HARRY FRANK GUGGENHEIM FOUNDATION: Form 990PF, tax year 2018

View the entire original 990 at ProPublica ↗

Organization
HARRY FRANK GUGGENHEIM FOUNDATION (EIN 13-6043471)
Tax period
2018-01-01 to 2018-12-31
Filed
2019-11-05
IRS object ID
201903099349100825
Schema version
2018v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2019-11-05T15:11:41-06:00ReturnTs
Tax Period End2018-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN113518842PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1MARKS PANETH LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1685 THIRD AVENUEAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10017ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2018-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN136043471EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE HARRY FRANK GUGGENHEIM FOUNDATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlHARRBusinessNameControlTxt
Phone6464280971PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line142 WEST 54TH STREET 16TH FLOORAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10019ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonDEIRDRE HAMILLPersonNm
Person TitleDIR. OF FINANCEPersonTitleTxt
Phone6464280971PhoneNum
Signature2019-11-04SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonMAGDALENA M CZERNIAWSKIPreparerPersonNm
PTINP00535099PTIN
Phone2125038800PhoneNum
Preparation2019-11-04PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address69.74.165.34IPv4AddressTxt
FieldValueIRS element (for citing)
IP2019-11-04IPDt
IP Tm12:54:10IPTm
IP TimezoneESIPTimezoneCd
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device IdDA39A3EE5E6B4B0D3255BFEF95601890AFD80709AtSubmissionCreationDeviceId
At Submission Filing Device Id86324AA6648A884C06306129ED8808CB1BD1A3DCAtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2018TaxYr
Build TS2020-03-31 21:24:44ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$57,786,351FMVAssetsEOYAmt
Method Of Accounting OtherYes (X)MethodOfAccountingOtherInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$953,522DividendsRevAndExpnssAmt
Dividends Net Invst Incm$953,521DividendsNetInvstIncmAmt
Dividends Adj Net Incm$953,521DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss-$358,555NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$5,439,209GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$30,514CapGainNetIncmNetInvstIncmAmt
Net ST Capital Gain Adj Net Incm$178,103NetSTCapitalGainAdjNetIncmAmt
Other Income Rev And Expnss$567,040OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm-$27,995OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm-$22,699OtherIncomeAdjNetIncmAmt
Total Rev And Expnss$1,162,007TotalRevAndExpnssAmt
Total Net Invst Incm$956,040TotalNetInvstIncmAmt
Total Adj Net Incm$1,108,925TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$734,746CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$35,325CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm$35,325CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$699,421CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss$254,077OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Net Invst Incm$0OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Adj Net Incm$0OthEmplSlrsWgsAdjNetIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl$254,077OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss$312,766PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm$9,892PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Adj Net Incm$9,892PensionEmplBnftAdjNetIncmAmt
Pension Empl Bnft Dsbrs Chrtbl$302,874PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss$44,430LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm$0LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm$0LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl$44,430LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss$35,538AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$17,769AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm$0AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps$17,769AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss$433,156OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$327,242OtherProfFeesNetInvstIncmAmt
Other Prof Fees Adj Net Incm$327,242OtherProfFeesAdjNetIncmAmt
Other Prof Fees Dsbrs Chrtbl$105,914OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss$65,634TaxesRevAndExpnssAmt
Taxes Net Invst Incm$0TaxesNetInvstIncmAmt
Taxes Adj Net Incm$0TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss$4,495DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm$450DeprecAndDpltnNetInvstIncmAmt
Deprec And Dpltn Adj Net Incm$4,045DeprecAndDpltnAdjNetIncmAmt
Occupancy Rev And Expnss$425,679OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm$42,568OccupancyNetInvstIncmAmt
Occupancy Adj Net Incm$42,568OccupancyAdjNetIncmAmt
Occupancy Dsbrs Chrtbl$383,111OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss$202,583TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm$0TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Adj Net Incm$0TravConfMeetingAdjNetIncmAmt
Trav Conf Meeting Dsbrs Chrtbl$202,583TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss$73,193OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$7,178OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm$7,178OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl$66,016OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$2,586,297TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$440,424TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$426,250TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$2,076,195TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$953,296ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$953,296ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$3,539,593TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$440,424TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$426,250TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$3,029,491TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$2,377,586ExcessRevenueOverExpensesAmt
Net Investment Income$515,616NetInvestmentIncomeAmt
Adjusted Net Income$682,675AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$536,328CashBOYAmt
Cash EOY$416,314CashEOYAmt
Cash EOYFMV$416,314CashEOYFMVAmt
Sav And Temp Cash Invst BOY$4,176,341SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$763,226SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$763,226SavAndTempCashInvstEOYFMVAmt
Prepaid Expenses BOY$18,557PrepaidExpensesBOYAmt
Prepaid Expenses EOY$129,306PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV$129,306PrepaidExpensesEOYFMVAmt
US Government Obligations BOY$6,085,459USGovernmentObligationsBOYAmt
US Government Obligations EOY$8,360,861USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$8,360,861USGovtObligationsEOYFMVAmt
Other Investments BOY$50,945,695OtherInvestmentsBOYAmt
Other Investments EOY$48,108,821OtherInvestmentsEOYAmt
Other Investments EOYFMV$48,108,821OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss$519,849LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$512,026LandBldgEquipAccumDeprecAmt
Land BOY$8,282LandBOYAmt
Land EOY$7,823LandEOYAmt
Land EOYFMV$7,823LandEOYFMVAmt
Total Assets BOY$61,770,662TotalAssetsBOYAmt
Total Assets EOY$57,786,351TotalAssetsEOYAmt
Total Assets EOYFMV$57,786,351TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind
Unrestricted BOY$61,770,662UnrestrictedBOYAmt
Unrestricted EOY$57,786,351UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY$61,770,662TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$57,786,351TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$61,770,662TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$57,786,351TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$61,770,662TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$2,377,586ExcessRevenueOverExpensesAmt
Other Increases$0OtherIncreasesAmt
Subtotal$59,393,076SubtotalAmt
Other Decreases$1,606,725OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$57,786,351TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (26 entries)

PropertyPropertyDescGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
PUBLICLY TRADED SECURITIES$308,041$316,082-$8,041-$8,041
PUBLICLY TRADED SECURITIES$3,735,826$3,821,652-$85,826-$85,826
NEWSTONE CAP LP$43$43$43
LEGACY VENTURE V LP$184$184$184
PEG POOLED VENTURE LP$2-$2-$2
LEGACY VENTURE VII LP$593$593$593
LEGACY VENTURE VI LP$18,522$18,522$18,522
LEGACY VENTURE XIII$497-$497-$497
AG REALTY FUND$10,394$10,394$10,394
NEWSTONE CAP LP$2,486-$2,486-$2,486
ASCENT INDIA LP$70,974$70,974$70,974
LEGACY VENTURE V LP$91,392$91,392$91,392
PEG DIR. CORP$941-$941-$941
JPM PEG POOLED CORP$1,193-$1,193-$1,193
PEG POOLED VENTURE LP$18,430$18,430$18,430
BROWN ADV.$18,024$18,024$18,024
LEGACY VENTURE VII LP$15,941$15,941$15,941
LEGACY VENTURE VI LP$117,101$117,101$117,101
LEGACY VENTURE XIII LP$914$914$914
AG REALTY FUND$31,904$31,904$31,904
LEGACY VENTURE V LP$228-$228-$228
GUGGENHEIM PLUS$1,283,984-$1,283,984-$1,283,984
MW INTERNATIONAL$152,260$152,260$152,260
MW SPECIAL SITUATIONS$376,046-$376,046-$376,046
CAPITAL SHORT TERM DIST.$159,260$159,260$159,260
CAPITAL LONG TERM DIST.$1,083,822$1,083,822$1,083,822
FieldValueIRS element (for citing)
Capital Gain Net Income$30,514CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss$178,103NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 Tax0LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$3,039,357AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$58,528,777NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.051929DistributionYr1Rt
Adjusted Qlfy Distri Yr2$3,162,441AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$56,807,167NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.055670DistributionYr2Rt
Adjusted Qlfy Distri Yr3$3,207,878AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$59,297,542NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.054098DistributionYr3Rt
Adjusted Qlfy Distri Yr4$3,453,528AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$60,929,617NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.056681DistributionYr4Rt
Adjusted Qlfy Distri Yr5$3,445,913AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$58,681,015NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.058723DistributionYr5Rt
Total Distribution0.277101TotalDistributionRt
Average Distribution0.055420AverageDistributionRt
Net Vl Noncharitable Assets$59,615,351NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$3,303,883AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$5,156NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$3,309,039AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$3,029,491QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$10,312InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$10,312SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$10,312TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$120,000EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid$0ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld$0BackupWithholdingWithheldAmt
Total Payments And Credits$120,000TotalPaymentsAndCreditsAmt
Es Penalty$139EsPenaltyAmt
Overpayment$109,549OverpaymentAmt
Applied To ES Tax$109,549AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political Acty0LegislativePoliticalActyInd
More Than100 Spent0MoreThan100SpentInd
Form1120 POL Filed0Form1120POLFiledInd
Section4955 Organization Tax$0Section4955OrganizationTaxAmt
Section4955 Managers Tax$0Section4955ManagersTaxAmt
Tax Reimbursed$0TaxReimbursedAmt
Activities Not Previously Rpt0ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws0ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Organization Dissolved Etc0OrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (1)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (1)AtLeast5000InAssetsInd
Org Report Or Register StateNYOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (1)Form990PFFiledWithAttyGenInd
Private Operating FoundationYes (1)PrivateOperatingFoundationInd
New Substantial Contributors0NewSubstantialContributorsInd
Own Controlled Entity0OwnControlledEntityInd
Donor Advised Fund0DonorAdvisedFundInd
Comply With Public Insp RqrYes (1)ComplyWithPublicInspRqrInd
Website AddressWWW.HFG.ORGWebsiteAddressTxt
Individual With BooksDEIRDRE HAMILLIndividualWithBooksNm
Phone6464280971PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line142 W 54TH STREET - 16TH FLOORAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10019ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts Question0ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified Prsn0SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn0BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn0FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnYes (1)PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn0TransferAstDisqualifiedPrsnInd
Payment To Government Official0PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions0ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts0UncorrectedPriorActsInd
Undistributed Income PY0UndistributedIncomePYInd
Business Holdings0BusinessHoldingsInd
Jeopardy Investments0JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst0UncorrectedPYJeopardyInvstInd
Influence Legislation0InfluenceLegislationInd
Influence Election0InfluenceElectionInd
Grants To IndividualsYes (1)GrantsToIndividualsInd
Grants To Organizations0GrantsToOrganizationsInd
Noncharitable Purpose0NoncharitablePurposeInd
Transactions Fail To Qlfy As Exc0TransactionsFailToQlfyAsExcInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt0SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (19 entries)

Address Line1USAddress/AddressLine1TxtAddress Line2USAddress/AddressLine2TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
BROGANN SANDERSON
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
CAROL LANGSTAFF
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
DANA DRAPER
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR (OUTGOING)1.00$0$0$0
DANIEL F WILHELM
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019PRESIDENT40.00$302,300$238$44,861
DEIRDRE HAMILL
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019FINANCE DIRECTOR40.00$202,098$30,299$46,075
DONALD C HOOD
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
H KIRK UNRUH JR
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
JEREMIAH MILBANK III
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
KAREN COLVARD
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019PROGRAM DIRECTOR40.00$230,348$16,980$7,282
MATTHEW DUVENECK
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
PATRICIA L ROSENFIELD
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
PETER LAWSON-JOHNSTON
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019CHAIRMAN1.00$0$0$0
PETER LAWSON-JOHNSTON II
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
REEVE LINDBERGH
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
TANIA MCCLEERY
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
THOMAS MCNEIL
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
THOMAS PIPER III
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
TINA BENNETT
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0
WILLIAM G BARDEL
HF GUGGENHEIM FDTN 42 WEST 54THSTREET - 16TH FLOORNEW YORKNY10019DIRECTOR1.00$0$0$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtAddress Line2USAddress/AddressLine2TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee BenefitsEmployeeBenefitsAmtExpense AccountExpenseAccountAmt
JOEL WALLMAN
HF GUGGENHEIM FDTN 42 WEST 54THSTREET 16TH FLOORNEW YORKNY10019PROGRAM OFFICER40.00$205,831$30,842$33,053
NYELETI HONWANA
HF GUGGENHEIM FDTN 42 WEST 54THSTREET 16TH FLOORNEW YORKNY10019PROGRAM OFFICER40.00$55,363$8,300$15,797
FieldValueIRS element (for citing)
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1TxtAddress Line2USAddress/AddressLine2TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdService TypeServiceTypeTxtCompensationCompensationAmt
HIRTLE CALLAGHAN
101 AVENUE OF THE AMERICAS 9THFLOORNEW YORKNY10013INVESTMENT ADVISORY SERVICES$255,999
CONWAY-CIR FEEDER FUND MGMT
165 N MERAMEC AVENUE STE 210ST LOUISMO63105INVESTMENT ADVISORY SERVICES$58,413
FieldValueIRS element (for citing)
Contractor Paid Over50k0ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

FieldValueIRS element (for citing)
Description1THE HARRY FRANK GUGGENHEIM FOUNDATION IS A PRIVATE OPERATING FOUNDATION DEDICATED TO THE CREATION AND DISSEMINATION OF KNOWLEDGE ABOUT THE ORIGINS AND CONSEQUENCES OF VIOLENCE IN ITS MANY FORMS, INCLUDING HUMAN AGGRESSION, CRIME AND WAR, AND HOW BEST TO REDUCE IT. TO CREATE KNOWLEDGE, THE FOUNDATION SUPPORTS THE WORK OF RESEARCHERS ACROSS ACADEMIC DISCIPLINES THROUGH GRANT COMPETITIONS AND COMMISSIONED RESEARCH THAT INVESTIGATES VIOLENCE IN ITS MANY MANIFESTATIONS. THE FOUNDATION SEEKS TO DEVELOP INSIGHTS THAT REVERBERATE BEYOND ITS FUNDED RESEARCH, INFORMING POLICY AND PUBLIC DEBATE. IN ADDITION TO THE SCHOLARS FUNDED BY THE FOUNDATION, ITS STAFF CONDUCT SCIENTIFIC AND POLICY RESEARCH ON VIOLENCE AND ARE KNOWN AS EXPERTS IN THIS AREA.Description1Txt
Expenses1$3,101,291Expenses1Amt
Description2(CONTINUED) - TO DISSEMINATE KNOWLEDGE ABOUT VIOLENCE, THE FOUNDATION UNDERTAKES PROGRAMMATIC INITIATIVES, SUCH AS CONFERENCES FOR ACADEMICS, JOURNALISTS, AND POLICYMAKERS. IT CONDUCTS SEMINARS TO SHARE PERSPECTIVES ON RESEARCH, WRITING PROJECTS, DATA, AND PRESSING ISSUES OF THE DAY. THE FOUNDATION ORGANIZES ACADEMIC AND POLICY MEETINGS WITH OTHER FUNDERS AND NON-GOVERNMENT ORGANIZATIONS AND CONVENES POLICYMAKER AND ACADEMIC BRIEFINGS TO SHARE RESEARCH FINDINGS IN PERSON AND ONLINE. IT PUBLISHES AND SHARES RESEARCH RESULTS, NEWS ON FOUNDATION ACTIVITIES, AND INSIGHTS ON VIOLENCE-RELATED TOPICS THROUGH ITS WEBSITE, PRINTED REPORTS, SCHOLARLY PUBLICATIONS, PUBLIC APPEARANCES, AND PROFESSIONAL MEETINGS.Description2Txt
Expenses2$0Expenses2Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

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Total$0TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$59,358,436AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$1,164,763AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$60,523,199TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$60,523,199AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$907,848CashDeemedCharitableAmt
Net Vl Noncharitable Assets$59,615,351NetVlNoncharitableAssetsAmt
Minimum Investment Return$2,980,768MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Sect4942j3j5 Fndtn And Frgn OrgYes (X)Sect4942j3j5FndtnAndFrgnOrgInd

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$3,029,491ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Qualifying Distributions$3,029,491QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$0PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$3,029,491AdjustedQualifyingDistriAmt

Private Operating Foundations PrivateOperatingFoundationsGrp

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Private Operating Fndtn Ruling1989-07-01PrivateOperatingFndtnRulingDt
Section4942j3Yes (X)Section4942j3Ind

Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp

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Current Year$682,675CurrentYearAmt
Year1$1,242,550Year1Amt
Year2$58,240Year2Amt
Year3$415,223Year3Amt
Total$2,398,688TotalAmt

Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp

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Year1$1,056,168Year1Amt
Year2$49,504Year2Amt
Year3$352,940Year3Amt
Total$2,038,885TotalAmt

Qualifying Distributions QualifyingDistributionsGrp

FieldValueIRS element (for citing)
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Year1$3,039,357Year1Amt
Year2$3,181,853Year2Amt
Year3$3,250,693Year3Amt
Total$12,501,394TotalAmt

Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp

FieldValueIRS element (for citing)
Current Year$201,985CurrentYearAmt
Year1$151,309Year1Amt
Year2$157,003Year2Amt
Year3$191,270Year3Amt
Total$701,567TotalAmt

Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp

FieldValueIRS element (for citing)
Current Year$2,827,506CurrentYearAmt
Year1$2,888,048Year1Amt
Year2$3,024,850Year2Amt
Year3$3,059,423Year3Amt
Total$11,799,827TotalAmt

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Total$0TotalAmt

Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp

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Year1$1,950,959Year1Amt
Year2$1,893,572Year2Amt
Year3$1,976,585Year3Amt
Total$7,808,295TotalAmt

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Supplementary Information SupplementaryInformationGrp

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Recipient PersonJOEL WALLMANRecipientPersonNm

Recipient US Address RecipientUSAddress

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CityNEW YORKCityNm
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Restrictions On AwardsSEE ATTACHMENT BRestrictionsOnAwardsTxt

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ADAM LICHTENHELD
9395 VON WALD ROADPRAIRE DU SACWI35578NONEIMAKING MIGRATIONS: THE STRATEGIC USE OF POPULATION DISPLACEMENT IN CIVIL WAR$20,000
ADELE BLAZQUEZ
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AMERICAN INDIAN COLLEGE FUND
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BATES COLLEGE
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CALL-A-RIDE
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CDSS
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COASTAL CONSERVATION LEAGUE
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COLUMBIA COMMUNITY SERVICE
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COLUMBIA UNIVERSITY
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COMMUNITY HARVEST OF CENTRAL VERMONT
146 LORD ROADBERLINVT05602PCMATCHING GIFT PROGRAM$100
CORNER HOUSE FOUNDATION
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COUNCIL ON FOUNDATIONS
2121 CRYSTAL DR 700ARLINGTONVA22202PCGENERAL SUPPORT$13,100
DANA FARBER CANCER INSTITUTE
PO BOX 970002BOSTONMA022970002PCMATCHING GIFT PROGRAM$200
DICKINSON COLLEGE
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DOCTORS WITHOUT BORDERS
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DOCTORS WITHOUT BORDERS
333 SEVENTH AVENUENEW YORKNY10001PCMATCHING GIFT PROGRAM$1,000
DR ANDREW DAWSON
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DR BENJAMIN LESSING
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DR ERIN KINNALLY
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DR JAVIER PUENTE
NONEITHE ENVIRONMENTAL MAKING OF SENDERO LUMINOSO: DROUGHT, FAMINE, AND REVOLUTION IN THE PERUVIAN ANDES, 1983-1986.$18,500AV VICUNA MACKENNA 4810 MACULSANTIAGOCI
DR MARK HANNA
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DR SIDDHARTH CHANDRA
ASIAN STUDIES CENTER 427 NORTH SHAWEAST LANSINGMI48824NONEIGEOGRAPHIC PERSPECTIVES ON THE INDONESIAN KILLINGS OF 1965-66 IN CENTRAL AND EAST JAVA$30,615LANE ROOM 301
DR SPYRIDON TSOUTSOUMPIS
NONEIA NEW KIND OF WAR: A HISTORY OF THE GREEK CIVIL WAR 1946-1949$16,120BIZANIOU 16 IGOUMENITSA GREECESOFIASOFIABU46100 7B STEFAN KARADJA ST AP 23
EAST NORTHPORT FIRE
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EDWARD MAGUIRE
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EXPONENT PHILANTHROPY
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FAIR BANKS MUSEUM
1302 MAIN STREETST JOHNSBURYVT05819PCMATCHING GIFT PROGRAM$2,400
FINCA
PO BOX 98048WASHINGTONDC20090PCMATCHING GIFT PROGRAM$800
FOUNDATION CENTER
79 FIFTH AVENUENEW YORKNY10003PCGENERAL SUPPORT$2,000
FRIENDS OF GREENWICH POINT
PO BOX 711OLD GREENWICHCT06870PCMATCHING GIFT PROGRAM$200
FRIENDS OF MORRILL HOMESTEAD
PO BOX 98STRAFFORDVT05072PCMATCHING GIFT PROGRAM$50
FRIENDS OF NATHANIEL WITHERELL
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FUTURE GENERATIONS
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GARRISON FOREST SCHOOL
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GEORGETOWN UNIVERSITY
OFFICE OF GIFT ADMINWASHINGTONDC20073PCMATCHING GIFT PROGRAM$1,000
GIBBES MUSEUM OF ART
135 MEETING STREETCHARLESTONSC29401PCMATCHING GIFT PROGRAM$1,000
GLIDE
330 ELLIS STREETSAN FRANCISCOCA94102PCGENERAL SUPPORT$5,000
GLOBAL FUND FOR CHILDREN
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GLOBAL JUSTICE CENTER
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GRACE CHURCH
802 BROADWAYNEW YORKNY10003PCMATCHING GIFT PROGRAM$7,800
GRADUATE CENTER FOUNDATION
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GREENWICH EMS
PO BOX 423RIVERSIDECT06878PCMATCHING GIFT PROGRAM$100
GREENWICH HISTORICAL SOCIETY
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GUILLERMO TREJO
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HABITAT FOR HUMANITY
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HANOVERIAN FOUNDATION INC
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HARTFORD DISMAS HOUSE
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HARVARD DIVINITY SCHOOL
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HISTORIC CHARLESTON HOUSE
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HITOPS
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HOME FRONT
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INTERCOLLEGIATE STUDIES INSTITUTE
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INTERN'L RESCUE COMMITTEE
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JEAN-BAPTISTE GALLOPIN
NONEIFEAR, VIOLENCE AND RESTRAINT: DYNAMICS OF HISTORICAL CHANGE IN THE TUNISIAN REVOLUTION$20,000EMSER STR 75BERLINGM
JOHN JAY COLLEGE OF CRIMINAL JUSTICE
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JUPITER ISLAND MEDICAL CLINIC
100 ESTRADA SQUAREHOBE SOUNDFL33455PCMATCHING GIFT PROGRAM$3,400
JUPITER MEDICAL CENTER FOUNDATION
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JUVENILE LAW CENTER
THE PHILADELPHIA BUILDING 1315PHILADELPHIAPA19107PCCROSS-NATIONAL STRATEGIES TO ADVANCE SYSTEMS OF YOUTH JUSTICE AND CHILD PROTECTION$15,800WALNUT STREET SUITE 400
KEVIN LI
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KIEVE-WAVUS EDUCATION
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LAWRENCEVILLE SCHOOL
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LIGHT UP GREENWICH
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LOUISA LOMBARD
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MACULAR DEGENERATION RESEARCH
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METROPOLITAN MUSUEM OF ART
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MILBROOK SCHOOL
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MR JAMES AUSTIN
52 MERRY WAYCAMDENSC29020NONEIPROJECTING FUTURE CRIME RATES AND VIOLENCE$45,000
MS STEPHANIE SOUBRIER
NONEIRACES GUERRIRES" : ARMY, SCIENCE AND POLITICS IN THE FRENCH COLONIAL EMPIRE, FROM 1857 TO 1918.$20,00041 RUE DES GTINESPARISFR
MUSELLA FOUNDATION
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MUSEUM OF MODERN ART
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MV YOUTH
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NATIONAL CATHEDRAL SCHOOL
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NATIONAL WILDLIFE FEDERATION
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NEW CANAAN COUNTRY SCHOOL
545 PONUS RIDGENEW CANAANCT06840PCMATCHING GIFT PROGRAM$2,000
NEW YORK COMMUNITY TRUST
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NEW YORK PUBLIC RADIO
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NEW YORK ROAD RUNNERS CLUB
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NORTHWESTERN UNIVERSITY
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OPERATION SMILE
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OXFAM
1101 17TH ST NW SUITE 1300WASHINGTONDC20036PCMATCHING GIFT PROGRAM$103
PAN-MASS CHALLENGE
77 4TH AVENUENEEDHAMMA02494PCMATCHING GIFT PROGRAM$256
PARTNERSHIP SCHOOLS
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PERROT MEMORIAL LIBRARY
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PHILANTHROPY NY
1500 BROADWAY 7TH FLOORNEW YORKNY10004PCGENERAL SUPPORT$3,150
PHYSICIANS FOR HUMAN RIGHTS
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PLANNED PARENTHOOD
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PPCGNNJU
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READWORKS
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REDWOOD COMMUNITY RADIO
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REVELS
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REVELS NORTH
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RURAL VERMONT
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SARASA CHAMBER
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SCA
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SHARON CONGREGATIONAL CHURCH
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SOUND BEACH VOLUNTEER SVS
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SOUTHERN POVERTY LAW
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ST JUDE CHILDREN'S HOSPITAL
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ST PATRICK'S CATHEDRAL
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ST FRANCIS OF ASSISI
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ST GEORGE'S SCHOOL
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ST HILDA'S SCHOOL
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ST PAUL'S SCHOOL
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STRAFFORD HISTORICAL SOCIETY
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SUFFIELD ACADEMY
185 N MAIN STREETSUFFIELDCT06078PCMATCHING GIFT PROGRAM$2,000
SWIM ACROSS AMERICA
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TANISHA FAZAL
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THE PENNINGTON SCHOOL
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THE SOLOMON R GUGGENHEIM MUSEUM
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THIRTEEN
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TRENTON CHILDREN'S CHORUS
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TRINITY COLLEGE
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UNITED WORLD COLLEGES - USA
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VERA INSTITUTE
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VERMONT FOOD BANK
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VERMONT PUBLIC RADIO
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VERMONTS ART COUNCIL
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VPIRG
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WELLESLEY COLLEGE
106 CENTRAL STREETWELLESLEYMA02481PCMATCHING GIFT PROGRAM$500
WESTPORT RIVER WATERSHED
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WHITE RIVER PARTNERSHIP
PO BOX 705S ROYALTONVT05068PCMATCHING GIFT PROGRAM$150
WINTER CENTER FOR INDIGENOUS TRADITIONS
PO BOX 328HANOVERNH03755PCMATCHING GIFT PROGRAM$300
WOMAN'S CLUB OF GREENWICH
89 MAPLE AVENUEGREENWICHCT06830PCMATCHING GIFT PROGRAM$400
WORLD WILDLIFE FUND
PO BOX 96555WASHINGTONDC20077PCMATCHING GIFT PROGRAM$100
WOUNDED WARRIOR PROJECT
PO BOX 758540TOPEKAKS66675PCMATCHING GIFT PROGRAM$400
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$953,295TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (14 entries)

Address Line1RecipientUSAddress/AddressLine1TxtAddress Line2RecipientUSAddress/AddressLine2TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtAddress Line1RecipientForeignAddress/AddressLine1TxtCityRecipientForeignAddress/CityNmProvince Or StateRecipientForeignAddress/ProvinceOrStateNmCountryRecipientForeignAddress/CountryCd
ADRIENNE LEBAS
AMERICAN UNIVERSITY 4400 MASSACHUSETS AVEWASHINGONDC20016NONEITHE LOCAL ORGANIZATION OF ELECTORAL VIOLENCE IN AFRICA$12,000
ARON LUND
THE CENTURY FOUNDATION ONEWHITEHALL STREET 15TH FLOORNEW YORKNY10004NONEIINSURGENT FRAGMENTATION AND STATE ATTACHMENT IN THE SYRIAN CIVIL WAR$45,000
CHARLES ANDERSON
104 S GARDEN STBELLINGHAMWA98225NONEIIN SEARCH OF POPULAR SOVEREIGNTY: BRITISH RULE AND THE GREAT REVOLT IN PALESTINA$48,335
CRISELDA YABES
NONEITO LIVE AND DIE IN TAZMAMART: AGGRESSION, SOCIAL CAPITAL, AND SURVIVAL IN A MOROCCAN DETENTION CAMP, 1973-1991$14,250UNIT 5E MEDINA BUILDINGQUEZON CITYNATIONAL CAPITALRP
DAVID BROTHERTON JOHN JAY COLLEGE
524 59TH STREETNEW YORKNY10019NONEIVIOLENCE REDUCTION AND SOCIAL INCLUSION IN ECUADOR$42,240
DAVID WILDERMUTH
616 GLENN STSHIPPENSBURGPA17257NONEIORDINARY SOLDIERS? A CASE STUDY OF THE NAZI-SOVIET WAR OF ANNIHILATION$41,775
JENNIFER SKEEM
120 HAVILAND HALLBERKELEYCA94720NONEITARGETING INSTITUTIONAL RISK FACTORS TO REDUCE PATIENT VIOLENCE$41,054
ERIN KINNALLY
UNIVERSITY OF CALIFORNIA ONESHIELDS AVENUEDAVISCA95616IEPIGENETIC DISRUPTION OF THE CYCLE OF VIOLENCE IN RHESUS MACAQUES$40,000
MARK GROSS
5039 LARCHWOOD AVEPHILADELPHIAPA19143NONEIPREDICTING COMMUNITY VIOLENCE: USING LONGITUDINAL NEIGHBORHOOD DATA TO FORECAST VIGILANTE AND XENOPHOBIC VIOLENCE IN URBAN SOUTH AFRICA$20,474
MOLLY PUCCI
NONEITHE CZECHOSLOVAK ARMS INDUSTRY AND THE CHANGING FACE OF GLOBAL WARFARE, 1859-1989$36,85014 FERNLEY COURTLONG LANEDUBLINEI
NICOLE FOX
5 MORAGA DRIVECHICOCA95926NONEIRISISTING GENOCIDAL VIOLENCE$40,000
SIDDHARTH CHANDRA
MICHIGAN STATE UNIVERSITY 427 NORTHSHAW LANEEAST LANSINGMI20016NONEIGEOGRAPHIC PERSPECTIVES ON THE INDONESIAN KILLINGS OF 1965-66 IN CENTRAL AND EAST JAVA$30,615
WILLIAM CARRIGAN
609 NEW YORK ROADGLASSBORONJ08028NONEIFOREIGN-BORN VICTIMS OF MOB VIOLENCE AND THE DECLINE OF LYNCHING IN THE UNITED STATES$17,793
YOLANDA PRINGLE
NONEIPOLITICAL VIOLENCE AND MENTAL HEALTH IN AFRICA, 1970S-90S$24,40540 KINGS ROADHITCHINHERTFORDSHIREUK
FieldValueIRS element (for citing)
Total Grant Or Contri Apprv Fut$454,791TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$953,522ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

FieldValueIRS element (for citing)
Business900000BusinessCd
Unrelated Business Taxbl Incm$5,296UnrelatedBusinessTaxblIncmAmt
Exclusion14ExclusionCd
Exclusion$441,466ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion-$358,555ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp

FieldValueIRS element (for citing)
DescGRANT REFUNDDesc
Unrelated Business Taxbl Incm$0UnrelatedBusinessTaxblIncmAmt
Exclusion$0ExclusionAmt
Related Or Exempt Function Incm$120,278RelatedOrExemptFunctionIncmAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$5,296UnrelatedBusinessTaxblIncmAmt
Exclusion$1,036,433ExclusionAmt
Related Or Exempt Function Incm$120,278RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$1,162,007TotalIncomeProducingActyAmt

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

FieldValueIRS element (for citing)
Line NumberALineNumberTxt
Relationship StatementTHE AMOUNT SHOWN IN COLUMN A, REPRESENTS A GRANT REFUND.RelationshipStatementTxt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO0TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO0TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO0PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets0RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements0ReimbursementArrangementsInd
Loans Or Loan Guarantees0LoansOrLoanGuaranteesInd
Performance Of Services Etc0PerformanceOfServicesEtcInd
Sharing Of Facilities Etc0SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO0RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryMARKS PANETH LLPCategoryTxt
Amt$35,538Amt
Net Investment Income$17,769NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt
Disbursements Charitable Prps$17,769DisbursementsCharitablePrpsAmt

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$8,360,861USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$8,360,861USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY$0StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV$0StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (29 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
AG REALTYFMV$330,105$330,105
AKOFMV$1,920,165$1,920,165
ALTIMETERFMV$2,841,952$2,841,952
ASCENT INDIAFMV$324,117$324,117
CAR VALFMV$81,395$81,395
CHILDREN'SFMV$2,525,578$2,525,578
DE SHAWFMV$3,711,578$3,711,578
HC CAPITAL COMMODITIESFMV$868,770$868,770
HC CAPITAL INTERNATIONALFMV$9,219,352$9,219,352
HC CAPITAL LARGE CAPFMV$4,643,567$4,643,567
HC CAPITAL LARGE CAP GROWTHFMV$5,696,430$5,696,430
HC CAPITAL SMALL CAPFMV$564,998$564,998
HIRTLE CAPITAL EMERGING MARKETSFMV$4,629,889$4,629,889
JPM POOLED COR FN CL B LLC 15%FMV$1,681$1,681
JPM POOLED VC CL B LLC 64%FMV$29,000$29,000
LEGACYFMV$970,528$970,528
LEGACY VIFMV$1,683,708$1,683,708
LEGACY VIIFMV$1,328,518$1,328,518
LEGACY VIIIFMV$513,743$513,743
NEUHAUSFMV$307,080$307,080
NEWSTONEFMV$181,718$181,718
SILVERLAKEFMV$143,554$143,554
STRATUS FEEDERFMV$2,475,309$2,475,309
TACONICFMV$544,229$544,229
TWO SIGMAFMV$1,643,869$1,643,869
LEGACY VENTURE IXFMV$28,267$28,267
SILVERLAKE VFMV$295,898$295,898
HC REAL ESTATEFMV$198,541$198,541
STRAUSS FUND LIMITEDFMV$405,282$405,282

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp (6 entries)

CategoryCategoryTxtLegal FeesLegalFeesAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
CLEARY GOTTLIEB STEEN & HAMILTON LLP$5,213$0$0$5,213
EWENSTEIN & ROTH LLP$18,279$0$0$18,279
HARRIS BEACH PLC$10,000$0$0$10,000
LITMAN & JACOBS$5,000$0$0$5,000
LITTLER MENDELSON, P.C.$4,438$0$0$4,438
MARTIN FLEISHER, JD PC$1,500$0$0$1,500

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescUNREALIZED DEPRECIATION IN MARKET VALUE OF INVESTMENTSDesc
Amt$1,606,725Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INSURANCE$8,618$862$862$7,756
REPAIRS & MAINTENANCE$875$88$88$787
SERVICE CONTRACTS$1,421$0$0$1,421
OFFICE EXPENSE$53,748$5,375$5,375$48,373
MISCELLANEOUS$8,531$853$853$7,679

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmt
INCOME PER K-1'S$441,466-$27,995-$22,699
UBIT INCOME PER K-1'S$5,296$0$0
GRANT REFUND$120,278$0

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (7 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
ADVERTISING$14,000$0$0$14,000
COMPUTER CONSULTING$20,996$0$0$20,996
HIRTLE CALLAGHAN$255,999$255,999$255,999$0
OTHER PROFESSIONAL FEES$70,918$0$0$70,918
SILVERLAKE$11,846$11,846$11,846$0
TACTONIC$984$984$984$0
CONWAY-CIR$58,413$58,413$58,413$0

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
NYS UNRELATED BUSINESS TAX$2,862$0$0$0
FEDERAL EXCISE TAX$62,772$0$0$0

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