JOHN L NAU III FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- JOHN L NAU III FOUNDATION (EIN 20-8457303)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-15
- IRS object ID
- 201913199349102896
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-15T12:31:39-06:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010687790 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BC CONSULTING PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 955 GEMINI STREET | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77058 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208457303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NAU FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NAUF | BusinessNameControlTxt |
| Phone | 7138666323 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN L NAU III | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 7138666362 | PhoneNum |
| Signature | 2019-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRYAN F CLARK | PreparerPersonNm |
| PTIN | P00360796 | PTIN |
| Phone | 7132267800 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 23.30.80.153 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-11-15 | IPDt |
| IP Tm | 12:31:35 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 6285BCA4B2B3A037F8B1921CF3F1A9B8557DD66F | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 5BD5A4056EEF97928A02DD8B7D179123FE1D0311 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-04-17 16:48:07Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,630,022 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $73,221 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $73,221 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $87,909 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $732,666 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $87,909 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $80,366 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $80,366 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $241,496 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $241,496 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,625 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $875 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $8,083 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,083 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $25,642 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $25,615 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $27 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $37,225 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $30,323 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $902 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $410,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $410,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $447,225 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $30,323 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $410,902 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$205,729 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $211,173 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $117,330 | CashBOYAmt |
| Cash EOY | $311,930 | CashEOYAmt |
| Cash EOYFMV | $311,930 | CashEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $17,686 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $17,686 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,882,363 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,563,765 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,563,765 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $2,270,892 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,736,641 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,736,641 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $4,270,585 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,630,022 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,630,022 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $4,270,585 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $3,630,022 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,270,585 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,630,022 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,270,585 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,630,022 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,270,585 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$205,729 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $4,064,856 | SubtotalAmt |
| Other Decreases | $434,834 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,630,022 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (29 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD SPON ADR | P | 2017-06-20 | 2018-01-29 | $26,455 | $18,196 | $8,259 | $8,259 |
| APPLE INC | P | 2005-05-02 | 2018-01-29 | $48,120 | $1,480 | $46,640 | $46,640 |
| APPLE INC | P | 2013-08-16 | 2018-01-29 | $19,417 | $8,228 | $11,189 | $11,189 |
| INVESCO DIVRS DIV FD CL Y | P | 2017-03-16 | 2018-01-26 | $650 | $611 | $39 | $39 |
| INVESCO DIVRS DIV FD CL Y | P | 2017-06-15 | 2018-01-26 | $661 | $629 | $32 | $32 |
| INVESCO DIVRS DIV FD CL Y | P | 2017-09-14 | 2018-01-26 | $758 | $718 | $40 | $40 |
| INVESCO DIVRS DIV FD CL Y | P | 2017-12-13 | 2018-01-26 | $50 | $48 | $2 | $2 |
| INVESCO DIVRS DIV FD CL Y | P | 2017-12-13 | 2018-01-26 | $1,129 | $1,088 | $41 | $41 |
| INVESCO DIVRS DIV FD CL Y | P | 2017-12-13 | 2018-01-26 | $1,141 | $1,100 | $41 | $41 |
| INVESCO DIVRS DIV FD CL Y | P | 2015-05-13 | 2018-01-26 | $140,608 | $125,000 | $15,608 | $15,608 |
| INVESCO DIVRS DIV FD CL Y | P | 2015-06-18 | 2018-01-26 | $581 | $522 | $59 | $59 |
| INVESCO DIVRS DIV FD CL Y | P | 2015-09-17 | 2018-01-26 | $599 | $522 | $77 | $77 |
| INVESCO DIVRS DIV FD CL Y | P | 2015-12-11 | 2018-01-26 | $145 | $119 | $26 | $26 |
| INVESCO DIVRS DIV FD CL Y | P | 2015-12-11 | 2018-01-26 | $941 | $775 | $166 | $166 |
| INVESCO DIVRS DIV FD CL Y | P | 2015-12-11 | 2018-01-26 | $5,852 | $4,817 | $1,035 | $1,035 |
| INVESCO DIVRS DIV FD CL Y | P | 2016-03-17 | 2018-01-26 | $626 | $545 | $81 | $81 |
| INVESCO DIVRS DIV FD CL Y | P | 2016-06-16 | 2018-01-26 | $624 | $553 | $71 | $71 |
| INVESCO DIVRS DIV FD CL Y | P | 2016-09-15 | 2018-01-26 | $671 | $599 | $72 | $72 |
| INVESCO DIVRS DIV FD CL Y | P | 2016-12-13 | 2018-01-26 | $945 | $868 | $77 | $77 |
| INVESCO DIVRS DIV FD CL Y | P | 2016-12-13 | 2018-01-26 | $3,682 | $3,383 | $299 | $299 |
| MERK HARD CURRENCY FUND INSTL CLASS | P | 2018-03-28 | 2018-04-06 | $2,753 | $2,749 | $4 | $4 |
| MERK HARD CURRENCY FUND INSTL CLASS | P | 2014-04-16 | 2018-04-06 | $157,573 | $180,509 | -$22,936 | -$22,936 |
| MERK HARD CURRENCY FUND INSTL CLASS | P | 2014-05-27 | 2018-04-06 | $70,564 | $80,000 | -$9,436 | -$9,436 |
| MERK HARD CURRENCY FUND INSTL CLASS | P | 2014-06-27 | 2018-04-06 | $2,351 | $2,667 | -$316 | -$316 |
| MONSANTO CO NEW **MERGER : 06/2018** | P | 2017-11-21 | 2018-05-25 | $31,732 | $29,583 | $2,149 | $2,149 |
| MONSANTO CO NEW **MERGER : 06/2018** | P | 2016-11-17 | 2018-05-25 | $126,926 | $101,092 | $25,834 | $25,834 |
| MONSANTO CO NEW **MERGER : 06/2018** | P | 2016-12-06 | 2018-05-25 | $63,463 | $52,318 | $11,145 | $11,145 |
| OCCIDENTAL PETROLEUM CROP COMMON STOCK | P | 2017-05-10 | 2018-07-25 | $19,240 | $21,929 | -$2,689 | -$2,689 |
| VANGUARD FTSE EMERGING MARKETS ETF | P | 2017-05-10 | 2018-07-25 | $4,409 | $4,109 | $300 | $300 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $87,909 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $776,068 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,353,900 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.178247 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $426,121 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $3,506,224 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.121533 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $275,550 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,665,772 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.075168 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $200,950 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $3,731,040 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.053859 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $442,769 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,577,344 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.171793 | DistributionYr5Rt |
| Total Distribution | 0.600600 | TotalDistributionRt |
| Average Distribution | 0.120120 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,208,166 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $505,485 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,112 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $507,597 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $410,902 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,223 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,223 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,223 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $6,029 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $2,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $8,029 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $3,806 | OverpaymentAmt |
| Applied To ES Tax | $3,806 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CAROLINE BAKER | IndividualWithBooksNm |
| Phone | 7138666362 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7777 WASHINGTON AVE | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770071037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN L NAU III | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| BARBARA NAU | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | SECRETARY, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ELIZABETH NAU STEPANIAN | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| VICTORIA NAU JOHNSON | ||||||||
| 7777 WASHINGTON AVE | HOUSTON | TX | 770071037 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,254,720 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $17,530 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,272,250 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,272,250 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $64,084 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,208,166 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $210,408 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $210,408 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,223 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,223 | TotalTaxAmt |
| Distributable Before Adj | $206,185 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $206,185 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $206,185 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $410,902 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $410,902 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $410,902 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $206,185 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $318,532 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $16,738 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $93,496 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $252,108 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $560,997 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,241,871 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $410,902 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $206,185 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $204,717 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,446,588 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $318,532 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,128,056 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $16,738 | ExcessFromYear4Amt |
| Excess From Year3 | $93,496 | ExcessFromYear3Amt |
| Excess From Year2 | $252,108 | ExcessFromYear2Amt |
| Excess From Year1 | $560,997 | ExcessFromYear1Amt |
| Excess From Current Year | $204,717 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN L NAU III | ContributingManagerNm |
| Contributing Manager | BARBARA NAU | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| THE COLLEGE FOUNDATION OF UVA | |||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $60,000 |
| HOUSTON SPCA | |||||||
| 900 PORTWAY DRIVE | HOUSTON | TX | 77024 | N/A | PUBLIC CHARITY | EDUCATION | $50,000 |
| SUL ROSS BORDERLAND RESEARCH | |||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $150,000 |
| WORKSHOP HOUSTON | |||||||
| PO BOX 88365 | HOUSTON | TX | 77288 | N/A | PUBLIC CHARITY | EDUCATION | $150,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $410,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| THE COLLEGE FOUNDATION OF UVA | |||||||
| PO BOX 400110 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $510,000 |
| SUL ROSS BORDERLAND RESEARCH | |||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $1,200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,710,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $73,221 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $80,366 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $87,909 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $241,496 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $241,496 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,500 | Amt |
| Net Investment Income | $2,625 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $875 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (18 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| APPLE INC | $63,096 | $63,096 |
| BERKSHIRE HATHAWAY INC CL B | $265,434 | $265,434 |
| CME GROUP INC. | $277,477 | $277,477 |
| INCYTE CORP | $31,795 | $31,795 |
| KINDER MORGAN INC. | $61,520 | $61,520 |
| NOVARTIS AG SPON ADR | $42,905 | $42,905 |
| OCCIDENTAL PETROLEUM CRP | $122,760 | $122,760 |
| DIAGEO PLC NEW GB SPON ADR | $70,900 | $70,900 |
| PAYPAL HOLDINGS INC | $84,090 | $84,090 |
| VODAFONE GROUP PLC SPON ADR | $33,740 | $33,740 |
| CARNIVAL CORP NEW | $49,300 | $49,300 |
| HEALTH CARE SVCS GROUP INC. | $50,225 | $50,225 |
| ALIBABA GROUP HLDG LTD SPON ADR | $68,535 | $68,535 |
| CELGENE CORP | $32,045 | $32,045 |
| CISCO SYSTEMS INC | $86,660 | $86,660 |
| EPAM SYSTEMS INC | $87,008 | $87,008 |
| WALT DISNEY CO | $109,650 | $109,650 |
| RAYONIER ADVANCED MATLS INC COM | $26,625 | $26,625 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $17,686 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $17,686 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (10 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMERICAN FUNDS CAPITAL INCOME BUILDER FUND CLASS F2 | FMV | $172,382 | $172,382 |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F2 | FMV | $128,235 | $128,235 |
| THE GROWTH FUND OF AMERICA FUND CLASS F2 | FMV | $134,061 | $134,061 |
| FIRST EAGLE GLOBAL FUNDS CLASS I | FMV | $261,106 | $261,106 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | FMV | $166,339 | $166,339 |
| NATIXIS VAUGHAN NELSON VALUE OPP FUND CLASS Y | FMV | $118,449 | $118,449 |
| OAKMARK EQUITY & INCOME FUND CLASS I | FMV | $131,152 | $131,152 |
| AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | FMV | $166,453 | $166,453 |
| CAMBIAR INTERNATIONAL EQUITY INSTL | FMV | $306,064 | $306,064 |
| VANGUARD FTSE EMERGING MARKETS ETF | FMV | $152,400 | $152,400 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS ON INVESTMENTS | Desc |
| Amt | $434,834 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $25,615 | $25,615 | $0 | $0 |
| BANK CHARGES | $6 | $0 | $0 | $6 |
| MISCELLANEOUS | $21 | $0 | $0 | $21 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CAPITAL GAIN DISTRIBUTION | $80,265 | $80,265 |
| MISCELLANEOUS INCOME | $101 | $101 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FOREIGN TAXES PAID | $2,083 | $2,083 | $0 | $0 |
| FEDERAL TAXES PAID | $6,000 | $0 | $0 | $0 |
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