CARNEGIE INSTITUTION OF WASHINGTON: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: CARNEGIE INSTITUTION OF WASHINGTON (EIN 53-0196523)
Tax period: 2018-07-01 to 2019-06-30
Filed: 2020-07-14
IRS object ID: 202041969349304054
Schema version: 2018v3.3
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule D
Schedule E
Schedule F
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2020-07-14T14:52:22-05:00	ReturnTs
Tax Period End	2019-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	Grant Thornton LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1000 WILSON BLVD SUITE 1400	AddressLine1Txt
City	ARLINGTON	CityNm
State Abbreviation	VA	StateAbbreviationCd
ZIP	22209	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2018-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	530196523	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Carnegie Institution of Washington	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
In Care Of	% TIMOTHY DOYLE	InCareOfNm
Business Name Control	CARN	BusinessNameControlTxt
Phone	2023876400	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1530 P St NW	AddressLine1Txt
City	Washington	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	200051910	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	TIMOTHY DOYLE	PersonNm
Person Title	CHIEF OPER. OFFICER	PersonTitleTxt
Phone	2023876400	PhoneNum
Signature	2020-07-07	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	Mary Torretta	PreparerPersonNm
PTIN	P00847851	PTIN
Phone	7038477500	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	173.73.247.211	IPv4AddressTxt

Field	Value	IRS element (for citing)
Federal Original Submission Id	54681420201965000012	FederalOriginalSubmissionId
Federal Original Submission Id	2020-07-14	FederalOriginalSubmissionIdDt
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	03CBAE45BD8E2F188EB28F31E827C7F4869431D2	AtSubmissionCreationDeviceId
At Submission Filing Device Id	407510A33C0DDF69F328AC7A53E575C28C33C48A	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2021-01-29 14:40:06Z	BuildTS

Form 990 IRS990

Doing Business As Name DoingBusinessAsName

Field	Value	IRS element (for citing)
Business Name Line1	Carnegie Science	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Principal Officer	Eric Isaacs	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1530 P St NW	AddressLine1Txt
City	Washington	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20005	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$388,052,532	GrossReceiptsAmt
Group Return For Affiliates	false	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	www.carnegiescience.edu	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1904	FormationYr
Legal Domicile State	DC	LegalDomicileStateCd
Activity Or Mission	THE CONDUCT OF SCIENTIFIC DISCOVERY, RESEARCH AND EDUCATION IN THE FIELDS OF PLANT BIOLOGY, DEVELOPMENTAL BIOLOGY, EARTH AND PLANETARY SCIENCES, ASTRONOMY, AND GLOBAL ECOLOGY	ActivityOrMissionDesc
Voting Members Governing Body	20	VotingMembersGoverningBodyCnt
Voting Members Independent	20	VotingMembersIndependentCnt
Total Employee	509	TotalEmployeeCnt
Total Volunteers	27	TotalVolunteersCnt
Total Gross UBI	-$310,958	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$29,281,249	PYContributionsGrantsAmt
CY Contributions Grants	$23,406,867	CYContributionsGrantsAmt
PY Program Service Revenue	$6,714,446	PYProgramServiceRevenueAmt
CY Program Service Revenue	$6,072,640	CYProgramServiceRevenueAmt
PY Investment Income	$52,798,376	PYInvestmentIncomeAmt
CY Investment Income	$103,948,497	CYInvestmentIncomeAmt
PY Other Revenue	$1,411,434	PYOtherRevenueAmt
CY Other Revenue	$4,413,466	CYOtherRevenueAmt
PY Total Revenue	$90,205,505	PYTotalRevenueAmt
CY Total Revenue	$137,841,470	CYTotalRevenueAmt
PY Grants And Similar Paid	$3,972,978	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$3,059,013	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$53,131,553	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$51,698,184	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$3,109,997	CYTotalFundraisingExpenseAmt
PY Other Expenses	$40,833,020	PYOtherExpensesAmt
CY Other Expenses	$41,362,844	CYOtherExpensesAmt
PY Total Expenses	$97,937,551	PYTotalExpensesAmt
CY Total Expenses	$96,120,041	CYTotalExpensesAmt
PY Revenues Less Expenses	-$7,732,046	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$41,721,429	CYRevenuesLessExpensesAmt
Total Assets BOY	$1,239,346,085	TotalAssetsBOYAmt
Total Assets EOY	$1,206,419,667	TotalAssetsEOYAmt
Total Liabilities BOY	$180,522,890	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$181,651,197	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$1,058,823,195	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$1,024,768,470	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	See Schedule O	MissionDesc
Significant New Program Srvc	false	SignificantNewProgramSrvcInd
Significant Change	false	SignificantChangeInd
Expense	$65,362,263	ExpenseAmt
Revenue	$6,072,640	RevenueAmt
Desc	See Schedule O	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$9,514,919	ExpenseAmt
Grant	$3,059,013	GrantAmt
Desc	See Schedule O	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$74,877,182	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (true)	DescribedInSection501c3Ind
Schedule B Required	Yes (true)	ScheduleBRequiredInd
Political Campaign Acty	false	PoliticalCampaignActyInd
Lobbying Activities	false	LobbyingActivitiesInd
Subject To Proxy Tax	false	SubjectToProxyTaxInd
Donor Advised Fund	false	DonorAdvisedFundInd
Conservation Easements	false	ConservationEasementsInd
Collections Of Art	Yes (true)	CollectionsOfArtInd
Credit Counseling	false	CreditCounselingInd
Temp Or Permanent Endowments	Yes (true)	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (true)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (true)	ReportInvestmentsOtherSecInd
Report Program Related Invst	false	ReportProgramRelatedInvstInd
Report Other Assets	false	ReportOtherAssetsInd
Report Other Liabilities	Yes (true)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (true)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	Yes (true)	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	false	ConsolidatedAuditFinclStmtInd
School Operating	Yes (true)	SchoolOperatingInd
Foreign Office	Yes (true)	ForeignOfficeInd
Foreign Activities	Yes (true)	ForeignActivitiesInd
More Than5000 K To Org	false	MoreThan5000KToOrgInd
More Than5000 K To Individuals	false	MoreThan5000KToIndividualsInd
Professional Fundraising	false	ProfessionalFundraisingInd
Fundraising Activities	false	FundraisingActivitiesInd
Gaming Activities	false	GamingActivitiesInd
Operate Hospital	false	OperateHospitalInd
Grants To Organizations	false	GrantsToOrganizationsInd
Grants To Individuals	Yes (true)	GrantsToIndividualsInd
Schedule J Required	Yes (true)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (true)	TaxExemptBondsInd
Invest Tax Exempt Bonds	Yes (true)	InvestTaxExemptBondsInd
Escrow Account	false	EscrowAccountInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	false	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	false	PYExcessBenefitTransInd
Loan Outstanding	Yes (true)	LoanOutstandingInd
Grant To Related Person	false	GrantToRelatedPersonInd
Business Rln With Org Mem	false	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	false	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	Yes (true)	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	Yes (true)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (true)	DeductibleArtContributionInd
Terminate Operations	false	TerminateOperationsInd
Partial Liquidation	false	PartialLiquidationInd
Disregarded Entity	false	DisregardedEntityInd
Related Entity	false	RelatedEntityInd
Related Organization Ctrl Ent	false	RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	false	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	false	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (true)	ScheduleORequiredInd
IRP Document	384	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (true)	BackupWthldComplianceInd
Employee	509	EmployeeCnt
Employment Tax Returns Filed	Yes (true)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (true)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (true)	Form990TFiledInd
Foreign Financial Account	Yes (true)	ForeignFinancialAccountInd
Foreign Country	CI	ForeignCountryCd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Taxable Party Notification	false	TaxablePartyNotificationInd
Nondeductible Contributions	false	NondeductibleContributionsInd
Quid Pro Quo Contributions	false	QuidProQuoContributionsInd
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	false	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	false	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	false	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	20	GoverningBodyVotingMembersCnt
Independent Voting Member	20	IndependentVotingMemberCnt
Family Or Business Rln	false	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	false	DelegationOfMgmtDutiesInd
Change To Org Documents	false	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	false	MaterialDiversionOrMisuseInd
Members Or Stockholders	false	MembersOrStockholdersInd
Election Of Board Members	false	ElectionOfBoardMembersInd
Decisions Subject To Approva	false	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (true)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (true)	MinutesOfCommitteesInd
Officer Mailing Address	false	OfficerMailingAddressInd
Local Chapters	false	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (true)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (true)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (true)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (true)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (true)	WhistleblowerPolicyInd
Document Retention Policy	Yes (true)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (true)	CompensationProcessCEOInd
Compensation Process Other	Yes (true)	CompensationProcessOtherInd
Investment In Joint Venture	false	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	CA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	DC	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Field	Value	IRS element (for citing)
Person	TIMOTHY DOYLE	PersonNm
Phone	2023876400	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1530 P ST NW	AddressLine1Txt
City	Washington	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	200051910	ZIPCd

Field	Value	IRS element (for citing)
Info In Schedule O Part VII	Yes (X)	InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (39 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
Craig R Barrett
Trustee/Chairman	6.0	0.0	Yes (X)	Yes (X)	$0	$0	$0
David Thompson
Trustee/Vice Chairman	6.0	0.0	Yes (X)	Yes (X)	$0	$0	$0
Charles F Bolden Jr
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
John F Crawford
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Michael A Duffy
Trustee	4.0	0.0	Yes (X)		$0	$0	$0
Sandra M Faber
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Bruce W Ferguson
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Stephen P A Foder
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
William K Gayden
TRUSTEE, END MAY 2019	2.0	0.0	Yes (X)		$0	$0	$0
Rush D Holt Jr
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Walter Isaacson
TRUSTEE, END MAY 2019	2.0	0.0	Yes (X)		$0	$0	$0
Susanne Nora Johnson
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Mary C King
TRUSTEE, END NOVEMBER 2019	2.0	0.0	Yes (X)		$0	$0	$0
Katherine Lapp
Trustee	4.0	0.0	Yes (X)		$0	$0	$0
Michael Long
Trustee	4.0	0.0	Yes (X)		$0	$0	$0
Mary E Maxon
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Christine M McCarthy
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Richard Meserve
TRUSTEE, END MAY 2019	2.0	0.0	Yes (X)		$0	$0	$0
Ray Rothrock
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Cristian Samper
Trustee	4.0	0.0	Yes (X)		$0	$0	$0
Christopher TS Stone
Trustee	4.0	0.0	Yes (X)		$0	$0	$0
Marshall Wais
Trustee	4.0	0.0	Yes (X)		$0	$0	$0
Michael Wilson
Trustee	2.0	0.0	Yes (X)		$0	$0	$0
Eric D Isaacs
President	40.0	0.0		Yes (X)	$441,297	$0	$74,471
Timothy P Doyle
Chief Operating Officer	40.0	0.0		Yes (X)	$410,161	$0	$76,564
Benjamin Aderson
General Counsel	40.0	0.0		Yes (X)	$262,952	$0	$40,865
John S Mulchaey
Division Director	40.0	0.0			$345,664	$0	$53,514	Yes (X)
Yixian Zheng
Department Director	40.0	0.0			$345,529	$0	$46,117	Yes (X)
Richard W Carlson
Division Director	40.0	0.0			$270,276	$0	$63,620	Yes (X)
Zhiyong Wang
Acting Director & Snr Stf Sci	40.0	0.0			$224,136	$0	$46,944	Yes (X)
Michael Walter
Division Director	40.0	0.0			$189,503	$0	$40,853	Yes (X)
Ann McElwain
Chief Development Officer	40.0	0.0			$287,186	$0	$66,193		Yes (X)
Patrick McCarthy
GMTO Director	40.0	0.0			$295,595	$0	$66,305		Yes (X)
Nicholas Konidaris
Scientific Staff Member	40.0	0.0			$289,822	$0	$45,810		Yes (X)
Michael Stambaugh
Chief Investment Officer	40.0	0.0			$710,790	$0	$70,040		Yes (X)
Kenneth G Caldeira
Senior Staff Scientist	40.0	0.0			$243,939	$0	$70,116		Yes (X)
Seung Yon Rhee
Department Director	40.0	0.0			$237,474	$0	$49,252			Yes (X)
George Cody
Department Director	40.0	0.0			$224,869	$0	$70,679			Yes (X)
Joseph Berry
Department Director	40.0	0.0			$222,179	$0	$63,569			Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$5,001,372	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$944,912	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	130	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (true)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (true)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	false	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt	Address Line1ContractorAddress/ForeignAddress/AddressLine1Txt	CityContractorAddress/ForeignAddress/CityNm	Province Or StateContractorAddress/ForeignAddress/ProvinceOrStateNm	CountryContractorAddress/ForeignAddress/CountryCd	Foreign PostalContractorAddress/ForeignAddress/ForeignPostalCd
CAMECA INSTRUMENTS INC
5500 NOBEL DRIVE SUITE 100	MADISON	WI	53711	Lab equip servicing	$490,784
FEI COMPANY
5350 NE DAWSON CREEK DRIVE	HILLSBORO	OR	97124	Lab equip servicing	$400,396
EDLUND DECOSSE INTERNATIONAL INC
				Flight fees	$397,047	UNIT D2 46114 AIRPORT ROAD	CHILLIWACK BC	0	CA	V2P1A5
GILLUM STRATEGY PARTNERS
455 N CITYFRONT PLAZA DRIVE Suite 3	CHICAGO	IL	60611	Planning consultants	$312,800
SHORENSTEIN
850 THIRD AVENUE 17TH FLOOR	NEW YORK	NY	10022	INVESTMENT MGMT	$308,267

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	28	CntrctRcvdGreaterThan100KCnt
Government Grants	$15,419,854	GovernmentGrantsAmt
All Other Contributions	$7,987,013	AllOtherContributionsAmt
Noncash Contributions	$525,346	NoncashContributionsAmt
Total Contributions	$23,406,867	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt	ExclusionExclusionAmt
MAGELLAN TELESCOPE PROGRAM	541700	$4,277,993	$4,277,993	$0	$0
GMT CHALLENGE PROGRAM	541700	$782,221	$782,221	$0	$0
GEOCHEMICAL SOCIETY OFFICE	541700	$307,176	$307,176	$0	$0
AUSTRALIAN ASTRONOMY PROGRAM	541700	$200,000	$200,000	$0	$0
YONSEI ASTRONOMY PROGRAM	541700	$40,249	$40,249	$0	$0

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$465,001	TotalRevenueColumnAmt
Related Or Exempt Func Income	$465,001	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$0	ExclusionAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$6,072,640	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$9,534,188	TotalRevenueColumnAmt
Unrelated Business Revenue	-$339,584	UnrelatedBusinessRevenueAmt
Exclusion	$9,873,772	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,835,495	TotalRevenueColumnAmt
Exclusion	$3,835,495	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$1,036,808	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$1,352,927	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	-$316,119	RealAmt
Personal	$0	PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$316,119	TotalRevenueColumnAmt
Exclusion	-$316,119	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$343,272,444	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$248,557,788	SecuritiesAmt
Other	$300,347	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$94,714,656	SecuritiesAmt
Other	-$300,347	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$94,414,309	TotalRevenueColumnAmt
Exclusion	$94,414,309	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$0	FundraisingGrossIncomeAmt
Fundraising Direct Expenses	$0	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Field	Value	IRS element (for citing)
Gaming Gross Income	$0	GamingGrossIncomeAmt
Gaming Direct Expenses	$0	GamingDirectExpensesAmt

Net Income From Gaming NetIncomeFromGamingGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Field	Value	IRS element (for citing)
Gross Sales Of Inventory	$0	GrossSalesOfInventoryAmt
Cost Of Goods Sold	$0	CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt	ExclusionExclusionAmt
SECURITY LITIGATION INCOME	900099	$10,724	$0	$0	$10,724
MOUNTAIN PRESENCE INCOME	900099	$65,605	$0	$0	$65,605
REALIZED FX GAIN/LOSS	900099	-$93,104	$0	$0	-$93,104

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$910,865	TotalRevenueColumnAmt
Related Or Exempt Func Income	$0	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$28,626	UnrelatedBusinessRevenueAmt
Exclusion	$882,239	ExclusionAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$894,090	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$137,841,470	TotalRevenueColumnAmt
Related Or Exempt Func Income	$6,072,640	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	-$310,958	UnrelatedBusinessRevenueAmt
Exclusion	$108,672,921	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt
Program Services	$0	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$3,059,013	TotalAmt
Program Services	$3,059,013	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Benefits To Members BenefitsToMembersGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$3,758,370	TotalAmt
Program Services	$844,818	ProgramServicesAmt
Management And General	$2,318,141	ManagementAndGeneralAmt
Fundraising	$595,411	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$31,859,039	TotalAmt
Program Services	$27,704,082	ProgramServicesAmt
Management And General	$3,050,062	ManagementAndGeneralAmt
Fundraising	$1,104,895	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$6,878,627	TotalAmt
Program Services	$5,896,366	ProgramServicesAmt
Management And General	$670,771	ManagementAndGeneralAmt
Fundraising	$311,490	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$6,794,064	TotalAmt
Program Services	$5,781,142	ProgramServicesAmt
Management And General	$697,616	ManagementAndGeneralAmt
Fundraising	$315,306	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$2,408,084	TotalAmt
Program Services	$1,934,166	ProgramServicesAmt
Management And General	$341,606	ManagementAndGeneralAmt
Fundraising	$132,312	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$396,542	TotalAmt
Management And General	$396,542	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$306,666	TotalAmt
Management And General	$306,666	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$3,923,472	TotalAmt
Management And General	$3,923,472	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$1,471,953	TotalAmt
Program Services	$259,542	ProgramServicesAmt
Management And General	$1,190,516	ManagementAndGeneralAmt
Fundraising	$21,895	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$1,449,134	TotalAmt
Program Services	$862,829	ProgramServicesAmt
Management And General	$458,326	ManagementAndGeneralAmt
Fundraising	$127,979	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$1,476,118	TotalAmt
Program Services	$954,622	ProgramServicesAmt
Management And General	$521,496	ManagementAndGeneralAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$3,330,244	TotalAmt
Program Services	$3,002,050	ProgramServicesAmt
Management And General	$305,231	ManagementAndGeneralAmt
Fundraising	$22,963	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$2,503,553	TotalAmt
Program Services	$1,922,807	ProgramServicesAmt
Management And General	$398,417	ManagementAndGeneralAmt
Fundraising	$182,329	FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$883,494	TotalAmt
Program Services	$501,039	ProgramServicesAmt
Management And General	$248,293	ManagementAndGeneralAmt
Fundraising	$134,162	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$4,740,755	TotalAmt
Program Services	$3,075,727	ProgramServicesAmt
Management And General	$1,665,028	ManagementAndGeneralAmt

Payments To Affiliates PaymentsToAffiliatesGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$9,971,195	TotalAmt
Program Services	$9,338,172	ProgramServicesAmt
Management And General	$613,220	ManagementAndGeneralAmt
Fundraising	$19,803	FundraisingAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$582,038	TotalAmt
Program Services	$226,069	ProgramServicesAmt
Management And General	$354,372	ManagementAndGeneralAmt
Fundraising	$1,597	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
RESEARCH EDUCATION EXPENSE	$5,525,676	$5,471,049	$50,589	$4,038
CONTRACT AND SUBAWARDS	$3,371,848	$3,235,747	$41,143	$94,958
BOND ADMIN	$67,042	$0	$67,042	$0
OTHER REPAIR AND MAINTENANCE	$107,091	$100,479	$6,612	$0

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$1,256,023	TotalAmt
Program Services	$707,463	ProgramServicesAmt
Management And General	$507,701	ManagementAndGeneralAmt
Fundraising	$40,859	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$96,120,041	TotalAmt
Program Services	$74,877,182	ProgramServicesAmt
Management And General	$18,132,862	ManagementAndGeneralAmt
Fundraising	$3,109,997	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$857	BOYAmt
EOY	$692	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$40,059,456	BOYAmt
EOY	$54,711,099	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$7,895,075	BOYAmt
EOY	$6,042,579	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$598,493	BOYAmt
EOY	$486,886	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$468,058	BOYAmt
EOY	$381,616	EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$991,327	BOYAmt
EOY	$970,261	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$61,986,571	BOYAmt
EOY	$65,424,306	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$279,061,173	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$152,419,676	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$132,308,762	BOYAmt
EOY	$126,641,497	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$558,199,593	BOYAmt
EOY	$533,645,364	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$436,837,893	BOYAmt
EOY	$418,115,367	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Intangible Assets IntangibleAssetsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$1,239,346,085	BOYAmt
EOY	$1,206,419,667	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$10,057,260	BOYAmt
EOY	$9,725,247	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$27,503,640	BOYAmt
EOY	$26,827,591	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$65,105,000	BOYAmt
EOY	$65,105,000	EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$3,575,557	BOYAmt
EOY	$2,272,798	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$74,281,433	BOYAmt
EOY	$77,720,561	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$180,522,890	BOYAmt
EOY	$181,651,197	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$322,559,060	BOYAmt
EOY	$311,622,735	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$680,887,440	BOYAmt
EOY	$657,039,383	EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$55,376,695	BOYAmt
EOY	$56,106,352	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$1,058,823,195	BOYAmt
EOY	$1,024,768,470	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$1,239,346,085	BOYAmt
EOY	$1,206,419,667	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$41,721,429	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$69,011,923	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$6,764,231	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	false	AccountantCompileOrReviewInd
FS Audited	Yes (true)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Separate Basis Fincl Stmt	Yes (X)	SeparateBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (true)	AuditCommitteeInd
Federal Grant Audit Required	Yes (true)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (true)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$42,588,136	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$37,111,828	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$33,826,174	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$29,281,249	CurrentTaxYearMinus1YearAmt
Current Tax Year	$23,406,867	CurrentTaxYearAmt
Total	$166,214,254	TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$42,588,136	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$37,111,828	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$33,826,174	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$29,281,249	CurrentTaxYearMinus1YearAmt
Current Tax Year	$23,406,867	CurrentTaxYearAmt
Total	$166,214,254	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$3,172,640	SubstantialContributorsTotAmt
Public Support Total170	$163,041,614	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$6,473,664	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$7,905,000	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$13,209,139	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$12,766,124	CurrentTaxYearMinus1YearAmt
Current Tax Year	$14,746,075	CurrentTaxYearAmt
Total	$55,100,002	TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$10,935,413	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$481,569	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	-$256,253	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	-$189,696	CurrentTaxYearMinus1YearAmt
Current Tax Year	$865,464	CurrentTaxYearAmt
Total	$11,836,497	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$233,150,753	TotalSupportAmt
Gross Receipts Rltd Activities	$36,249,831	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.69930	PublicSupportCY170Pct
Public Support PY170	0.00000	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule D IRS990ScheduleD

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$93,415	RevenuesIncludedAmt

Field	Value	IRS element (for citing)
Held Works Art		HeldWorksArtGrp
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Solicited Assets Sale	false	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$830,826,623	BeginningYearBalanceAmt
Contributions	$817,971	ContributionsAmt
Investment Earnings Or Losses	$26,582,367	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$1,500,019	GrantsOrScholarshipsAmt
Other Expenditures	$45,057,727	OtherExpendituresAmt
Administrative Expenses	$1,992,764	AdministrativeExpensesAmt
End Year Balance	$809,676,451	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$797,500,206	BeginningYearBalanceAmt
Contributions	$211,703	ContributionsAmt
Investment Earnings Or Losses	$82,643,613	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$2,291,722	GrantsOrScholarshipsAmt
Other Expenditures	$44,963,820	OtherExpendituresAmt
Administrative Expenses	$2,273,357	AdministrativeExpensesAmt
End Year Balance	$830,826,623	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$744,153,617	BeginningYearBalanceAmt
Contributions	$16,599	ContributionsAmt
Investment Earnings Or Losses	$103,067,040	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$3,168,223	GrantsOrScholarshipsAmt
Other Expenditures	$42,901,696	OtherExpendituresAmt
Administrative Expenses	$3,667,131	AdministrativeExpensesAmt
End Year Balance	$797,500,206	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$819,540,019	BeginningYearBalanceAmt
Contributions	$130,750	ContributionsAmt
Investment Earnings Or Losses	-$29,062,673	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$3,026,553	GrantsOrScholarshipsAmt
Other Expenditures	$41,059,613	OtherExpendituresAmt
Administrative Expenses	$2,368,313	AdministrativeExpensesAmt
End Year Balance	$744,153,617	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$809,951,370	BeginningYearBalanceAmt
Contributions	$148,221	ContributionsAmt
Investment Earnings Or Losses	$50,809,234	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$2,429,969	GrantsOrScholarshipsAmt
Other Expenditures	$34,184,148	OtherExpendituresAmt
Administrative Expenses	$4,754,689	AdministrativeExpensesAmt
End Year Balance	$819,540,019	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.16340	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.06669	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.76991	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (true)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	false	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$817,117	OtherCostOrOtherBasisAmt
Book Value	$817,117	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$96,347,592	OtherCostOrOtherBasisAmt
Book Value	$96,347,592	BookValueAmt

Field	Value	IRS element (for citing)
Leasehold Improvements		LeaseholdImprovementsGrp

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$179,768,367	OtherCostOrOtherBasisAmt
Depreciation	$152,419,676	DepreciationAmt
Book Value	$27,348,691	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$2,128,097	OtherCostOrOtherBasisAmt
Book Value	$2,128,097	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$126,641,497	TotalBookValueLandBuildingsAmt
Financial Derivatives		FinancialDerivativesGrp

Closely Held Equity Interests CloselyHeldEquityInterestsGrp

Field	Value	IRS element (for citing)
Book Value	$413,696	BookValueAmt
Method Valuation	C	MethodValuationCd

Other Securities OtherSecuritiesGrp (2 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
ALTERNATIVE INVESTMENTS	$223,967,045	F
REAL ASSET/NATURAL RESOURCES	$193,734,626	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$418,115,367	TotalBookValueSecuritiesAmt
Federal Income Tax Liability	$0	FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)

DescDesc	AmtAmt
TAXABLE BOND PAYABLE	$50,000,000
ACCRUED POSTRETIREMENT BENEFIT COST	$27,720,561

Field	Value	IRS element (for citing)
Total Liability	$77,720,561	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd
Total Rev Etc Audited Fincl Stmt	$59,493,710	TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst	-$69,011,923	NetUnrealizedGainsInvstAmt
Other Revenue	-$6,765,292	OtherRevenueAmt
Revenue Not Reported	-$75,777,215	RevenueNotReportedAmt
Revenue Subtotal	$135,270,925	RevenueSubtotalAmt
Investment Expenses Not Incld	$3,923,472	InvestmentExpensesNotIncldAmt
Other Revenues Not Included	-$1,352,927	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	$2,570,545	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$137,841,470	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$93,548,435	TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included	-$1,061	OtherExpensesIncludedAmt
Expenses Not Reported	-$1,061	ExpensesNotReportedAmt
Expenses Subtotal	$93,549,496	ExpensesSubtotalAmt
Investment Expenses Not Incld2	$3,923,472	InvestmentExpensesNotIncld2Amt
Other Expenses Not Included	-$1,352,927	OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt	$2,570,545	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$96,120,041	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
ORGANIZATION'S COLLECTIONS	SCHEDULE D, PART III, LINE 4 THE COLLECTION OF THE CARNEGIE INSTITUTION OF WASHINGTON IS PREDOMINANTLY COMPOSED OF HISTORICAL ARTIFACTS RELATED TO ITS WORK IN SCIENTIFIC RESEARCH. THIS INCLUDES SCIENTIFIC SAMPLES, MATERIALS, DEVICES AND INSTRUMENTATION, AND PRINTED PUBLICATIONS. THE COLLECTION IS USED FOR SCHOLARLY REFERENCE AND STUDY OF THE INSTITUTION'S PAST SCIENTIFIC DISCOVERIES AS WELL AS FOR EDUCATION OF THE GENERAL PUBLIC. INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 THE ORGANIZATION'S ENDOWMENT FUNDS ARE INTENDED TO SUPPORT ITS OVERALL MISSION OF SUPPORTING SCIENTIFIC DISCOVERY "IN THE BROADEST AND MOST LIBERAL MANNER."
FIN 48 FOOTNOTE	SCHEDULE D, PART X, LINE 2 THE CARNEGIE INSTITUTION OF WASHINGTON (CARNEGIE) HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) EXCEPT FOR AMOUNTS FROM UNRELATED BUSINESS INCOME. CARNEGIE IS ALSO AN EDUCATIONAL INSTITUTION WITHIN THE MEANING OF SECTION 170(B)(1)(A)(II) OF THE CODE. THE INTERNAL REVENUE SERVICE HAS CLASSIFIED CARNEGIE AS OTHER THAN A PRIVATE FOUNDATION, AS DEFINED IN SECTION 509(A) OF THE CODE. CARNEGIE HAS ANALYZED THE TAX POSITIONS TAKEN AND HAS CONCLUDED THAT AS OF JUNE 30, 2019 AND 2018, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF DISCLOSURE IN THE FINANCIAL STATEMENTS.
RECONCILIATION OF REVENUE BETWEEN AFS & FORM 990	SCHEDULE D, PART XI, LINE 2D UNREALIZED SWAP GAIN/(LOSS) $1,033,807 PENSION-RELATED CHANGES ($2,611,408) GRANT MODIFICATION ($5,187,691) ----------- TOTAL ($6,765,292) SCHEDULE D, PART XI, LINE 4B RENTAL EXPENSES ($1,352,927) ----------- TOTAL ($1,352,927)
RECONCILIATION OF EXPENSES BETWEEN AFS & FORM 990	SCHEDULE D, PART XII, LINE 2D UNREALIZED FX (GAIN)/LOSS ($1,061) ---------- TOTAL ($1,061) SCHEDULE D, PART XII, LINE 4B RENTAL EXPENSES ($1,352,927) ----------- TOTAL ($1,352,927)

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (true)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (true)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (true)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (true)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (true)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (true)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (true)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	false	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	false	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	false	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	false	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	false	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	false	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	false	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	false	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (true)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	false	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (true)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

NONDISCRIMINATORY POLICY

SCHEDULE E, PART I, LINE 3 OUR NON-DISCRIMINATION POLICY IS AVAILABLE ON OUR WEBSITE, WWW.CARNEGIESCIENCE.EDU, UNDER ANTI-DISCRIMINATION POLICY.

EXPLANATION OF GOVERNMENT FINANCIAL AID

SCHEDULE E, PART I, LINE 6A WE RECEIVE GRANTS AND PASS THROUGH FUNDS FROM SEVERAL FEDERAL AGENCIES INCLUDING THE NATIONAL SCIENCE FOUNDATION (NSF), THE UNITED STATES DEPARTMENT OF ENERGY (DOE), THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY (DHS), THE NATIONAL AERONAUTICS AND SPACE ADMINISTRATION (NASA), THE UNITED STATES DEPARTMENT OF AGRICULTURE (USDA), THE OFFICE OF NAVAL RESEARCH (ONR), THE NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY (NIST), AND OTHERS. THESE MONIES SUPPORT OUR SCIENTIFIC RESEARCH AND EDUCATION.

Schedule F IRS990ScheduleF

Account Activities Outside US AccountActivitiesOutsideUSGrp (28 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Region Total ExpendituresRegionTotalExpendituresAmt	Specific Services ProvidedSpecificServicesProvidedTxt
Europe (Including Iceland and Greenland)	Fundraising	$31,836
South America	Fundraising	$59,739
North America	Program Services	$9,658	Meetings/conferences
East Asia and the Pacific	Program Services	$66,731	Meetings/conferences
Europe (Including Iceland and Greenland)	Program Services	$140,121	Meetings/conferences
South America	Program Services	$25,066	Meetings/conferences
East Asia and the Pacific	Program Services	$5,005	Collaborative work
North America	Program Services	$7,134	Construction
East Asia and the Pacific	Program Services	$45,746	CORAL FIELD SURVEY
Central America and the Caribbean	Program Services	$3,180	FIELD WORK
East Asia and the Pacific	Program Services	$21,916	FIELD WORK
East Asia and the Pacific	Program Services	$25,398	LIZARD ISLAND RESEARCH
East Asia and the Pacific	Program Services	$313	POSTDOC: RELOCATION
East Asia and the Pacific	Program Services	$29,967	REEFSCAPE FIELD WORK
East Asia and the Pacific	Program Services	$23,255	REEFSCAPE FIELD WORK
East Asia and the Pacific	Program Services	$39,362	VANNUTU AND PNG FLDWK
Europe (Including Iceland and Greenland)	Program Services	$982	POSTDOC: RELOCATION
South America	Program Services	$23,360	LCO FIELD WORK
South America	Program Services	$2,460	P JONES - RELOCATION
South America	Program Services	$56,730	RESEARCH/GRANTS
South America	Program Services	$227,305	SCIENTIFIC OBS. CHILE
South America	Program Services	$26,034	TELESCOPE ENG./MAINT.
South America	Program Services	$7,388,148	TELESCOPE OPERATIONS
South Asia	Program Services	$1,889	POSTDOC: RELOCATION
North America	Investments	$12,393,604
Central America and the Caribbean	Investments	$345,601,560
South America	Investments	$4,484,654
Europe (Including Iceland and Greenland)	Investments	$2,084,676

Field	Value	IRS element (for citing)
Subtotal Spent	$535,409	SubtotalSpentAmt
Continuation Spent	$372,290,420	ContinuationSpentAmt
Total Spent	$372,825,829	TotalSpentAmt
Transfer To Foreign Corp	Yes (true)	TransferToForeignCorpInd
Interest In Foreign Trust	false	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (true)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (true)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (true)	ForeignPartnershipInd
Boycott Countries	false	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PROCEDURES FOR MONITORING THE USE OF GRANTS AND OTHER ASSISTANCE	FormAndLineReferenceDesc
Explanation	SCHEDULE F, PART I, LINE 2 AS A RESEARCH INSTITUTION, CARNEGIE PROVIDES FELLOWS WITH THE OPPORTUNITY TO PURSUE INDEPENDENT RESEARCH AND THE TRAINING TO ACQUIRE THE ADDITIONAL SKILLS AND EXPERTISE NEEDED TO BECOME A SUCCESSFUL SCIENTIST. CARNEGIE MONITORS THE FELLOWSHIP EXPERIENCE TO ACHIEVE BOTH OBJECTIVES. FELLOWS PURSUE THEIR RESEARCH PROGRAM RELATIVELY INDEPENDENTLY BUT HAVE FULL ACCESS TO CARNEGIE FACILITIES AND STAFF MEMBERS AND TYPICALLY PERFORM THEIR EXPERIMENTS AND SCIENTIFIC WORK ON-SITE AND IN COLLABORATION WITH OTHER CARNEGIE FELLOWS. THIS COLLABORATION SERVES AS A VEHICLE FOR MONITORING AND SUPPORTING THE WORK OF THE FELLOW. CARNEGIE'S VARIOUS ADMINISTRATIVE AND RESEARCH POLICIES APPLY TO FELLOWS. IN CARNEGIE'S STRUCTURE, DEPARTMENT DIRECTORS ARE RESPONSIBLE FOR ASSURING THAT FELLOWS FOLLOW THESE PROCEDURES AND CARRY OUT THE RESEARCH SUPPORTED THROUGH EXTERNALLY OR INTERNALLY-FUNDED FELLOWSHIPS. TO ENSURE SPONSORED PROGRAM DOLLARS ARE APPROPRIATELY USED, AND IN ACCORDANCE WITH APPLICABLE REGULATIONS, THE INSTITUTION APPLIES RIGOROUS FINANCIAL AND PROGRAMMATIC MONITORING. CARNEGIE CONDUCTS REGULAR ACCOUNT RECONCILIATIONS, SUBRECIPIENT MONITORING; WHEREIN SUBRECIPIENT ORGANIZATIONS ARE REQUIRED TO SUBMIT FINANCIAL AND TECHNICAL REPORTS. REPORTS AND INVOICES ARE REVIEWED FOR ACCURACY, AND COMPLIANCE WITH APPLICABLE TERMS AND CONDITIONS INCLUDING OMB 2 CFR 200 ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS.	ExplanationTxt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (4 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt
UNIVERSITY OF CHICAGO
5801 S ELLIS AVENUE	CHICAGO	IL	60637	362177139	501(c)(3)	$6,368	Participant Support
NORTHWESTERN UNIVERSITY
633 CLARK ST RM G547	EVANSTON	IL	60208	362167817	501(c)(3)	$10,287	Participant Support
UNIVERSITY OF ALABAMA AT BIRMINGHAM
UNIVERSITY STATION	BIRMINGHAM	AL	35294	636005396	501(c)(3)	$5,917	Participant support
MICHIGAN STATE UNIVERSITY
220 TROWBRIDGE RD	EAST LANSING	MI	48824	386005984	501(c)(3)	$8,357	Participant support

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp

Field	Value	IRS element (for citing)
Grant Type	FELLOWSHIP	GrantTypeTxt
Recipient	58	RecipientCnt
Cash Grant	$3,059,013	CashGrantAmt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS & OTHER ASSISTANCE IN US	FormAndLineReferenceDesc
Explanation	SCHEDULE I, PART I, LINE 2 AS A RESEARCH INSTITUTION, CARNEGIE PROVIDES FELLOWS WITH THE OPPORTUNITY TO PURSUE INDEPENDENT RESEARCH AND THE TRAINING TO ACQUIRE THE ADDITIONAL SKILLS AND EXPERTISE NEEDED TO BECOME A SUCCESSFUL SCIENTIST. CARNEGIE MONITORS THE FELLOWSHIP EXPERIENCE TO ACHIEVE BOTH OBJECTIVES. FELLOWS PURSUE THEIR RESEARCH PROGRAM RELATIVELY INDEPENDENTLY BUT HAVE FULL ACCESS TO CARNEGIE FACILITIES AND STAFF MEMBERS AND TYPICALLY PERFORM THEIR EXPERIMENTS AND SCIENTIFIC WORK ON-SITE AND IN COLLABORATION WITH OTHER CARNEGIE SCIENTISTS. FELLOWS IN THE BIOLOGICAL SCIENCES APPLY TO CARNEGIE MAINLY TO LEARN THE RESEARCH TECHNIQUES AND RESEARCH AREAS OF A PARTICULAR CARNEGIE STAFF SCIENTIST, THAT IS, TO WORK IN THAT PRINCIPAL INVESTIGATOR'S (PI) LAB. LABS ROUTINELY ENGAGE A NUMBER OF DIFFERENT PEOPLE, INCLUDING A PI, TECHNICIANS, POSTDOCTORAL SCIENTISTS, AND RESEARCHERS. THE PI MONITORS THE WORK OF THE FELLOW ON AN ONGOING BASIS, CRITIQUES THE FELLOWS' RESEARCH, MAKES SUGGESTIONS FOR AVENUES TO EXPLORE, AND PROVIDES ONGOING MENTORING. FELLOWS IN THE PHYSICAL SCIENCES TYPICALLY COLLABORATE WITH A SENIOR STAFF MEMBER ON RESEARCH PROJECTS. THIS PROVIDES AN ONGOING VEHICLE FOR MONITORING AND SUPPORTING THE WORK OF THE FELLOW. FELLOWS ARE ASKED TO PRESENT AND DEFEND THEIR RESEARCH TO OTHER SCIENTISTS BOTH AT CARNEGIE AND AT OTHER INSTITUTIONS. THIS PROCESS HELPS TO MONITOR A FELLOWS' SCIENTIFIC PROGRESS AND PERMITS ADJUSTMENTS AS NECESSARY. CARNEGIE'S VARIOUS ADMINISTRATIVE AND RESEARCH POLICIES APPLY TO FELLOWS. IN CARNEGIE'S STRUCTURE, DEPARTMENT DIRECTORS ARE RESPONSIBLE FOR ASSURING THAT FELLOWS FOLLOW THESE PROCEDURES AND CARRY OUT THE RESEARCH SUPPORTED THROUGH EXTERNALLY OR INTERNALLY-FUNDED FELLOWSHIPS. TO ENSURE SPONSORED PROGRAM DOLLARS ARE APPROPRIATELY USED, AND IN ACCORDANCE WITH APPLICABLE REGULATIONS, THE INSTITUTION APPLIES RIGOROUS FINANCIAL AND PROGRAMMATIC MONITORING. CARNEGIE CONDUCTS REGULAR ACCOUNT RECONCILIATIONS, SUBRECIPIENT MONITORING; WHEREIN SUBRECIPIENT ORGANIZATIONS ARE REQUIRED TO SUBMIT FINANCIAL AND TECHNICAL REPORTS. REPORTS AND INVOICES ARE REVIEWED FOR ACCURACY, AND COMPLIANCE WITH APPLICABLE TERMS AND CONDITIONS INCLUDING OMB 2 CFR 200 ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Written Policy Ref T And E Expnss	Yes (true)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (true)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	false	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	false	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	false	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	Yes (true)	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	false	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	false	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	false	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	false	AnyNonFixedPaymentsInd
Initial Contract Exception	false	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (16 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Eric D Isaacs
President	$379,333	$0	$50,000	$0	$11,964	$0	$63,460	$0	$11,011	$0	$515,768	$0	$0	$0
Timothy P Doyle
Chief Operating Officer	$363,146	$0	$25,000	$0	$22,015	$0	$47,541	$0	$29,023	$0	$486,725	$0	$0	$0
Benjamin Aderson
General Counsel	$221,898	$0	$22,500	$0	$18,554	$0	$32,863	$0	$8,002	$0	$303,817	$0	$0	$0
John S Mulchaey
Division Director	$334,968	$0	$10,000	$0	$696	$0	$44,364	$0	$9,150	$0	$399,178	$0	$0	$0
Yixian Zheng
Department Director	$317,750	$0	$10,000	$0	$17,779	$0	$46,117	$0	$0	$0	$391,646	$0	$0	$0
Richard W Carlson
Division Director	$269,880	$0	$0	$0	$396	$0	$54,036	$0	$9,584	$0	$333,896	$0	$0	$0
Zhiyong Wang
Acting Director & Snr Stf Sci	$199,830	$0	$0	$0	$24,306	$0	$38,348	$0	$8,596	$0	$271,080	$0	$0	$0
Michael Walter
Division Director	$189,310	$0	$0	$0	$193	$0	$33,934	$0	$6,919	$0	$230,356	$0	$0	$0
Ann McElwain
Chief Development Officer	$272,954	$0	$14,094	$0	$138	$0	$44,257	$0	$21,936	$0	$353,379	$0	$0	$0
Patrick McCarthy
GMTO Director	$295,595	$0	$0	$0	$0	$0	$48,944	$0	$17,361	$0	$361,900	$0	$0	$0
Nicholas Konidaris
Scientific Staff Member	$155,419	$0	$0	$0	$134,403	$0	$23,842	$0	$21,968	$0	$335,632	$0	$0	$0
Michael Stambaugh
Chief Investment Officer	$410,646	$0	$300,000	$0	$144	$0	$43,617	$0	$26,423	$0	$780,830	$0	$0	$0
Kenneth G Caldeira
Senior Staff Scientist	$241,860	$0	$0	$0	$2,079	$0	$47,190	$0	$22,926	$0	$314,055	$0	$0	$0
Seung Yon Rhee
Department Director	$229,884	$0	$0	$0	$7,590	$0	$38,656	$0	$10,596	$0	$286,726	$0	$0	$0
George Cody
Department Director	$224,611	$0	$0	$0	$258	$0	$43,427	$0	$27,252	$0	$295,548	$0	$0	$0
Joseph Berry
Department Director	$220,943	$0	$0	$0	$1,236	$0	$45,218	$0	$18,351	$0	$285,748	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

FIRST-CLASS TRAVEL

SCHEDULE J, PART I, LINE 1A FIRST CLASS TRAVEL WAS ALLOWED PURSUANT TO POLICY AND PAID FOR MR. ISAACS, MR. DOYLE, AND MR. MULCHAEY. THESE BENEFITS ARE INCLUDED WITHIN SCHEDULE J, PART II, COLUMN B(III). HOUSING ALLOWANCE SCHEDULE J, PART I, LINE 1A CARNEGIE'S POLICIES INCLUDE A PROVISION FOR HOUSING SUBSIDIES IN HIGH-COST AREAS FOR QUALIFYING STAFF MEMBERS. SIX STAFF MEMBERS QUALIFY FOR THE HOUSING ALLOWANCE. THESE BENEFITS ARE TREATED AS TAXABLE COMPENSATION AND INCLUDED ON THE STAFF MEMBER'S FORM W-2. TRAVEL FOR COMPANIONS SCHEDULE J, PART I, LINE 1A TRAVEL FOR COMPANIONS WAS ALLOWED PURSUANT TO POLICY AND PAID FOR MR. ISAACS' SPOUSE. THIS BENEFIT IS INCLUDED WITHIN SCHEDULE J, PART II, COLUMN B(III).

CONTINGENT COMPENSATION

SCHEDULE J, PART I, LINE 5A CARNEGIE PAID COMPENSATION UPON AND DETERMINED IN PART BY THE REVENUES OF THE ORGANIZATION TO MICHAEL STAMBAUGH AND ANN MCELWAIN. CONTINGENT COMPENSATION IS REPORTED IN COLUMN B(II) OF SCHEDULE J, PART II.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
California Educational Facilities Authority
A	521705592	130178VS2	2010-03-24	$34,525,000	REFUND PRIOR BONDS TO FINANCE	false	false	false
Maryland Health & Higher Educational Facilities
B	520936091	574217JB2	2010-02-04	$30,580,000	REFUND PRIOR BONDS TO CONSTRUCT/EQ	false	false	false

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	In Reserve FundInReserveFundAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Credit EnhancementCreditEnhancementAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$0	$0	$36,365,183	$0	$0	$0	$565,183	$0	$0	$35,800,000	$0	$0	2003	Yes (true)	false	Yes (true)	Yes (true)
B	$0	$0	$30,505,440	$0	$0	$0	$553,594	$0	$0	$30,000,000	$0	$0	2005	Yes (true)	false	Yes (true)	Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Any Research AgreementsAnyResearchAgreementsInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Remedial Action TakenRemedialActionTakenInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	false	false	false	false	0	Yes (true)	false	false	Yes (true)
B	false	false	false	false	0	Yes (true)	false	false	Yes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Business Name Line1GICProviderName/BusinessNameLine1Txt	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
A	false	false	Yes (true)	false	false	false	false	0	false	Yes (true)
0
B	false	false	Yes (true)	false	false	false	false	0	false	Yes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (true)
B	Yes (true)

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE K, PART II, LINE 3, BONDS A AND B	THE DIFFERENCE BETWEEN THE ISSUE PRICE LISTED IN PART I, COLUMN (E) AND THE TOTAL PROCEEDS OF ISSUE IN PART II, LINE 3 FOR BOND A AND BOND B REPRESENT PREMIUMS OR DISCOUNTS.
SCHEDULE K, PART II, LINE 7	03/24/2010 - 34,525,000 CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY (CEFA) - THIS ISSUE WAS USED TO REFUND $17.5 MILLION OF 1993 SERIES B CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY REVENUE TAX EXEMPT BONDS AND $18.3 MILLION OF 2006 SERIES A CEFA REFUNDING REVENUE TAX-EXEMPT BONDS WHICH REFUNDED ALL OUTSTANDING 1993 SERIES A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY REVENUE TAX EXEMPT BONDS. 1993 SERIES A & B BONDS WERE USED TO FINANCE THE MAGELLAN TELESCOPE PROJECT AND THE RENOVATION OF THE FACILITIES OF THE OBSERVATORIES AT PASADENA. THE TELESCOPE PROJECT WAS COMPLETED IN 2003. THE 2010 SERIES WAS ISSUED AT A PREMIUM OF $1,840,183 AND AMOUNTS IN EXCESS OF $35.8 MILLION WERE USED TO COVER ISSUANCE COSTS.
SCHEDULE K, PART II, LINE 7	02/04/2010 - 30,580,000 MARYLAND HEALTH & HIGHER EDUCATIONAL FACILITIES (MHHEFA) - THIS ISSUE WAS USED TO REFUND PRIOR MHHEFA BONDS OF $30 MILLION ISSUED IN OCTOBER, 2002, THE PROCEEDS OF WHICH WERE USED TO CONSTRUCT AND EQUIP A NEW FACILITY FOR CARNEGIE'S DEPARTMENT OF EMBRYOLOGY ON THE JOHNS HOPKINS HOMEWOOD CAMPUS IN BALTIMORE, MARYLAND. CONSTRUCTION BEGAN IN APRIL 2003 AND THE FACILITY WAS OCCUPIED IN SEPTEMBER 2005. THE 2010 SERIES WAS ISSUED AT A DISCOUNT OF $74,561 AND AMOUNTS BORROWED IN EXCESS OF $30 MILLION WERE USED TO COVER ISSUANCE COSTS.

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp

Field	Value	IRS element (for citing)
Person	SEUNG YON RHEE	PersonNm
Relationship With Org	DEPT. DIR.	RelationshipWithOrgTxt
Loan Purpose	MORTGAGE	LoanPurposeTxt
Loan From Organization	Yes (X)	LoanFromOrganizationInd
Original Principal	$468,058	OriginalPrincipalAmt
Balance Due	$381,616	BalanceDueAmt
Default	false	DefaultInd
Board Or Committee Approval	Yes (true)	BoardOrCommitteeApprovalInd
Written Agreement	Yes (true)	WrittenAgreementInd

Field	Value	IRS element (for citing)
Total Balance Due	$381,616	TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp

Name Of Interested NameOfInterested

Field	Value	IRS element (for citing)
Person	WILLIAM GAYDEN	PersonNm

Field	Value	IRS element (for citing)
Relationship Description	TRUSTEE	RelationshipDescriptionTxt
Transaction	$6,043,545	TransactionAmt
Transaction	SEE PART V	TransactionDesc
Sharing Of Revenues	false	SharingOfRevenuesInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE L, PART IV, COLUMN (D)	FormAndLineReferenceDesc
Explanation	MR. GAYDEN IS FOUNDER, CHAIRMAN, AND CHIEF EXECUTIVE OFFICER OF MERIT ENERGY COMPANY, A PRIVATE FIRM SPECIALIZING IN DIRECT INVESTMENTS IN MATURE, HIGH QUALITY OIL AND GAS ASSETS. MERIT ACQUIRES, OPERATES, AND DEVELOPS PRODUCING OIL AND GAS PROPERTIES ON BEHALF OF INSTITUTIONAL LIMITED PARTNERS THROUGH THE MERIT ENERGY PARTNERSHIP FUNDS. CARNEGIE MADE THIS CONTRIBUTION TO FUND CAPITAL CALLS FROM ITS EXISTING COMMITMENTS TO MERIT'S ENERGY FUNDS.	ExplanationTxt

Schedule M IRS990ScheduleM

Field	Value	IRS element (for citing)
Works Of Art		WorksOfArtGrp

Art Historical Treasures ArtHistoricalTreasuresGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1	ContributionCnt
Noncash Contributions Rpt F990	$93,415	NoncashContributionsRptF990Amt
Method Of Determining Revenues	Appraisal	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Art Fractional Interest		ArtFractionalInterestGrp
Books And Publications		BooksAndPublicationsGrp
Clothing And Household Goods		ClothingAndHouseholdGoodsGrp
Cars And Other Vehicles		CarsAndOtherVehiclesGrp
Boats And Planes		BoatsAndPlanesGrp
Intellectual Property		IntellectualPropertyGrp

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	12	ContributionCnt
Noncash Contributions Rpt F990	$357,293	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Securities Closely Held Stock		SecuritiesCloselyHeldStockGrp
Secur Prtnrshp Trust Intrsts		SecurPrtnrshpTrustIntrstsGrp
Securities Miscellaneous		SecuritiesMiscellaneousGrp
Qualified Contrib Hist Struct		QualifiedContribHistStructGrp
Qualified Contrib Other		QualifiedContribOtherGrp
Real Estate Residential		RealEstateResidentialGrp
Real Estate Commercial		RealEstateCommercialGrp
Real Estate Other		RealEstateOtherGrp
Collectibles		CollectiblesGrp
Food Inventory		FoodInventoryGrp
Drugs And Medical Supplies		DrugsAndMedicalSuppliesGrp
Taxidermy		TaxidermyGrp
Historical Artifacts		HistoricalArtifactsGrp
Scientific Specimens		ScientificSpecimensGrp
Archaeological Artifacts		ArchaeologicalArtifactsGrp

Other Non Cash Contri Table OtherNonCashContriTableGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Desc	Equipment	Desc
Contribution	4	ContributionCnt
Noncash Contributions Rpt F990	$74,638	NoncashContributionsRptF990Amt
Method Of Determining Revenues	0	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Any Property That Must Be Held	false	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (true)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	false	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	NUMBER OF CONTRIBUTIONS	FormAndLineReferenceDesc
Explanation	Schedule M, PART I, COLUMN (B) THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B).	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
organization's mission	FORM 990, PART III, LINE 1 THE MISSION OF THE CARNEGIE INSTITUTION OF WASHINGTON, AS SET FORTH IN ITS ARTICLES OF INCORPORATION UNDER AN ACT OF CONGRESS IN 1904, IS "TO ENCOURAGE, IN THE BROADEST AND MOST LIBERAL MANNER, INVESTIGATION, RESEARCH, AND DISCOVERY, AND THE APPLICATION OF KNOWLEDGE TO THE IMPROVEMENT OF MANKIND." PROGRAM SERVICE ACTIVITY #1 FORM 990, PART III, LINE 4A CARNEGIE IS A WORLD-RENOWNED CENTER FOR PETROLOGY-THE STUDY OF ROCKS. IT IS ALSO A GLOBAL LEADER IN HIGH-PRESSURE AND HIGH-TEMPERATURE PHYSICS, WHICH ENABLES OUR SCIENTISTS TO MAKE SIGNIFICANT CONTRIBUTIONS TO EARTH, PLANETARY AND MATERIAL SCIENCES. CARNEGIE IS LEADING AN INTERNATIONAL, MULTI-INSTITUTION, CROSS-DISCIPLINARY INITIATIVE DEDICATED TO ACHIEVING A TRANSFORMATIONAL UNDERSTANDING OF EARTH'S DEEP CARBON CYCLE, INCLUDING ITS POORLY CONSTRAINED RESERVOIRS AND FLUXES; THE UNKNOWN ROLE OF DEEP BIOLOGY; AND THE UNEXPLORED INFLUENCES OF THE DEEP CARBON CYCLE ON CRITICAL SOCIETAL CONCERNS RELATED TO ENERGY, THE ENVIRONMENT, AND CLIMATE. CARNEGIE RESEARCHERS ARE CONTRIBUTING TO INTERDISCIPLINARY EFFORTS INVESTIGATING HOW LIFE EVOLVED ON THIS PLANET AND DETERMINING ITS POTENTIAL FOR EXISTING ELSEWHERE. CARNEGIE OBSERVATIONAL AND THEORETICAL ASTRONOMERS COLLABORATE TO TRACE THE EVOLUTION OF THE UNIVERSE FROM THE SPARK OF THE BIG BANG THROUGH STAR AND GALAXY FORMATION; EXPLORE THE STRUCTURE OF THE UNIVERSE; AND PROBE THE MYSTERIES OF DARK MATTER, DARK ENERGY, AND THE EVER-ACCELERATING RATE AT WHICH THE UNIVERSE IS EXPANDING. UNLIKE MOST IN THEIR FIELD, CARNEGIE OBSERVATIONAL ASTRONOMERS DESIGN AND BUILD THEIR OWN INSTRUMENTS TO CAPTURE THE SECRETS OF SPACE. CARNEGIE OPERATES TELESCOPES IN LAS CAMPANAS, CHILE, AT WHICH MUCH OF OUR ASTRONOMICAL RESEARCH IS CONDUCTED. WE ARE FOUNDING PARTNERS IN A CONSORTIUM THAT IS WORKING TO DESIGN, CONSTRUCT, AND OPERATE THE GIANT MAGELLAN TELESCOPE, ONE OF THE NEW CLASS OF EXTREMELY LARGE TELESCOPES, WHICH WILL BE AMONG THE WORLD'S LARGEST GROUND-BASED OPTICAL/INFRARED FACILITIES ONCE IT IS COMPLETED. CARNEGIE ALSO INCLUDES INTERDISCIPLINARY TEAMS OF ASTRONOMERS AND ASTROPHYSICISTS, GEOPHYSICISTS AND GEOCHEMISTS, COSMOCHEMISTS AND PLANETARY SCIENTISTS. THESE GROUPS ARE DISCOVERING PLANETS ORBITING DISTANT STARS; PROBING THE FORMATION AND EVOLUTION OF EARTH, THE MOON, AND OUR SOLAR SYSTEM; AND STUDYING THE CAUSES OF EARTHQUAKES, VOLCANOES, AND OTHER GEOLOGIC PHENOMENA. USING INNOVATIVE APPROACHES TO ECOLOGICAL RESEARCH, CARNEGIE SCIENTISTS ARE UNTANGLING THE COMPLICATED INTERACTIONS BETWEEN EARTH'S LAND, ATMOSPHERE, AND OCEANS TO UNDERSTAND HOW GLOBAL SYSTEMS OPERATE. DEPLOYING A WIDE RANGE OF POWERFUL TOOLS-FROM SATELLITES TO MOLECULAR BIOLOGY TECHNIQUES-THESE SCIENTISTS EXPLORE ISSUES SUCH AS THE GLOBAL CARBON CYCLE, THE ROLE OF LAND AND OCEANIC ECOSYSTEMS, AND OCEAN ACIDIFICATION. OUR ECOLOGISTS ALSO PLAY AN ACTIVE ROLE IN THE PUBLIC ARENA, FROM SERVING ON NATIONAL PANELS AND COMMITTEES THAT INVESTIGATE CLIMATE CHANGE TO IDENTIFYING ENVIRONMENTAL HOT SPOTS FOR CONSERVATION EFFORTS. CARNEGIE BIOLOGISTS REVEAL CRUCIAL BIOCHEMICAL PATHWAYS AND THE GENES THAT ENCODE THEIR FUNCTIONS IN MICROBES, PLANTS, AND ANIMALS. TOGETHER WITH OUR LONGSTANDING EXPERTISE IN MODEL SYSTEM DEVELOPMENT, THIS WORK PROVIDES A FOUNDATION FOR EXPLORING NEW RESEARCH AVENUES THAT DEPLOY CELLULAR AND MOLECULAR APPROACHES TO UNDERSTAND ECOSYSTEM-WIDE AND GLOBAL PHENOMENA RELATED TO CLIMATE CHANGE, INCLUDING CORAL BLEACHING. THEY ALSO STUDY INTERACTIONS BETWEEN THE SPECIES THAT MAKE UP BACTERIAL COMMUNITY ECOSYSTEMS. OUR RESEARCHERS ARE DEMONSTRATING THAT THE INTERSPECIES RELATIONSHIPS IN THE GUT MICROBIOME AFFECT OUR HEALTH, FERTILITY, AND LONGEVITY. SIMILAR DYNAMICS ALLOW MICROBIAL MATS TO THRIVE IN HOT SPRINGS; UNDERSTANDING THEM IMPROVES OUR KNOWLEDGE OF HOW LIFE ADAPTS TO EXTREME CONDITIONS. PROGRAM SERVICE ACTIVITY #2 FORM 990, PART III, LINE 4B EDUCATION - CARNEGIE, A NON-DEGREE GRANTING ENTITY, IS AN ADVANCED STUDY ORGANIZATION AT WHICH HIGHLY QUALIFIED GRADUATE SCIENTISTS ARE OFFERED POSTGRADUATE AND POSTDOCTORAL TRAINING FOR CAREERS IN EDUCATION AND RESEARCH. CARNEGIE'S POSTDOCTORAL SCIENTIFIC EDUCATION IS PRIMARILY CONDUCTED IN THE LABORATORY OR IN THE FIELD. THE POSTDOCTORAL CURRICULUM IS HEAVILY WEIGHTED TOWARD TRAINING CANDIDATES TO BE CAPABLE RESEARCHERS AND TEACHERS OF RESEARCH. THE FACULTY CONSISTS OF THE PROFESSIONAL STAFF OF CARNEGIE, ALL OF WHOM PURSUE THEIR OWN RESEARCH. CARNEGIE ALSO OFFERS CERTAIN TRAINING OPPORTUNITIES FOR PREDOCTORAL STUDENTS WHO MAY GO ON TO PURSUE ADVANCED DEGREES AT DEGREE-GRANTING INSTITUTIONS, AS WELL AS INTERNSHIP OPPORTUNITIES, BOTH THROUGH FORMAL PROGRAMS AND ON AN INDIVIDUAL, CASE-BY-CASE BASIS. THE FORMAL PROGRAMS, IN PARTICULAR, MAKE AN EFFORT TO PROVIDE RESEARCH OPPORTUNITIES AND ENCOURAGEMENT FOR CONSIDERING STEM CAREERS TO GROUPS WHO ARE TRADITIONALLY UNDERREPRESENTED IN MATHEMATICS AND THE PHYSICAL SCIENCES. CARNEGIE PROGRAMS ALSO TRAIN PUBLIC ELEMENTARY SCHOOL TEACHERS ON HOW TO INCORPORATE INTERACTIVE SCIENCE INSTRUCTION INTO ALL ASPECTS OF THE CURRICULUM; HELPS IMPROVE THE INSTRUCTION OF MATHEMATICS EDUCATION OF PUBLIC SCHOOL CHILDREN BY TRAINING INDIVIDUALS WITH MATHEMATICS OR RELATED DEGREES TO BECOME CLASSROOM INSTRUCTORS; INTRODUCES AND TRAINS HIGH SCHOOL STUDENTS TO CAREER EDUCATION PATHWAYS IN THE FIELD OF BIOTECHNOLOGY; AND MAKES INFORMATION AVAILABLE CONCERNING CARNEGIE'S SCIENTIFIC RESEARCH FINDINGS TO STUDENTS AND THE GENERAL PUBLIC.
FORM 990 REVIEW PROCESS	FORM 990, PART VI, SECTION B, LINE 11B CARNEGIE'S FINANCE DEPARTMENT, SENIOR STAFF AND ITS INDEPENDENT PAID PREPARER, GRANT THORNTON, WORK TOGETHER TO PREPARE AND REVIEW THE FORM 990. THE DRAFT FORM 990 IS THEN DISTRIBUTED TO MEMBERS OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT. AFTER THE AUDIT COMMITTEE HAS REVIEWED THE RETURN AND ITS FEEDBACK HAS BEEN INCORPORATED, THE RETURN IS DISTRIBUTED TO ALL MEMBERS OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE IT IS FILED WITH THE IRS. TRUSTEES ARE ENCOURAGED TO CONTACT THE CHIEF OPERATING OFFICER OR DIRECTOR OF FINANCE WITH ANY QUESTIONS. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C CARNEGIE HAS ADOPTED CONFLICT OF INTEREST POLICIES THAT APPLY TO THE INSTITUTION'S TRUSTEES, CORPORATE OFFICERS, AND EMPLOYEES. THESE POLICIES REQUIRE EACH TRUSTEE TO COMPLETE ANNUALLY A FORM TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. THE FORMS ARE COLLECTED BY THE CORPORATE SECRETARY, AND ANY DISCLOSURES ARE SUBSEQUENTLY PROVIDED TO THE BOARD OF TRUSTEES OR RELEVANT COMMITTEE OF THE BOARD FOR REVIEW AND APPROVAL. SIMILARLY, ALL EMPLOYEES OF CARNEGIE (INCLUDING CORPORATE OFFICERS) ARE REQUIRED, UPON HIRING AND ANNUALLY THEREAFTER, TO REPORT THEIR POTENTIAL CONFLICTS OF INTEREST. DEPARTMENT DIRECTORS REVIEW ALL POTENTIAL CONFLICTS IN THEIR DEPARTMENTS. THE PRESIDENT REVIEWS ALL POTENTIAL CONFLICTS FOR DEPARTMENT DIRECTORS. THE BOARD OF TRUSTEES REVIEWS ALL POTENTIAL CONFLICTS FOR THE CORPORATE OFFICERS. THROUGHOUT THE YEAR, EACH INDIVIDUAL SUBJECT TO THE CONFLICT OF INTEREST POLICIES IS REQUIRED TO UPDATE HIS/HER DISCLOSURE STATEMENT TO INCLUDE ANY INFORMATION REQUIRED TO BE DISCLOSED. THE SIGNED EMPLOYEE DISCLOSURE FORMS ARE KEPT IN THE EMPLOYEE'S PERSONNEL FILE.
PROCESS FOR DETERMINING EXECUTIVE COMPENSATION	FORM 990, PART VI, SECTION B, LINE 15A CARNEGIE ENGAGES AN INDEPENDENT COMPENSATION CONSULTING FIRM TO CONDUCT A COMPENSATION STUDY TO EVALUATE THE REASONABLENESS OF THE TOTAL PROPOSED COMPENSATION FOR THE ORGANIZATION'S "DISQUALIFIED PERSONS" UNDER TREAS. REG. 53.4958-3 WITHOUT REGARD TO WHETHER THE PERSON HAS BEEN ELECTED AN OFFICER. THE INDEPENDENT COMPENSATION STUDY FOCUSES ON THE COMPENSATION PAID TO FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS AND ALSO CONSIDERS INDUSTRY COMPENSATION SURVEYS. THE COMPENSATION STUDY IS PROVIDED TO THE ORGANIZATIONS HUMAN RESOURCES AND COMPENSATION COMMITTEE, TOGETHER WITH A REASONED WRITTEN OPINION FROM THE COMPENSATION CONSULTANT THAT THE PROPOSED COMPENSATION ARRANGEMENTS FOR THE DISQUALIFIED PERSONS ARE "REASONABLE" WITHIN THE MEANING OF TREAS. REG. 53.4958-4(B)(1)(II)(A). THE HUMAN RESOURCES AND COMPENSATION COMMITTEE SETS COMPENSATION FOR EACH DISQUALIFIED PERSON AND MAKES A RECOMMENDATION TO THE FULL BOARD OF TRUSTEES WITH RESPECT TO COMPENSATION FOR THE PRESIDENT. THE FULL BOARD THEN REVIEWS THE COMPENSATION STUDY AND OPINION FOR THE PRESIDENT TOGETHER WITH THE RECOMMENDATION OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE AND MAKES A DECISION WITH RESPECT TO THE PRESIDENTS COMPENSATION. THE HUMAN RESOURCES AND COMPENSATION COMMITTEE AND BOARD RELY ON THE COMPENSATION CONSULTANT'S OPINION AND COMPENSATION STUDY TO GUIDE ITS REVIEW, DELIBERATION, AND APPROVAL OF THE PROPOSED COMPENSATION ARRANGEMENTS, AND ITS DECISIONS REGARDING COMPENSATION (INCLUDING THE BASES FOR THESE DECISIONS) ARE DOCUMENTED IN THE MEETING MINUTES. THE HUMAN RESOURCES AND COMPENSATION COMMITTEE AND TRUSTEES WHO VOTE ON COMPENSATION FOR DISQUALIFIED PERSONS AND THE PRESIDENT DO NOT HAVE A CONFLICT OF INTEREST WITH REGARD TO THESE COMPENSATION ARRANGEMENTS.
MAKING ORGANIZATIONAL DOCUMENTS AVAILABLE TO THE PUBLIC	FORM 990, PART VI, SECTION C, LINE 19 IN ACCORDANCE WITH TREAS. REG. 301.6104(D)-1(A)(1) AND IRS NOTICE 2007-45, COPIES OF CARNEGIE'S THREE MOST RECENT FORMS 990 ARE MADE AVAILABLE FOR INSPECTION BY THE PUBLIC DURING REGULAR BUSINESS HOURS AT CARNEGIE'S OFFICE IN WASHINGTON, DC. CARNEGIE'S MOST RECENT FORM 990 IS ALSO MADE AVAILABLE TO THE PUBLIC ON THE INSTITUTION'S WEBSITE. THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AVAILABLE TO THE EXTENT REQUIRED BY LAW. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS AND STAFF CONFLICT OF INTEREST POLICY ARE ALSO MADE AVAILABLE TO THE PUBLIC UPON REQUEST.
Other CHANGES IN NET ASSETS	FORM 990, PART XI, LINE 9 PENSION-RELATED CHANGES OTHER THAN NET PERIODIC POSTRETIREMENT BENEFIT COST ($2,611,408) UNREALIZED SWAP GAIN/(LOSS) $1,033,807 UNREALIZED FX GAIN/(LOSS) $1,061 GRANT MODIFICATIONS ($5,187,691) ---------- TOTAL ($6,764,231)