2018-11-20 | $238,052 | $286,092 | -$48,040 | -$48,040 | ||
| PIMCO FXD INC SHS M-570 | 2018-05-01 | $5,729 | $6,156 | -$427 | -$427 | ||
| PIMCO FXD INC SHS-1310 | 2018-09-06 | $13,283 | $14,148 | -$865 | -$865 | ||
| PIMCO FXD INC SHS-24630 | 2018-11-20 | $245,807 | $263,360 | -$17,553 | -$17,553 | ||
| FNMA BOND 6.25 | 2018-09-06 | $1,277 | $1,333 | -$56 | -$56 | ||
| FNMA NOTE 1.875 | 2018-09-06 | $3,674 | $3,662 | $12 | $12 | ||
| UST BOND 3.125 | 2018-09-06 | $3,041 | $2,944 | $97 | $97 | ||
| UST BOND 2.875 | 2018-09-06 | $2,900 | $2,885 | $15 | $15 | ||
| UST NITE 2.0 | 2018-12-31 | $35,626 | $36,387 | -$761 | -$761 | ||
| UST NOTE 2.0 | 2018-12-31 | $12,865 | $12,569 | $296 | $296 | ||
| UST NOTE 2.0 | 2018-12-31 | $55,655 | $58,285 | -$2,630 | -$2,630 | ||
| VARIOUS FNMA RETURN PRIN | 2018-12-31 | $31,854 | $31,854 | $0 | $0 | ||
| ADJUSTED GAIN | 2018-12-31 | $309,060 | $309,060 | $309,060 | |||
| Capital Gains Dividends | $119,761 | $119,761 | $119,761 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $881,624 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $678,812 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,665,367 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.053596 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $374,382 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $11,968,696 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.031280 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $451,662 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $12,529,803 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.036047 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $467,857 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $12,062,464 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.038786 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $513,859 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $12,420,068 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.041373 | DistributionYr5Rt |
| Total Distribution | 0.201082 | TotalDistributionRt |
| Average Distribution | 0.040216 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $11,791,725 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $474,216 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $9,056 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $483,272 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $530,276 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $9,056 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $9,056 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $9,056 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,720 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $10,720 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $152 | EsPenaltyAmt |
| Overpayment | $1,512 | OverpaymentAmt |
| Applied To ES Tax | $1,512 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NC | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | K B MORGAN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3362712870 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 405 BATTLEGROUND AVE SUITE 101 | AddressLine1Txt |
| City | GREENSBORO | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| KATHARINE THOMAS | ||||||||
| 3802 SWARTHMORE RD | DURHAM | NC | 27707 | DIRECTOR | 0.10 | $0 | $0 | $141 |
| E JACK WALKER | ||||||||
| 3802 SWARTHMORE RD | DURHAM | NC | 27707 | DIRECTOR,SECRETARY | 0.15 | $0 | $0 | $141 |
| EDWIN THOMAS | ||||||||
| 3802 SWARTHMORE RD | DURHAM | NC | 27707 | DIRECTOR | 0.10 | $0 | $0 | $141 |
| CHARLES FULLER | ||||||||
| 3802 SWARTHMORE RD | DURHAM | NC | 27707 | DIRECTOR | 0.10 | $0 | $0 | $141 |
| JOHN S THOMAS | ||||||||
| 3802 SWARTHMORE RD | DURHAM | NC | 27707 | PRESIDENT | 35.00 | $170,315 | $14,993 | $1,240 |
| KENNETH B MORGAN | ||||||||
| 405 BATTLEGROUND AVE SUITE 101 | GREENSBORO | NC | 27401 | DIRECTOR,VICE PRES,TREAS | 10.00 | $49,536 | $4,602 | $143 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN S THOMAS | ||||||||
| 3802 SWARTHMORE RD | DURHAM | NC | 27707 | PRESIDENT | 35.00 | $170,315 | $14,993 | $1,240 |
| KENNETH B MORGAN | ||||||||
| 405 BATTLEGROUND AVE SUITE 101 | GREENSBORO | NC | 27401 | DIRECTOR,VICE PRES,T | 20.00 | $49,536 | $4,602 | $143 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,380,655 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $590,639 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $11,971,294 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $11,971,294 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $179,569 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $11,791,725 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $589,586 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $589,586 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $9,056 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $9,056 | TotalTaxAmt |
| Distributable Before Adj | $580,530 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $580,530 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $580,530 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $530,276 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $530,276 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $9,056 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $521,220 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $580,530 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $244,274 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $530,276 | QualifyingDistributionsAmt |
| Applied To Year1 | $244,274 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $286,002 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $294,528 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | MR JOHN S THOMAS | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3802 SWARTHMORE ROAD | AddressLine1Txt |
| City | DURHAM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 27707 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 9194039498 | RecipientPhoneNum |
| Form And Info And Materials | APPLICATIONS SHOULD BE SUBMITTED IN LETTER FORM. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICANS FOR PROSPERITY FOUNDATION | |||||||
| 1726 M STREET 10TH FL | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| AMISTAD MISSION | |||||||
| 55 SCOTT ST | BUFORD | GA | 30158 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $20,000 |
| BILLY GRAHAM EVANGELISTIC ASSOCIATION | |||||||
| 1 BILLY GRAHAM PARKWAY | CHARLOTTE | NC | 282010001 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| DUKE UNIVERSITY | |||||||
| BOX 90482 | DURHAM | NC | 27708 | NONE | PUBLIC CHARITY | COMPREHENSIVE CANCER CENTER | $20,000 |
| EPISCOPAL CHURCH OF THE HOLY COMFORTER | |||||||
| 2701 PARK ROAD | CHARLOTTE | NC | 28209 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,500 |
| EXPONENT PHILANTHOPY | |||||||
| 4905 DEL RAY AVE | BETHESDA | MD | 20814 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $1,000 |
| HOMEWARD BOUND OF WESTERN NC INC | |||||||
| PO BOX 1166 | ASHVILLE | NC | 28801 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $5,000 |
| MISSION TRAINING INTERNATIONAL | |||||||
| PO BOX 1220 | PALMER LAKE | CO | 80133 | NONE | PUBLIC CHARITY | MISSIONARY STAFF SUPPORT | $2,500 |
| NATIONAL RIGHT TO WORK LEGAL DEFENSE FOUNDATION | |||||||
| 8001 BRADDOCK RD | SPRINGFIELD | VA | 22160 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| NATIONAL TAXPAYERS UNION FOUNDATION | |||||||
| 108 NORTH ALFRED ST | ALEXANDRIA | VA | 22314 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $20,000 |
| OMICRON DELTA KAPPA FOUNDATION | |||||||
| 224 MCLAUGHLIN STREET | LEXINGTON | VA | 244502002 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $25,000 |
| REX HOSPITAL FOUNDATION | |||||||
| 2500 BLUE RIDGE PARKWAY STE 325 | RALEIGH | NC | 27507 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| SCHOOLHOUSE OF WONDER | |||||||
| 5101-B N ROXBORO ST | DURHAM | NC | 27704 | NONE | PUBLIC CHARITY | SCHOLARSHIPS | $7,500 |
| SERVE NOW | |||||||
| PO BOX 50890 | COLORADO SPRINGS | CO | 80949 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $15,000 |
| ST STEPHENS EPISCOPAL CHURCH | |||||||
| 82 KIMBERLY DR | DURHAM | NC | 27707 | NONE | PUBLIC CHARITY | YOUTH PROGRAMS | $2,500 |
| THALES ACADEMY | |||||||
| 4161 PARAGON PARK | RALEIGH | NC | 276163174 | NONE | PUBLIC CHARITY | SCHOLARSHIPS | $5,000 |
| THE BURNT SWAMP BAPTIST ASSOCIATION | |||||||
| PO BOX 1207 | PEMBROKE | NC | 28372 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $10,000 |
| THE EMILY KRYZEWSKI FAMILY LIFE CENTER | |||||||
| 904 WEST CHAPEL HILL STREET | DURHAM | NC | 27701 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| THE JESSE HELMS CENTER FOUNDATION | |||||||
| PO BOX 247 | WINGATE | NC | 28270 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $50,000 |
| THE JOHN LOCK FOUNDATION | |||||||
| 200 WEST MORGAN ST SUITE 200 | RALEIGH | NC | 27601 | NONE | PUBLIC CHARITY | EA MORRIS FELLOWSHIP PROGRAM | $115,000 |
| TRINITY EPISCOPAL SCHOOL | |||||||
| 750 E 9TH ST | CHARLOTTE | NC | 28202 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $2,000 |
| UNC LAW FOUNDATION | |||||||
| VAN HECKE WETACCH HALL 160 RIDGE RD | CHAPEL HILL | NC | 27599 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| UNC-CHARLOTTE FOUNDATION | |||||||
| 9201 UNIVERSITY CITY BLVD | CHARLOTTE | NC | 28223 | NONE | PUBLIC CHARITY | SCHOLARSHIPS | $5,000 |
| WESTMINSTER PRESBYTERIAN CHURCH | |||||||
| 3639 OLD CHAPEL HILL RD | DURHAM | NC | 27707 | NONE | CHURCH | GENERAL SUPPORT | $2,500 |
| YOUNG AMERICA'S FOUNDATION | |||||||
| 11480 COMMERCE PARK DRIVE 6TH FLOOR | RESTON | VA | 20191 | NONE | PUBLIC CHARITY | GENERAL SUPPORT | $20,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $366,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $128,308 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $881,624 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,009,932 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,009,932 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (2 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| TELEPHONE | 2012-12-13 | $62 | $62 | SL | 5.000000000000 | $0 | $0 |
| Ipad & accessories | 2015-12-16 | $772 | $327 | SL | 5.000000000000 | $154 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | Stifel Bonds-5965 | BondNm |
| EOY Book Value | $38,144 | EOYBookValueAmt |
| EOYFMV | $36,188 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Stifel Equities-0454 | $1,485,116 | $1,553,456 |
| Stifel Equities-1453 | $859,018 | $750,146 |
| Stifel Equities-4556 | $352,941 | $305,697 |
| Stifel Equities-5244 | $542,423 | $689,444 |
| Stifel Equities-5965 | $652,971 | $657,701 |
| Stifel Equities-6546 | $165,244 | $144,780 |
| Stifel Equities-6707 | $2,121,859 | $2,030,919 |
| Stifel Equities-9259 | $917,670 | $1,415,298 |
| Stifel Equities-9777 | $299,570 | $303,845 |
| Stifel Equities-9969 | $1,084,862 | $961,819 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,704,219 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,697,544 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| TELEPHONE | $62 | $62 | $0 |
| Ipad & accessories | $772 | $481 | $291 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Legal fees | CategoryTxt |
| Legal Fees | $6,342 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| DUES | $750 | $0 | $0 |
| TELEPHONE & INTERNET | $750 | $0 | $0 |
| OFFICE SUPPLIES | $353 | $0 | $0 |
| PAYROLL PROCESSING | $1,257 | $0 | $0 |
| INVESTMENT MANAGEMENT FEES | $70,592 | $70,592 | $0 |
| OTHER INVESTMENT FEES | $1,712 | $1,712 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX W/H | $3,303 | $3,303 | $0 |
| FEDERAL EXCISE TAX PAID | $17,711 | $17,711 | $0 |
Comments