DOROTHY B FRANCIS CHARITABLE FOUNDA TION: Form 990PF, tax year 2019

View the entire original 990 at ProPublica ↗

Organization
DOROTHY B FRANCIS CHARITABLE FOUNDA TION (EIN 35-2235189)
Tax period
2019-01-01 to 2019-12-31
Filed
2020-11-15
IRS object ID
202043209349100279
Schema version
2019v5.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2020-11-15T16:05:22-08:00ReturnTs
Tax Period End2019-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN311710612PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1Alex & CompanyBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line18044 Montgomery Rd 420AddressLine1Txt
CityCincinnatiCityNm
State AbbreviationOHStateAbbreviationCd
ZIP45236ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2019-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN352235189EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE DOROTHY B FRANCIS CHARITABLEBusinessNameLine1Txt
Business Name Line2FOUNDATIONBusinessNameLine2Txt
FieldValueIRS element (for citing)
Business Name ControlDOROBusinessNameControlTxt
Phone5137941900PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line18044 MONTGOMERY ROADAddressLine1Txt
CityCINCINNATICityNm
State AbbreviationOHStateAbbreviationCd
ZIP45236ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonDAVID J ALEXPersonNm
Person TitleDirectorPersonTitleTxt
Signature2020-11-15SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonDavid J AlexPreparerPersonNm
PTINP00009212PTIN
Phone5137941900PhoneNum
FieldValueIRS element (for citing)
Tax2019TaxYr
Build TS2021-04-22 16:20:28ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$6,109,308FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss$530InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$530InterestOnSavNetInvstIncmAmt
Interest On Savings Adj Net Incm$530InterestOnSavingsAdjNetIncmAmt
Dividends Rev And Expnss$174,531DividendsRevAndExpnssAmt
Dividends Net Invst Incm$174,531DividendsNetInvstIncmAmt
Dividends Adj Net Incm$174,531DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss$95,889NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$284,934GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$96,172CapGainNetIncmNetInvstIncmAmt
Net ST Capital Gain Adj Net Incm$4,869NetSTCapitalGainAdjNetIncmAmt
Other Income Rev And Expnss-$611OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm-$611OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm-$611OtherIncomeAdjNetIncmAmt
Total Rev And Expnss$270,339TotalRevAndExpnssAmt
Total Net Invst Incm$270,622TotalNetInvstIncmAmt
Total Adj Net Incm$179,319TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$26,923CompOfcrDirTrstRevAndExpnssAmt
Accounting Fees Rev And Expnss$3,500AccountingFeesRevAndExpnssAmt
Taxes Rev And Expnss$2,310TaxesRevAndExpnssAmt
Other Expenses Rev And Expnss$56,450OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$46,174OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm$46,174OtherExpensesAdjNetIncmAmt
Tot Opr Expenses Rev And Expnss$89,183TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$46,174TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$46,174TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$0TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$310,000ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$310,000ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$399,183TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$46,174TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$46,174TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$310,000TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$128,844ExcessRevenueOverExpensesAmt
Net Investment Income$224,448NetInvestmentIncomeAmt
Adjusted Net Income$133,145AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$386CashBOYAmt
Cash EOY$426CashEOYAmt
Cash EOYFMV$426CashEOYFMVAmt
Sav And Temp Cash Invst BOY$26,544SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$6,541SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$6,541SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY$3,999,654CorporateStockBOYAmt
Corporate Stock EOY$3,920,997CorporateStockEOYAmt
Corporate Stock EOYFMV$6,052,482CorporateStockEOYFMVAmt
Other Investments EOY$46,075OtherInvestmentsEOYAmt
Other Investments EOYFMV$49,859OtherInvestmentsEOYFMVAmt
Total Assets BOY$4,026,584TotalAssetsBOYAmt
Total Assets EOY$3,974,039TotalAssetsEOYAmt
Total Assets EOYFMV$6,109,308TotalAssetsEOYFMVAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117Yes (X)OrgDoesNotFollowFASB117Ind
Capital Stock BOY$4,026,584CapitalStockBOYAmt
Capital Stock EOY$3,974,039CapitalStockEOYAmt
Tot Net Ast Or Fund Balances BOY$4,026,584TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$3,974,039TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$4,026,584TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$3,974,039TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$4,026,584TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$128,844ExcessRevenueOverExpensesAmt
Other Increases$76,299OtherIncreasesAmt
Subtotal$3,974,039SubtotalAmt
Tot Net Ast Or Fund Balances EOY$3,974,039TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
TAKEDA PHARMACEUTICALP2019-01-112019-01-28$11$10$1$1
LONG TERM BASIS REPORTEDP2010-01-012019-12-31$81,253$41,057$40,196$40,196
AFLACP2009-07-092019-10-22$7,380$2,023$5,357$5,357
BERKSHIRE HATHAWAY INCP2010-01-012019-12-31$31,474$11,688$19,786$19,786
DUKE ENERGYP2019-11-192019-01-22$9,951$5,083$4,868$4,868
COHEN & STEERS SELECTP2009-06-222019-10-22$9,486$3,951$5,535$5,535
EATON VANCE TX-ADP2005-06-092019-10-22$7,865$6,204$1,661$1,661
BLACKROCK CAP&INC STRATP2008-01-012019-12-31$4,797$4,374$423$423
COHEN & STEERS CLOSED END OPPTY FUNDP2007-01-012019-12-31$9,648$13,170-$3,522-$3,522
EATON VANCE MANAGED DIVP2011-01-142019-10-22$9,623$6,049$3,574$3,574
MERCK & CO INCP2010-05-212019-01-22$2,352$987$1,365$1,365
NEXTERRA ENERGY INCP2010-12-292019-01-22$4,771$1,401$3,370$3,370
P&G COP2009-03-112019-10-22$8,631$3,156$5,475$5,475
ANTHEM INCP2010-09-212019-01-22$5,047$1,070$3,977$3,977
VERIZON COMMUNICATIONS COMP2005-01-012019-12-31$7,611$3,808$3,803$3,803
WALMART INCP2009-02-202019-12-31$20,165$9,361$10,804$10,804
AFLACP2018-03-202019-10-22$4$4
DUKE ENERGYP2014-12-182019-01-22$86$86
BUCKEYE PARTNERS LPP2010-01-012019-12-31$64,779$75,563-$10,784-$10,784
Wash Sale$283
FieldValueIRS element (for citing)
Capital Gain Net Income$96,172CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss$4,869NetShortTermCapitalGainLossAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$4,489InvestmentIncomeExciseTaxAmt
Subtotal$4,489SubtotalAmt
Tax Based On Investment Income$4,489TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$7,827EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$7,827TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Es Penalty$52EsPenaltyAmt
Overpayment$3,286OverpaymentAmt
Applied To ES Tax$3,286AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedfalseSection508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateOHOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1ALEX & COMPANY CPASBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone5137941900PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line18044 MONTGOMERY ROAD 420AddressLine1Txt
CityCINCINNATICityNm
State AbbreviationOHStateAbbreviationCd
ZIP45236ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Acts Fail To Qlfy As ExceptionsfalseActsFailToQlfyAsExceptionsInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmt
BRUCE LAZARUS
8044 MONTGOMERY RD STE 420CINCINNATIOH45236Director1.00$0
CAROLYN McCLINTOCK
8044 MONTGOMERY RD STE 420CINCINNATIOH45236Executive Dir.20.00$26,923
DAVID J ALEX
8044 MONTGOMERY RD STE 420CINCINNATIOH45236President1.00$0
DAIN PAIGE
8044 MONTGOMERY RD STE 420CINCINNATIOH45236Treasurer1.00$0
VIRGINIA CLARK
8044 MONTGOMERY RD STE 420CINCINNATIOH45236Vice President1.00$0
TAMMY PATTON
8044 MONTGOMERY RD STE 420CINCINNATIOH45236Director1.00$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$5,771,065AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$65,719AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$5,836,784TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Adjusted Total FMV Of Unused Ast$5,836,784AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$87,552CashDeemedCharitableAmt
Net Vl Noncharitable Assets$5,749,232NetVlNoncharitableAssetsAmt
Minimum Investment Return$287,462MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$287,462MinimumInvestmentReturnAmt
Tax Based On Investment Income$4,489TaxBasedOnInvestmentIncomeAmt
Total Tax$4,489TotalTaxAmt
Distributable Before Adj$282,973DistributableBeforeAdjAmt
Distributable Before Ded$282,973DistributableBeforeDedAmt
Distributable As Adjusted$282,973DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$310,000ExpensesAndContributionsAmt
Qualifying Distributions$310,000QualifyingDistributionsAmt
Adjusted Qualifying Distri$310,000AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$282,973DistributableAsAdjustedAmt
Undistributed Income PY$28,124UndistributedIncomePYAmt
Qualifying Distributions$310,000QualifyingDistributionsAmt
Applied To Year1$28,124AppliedToYear1Amt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$281,876AppliedToCurrentYearAmt
Undistributed Income CY$1,097UndistributedIncomeCYAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

FieldValueIRS element (for citing)
Recipient PersonDOROTHY B FRANCIS FOUNDATIONRecipientPersonNm

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line18044 MONTGOMERY ROAD STE 420AddressLine1Txt
CityCINCINNATICityNm
State AbbreviationOHStateAbbreviationCd
ZIP45236ZIPCd
FieldValueIRS element (for citing)
Recipient Phone5137941900RecipientPhoneNum
Form And Info And MaterialsANY FORM IS ACCEPTABLE.FormAndInfoAndMaterialsTxt
Submission DeadlinesNONESubmissionDeadlinesTxt
Restrictions On AwardsNONERestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (28 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
MILESTONES INC
12372 RIGGS RDINDEPENDENCEKY41051NONEGENERAL CHARITABLE$15,000
CARACOLE
4138 HAMILTON AVECINCINNATIOH45223NONEGENERAL CHARITABLE$15,000
GREEN UMBRELLA
4138 HAMILTON AVE STE DCINCINNATIOH45223NONEGENERAL CHARITABLE$15,000
BEN JACKSON MEMORIAL FUND
4777 E GALBRAITH ROADCINCINNATIOH45238NONEGENERAL CHARITABLE$5,000
RECYCLED DOGGIES
PO BOX 12773CINCINNATIOH45212NONEGENERAL CHARITABLE$7,500
4 PAWS FOR ABILITY
253 DAYTON AVEXENIAOH45385NONEGENERAL CHARITABLE$15,000
ARC OF APPALACHIA
7660 CAVE ROADBAINBRIDGEOH45612NONEGENERAL CHARITABLE$20,000
BETHANY HOUSE
1841 FAIRMONT AVECINCINNATIOH45214NONEGENERAL CHARITABLE$20,000
ELEMENTZ
1100 RACE STREETCINCINNATIOH45202NONEGENERAL CHARITABLE$5,000
PURRFECT FRIENDS CAT RESCUE
2863 HANOIS COURTCINCINNATIOH45251NONEGENERAL CHARITABLE$5,000
WESTERN WILDLIFE CORRIDOR
PO BOX 389077CINCINNATIOH45238NONEGENERAL CHARITABLE$15,000
OYLER SCHOOL
2121 HATMAKER STREETCINCINNATIOH45204NONEGENERAL CHARITABLE$5,000
GLSEN GREATER CINCINNATI
PO BOX 19856CINCINNATIOH45219NONEGENERAL CHARITABLE$15,000
CHILDHOOD FOOD SOLUTIONS
2573 ST LEO PLACECINCINNATIOH45225NONEGENERAL CHARITABLE$30,000
PLANNED PARENTHOOD
2314 AUBURN AVECINCINNATIOH45219NONEGENERAL CHARITABLE$10,000
THE HELP PROGRAM
1600 MADISON RDCINCINNATIOH45206NONEGENERAL CHARITABLE$7,000
LOVELAND SUSTAINABILITY COUNCIL
312 CAPRICE COURTLOVELANDOH45140NONEGENERAL CHARITABLE$4,000
BRICK GARDENS
4721 READING RDCINCINNATIOH45237NONEGENERAL CHARITABLE$10,000
EDUCATIONAL THEATRE ASSOCIATION
4805 MONTGOMERY RDCINCINNATIOH45212NONEGENERAL CHARITABLE$15,000
CLERMONT COUNTY CARE HUMANE SOCIETY
4025 FILAGER RDBATAVIAOH45103NONEGENERAL CHARITABLE$7,500
CLERMONT COUNTY CHAMBER OF COMMERCE
4355 FERGUSON DR STE 150CINCINNATIOH45245NONEGENERAL CHARITABLE$5,000
UCAN
2830 COLERAIN AVECINCINNATIOH45225NONEGENERAL CHARITABLE$5,000
GREAT PARKS FOREVER
10245 WINTON ROADCINCINNATIOH45231NONEGENERAL CHARITABLE$15,000
NEST
11905 RICH ROADLOVELANDOH45140NONEGENERAL CHARITABLE$10,000
MILL CREEK ALLIANCE
1662 BLUE ROCK STREETCINCINNATIOH45223NONEGENERAL CHARITABLE$12,000
CRAZY CATS RESCUE
PO BOX 8845CINCINNATIOH45208NONEGENERAL CHARITABLE$5,000
MYLES AHEAD
7773 OLD 3C HIGHWAY RDMAINEVILLEOH45039NONEGENERAL CHARITABLE$5,000
HIS HANDS EXTENDED SANCTUARY
1560 DIALTON RDSAINT PARISOH43072NONEGENERAL CHARITABLE$12,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$310,000TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Related Or Exempt Function Incm$530RelatedOrExemptFunctionIncmAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Related Or Exempt Function Incm$174,531RelatedOrExemptFunctionIncmAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Related Or Exempt Function Incm$95,889RelatedOrExemptFunctionIncmAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDescExclusionExclusionAmt
Buckeye Partners LP$3,508
ENERGY TRANSFER LP-$4,119

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion-$611ExclusionAmt
Related Or Exempt Function Incm$270,950RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$270,339TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryPROFESSIONAL FEESCategoryTxt
Amt$3,500Amt
Net Investment Income$0NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt
Disbursements Charitable Prps$0DisbursementsCharitablePrpsAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (80 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
PROCTER & GAMBLE - 808.6067 SHRS$55,385$108,489
CONOCOPHILLIPS-800.2564 SHARES$38,360$52,038
DEERE CO- 500.6257 SHARES$31,326$86,738
INTEL CORP- 1628.6402 SHARES$43,917$97,477
MARATHON OIL CORP- 2,923.8342 SHARES$69,413$39,708
VERIZON COMMUNICATIONS COM- 1530.6474 SH$74,203$100,122
WELLS FARGO & CO NEW DEL - 600.4034 SHS$23,636$32,304
COHEN & STEERS CLOSED END OPPTY FUND INC$107,403$111,238
AT&T INC - 2162.0778 SHARES$75,373$95,241
CATERPILLAR INC - 500.3709 SHARES$28,219$73,898
COHEN & STEERS SELECT INFRASTRUCTURE$70,989$97,320
EATON VANCE TX-AD GL OPP$86,440$104,789
CLOUGH GLBL OPPTYS$120,456$98,314
BLACKROCK CAP&INC$74,132$113,531
PFIZER INC- 1,119.6148 SHARES$19,464$43,866
UNITEDHEALTH GROUP INC - 400 SHARES$23,824$108,773
EATON VANCE TAX MAN GLB$83,006$100,650
AFLAC INC - 1,025.0676 SHARES$34,026$101,049
AMERICAN FINL GRP HLDGS - 1,028.8448 SHS$23,405$101,854
BOEING COMPANY - 609.6471 SHARES$22,060$94,356
CSX CORP - 1829.5448 SHARES$30,559$99,317
CHEVRON CORP - 100 SHARES$6,452$12,051
BUCKEYE PARTNERS LP - 1,795.9326 SHARES
WAL-MART STORES INC - 1,026.2949 SHARES$54,937$114,005
TCW TOTAL RETURN BOND FD CL I$74,432$76,664
BERKSHIRE HATHAWAYINC - 500 SHARES$24,687$79,275
BRISTOL-MYERS SQUIBB CO - 1599.4407 SHS$38,512$94,964
COCA COLA COM - 800 SHARES$28,443$44,280
EXXON MOBIL CORP - 600 SHARES$40,666$41,868
JPMORGAN CHASE & CO - 824.2361 SHARES$28,759$100,957
ELI LILLY & CO - 1229.2493 SHARES$32,964$115,953
MERCK AND CO INC SHS - 1,564.5873 SHARES$40,937$111,740
NEXTERA ENERGY INC SHS - 738.9457 SHS$26,350$113,560
PPL CORPORATION - 1,619.3661 SHARES$38,780$58,105
TEXAS INSTRUMENTS - 1303.8837 SHARES$28,370$113,650
ENERGY TRANSFER PTNRS LP - 3500.1047 SH$153,647$81,293
ANTHEM INC - 400 SHARES$18,624$101,482
EATON VANCE TAX-MANAGED DIVER EQTY INCM$76,472$110,789
EATON VANCE TAX-MNGD GLBL DIV EQTY INCM$76,241$108,110
AXIS CAPITAL HOLDINGS LTD - 1565.0894 SH$45,488$84,113
PROLOGIS INC - 800.546 SHARES$23,738$71,360
APPLE INC - 700 SHARES$37,941$165,032
CISCO SYSTEMS INC - 2017.3744 SHARES$38,740$96,754
FORD MOTOR CO - 3201.7772 SHARES$36,438$29,776
JOHNSON AND JOHNSON COM - 422.0312 SHS$35,836$73,526
MARATHON PETROLEUM CORP - 2001.7142 SHS$23,875$84,394
NATIONAL GRID PLC SP ADR - 1,200 SHS$54,504$68,938
VALERO ENERGY CORP NEW - 1566.1165 SHS$23,229$96,471
DOUBLELINE TOTAL RETURN BOND FUND CL I$86,171$83,004
DUKE ENERGY CORP NEW - 1121.1777 SHARES$46,122$91,593
PHILLIPS 66 SHS - 549.0803 SHARES$15,389$61,171
ABBVIE INC SHS - 842.4981 SHARES$20,582$74,596
INTL BUSINESS MACHINES CORP IBM - 365 SH$59,874$48,925
ORACLE CORP - 1,000 SHARES$32,937$52,980
AMN ELEC POWER CO - 800 SHARES$38,332$75,608
BAXTER INTERNATIONAL INC - 500 SHARES$19,548$41,810
KINDER MORGAN INC - 1781 SHARES$73,055$37,704
TCW EMERGING MARKETS INCOME I SHARE$74,595$75,715
GOLDMAN SACHS STRATEGIC INCOME FUND CL I$60,572$53,895
JP MORGAN STRATEGIC INC OPP FUND$86,162$83,367
PRINCIPAL GLOBAL DIV INCOME FUND CL P$82,722$84,005
FIRST ENERGY CORP - 1400 SHARES$48,132$68,040
OCCIDENTAL PETE CORP CAL-700 SHARES$45,591$24,726
TORONTO DOMINION BANK - 1100 SHARES$50,751$61,743
SHIRE PLC-ADR
GUGGENHEIMMACRO OPPORTUNITIES FUND INSTL$55,821$54,893
BLACKROCK MULTI ASSET INCOME PORTFOLIO$87,953$90,713
AMER FUNDS INCOME FUND OF AMERICA CL F2$82,130$89,897
AMERICAN CAPITAL INCOME BUILDER FD CL F2$87,223$96,203
CHUBB LTD.$40,184$99,726
ARCHER DANIELS MIDLD$10,477$11,588
KROGER CO.$23,666$28,990
ALLIANZGI NFJ DIVID$87,169$91,110
ABERDEEN TOTAL DYNAMIC$90,806$95,163
FEDERATED STRATEGIC INCOME FUND CL I$31,446$29,136
JANUS HENDERSON GLOBAL EQUITY INCOME$86,366$76,900
LORD ABBETT SHORT$66,045$64,791
THORNBURG INVESTMENT INCOME BUILDER FUND$68,284$74,379
RMR REAL ESTATE$11,157$12,589
TAKEDA PHARMACEUTICAL CO LTD$7,077$7,340

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

FieldValueIRS element (for citing)
Category Or ItemBLACKROCK ENHANCED EQUITY DIVIDEND TRUSTCategoryOrItemTxt
Listed At Cost Or FMVAT COSTListedAtCostOrFMVCd
Book Value$46,075BookValueAmt
EOYFMV$49,859EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmt
BOARD MEETING EXPENSES$449
EMPLOYEE BENEFITS$6,311
INSURANCE EXPENSES$3,516
INVESTMENT ACCOUNT FEE$46,174$46,174$46,174

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt
Buckeye Partners LP$3,508
ENERGY TRANSFER LP-$4,119

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxtAmtAmt
PAYROLL TAXES$2,060
STATE OF OHIO FILING FEE$250

Comments

Anonymous: no account or email. Up to 2,000 characters, at most one link. Comments are checked automatically; some wait for review.